Datatreasury Corporation v. Wells Fargo & Company et al

Filing 631

Defendant First-Citizens Bank & Trust Company's First Amended ANSWER to Complaint with Jury Demand, COUNTERCLAIM against Datatreasury Corporation by First Citizens Bank & Trust Company.(Carlson, Larry)

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Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 1 of 19 UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF TEXAS MARSHALL DIVISION DATATREASURY CORPORATION Plaintiff CIVIL ACTION NO. 2:06- CV- 72JURY TRIAL DEMANDED WELLS FARGO & COMPANY, et al. Defendants. DEFENDANT FIRST - CITIZENS BANK & TRUST COMPANY' FIRST AMENDED ANSWER. COUNTERCLAIM. AND JURY DEMAND Defendant First-Citizens Ban & Trust Company (" First- Citizens Ban" ) files this First Amended Answer, Counterclaim, and Jury Demand to plaintiff DataTreasury Corporation s First Amended Complaint for Patent Infringement (" Complaint" I. THE PARTIES First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. First- Citizens Ban is without suffcient knowledge or information either to admit or deny the allegations of this paragraph ofthe Complaint. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. First- Citizens Ban is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. Dockets.Justia.co Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 2 of 19 First-Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. First- Citizens Ban is without suffcient knowledge or information either to admit or deny the allegations of this paragraph ofthe Complaint. 10. First- Citizens Bank is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 11. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 12. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 13. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 14. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph ofthe Complaint. 15. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 16. First- Citizens Bank is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 3 of 19 17. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 18. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 19. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 20. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 21. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 22. First- Citizens Ban is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 23. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph ofthe Complaint. 24. First- Citizens Bank is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 25. First- Citizens Ban is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 26. First- Citizens Ban is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 27. First- Citizens Bank is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 4 of 19 28. First- Citizens Bank is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 29. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 30. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 31. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 32. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 33. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 34. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 35. First- Citizens Ban is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 36. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 37. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 38. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 5 of 19 39. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 40. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 41. First- Citizens Bank admits that First Citizens BancShares, Inc. is a Delaware corporation that maintains its principal place of business at 3128 Smoketree Court, Raleigh North Carolina 27604, and that it can be served with process through its Registered Agent for Service , Lewis R. Holding, 239 Fayettevile Street, Raleigh, North Carolina 27601. First- Citizens Ban denies the remaining allegations of this paragraph of the Complaint. 42. First- Citizens Bank admits that it is a wholly-owned banking subsidiary of Defendant First Citizens BancShares, Inc. and that it can be served with process through its Registered Agent for Service, James B. Hyler, Jr , 239 Fayettevile Street, Raleigh, North Carolina 27601. First-Citizens Bank denies the remaining allegations of this paragraph of the Complaint. 43. First- Citizens Bank is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 44. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 45. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 46. First- Citizens Ban is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 6 of 19 47. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 48. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 49. First- Citizens Bank is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 50. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 51. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 52. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph ofthe Complaint. 53. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph ofthe Complaint. 54. First- Citizens Bank is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 55. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph ofthe Complaint. 56. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 57. First- Citizens Ban is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 7 of 19 58. