Stragent, LLC et al v. Amazon.Com, Inc., et al
Filing
190
MEMORANDUM OPINION AND ORDER adopting the constructions set forth in this Order. Signed by Magistrate Judge John D. Love on 06/07/11. cc:attys 6-07-11 (mll, )
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
TYLER DIVISION
STRAGENT, LLC and SEESAW
FOUNDATION,
Plaintiff,
vs.
AMAZON.COM, INC., et al.,
Defendants.
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CASE NO. 6:10cv225 LED-JDL
JURY DEMANDED
MEMORANDUM OPINION AND ORDER
This claim construction opinion construes the disputed claim terms in U.S. Patent No.
6,832,226 (“the ‘226 patent”). Plaintiffs Stragent, LLC and Seesaw Foundation (collectively,
“Stragent”) alleges Amazon.com, Inc. (“Amazon”) infringes the ‘226 patent. The parties have
presented their claim construction positions (Doc. Nos. 152, 164 & 171). On May 19, 2011, the
Court held a claim construction hearing and heard further argument. The Court issued a provisional
claim construction order on May 23, 2011. (Doc. No. 180). For the reasons stated herein, the Court
adopts the constructions set forth below.
OVERVIEW OF THE PATENT
The ‘226 patent is directed toward the creation of a web-based database application using a
data dictionary. ‘226 patent at 1:7-9. The patent claims that the use of a data dictionary eliminates
the need for a programmer or web-developer, thereby reducing the cost and time associated with
creating a web-based database application. See ‘226 patent at 1:37-47. A data dictionary may
contain information about any of the following:
(1) the web application’s database structure (tables, fields, indices, and relationships),
(2) database characteristics (required fields, field masks, etc.), and (3) the web
application’s components (menus, forms, reports, export formats, etc.). It may also
contain information relating to (4) the text or images that are displayed on web forms
and menus (for buttons, captions, labels, form titles, messages, etc.), (5) the fonts and
colors used to display text on the web forms, (6) the location where the various items
are to be displayed on the form, and (7) programming code that is to be executed
when the web application is run.
‘226 patent at 1:14-26.
Claim 49 of the ‘226 patent is set forth below as a representative claim with disputed claim
terms set forth in bold:
49. A network-based database system comprising:
a network interface adapted to receive application data,
wherein said application data contains data items and does not
contain information regarding the structure and/or organization
of said data items;
an engine for determining and storing in a data dictionary the
structure and/or organization of the data items of said application data
received via said network interface;
an engine for building and/or updating and/or running an
application, said application comprising at least one non-static
application page; and
storage for said received application data and said at least one
non-static application page;
wherein said engine for building and/or updating and/or
running said application employs said determined structure and/or
organization of the data items stored in said data dictionary and at
least a portion of the data items of said application data to build
and/or update and/or ran said at least one non-static application page;
wherein said data dictionary contains at least information
regarding the presentation of said data items on said non-static
application page; and
wherein said database system is adapted to permit a user to
provide application data by at least one method selected from the
group consisting of: uploading a file, creating an application from a
template, entering structure and/or organization information of said
data items on a form in a network-based computer application, and
2
entering structure and/or organization information of said data items
on a form in a web browser or a network-based computer application.
‘266 patent at 14:20-53 (Claim 49).
CLAIM CONSTRUCTION PRINCIPLES
“It is a ‘bedrock principle’ of patent law that ‘the claims of a patent define the invention to
which the patentee is entitled the right to exclude.” Phillips v. AWH Corp., 415 F.3d 1303, 1312
(Fed. Cir. 2005) (quoting Innova/Pure Water, Inc. v. Safari Water Filtration Sys., Inc., 381 F.3d
1111, 1115 (Fed. Cir. 2004)). The Court examines a patent’s intrinsic evidence to define the
patented invention’s scope. Id. at 1313-1314; Bell Atl. Network Servs., Inc. v. Covad Commc’ns
Group, Inc., 262 F.3d 1258, 1267 (Fed. Cir. 2001). Intrinsic evidence includes the claims, the rest
of the specification and the prosecution history. Phillips, 415 F.3d at 1312-13; Bell Atl. Network
Servs., 262 F.3d at 1267. The Court gives claim terms their ordinary and customary meaning as
understood by one of ordinary skill in the art at the time of the invention. Phillips, 415 F.3d at 131213; Alloc, Inc. v. Int’l Trade Comm’n, 342 F.3d 1361, 1368 (Fed. Cir. 2003).
