MyMail, Ltd. v. Canon U.S.A., Inc. et al
Filing
72
MEMORANDUM OPINION AND ORDER. Signed by Magistrate Judge Roy S. Payne on 12/6/2018. (nkl, )
THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
MARSHALL DIVISION
MYMAIL, LTD.,
Plaintiff,
v.
HP INC.
Defendant.
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§ Case No. 2:18-CV-00015-JRG-RSP
§
(LEAD CASE)
§
§
§ Case No. 2:18-CV-00016-JRG-RSP
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MEMORANDUM OPINION AND ORDER
On October 29, 2018, the Court held a hearing to determine the proper construction of two
disputed claim terms in the United States Patent No. 8,732,318 (“the ’318 patent”). See Dkt. Nos.
55, 64. The Court has considered the arguments made by the parties at the hearing and in their
claim construction briefings. Dkt. Nos. 59, 60, and 61.
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The Court has also considered the
intrinsic evidence and made subsidiary factual findings about the extrinsic evidence. See Phillips
v. AWH Corp., 415 F.3d 1303, 1314 (Fed. Cir. 2005) (en banc); Teva Pharm. USA, Inc. v. Sandoz,
Inc., 135 S. Ct. 831, 841 (2015). The Court issues this Claim Construction Memorandum and
Order in light of these considerations. 2
1
Citations to the parties’ filings are to the filing’s number in the docket (Dkt. No.) and pin cites are to the page
numbers assigned through ECF.
2
Claim construction briefs relating to defendants that have been dismissed are not referenced in this Order.
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Table of Contents
I. BACKGROUND ...................................................................................................................3
II. LEGAL PRINCIPLES ........................................................................................................5
III. COLLATERAL ESTOPPEL / ISSUE PRECLUSION ....................................................8
IV. CONSTRUCTION OF DISPUTED TERMS....................................................................9
A. “network service provider (NSP)” .....................................................................................9
B. “access provider”.............................................................................................................16
V. CONCLUSION ..................................................................................................................20
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I. BACKGROUND
Plaintiff MyMail brings suit alleging infringement of United States Patent No. 8,732,318
(“the ’318 patent”) by Defendant HP.
The application leading to the ’318 patent was filed on April 16, 2003 and issued on May
20, 2014. The ’318 patent is entitled “Method of Connecting a User to a Network.” In general,
the ’318 patent is directed to a method and apparatus for connecting and/or simplifying user access
to a network.
Figure 1 of the ‘318 patent is reproduced below:
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The Abstract of the ’318 patent states:
The present invention comprises a method of and apparatus for
simplifying the process of access to a network for a roaming
computer user, divides the responsibility of servicing a given user
wanting to access the network between multiple parties and
minimizes the possibility of improper dissemination of email header
data as well as improper use of network resources (including server
systems) by non-clients.
The only asserted claim in this lawsuit is independent claim 5, which is reproduced below:
A method of obtaining a set of network access information
comprising the steps of:
modifying a stored set of network access information using
new information downloaded, via the network, to a network
access device from an access provider connected to said
network; and
the network access device re-accessing the network via a given
network service provider (NSP) using the modified set of
network access information.
The ‘318 patent is a division of an application that resulted in U.S. Patent No. 6,571,290
(“the ‘290 patent”). The ‘290 patent shares a nearly identical specification with the ‘318 patent
and is entitled “Method and Apparatus for Providing Fungible Intercourse over a Network.”
The ‘290 patent and related litigation background is highly relevant for this lawsuit and
claim construction proceeding.
Plaintiff previously asserted the ‘290 patent against other
defendants in the Eastern District of Texas. See, e.g., MyMail, Ltd. v. America Online, Inc., No.
6:04-cv-189 (E.D. Tex.) (the “prior litigation”). In that case, Judge Davis construed numerous
terms in the ‘290 patent, including the two same or similar terms that are now disputed in this case.
