Herring v. City of Memphis
Filing
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ORDER Granting in Part and Denying in Part 14 Motion to Dismiss; Adopting Report and Recommendations re 18 Report and Recommendations. Signed by Judge Sheryl H. Lipman on 7/17/17. (Lipman, Sheryl)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TENNESSEE
WESTERN DIVISION
JANICE F. HERRING,
Plaintiff,
v.
CITY OF MEMPHIS,
Defendant.
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No. 16-2995-SHL-dkv
ORDER ADOPTING MAGISTRATE’S REPORT AND RECOMMENDATION AND
GRANTING IN PART AND DENYING IN PART DEFENDANT’S MOTION TO
DISMISS
Before the Court is the Chief Magistrate Judge’s Report and Recommendation, filed
April 20, 2017, recommending that the Court grant in part and deny in part Defendant City of
Memphis’s Motion to Dismiss Plaintiff’s Amended Complaint (ECF No. 14). (ECF No. 18.)
Pro se Plaintiff Janice F. Herring filed a Complaint against Defendant City of Memphis (the
“City”) on December 21, 2016, alleging employment discrimination in violation of the Age
Discrimination in Employment Act, 29 U.S.C. §§ 621-34 (“ADEA”). (Compl., ECF No. 1.) In
her Amended Complaint, filed February 14, 2017, Plaintiff alleged claims for “age
discrimination, harassment, intimidation and last but not least retaliation,” in addition to a claim
that the City violated the Equal Pay Act (“EPA”). (Am. Compl. ¶¶ 1, 10, ECF No. 13.)
On February 23, 2017, the City filed a Motion to Dismiss Plaintiff’s Amended Complaint
for lack of subject matter jurisdiction and for failure to state a claim upon which relief may be
granted. (ECF No. 14.) Plaintiff responded with a document entitled “Janice Herring Views and
Response to City of Memphis Allegations,” which the Chief Magistrate Judge and the Court
interpret as a response to the Motion to Dismiss. (ECF No. 17.) Now before the Court is the
Chief Magistrate Judge’s Report and Recommendation (“R&R”), recommending that the City’s
Motion to Dismiss be granted in part and denied in part. (ECF No. 18.) Following the entry of
the R&R, Plaintiff filed a document entitled, “Request to Proceed with Claim & Additional
Amended Complaint,” which the Court interprets as an objection to the R&R. (ECF No. 19.)
The City did not file any objections or a response to Plaintiff’s objection.
For the reasons discussed below, the Court ADOPTS the R&R in its entirety. In
reviewing Plaintiff’s objection, it appears that she attempts to again amend her Complaint in the
objection to add an additional claim, which is not the proper procedure. Plaintiff has not shown
that she is entitled to file an Amended Complaint, nor has she requested leave to do so. 1
STATEMENT OF THE CASE
I.
Factual Allegations 2
Plaintiff, who is 55 years old, applied for a General Clerk B position with the City. (Am.
Compl. ¶ 2, ECF No. 13; ECF No. 13-1.) Plaintiff was hired as a General Clerk B with the Parks
& Neighborhoods/Neighborhood Watch Division and given a tentative start date of July 27,
2015, with a starting bi-weekly salary of $949.65. (ECF No. 13-1 at PageID 49-50.) The job
offer included a six-month probationary period. (Id. at PageID 51.) Plaintiff understood that she
would be working normal business hours and would not be required to use a vehicle. (Am.
Compl. ¶ 4, ECF No. 13.) However, upon starting with the City on August 10, 2015, she was
placed in a position of Organizer, a category 2 position, but with a General Clerk B Category 1
1
Plaintiff appears to seek to add a claim for “Promissory Estoppel (Bait & Switch)” and amend
her prayer for damages to $1 million.
2
The following recitation of the facts is taken from Plaintiff’s Amended Complaint and the
exhibits attached thereto, and is accepted as true for purposes of this Order. The Court may
consider “matters of public record, orders, items appearing in the record of the case, and exhibits
attached to the complaint,” without converting the motion to one for summary judgment. Amini
v. Oberlin Coll., 259 F.3d 493, 502 (6th Cir. 2001) (quoting Nieman v. NLO, Inc., 108 F.3d
1546, 1554 (6th Cir. 1997)).
