Brewer v. Berryhill
Filing
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MEMORANDUM OPINION: Plaintiff's Motion for Summary Judgment, Doc. 19 , is DENIED, Defendant's Motion for Summary Judgment, Doc. 22 , is GRANTED, and the Commissioner's decision is AFFIRMED. (Ordered by Magistrate Judge Renee Harris Toliver on 3/22/2019) (zkc)
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF TEXAS
DALLAS DIVISION
REGINA B.,
PLAINTIFF,
V.
NANCY A. BERRYHILL,
COMMISSIONER,
SOCIAL SECURITY ADMINISTRATION
DEFENDANT.
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CASE NO. 3:17-CV-2390-BK
MEMORANDUM OPINION
The parties have consented to proceed before the undersigned United States magistrate
judge. Doc. 21. Pending before the Court are the parties’ cross-motions for summary judgment.
Doc. 19; Doc. 22. For the reasons stated herein, Plaintiff’s Motion for Summary Judgment, Doc.
19, is DENIED, Defendant’s Motion for Summary Judgment, Doc. 22, is GRANTED, and the
Commissioner’s decision is AFFIRMED.
I.
BACKGROUND
A. Procedural History
Plaintiff seeks judicial review of a final decision by the Commissioner denying her
application for period of disability and disability insurance benefits under the Social Security Act
(“the Act”). Doc. 1 at 1. Plaintiff filed for benefits in April of 2014, claiming that she became
disabled in May of 2012 due to a broken right ankle and “lower back problems.” Doc. 1 at 1;
Doc. 14-1 at 208, 212. Plaintiff’s claims were denied at all administrative levels, and she now
appeals to this Court pursuant to 42 U.S.C. § 405(g). Doc. 1 at 1; Doc. 14-1 at 5, 11, 14.
B. Factual Background
Plaintiff was 48 years old on her alleged disability onset date and has been unemployed
since November 2011. Doc. 14-1 at 208, 212. She completed two years of college and worked
in remittance management for an insurance company for over 20 years. Doc. 14-1 at 213.
Medical Records
In May 2012, Plaintiff was treated at the Dallas Regional Medical Center after she “fell
off a retaining wall.” Doc. 14-1 at 286. Plaintiff was diagnosed with a “closed trimalleolar
fracture dislocation of the right ankle,” which was reduced and splinted. Doc. 14-1 at 286; Doc.
14-1 at 298. X-rays taken two days later showed “a substantial improvement” of the
fracture/dislocation. Doc. 14-1 at 300. The following month, Plaintiff was seen at Baylor
University Medical Center with complaints of ankle pain. Doc. 14-1 at 315. Dr. Amanda
Bruggman observed that Plaintiff had decreased range of motion in her right ankle due to pain,
and she told Plaintiff to return in two or three days for a follow-up on her complaints. Doc. 14-1
at 315-16. A few days later, Dr. Randall Lais performed surgery on Plaintiff’s right ankle: an
“[o]pen reduction internal fixation” with “[s]crew and plate insertion.” Doc. 14-1 at 310; Doc.
14-1 at 319-20.
Two years later, in June 2014, Plaintiff underwent a consultative examination by Dr.
David Ukoha, M.D. She reported that after her ankle surgery, she told her surgeon that the screw
and plate were loose and causing her pain, but “nothing was done.” Doc. 14-1 at 341. Plaintiff
also reported that her back pain was “aggravated by activities of daily living and relieved by
taking medications.” Doc. 14-1 at 341. Dr. Ukoha noted that Plaintiff (1) was “alert and
oriented to time, place, and person,” and (2) had “mild difficulty squatting, hopping, tandem
walking, toe walking, and heel walking due to right ankle pain and low back pain.” Doc. 14-1 at
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343. He observed a surgical scar on Plaintiff’s right ankle and “decreased range of motion,” but
“no obvious swelling or sign of trauma.” Doc. 14-1 at 343. His spinal examination revealed
“normal spinal processes[,] nontender to touch,” with “no kyphosis or scoliosis,” but a
“decreased range of [spinal] motion due to pain in all angles.” Id. Ultimately, Dr. Ukoha
concluded that Plaintiff had chronic nonspecific low back pain, degenerative joint disease of the
lumbar spine, and chronic right ankle pain with a history of closed facture right ankle status post
open reduction and internal fixation. Doc. 14-1 at 344.