After claim construction, the Defendants successfully moved for summary judgment of noninfringement. Plaintiff appealed to the Federal Circuit, which ultimately affirmed the claim
construction and summary judgment of non-infringement. MyMail, Ltd. v. Am. Online, Inc.,
476 F.3d 1372, 1376-79 (Fed. Cir. 2007). For this case, the parties dispute the relevance and
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preclusive effects of the prior litigation and the prior Federal Circuit opinion, including the prior
constructions of the disputed terms.
II. LEGAL PRINCIPLES
It is understood that “[a] claim in a patent provides the metes and bounds of the right which
the patent confers on the patentee to exclude others from making, using or selling the protected
invention.” Burke, Inc. v. Bruno Indep. Living Aids, Inc., 183 F.3d 1334, 1340 (Fed. Cir. 1999).
Claim construction is clearly an issue of law for the court to decide. Markman v. Westview
Instruments, Inc., 52 F.3d 967, 970–71 (Fed. Cir. 1995) (en banc), aff’d, 517 U.S. 370 (1996).
“In some cases, however, the district court will need to look beyond the patent’s intrinsic
evidence and to consult extrinsic evidence in order to understand, for example, the background
science or the meaning of a term in the relevant art during the relevant time period.” Teva Pharms.
USA, 135 S. Ct. at 841 (citation omitted). “In cases where those subsidiary facts are in dispute,
courts will need to make subsidiary factual findings about that extrinsic evidence. These are the
‘evidentiary underpinnings’ of claim construction that we discussed in Markman, and this
subsidiary factfinding must be reviewed for clear error on appeal.” Id. (citing 517 U.S. 370).
To ascertain the meaning of claims, courts look to three primary sources: the claims, the
specification, and the prosecution history. Markman, 52 F.3d at 979. The specification must
contain a written description of the invention that enables one of ordinary skill in the art to make
and use the invention. Id. A patent’s claims must be read in view of the specification, of which
they are a part. Id. For claim construction purposes, the description may act as a sort of dictionary,
which explains the invention and may define terms used in the claims. Id. “One purpose for
examining the specification is to determine if the patentee has limited the scope of the claims.”
Watts v. XL Sys., Inc., 232 F.3d 877, 882 (Fed. Cir. 2000).
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Nonetheless, it is the function of the claims, not the specification, to set forth the limits of
the patentee’s invention. Otherwise, there would be no need for claims. SRI Int’l v. Matsushita
Elec. Corp., 775 F.2d 1107, 1121 (Fed. Cir. 1985) (en banc). The patentee is free to be his own
lexicographer, but any special definition given to a word must be clearly set forth in the
specification. Intellicall, Inc. v. Phonometrics, Inc., 952 F.2d 1384, 1388 (Fed. Cir. 1992).
Although the specification may indicate that certain embodiments are preferred, particular
embodiments appearing in the specification will not be read into the claims when the claim
language is broader than the embodiments. Electro Med. Sys., S.A. v. Cooper Life Sciences, Inc.,
34 F.3d 1048, 1054 (Fed. Cir. 1994).
This Court’s claim construction analysis is substantially guided by the Federal Circuit’s
decision in Phillips, 415 F.3d 1303. In Phillips, the court set forth several guideposts that courts
should follow when construing claims. In particular, the court reiterated that “the claims of a
patent define the invention to which the patentee is entitled the right to exclude.” Id. at 1312
(quoting Innova/Pure Water, Inc. v. Safari Water Filtration Sys., Inc., 381 F.3d 1111, 1115 (Fed.
Cir. 2004)). To that end, the words used in a claim are generally given their ordinary and
customary meaning. Id. The ordinary and customary meaning of a claim term “is the meaning
that the term would have to a person of ordinary skill in the art in question at the time of the
invention, i.e., as of the effective filing date of the patent application.” Id. at 1313. This principle
of patent law flows naturally from the recognition that inventors are usually persons who are
skilled in the field of the invention and that patents are addressed to, and intended to be read by,
others skilled in the particular art. Id.
