Clewis v. Medco Health Solutions Inc

Filing 123

AMENDED MEMORANDUM OPINION AND ORDER: The Amended Memorandum Opinion and Order vacates the 120 Memorandum Opinion and Order issued by the court on 2/28/2014. The court denies Plaintiff's 105 Motion to Remand; and grants Defendant's 114 Motion to Dismiss. The court therefore dismisses with prejudice this action. Judgment will issue by separate document as required by FRCvP 58. (Ordered by Judge Sam A Lindsay on 3/4/2014) (twd)

IN THE UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF TEXAS
DALLAS DIVISION
ROSE MARY CLEWIS,
Plaintiff,
v.
MEDCO HEALTH SOLUTIONS, INC.,
Defendant.

§
§
§
§
§
§
§
§
§

Civil Action No. 3:12-CV-5208-L

AMENDED MEMORANDUM OPINION AND ORDER
The Amended Memorandum Opinion and Order vacates the Memorandum Opinion and
Order [Doc. No. 120] issued by the court on February 28, 2014. The Memorandum Opinion and
Order [Doc. No. 120] included two exhibits, and each of the exhibits inadvertently included
Plaintiff Rose Mary Clewis’s date of birth and social security number, which were supposed to
have been redacted. The court, upon discovering the error, immediately directed the clerk to place
the Memorandum Opinion and Order under seal, which was done. The court now issues this
Amended Memorandum Opinion and Order that includes the two exhibits with redacted dates of
birth and social security numbers as originally intended by the court. The Amended Memorandum
Opinion and Order changes nothing of substance with respect to the Memorandum Opinion and
Order issued on February 28, 2014.
Before the court are Plaintiff’s Motion to Remand, filed December 16, 2013; and
Defendant’s Motion to Dismiss, filed January 29, 2014. After careful consideration of the motions,
responses, replies, record, and applicable law, the court denies Plaintiff’s Motion to Remand; and
grants Defendant’s Motion to Dismiss.

Amended Memorandum Opinion and Order – Page 1

I.

Plaintiff’s Motion to Remand
A.

Background

Plaintiff Rose Mary Clewis (“Clewis” of “Plaintiff”) initially filed this action against
Medco Health Solutions, Inc. (“Defendant” or “Medco”) on October 22, 2012, in the 116th Judicial
District Court, Dallas County, Texas. She asserted claims against Medco under the Americans
with Disabilities Act (“ADA”) and the Texas Commission on Human Rights Act (“TCHRA”).
Medco removed the state case to federal court on December 20, 2012, contending that this
court has federal question jurisdiction pursuant to 28 U.S.C. § 1331 over Plaintiff’s federal claims
and supplemental jurisdiction pursuant to 28 U.S.C. § 1367 over Plaintiff’s state law claims.
Plaintiff countered that the court lacked subject matter jurisdiction over this action and sought to
remand the action to state court.
The court ruled that it had subject matter jurisdiction and explained to Plaintiff that the
filing of “Plaintiff’s First Amended Complaint” on December 28, 2012, which appeared to delete
her ADA claim did not deprive the court of subject matter jurisdiction because the amended
pleading was filed after the action was removed, and the court could not consider the amended
pleading in determining whether federal question jurisdiction existed. Ct.’s Mem. Op. & Order 4
(Mar. 1, 2013). The court denied Plaintiff’s Motion to Remand. Id. at 1, 6.
On March 28, 2013, Clewis filed “Plaintiff’s Amended Complaint and Jury Demand.”
Medco filed a motion to strike this pleading, and the court granted the motion to strike and struck
the pleading on April 3, 2013. Clewis filed a motion for leave to file an amended complaint on
April 23, 2013, and the court granted this motion on July 16, 2013, and allowed Plaintiff until July
23, 2013, to file the amended pleading. Clewis filed Plaintiff’s Amended Complaint on July 22,
2013.
Amended Memorandum Opinion and Order – Page 2

