Tinnus Enterprises, LLC et al v. Telebrands Corporation et al
Filing
181
MEMORANDUM OPINION AND ORDER. The Court adopts the constructions as set forth in this Order. Signed by Magistrate Judge John D. Love on 04/28/16. (mll, )
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
TYLER DIVISION
TINNUS ENTERPRISES, LLC, and
ZURU LTD.
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Plaintiffs,
v.
TELEBRANDS CORP., et al.,
Defendants.
No. 6:15-cv-00551 RWS-JDL
JURY DEMANDED
MEMORANDUM OPINION AND ORDER
This claim construction opinion construes the disputed claim terms in U.S. Patent No.
9,051,066 (“the ’066 Patent”). Plaintiffs Tinnus Enterprises, LLC, and ZURU Ltd. (“Plantiffs”)
allege that Defendants Telebrands Corp. and Bed Bath & Beyond, Inc. (“Defendants”) infringe
certain claims of the ’066 Patent. Plaintiffs filed an opening claim construction brief (Doc.
No. 162), to which Defendants filed a responsive brief (Doc. No. 172), to which Plaintiffs filed
a reply (Doc. No. 175). The parties additionally submitted a Joint Claim Construction Chart
pursuant to P.R. 4-5(d).
(Doc. No. 178.)
On April 21, 2016, the Court held a claim
construction hearing. Upon consideration of the parties’ arguments, and for the reasons stated
herein, the Court adopts the constructions set forth below.
OVERVIEW OF THE PATENTS
Plaintiffs contend that Defendants’ Balloon Bonanza and Battle Balloons products
literally infringe claims 1, 3-4, 7-9, and 14 of the ’066 Patent. The ’066 Patent is the only patent
in suit, and is entitled “System and Method for Filling Containers with Fluids.” ’066 Patent.
The disclosure of the ’066 Patent relates generally to fluid inflatable systems and more
particularly, to a system and method for filling containers with fluids. ’066 Patent at 1:19-21.
1
The stated objective of the invention is to fill more than one container, such as balloons,
simultaneously to save time and avoid potential damage to the containers. ’066 Patent at 1:2641. The ’066 Patent contains one independent claim, claim 1, which recites:
1. An apparatus comprising:
a housing comprising an opening at a first end, and a
plurality of holes extending through a common face of
the housing at a second end;
a plurality of flexible hollow tubes, each hollow tube
attached to the housing at a respective one of the holes at
the second end of the housing;
a plurality of containers, each container removably
attached to a respective one of the hollow tubes; and
a plurality of elastic fasteners, each elastic fastener clamping
a respective one of the plurality of containers to a
corresponding hollow tube, and each elastic fastener
configured to provide a connecting force that is not less
than a weight of one of the containers when substantially
filled with water, and to automatically seal its respective
one of the plurality of containers upon detaching the
container from its corresponding hollow tube, such that
shaking the hollow tubes in a state in which the containers
are substantially filled with water overcomes the
connecting force and causes the containers to detach
from the hollow tubes thereby causing the elastic fasteners
to automatically seal the containers,
wherein the apparatus is configured to fill the containers
substantially simultaneously with a fluid.
CLAIM CONSTRUCTION PRINCIPLES
“It is a ‘bedrock principle’ of patent law that ‘the claims of a patent define the invention
to which the patentee is entitled the right to exclude.” Phillips v. AWH Corp., 415 F.3d 1303,
1312 (Fed. Cir. 2005) (quoting Innova/Pure Water, Inc. v. Safari Water Filtration Sys., Inc., 381
F.3d 1111, 1115 (Fed. Cir. 2004)). The Court examines a patent’s intrinsic evidence to define
the patented invention’s scope. Id. at 1313-1314; Bell Atl. Network Servs., Inc. v. Covad
Commc’ns Group, Inc., 262 F.3d 1258, 1267 (Fed. Cir. 2001). Intrinsic evidence includes
the claims, the rest of the specification and the prosecution history.
2
Phillips, 415 F.3d at
1312-13; Bell Atl. Network Servs., 262 F.3d at 1267. The Court gives claim terms their
ordinary and customary meaning as understood by one of ordinary skill in the art at the time of
the invention. Phillips, 415 F.3d at 1312-13; Alloc, Inc. v. Int’l Trade Comm’n, 342 F.3d 1361,
1368 (Fed. Cir. 2003). Claim language guides the Court’s construction of claim terms.
Phillips, 415 F.3d at 1314. “[T]he context in which a term is used in the asserted claim can be
highly instructive.” Id.
Other claims, asserted and unasserted, can provide additional
instruction because “terms are normally used consistently throughout the patent.”
Id.
Differences among claims, such as additional limitations in dependent claims, can provide
further guidance. Id.
“[C]laims ‘must be read in view of the specification, of which they are a part.’” Id.
(quoting Markman v. Westview Instruments, Inc., 52 F.3d 967, 979 (Fed. Cir. 1995)). “[T]he
specification ‘is always highly relevant to the claim construction analysis.
Usually, it is
dispositive; it is the single best guide to the meaning of a disputed term.’” Id. (quoting Vitronics
Corp.v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996)); Teleflex. Inc. v. Ficosa N.
Am. Corp., 299 F.3d 1313, 1325 (Fed. Cir. 2002). In the specification, a patentee may define his
own terms, give a claim term a different meaning than it would otherwise possess, or
disclaim or disavow some claim scope.
Phillips, 415 F.3d at 1316.