Claim language guides the Court’s construction of claim terms. Phillips, 415 F.3d at 1314.
“[T]he context in which a term is used in the asserted claim can be highly instructive.” Id. Other
claims, asserted and unasserted, can provide additional instruction because “terms are normally used
consistently throughout the patent.” Id. Differences among claims, such as additional limitations
in dependent claims, can provide further guidance. Id.
“[C]laims ‘must be read in view of the specification, of which they are a part.’” Id. (quoting
Markman v. Westview Instruments, Inc., 52 F.3d 967, 979 (Fed. Cir. 1995)). “[T]he specification
‘is always highly relevant to the claim construction analysis. Usually, it is dispositive; it is the single
3
best guide to the meaning of a disputed term.’” Id. (quoting Vitronics Corp.v. Conceptronic, Inc.,
90 F.3d 1576, 1582 (Fed. Cir. 1996)); Teleflex. Inc. v. Ficosa N. Am. Corp., 299 F.3d 1313, 1325
(Fed. Cir. 2002). In the specification, a patentee may define his own terms, give a claim term a
different meaning that it would otherwise possess, or disclaim or disavow some claim scope.
Phillips, 415 F.3d at 1316. Although the Court generally presumes terms possess their ordinary
meaning, this presumption can be overcome by statements of clear disclaimer. See SciMed Life Sys.,
Inc. v. Advanced Cardiovascular Sys., Inc., 242 F.3d 1337, 1343-44 (Fed. Cir. 2001). This
presumption does not arise when the patentee acts as his own lexicographer. See Irdeto Access, Inc.
v. EchoStar Satellite Corp., 383 F.3d 1295, 1301 (Fed. Cir. 2004).
The specification may also resolve ambiguous claim terms “where the ordinary and
accustomed meaning of the words used in the claims lack sufficient clarity to permit the scope of the
claim to be ascertained from the words alone.” Teleflex, Inc., 299 F.3d at 1325. For example, “[a]
claim interpretation that excludes a preferred embodiment from the scope of the claim ‘is rarely, if
ever, correct.” Globetrotter Software, Inc. v. Elam Computer Group Inc., 362 F.3d 1367, 1381 (Fed.
Cir. 2004) (quoting Vitronics Corp., 90 F.3d at 1583). But, “[a]lthough the specification may aid
the court in interpreting the meaning of disputed language in the claims, particular embodiments and
examples appearing in the specification will not generally be read into the claims.” Constant v.
Advanced Micro-Devices, Inc., 848 F.2d 1560, 1571 (Fed. Cir. 1988); see also Phillips, 415 F.3d at
1323.
The prosecution history is another tool to supply the proper context for claim construction
because a patentee may define a term during prosecution of the patent. Home Diagnostics Inc. v.
LifeScan, Inc., 381 F.3d 1352, 1356 (Fed. Cir. 2004) (“As in the case of the specification, a patent
4
applicant may define a term in prosecuting a patent”). The well established doctrine of prosecution
disclaimer “preclud[es] patentees from recapturing through claim interpretation specific meanings
disclaimed during prosecution.” Omega Eng’g Inc. v. Raytek Corp., 334 F.3d 1314, 1323 (Fed. Cir.
2003). The prosecution history must show that the patentee clearly and unambiguously disclaimed
or disavowed the proposed interpretation during prosecution to obtain claim allowance. Middleton
Inc. v. 3M Co., 311 F.3d 1384, 1388 (Fed. Cir. 2002). “Indeed, by distinguishing the claimed
invention over the prior art, an applicant is indicating what the claims do not cover.” Spectrum Int’l
v. Sterilite Corp., 164 F.3d 1372, 1378-79 (Fed. Cir. 1988) (quotation omitted). “As a basic
principle of claim interpretation, prosecution disclaimer promotes the public notice function of the
intrinsic evidence and protects the public’s reliance on definitive statements made during
prosecution.” Omega Eng’g, Inc., 334 F.3d at 1324.