Despite the importance of claim terms, Phillips made clear that “the person of ordinary
skill in the art is deemed to read the claim term not only in the context of the particular claim in
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which the disputed term appears, but in the context of the entire patent, including the
specification.” Id. Although the claims themselves may provide guidance as to the meaning of
particular terms, those terms are part of “a fully integrated written instrument.” Id. at 1315
(quoting Markman, 52 F.3d at 978). Thus, the Phillips court emphasized the specification as being
the primary basis for construing the claims. Id. at 1314–17. As the Supreme Court stated long
ago, “in case of doubt or ambiguity it is proper in all cases to refer back to the descriptive portions
of the specification to aid in solving the doubt or in ascertaining the true intent and meaning of the
language employed in the claims.” Bates v. Coe, 98 U.S. 31, 38 (1878). In addressing the role of
the specification, the Phillips court quoted with approval its earlier observations from Renishaw
PLC v. Marposs Societa’ per Azioni, 158 F.3d 1243, 1250 (Fed. Cir. 1998):
Ultimately, the interpretation to be given a term can only be
determined and confirmed with a full understanding of what the
inventors actually invented and intended to envelop with the claim.
The construction that stays true to the claim language and most
naturally aligns with the patent’s description of the invention will
be, in the end, the correct construction.
Phillips, 415 F.3d at 1316. Consequently, Phillips emphasized the important role the specification
plays in the claim construction process.
The prosecution history also continues to play an important role in claim interpretation.
Like the specification, the prosecution history helps to demonstrate how the inventor and the
United States Patent and Trademark Office (“PTO”) understood the patent. Id. at 1317. Because
the file history, however, “represents an ongoing negotiation between the PTO and the applicant,”
it may lack the clarity of the specification and thus be less useful in claim construction proceedings.
Id. Nevertheless, the prosecution history is intrinsic evidence that is relevant to the determination
of how the inventor understood the invention and whether the inventor limited the invention during
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prosecution by narrowing the scope of the claims. Id.; see Microsoft Corp. v. Multi-Tech Sys.,
Inc., 357 F.3d 1340, 1350 (Fed. Cir. 2004) (noting that “a patentee’s statements during prosecution,
whether relied on by the examiner or not, are relevant to claim interpretation”).
Phillips rejected any claim construction approach that sacrificed the intrinsic record in
favor of extrinsic evidence, such as dictionary definitions or expert testimony. The en banc court
condemned the suggestion made by Texas Digital Systems, Inc. v. Telegenix, Inc., 308 F.3d 1193
(Fed. Cir. 2002), that a court should discern the ordinary meaning of the claim terms (through
dictionaries or otherwise) before resorting to the specification for certain limited purposes.
Phillips, 415 F.3d at 1319–24. According to Phillips, reliance on dictionary definitions at the
expense of the specification had the effect of “focus[ing] the inquiry on the abstract meaning of
words rather than on the meaning of claim terms within the context of the patent.” Id. at 1321.
Phillips emphasized that the patent system is based on the proposition that the claims cover only
the invented subject matter. Id.
Phillips does not preclude all uses of dictionaries in claim construction proceedings.
Instead, the court assigned dictionaries a role subordinate to the intrinsic record. In doing so, the
court emphasized that claim construction issues are not resolved by any magic formula. The court
did not impose any particular sequence of steps for a court to follow when it considers disputed
claim language. Id. at 1323–25. Rather, Phillips held that a court must attach the appropriate
weight to the intrinsic sources offered in support of a proposed claim construction, bearing in mind
the general rule that the claims measure the scope of the patent grant.