On September 12, 2013, Clewis filed Plaintiff’s Second Amended Complaint, and Medco
filed Defendant’s Motion to Strike Plaintiff’s Second Amended Complaint. The court denied the
motion on October 16, 2013. Finally, on January 15, 2014, the court, upon motion of Medco,
struck Plaintiff’s Third Amended Complaint, and sua sponte struck Plaintiff’s Fourth Amended
Complaint. Accordingly, the operative or live pleading is Plaintiff’s Second Amended Complaint.
In Plaintiff’s Second Amended Complaint, Clewis asserts that Medco discriminated
against her in violation of section 21.051 of the Texas Labor Code because of a disability.
Specifically, Clewis contends that Medco refused or failed to make a reasonable workplace
accommodation for her alleged bipolar disability and that Medco terminated her on September 24,
2012, because of her disability in violation of this statute, which prohibits disability discrimination.
Plaintiff no longer asserts a claim under ADA, as it was not included in her Second Amended
Complaint.
Clewis now contends that the action should be remanded because (1) her amended pleading
asserts no federal cause of action, and (2) complete diversity of citizenship does not exist between
the parties. As the court determines that it has supplemental jurisdiction over Plaintiff’s claims,
Plaintiff’s argument regarding lack of complete diversity of citizenship is quite beside the point,
and the court will not address this argument.
B.

Discussion

When a defendant removes an action to federal court because of the presence of a federal
claim, a later amendment eliminating the federal claim that was the original ground for federal
jurisdiction generally does not divest the federal court of jurisdiction. Rockwell Int’l Corp. v.
United States, 549 U.S. 457, 474 n.6 (2007) (citing Carnegie-Mellon Univ. v. Cohill, 484 U.S.
343, 346 (1998)) (other citation omitted).
Amended Memorandum Opinion and Order – Page 3

In deciding whether to exercise supplemental

jurisdiction, courts consider the statutory provisions of 28 U.S.C. § 1367(c) and “the balance of
the relevant factors of judicial economy, convenience, fairness and comity.” Baptiste v. Island
Records, Inc., 179 F.3d 217, 227 (5th Cir. 1999) (citations omitted). Whether the court decides to
exercise jurisdiction depends on the “specific circumstances of the case at bar.” Id. (citation
omitted). In this case, there are no novel or complex issues of law. The Texas statute prohibiting
disability discrimination is similar to the ADA, and applying Texas law presents no challenging,
complex, or novel issues for the court to decide. Further, this case has been pending in this court
almost fifteen months, and the court issued an amended scheduling order on October 25, 2013,
resetting the discovery deadline, pretrial deadlines, and trial date. Discovery disputes that
originated in the summer of 2013 have yet to be resolved, as Clewis continues to defy this court’s
orders and not provide a release for records as ordered. The court is familiar with the case and
problems associated with it. If the case remains in the district court, judicial resources would be
conserved, and there will be little chance of redundancy in that a state court would not have to
“start from scratch” or rehash issues already dealt with by the federal court. Further, if this case
were remanded, final disposition would be delayed unnecessarily. Therefore, the court concludes
that the issues of comity, convenience, fairness, and judicial economy all weigh in favor of not
remanding this action to the 116th Judicial District Court, Dallas County, Texas. Accordingly, the
court declines to remand this action and will exercise supplemental jurisdiction over Plaintiff’s
state law claims.
II.

Defendant’s Motion to Dismiss
A.

Background

Medco seeks to dismiss this action with prejudice because, according to it, Clewis has
repeatedly disobeyed court orders to produce a social security release form. Clewis contends that
Amended Memorandum Opinion and Order – Page 4