Although the Court
generally presumes terms possess their ordinary meaning, this presumption can be overcome
by statements of clear disclaimer.
See SciMed Life Sys., Inc. v. Advanced Cardiovascular
Sys., Inc., 242 F.3d 1337, 1343-44 (Fed. Cir. 2001). This presumption does not arise when
the patentee acts as his own lexicographer.
See Irdeto Access, Inc. v. EchoStar Satellite
Corp., 383 F.3d 1295, 1301 (Fed. Cir. 2004).
The specification may also resolve ambiguous claim terms “where the ordinary and
accustomed meaning of the words used in the claims lack sufficient clarity to permit the scope of
3
the claim to be ascertained from the words alone.” Teleflex, Inc., 299 F.3d at 1325. For
example, “[a] claim interpretation that excludes a preferred embodiment from the scope of the
claim ‘is rarely, if ever, correct.” Globetrotter Software, Inc. v. Elam Computer Group Inc., 362
F.3d 1367, 1381 (Fed. Cir. 2004) (quoting Vitronics Corp., 90 F.3d at 1583). But, “[a]lthough
the specification may aid the court in interpreting the meaning of disputed language in the
claims, particular embodiments and examples appearing in the specification will not generally be
read into the claims.” Constant v. Advanced Micro-Devices, Inc., 848 F.2d 1560, 1571 (Fed. Cir.
1988); see also Phillips, 415 F.3d at 1323.
The prosecution history is another tool to supply the proper context for claim
construction because a patentee may define a term during prosecution of the patent. Home
Diagnostics Inc. v. LifeScan, Inc., 381 F.3d 1352, 1356 (Fed. Cir. 2004) (“As in the case of the
specification, a patent applicant may define a term in prosecuting a patent.”).
The well-
established doctrine of prosecution disclaimer “preclud[es] patentees from recapturing through
claim interpretation specific meanings disclaimed during prosecution.” Omega Eng’g Inc. v.
Raytek Corp., 334 F.3d 1314, 1323 (Fed. Cir. 2003). The prosecution history must show that the
patentee clearly and unambiguously disclaimed or disavowed the proposed interpretation during
prosecution to obtain claim allowance. Middleton Inc. v. 3M Co., 311 F.3d 1384, 1388 (Fed. Cir.
2002); see also Springs Window Fashions LP v. Novo Indus., L.P., 323 F.3d 989, 994 (Fed. Cir.
2003) (“The disclaimer . . . must be effected with ‘reasonable clarity and deliberateness.’”)
(citations omitted)). “Indeed, by distinguishing the claimed invention over the prior art, an
applicant is indicating what the claims do not cover.” Spectrum Int’l v. Sterilite Corp., 164 F.3d
1372, 1378-79 (Fed. Cir. 1988) (quotation omitted). “As a basic principle of claim
interpretation, prosecution disclaimer promotes the public notice function of the intrinsic
evidence and protects the public’s reliance on definitive statements made during prosecution.”
Omega Eng’g, Inc., 334 F.3d at 1324.
4
Although “less significant than the intrinsic record in determining the legally operative
meaning of claim language,” the Court may rely on extrinsic evidence to “shed useful light on
the relevant art.” Phillips, 415 F.3d at 1317 (quotation omitted). Technical dictionaries and
treatises may help the Court understand the underlying technology and the manner in which one
skilled in the art might use claim terms, but such sources may also provide overly broad
definitions or may not be indicative of how terms are used in the patent. Id. at 1318. Similarly,
expert testimony may aid the Court in determining the particular meaning of a term in the
pertinent field, but “conclusory, unsupported assertions by experts as to the definition of a claim
term are not useful.” Id. Generally, extrinsic evidence is “less reliable than the patent and its
prosecution history in determining how to read claim terms.” Id.
In patent construction, “subsidiary fact finding is sometimes necessary” and the court
“may have to make ‘credibility judgments’ about witnesses.” Teva v. Sandoz, 135 S.Ct. 831, 838
(2015). In some cases, “the district court will need to look beyond the patent’s intrinsic evidence
and to consult extrinsic evidence in order to understand, for example, the background science or
the meaning of a term in the relevant art during the relevant time period.” Id. at 841. “If a
district court resolves a dispute between experts and makes a factual finding that, in general, a
certain term of art had a particular meaning to a person of ordinary skill in the art at the time of
the invention, the district court must then conduct a legal analysis: whether a skilled artisan
would ascribe that same meaning to that term in the context of the specific patent claim under
review.” Id. (emphasis in original). When the court makes subsidiary factual findings about the
extrinsic evidence in consideration of the “evidentiary underpinnings” of claim construction,
those findings are reviewed for clear error on appeal. Id.
5
DISCUSSION
The parties dispute the meaning of the following claim terms, which are set forth herein:
I.
“common face” (Claim 1)
Claim Term
“common face”
(Claim 1)
Plaintiffs’ Proposal
No construction is needed; the
ordinary meaning of claim
language as understood by a
person of skill in the art is readily
apparent.
Defendants’ Proposal
“a single, planar
portion of an object
bounded by an edge”
If the Court believes that a
construction is necessary, it
should be: “a shared outer surface
of the housing”
Plaintiffs cite to the specification to argue that the “common face” need not be planar:
“[v]arious other shapes may be used herein without changing the scope of the present disclosure.