Although, “less significant than the intrinsic record in determining the legally operative
meaning of claim language,” the Court may rely on extrinsic evidence to “shed useful light on the
relevant art.” Phillips, 415 F.3d at 1317 (quotation omitted). Technical dictionaries and treatises
may help the Court understand the underlying technology and the manner in which one skilled in the
art might use claim terms, but such sources may also provide overly broad definitions or may not be
indicative of how terms are used in the patent. Id. at 1318. Similarly, expert testimony may aid the
Court in determining the particular meaning of a term in the pertinent field, but “conclusory,
unsupported assertions by experts as to the definition of a claim term are not useful.” Id. Generally,
extrinsic evidence is “less reliable than the patent and its prosecution history in determining how to
read claim terms.” Id.
The patent in suit may contain means-plus-function limitations that require construction.
5
Where a claim limitation is expressed in means-plus-function language and does not recite definite
structure in support of its function, the limitation is subject to 35 U.S.C. § 112 ¶ 6. Braun Med., Inc.
v. Abbott Labs., 124 F.3d 1419, 1424 (Fed. Cir. 1997). In relevant part, § 112 mandates that “such
a claim limitation be construed to cover the corresponding structure . . . described in the specification
and equivalents thereof.” Id. (citing 35 U.S.C. § 112 ¶ 6. ). Accordingly, when faced with meansplus-function limitations, courts “must turn to the written description of the patent to find the
structure that corresponds to the means recited in the [limitations].” Id.
Construing a means-plus-function limitation involves two inquiries. The first step requires
“a determination of the function of the means-plus-function limitation.” Medtronic, Inc. v. Advanced
Cardiovascular Sys., Inc., 248 F.3d 1303, 1311 (Fed. Cir. 2001). Once a court has determined the
limitation’s function, “the next step is to determine the corresponding structure disclosed in the
specification and equivalents thereof.” Medtronic, 248 F.3d at 1311. A structure is corresponding
“only if the specification or prosecution history clearly links or associates that structure to the
function recited in the claim.” Id. Moreover, the focus of the corresponding structure inquiry is not
merely whether a structure is capable of performing the recited function, but rather whether the
corresponding structure is “clearly linked or associated with the [recited] function.” Id.
DISCUSSION
The terms in dispute, and their corresponding constructions, are set forth below.
I.
“application data”1
Plaintiffs’ Proposed Construction
1
Defendant’s Proposed Construction
This term is contained in Claims 37, 38, 41, 43, 47, 49, 50, 53, 55, 61 and 62.
6
data items that may include structure and/or
organization information of said data items2
a file comprising at least data items and may
also include information regarding the
structure and/or organization of said data
items
The parties primarily dispute whether application data is limited to one or more files.
RESPONSE AT 5. Stragent argues that the specification describes application data as “electronic data”
or “electronic information,” but does not limit application data to a file or files. PLTFFS’ BRIEF AT
7; REPLY AT 1. Further, Stragent argues that by requiring that a data dictionary and a non-static
application page be built from a single file, Amazon’s proposed construction excludes a preferred
embodiment of the ‘226 patent. PLTFFS’ BRIEF AT 8.
Amazon, on the other hand, contends that application data is contained in one or more files,
citing to portions of the specification for support. RESPONSE AT 6. Amazon further asserts that
Stragent’s proposed construction implies that “structure and/or organization information” is a subset
of “data items.” Id. at 7. Amazon contends that “data items” and “structure and/or organization
information” are not only exclusive of one another, but are included within the broader category of
“application data.” Id.