she has complied with the court’s orders, a dismissal with prejudice is not in the interest of justice
and fairness, Medco has not established that her conduct was intentional, and Medco’s counsel has
not been forthright with the court regarding receipt of the social security form.
To put this matter in perspective, the court sets forth relevant background facts. On
September 4, 2013, the magistrate judge entered an order (Doc. 54) granting Defendant’s Motion
to Compel and denying Plaintiff’s Motion to Quash in Response to Defendant’s Motion to Compel.
On September 17, 2013, Plaintiff filed objections to the order and appealed to this court. On
November 5, 2013, the court overruled Plaintiff’s objections and ordered Plaintiff to complete,
sign, and send Defendant’s counsel an original signed copy of the relevant form in Exhibit 1 to the
Appendix in Support of Defendant’s Motion to Compel. The court directed Plaintiff to comply
with its order by November 15, 2013, and warned Clewis that she would be sanctioned if she failed
to comply. Rather than comply with the court’s order, Clewis filed Plaintiff’s Motion for
Reconsideration on November 15, 2013.
The court denied Plaintiff’s Motion for Reconsideration on January 10, 2014, and again
admonished Plaintiff that she was to comply with its initial order and provide to Defendant an
original signed copy of the relevant form in Exhibit 1 to the Appendix in Support of Defendant’s
Motion to Compel. In denying Plaintiff’s Motion for Reconsideration, the court, in light of
Plaintiff’s previous failure to comply with a court order, informed Clewis that it would not give
her any further warnings and stated:
The court directs Plaintiff to provide to Defendant an original signed copy of the
relevant form in Exhibit 1 to the Appendix in Support of Defendant’s Motion to
Compel by January 21, 2014. If Plaintiff fails to provide the signed copy of the
relevant form as herein ordered, the court will view such failure as willful and
contumacious conduct, and this action will be dismissed with prejudice pursuant to
Federal Rule of Civil Procedure 41(b) for Plaintiff’s failure to comply with a valid
court order.
Amended Memorandum Opinion and Order – Page 5

Ct.’s Order 2, Jan. 10, 2014.
B.

Rule 41(b) Standard for Failure to Comply with a Court Order

Rule 41(b) of the Federal Rules of Civil Procedure allows a court to dismiss an action by
motion or sua sponte for a party’s failure to prosecute or comply with a court order.1 Larson v.
Scott, 157 F.3d 1030, 1031 (5th Cir. 1998) (citation omitted); Long v. Simmons, 77 F.3d 878, 879
(5th Cir. 1996) (footnote and citation omitted). “This authority flows from the court’s inherent
power to control its docket and prevent undue delays in the disposition of pending cases.” Boudwin
v. Graystone Ins. Co., 756 F.2d 399, 401 (5th Cir. 1985) (citing Link v. Wabash R.R. Co., 370 U.S.
626 (1962)). The court’s decision to dismiss an action, however, is materially affected by whether
the dismissal is to be with or without prejudice. “A dismissal with prejudice is appropriate only if
the failure to comply with the court order was the result of purposeful delay or contumaciousness
and the record reflects that the district court employed lesser sanctions before dismissing the
action.” Long v. Simmons, 77 F.3d at 880 (footnote and citation omitted). “Assessments of fines,
costs, or damages against the plaintiff or his counsel, attorney disciplinary measures, conditional
dismissal, dismissal without prejudice, and explicit warnings are preliminary means or less severe
sanctions that may be used to safeguard a court’s undoubted right to control its docket.” Boudwin,
756 F.2d at 401 (quoting Rogers v. Kroger, 669 F.2d 317, 321-22 (5th Cir. 1982)).
Circuit precedent provides that if lesser sanctions have proved futile, the court may dismiss
an action with prejudice. Hornbuckle v. Arco Oil & Gas Co., 732 F.2d 1233, 1237 (5th Cir. 1984)

1

Although the court uses Rule 41(b) as a basis for the dismissal of this action, Rule 37(b)(2)(A)(v)
is equally applicable, and the court would reach the same result under Rule 37.
Amended Memorandum Opinion and Order – Page 6

(footnote omitted). The following factors must be present before a district court may dismiss with
prejudice for a litigant’s refusal to follow a court order:
(1) “the refusal to comply results from willfulness or bad faith and is accompanied
by a clear record of delay or contumacious conduct;” (2) the violation of the
discovery order must be attributable to the client instead of the attorney; (3) the
violating party’s misconduct “must substantially prejudice the opposing party;” and
(4) a less drastic sanction would not substantially achieve the desired deterrent
effect.
Doe v. American Airlines, 283 F. App’x 289, 291 (5th Cir. 2008) (quoting F.D.I.C. v. Conner, 20
F.3d 1376, 1380 (5th Cir. 1994)) (other citations omitted); Berry v. Cigna/RSI—Cigna, 975 F.2d
1188, 1191 (5th Cir. 1992).
C.