In March 2015, Dr. Joseph Moran reported that an x-ray of Plaintiff’s right ankle showed
no “abnormal lucency along the surgical hardware or screw fracture” and no “evidence for
hardware loosening or infection.” Doc. 14-1 at 434. According to Dr. Larry Johnson, x-rays of
Plaintiff’s ankle taken the following month showed “mild degenerative hypertrophy and joint
space narrowing at the ankle joint,” but no abnormality in the soft tissue. Doc. 14-1 at 406.1
Later that month, Dr. Johnson also noted that Plaintiff’s spinal/lumbar x-rays were normal. Doc.
14-1 at 405.
In May 2015, three days after she was rear-ended in a motor vehicle collision, Plaintiff
saw Dr. Arash Bidgoli at the Comprehensive Spine Center of Dallas (“CSCD”), and complained
of neck, back and shoulder pain. Doc. 14-1 at 380-81, 386. Her medical history taken at that
time was negative for, inter alia, back and joint pain, and a physical examination showed no
swelling in her extremities and “a full active range of motion.” Doc. 14-1 at 387-89. X-rays of
Plaintiff’s cervical spine taken about a week after the accident showed “no fracture or
1
In June 2015, Plaintiff requested that Dr. Johnson remove the hardware inserted into her ankle.
Doc. 14-1 at 400. Dr. Johnson did not remove the hardware then but did do so a couple of
months later. Doc. 14-1 at 396; Doc. 14-1 at 400.
.
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subluxation,” “no instability on flexion and extension views,” and only “some neural foraminal
narrowing.” Doc. 14-1 at 359.
In June 2015, Plaintiff reported to CSCD complaining again of neck and back pain. Doc.
14-1 at 375. Dr. Arash Bidgoli observed that Plaintiff had “[n]o swelling in bilateral upper and
lower extremities” and was “able to stand on heel and toes and perform tandem gait.” Doc. 14-1
at 377. Plaintiff’s cervical and lumbar exams revealed “full active range of motion.” Doc. 14-1
at 378. Her straight leg raise was negative for both legs, Doc. 14-1 at 378, and her “Dorsum
Foot” and “Lateral/Sole Foot” were normal. Doc. 14-1 at 378-79. Dr. Bidgoli concluded that
Plaintiff had “[b]ilateral trapezius and cervical paraspinal muscle spasms, left worse than right,”
“[a]xial neck pain,” “[b]ilateral lumbar paraspinal muscle spasms,” and “[a]xial low back pain.”
Doc. 14-1 at 379.
The following month, Dr. Scott Farley of the CSCD noted that Plaintiff “[was] much
improved since she [was] given prescriptions and continue[d] therapy,” and “no longer
struggle[d] on day-to-day basis with her pain.” Doc. 14-1 at 391. Dr. Farley also noted that
Plaintiff had no swelling in her bilateral upper and lower extremities, could “stand on heels and
toes and perform tandem gait,” and had “full range of motion in all planes to include flexion,
extension, side bending and rotation.” Doc. 14-1 at 393-4. He diagnosed her with neck and back
muscle spasms. Doc. 14-1 at 395.
In March 2016, Dr. Michael T. Morris performed a consultative psychological
examination of Plaintiff. Doc. 14-1 at 442. Dr. Morris findings included that Plaintiff was
capable of making “sound, reasoned and responsible decisions.” Doc. 14-1 at 448. He also
concluded that Plaintiff could “understand, carry out, and remember one- and two-step
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instructions and complex instructions,” but “would likely be limited in her ability to deal with
normal pressures in a competitive work setting.” Doc. 14-1 at 449.
Administrative Hearing
Plaintiff appeared at a hearing before the Administrative Law Judge (“ALJ”) in February
2016. Doc. 14-1 at 40. Plaintiff testified that on a typical day, she arose at 6:15 A.M., gave
medications to her foster children and, after the children left for school, she “lay[] around the
house really not doing a lot.” Doc. 14-1 at 55. She explained that her mother helped her with
the children “three or four times out of a week,” but that she (Plaintiff) prepared some of the
meals and took the children to all their medical appointments. Doc. 14-1 at 55. Plaintiff also
testified that the foster children helped her with household chores and grocery shopping, Doc.