“Data items” and “structure and/or organization information” are distinct subsets of
“application data.” Claim 61 recites that “application data contains at least data items.” ‘226 patent
at 15:39-40. The claim further states that “if said application data does not contain structure and/or
organization information of said data items . . . ,” indicating that (1) data items are separate from the
structure and/or organization information regarding those data items; and (2) application data can
include both data items and structure and/or organization information. See ‘226 patent at 15:41-42;
2
This proposal was offered at the Markman hearing on May 19, 2011.
7
see also ‘226 patent at 16:17-18; 16:23-25. In addition, during prosecution, the applicant explicitly
stated that data items were distinct from structure and/or organization information:
Specifically, the two-fold nature of the application data has been clarified; the claims
now clearly state that the application data may include both (1) data items (actual
data) and (2) information regarding the structure and/or organization of the data
items.
EX . 3 ATTACHED TO RESPONSE AT STRA_0001416 (emphasis added). Therefore, data items are not
structure and/or organization information and both are types of application data.
Turning to the primary dispute between the parties, Stragent is correct that application data
is not limited to a file. Claim 62 states a user may “provide application data by at least one method
selected from the group consisting of: uploading a file . . . and entering structure and/or organization
information of said data items on a form in a web browser or a network-based computer application.”
‘226 patent at 16:43-51. The claim explicitly states that application data may be provided via a web
browser. If application data were limited to one or more files, the method of providing application
data via a web browser would be excluded because a web browser is not a file.3
Amazon contends that although the methods referred to in the portion of the specification
cited above recite that structure and/or organization information may be uploaded using a web
browser, data items may not be provided in the same manner. DFTS ’ SLIDES AT 19. Rather, data
items must be contained in a file. Id. Looking to Claim 41, however, the patent discloses that
3
A web browser is “[a] program, such as Netscape Navigator and Internet Explorer, that allows the user to
access hypertext links to different sites on the W orld W ide W eb.” A M ERIC AN H ERITAGE D IC TIO N ARY O F C O M PU TER
W ORD S 293 (1998). A file is defined as:
A collection of data or information that is stored as a unit in the computer under a single name, called
the file name. Files are the basic units that a computer works with in storing and retrieving data.
Although a single file is often scattered across many places on a hard disk, the computer retrieves all
the pieces and makes them available as a single entity.
Id.
8
“application data is received through a web browser or a network-based computer application.” ‘226
patent at 13:54-56. Claim 41 depends on Claim 37, which recites “wherein said application data
contains data items and does not contain information regarding the structure and/or organization of
said data items.” ‘226 patent at 13:13-16. Thus, Claims 37 and 41 disclose that data items may be
received through a web browser. Therefore, Amazon’s argument fails because the ‘226 patent
contemplates application data in forms other than a file.
Further, nothing in the specification precludes application data from being anything other
than a file. Application data may be “electronic data” or “electronic information [that] can be in
many forms, including PC-based databases (e.g., Microsoft’s Access, FoxPro, dBase, Paradox, etc.),
spreadsheets, and text files.” ‘266 patent at 2:36 and 4:49-51 (emphasis added).
Accordingly, the Court construes the term “application data” as “data items that may include
structure and/or organization information of said data items.”
II.
“engine”4
Plaintiffs’ Proposed Construction
Defendant’s Proposed Construction
software module
This term is governed by 35 U.S.C. 112,
paragraph 6.
Further, no “corresponding structure, material,
or acts” or their equivalents are described in
the specification of the ‘226 patent.
Accordingly, this term is indefinite and
incapable of construction.
The parties dispute whether the term “engine” should be governed under 35 U.S.C. § 112 ¶
6 and further, whether the term is indefinite. RESPONSE AT 9. Stragent argues that an “engine” is
4
This term is contained in Claims 49, 54 and 62.
9
known to one of ordinary skill in the art as a software module. PLTFFS’ BRIEF AT 10. According to
Stragent, the specification refers to “engines” as programs that “read[] electronic data and update[]
the data dictionary with information about the database structure and requirements.” Id. (citing the
‘266 patent at 2:39-41). Because even the Examiner understood “engine” to mean a software
module, Stragent concludes the term “engine” is definite. See id. at 12. Further, because the claims
do not include the word “means,” there is a strong presumption that § 112 ¶ 6 does not apply. Id.
at 8.