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. II. JURISDICTION AND VENUE 59. First- Citizens Bank admits that this action arises under the patent laws of the United States, Title 35 of the United States Code , and that this Court' s subject matter jurisdiction over this action is proper under 35 U. C. ~ 271 et seq. and 28 U.S. C. ~ 1338. First-Citizens Ban denies the remaining allegations of this paragraph of the Complaint. 60. First- Citizens Ban denies the allegations of this paragraph of the Complaint with respect to First-Citizens Ban and First Citizens BancShares , Inc. First-Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint with respect to the other defendants. 61. First- Citizens Ban denies that venue is proper in this Court. First- Citizens Bank denies the remaining allegations of this paragraph of the Complaint with respect to First- Citizens Bank and First Citizens BancShares , Inc. First-Citizens Bank is without sufficient knowledge or information either to admit or deny the remaining allegations of this paragraph of the Complaint with respect to the other defendants. 62. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 63. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 64. First- Citizens Ban admits that it owns a common limited liability company membership interest in The Clearing House Payments Company, LLC. First- Citizens Ban admits that it is a current user of Small Value Payments Company, LLC. First- Citizens Ban Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 8 of 19 denies that First Citizens BancShares, Inc. is an owner or curent user of The Clearing House Payments Company, LLC and/or Small Value Payments Company, LLC. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint with respect to the other defendants. First- Citizens Ban denies the remaining allegations of this paragraph of the Complaint. 65. First- Citizens Ban denies the allegations of this paragraph ofthe Complaint with Inc. First- respect to First-Citizens Ban and First Citizens BancShares , Citizens Ban admits that this Cour determined in a previous Order that Small Value Payments Company was subject to the specific jurisdiction of this Cour but was not subject to the general jurisdiction of this Court. First-Citizens Ban is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint with respect to the other defendants. III. PATENT INFRINGEMENT 66. First- Citizens Ban admits that on its face U.S. Patent No. 5 910 988 (the ''' 988 Patent") identifies that it issued on June 8 , 1999, identifies Claudio R. Ballard as the sole named inventor , Storage. and includes the title "Remote Image Capture denies the remaining with Centralized Processing and First- Citizens Ban allegations of this paragraph of the Complaint. 67. First- Citizens Ban admits that on its face U.S. Patent No. 6 032 137 (the ''' 137 Patent" ) identifies that it issued on February 29 , 2000, identifies Claudio R. Ballard as the sole named inventor, and includes the title "Remote Image Capture with Centralized Processing and Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 9 of 19 Storage. " First- Citizens Bank denies the remammg allegations of this paragraph of the Complaint. 68. First- Citizens Ban admits that on its face U. S. Patent No. 5 265, 007 (the ''' 007 Patent" ) identifies that it issued on November 23 , 1993 , identifies John L. Barhhard , Jr., Thomas K. Bowen, Terry L. Geer, and John W. Liebersbach as named joint inventors , and includes the title "Central Check Clearing System. " this paragraph of the Complaint. First-Citizens Bank denies the remaining allegations of 69. First- Citizens Bank admits that on its face U. S. Patent No. 5 583 759 (the ''' 759 1996 , Patent" ) identifies that it issued on December 10 , identifies Terry L. Geer as the sole named inventor, and includes the title "Mechanism for Expediting the Deposit , Transport and Submission of Checks into the Payment System. " First-Citizens Bank denies the remaining allegations of this paragraph of the Complaint. 70. First- Citizens Ban admits that on its face U.S. Patent No. 5 717 868 (the ''' 868 10 , 1998 , Patent") identifies that it issued on February identifies David L. James as the sole First- named inventor, and includes the title "Electronic Payment Interchange Concentrator. Citizens Bank denies the remaining allegations of this paragraph of the Complaint. 71. First- Citizens Ban admits that on its face U.S. Patent No. 5 930 778 (the "' 778 1999 , Patent") identifies that it issued on July 27, identifies Terry L. Geer as the sole named inventor , and includes the title " System for Expediting the Clearing of Financial Instruments and Coordinating the Same with Invoice Processing at the Point of Receipt." First- Citizens Bank denies the remaining allegations of this paragraph of the Complaint. 72. First- Citizens Bank denies the allegations of this paragraph of the Complaint. 988 and' 137 Patents , for which the Court has entered a stay as to First- Citizens Bank and First Citizens BancShares. (See Docket No. 397). By submitting this answer, First-Citizens Bank does not waive its rights under the stay and seeks no relief from the stay. I First- Citizens Bank submits its answer as to allegations regarding the ' Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 10 of 19 IV. COUNT ONE - THE ' 988 DEFENDANTS 73. First- Citizens Ban denies that either it or First Citizens BancShares , Inc. has been or is infringing the ' 988 Patent by making, using, selling, offering for sale , and/or importing in or into the United States , directly, contributorily, and/or by inducement , without authority, products and services that fall within the scope of the claims of the ' 988 Patent. First-Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint with respect to the other defendants. First- Citizens Bank denies the remaining allegations of this paragraph of the Complaint. 