III. COLLATERAL ESTOPPEL / ISSUE PRECLUSION
The parties dispute the terms “network service provider” (or “NSP”) and “access provider,”
which are both recited in claim 5 of the ‘318 patent. Judge Davis previously construed the terms
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“network service provider” (NSP) and “access service provider” in relation to the parent ‘290
patent. On appeal, the Federal Circuit affirmed the construction of NSP. The parties dispute
whether collateral estoppel and/or issue preclusion applies to the ‘318 patent for the disputed
“NSP” and “access provider” terms. In particular, Defendant argues that collateral estoppel / issue
preclusion applies because all four factors of the Fifth Circuit test for collateral estoppel applies:
(1) the issues under consideration are the same, (ii) the issue was fully and vigorously litigated in
the prior action, (iii) the issue was necessary to support the judgment in the prior case, and (iv)
there are no special circumstances that would render issue preclusion unfair. See, e.g., Defendant’s
Response, Dkt. No. 60, at 5-12. Plaintiff argues that issue preclusion does not apply and that none
of these four factors support preclusion. See, e.g., Plaintiff’s Reply, Dkt. No. 61, at 1-6.
Although the Court finds that the Defendant provides good arguments as to why collateral
estoppel may apply to these disputed terms, the Court finds that it need not rule on this issue for
this claim construction proceeding. Instead, the Court will address the construction of the disputed
terms on their merits and the intrinsic record without relying on and/or ruling on the issue of
collateral estoppel.
IV. CONSTRUCTION OF DISPUTED TERMS
The parties’ positions and the Court’s analysis as to the disputed terms are presented below.
A. “network service provider (NSP)”
Plaintiff’s
Defendant’s
Proposed Construction
Proposed Construction
“hardware and/or software that provides “a party that provides a connection to the network
a connection to a network”
and authenticates users for access to the network”
The disputed term “network service provider” (NSP) appears in independent claims 3 and
5 of the ‘318 patent.
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(1) The Parties’ Positions
Plaintiff argues that the NSP term is hardware and/or software that provides a connection
to a network. See, e.g., Dkt. No. 59, Plaintiff’s Opening Claim Construction Brief, at 14-20.
Plaintiff contends that there is nothing in the claims or specification that require the NSP and
access provider to be a different corporate entity or different system. Id. at 17. Plaintiff argues
that the parties clearly dispute whether the term “party” includes or excludes hardware and/or
software. Id. at 18. According to Plaintiff, a reference to a party includes a reference to hardware
and/or software, and that a party cannot perform the claimed method without hardware and/or
software. Id. Plaintiff argues that a construction that excludes hardware and/or software would
be contrary to reality. Id. at 19. Plaintiff further argues that there is no language in claim 5 of the
‘318 patent that requires authentication, and there is nothing in the claim that requires or suggests
the NSP must perform authentication. Id. at 20. Plaintiff argues that in one embodiment of the
specification, “access service” performs authentication for one or more NSPs. Id. Plaintiff argues
that claim 5 is “agnostic” whether the NSP, the access provider, or another system provides the
authentication. Id. at 20-21.
Defendant responds that the specification “coined” the NSP term and is bound by the
representations in the specification regarding the NSP term. See, e.g., Dkt. No. 60, Defendant’s
Responsive Claim Construction Brief, at 12-17. Defendant argues that based on the teachings in
the specification, the NSP must be a party. Id. at 13-15. Defendant contends that one of skill in
the art would have understood that a “party” was a juristic entity, not just hardware or software.
Id. at 14. Defendant argues the fact that a NSP may utilize hardware and/or software may be true
but misses the point as to underlying meaning of the NSP term itself.
Id.
Regarding
“authentication,” Defendant argues that the specification defines distinct roles for a NSP and an
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ASP, and that the ASP provides access information to users so that they can connect to a given
NSP. Id. at 15. According to Defendant, the only portion of the specification in which the ASP
performs authentication instead of the NSP is a single embodiment, but that embodiment was
disclaimed in the prior litigation and claim 5 is substantially identical to the prior claims in the
prior litigation regarding this feature. Id. at 15-16.