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salary. (Id.) Plaintiff claims that, in the new position, she was informed that she would have to
work flexible hours, including evenings, and that she would be required to drive to attend
meetings and site visits around the city. Plaintiff further alleges that the original position she
was offered was filled by a young man named Matt. (Id. at ¶ 8.)
On August 19, 2015, Plaintiff states that she met with Dr. LaSonya Hall, Deputy Director
of the Neighborhood Watch Division, to express her concerns that she did not own a vehicle and
would not have applied for the position she was ultimately placed in, in addition to concerns
regarding working irregular hours due to her care of an elderly uncle who suffered from
Alzheimer’s disease. (Id. at ¶ 4.) Further, Plaintiff expressed concern that she had not received
any training for her position. (Id.) In response, Plaintiff alleges that Dr. Hall stated that “her 17
year old daughter could take notes and use an e-mail.” (Id.) Plaintiff also states that Dr. Hall
offered her a “pool car,” to enable her to drive, which she declined. (Id. at ¶ 6.)
Plaintiff alleges that she met with Dr. Hall again on September 9, 2015, to discuss her
concerns, during which Dr. Hall informed her that she should take a “week’s severance” and be
placed back on the City’s job placement system to get another position with the City. (Id. at ¶ 6.)
The following day, on September 10, 2015, Plaintiff was terminated from her position as a
General Clerk B in the Neighborhood Watch Program effective September 18, 2015, for “failure
to meet performance expectations.” (ECF No. 13-1 at 57.) Plaintiff was replaced by Karlescia
Brookins, who was 26 years of age and had been acting as Plaintiff’s supervisor, although she
had been employed by an organization other than the City at the time. (EEOC Charge 8-10, ECF
No. 13-4.) Plaintiff submitted a charge with the Equal Employment Opportunity Commission
(“EEOC”) on November 4, 2015, alleging age discrimination under the ADEA. (Id.)
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II.
Procedural Posture
Plaintiff filed this pro se Complaint on December 21, 2016, alleging that her former
employer, the City, discriminated against her on the basis of her age, in violation of the ADEA.
(ECF No. 1.) On February 14, 2017, Plaintiff filed an Amended Complaint, alleging additional
facts related to the age discrimination claims, and adding claims that the City violated the EPA
retaliated against her, harassed her and allowed a hostile work environment. (ECF No. 13.) The
City filed a Motion to Dismiss (ECF No. 14), arguing that Plaintiff’s Amended Complaint fails
to plead any facts or statutes that confer subject matter jurisdiction on the Court. On April 20,
2017, the Chief Magistrate Judge issued an R&R, recommending that Defendant’s Motion to
Dismiss be granted in part and denied in part. (ECF No. 18.) Plaintiff filed a timely objection on
May 2, 2017 (ECF No. 19), to which Defendant did not respond. The City filed no objections.
Although Plaintiff’s filing lacks specific objections, the Court construes her submission
as lodging two general objections to the Chief Magistrate Judge’s findings. First, Plaintiff
objects to the finding that she did not suffer any adverse employment action because she
received the same rate of pay when placed in the category 2 Organizer position rather than the
General Clerk B for which she was hired. Next, Plaintiff appears to object to the finding that she
failed to exhaust her administrative remedies as to her retaliation claim. It does not appear that
Plaintiff has objected to any other findings of fact or law by the Chief Magistrate Judge.
ANALYSIS
I.
Standard of Review
A magistrate judge may submit to a judge of the court proposed findings of fact and
recommendations for dismissal of a complaint for failure to state a claim upon which relief can
be granted. 28 U.S.C. § 636(b)(1)(B). “A judge of the court shall make a de novo determination
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of those portions of the report or specified proposed findings or recommendations to which
objection is made.” 28 U.S.C. § 636(b)(1)(C); Thomas v. Arn, 474 U.S. 140, 149 (1985). “A
general objection that does not identify specific issues from the magistrate’s report is not
permitted because it renders the recommendations of the magistrate useless, duplicates the
efforts of the magistrate, and wastes judicial economy.” Johnson v. Brown, 2016 WL 4261761,
at *1 (E.D. Kent. August 12, 2016) (citing Howard v. Sec’y of Health and Human Servs., 932
F.2d 505, 509 (6th Cir. 1991)). “A general objection to the entirety of the magistrate’s report has
the same effects as would a failure to object.” Howard, 932 F.2d at 509. After reviewing the
evidence, the court may accept, reject, or modify, in whole or in part, the findings or
recommendations made by the magistrate judge. 28 U.S.C. § 636(b)(1)(C). The district court
need not review findings that are not objected to under a de novo or any other standard. Thomas,
