Brown v. Director, TDCJ-CID
Filing
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MEMORANDUM ORDER adopting 33 Report and Recommendation of the United States Magistrate Judge. Signed by Judge Ron Clark on 9/26/2017. (bjc)
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
TYLER DIVISION
LAREY DOUGLAS BROWN, #1683629
§
VS.
§
DIRECTOR, TDCJ-CID
§
CIVIL ACTION NO. 6:14cv540
MEMORANDUM ADOPTING REPORT AND RECOMMENDATION
OF THE UNITED STATES MAGISTRATE JUDGE
Petitioner Larey Douglas Brown, proceeding pro se and in forma pauperis, filed this
application for the writ of habeas corpus under 28 U.S.C. § 2254, challenging the legality of his
conviction. This Court ordered that the matter be referred to the United States Magistrate Judge
pursuant to 28 U.S.C. § 636(b)(1) and (3) and the Amended Order for the Adoption of Local Rules
for the Assignment of Duties to United States Magistrate Judges.
I. Background
Brown is serving a sentence of thirty-seven years’ imprisonment for three counts of
aggravated sexual assault with a deadly weapon, one count of aggravated kidnapping with a deadly
weapon, and one count of possession of a firearm by a convicted felon. The State alleged two
prior convictions for the enhancement of punishment.
The Twelfth Court of Criminal Appeals summarized the facts as follows:
At trial, the complaining witness testified that she has been trying to end her relationship
with Appellant. However, she agreed to spend the night at Appellant’s trailer after he
repeatedly asked her to come see the renovation he was doing on the trailer. She agreed to
accompany him, in part, she testified, because she thought he had some drugs or would get
some and also because she felt sorry for him because his son had recently, and tragically,
drowned. The two did not get drugs that evening, but they did eat dinner at the trailer and,
later, engaged in sexual intercourse. The complaining witness went to sleep. She testified
that she awoke from a bad dream and found Appellant in the living portion of the trailer
with a rifle. She went back to sleep.
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In the morning, Appellant wanted to have sex again. The witness refused, and Appellant
beat her with a rifle and his hands and sexually assaulted her. Later that morning, she fled
to a neighboring trailer, but Appellant caught up with her and forced her into his truck. He
drove her to a lake. At the lake, Appellant beat her and told her that she was going to die.
Eventually, however, he relented and took her to the home of a mutual friend. The witness
was badly injured and, eventually, another friend took her to the hospital. The hospital
personnel alerted the police, and the police began an investigation that led to these charges.
See Brown v. State, No. 12-11-0027-CR, 2011 WL 3915663 (Tex.App.—Tyler 2011, no pet.).
II. Brown’s Federal Habeas Claims
In his petition, Brown argued that (1) he was incompetent to stand trial; (2) the trial court
erred by failing to examine his competency, for relying on an old competency determination, for
admitting extraneous offense evidence; (3) the State committed prosecutorial misconduct by
intentionally utilizing false evidence; and (4) he is actually innocent. Furthermore, he alleged that
trial counsel was ineffective for (5) failing to remove a biased judge and juror; (6) failing to object;
(7) failing to interview and subpoena witnesses; (8) failing to investigate; (9) failing to have him
evaluated for competency; (10) failing to consult with him; (11) failing to impeach the victim; (12)
failing to obtain a second opinion and psychiatric evaluation; (13) failing to prevent a void
enhancement from being used; and (14) failing to present a defense. As for appellate counsel,
Brown stated that he was ineffective for filing an inadequate brief and for failing to raise grounds
on direct appeal.
After a review of the pleadings and the state court record, the Magistrate Judge issued a
Report recommending that Brown’s petition for habeas corpus be denied with prejudice. (Dkt.
#33). Brown has filed objections. (Dkt. #40).