Discussion
1.

Whether Willfulness and a Clear Record of Delay or Contumacious
Conduct Exist

The history set forth in section II(A) and the conduct of Plaintiff as demonstrated in the
ensuing paragraphs establishes that Clewis’s refusal to comply is willful and shows a clear record
of delay and contumacious conduct. The record amply demonstrates that Clewis has become
entrenched and is unwilling to heed the court’s orders.
As previously stated, the court ordered Clewis to provide an original signed copy of the
relevant form in Exhibit 1 to the Appendix in Support of Defendant’s Motion to Compel by January
21, 2014. Clewis did not sign this form but instead signed an altered form.2 Exhibit 1 contains
eight boxes of specific information that was to be released to Defendant. Clewis altered the release
with respect to the seventh and eighth boxes. Box seven requested “Complete medical records

2

The form that Clewis was directed to sign is attached as Exhibit 1, and the altered form that she
signed and provided to Defendant is attached as Exhibit 2. The court, because of confidential and privacy
concerns, has redacted Plaintiff’s social security number and date of birth on both exhibits; otherwise, there
is no change in either exhibit.

Amended Memorandum Opinion and Order – Page 7

from my claims folder(s).” Box eight requested “Other record(s) from my file (e.g. applications,
questionnaires, consultative examination reports, determinations, etc.) all applications, letters, and
communications from Rose Mary Clewis relating to her qualifications and or request for social
security benefits.” With respect to Box seven, in the release provided to Medco, Clewis limited
the scope of the release by adding “from 4/11/11– present.” Regarding Box eight, Plaintiff
unchecked it and added the following language in the blank space: “No Applicable
Applicable

No Applicable

Non-

No Applicable.”

Based on what the court ordered Plaintiff to provide to Defendant and what she actually
provided, it is clear that she did not comply with the court’s and magistrate judge’s orders. Not
only were her acts in blatant defiance of the court’s orders, she unilaterally changed the scope of
discovery and imposed her own brand of justice. The court warned Plaintiff on two occasions that
she was to provide the release as ordered to Defendant. She refused to do so on both occasions.
Not only did Clewis refuse to comply with a valid court order, she had the effrontery to alter what
the court ordered her to do. Clewis “thumbed her nose” at the court, effectively declared that she
would do whatever she pleased, the court’s orders notwithstanding, and attempted to overrule and
nullify the court’s rulings when she modified its explicit order.
The refusal of Plaintiff to sign a release for the requested information has been going on
for some time prior to August 20, 2013, the date Medco filed Defendant’s Motion to Compel.
Prior to this date, Medco had requested on several occasions that Plaintiff provide a release, and
after six months, the release has not been provided as originally ordered by the magistrate judge
and later by the court. Clewis’s bellicose attitude is not limited to Defendant. Recently she chided
the court because it struck her amended pleadings and issued the order doing so on January 15,

Amended Memorandum Opinion and Order – Page 8

2014, the birthday of Martin Luther King, Jr.3 Clewis accused the court of being biased and lacking
integrity when it struck Plaintiff’s Third Amended Complaint and Plaintiff’s Fourth Amended
Complaint; and she lambasted the court for issuing an order on January 15, 2014, as a “slap in this
Afro-American[’s] face,” and solemnly declared that the “court’s action will not be tolerated.”
Pl.’s Objs. to the Ct.’s Order 5 (Jan. 21, 2014). As the motion to compel was filed in August 2013,
history amply demonstrates that Clewis has no intention of providing a release as ordered.
The court has neither the time nor inclination to engage in a to-and-fro with Clewis. Also,
the court will not explain further its rulings, as the bases for all of its rulings are set forth in its
orders or opinions. Moreover, Clewis takes the rulings out of context, puts her own spin on them,
and misstates the law. Further, the court cannot afford to consume scarce judicial resources with
a litigant who makes nonsensical arguments and declares that she will not tolerate court rulings
she deems to be erroneous and unfair. In that Medco filed Defendant’s Motion to Compel on
August 20, 2013, requesting the court to order Clewis to provide a release, and Clewis having not
yet provided the release as ordered, the only logical and reasonable inference is that she will not
follow the court’s orders if she personally determines them to be erroneous or unfair. She has
more than demonstrated her intent by proceeding in a manner contrary to the express directives of
the court. Based upon the facts outlined, the court concludes that Clewis’s conduct is willful and
that her conduct has been accompanied by a clear record of delay and stubbornly defiant or
contumacious conduct.