14-1 at 56, but that she drives, Doc. 14-1 at 46, attends church every Sunday, Doc. 14-1 at 57,
and is responsible for paying the household bills. Doc. 14-1 at 56.
Plaintiff testified that she suffers from depression, and that when she is depressed, her
concentration level and mood are “low,” and she feels hopeless. Doc. 14-1 at 54. She also stated
that she suffers from mood swings, anxiety, and panic attacks that cause her to sweat and “just
quit talking.” Doc. 14-1 at 54; Doc. 14-1 at 62-3. Plaintiff never sought treatment or counseling
from a psychologist or other mental health specialist; her only treatment was antidepressants
prescribed by Dr. Moran. Doc. 14-1 at 51.
A Vocational Expert (“VE”) testified that, inter alia, jobs exist in the national economy
for a claimant of Plaintiff’s age, education and work experience, who is limited to the light
exertional level and can lift/carry, push and pull up to 20 pounds occasionally and ten pounds
frequently; sit, stand, and walk six out of eight hours; occasionally climb ropes, ladders,
scaffolds, ramps, and stairs; occasionally bend, balance, stoop, kneel, crouch, and crawl;
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understand, remember, and carry out detailed but not complex instructions, make decisions,
concentrate for standard periods, interact with others, and respond to routine changes in a
workplace setting. According to the VE, such an individual can perform the “full range of light
unskilled” work—including cashier, cleaner, and assembler, as well as Plaintiff’s past relevant
work in remittance management. Doc. 14-1 at 67-70. The VE also testified that if such a
claimant were “off task 20 percent of the time,” however, she would be unable to perform her
past work or any other work. Doc. 14-1 at 70.
After the ALJ received the report of Dr. Morris’s consultative psychological examination
of Plaintiff, a supplemental administrative hearing was held in June 2016, at which a different
VE was the only witness. Doc. 14-1 at 32. The second VE confirmed that Plaintiff’s past
relevant work in remittance management (“mail sorter”) is classified as “light.” Doc. 14-1 at 33.
In response to the same RFC hypothetical outlined above, with the additional limitation of
“frequent contact with supervisors and occasional incidental contact with coworkers and the
general public,” the second VE likewise opined that an individual could perform Plaintiff’s past
work and other light, unskilled jobs, such as screwdriver operator and cleaner. Doc. 14-1 at 3435. However, just as before, the second VE stated that if such claimant was “limited in her
ability to deal with normal pressures in a competitive work setting and, thus, off task 20 percent
of the time,” she would be unable to perform any work. Doc. 14-1 at 35-36.
C. The ALJ’s Findings
The ALJ found that Plaintiff had the severe impairments of degenerative disc disease of
the cervical and lumbar spine, unspecified anxiety disorder, major depressive disorder, recurrent,
moderate, and status-post right ankle fracture, but that Plaintiff did not have an impairment or
combination of impairments that met or medically equaled any Listing, “most specifically
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Listing 1.02 and 1.04.” Doc. 14-1 at 16-17. The ALJ concluded that Plaintiff had the residual
functional capacity (“RFC”) to perform light work, occasionally lift/carry/push/pull up to 20
pounds, frequently lift/carry/push/pull up to 10 pounds, sit/stand/walk for six hours of an eighthour day, and occasionally climb, balance, stoop, kneel, crouch, and crawl. Doc. 14-1 at 18.
The ALJ also found that Plaintiff had the ability to “understand, remember, and carry out
detailed but not complex instructions, make decisions, concentrate for extended periods, and
respond to changes in routine work settings,” and was able to have “frequent contact with
supervisors,” but only “occasional, incidental contact with coworkers and the general public.”
Doc. 14-1 at 18. Based on this RFC, the ALJ concluded that Plaintiff is “capable of performing
her past relevant work in remittance management” and, thus, was not disabled under the Act.
Doc. 14-1 at 23.
II.