For example, housing may be conical, cylindrical, pyramidal, etc., without departing from the
broad scope of the embodiments.” ’066 Patent at 6:11-16. Plaintiffs further contend that both
experts agree that ordinarily a “face” need not be planar. (Doc. No. 162, at 3 (citing Kudrowitz
Decl. at ¶ [008-011]; Hearing Transcript, p. 120, ll. 15-20 (“But if I just looked at the box and I
was walking down the street, I would still think six faces.”).) Plaintiffs contend that “common
face” “conveys the concept of a shared outer surface but also includes the idea that the tubes are
extending out of the housing in the same general direction.” Id. Plaintiffs further argue that
Defendants’ only support for their construction comes from false assumptions in the prosecution
history that (1) “common face” must be a subset of “two-dimensional array;” (2) the examiner
and patent owner must have intended “common face” to directly replace “two-dimensional
array” as a narrower expression of the scope conveyed by a two-dimensional array; and (3)
6
“common face” is the only limitation added to the claims to overcome Boise. (Doc. No. 162, at
4.)
Defendants argue that the prosecution history of the ’066 Patent “confirms that a
‘common face’ cannot mean ‘a shared outer surface’” because if “’common face’ is not planar,
then contrary to the Examiner’s Statement of Reasons for Allowance, independent claim 1 of the
’066 Patent is not distinguishable over the Boise prior art.” (Doc. No. 172, at 7-8.) Defendants
further take issue with Plaintiffs’ expert’s opinions regarding “common face” because he relied
on Merriam Webster’s dictionary, which defines “face” as “any of the plane surfaces that bound
a geometric solid.” (Doc. No. 172, at 8.)
The parties’ primary dispute regarding the term “common face” involves the Examiner’s
remarks during prosecution. During prosecution, the Examiner amended claim 1 as follows: “a
housing comprising an opening at a first end, and a plurality of holes extending through a
common face of the housing two dimensional array of holes at a second end.” (Doc. No. 162-13,
Prosecution History App. No. 14/492,487, at 2.) The Examiner further stated in relevant part,
“[t]he ‘common face’ language of claim 1 distinguishes the present invention for Boise, in
particular figures 4 and 5 of that reference.” Id. at 3. Figure 5 of Boise is representative, and is
set forth below:
7
(US 2008/0121309) (“Boise”).
Defendants contend that “common face” must be planar and rely on the prosecution
history to import such a limitation to the claim. Yet, Figure 5 of Boise, as was cited in the
prosecution history, shows a plurality of holes that are arguably aligned on a plane along the
cylindrical portion of the housing. Importantly, the Examiner’s amendment simply requires that
a plurality of holes extend through a “common face.” (Doc. No. 162-13, Prosecution History
App. No. 14/492,487, at 2) (adding “plurality of holes extending through a common face of the
housing.”).) This addition is distinguishable from Figures 4 & 5 of Boise which show an aligned
plurality of holes along the cylindrical portion of the housing, and a single hole at either end of
the housing. (US 2008/0121309, Figs. 4, 5.) In other words, the Examiner did not necessarily
8
amend the claims to distinguish the present invention over the prior art by requiring that the
“common face” be “planar” (indeed the Examiner states no such requirement in amending the
plain language of the claim) because the important distinction is also made that a plurality of
holes extend through a “common” or shared surface of the housing at a second end. Had the
Examiner intended to distinguish the present invention based on a planarity requirement, then
presumably he could have amended the claim to say “a plurality of holes extending through a
planar face of the housing…” Moreover, the “planar” requirement also potentially excludes
embodiments disclosed in the specification where the shape of the housing is “conical,
cylindrical, pyramidal, etc...” ’066 Patent at 6:11-16; see Vitronics Corp., 90 F.3d at 1583
(finding that a claim interpretation that excludes a preferred embodiment from the scope of the
claim “is rarely, if ever, correct.”)
Defendants further argue that Plaintiffs’ interpretation cannot be correct because Boise
shows a plurality of holes on a shared outer surface. However, this argument also fails to
appreciate the plain language of claim 1 and the scope and context of the Examiner’s statements.
In relevant part, claim 1 recites “a housing comprising an opening at a first end, and a plurality of
holes extending through a common face of the housing at a second end…” ’066 Patent at 6:3133. The Examiner clearly recognized the full scope of the claim as he amended the claim as
follows: “a housing comprising an opening at a first end, and a plurality of holes extending
through a common face of the housing two dimensional array of holes at a second end.” (Doc.
No. 162-13, Prosecution History App. No. 14/492,487, at 2.) Importantly, the plain language of
the claim requires the “common face” to be at a second end of the housing. Boise does not
disclose a shared outer surface with a plurality of holes at a second end.
9
Accordingly, the Court construes the term “common face” as “a shared outer surface of
the housing through which a plurality of holes extend.”
II.
“second end” (Claims 1, 2, 14)
Claim Term
“second end”
(Claims 1, 2, 14)
Plaintiffs’ Proposal
“a part of the housing at or
adjacent to a limit of the housing
spaced apart from the first end”
Defendants’ Proposal
“one of two linear limits of an
object opposite the first end”
Plaintiffs argue that Defendants have pointed to nothing in the intrinsic record to support
their narrow construction, and Defendants’ expert just picked the construction from a dictionary.
(Doc. No. 162, at 5.) Defendants contend that their construction is consistent with how a person
of ordinary skill in the art would understand the term “second end,” and that Plaintiffs’ proposed
construction improperly adds the word “adjacent,” which is indefinite. (Doc. No. 172, at 8.)