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III. Standard of Review
1. Federal Habeas Review
The role of federal courts in reviewing habeas corpus petitions filed by state prisoners is
exceedingly narrow. A prisoner seeking federal habeas corpus review must assert a violation of a
federal constitutional right; federal relief is unavailable to correct errors of state constitutional,
statutory, or procedural law unless a federal issue is also present. See Lowery v. Collins, 988 F.2d
1364, 1367 (5th Cir. 1993); see also Estelle v. McGuire, 503 F.3d 408, 413 (5th Cir. 2007) (“We
first note that ‘federal habeas corpus relief does not lie for errors of state law.’”) (internal citation
omitted). When reviewing state proceedings, a federal court will not act as a “super state supreme
court” to review error under state law. Wood v. Quarterman, 503 F.3d 408, 414 (5th Cir. 2007).
Furthermore, federal habeas review of state court proceedings is governed by the
Antiterrorism and Effective Death Penalty Act (AEDPA) of 1996. Under the AEDPA, which
imposed a number of habeas corpus reforms, a petitioner who is in custody “pursuant to the
judgment of a State court” is not entitled to federal habeas corpus relief with respect to any claim
that was adjudicated on the merits in State court proceedings unless the adjudication of the claim—
1. resulted in a decision that was contrary to, or involved an unreasonable
application of, clearly established law, as determined by the Supreme Court of the
United States; or
2. resulted in a decision that was based on an unreasonable determination of the
facts in light of the evidence presented in the State court proceedings.
28 U.S.C. § 2254(d). The AEDPA imposes a “highly deferential standard for evaluating state court
rulings,” which demands that federal courts give state court decisions “the benefit of the doubt.”
See Renico v. Lett, 559 U.S. 766, 773 (2010) (internal citations omitted); see also Cardenas v.
Stephens, 820 F.3d 197, 201-02 (5th Cir. 2016) (“Federal habeas review under the AEDPA is
therefore highly deferential: The question is not whether we, in our independent judgment, believe
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that the state court reached the wrong result. Rather, we ask only whether the state court’s judgment
was so obviously incorrect as to be an objectively unreasonable resolution of the claim.”). Given
the high deferential standard, a state court’s findings of fact are entitled to a presumption of
correctness and a petitioner can only overcome that burden through clear and convincing evidence.
Reed v. Quarterman, 504 F.3d 465, 490 (5th Cir. 2007).
2. Ineffective Assistance of Counsel
To show that trial counsel was ineffective, Brown must demonstrate both deficient
performance and ensuing prejudice. See Strickland v. Washington, 466 U.S. 668 (1984). In
evaluating whether an attorney’s conduct was deficient, the question becomes whether the
attorney’s conduct fell below an objective standard of reasonableness based on “prevailing norms
of practice.” See Loden v. McCarty, 778 F.3d 484, 494 (5th Cir. 2016). The right to effective
counsel does not guarantee error-free or perfect counsel. See U.S. v. Freeman, 818 F.3d 175, 178
(5th Cir. 2016).
Moreover, to establish prejudice, the petitioner must show that there is a reasonable
probability that—absent counsel’s deficient performance—the outcome or result of the
proceedings would have been different. Id.; see also Reed v. Stephens, 739 F.3d 753, 773 (5th Cir.
2014) (quoting Strickland, 466 U.S. at 687)). It is well-settled that a “reasonable probability” is
one that is sufficient to undermine confidence in the outcome of the proceedings. Strickland, 466
U.S. at 694. Importantly, the petitioner alleging ineffective assistance must show both deficient
performance and prejudice. See Charles v. Stephens, 736 F.3d 380, 388 (5th Cir. 2013) (“A failure
to establish either element is fatal to a petitioner’s claim.”) (internal citation omitted). Given the
already highly deferential standard under the AEDPA, establishing a state court’s application
whether counsel was ineffective “is all the more difficult.” Harrington v. Richter, 562 U.S. 86,
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105 (2011); see also Charles v. Stephens, 736 F.3d 380, 389 (5th Cir. 2013) (“Both the Strickland
standard and the AEDPA standard are highly deferential, and when the two apply in tandem,
review is doubly so.”) (internal quotations and citation omitted).