APPLICABLE LAW
An individual is disabled under the Act if, inter alia, she is “[unable] to engage in any
substantial gainful activity by reason of any medically determinable physical or mental
impairment” which has lasted or can be expected to last for at least twelve months. 42 U.S.C. §
423(d)(1)(A). In determining whether an individual is disabled, the Commissioner uses a fivestep inquiry: (1) an individual who is working and engaging in substantial gainful activity is not
disabled; (2) an individual who does not have a “severe impairment” is not disabled; (3) an
individual who “meets or equals a listed impairment in Appendix 1” of the Regulations will be
considered disabled without consideration of vocational factors; (4) if an individual is capable of
performing his past work, a finding of “not disabled” must be made; (5) if an individual’s
impairment precludes him from performing his past work, other factors including age, education,
past work experience, and RFC must be considered to determine if any other work can be
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performed. Wren v. Sullivan, 925 F.2d 123, 125 (5th Cir. 1991) (per curium) (summarizing 20
C.F.R. §§ 404.1520(b)-(f), 416.920 (b)-(f)).
Under the first four steps of the analysis, the burden of proof lies with the claimant.
Leggett v. Chater, 67 F.3d 558, 564 (5th Cir. 1995). The analysis terminates if the
Commissioner determines at any point during the first four steps that the claimant is disabled or
is not disabled. Id. If the claimant satisfies her burden under the first four steps, the burden
shifts to the Commissioner at step five to show that there is other gainful employment available
in the national economy that the claimant can perform. Greenspan v. Shalala, 38 F.3d 232, 236
(5th Cir. 1994). This burden may be satisfied either by reference to the Grid Rules, vocational
expert testimony, or other similar evidence. Fraga v. Bowen, 810 F.2d 1296, 1304 (5th Cir.
1987).
Judicial review of the Commissioner’s decision is limited to whether the Commissioner’s
position is supported by substantial evidence and whether the Commissioner applied proper legal
standards in evaluating the evidence. Greenspan, 38 F.3d at 236; 42 U.S.C. §§ 405(g),
1383(C)(3). Substantial evidence is more than a scintilla, less than a preponderance, and is such
relevant and sufficient evidence as a reasonable mind might accept as adequate to support a
conclusion. Leggett, 67 F.3d at 564. Under this standard, the reviewing court does not reweigh
the evidence, retry the issues, or substitute its own judgment, but rather, scrutinizes the record to
determine whether substantial evidence is present. Greenspan, 38 F.3d at 236.
III.
ANALYSIS
The questions presented are:
A. Whether the ALJ committed reversible error in failing to discuss the evidence or
explain why Plaintiff’s impairments do not meet or equal the criteria in Listed
Impairment 1.04(A). Doc. 19-1 at 9.
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B. Whether the ALJ failed to adequately account for all of Plaintiff’s impairments in
the RFC. Doc. 19-1 at 13.
In considering the parties’ summary judgment arguments, the Court has relied upon their
assessment of and citation to the evidence of record. The Court is not under any obligation to
probe the record to find supporting evidence for one side or the other. See FED. R. CIV. P. 56
(the movant and opponent of a motion for summary judgment must support their positions by
“citing to particular parts of materials in the record”); Adams v. Travelers Indem. Co. of Conn.,
465 F.3d 156, 164 (5th Cir. 2006) (the court has no obligation under Rule 56 “to sift through the
record in search of evidence to support a party’s opposition to summary judgment”).
A. ALJ’s Findings as to Listed Impairments
Plaintiff argues that the ALJ’s “summary statement” that listing 1.04(A) is not met or
equaled, without a discussion of evidence supporting such a conclusion, was improper. Doc. 191 at 9. Relying on Aulder v. Astrue, 501 F.3d 446, 448-49 (5th Cir. 2007), Plaintiff reasons that
the ALJ “is required to explain why a claimant’s symptoms are not severe enough to meet the
criteria of a listing.” Doc. 19-1 at 9. Plaintiff concludes that since the ALJ did not do so and
since the evidence shows that her impairments “are at least equal” to the criteria in listing
1.04(A), her substantial rights were “affected” and remand is required. Doc. 19-1 at 10-12.