Defendants cite to the specification, which they contend describes a first end A and a second end
B being located at opposite, linear limits of the housing. ’066 Patent at 2:33-50. Defendants also
contend that both experts rely on Merriam-Webster’s Dictionary definition of “end,” which does
not use the term “adjacent.” (Doc. No. 172, at 8, (citing Kudrowitz Dep., Ex. 1 at 98:25-99:21).)
Plaintiffs reply that Defendants’ proposed construction violates the principles of claim
differentiation because dependent claim 14 recites the outer surface “opposing the opening at the
first end.” (Doc. No. 175, at 2.)
Claim 1 recites, “a housing comprising an opening at a first end, and a plurality of holes
extending through a common face of the housing at a second end…” and “a plurality of flexible
hollow tubes, each hollow tube attached to the housing at a respective one of the holes at the
second end of the housing.” ’066 Patent at 6:31-36 (emphasis added). The specification
describes the “second end” in an exemplary embodiment, which states: “An example
embodiment of an apparatus includes a housing (e.g., casing, covering, etc. with a cavity inside)
10
with an opening at a first end and a plurality of holes at a second end…” ’066 Patent at 2:5-7.
Figure 1 shows the “second end” of an exemplary embodiment labeled “B”:
(’066 Patent, Fig. 1; 2:33-37 (“FIG. 1 is a simplified diagram illustrating an example
embodiment of a system 10 for filling containers with fluids. System 10 includes a housing 12
removably attached to a hose 14 (e.g., tube, pipe, etc.) on a first end A and to a plurality of
hollow tubes 16 on a second end B.”) (emphasis added).)
11
While Figure 1 shows an exemplary embodiment where the “second end” is opposite the
“first end,” dependent claim 14 specifically recites: “[t]he apparatus of claim 1, wherein each
hole at the second end of the housing extends through an outer surface of the housing, the outer
surface opposing the opening at the first end of the housing.” ’066 Patent at 7:27-30 (emphasis
added). Whereas here, the dependent claim actually recites a “second end” opposing the “first
end,” the doctrine of claim differentiation counsels against a construction requiring the “second
end” to be opposite the “first end.” See Phillips, 415 F.3d at 1315 (“[T]he presence of a
dependent claim that adds a particular limitation gives rise to a presumption that the limitation in
question is not present in the independent claim.”); Alcon Research, Ltd. v. Apotex Inc., 687 F.3d
1362, 1367 (Fed. Cir. 2012) (citing 35 U.S.C. § 112 ¶ 4) (“It is axiomatic that a dependent claim
cannot be broader than the claim from which it depends . . . A dependent claim narrows the
claim from which it depends.”); Enzo Biochem, Inc. v. Applera Corp., 599 F.3d 1325, 1334 (Fed.
Cir. 2010) (“A person of ordinary skill would presume that a structure recited in a dependent
claim will perform a function required of that structure in an independent claim.”). Accordingly,
the Court must reject Defendants’ limitation that the “second end” be “opposite the first end.”
Similarly, there is nothing in the intrinsic record to support Defendants’ proposal that the
“second end” be a “linear limit,” or Plaintiffs’ proposal that it be “adjacent to a limit.” Claim 1
plainly requires that the “second end” be a portion of the housing that has the claimed “common
face” and “holes.” ’066 Patent at 6:31-36. The specification consistently discloses the “second
end” as an outer limit of the housing and distinguishes the “second end” from the “first end.”
(’066 Patent Fig. 1;
2:33-37 (“FIG. 1 is a simplified diagram illustrating an example
embodiment of a system 10 for filling containers with fluids. System 10 includes a housing 12
removably attached to a hose 14 (e.g., tube, pipe, etc.) on a first end A and to a plurality of
12
hollow tubes 16 on a second end B.”).) Here, the requirements of the claim are clear regarding
the term “second end,” and the specification merely informs the claim to understand that the
“second end” is distinct from the first end. Accordingly, the Court construes the term “second
end” to mean “an outer limit of the housing distinct from the first end.”
III.
“substantially filled” (Claim 1)
Claim Term
“substantially
filled” (Claim 1)
Plaintiffs’ Proposal
“by and large holding as much as
is conveniently contained”
Defendants’ Proposal
Defendants contend “substantially
filled” is indefinite.
Alternatively, Defendants propose
the following claim construction:
“when containers have reached a
desired size and/or they are filled
with the desired volume of fluid”
Plaintiffs assert that “the term ‘substantially’ has been defined by previous courts to mean
‘by and large.’” (Doc. No. 162, at 6, (citing Apple, Inc. v. Samsung Elecs. Co., 932 F. Supp. 2d
1076, 1082 (N.D. Cal. 2013) (claim term “substantially centered” defined as “by and large
centered”).) Plaintiffs also contend that their construction is “supported by the dictionary
definition of ‘substantial’ and by use of the term ‘substantially’ in the ’066 patent specification.”
(Doc.
No.
162,
at
6,
(citing
Ex.
A15,
Merriam-Webster
Dictionary,
http://www.merriamwebster.com/dictionary/substantial (“being largely but not wholly that which
is specified”); and ’066 Patent at 4:46-47).) Plaintiffs cite to their expert’s declaration and
contend that “‘filled’ is properly understood in the context of expandable containers, like water
balloons as meaning ‘holding as much as is conveniently contained.’” (Doc. No. 162, at 6, citing
(Kudrowitz Decl. at ¶¶ [015-019]).) Finally, Plaintiffs cite to Merriam-Webster Dictionary’s
definition of “fill” as “to put into as much as can be held or conveniently contained.” Id. citing
http://www.merriamwebster.com/dictionary/fill.