IV. Brown’s Objections and Discussion
A. Competency
Brown initially maintained that the trial court failed to examine him for competency. He
also argued that counsel was ineffective for failing to request a competency evaluation. The
Magistrate Judge found that Brown failed to demonstrate that an investigation into his purported
“extreme post-traumatic stress syndrome” would have altered the outcome of the trial.
She highlighted that a doctor evaluated Brown prior to trial and indicated that no evidence existed to
suggest that he suffered from post-traumatic stress disorder, but rather explained that his lengthy
use of methamphetamines impacted his mental health. Brown now objects, arguing that he never
received a competency evaluation or a psychiatric evaluation.
The Magistrate Judge is correct. As the Report described, a defendant is competent to
stand trial when he or she has “sufficient present ability to consult with his lawyer with a
reasonable degree of rational understanding and whether he has a rational as well as factual
understanding of the proceedings against him.” Dusky v. United States, 362 U.S. 402, 402, 80
S.Ct. 788 (1960); see also Lahood v. Davis, 653 Fed.App’x. 253, 257 (5th Cir. 2016) (nothing that
a defendant is presumed competent to stand trial unless otherwise proven by a preponderance of
the evidence).
A trial court is required to, on its own motion, impanel a jury and conduct a sanity hearing
if evidence raises a “bona fide doubt,” which is characterizes as a “real, substantial and legitimate
doubt,” as to the defendant’s competency to stand trial. See Pate v. Robinson, 383 U.S. 375, 385
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(1966); see also Pedrero v. Wainwright, 590 F.2d 1383, 1388 (5th Cir. 1979) (“A habeas petitioner
who contends that he was entitled to a competency hearing must show that there were matters
known to the trial court that raised at that time a “real, substantial, and legitimate doubt as to the
mental capacity of the petitioner to meaningfully participate and cooperate with counsel.”).
In determining whether a competency hearing is required, courts are to examine the
existence of history of irrational behavior, a defendant’s bearing and demeanor at the time of trial,
and prior medical opinions. See Enriquez v. Procunier, 752 F.2d 111, 114 (5th Cir. 1984); see
also Bruce v. Estelle, 483 F.2d 1031, 1043 (5th Cir. 1973), subsequent opinion, 536 F.2d 1051
(5th Cir. 1976) (“Courts in habeas proceedings should not consider claims of mental incompetency
to stand trial where the facts are not sufficient to positively, unequivocally and clearly generate a
real, substantial and legitimate doubt as to the mental capacity of the petitioner....”).
Here, as the Report indicated, Brown was evaluated for competency in January 2009, and
found competent. Subsequently, Dr. Self evaluated Brown’s mental state in August 2009. In his
September 2009 report, Dr. Self concluded that—in his opinion, held with reasonable psychiatric
certainty—Brown was not insane as defined by Texas law at the time of the charged offenses.
Dr. Self also remarked that while Brown has a documented history of psychiatric treatment
for severe mental disease, his heavy use of methamphetamines impacted his mental health in such
a way that he suffers from a mood disorder. He highlighted that Brown’s attempt to “cover up”
the victim’s injuries indicates his ability to understand right from wrong, thereby negating his
insanity contentions. Moreover, Dr. Self stressed that Brown exuded organized, coherent, and
clear thoughts but showed no signs of delusions. Brown was “very well aware” of his mental
illness, his need for medication, and the effects of his prolonged methamphetamine use.
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The Magistrate Judge properly concluded that nothing in the record provided a need to
conduct an additional competency evaluation. See Godinez v. Moran, 509 U.S. 389, 401 n.13
(1993) (explaining that a court is only required to hold competency evaluations only if it has reason
to believe competency is an issue).
To the extent that Brown maintains that he became incompetent only after his first
evaluation—thus providing the court evidence to suggest competency was an issue—Dr. Self’s
evaluation refutes the claim. Approximately three weeks prior to jury selection, Dr. Self evaluated
Brown’s mental state; he found that Brown exhibited rational and coherent thoughts, showing no
signs of delusions. He also noted that Brown was cognizant of his mental health problems, which
stemmed from his lengthy drug use. Accordingly, given that Dr. Self’s evaluation indicates that
there was no legitimate doubt that Brown did not have a rational understanding of the proceedings
against him or that he did not have the ability to consult with his lawyer almost immediately before
trial, there was no need for the trial court to hold a competency hearing.