In opposition, Defendant maintains that the ALJ “specifically stated that she analyzed
[Plaintiff’s] impairments under the required criteria of listing 1.04, pertaining to disorders of the
back.” Doc. 23 at 7. Defendant argues that this is sufficient because “[t]here is no requirement
that an ALJ conduct his analysis in a formalistic fashion.” Doc. 23 at 8. Furthermore, Defendant
asserts that the medical evidence “supports the ALJ’s findings,” Doc. 23 at 9, and that while
Plaintiff cites to medical records in support of her argument, the records do not demonstrate an
impairment that meets the criteria of Listing 1.04A. Doc. 23 at 7-11.
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In Audler, the United States Court of Appeals for the Fifth Circuit held that an ALJ
committed legal error when she “summarily concluded” that a claimant’s impairments were not
severe enough to meet or medically equal one of the listed impairments but “did not identify the
listed impairment for which [the claimant’s] symptoms fail[ed] to qualify” or “provide any
explanation as to how she reached the conclusion.” Audler, 501 F.3d at 448. Noting that an ALJ
was not “always required to do an exhaustive point-by-point discussion,” the Audler panel stated
that it could not “tell whether her decision [was] based on substantial evidence” because she
“offered nothing to support her conclusion at this step.” Id. (citation omitted).
“Applying Aulder, courts have found that even when an ALJ specifically identifies a
listing at step three, he/she errs by failing to discuss the medical evidence and provide the
reasons for the step three determination because such failure prevented meaningful judicial
review.” Woods v. Colvin, No. 3:14-CV-1990-B-BH, 2015 WL 5311142, at *11 (N.D. Tex.
Aug. 26, 2015) (Ramirez, J.) (collecting cases). “Although it is not always necessary that an
ALJ provide an exhaustive discussion of the evidence, bare conclusions, without any explanation
for the results reached, may make meaningful judicial review of the Commissioner’s final
decision impossible.” Id. (quoting Inge ex rel. D.J.I. v. Astrue, No. 7:09-CV-95-O, 2010 WL
2473835, at *9 (N.D. Tex. May 13, 2010) (Sanderson, J.)).
Here, at step three, the ALJ found that Plaintiff’s impairments did not meet the criteria of
any listed impairments, “most specifically Listing 1.02 and 1.04.” Doc. 14-1 at 17. The ALJ did
not, however, “cite to evidence and provide reasons in order to permit meaningful judicial
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review.”2 Woods, 2015 WL 5311142, at *12. Thus, she erred. See id. (“The ALJ committed
legal error when she failed to discuss any of the Plaintiff’s medical evidence and explain how the
evidence did not meet the severity criteria of Listing 1.04.”); Grays v. Colvin, No. 3:12-CV00138-B(BH), 2013 WL 1148584, at *11 (N.D. Tex. Mar. 19, 2013) (Boyle, J.) (“The ALJ
committed legal error at step three by failing to discuss any of Plaintiff’s medical evidence,
including the findings and opinions of his treating physicians, as the evidence related to the issue
of whether Plaintiff’s degenerative disk disease met the severity criteria of Listing 1.04A.”).
That notwithstanding, procedural perfection is not required as long as the claimant’s
substantial rights were not affected by an ALJ’s error. Morris v. Bowen, 864 F.2d 333, 335 (5th
Cir. 1998). “In considering whether a step three error was harmless in Audler, the Fifth Circuit
reviewed the evidence to determine whether the claimant had demonstrated that she satisfied all
the criteria of the Listing at issue.” Woods, 2015 WL 5311142, at *12 (quoting Pannell v.
Astrue, No. 3:11-CV-2385-D, 2012 WL 4341813, at *3 (N.D. Tex. Sept. 21, 2012) (Fitzwater,
C.J.)). The Court does the same here.
To meet the criteria of Listing 1.04A, the record must contain sufficient evidence of (a)
“nerve root compression characterized by neutron-anatomic distribution of pain,” (b) “limitation
of motion of the spine,” (c) “motor loss (atrophy with associated muscle weakness or muscle
weakness) accompanied by sensory or reflex loss,” and (d) “if there is involvement of the lower
back, positive straight-leg raising test (sitting and supine).” 20 C.F.R., Pt. 404, Subpt. P, App. 1
§ 1.04A. In addition, the claimant must “demonstrate the required loss of function for a
The ALJ only held generally that “[n]o treating or examining physician has mentioned findings
equivalent in severity to the criteria of any listed impairment, nor does the evidence show
medical findings that are the same or equivalent to those of any listed impairment of the Listing
of Impairments.” Doc. 14-1 at 17.