13
Defendants contend that the term “substantially filled” is indefinite because it depends on
the subjective judgment of the user. (Doc. No. 172, at 9.) Alternatively, Defendants argue that if
construction is required, one skilled in the art would understand “substantially filled” as “when
containers have reached a desired size and/or they are filled with a desired volume of fluid.”
(Doc. No. 172, at 9, (citing Kamrin Decl. at ¶¶ 39-40.).) Defendants further contend that
definition is consistent with the specification of the ’066 Patent, which discloses “[a]fter
containers have reached a desired size or volume they may be detached from tubes” and “when
containers have read a desired size and/or they are filled with the desired volume of fluid, they
may be removed from tubes.” ’066 Patent at 3:48-49; 4:60-62. Defendants also argue that
Plaintiffs’ construction is not consistent with dependent claim 6, which recites “[t]he apparatus
of claim 1, wherein each container comprises a volumetric measurement marking providing a
visual reference for filling the container to a desired volume.” (Doc. No. 172, at 10.) Plaintiffs
reply that Defendants’ use of the word “desired” renders “it is impossible to objectively tell if
any expandable container is ever filled.” (Doc. No. 162, at 7.) Plaintiffs further argue that
“substantially” is a well-known term of approximation used in the claim to modify “filled with
water.” (Doc. No. 175, at 4.)
For the reasons explained in the Court’s concurrent opinion on indefiniteness, the term
“substantially filled” is definite and means “when containers are filled with a volume of fluid
such that shaking (as construed herein) overcomes the connecting force and causes the containers
to detach.”
IV.
“flexible” (Claim 1)
Claim Term
Plaintiffs’ Proposal
“flexible” (Claims 1, “capable of bending or being
bent”
5)
14
Defendants’ Proposal
“not rigid or semi-rigid and capable
of bending or being bent”
Plaintiffs argue that their construction of “flexible” is consistent with the plain and
ordinary meaning of the term. (Doc. No. 162, at 7.) Plaintiffs cite to Merriam Webster’s
dictionary in support, which defines “flexible” as “capable of bending or being bent.” Id. at 8,
citing http://www.merriam-webster.com/dictionary/flexible. Plaintiffs further contend that this
definition is consistent with the specification which states “hollow tubes 16 may be flexible,
semi-rigid, or rigid, based on its material of construction, design, or a combination thereof.” ’066
Patent at 4:16-18. Plaintiffs also cite to the specification disclosure that “tubes 16 may be flexible
to enable containers 18 to expand. Thus, as containers 18 fill with fluid and expand, they may
push against each other, flexing tubes 16.” ’066 Patent at 4:23-25. Plaintiffs argue that
Defendants’ proposed construction adds the unnecessary qualifier “not rigid or semi-rigid.”
(Doc. No. 162, at 8.) Defendants argue that “because the specification uses all three terms, each
term is presumed to have a different meaning” and therefore “‘flexible’ must exclude both ‘semirigid’ and ‘rigid.’” (Doc. No. 172, at 11.) Plaintiffs reply that just because the specification uses
both the terms “flexible” and “semi-rigid,” does not mean the terms are mutually exclusive as
Defendants’ suggest. (Doc. No. 175, at 4.)
Claim 1 recites “a plurality of flexible hollow tubes, each hollow tube attached to the
housing at a respective one of the holes at the second end of the housing.” ’066 Patent at 6:33-36
(emphasis added). The specification characterizes the tubes’ flexibility by composition and
design. See, e.g., ’066 Patent at 4:10-18 (“In some embodiments, hollow tubes 16 may be made
of a rigid material (e.g., steel, glass); in other embodiments, tubes 16 may be made of a flexible
material (e.g., thin plastic). In some embodiments, tubes 16 may be thick, short and rigid; in
other embodiments, tubes 16 may be slender, long and flexible. Thus, hollow tubes 16 may be
flexible, semi-rigid, or rigid, based on its material of construction, design, or a combination
15
thereof.”). While the specification distinguishes rigid as composed of steel or glass and being of
thick/short tubes compared to flexible slender/long tubes made of thin plastic, it does not clearly
make these terms mutually exclusive, or define either term, as Defendants’ suggest. Moreover,
the inclusion of “semi rigid” in the exemplary embodiment indicates there is a spectrum of
flexibility allowable for the tubes. In this regard, the specification gives a spectrum based on
material and design, and uses “flexible” in a manner consistent with its plain and ordinary
meaning. Accordingly, the Court construes the term “flexible” as “capable of bending or being
bent.”
V.
“clamping” (Claim 1)
Claim Term
Plaintiffs’ Proposal
“clamping” (Claim “holding or pressing things
together with a device”
1)
Defendants’ Proposal
“attaching, fastening, holding,
clinching, or securing”
At the claim construction hearing, the parties indicated they had reached agreement and
that “clamping” should be afforded its plain and ordinary meaning. Accordingly, the Court finds
that no construction is necessary and “clamping” shall have its plain and ordinary meaning.
VI.