474 U.S. at 150.
In reviewing Plaintiff’s objections, the Court applies the Federal Rule of Civil Procedure
12(b)(6) standard. Under that standard, a court must determine whether the plaintiff has stated a
plausible claim upon which relief may be granted, while “constru[ing] the complaint in the light
most favorable to the plaintiff, accept[ing] its allegations as true, and draw[ing] all reasonable
inferences in favor of the plaintiff.” DirecTV, Inc. v. Treesh, 487 F.3d 471, 476 (6th Cir. 2007).
“Although for the purposes of a motion to dismiss we must take all of the factual allegations in
the complaint as true, we are not bound to accept as true a legal conclusion couched as a factual
allegation.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (internal quotation marks and citation
omitted).
II.
Jurisdiction
In the R&R, the Chief Magistrate Judge found that the Court has jurisdiction to hear
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Plaintiff’s claims because, even though she did not cite to any specific statutes in her Amended
Complaint, she properly cited to the ADEA in her original Complaint and in her EEOC charge,
which was attached to the Amended Complaint. (ECF No. 18 at 8.) The City did not object to
this finding. Therefore, the Court ADOPTS that portion of the R&R and DENIES Defendant’s
Motion as to its claim that Plaintiff fails to establish subject matter jurisdiction.
III.
Failure to State a Claim
In its Motion to Dismiss, the City argues that Plaintiff fails to state a claim for any causes
of action included in her Amended Complaint. The Chief Magistrate Judge agreed with the City
as to Plaintiff’s claims that she experienced a hostile work environment and harassment, and as
to Plaintiff’s claim under the EPA, and Plaintiff did not object. Accordingly, the Court
ADOPTS that portion of the R&R and DISMISSES WITH PREJUDICE those claims. The
Chief Magistrate Judge also found that Plaintiff does state a claim under the ADEA related to her
termination, and the City did not object. Accordingly, the Court ADOPTS that portion of the
R&R and DENIES Defendant’s Motion to Dismiss as to that claim.
The Court reviews de novo Plaintiff’s specific objections related to her claim for age
discrimination based on the City’s failure to hire her or place her in the position of General Clerk
B, and the objection to the finding that Plaintiff did not properly exhaust all administrative
remedies related to her retaliation claim.
A.
Age Discrimination Based on Failure to Hire
In the R&R, the Chief Magistrate Judge recommended dismissing Plaintiff’s age
discrimination claim based on the City’s failure to hire her or place her in the position she
originally sought, General Clerk B. (ECF No. 18 at 10.) That finding was based on Plaintiff’s
failure to “allege[] any adverse employment action when she was not given the position.” (Id. at
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10-11.) Because she was placed in another department at the same rate, the Chief Magistrate
Judge concluded that Plaintiff did not suffer an adverse employment action.
Plaintiff objects to the Chief Magistrate Judge’s finding, stating that she was told prior to
applying for the General Clerk B position that “the hours were from 8:00 to 4:30 p.m. and there
was no flex time involved with the position.” (ECF No. 19 at 2.) She states that, by being
placed in a different position, she was “performing organizers duties and making general clerks
wages.” (Id.) The Court interprets these statements as objections to the finding, arguing that the
differences in the positions created an adverse employment action.