With respect to counsel’s alleged failure to request a competency hearing, it must be noted
that counsel cannot be constitutionally ineffective for failing to raise and argue a meritless issue.
Having found no legitimate or meritorious basis to request a competency hearing, counsel cannot
be ineffective for failing to do so. See Wood v. Quarterman, 503 F.3d 408, 413 (5th Cir. 2007)
(explaining that counsel cannot be constitutionally ineffective for failing to raise a meritless
argument).
B. Claims of Ineffective Assistance of Counsel—Trial and Appellate Counsel
Brown initially maintained that trial counsel was ineffective for a variety of reasons. The
Magistrate Judge concluded that he failed to demonstrate that counsel was ineffective because he
presented nothing other than conclusory allegations without argument or legal citations. While
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Brown’s objection is difficult to decipher, it seems that he is rearguing and elaborating on his
initial federal habeas claims. A review of Brown’s fourteen-page objection shows his attempt to
refute Dr. Self’s evaluation, argue the sufficiency of the evidence, state that the means to enhance
his punishment was illegal, and highlight the State habeas court’s failure to elaborate on the merits
of certain claims. Rather than respond to the Magistrate Judge’s conclusion that his claims were
conclusory and failed to overcome the AEDPA’s burden, Brown chose to elaborate on the merits
of his claim.
Turning to his complaint concerning his appellate counsel, Brown initially argued that his
appellate counsel was ineffective for failing to raise issues on appeal and for filing an inadequate
brief. The Magistrate Judge found that Brown failed to specify what specific issues appellate
counsel should have raised in the initial brief and, crucially, the state habeas court’s rejection of
this claim results in Brown’s failure to demonstrate prejudice. Brown objects, maintaining that
the state habeas court “never made any findings of fact or conclusions of law on this issue.”
The Magistrate Judge properly found that Brown failed to demonstrate that the state habeas
court’s rejection of the claim was unreasonable and that he could not show prejudice. First and
foremost, even though the state habeas court did not specifically comment on these claims, the
denial/rejection of them compels the rejection of this claim of ineffectiveness—particularly
because Brown cannot demonstrate that he was prejudiced by appellate counsel’s failure. See,
e.g., Vega v. Johnson, 149 F.3d 354, 362 (5th Cir. 1998) (“. . . given the Court of Criminal Appeals’
finding that the estoppel issue was without merit, Vega’s counsel could hardly have committed an
egregious error in failing to make the argument before the trial court.”); Cantu v. Collins, 967 F.2d
1006, 1017 (5th Cir. 1992) (where issues petitioner faults appellate counsel for failing to raise on
direct appeal were rejected by state and federal habeas courts, claims of appellate attorney error
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was “frivolous.”).
Here, the state habeas court rejected Brown’s claims of ineffective assistance of appellate
counsel by denying the entire petition. The court’s denial demonstrates that Brown cannot
demonstrate that the outcome would have been different had counsel filed an adequate brief—
especially considering how, at the very least, in order for the state habeas court to considering the
underlying ineffectiveness claim, it presumably analyzed whether Brown could establish
prejudice.
C. Extraneous Evidence
Brown originally contended that the trial court erred in admitting evidence of other wrongs
or crimes to prove his character. He took issue with photographs of injuries to the victim that
predated the underlying offenses. The Magistrate Judge found that Brown failed to demonstrate
any error and—even if he had shown that the trial court erred in admitting the photographs—that
the errors rendered his trial fundamentally unfair. Moreover, the Magistrate Judge found that the
intermediate appellate court already considered and rejected this claim. Brown now objects,
stating that the victim’s previous injuries were “so remote in time from the aggravated assault
allegation,” which should have promoted counsel to object.
