VanHook v. Nelms et al
Filing
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MEMORANDUM OPINION and ORDER OF DISMISSAL. Ordered that Plaintiff's complaint is hereby dismissed with prejudice pursuant to 28 USC 1915A(b)(1) for failure to state a claim upon which relief may be granted. Signed by Magistrate Judge Judith K. Guthrie on 8/30/2012. (bjc)
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
LUFKIN DIVISION
THOMAS LOUIS VANHOOK, #1646479
§
VS.
§
THOMAS H. NELMS, ET AL
§
CIVIL ACTION NO. 9:12CV60
MEMORANDUM OPINION AND ORDER OF DISMISSAL
Plaintiff Thomas Louis VanHook, an inmate confined in the Duncan Unit of the Texas prison
system, proceeding pro se and in forma pauperis, filed the above-styled and numbered civil rights
lawsuit under 42 U.S.C. § 1983. The complaint was transferred to the undersigned with the consent
of the parties pursuant to 28 U.S.C. § 636(c).
I.
BACKGROUND
The original complaint was filed on April 23, 2012. On August 30, 2011, the Court
conducted an evidentiary hearing, in accordance with Spears v. McCotter, 766 F.2d 179 (5th Cir.
1985), to consider the Plaintiff’s claims. The hearing was conducted “to dig beneath the conclusional
allegations; to reduce the level of abstraction upon which the claims rest; to ascertain exactly what
scenario the prisoner claims occurred, as well as the legal basis for the claim.” Id. at 180. The
hearing is “in the nature of a motion for more definite statement.” Id. at 180-181. The Plaintiff
testified as to the factual basis of his claims. Regional Grievance Coordinator Lorie Parker and
Warden Dwayne Dewberry testified under oath about prison policies and information contained in
the Plaintiff’s prison records.
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Plaintiff claims that on or about February 10, 2012, at about 9:00 a.m., he was coming back
from the unit law library and carrying the results of certain legal research he had been conducting
in support of the appeal of his criminal conviction. In the hallway outside his dormitory, Defendant
Correctional Officer Thomas H. Nelms demanded to search the papers Plaintiff was carrying.
Plaintiff characterizes the demand as a “pretense” and that Defendant Nelms was actually prejudiced
against him, although during the Spears hearing, he stated that the two had never had any
confrontations or run-ins before and he could not say why he thought Defendant Nelms would have
been “prejudiced” toward him. He testified that Defendant Nelms took his legal papers and threw
them on the floor and kicked them, then returned some of them to Plaintiff and kept some himself.
Plaintiff asserts that he asked to speak to a supervising officer, or “rank,” and that Defendant Nelms
refused to either summon “rank” from elsewhere or to allow Plaintiff to so speak to a supervisor.
He also states that Defendant Nelms never gave him any “confiscation papers,” apparently meaning
a receipt for his documents. Plaintiff further contends that Defendant Correctional Officer James
K. Johnson was present and saw what Defendant Nelms did, but did nothing but watch without
reporting it.
Plaintiff testified that Defendant Nelms ordered him to return to his dormitory, which he did,
and asked for Plaintiff’s identification “to give me a case,” meaning to write a disciplinary case
against him. However, he testified that no such disciplinary case was ever written against him. He
claims that Defendant Nelms told him that he would leave Plaintiff’s legal material at the law library
where he could pick it up. However, when Plaintiff later asked Correctional Officer/Librarian Price
about the property, she told him that Defendant Nelms did not leave anything for him with her. In
his complaint, he asserted that he heard Officer Martinez tell Officer Price that Defendant Nelms had
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destroyed the material he took from Plaintiff. However, during the Spears hearing, he corrected the
identity of the speaker in that case to an Officer Lunes instead of Martinez.
Plaintiff also testified that he had been originally convicted on March 24, 2010, and had not
originally appealed his conviction but filed a pro se application for state habeas relief to the state trial
court and Texas Court of Criminal Appeals. He testified that he had asked his trial counsel to file
an appeal, but counsel refused to do so and filed a motion for new trial instead, which was apparently
unsuccessful. He eventually requested a statement of facts from the Texas Court of Criminal
Appeals, which ordered the trial court to prepare one. In the course of doing so, which involved an
extension of time, he requested an out-of-time appeal. He testified that the Texas Court of Criminal
Appeals granted the request and directed the trial court to assign him appellate counsel. He testified
that the state court did assign him appellate counsel. He further testified that at the time of the
incident with Defendants Nelms and Johnson on February 10, 2012, he was represented in the appeal
of his criminal conviction by that appellate counsel, although he stated that counsel wound up
eventually filing an Anders1 brief and that Plaintiff is now faced with again researching and preparing
his own pro se appellate brief.