3

The court fully recognizes that Martin Luther King’s birthday was January 15th; however, it was
celebrated on January 20, 2014, and this court, as well as all federal buildings, post offices, and most banks,
was closed in observance of the Martin Luther King, Jr. holiday.
Amended Memorandum Opinion and Order – Page 9

2.

Whether Willful and Contumacious Conduct Is Attributable to the
Client

The court finds that this factor is satisfied. Clewis is proceeding pro se. There is no
attorney to whom this conduct can be ascribed. All acts are those that Clewis has voluntarily and
willingly elected to do. Clewis’s conduct is based on choices she made personally. She cannot
“pass the buck,” as it stops with her.
3.

Whether Plaintiff’s Conduct Substantially Prejudices Medco

Medco has been attempting to obtain the information that is the subject of its motion to
compel since the summer of 2013. Both the magistrate judge and court determined that the
information Medco seeks is relevant to its defense. As of February 28, 2014, Plaintiff has not
provided a release as ordered.

For these reasons, the unnecessary delay has substantially

prejudiced Medco. Discovery in this action ends on April 4, 2014, and Medco, at this late juncture,
does not have all of the discovery to which it is entitled. As Medco has been denied key discovery,
it is unable to defend itself adequately in this action.
4.

Whether Less Severe Sanctions Will Achieve the Desired Deterrent
Effect

In light of the court’s stern warnings, few litigants would have the insolence or temerity to
show such disregard for the court’s orders as has Plaintiff. Clewis, as demonstrated by her recent
filings, remains undeterred and is unlikely to have a change of heart. The court is convinced and
finds that less drastic sanctions will not alter Clewis’s conduct and that any sanction short of
dismissal with prejudice is futile.

History has predictive value, and Clewis’s history and

pertinacious conduct establish that she has no intention of complying with this court’s previously
issued discovery orders.

Amended Memorandum Opinion and Order – Page 10

The court concludes that all four factors outlined in Doe have been met. Accordingly,
dismissal of this action with prejudice is the appropriate sanction that must be imposed against
Clewis for her willful and contumacious conduct in refusing to comply with the court’s orders;
and the court will dismiss this action with prejudice.
Clewis contends that dismissal with prejudice is unwarranted when a litigant fails to
comply with only a few court orders. For support, she relies on language found in Berry, which
states, “Generally, where a plaintiff has failed only to comply with a few court orders or rules, we
have held that the district court abused its discretion.” 975 F. 2d at 1191 n.6, (citations omitted).
Plaintiff misreads Berry, and Berry is distinguishable from this case. In Berry, the district
court dismissed the case solely because “Berry had failed to move for default judgment against
Cigna.” Id. at 1191. In Berry, the plaintiff’s conduct was merely negligent, and he had not been
warned by the court prior to dismissal. Here, Clewis’s conduct, as previously set forth, is
intentional and willing. Moreover, as previously set forth by the court in section II (B), (C), the
aggravating factors required by Berry before a court can dismiss for failure to comply with a court
order are all present. Accordingly, Berry does not support Clewis’s position.
III.

Conclusion
For the reasons herein stated, the court denies Plaintiff’s Motion to Remand; and grants

Defendant’s Motion to Dismiss. The court therefore dismisses with prejudice this action.
Judgment will issue by separate document as required by Federal Rule of Civil Procedure 58.
It is so ordered this 4th day of March, 2014.

_________________________________
Sam A. Lindsay
United States District Judge
Amended Memorandum Opinion and Order – Page 11