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musculoskeletal impairment,” and that she met Listing 1.04A’s criteria over a period that has or
is expected to last at least 12 months. Woods, 2015 WL 5311142, at *13
In this case, the evidence does not establish that Plaintiff met that criteria. Plaintiff
argues that a May 2015 x-ray of her cervical spine demonstrates “nerve root compromise,” Doc.
19-1 at 11, however, her medical records state otherwise. The May 2015 x-ray showed only
“some neural foraminal narrowing.” Doc. 14-1 at 359. Plaintiff does not explain how, nor can
the Court conclude, such finding equates to “nerve root compression characterized by neutronanatomic distribution of pain.” Woods, 2015 WL 5311142, at *13. Plaintiff also relies on the
results of a May 2015 MRI. Doc. 19-1 at 11. The MRI report, however, is devoid of any
diagnosis or mention of “nerve root compression characterized by neutron-anatomic distribution
of pain.” See Doc. 14-1 at 374. Also, while it was noted during a June 2014 examination that
Plaintiff’s spine showed a “decreased range of motion,” Doc. 14-1 at 343, June and July 2015
examinations of Plaintiff’s cervical and lumbar spine showed that Plaintiff had “full active range
of motion.” Doc. 14-1 at 378, 393-94. Furthermore, no medical evidence indicates that Plaintiff
suffered motor or reflex loss. Plaintiff cites only her subjective complaints and testimony at the
hearing. Doc. 19-1 at 11. Indeed, an exam earlier that year found that Plaintiff’s “Deep tendon
reflexes” were “intact and symmetrical.” Doc. 14-1 at 402.
Based on the foregoing, the Court cannot conclude that Plaintiff has “demonstrated that
she satisfied all the criteria of the Listing at issue.” Woods, 2015 WL 5311142, at *12.
Therefore, the Court finds that the ALJ’s error was harmless.
B. The ALJ’s RFC Finding
An RFC is an assessment, based on all the relevant evidence, of a claimant’s ability to do
work on a sustained basis in an ordinary work setting despite her impairments. 20 C.F.R.
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§§404.1545(a), 416.945(a). The RFC is the most a claimant can do despite her physical and
mental impairments. Id. The RFC is considered by the ALJ, along with the claimant’s age,
education, and work experience, in determining whether a claimant can work. 20 C.F.R. §§
404.1520(a)(4), 416.920(a)(4). In assessing a claimant’s RFC, the ALJ must consider limitations
and restrictions imposed by all of an individual’s impairments, even those that are not severe.
SSR 96-8p, 1996 WL 374184; 20 C.F.R. §§ 404.1523, 416.923. The RFC determination falls
solely to the ALJ, who alone is responsible for resolving any conflicts in the evidence.
Chambliss v. Massanari, 269 F.3d 520, 522 (5th Cir. 2001) (per curiam). A finding of no
substantial evidence is appropriate only if there is a conspicuous absence of credible evidentiary
choices or no contrary medical findings. Johnson v. Bowen, 864 F.2d 340, 343-44 (5th Cir.
1988) (per curium).
Here, Plaintiff complains, inter alia, that: (1) her physical impairments are more limiting
than accounted for by the ALJ’s RFC finding, Doc. 19-1 at 13; (2) the RFC does not consider her
obesity in combination with her other impairments, Doc. 19-1 at 13, 15; and (3) the hypothetical
posed to the VE(s) based on the RFC did not account for all of her physical and mental
impairments, Doc. 19-1 at 18. Defendant essentially responds that “the ALJ’s analysis reveals a
thorough consideration of the medical evidence.” Doc. 23 at 11. The Court agrees with
Defendant. A review of the record evidence reveals that the ALJ’s RFC finding is supported by
substantial evidence.