“elastic fastener” (Claim 1)
Claim Term
“elastic fastener”
(Claim 1)
Plaintiffs’ Proposal
“an elastic element for attaching
things together”
Defendants’ Proposal
“any internal or external resilient
object or structure that attaches
things together and closes or
partially obstructs a passageway of
fluid flow in a container”
Plaintiffs argue that their construction of “elastic fastener” is consistent with the plain and
ordinary meaning of the term. (Doc. No. 162, at 11.) Plaintiffs cite to Merriam Webster’s
dictionary in support, which defines “fasten” as “to attach (something) or join (two things or two
parts of something),” and “elastic” as “capable of recovering size and shape after deformation.”
Id.
at
10-11,
citing
http://www.merriamwebster.com/dictionary/fasten,
16
http://www.merriamwebster.com/dictionary/elastic. Plaintiffs further contend that this definition
is consistent with the specification which states “each elastic fastener clamping each container to
a corresponding hollow tube,” and “‘In an example embodiment, elastic valves 20 comprise
elastic fasteners, such as O-rings.” ’066 Patent, Abstract; 2:57-59; FIG. 2.
Defendants argue that their proposed definition of “any internal or external resilient
object or structure that attaches things together and closes or partially obstructs a passageway of
fluid flow in a container” is consistent with the specification of the ’066 Patent, which equates an
“elastic fastener” with an “elastic valve.” ’066 Patent at 2:55-57. Defendants cite to the multiple
disclosures discussing valves and examples of elastic valves. (Doc. No. 172, at 13, citing ’066
Patent at 2:57-67.) Plaintiffs contend that Defendants’ proposal broadens the term by adding
“internal or external” “or structure.” (Doc. No. 162, at 11.) Defendants disagree with this
characterization and argue that the specification discloses valves both internal and external, and
argue that Plaintiffs’ proposal is improperly based on dictionary definitions. (Doc. No. 172, at
13.) Plaintiffs further reply that Defendants’ proposal improperly equates an “elastic fastener”
with an “elastic valve” where the specification makes clear that an “elastic fastener” is an
example of an “elastic valve.” (Doc. No. 175, at 6, (citing ’066 Patent at 2:57-59).)
Claim 1 recites, “a plurality of elastic fasteners, each elastic fastener clamping a
respective one of the plurality of containers to a corresponding hollow tube, and each elastic
fastener configured to provide a connecting force that is not less than a weight of one of the
containers when substantially filled with water, and to automatically seal its respective one of the
plurality of containers upon detaching the container from its corresponding hollow tube, such
that shaking the hollow tubes in a state in which the containers are substantially filled with water
overcomes the connecting force and causes the containers to detach from the hollow tubes
17
thereby causing the elastic fasteners to automatically seal the containers.” ’066 Patent at 6:39-51
(emphasis added). Notably, the claims do not recite “elastic valve(s)” or use the term
interchangeably with “elastic fastener.” Similarly, the specification does not use the terms
interchangeably or equate the meaning of the terms. Instead, the specification clearly refers to the
“elastic fastener” as a specific subset of an elastic valve, disclosing “[i]n an example
embodiment, elastic valves 20 comprise elastic fasteners, such as O-rings.” ’066 Patent at 2:5759 (emphasis added). There is also nothing in the intrinsic record to support Defendants’ further
limitation that the elastic fastener “closes or partially obstructs a passageway of fluid flow in a
container.”
Claim 1 plainly recites that the elastic fasteners clamp the claimed containers to the
claimed hollow tubes, provide the claimed connecting force, and seal the claimed containers.
’066 Patent at 6:39-51. The specification discloses “elastic fasteners” in a consistent manner.
’066 Patent at 2:57-59. Therefore, the Court finds that the plain language of claim 1 provides the
proper context and understanding of what is meant by the term “elastic fastener” as used in the
’066 Patent, and construes “elastic fastener” to mean “an elastic element for attaching things
together.”
VII. “attached” (Claims 1, 11, 13)
Claim Term
Plaintiffs’ Proposal
“attached” (Claims “connected or joined to
something”
1, 11, 13)
Defendants’ Proposal
“permanently joined, connected or
bound to something”
Plaintiffs cite to the claims to argue that “attached” is used in the context of a hollow tube
that is attached to a housing, a container that is removably attached the hollow tube, a housing
attached to a valve that is coupled to a fluid source, and a hose attached to a water supply. (Doc.
No. 162, at 12, (citing claims 1, 11, 13).) Plaintiffs further contend that “the specification
18
repeatedly uses ‘attached’ to describe the connection of separate elements. Id. citing ’066 Patent
at 2:35, 45-50; 4:55; 5:1-6. Finally, Plaintiffs cite to the dictionary, which defines attached as
“connected
or
joined
to
something.”
Id.
http://www.merriamwebster.com/dictionary/attached.)
citing
(Merriam-Webster
Dictionary,
Plaintiffs contend that Defendants’
construction is flawed because it contains the unwarranted qualifier “permanently.” Id.
Defendants argue that independent claim 1 sets forth two different types of connections:
“attached” and “removably attached,” i.e. (1) “each hollow tube [is] attached to the housing at a
respective one of the holes at the second end of the housing” and (2) “each container [is]
removably attached to a respective one of the hollow tubes.” (Doc. No. 172, at 14.) Therefore,
Defendants argue that “attached” must mean something other than “removably attached.” Id.
Defendants wish to insert the requirement that “attached” be “permanently joined,
connected, or bound to something.” There is no requirement in the claims that an attachment be
“permanent.”