The ADEA prohibits an employer from “discharg[ing] any individual or otherwise
discriminat[ing] against any individual with respect to his compensation, terms, conditions, or
privileges of employment, because of such individual’s age[.]” 29 U.S.C. § 623(a)(1). Absent
direct evidence, Plaintiff must prove four elements to make out a prima facie case of age
discrimination: (1) that she was a member of a protected group; (2) that she suffered an adverse
employment action; (3) that she was qualified for the position; and (4) that she was either
replaced by a significantly younger person or that a similarly situated younger employee was not
subject to the same adverse employment action. Martin v. Toledo Cardiology Consultants, Inc.,
548 F.3d 405, 410 (6th Cir. 2008).
“An adverse employment action ‘constitutes a significant change in employment status,
such as hiring, firing, failing to promote, reassignment with significantly different
responsibilities, or a decision causing a significant change in benefits.’” Freeman v. Potter, 200
F. App’x 439, 442 (6th Cir. 2006) (quoting Burlington Indus., Inc. v. Ellerth, 524 U.S. 742, 761
(1998)). “Such action usually ‘inflicts direct economic harm.’” Id. (quoting Burlington, 524
U.S. at 762.) “The action ‘must be more disruptive than a mere inconvenience or an alteration of
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job responsibilities.’” Id. (quoting Kocsis v. Multi-Care Mgmt., Inc., 97 F.3d 876, 885 (6th Cir.
1996)). However, an individual’s “subjective impression concerning the desirability of one
position over another” is insufficient to render an employer’s action materially adverse.” Id.
(quoting Mitchell v. Vanderbilt Univ., 389 F.3d 177, 183 (6th Cir. 2004)). “In short, the action
must have a ‘significant detrimental effect’ on the employee’s status, based on objective factors.
Id. (quoting Boone v. Goldin, 178 F.3d 253, 256 (4th Cir. 1999)).
While Plaintiff’s objection establishes that she subjectively believed the reassignment to
be an adverse employment action, she has not met her burden of showing that the change in
position was “objectively intolerable to a reasonable person.” Policastro v. Northwest Airlines,
Inc., 297 F.3d 535, 539 (6th Cir. 2002). Plaintiff suffered no change in pay, only a change in
responsibilities. Her perspective that the hours and flex schedule of the second position were
undesirable is not sufficient to establish the second prong of the prima facie case as to her ADEA
claim based on failure to hire.
Consequently, the Court agrees with the Chief Magistrate Judge’s finding that Plaintiff
fails to state a claim for age discrimination based on the City’s failure to hire her or place her in
the position she originally sought. Therefore, the Court ADOPTS the R&R as to that claim, and
DISMISSES WITH PREJUDICE Plaintiff’s ADEA discrimination claim based on a failure to
hire.
B.
Retaliation Claim
In the R&R, the Chief Magistrate Judge reached two conclusions as to Plaintiff’s
retaliation claim. First, the Chief Magistrate Judge found that Plaintiff’s vague reference to
“retaliation” did not refer to her engaging in any protected activity, as required to state a claim
for retaliation under Title VII. (ECF No. 18 at 13.) Alternatively, the Chief Magistrate Judge
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concluded that Plaintiff failed to allege a retaliation claim in her EEOC charge, and, thus,
Plaintiff’s claim would be barred for failure to exhaust her administrative remedies. Although
Plaintiff does not appear to object to the finding that she fails to state a claim for retaliation, she
does seem to object to the finding that she did not exhaust her administrative remedies for this
claim.
The Court construes Plaintiff’s statement that, “I have been consistent in my statement to
the EEOC, [t]he Court and [t]he City of Memphis Attorney” as the objection to the exhaustion
finding. (ECF No. 19 at 1.) Although this “objection” is not likely to be successful, it is not
necessary for the Court to even evaluate it. Because the Chief Magistrate Judge first found that
Plaintiff failed to state a claim for retaliation because she did not allege that she engaged in any
protected activity, a finding to which Plaintiff did not object, the Court ADOPTS the R&R as to
Plaintiff’s retaliation claim. Consequently, Defendant’s Motion to Dismiss is granted as to that
claim, and Plaintiff’s retaliation claim is DISMISSED WITH PREJUDICE.
CONCLUSION
The Court ADOPTS the Report and Recommendation in whole. Therefore, the Court
GRANTS IN PART AND DENIES IN PART Defendant’s Motion to Dismiss. Plaintiff’s
claims for retaliation, harassment, hostile work environment, violation of the EPA and her
ADEA claim based on failure to hire are DISMISSED WITH PREJUDICE. Plaintiff’s claim
that she was terminated in violation of the ADEA remains.
IT IS SO ORDERED, this 17th day of July, 2017.
s/ Sheryl H. Lipman
SHERYL H. LIPMAN
UNITED STATES DISTRICT JUDGE
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