In its Reply, Plaintiff argues that an ISP need only provide internet access to be an ASP,
and an NSP need only provide network access. See, e.g., Dkt. No. 61, Plaintiff’s Reply Claim
Construction Brief, at 9. Plaintiff argues that the defining trait of an ISP or NSP is providing
network access, not authentication, which can be delegated. Id. Plaintiff also argues that access
information is broader than authentication information. Id. Regarding the “party” dispute,
Plaintiff argues that a “party” is similar to an “entity,” and the specification mentions that an
“entity” may refer to software and hardware. Id. at 10. Plaintiff argues that Defendant’s separation
of the parties as being separate corporate entities ignores the claim language and selectively reads
from the specification, and is not supported by the prosecution history. Id.
(2) Analysis
Defendant’s construction for the “network service provider” term is identical to the
construction provided to this term by Judge Davis and affirmed by the Federal Circuit. The parties
dispute two primary issues as to this term: (1) whether the term is limited to a “party” or to
“hardware and/or software,” and (2) whether the term requires “authentication.”
The term “network service provider” appears in independent claim 5, reproduced below:
A method of obtaining a set of network access information comprising the steps of:
A method of obtaining a set of network access information
comprising the steps of:
modifying a stored set of network access information using
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new information downloaded, via the network, to a network
access device from an access provider connected to said
network; and
the network access device re-accessing the network via a given
network service provider (NSP) using the modified set of
network access information.
(emphasis added).
Based on the plain language of claim 5, a given “NSP” is used to connect to the network
by using the modified set of network access information.
The ‘318 patent expressly mentions that the “NSP” term is a “coined” term in the ‘318
patent. Col. 5, ll. 39-44. The ‘318 patent states that an “internet service provider” (ISP) includes
network access providers (NAPs) and Network Service Providers (NSPs). Col. 6, ll. 11-15. The
only reference to NSP in the ‘318 patent is in the context of the ISP authentication process. Col.
7, ll. 3-9. Thus, as envisioned in the ‘318 patent, a NSP is a type of ISP, and in general the ‘318
patent equates the functions of an NSP with the functions provided by an ISP.
Authentication
Regarding the “authentication” dispute, the vast majority of the ‘318 patent specification
requires an ISP and/or NSP to authenticate the user. The specification provides distinct roles for
the access service / ASP 106 and the NSP/ISP 102. See, e.g., FIG. 1. The ASP provides access
information to users so that they can connect to a given NSP. See, e.g., col. 7, ll. 48-56; col. 8, ll.
30-38. The ‘318 patent teaches that the ISP authenticates the user and checks to confirm that the
ID and password is valid. See, e.g., col. 6, l. 67 – col. 7, l. 21; see also col. 2, ll. 16-27. The ‘318
patent also references an NSP in the context of the ISP authentication process. Col. 7, ll. 3-9.
Because ISP is used synonymously with NSP, the ‘318 patent teaches that the NSP authenticates
users using the access information. This teaching in the specification is consistent with the
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language of claim 5, which requires the NSP to use the modified set of network access information
to re-access the network.
There is a sole embodiment in the ‘318 patent that supposedly does not require the NSP to
perform the authentication step. See, e.g., col. 23, ll. 42-64. Plaintiff argues that this sole
embodiment is proof that the NSP of claim 5 does not authenticate. In the prior litigation, Plaintiff
conceded that this embodiment was not claimed; however, Plaintiff has not made this express
concession in this litigation.
While the prosecution history to the ‘318 patent is not particularly helpful as to this
disputed term, it is nonetheless still instructive. For example, in its March 4, 2010 response to an
office action, the Applicant relied upon numerous portions of the specification in describing its
claimed invention as set out in then-pending claim 3 (which later issued as claim 5 of the ‘318
patent), and none of the specification citations pointed to the alternative embodiment found at col.
23 in the ‘318 patent that Plaintiff now argues is relevant for the NSP term. Similarly, in its Appeal
Brief during prosecution of the ‘318 patent, Applicant relied on portions of the specification that
generally require the NSP to perform the authentication portion and did not once rely on the
alternative embodiment. Overall, the Court is not convinced, and finds no support in favor thereof,
that claim 5 covers the alternative embodiment found at col. 23, ll. 42-64 of the ‘318 patent and/or
that authentication is not a required function of the NSP.