Plaintiff’s arguments that the ALJ “failed to properly accommodate [her] obesity, lower
back pain and standing/walking limitations,” and failed to consider Plaintiff’s obesity “in
combination with Plaintiff’s lower back and ankle impairments,” Doc. 19-1 at 17-18, are belied
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by the record. Doc. 19-1 at 17-18.3 The ALJ noted that the record “reflects that the claimant is
mildly obese,” referenced Social Security Ruling 02-1p,4 and acknowledged that she was
required to consider Plaintiff’s obesity “in determining the residual functional capacity.” Doc.
14-1 at 16. See Gonzalez v. Commissioner of Social Sec. Admin, No. 3:10-CV-02003-O (BF),
2012 WL 1058114, at *8 (N.D. Tex. Jan. 26, 2012) (Stickney, J.) (finding that the ALJ properly
considered a plaintiff’s obesity and noting that “the ALJ specifically referenced SSR 02-1p”).
The ALJ also discussed the health implications of obesity and noted that “obesity may limit an
individual’s ability to sustain activity on a regular and continuing basis during an eight-hour day,
five-day week or equivalent schedule.” Doc. 14-1 at 16-17. Moreover, the ALJ explicitly stated
that such “considerations [were] taken into account in reaching the conclusions.” Doc. 14-1 at
17.
The ALJ also properly considered Plaintiff’s lower back pain and standing/walking
limitations. The ALJ specifically noted that Plaintiff (1) reported pain in her back and right
ankle, (2) endured pain in her ankle despite surgery, (3) had trouble getting “in and out of the tub
due to balance problems,” (4) cannot drive long distances because of ankle pain, (5) “limps when
she walks and must wear soles in shoes to walk better,” (6) “ambulates with the use of braces
and crutches,” and (7) endures pain that limits her ability “to perform most postural activities.”
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Plaintiff also argues that the ALJ failed to properly develop the record. Doc. 19-1 at 14.
Although Plaintiff does not sufficiently brief that argument, the Court finds the record to be
amply developed. Moreover, Plaintiff has not shown that she was prejudiced by any alleged
failure to develop the record. See, e.g., Brock v. Chater, 84 F.3d 726, 728 (rejecting an argument
that the ALJ failed to develop the record because the plaintiff failed to establish prejudice, i.e.,
"point[ed] to no evidence that, had the ALJ developed the record further, would have been
adduced at the hearing and that could have changed the result”).
4
Social Security Ruling 02-1P governs the evaluation of obesity. See SSR 02-1P, 2002 WL
34686281.
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Doc. 14-1 at 19. The ALJ concluded, however, that Plaintiff’s “statements concerning the
intensity, persistence and limiting effects of [those] symptoms [were] not entirely consistent with
the medical evidence,” Doc. 14-1 at 19, and, indeed, the medical records do not support
Plaintiff’s subjective complaints. In reaching her conclusion, the ALJ noted that at her
consultative exam with Dr. Ukoha, Plaintiff reported that she “was doing well with occasional
pain,” “had no difficulty with self-care,” “denied radiation, tingling, or paresthesia,” and that
medications “relieved [her] back pain.” Doc. 14-1 at 20. The ALJ also considered that such an
examination “revealed no clubbing, cyanosis, or edema to her extremities,” that her “[c]ranial
nerves, sensation, motor tone, reflexes, and muscle strength were intact,” and that x-rays of “the
right ankle did not reveal any acute abnormality.” Doc. 14-1 at 20. The ALJ also referenced
Plaintiff’s visits to the CSCD, during which it was “revealed that [Plaintiff] could heel and
tandem walk,” that she had “full active range of motion of her extremities” with “moderate
tenderness of the lumbar spine,” and that her lumbar spine had “subtle if any curvature of the
thoracolumbar spine.” Doc. 14-1 at 20. The ALJ’s opinion reflects that she also considered the
results of Plaintiff’s x-rays from those visits, Doc. 14-1 at 20, a follow-up with Dr. Moran at
which Plaintiff reported that her back pain was “significantly less,” Doc. 14-1 at 21, and the fact
that Dr. Johnson surgically removed the hardware that was inserted into Plaintiff’s right ankle
that purportedly caused her pain. Doc. 14-1 at 21.