74. First- Citizens Bank denies that either it or First Citizens BancShares, Inc. has been or is actively inducing and/or contributing to the infringement of the ' 988 Patent among the defendants and by others. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint with respect to the other defendants. 75. First- Citizens Bank denies that either it or First Citizens BancSharcs , Inc. has infringed or is infringing the ' 988 Patent wilfully or otherwise. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint with respect to the other defendants. 76. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. V. COUNT TWO - THE ' 137 DEFENDANTS 77. First- Citizens Ban denies that either it or First Citizens BancShares, offering for sale , Inc. has been or is infringing the ' 137 Patent by making, using, sellng, in or into the United States , and/or importing directly, contributorily, and/or by inducement , without authority, Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 11 of 19 products and services that fall within the scope of the claims of the ' 137 Patent. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint with respect to the other defendants. First- Citizens Bank denies the remaining allegations of this paragraph of the Complaint. 78. First- Citizens Bank denies that either it or First Citizens BancShares, Inc. has been or is actively inducing and/or contributing to the infringement of the ' 137 Patent among the defendants and by others. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint with respect to the other defendants. 79. First- Citizens Ban denies that either it or First Citizens BancShares , Inc. has infringed or is infringing the ' 137 Patent wilfully or otherwise. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint with respect to the other defendants. 80. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. VI. COUNT THREE - THE ' 007 DEFENDANTS 81. First- Citizens Ban denies that either it or First Citizens BancShares , Inc. has been or is infringing the ' 007 Patent by making, using, selling, offering for sale , and/or importing in or into the United States , directly, contributorily, and/or by inducement , without authority, products and services that fall within the scope of the claims of the ' 007 Patent. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint with respect to the other defendants. First- Citizens Bank denies the remaining allegations of this paragraph of the Complaint. Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 12 of 19 82. First- Citizens Ban denies that either it or First Citizens BancShares , Inc. has been or is actively inducing and/or contributing to the infringement of the ' 007 Patent among the defendants and by others. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint with respect to the other defendants. 83. First- Citizens Ban denies that either it or First Citizens B anc Shares, Inc. has infringed or is infringing the ' 007 Patent wilfully or otherwise. First- Citizens Ban is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint with respect to the other defendants. VII. COUNT FOUR - THE ' 759 DEFENDANTS 84. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph ofthe Complaint. 85. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 86. First- Citizens Bank is without suffcient knowledge or information either to admit or deny the allegations ofthis paragraph of the Complaint. VIII. COUNT FIVE - THE ' 868 DEFENDANTS 87. First- Citizens Ban denies that either it or First Citizens BancShares , sellng, offering for sale , Inc. has been or is infringing the ' 868 Patent by making, using, in or into the United States, and/or importing directly, contributorily, and/or by inducement , without authority, products and services that fall within the scope of the claims of the ' 868 Patent. First-Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 13 of 19 this paragraph of the Complaint with respect to the other defendants. First- Citizens Bank denies the remaining allegations of this paragraph of the Complaint. 88. First- Citizens Bank denies that either it or First Citizens BancShares, Inc. has been or is actively inducing and/or contributing to the infringement of the ' 868 Patent among the defendants and by others. First- Citizens Ban is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint with respect to the other defendants. 89. First- Citizens Ban denies that either it or First Citizens BancShares , Inc. has infringed or is infringing the ' 868 Patent willfully or otherwise. First- Citizens Bank is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint with respect to the other defendants. IX. COUNT SIX - THE 90. 778 DEFENDANTS First- Citizens Ban is without suffcient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 91. First- Citizens Bank is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 92. First- Citizens Ban is without sufficient knowledge or information either to admit or deny the allegations of this paragraph of the Complaint. 93. First- Citizens Bank denies that plaintiff is entitled to any of the relief requested in paragraphs A.-H. of the Relief section of the Complaint. AFFIRMATIVE DEFENSES First Defense 94. This Court lacks personal jurisdiction over First- Citizens Bank. .. Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 14 of 19 Second Defense 95. Venue in the Eastern District of Texas is improper. Third Defense 96. First- Citizens Ban has not infringed any valid claim of the ' 007 Patent or the 868 Patent (collectively, the "Asserted Patents Fourth Defense 97. The claims of the Asserted Patents are invalid for failure to comply with the requirements of Title 35 of the United States Code. Fifth Defense 98. The Asserted Patents are unenforceable by reason of inequitable United States Patent and Trademark Office during conduct committed at the prosecution of the applications that eventually matured into the Asserted Patents. Sixth Defense 99. On information and belief, First- Citizens Ban enjoys actual and/or implied licenses to the Asserted Patents. Seventh Defense 100. Plaintiff's claims of alleged infringement of the Asserted Patents are barred , in whole or in part, under the doctrine of laches and/or the statute of limitations. Eighth Defense 101. At least some of the allegedly infringing activities of First- Citizens Bank that DataTreasury complains of in its Complaint were " for the Government and with the authorization or consent of the Governent" for the purposes of28 U. C. ~ 1498(a). Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 15 of 19 102. At least par of DataTreasury s remedy for First-Citizens Ban' s allegedly infringing use complained of in the Complaint " shall be by action against the United States in the United States Court of Federal Claims for the recovery of C. 9 1498(a). (its) reasonable and entire compensation for such use" pursuant to 28 U. COUNTERCLAIM Subject to and without waiving the defenses of lack of personal jurisdiction and improper venue , Defendant First-Citizens Bank counterclaims against plaintiff for declaratory judgment and alleges the following: First- Citizens Bank incorporates by reference all of the allegations of the preceding Answer from paragraphs 1 to 102. This counterclaim arises under the Federal Declaratory Judgment Act , 28 V. 99 2201- , and the patent laws of the United States set forth in Title 35 of the United States Code and in Title 37 of the Code of Federal Regulations. This Court has jurisdiction over this counterclaim pursuant to 28 U.S. C. 1338(a), and 2201 (a). 99 1331 Venue is based on 28 U. C. 99 1391(b), (c) and 1400(b). This Cour has personal jurisdiction over plaintiff. Plaintiff filed the Complaint against First- Citizens Bank and other defendants for infringement of the Asserted Patents. Accordingly, an actual justiciable case or controversy exists between plaintiff and defendants. First- Citizens Bank has not infringed any valid claim of the Asserted Patents. The claims of the Asserted Patents are invalid for failure to comply with the requirements of Title 35 of the United States Code. Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 16 of 19 The Asserted committed at the Patents are unenforceable by reason of inequitable conduct United States Patent and Trademark Offce during prosecution of the applications that eventually matured into the Asserted Patents. On information and belief, licenses to the Asserted Patents. First- Citizens Bank enJoys actual and/or implied Plaintiffs claims of alleged infringement of the Asserted Patents are barred , in whole or in par, under the doctrine of laches and/or the statute of limitations. PRAYER FOR RELIEF WHEREFORE , First-Citizens Ban respectfully prays that this Court: Dismiss the Complaint with prejudice; Adjudge , declare, and decree that the claims of the Asserted Patents are invalid and not infringed by First-Citizens Ban; Permanently enjoin plaintiff, its successors , and assigns , and anyone acting in concert therewith or on its behalf, from attempting to enforce the Asserted Patents against First- Citizens Bank or any parent, affiiate, or subsidiar of First- Citizens Ban, or its respective offcers , agents, employees, successors , and assigns; Find this case exceptional and award reasonable attorneys ' fees to First- Citizens Ban pursuant to 35 U. C. 9 285; Award the costs ofthis case to First- Citizens Ban; and Award to First-Citizens Ban any further relief to which First- Citizens Bank is entitled. Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 17 of 19 JURY DEMAND First- Citizens Ban demands a trial by jury of all issues so triable pursuant to Federal Rule of Civil Procedure 38. Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 18 of 19 Dated: April 9, 2007. Respectfuly submitted /s/ Lary D. Carlson Larry D. Carlson, Attorney-in-Charge Texas State Bar No. 03814500 Mail: lary.carlson(fbakerbotts. com Fernando Rodriguez , Jr. Texas State Bar No. 24005048 Mail: fernando. rodriguez(fbakerbotts. com David O. Taylor Texas State Bar No. 24042010 Mail: david. taylor(fbakerbotts. com BAKER BOTTS L.L.P. 2001 Ross Avenue , Suite 600 Dallas , Texas 75201 Telephone: (214) 953- 6500 Facsimile: (214) 953- 6503 Donalt J. Eglinton Mail: dje(fwardandsmith. com WARD AND SMITH , P. Post Office Box 867 New Bern, North Carolina 28563 Telephone: (252) 672- 5456 Facsimile: (252) 672- 5477 ATTORNEYS FOR DEFENDANTS FIRSTCITIZENS BANK & TRUST COMPANY AND FIRST CITIZENS BANCSHARES , INC. Case 2:06-cv-00072-DF-CMC Document 631 Filed 04/09/2007 Page 19 of 19 CERTIFICATE OF SERVICE I certify that on April 9 , 2007 , all counsel who are deemed to have consented to electronic service are being served with a copy of this document by the Court' s Electronic Filing System , pursuant to Local Rule CV-5(a)(3)(A). /s/ Larry D. Carlson Larry D. Carlson

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