The Federal Circuit’s opinion on the NSP term is informative. First, the Federal Circuit
found that the NSP is a “coined term” without a meaning apart from the patent. MyMail, Ltd. v.
America Online, Inc., 476 F.3d 1372, 1376 (Fed. Cir. 2007). Second, the Federal Circuit agreed
with the district court that “authentication is a required function of the NSP and that the functions
performed by the NSP in the defendants’ systems do not constitute authentication.” Id. at 1375-
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1377. The Federal Circuit found that the specification shows that the ASP cannot perform the
required authentication, and that the specification describes the authentication and connection
steps as being completed before the ASP becomes relevant. Id. at 1376.
In addition to the overwhelming specification support that the NSP must perform
authentication, the Court finds that claim 5 itself supports a finding that authentication is required
by the NSP. First, the language surrounding the NSP term in claim 5 is consistent with the
language used in the specification requiring authentication by the NSP. Second, the requirement
for the NSP to use the modified set of network access information for re-accessing the network
strongly suggests that authentication is performed; otherwise there would be no need for the NSP
to use the modified set of network access information.
Consistent with the Federal Circuit’s opinion (albeit in context of the parent ‘290 patent),
the Court finds that the intrinsic evidence, including the specification and claims of the ‘318 patent,
require the NSP to perform an authentication function.
Party v. Hardware/Software
Regarding the “party” dispute, the Court finds that, overall, the claims and specification
supports a “party” limitation to the NSP term.
First, claim 5 treats the “network service provider” and “access provider” limitations as
more than just being hardware and/or software. For example, the Court notes that a constituent
term of the “network service provider” term is the word “provider.” The basic understanding of a
“provider” is generally a person or party that provides. The Court finds that the use of the term
“provider” in the disputed term implies more than just hardware and/or software. In other words,
the Court finds that one of ordinary skill in the art would not consider a “network service provider”
to be merely “hardware and/or software.” Indeed, claim 5 uses the modifier “given” right before
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NSP, implying that the claimed given NSP is a particular party or entity, not just general hardware
and/or software.
Second, the specification repeatedly discusses the idea of a “party” in connection with the
claimed invention. The Abstract of the ‘318 patent states that the present invention “divides the
responsibility of servicing a given user wanting to access the network between multiple parties.”
This inventive purpose is repeated in the Summary of the Invention section of the ’318 patent.
See, e.g., col. 3, ll. 46-52. The ‘318 patent has numerous references to an ISP in the Background
section, and they generally refer to an ISP as being a party instead of just hardware or software.
The ‘318 patent mention specifically mentions that ISPs and Network Access Providers (NAPS)
are “companies which own telephone networks and modem banks such as AT&T, GTE, UUNet,
PSI, etc.” See, e.g., col. 4, ll. 64-67. This suggests that a “provider” – as taught in, referred to,
and claimed by the ‘318 patent – is a party, like the AT&T, GTE, etc. companies.
The Court rejects Plaintiff’s proposed limitation of “hardware and/or software” as not
being supported in the specification or the claims. Further, the Court finds that Plaintiff’s
limitation to a generic “hardware and/or software” limitation for both of the “NSP” and “access
provider” terms provides little material difference to these separate terms.
The Court finds that the intrinsic evidence, including the specification and claims of the
‘318 patent, require the NSP to be a “party.” The Court notes that, at this time, it is not deciding
the issue on whether the “NSP” and the “access provider” must be separate “parties” or may be
the same “party.”
On balance, and for the reasons described above, the Court is not persuaded by the
Plaintiff’s arguments and rejects them accordingly. The Court finds that the NSP term is limited
to a party and that it requires authentication. Regarding the “user” limitation proposed in the
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Defendant’s construction, claim 5 does not expressly recite a “user,” and thus the Court finds that
a “user” limitation is not necessary for the construction of the NSP term for this claim dispute.