Plaintiff seeks the amount of $2,800.00 for money damages, fees, court costs, his research
time and replacement of legal material that was destroyed.
Warden Dewberry testified that an inmate could be searched at any time for contraband,
although if legal materials were involved, certain procedures had to be followed in order to read it.
Regional Grievance Coordinator Parker testified that Plaintiff had exhausted his
administrative remedies and presented Plaintiff’s Grievance and Classification Records and Property
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Anders v. California, 386 U.S. 738, 87 S. Ct. 1396, 18 L. Ed. 2d 493 (1967).
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Logs for the Court’s review. Plaintiff agreed that the Court could review these records in association
with his lawsuit.
II.
DISCUSSION AND ANALYSIS
Pursuant to 28 U.S.C. § 1915A, the Court must review Plaintiff’s complaint and dismiss it,
or any portion of it, if it is frivolous, malicious, or fails to state a claim upon which relief may be
granted, or if it seeks monetary relief from a Defendant who is immune from such relief. A
complaint may be dismissed as frivolous if it lacks any arguable basis in law or fact. Neitzke v.
Williams, 490 U.S. 319, 325, 109 S. Ct. 1827, 104 L. Ed. 2d 338 (1989); Talib v. Gilley, 138 F.3d
211, 213 (5th Cir. 1998). The term “frivolous” embraces not only the inarguable legal conclusion,
but also the fanciful factual allegation. Neitzke, 490 U.S. at 325. A complaint lacks an arguable
basis in law if it is based on an indisputably meritless legal theory, such as if the complaint alleges
violation of a legal interest which clearly does not exist. Harris v. Gehmann, 198 F.3d 153, 156 (5th
Cir. 1999) (per curiam). A complaint lacks an arguable basis in fact if, after providing the plaintiff
the opportunity to present additional facts when necessary, the facts alleged are clearly baseless.
Talib, 138 F.3d at 213.
To state a constitutional claim for relief under § 1983, a plaintiff must allege a right secured
by the Constitution or the laws of the United States and a violation of that right by one or more state
actors. Johnson v. Dallas Indep. Sch. Dist., 38 F.3d 198, 200 (5th Cir. 1994). To be a state actor
subject to liability under Section 1983, the defendant must act “under color of any statute, ordinance,
regulation, custom, or usage, of any State of Territory or the District of Columbia.” 42 U.S.C. §
1983. “The traditional definition of acting under color of state law requires that the defendant in a
§ 1983 action have exercised power ‘possessed by virtue of state law and made possible only
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because the wrongdoer is clothed with the authority of state law.’” West v. Atkins, 487 U.S. 42, 49,
108 S. Ct. 2250, 101 L. Ed. 2d 40 (1988) (quoting United States v. Classic, 313 U.S. 299, 326, 61
S. Ct. 1031, 85 L. Ed. 1368 (1941)). The Supreme Court has formulated a two-part approach to the
issue of state action:
First, the deprivation must be caused by the exercise of some right or privilege created by the
State or by a rule of conduct imposed by the State or by a person for whom the State is
responsible . . . . Second, the party charged with the deprivation must be a person who may
fairly be said to be a state actor. This may be because he is a state official, because he has
acted together with or has obtained significant aid from state officials, or because his conduct
is otherwise chargeable to the State.
Lugar v. Edmondson Oil Co., 457 U.S. 922, 937, 102 S. Ct. 2744, 73 L. Ed. 2d 482 (1982). In
addition, “To invoke the jurisdiction of a federal court, a litigant must have suffered, or be threatened
with, an actual injury traceable to the defendant and likely to be redressed by a favorable judicial
decision.” Lemons v. Swann, 412 Fed. Appx. 672, 673 (5th Cir. 2011) (per curiam) (quoting Lewis
v. Cont’l Bank Corp., 494 U.S. 472, 477, 110 S. Ct. 1249, 108 L. Ed. 2d 400 (1990)).