Amazon responds, arguing that the “engine for” claims are purely functional and should be
construed under 35 U.S.C. § 112 ¶ 6. RESPONSE AT 9. Amazon further contends that the term
“engine” does not connote sufficient structure to satisfy § 112 ¶ 6, nor does the ‘226 patent recite
algorithms that perform the recited functions. Id. Thus, Amazon asserts that the “engine for” terms
fail to satisfy § 112 ¶ 6 and are therefore indefinite. Id.
The Court will not construe the “engine” elements as means-plus-function terms. The claims
reciting engines do not claim a “means for” performing a function, which raises a presumption
against construing the “engine” claims under § 112 ¶ 6. Lighting World, Inc. v. Birchwood Lighting,
Inc., 382 F.3d 1354, 1358 (Fed. Cir. 2004); CCS Fitness, Inc. v. Brunswick Corp., 288 F.3d 1359,
1369 (Fed. Cir. 2002) (“[A] claim term that does not use ‘means’ will trigger the rebuttable
presumption that § 112 ¶ 6 does not apply.”). The fact that the claims define “engine” in functional
terms does not overcome the presumption that § 112 ¶ 6 should not apply. See Greenberg v. Ethicon
Endo-Surgery, Inc., 91 F.3d 1580, 1583 (Fed. Cir. 1996) (“[T]he fact that a particular mechanism
. . . is defined in functional terms is not sufficient to convert a claim element containing that term
into a ‘means for performing a specified function’ within the meaning of section 112(6).”);
10
Affymetrix, Inc. v. HYSEQ Inc., 132 F. Supp. 2d 1212, 1231 (N.D. Cal. 2001).
The Federal Circuit has “looked to the dictionary to determine if a disputed term has achieved
recognition as a noun denoting structure, even if the noun is derived from the function performed.”
Lighting World, 382 F.3d at 1360-61; see also Linear Tech. Corp. v. Impala Linear Corp., 379 F.3d
1311, 1320 (Fed. Cir. 2004) (looking to technical dictionaries to determine whether “circuit”
connotes structure). As implied above, the term “engine” conveys structure to one of ordinary skill
in the art. Not only did the Examiner acknowledge that an engine is a “software application” or
software module, but Amazon apparently agrees, quoting The Dictionary of Multimedia 104 (1999),
which states that an engine “[i]n software, [is] a program (such as a database engine or search
engine) that performs a function . . . .” See PLTFFS’ BRIEF AT 12; RESPONSE AT 11, n.13. Thus,
because the term “engine” is understood to be a software program, § 112 ¶6 does not apply.
Therefore, the Court finds the proper construction of the term “engine” is “software
program.”
III.
“non-static application page”5
Plaintiffs’ Proposed Construction
code from which a web application page that
displays data items can be dynamically built
Defendant’s Proposed Construction
computer program that is dynamically
generated based on information in the data
dictionary6
At the hearing, the parties generally agreed to the construction “dynamically generated code
from which a web page can be built based on information in the data dictionary.” Amazon, however,
argued that the word “program” should be included to modify “code.” Amazon asserts that
5
6
This term is contained in Claims 37, 39, 42, 49, 51, 53 and 60-62.
This proposal was offered at the Markman hearing on May 19, 2011. D FT ’S S LID ES AT 35 .
11
normally, a static page script—a programming element—is used to update or produce a web page.
Therefore, when one wants to change the look of a web page, a programmer usually is needed to
amend the page script. Yet, the point of novelty of the ‘226 patent is to automatically generate a web
page based on updates to the data dictionary. Thus, Amazon asserts, the page script must be
dynamically generated. Amazon contends that the word “program” merely modifies “code” to
express that the type of code dynamically generated is programming code, namely a page script.
Stragent opposes the addition of the word “program” to modify “code” because it improperly
implies an intermediate programming step between the engine building, updating, or running a nonstatic application page and the production of a web page. Stragent contends that the plain language
of the claims merely disclose an engine and a non-static application page; the claims do not disclose
any kind of intermediate programming step such as a page script.