In addition to support by the underlying intrinsic evidence, the Court has not found any
evidence that the Federal Circuit’s opinion is wrong and/or inapplicable to the NSP term disputed
in claim 5 of the ‘318 patent. The Federal Circuit’s similar construction of the term confirms the
Court’s construction.
The Court hereby construes the term “network service provider” to mean “a party that
provides a connection to the network and authentication for access to the network.”
B. “access provider”
Plaintiff’s
Proposed Construction
“hardware and/or software that provides
network access information”
Defendant’s
Proposed Construction
“a party that provides authenticated access
information to a user through the network to
enable the user to access one or more NSPs”
The disputed term “access provider” appears in independent claim 5 of the ‘318 patent.
(1) The Parties’ Positions
Plaintiff argues that the access provider term is hardware and/or software that provides
network access information. See, e.g., Dkt. No. 59, Plaintiff’s Opening Claim Construction Brief,
at 14-20. Plaintiff contends that the term “access provider” was not construed in the prior
litigation. Id. at 14. Plaintiff argues that there is nothing in the claims or specification that require
the NSP and access provider to be a different corporate entity or different system. Id. at 17.
Plaintiff argues that the parties clearly dispute whether the term “party” includes or excludes
hardware and/or software. Id. at 18. According to Plaintiff, a reference to a party includes a
reference to hardware and/or software, and that a party cannot perform the claimed method without
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hardware and/or software. Id. Plaintiff argues that a construction that excludes hardware and/or
software would be contrary to reality. Id. at 19.
Defendant responds that the “access provider” term is another variation of the “access
service provider” term that was previously disputed and construed. See, e.g., Dkt. No. 60,
Defendant’s Responsive Claim Construction Brief, at 18-27.
Defendant argues that the
specification, the claims, and the prosecution history treat the “access provider” term the same as
the “access service provider” term. Id. Defendant contends that the prior litigation construed the
terms “access SP,” “access service,” “access service provider,” and “ASP” as the same, and
confirms the fact that the “access provider” term is just another variation of the same ASP term.
Id. at 22. Regarding the “party” dispute, Defendant argues that the patent describes the necessary
relationships between the parties responsible for servicing the user, and that the claims and the
specification confirm that the “access provider” is a “party.” Id. at 23. Further, Defendant argues
that Plaintiff’s construction of hardware and/or software for both NSP and ASP makes no
distinction between those terms. Id. Like the NSP term, Defendant argues that one of ordinary
skill in the art would recognize that the access provider term is a juristic entity. Id. Defendant
also argues that the specification and claim is clear that the ASP provides information to allow the
network access device to re-access the network via a given NSP. Id. at 26.
In its Reply, Plaintiff argues that the term “access provider” is broader than “access service
provider.” See, e.g., Dkt. No. 61, Plaintiff’s Reply Claim Construction Brief, at 7-9. Plaintiff
argues the fact that “access provider” is used in claim 5 and “access service” is used in claim 1
supports a claim differentiation argument between the two terms. Id. at 7. Plaintiff argues that
because the “access provider” term is broader than an ASP, functions performed by an ASP in the
specification are relevant to the term but are not limiting. Id. at 8. Regarding the “party” dispute,
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Plaintiff argues that a “party” is similar to an “entity,” and the specification mentions that an
“entity” may refer to software and hardware. Id. at 10. Plaintiff argues that Defendant’s separation
of the parties as being separate corporate entities ignores the claim language and selectively reads
from the specification, and is not supported by the prosecution history. Id.
(2) Analysis
Defendant’s construction for the “access provider” term is identical to the construction
provided to the “access service provider” term by Judge Davis. The parties’ primary dispute as to
this term is whether it is limited to a “party” or to “hardware and/or software,” and whether it is
the same as the previously construed “access service provider” term.
A method of obtaining a set of network access information
comprising the steps of:
modifying a stored set of network access information using
new information downloaded, via the network, to a network
access device from an access provider connected to said
network; and
the network access device re-accessing the network via a given
network service provider (NSP) using the modified set of
network access information.