Plaintiff’s argument that the ALJ failed to consider her obesity in combination of her
lower back and ankle impairments is equally unavailing. Doc. 19-1 at 15. As already noted, the
ALJ expressly stated that she considered Plaintiff’s obesity “in reaching [her] conclusions,”
Doc. 14-1 at 17, and that she considered “the entire record” and “all [of Plaintiff’s] symptoms.”
Doc. 14-1 at 18.
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Plaintiff’s assertion that the ALJ did not consider Dr. Morris’s opinion that “Plaintiff
would be limited in her ability to deal with normal pressures in a competitive work setting,” Doc.
19-1 at 18, wholly lacks foundation. The ALJ expressly considered that opinion, Doc. 14-1 at
22, but reasoned that the record establishes that Plaintiff’s “conditions do not affect her ability to
understand or execute instructions.” Doc. 14-1 at 22. Indeed, the ALJ explicitly cited Dr.
Morris’s report that Plaintiff (1) “greeted the examiner with a weak and monotone voice but was
otherwise cooperative,” (2) “denied symptoms consistent with significant anxiety or
agoraphobia,” (3) “reported that her medications worked,” (4) “reported a consistent work
history and had no problems getting along with coworkers or supervisors,” (5) performed
reliably and “did not have trouble on the job,” (6) had a “goal directed thought process” and was
“alert and oriented with adequate attention and concentration,” (7) had “capacity to make sound,
reasoned, and responsible decisions,” and (8) had “spelling and reading” skills that
“commensurate with her education.” Doc. 14-1 at 21. The ALJ also noted Plaintiff’s own
testimony and reports that she “does not undergo formal counselling or require emergency
intervention,” “medication is helpful,” and “has no significant limitations in concentration and
attention span.” Doc. 14-1 at 22. Finally, the ALJ observed that Plaintiff “remains quite active
despite her allegations of depression and anxiety,” since she is “able to drive, shop, travel alone,
care for three foster children, pay bills, attend church, talk on [the] phone, and attend to her
personal grooming and hygiene.” Doc. 14-1 at 22.
On this record, the Court finds that the ALJ’s RFC assessment is supported by substantial
evidence.
16
Finally, Plaintiff relatedly argues that the “ALJ’s hypothetical question failed to
incorporate all of Plaintiff’s limitations.” Doc. 19-1 at 18. Defendant responds that “the ALJ’s
hypothetical question need only reasonably incorporate the recognized limitations in the
hypothetical question.” Doc. 23 at 16. Defendant correctly states the law.
An ALJ’s hypothetical is not defective if (1) “it incorporates reasonably all disabilities of
the claimant recognized by the ALJ,” and (2) “the claimant or [her] representative is afforded the
opportunity to correct deficiencies in the hypothetical.” Hardman v. Colvin, 820 F.3d 142, 148
(5th Cir. 2016). An ALJ “reasonably incorporates” a plaintiff’s impairments into her
hypothetical question if the question tracks the ALJ’s RFC assessment and the RFC assessment
is supported by substantial evidence. See Dise v. Colvin, 630 Fed.Appx. 322, 326 (5th Cir. 2015)
(holding that because the “ALJ’s question here tracked his residual functional capacity
assessment,” and the RFC assessment was supported by substantial evidence, the ALJ’s
hypothetical properly accounted for the claimant’s impairments).
As detailed supra, the ALJ’s RFC assessment is supported by substantial evidence.
Moreover, the ALJ’s RFC determination corresponds precisely to the ALJ’s relevant
hypothetical questions at the hearings. See Doc. 14-1 at 18, 35, 69-70. Here, just as in Dise, the
“ALJ’s question[s] here tracked [her] residual functional capacity assessment.” Dise, 630 Fed.
Appx. at 326.
Accordingly, the ALJ’s hypothetical questions to the VE were not defective.
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C.
CONCLUSION
For the foregoing reasons, Plaintiff’s Motion for Summary Judgment, Doc. 19, is
DENIED, Defendant’s Motion for Summary Judgment, Doc. 22, is GRANTED, and the
Commissioner’s decision is AFFIRMED.
SO ORDERED.
March 22, 2019.
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