Here, Plaintiff asserts that his right to access court has been improperly curtailed by
Defendant Nelms’ confiscation of his legal research in support of his criminal appeal and Defendant
Johnson’s failure to intervene or report the incident. With regard to claims of interference with
access to court, the United States Court of Appeals recently observed that:
Prisoners have a constitutional right to access the courts. See Bounds v. Smith, 430 U.S. 817,
821, 97 S. Ct. 1491, 52 L. Ed. 2d 72 (1977). However, the Supreme Court’s decision in
Bounds did not establish that prisoners have a right to a law library or legal assistance. See
Lewis v. Casey, 518 U.S. 343, 350, 116 S. Ct. 2174, 135 L. Ed. 2d 606 (1996). Rather,
“prison law libraries and legal assistance programs are not ends in themselves, but only the
means for assuring ‘a reasonably adequate opportunity to present claimed violations of
fundamental constitutional rights to the courts.’ ” Id. at 351, 116 S. Ct. 2174 (quoting
Bounds, 430 U.S. at 825, 97 S. Ct. 1491). Therefore, a prisoner alleging a violation of
Bounds must demonstrate an actual injury. Id. According to the Supreme Court, the right
to access the courts “rest[s] on the recognition that the right is ancillary to the underlying
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claim, without which a plaintiff cannot have suffered injury by being shut out of court.”
Christopher v. Harbury, 536 U.S. 403, 415, 122 S. Ct. 2179, 153 L. Ed. 2d 413 (2002).
Because of the actual injury requirement, “the underlying cause of action, whether
anticipated or lost, is an element that must be described in the complaint, just as much as
allegations must describe the official acts frustrating the litigation.” Id.
See Mendoza v. Strickland, 414 Fed. Appx. 616, 618 (5th Cir. 2011) (per curiam). In Mendoza, the
Fifth Circuit therefore affirmed the district court’s dismissal of a complaint for failure to state claim
upon which relief may be based because that plaintiff was represented by counsel in his court
proceedings and thus could not state an injury for not being able to access legal research. Id. at 61819 (citing Tarter v. Hury, 646 F.2d 1010, 1014 (5th Cir. 1981) (dismissing a complaint for failure
to state a claim because “[a]s long as a criminal defendant is represented by counsel, he will be able
to present matters for decision to the court through motions filed by his attorney.”)); see also Metcalf
v. De Los Santos, 2012 WL 3204974, at *2 (N.D. Tex. July 18, 2012), adopted by 2012 WL 3222239
(N.D. Tex. Aug. 8, 2012); Heigelmann v. Prince, 2012 WL 760839, at *7 (E.D. Tex. Jan. 27, 2012)
(“where an inmate is represented by counsel, he has no constitutional right to access to the law
library, because his access to court is provided by his attorney,” citing Degrate v. Godwin, 84 F.3d
768, 769 (5th Cir. 1996) (per curiam); Cruz v. Hauck, 515 F.2d 322, 331 (5th Cir. 1975), cert.
denied, 424 U.S. 917, 96 S. Ct. 1118, 47 L. Ed. 2d 322 (1976)), adopted by 2012 WL 760832 (E.D.
Tex. Mar 8, 2012).
In this case, Plaintiff admitted in testimony that at the time of the alleged interference with
his legal research and “access to courts” claim, he was represented by appellate counsel in the appeal
of his criminal conviction. He also admitted that the legal research he had been pursuing at the time
of the incident was in support of that criminal appeal. Therefore, he cannot show an injury through
the alleged interference and, thus, cannot state a claim upon which relief may be granted in a § 1983
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lawsuit. Mendoza, 414 Fed. Appx. at 618-19; Tarter, 646 F.2d at 1014. Even if he was eventually
unhappy with appellate counsel’s decision to file an Anders brief on his behalf, that does not affect
the fact he was represented by counsel at the time of the alleged interference with his access to court.
It is accordingly
ORDERED that Plaintiff’s complaint is hereby DISMISSED WITH PREJUDICE
pursuant to 28 U.S.C. § 1915A(b)(1) for failure to state a claim upon which relief may be granted.
It is further
ORDERED that any motion not previously ruled on is hereby DENIED. It is finally
ORDERED that the Clerk shall forward a copy of this Order to the Administrator of the
Three-Strikes List for the Eastern District of Texas.
So ORDERED and SIGNED this 30 day of August, 2012.
____________________________
JUDITH K. GUTHRIE
UNITED STATES MAGISTRATE JUDGE
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