Claim 49 recites “[a] network-based database system” that does not include a page script
to generate a web page. It merely states, in relevant part, “an engine for building and/or updating
and/or running an application, said application comprising at least one non-static application page.”
‘226 patent at 14:29-31. The claim thus discloses that the “engine builds, updates or runs at least
one non-static application page.” See EX . 3 ATTACHED TO RESPONSE AT STRA_0001416. Because
the claims do not recite any intermediate programming step or structure between the engine and the
creation of a non-static application page, Amazon’s argument lacks merit.
Accordingly, the Court finds the term “non-static application page” means “dynamically
generated code from which a web page can be built based on information in the data dictionary.”
12
“data items”7
IV.
Plaintiffs’ Proposed Construction
No construction necessary
Defendant’s Proposed Construction
information contained or to be contained
within a record of an application database
Aside from the dispute of whether the term “data items” needs construction, the parties
disagree as to how the “data items” are stored. See RESPONSE AT 22-23. Specifically, Amazon
argues that “data items” are “stored in an application database,” and further, that such “data items”
are “contained or to be contained within a record.” Id.; DFTS’ SLIDES AT 22. Amazon’s proposed
construction seems directed toward the idea that “data items” are “the actual, raw data within a
record of a database that is separate and apart from structure and/or organization information.”
RESPONSE AT 24.
Stragent, however, asserts that the term “data items” needs no construction. PLTFFS’ BRIEF
AT 17.
Stragent contends that the ‘226 patent generally discusses electronic data and that lay jurors
will understand the plain meaning of “data items.” Id. Stragent further argues that Amazon’s
proposed construction is overly limiting, narrowing claims that do not require storage, such as
Claims 25 and 37. Id. In addition, Stragent contends that just as “application data” need not be
limited to a file, “data items” are not limited to records. REPLY AT 8-9.
To address Amazon’s argument that data items are stored in an application database, the
Court looks to Claim 55. Claim 55 states “A system as claimed in claim 49,8 wherein said storage
7
This term is contained in Claims 37, 38, 43, 49, 50, 55, 61 and 62.
8
Claim 49 recites, in relevant part, “storage for said received application data and said at least one nonstatic application page.” ‘226 patent at 14:32-33.
13
for the data items of said received application data comprises a database.” ‘226 patent at 15:12-14.
Because Claim 55 expresses additional limits on how data items are stored, Claim 49 does not
require that data items be stored in a database. See Phillips, 415 F.3d at 1315 (“[T]he presence of
a dependent claim that adds a particular limitation gives rise to a presumption that the limitation in
question is not present in the independent claim.”). Further, dependent Claim 43 discloses “storing
the data items of said received application data in a database,” even though independent Claim 37
does not recite any storage limitations with respect to data items. ‘226 patent at 13:62-64; 13:11-37.
Thus, the claim language does not require that “data items” be stored in an application database.
Turning to the remainder of Amazon’s argument, the Court finds that its conclusion that
“data items” are separate from “structure and/or organization information” resolves the parties’
dispute about the scope of “data items.” See SECTION I. Amazon argues that “each row of Figure
8B is a ‘record’ and the intersection of each row and column are the ‘data items’ (or actual data).”
RESPONSE AT 23. Amazon later cites a portion of the prosecution history to note that “data items are
the actual raw data that are separate and apart from other information in the record.” Id. at 24. Thus,
it seems that the crux of Amazon’s proposed construction is directed to pointing out the distinction
between “data items” and “structure and/or organization information.” Because the Court has
concluded that “data items” are distinct from “structure and/or organization information,” it finds
that to further construe “data items” would be needlessly confusing.
Having resolved the parties’ dispute as to the scope of the term “data items,” the Court finds
that no construction is necessary. See O2 Micro Int’l Ltd. v. Beyond Innovation Tech. Co., 521 F.3d
1351, 1362 (Fed. Cir. 2008).
14
V.