(emphasis added).
As an initial matter, the Court finds that the “access provider” term is the same term as the
related “access service,” “access service provider,” “access SP,” and “ASP” terms.
The
specification provides no material difference to the “access provider” term as opposed to the other
related ASP terms. Indeed, Plaintiff recognizes this fact, but argues that the “access provider”
term is broader than an ASP because “access provider” does not use the “service” word present in
the ASP terms; however, Plaintiff nonetheless relies on the portions in the specification related to
ASP for non-limiting support. The Court is not persuaded by Plaintiff’s arguments. The fact that
claim 1 uses the term “access service” and claim 5 uses the term “access provider” does not
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necessarily mean that the terms must have different meanings. The Court finds no material
difference in the use of the “access service” term in claim 1 and the “access provider” term in
claim 5. Further, the Court finds no material difference in how the ASP terms are defined and
used in the specification as opposed to “access provider.” Indeed, besides the reference to
“network access providers” / NAPs, there is limited support for the “access provider” term in the
specification. Still further, during prosecution of the ‘318 patent, the Applicant treated the “access
service” and “access provider” terms as the same when it cited to and relied on portions of the
specification referencing “access service” for its support of the “access provider” term. See, e.g.,
March 4, 2010 Response to Office Action, at pages 18-19; Applicant’s Appeal Brief, at pages 45. Thus, for at least these reasons, the Court rejects Plaintiff’s arguments that the term “access
provider” is materially different than “access service provider” (ASP) and the related ASP terms.
Regarding the parties’ dispute as to the “party” versus hardware/software limitations, the
Court finds that, overall, the claims and specification supports a “party” limitation for the “access
provider” term for the same reasons that a “party” limitation is appropriate for the “NSP” term
discussed above. In other words, and the parties appear to agree on this issue, to the extent a
“party” limitation is appropriate for “NSP,” it is likewise appropriate for the “access provider”
term. For the reasons detailed previously, the Court rejects Plaintiff’s proposed limitation of
“hardware and/or software,” as not being supported in the specification or the claims. Further, the
Court finds that Plaintiff’s limitation to a generic “hardware and/or software” limitation for both
of the “NSP” and “access provider” terms provides little material difference to these separate
terms. The Court finds that the intrinsic evidence, including the specification and claims of the
‘318 patent, requires the “access provider” to be a “party.” The Court notes that, at this time, it is
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not deciding the issue on whether the “NSP” and the “access provider” must be separate “parties”
or may be the same “party.”
Both parties agree that the “access provider” provides “network access information.”
Defendant, however, proposes that the access information has to be “authenticated access
information.” The Court is not convinced that this “authenticated” access information requirement
is a necessary limitation for the “access provider” term in the context of claim 5 of the ‘318 patent.
Further, the Court is not persuaded that the remainder of Defendant’s proposed construction is
appropriate or necessary for this term. For example, regarding the “user” limitation proposed in
the Defendant’s construction, claim 5 does not expressly recite a “user,” and thus the Court finds
that a “user” limitation is not necessary for the construction of the NSP term for this claim dispute.
The Court hereby construes “access provider” to mean “a party that provides network
access information.”
.
V. CONCLUSION
The Court adopts the above constructions set forth in this opinion for the disputed terms of
the patent-in-suit. The parties are ordered to not refer, directly or indirectly, to each other’s claim
construction positions in the presence of the jury. Likewise, the parties are ordered to refrain from
mentioning any portion of this opinion, other than the actual definitions adopted by the Court, in
the presence of the jury. However, the parties are reminded that the testimony of any witness is
bound by the Court’s reasoning in this order but any reference to claim construction proceedings
is limited to informing the jury of the definitions adopted by the Court.
SIGNED this 3rd day of January, 2012.
SIGNED this 6th day of December, 2018.
____________________________________
ROY S. PAYNE
UNITED STATES MAGISTRATE JUDGE
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