Defendants contend this distinction is drawn because claim 1 also recites
“removably attached.” However, the specification makes clear that “permanent” attachment is
only an exemplary embodiment. ’066 Patent at 2:46-50 (“In some embodiments, tubes 16 may be
permanently attached (e.g., welded, brazed, stuck with adhesives, press-fitted, etc.) to housing
12. In other embodiments, tubes 16 may be removably attached (e.g., with threads, pressure, etc.)
to housing 12.”). Thus, had the patentee wanted to claim “permanently attached,” he certainly
could have done so, but did not do so here. Moreover, the specification consistently uses the term
“attached” to refer to non-permanent attachments, such as the connection between the housing
and the hose/spigot. ’066 Patent at 5:1-6 (“[t]urning to FIG. 3, FIG. 3 is a simplified diagram
illustrating example details of a valve 31 that may be attached between hose 14 and housing 12
according to an embodiment of system 10. One end of valve 31 may be attached to hose 14 and
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the other end may be attached to threaded opening 22 of housing 12 (e.g., using threads); 5:13-15
(“[h]ousing 12 may be attached to a spigot 33 (e.g., nozzle, faucet, outlet etc.) that connects to
the fluid source.”).
Because claim 1 does not recite “permanently attached” and the specification consistently
uses “attached” to refer to “non-permanent” joinder, the Court construes the term “attached”
consistent with its plain and ordinary meaning to mean “connected or joined to something.”
VIII. “configured” (Claims 1, 9, 11)
Claim Term
“configured”
(Claims 1, 9, 11)
Plaintiffs’ Proposal
Plaintiffs contend that the term
does not need construction.
Defendants’ Proposal
“to set up for operation in a
particular way”
Plaintiffs contend that this term needs no construction and that “configured to” is
properly used as functional language in an apparatus claim. (Doc. No. 162, at 13.) Plaintiffs cite
Typhoon Touch in support, arguing that the use of such language covers devices “‘capable’ of
performing the recited function,” but it does not cover devices that “might later be modified to
perform that function.” Typhoon Touch Technologies Inc. v. Dell Inc., 659 F.3d 1376, 1380 (Fed.
Cir. 2011).
Defendants argue that “configured” means “to set up for operation in a particular way”
based on the claim language of claim 1, which requires each elastic fastener configured to
perform three specific functions (1) “to provide a connecting force that is not less than a weight
of one of the containers when substantially filled with water,” (2) “to automatically seal its
respective one of the plurality of containers upon detaching the container from its corresponding
hollow tube; and (3) “such that shaking the hollow tube in a state in which the containers are
substantially filled with water overcomes the connecting force and causes the containers to
detach from the hollow tubes thereby causing the elastic fasteners to automatically seal the
20
containers.” (Doc. No. 172, at 15.) Defendants further argue that functions (1) and (3) were
added through an Examiner’s Amendment, to place the application in condition for allowance,
and cite the Examiner’s Statement of Reasons for Allowance that “beginning with ‘such that
shaking . . .’ defines an upper limit of the connecting force and thus defines the elastic fastener in
a way which distinguishes over Urspringer.” Id.
Here, claim 1 recites “a plurality of elastic fasteners, each elastic fastener clamping a
respective one of the plurality of containers to a corresponding hollow tube, and each elastic
fastener configured to provide a connecting force that is not less than a weight of one of the
containers when substantially filled with water, and to automatically seal its respective one of the
plurality of containers upon detaching the container from its corresponding hollow tube, such
that shaking the hollow tubes in a state in which the containers are substantially filled with water
overcomes the connecting force and causes the containers to detach from the hollow tubes
thereby causing the elastic fasteners to automatically seal the containers, wherein the apparatus is
configured to fill the containers substantially simultaneously with a fluid.” ’066 Patent at 6:3953 (emphasis added). Nothing in the specification or prosecution history provides any support to
construe this term in a manner other than what the plain language of the claim requires. Indeed,
even during prosecution, the Examiner describes his amendment to claim 1 as “a configuration
and functional capability.” Such functional claiming is well known and understood. See, e.g.,
Microprocessor Enhancement Corp. v. Tex. Instruments Inc., 520 F.3d 1367, 1375 (Fed. Cir.
2008) (noting that “functional language” is permissible in claims); Yodlee, Inc. v. CashEdge,
Inc., No. C 05-01550 SI, 2006 WL 3456610 (N.D. Cal. Nov. 29, 2006) (Illston, J.) (“[The claims
at issue] describe what the apparatuses do, when used a certain way.”). Accordingly, no
construction is necessary.
21
IX. “shaking” (Claim 1)
Claim Term
“shaking” (Claim 1)
Plaintiffs’ Proposal
“applying an acceleration”
Defendants’ Proposal
Defendants contend the “shaking”
element is indefinite.
Alternatively, Defendants propose
the following claim construction:
“applying an alternating
acceleration”
Plaintiffs argue that the claims and specification support a definition of “applying an
acceleration.” (Doc. No. 162, at 15.) Plaintiffs rely on the portion of the specification that states:
“[i]n another example embodiment, the connecting force holding filled containers 18 to tubes 16
may be overcome by an upward acceleration on tubes 16, for example, when they are shaken.”
(Doc. No. 162, at 15.) Thus, filled containers 18 may be detached by shaking housing 12 (or
tubes 16) sufficiently vigorously to cause containers 18 to fall off from tubes 16.” ’066 Patent at
3:52-57. Plaintiffs contend that Defendants’ proposal that the acceleration be “alternating” is
incorrect because the specification describes only an upward movement, and alternating indicates
movement in two opposite directions. (Doc. No. 162, at 15.)