The Magistrate Judge’s findings and conclusions are proper. As mentioned in the Report,
the Twelfth Court of Criminal Appeals in Texas specifically considered and rejected these
arguments, finding that the victim identified the photographs of her face. Because the victim
authenticated the photographs by explaining that they accurately represented her face and injuries,
the appellate court found that the court did not error in admitting the photographs. Brown does
not identify how these findings and conclusions are unreasonable; instead, he merely notes that
they were inflammatory, prejudicial, and not “strong enough.”
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D. Prosecutorial Misconduct
Brown maintained that the prosecutor knowingly presented false evidence through false
reports, false pictures, and false witness testimony regarding previous injuries to the victim in order
to specifically mislead the jury. The Magistrate Judge found that Brown failed to show that any
report, photograph, or testimony was false and that the state habeas courts denial of these claims
were unreasonable. Brown now objects, claiming that the prosecutor introduced misleading
evidence that was insufficient.
The Magistrate Judge properly found that Brown failed to show that the state habeas court’s
adjudication of this claim was unreasonable. As the Report explained, the prosecution may not
knowingly use perjured testimony or allow perjured testimony to go uncorrected. Napue v. Illinois,
360 U.S. 264, 269 (1959); Giglio v. U.S., 405 U.S. 150, 154 (1972). In order to demonstrate a due
process violation in such an instance, the petitioner must show that (1) the testimony in question
was actually false; (2) that the prosecutor was aware of the perjury; and (3) that the testimony was
material. Faulder v. Johnson, 81 F.3d 515, 519 (5th Cir. 1996).
Here, Brown cannot demonstrate that any of this evidence was false. As explained above,
the victim authenticated photographs of her injuries. Moreover, he has not provided a single piece
of evidence to suggest that the State knowingly elicited false testimony or introduced false
photographs. Because a conclusory allegation does not raise a constitutional issue in a federal
habeas proceeding, the Magistrate Judge’s findings are correct. See Ross v. Estelle, 694 F.2d 1008,
1012 (5th Cir. 1983).
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E. Actual Innocence
In his final claim, Brown maintains that he is actually innocent of the offenses. The
Magistrate Judge found that because Brown failed to show an independent constitutional violation,
his claim was meritless. He now states that the evidence was insufficient to support his conviction.
The Magistrate Judge properly found that Brown’s claim was meritless. As indicated in
the Report, claims of actual innocence do not state a basis for federal habeas corpus relief absent
an independent constitutional violation. See Coleman v. Thaler, 716 F.3d 895, 908 (5th Cir. 2013);
Herrera v. Collins, 506 U.S. 390, 400 (1993). Because Brown failed to present a constitutional
violation, his claim of actual innocence fails.
An otherwise free-standing claim of actual innocence—if based on newly discovered
evidence–can be raised in state court. Ex parte Franklin, 72 S.W.3d 671, 677-78 (Tex.Crim.App.
2002). However, a claim based on newly discovered evidence requires the defendant to support
his allegations of constitutional error with new, reliable science that was not presented at trial. See
Schlup v. Delo, 513 U.S. 298, 328 (1995). Here, Brown failed to highlight any newly discovered
evidence. Therefore, his claim of actual innocence fails.
V. Conclusion
The Court has conducted a careful de novo review of those portions of the Magistrate
Judge’s proposed findings and recommendations to which the Plaintiff objected. See 28 U.S.C.
§636(b)(1) (District Judge shall “make a de novo determination of those portions of the report or
specified proposed findings or recommendations to which objection is made.”). Upon such de
novo review, the Court has determined that the Report of the United States Magistrate Judge is
correct and the Petitioner’s objections are without merit. Accordingly, it is
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ORDERED that the Petitioner’s objections, (Dkt. #40), are overruled and the Report of
the Magistrate Judge, (Dkt. #33), is ADOPTED as the opinion of the District Court. Furthermore,
it is
ORDERED that the above-styled application for the writ of habeas corpus is DISMISSED
WITH PREJUDICE. It is also
ORDERED that the Petitioner Larey Douglas Brown is DENIED a certificate of
appealability sua sponte. Finally, it is
ORDERED that any and all motions which may be pending in this action are hereby
DENIED.
So Ordered and Signed
Sep 26, 2017
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