“network-based computer application”9
Plaintiffs’ Proposed Construction
a computer application capable of receiving
data via a network10
Defendant’s Proposed Construction
a computer application capable of receiving or
transmitting data via a network
The parties dispute whether the term “network-based computer application” requires the
ability to transmit data and whether the construction, if any, compels an explanation that the
network-based computer application receives data. Stragent argues that the term need not be
construed because (1) the claim language already requires that the network-based computer
application receive data; and (2) neither the specification nor the claims require that the networkbased computer application be capable of also transmitting data. PLTFFS’ BRIEF AT 18.
Amazon, on the other hand, argues that the network-based computer application is required
to transmit data. RESPONSE AT 27. Claim 53 states, “said network interface is adapted to transmit
at least one said non-static application page to a user and/or receive said application data trough [sic]
a web browser or a network-based computer application.” ‘266 patent at 15:1-5. According to
Amazon, Claim 53 “states that the ‘network interface’ receives application data from the networkbased computer application—thus the network-based computer application is sending (i.e.,
transmitting) that application data.” RESPONSE AT 27-28.
Amazon’s proposed construction, however, undercuts its own argument. Amazon proposes
that the term “network-based computer application” means “a computer application capable of
receiving or transmitting data via a network.” Id. at 27. Using “or” provides an option of “receiving
9
This term is contained in Claims 37, 41, 42, 49, 53, 54, 61 and 62.
10
Plaintiffs offered this proposal at the Markman hearing on May 19, 2011.
15
or transmitting,” which inherently does not require that the “network-based computer application”
receive and transmit data. Further, Amazon admits that the word “transmit” in Claim 53 does not
modify “network-based computer application.” Id. If Amazon’s interpretation of Claim 53 were
correct, it would render the transmission requirement in dependent Claim 53 moot by also requiring
transmission of data by the more general “network-based computer application” recited in
independent Claim 49. Id. The doctrine of claim differentiation dictates a presumption that the
“network-based computer application” disclosed in independent Claim 49 does not require the
capability to transmit data because the dependent claim adds such a limitation. See Phillips, 415
F.3d at 1315; Retractable Techs. v. New Med. Techs., 2004 U.S. Dist. LEXIS 3855, at *48-49 (E.D.
Tex. Mar. 3, 2004). Thus, the term “network-based computer application” does not require the
capability to transmit data.
Because the parties agree that a network-based computer application is capable of receiving
data, PLTFFS’ BRIEF AT 18; RESPONSE AT 28, the construction for the term “network-based computer
application” is “a computer application capable of receiving data via a network.”
VI.
“information regarding structure and/or organization of said data items” / “structure
and/or organization information of said data items”11
Plaintiffs’ Proposed Construction
No construction necessary
Defendant’s Proposed Construction
information regarding the manner in which
data items are structured and/or organized
The parties’ primary dispute concerns whether “structure and/or organization information”
“is separate and apart” from “data items.” See RESPONSE AT 29. As stated above, the Court has
11
These terms are contained in Claims 37, 49, 61 and 62..
16
determined that “data items” are distinct from “structure and/or organization information.” See
SECTIONS I & IV. However, the Court finds it will likely be helpful to the lay juror to construe
“information regarding structure and/or organization of said data items” and “structure and/or
organization information of said data items” to clarify that data items are separate from structure
and/or organization information.
The specification discloses that structural and/or organization information is information
describing how data items are organized:
A second program on the website reads the electronic data and updates the data
dictionary with information about the database structure and requirements (e.g., table
names and properties, field names and properties, index names and properties,
relationships among the tables, etc).
‘226 patent at 2:39-44; see also ‘226 patent at 5:8-20. Accordingly, the proper construction for the
terms “information regarding structure and/or organization of said data items” and “structure and/or
organization information of said data items” is “information regarding the manner in which data
items are structured and/or organized.”
.
CONCLUSION
For the foregoing reasons, the Court adopts the constructions set forth above.
So ORDERED and SIGNED this 7th day of June, 2011.
___________________________________
JOHN D. LOVE
UNITED STATES MAGISTRATE JUDGE
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