Defendants contend that the “shaking” limitation is indefinite; however, if construed, it
should be consistent with the plain and ordinary meaning. (Doc. No. 172, at 16.) Defendants cite
to Merriam-Webster’s dictionary, which defines “shaking” as “to move sometimes violently
back and forth or up and down with short, quick movements.” Id. Defendants also cite to the
specification, which discloses that “the connecting force holding filled containers 18 to tubes 16
may be overcome by an upward acceleration on tubes 16, for example, when they are shaken.”
’066 Patent at 3: 52-57. Defendants argue that Plaintiffs misinterpret this “upward movement”
because shaking necessarily requires movement in two directions. (Doc. No. 172, at 16.)
22
As an initial matter, there is no intrinsic support for Defendants’ added requirement that
“shaking” be defined as “alternating” movement. Indeed, the specification, in part, refers to this
claimed detachment by “shaking” as overcome by “an upward acceleration.” ’066 Patent at 3:5055 (“[i]n another example embodiment, the connecting force holding filled containers 18 to tubes
16 may be overcome by an upward acceleration on tubes 16, for example, when they are
shaken.”) Defendants cite to Merriam-Webster’s dictionary, which defines “shaking” as “to
move sometimes violently back and forth or up and down with short, quick movements.” (Doc.
No. 172, at 16.) However, there is nothing in the intrinsic record that would compel the
“alternating” requirement, and instead, the specification discloses “an upward acceleration” as
discussed above. Because the term “shaking” is inextricably tied to the “connecting force” in
operation of claim 1, it is understood that an upward acceleration alone would be sufficient to
detach the containers when practicing the claim. Indeed, in the prosecution history, the Examiner
remarks that ‘such that shaking…’ defines an upper limit of the connecting force…” Therefore,
to limit the claim to require alternating movement would exclude potential disclosed
embodiments. Accordingly, the Court construes the term “shaking” to mean “applying an
acceleration.”
X. “removably attached” (Claim 1)
Claim Term
“removably
attached” (Claim 1)
Plaintiffs’ Proposal
No construction is needed; the
ordinary meaning of claim
language as understood by a
person of skill in the art is readily
apparent.
If the Court believes that a
construction is necessary, it
should be:
“connected to something such
that it can be disconnected in
23
Defendants’ Proposal
“not permanently joined, connected
or bound to something”
ordinary use”
Plaintiffs contend that no construction is necessary because claim 1 explains how the
containers are supposed to be removed by shaking. (Doc. No. 162, at 17.) Plaintiffs also contend
this is disclosed in the specification where it states “the connecting force holding filled
containers 18 to tubes 16 may be overcome by an upward acceleration on tubes 16, for example,
when they are shaken.” (’066 Patent at 3:52-55.) Plaintiffs therefore argue that if a construction
is necessary, an appropriate construction of “removably attached,” is “connected to something
such that it can be disconnected in ordinary use.” (Doc. No. 162, at 17.) Defendants argue that in
light of their arguments regarding “attached,” one skilled in the art would interpret “removably
attached” to mean “not permanently joined, connected or bound to something.” (Doc. No. 172, at
17.) Defendants argue that Plaintiffs’ proposal of “ordinary use” is indefinite, but if not it
actually supports Defendants’ argument for the meaning of “attached” and “removably
attached.”
Defendants point to the specification that discloses that “tubes 16 may be
permanently attached (e.g., welded, brazed, stuck with adhesives, press-fitted, etc.),” and
therefore argue that these “permanent attachments could only be disconnected via non-ordinary
use, e.g., by cutting two objects apart. (Doc. No. 172, at 17, (citing ’066 Patent at 2:46-50).)
Claim 1 recites “a plurality of containers, each container removably attached to a
respective one of the hollow tubes.” ’066 Patent at 6:37-38 (emphasis added). The specification
describes “removably attached” in the following manner: “[i]n some embodiments, tubes 16 may
be permanently attached (e.g., welded, brazed, stuck with adhesives, press-fitted, etc.) to housing
12. In other embodiments, tubes 16 may be removably attached (e.g., with threads, pressure, etc.)
to housing 12.” ’066 Patent at 2:46-50. Because the plain language of the claim uses the term
“removably,” and the specification juxtaposes “removably” with “permanent” attachment,
24
“removably attached” is understood in the context of the ’066 Patent as “not permanent.”
Therefore, the Court construes the term “removably attached” as “not permanently joined,
connected or bound to something.”
Finally, the parties submitted the following agreed constructions:
U.S. Patent No.
9,051,066
Claim Language
“connecting force”
Plaintiffs’ Proposed
Construction
Defendants’ Proposed
Construction
Court’s
Construction
Defendants contend that “force that holds a
“connecting
force”
is container onto a
indefinite.
tube”
[AGREED]
If the Court determines
that the term is not
indefinite, the parties agree
to the construction at right.
“not less than”
[AGREED]
[AGREED]
“equal to or greater
than”
“container”
[AGREED]
[AGREED]
“an object that can
hold something,
such as fluids”
The Court, having reviewed the parties’ agreed constructions, as well as the ’066 Patent
claims, specification, and prosecution history, finds the parties’ agreed constructions appropriate
and construes the terms as set forth above.
CONCLUSION
For the foregoing reasons, the Court adopts the constructions set forth above.
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So ORDERED and SIGNED this 28th day of April, 2016.
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