Garcia v. Tobias et al
Filing
25
MEMORANDUM OPINION AND ORDER granting 19 MOTION to Seal Motion for Summary Judgment and Appendix, 20 Sealed Event Email sent to Manager of Three Strikes List. (Signed by Judge George C Hanks, Jr) Parties notified.(agould, 3)
United States District Court
Southern District of Texas
ENTERED
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF TEXAS
GALVESTON DIVISION
JULIAN GARCIA,
Plaintiff,
VS.
JOHN TOBIAS, et al,
Defendants.
November 29, 2018
David J. Bradley, Clerk
§
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§ CIVIL ACTION NO. 3:16-CV-120
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§
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MEMORANDUM OPINION AND ORDER
Plaintiff Julian Garcia, an inmate in the Texas Department of Criminal Justice–
Correctional Institutions Division (“TDCJ”), brings this civil rights suit alleging that
Defendant Myra Montez assigned him job duties that did not accommodate his medical
restrictions.1 Plaintiff proceeds pro se and in forma pauperis. Defendant has filed a
motion for summary judgment (Dkt. 20) and Plaintiff filed a response (Dkt. 21). Having
reviewed the parties’ briefing, the applicable law, and all matters of record, the Court
concludes that Defendant’s summary judgment motion will be granted and Plaintiff’s
claims will be dismissed with prejudice for the reasons that follow. Defendant’s motion
to seal its summary judgment motion and appendix (Dkt. 19) will be granted because the
filings contain Plaintiff’s confidential medical information.
I.
BACKGROUND
Garcia alleges that Myra Montez, the Chief of Classification at TDCJ’s Darrington
Unit, exhibited “deliberate indifference of serious medical need by forcing [Plaintiff] to
1
Plaintiff also brought a claim of excessive force against Officer John Tobias at the
Dalhart Unit (Dkt. 1). The Court severed the claim against Officer Tobias and transferred it to
the Northern District of Texas, Amarillo Division (Dkt. 10).
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work against [his] medical handicap capacity as laundry folder” (Dkt. 1, at 3).2 Montez is
a member of the three-person Unit Classification Committee (“UCC”) at the Darrington
Unit (Dkt. 20-1 at 43). Montez explains her job duties in an affidavit:
As a member of the [UCC], my job duties include assigning inmates to
housing and job assignments. When an offender arrives on the Darrington
Unit, he is provided a written leave of absence to attend a review of his
housing and job assignment in front of the UCC. During that review, the
members of the UCC assess the offender’s Health Summary for
Classification (“HSM-18”), which is based on information provided by the
offender’s medical provider. When a job assignment is proposed, all three
members must vote. If a majority of the panel votes in favor the job
assignment, the offender will be assigned to that position.
(id.).
Pursuant to TDCJ policy, the HSM-18 provides medical and mental health
information specific to the offender and assists the UCC in making appropriate work
assignments (id.). Montez avers that, if an HSM-18 does not reflect a medical provider’s
determination that an offender should be “medically unassigned,” the UCC must assign
the offender a job (id. at 44).
Garcia submits medical records showing that he had surgery on his shoulder in
2012 and continued to have pain and limited mobility through at least 2015 (Dkt. 21-1, at
6-17). He arrived at the Darrington Unit in 2014. His HSM-18 form, completed shortly
after his arrival, contained the following restrictions: limited standing; no lifting over ten
pounds; no reaching over shoulder; and no repetitive use of hands (Dkt. 20-1, at 6). On
or about July 25, 2014, the UCC voted to assign Garcia to the laundry department.
Montez states that the UCC did not assign Garcia a specific job in the department (id. at
44). Instead, the ranking officer in the laundry department assigned Garcia’s job, which
2
Throughout this Memorandum, the Court’s citations to specific pages in the record refer
to the pagination of docket entries on the Court’s electronic case filing (“ECF”) system.
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was “laundry folder” (id.). Montez states, “Based on my knowledge and experience as
[a] member of the UCC for over 17 years, Offender Garcia’s job as a laundry folder
complied with the guidelines provided” by the relevant TDCJ policy (id.).
Garcia
“remained assigned as a laundry folder until he was reassigned to a position as a counter
attendant in 2017” (id.).
On January 27, 2016, approximately eighteen months after the UCC assigned
Garcia to the laundry department, Garcia filed an administrative grievance. Garcia’s
primary complaint was against a medical practitioner at the Darrington Unit for allegedly
denying him corrective shoulder surgery (Dkt. 1-1, at 13-14). In the grievance, Garcia
additionally stated that “Montez has me working as a laundry folder but I can not work or
use my right arm due to my shoulder [condition]. My restrictions are intact but not
honored by [Montez]” (id. at 13). He requested that Montez assign him to “medical
squad 01” until he had surgery and could “recover” (id.). At step one, TDCJ officials
determined that the grievance was unsubstantiated, noting that Garcia was receiving
frequent medical care (id. at 14) (further noting that his most recent HSM-18 stated that
he could not lift over ten pounds, reach over his shoulder, or engage in repetitive use of
his hands). At step two, Garcia complained that Montez was “forcing [him] to work
against [his] HSM-18 work restrictions by forcing [him] to fold clothes and work with
[his] hands [and] shoulder at the laundry dept., when [his] HSM-18 clearly state[d] no
repet[i]tive use of hands, no reaching over shoulder” (id. at 15). TDCJ’s response, dated
April 12, 2016, read, “Submit an I-60 to your Unit Classification regarding job
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placement” (id. at 16).3 Montez represents that Garcia’s grievance was investigated by
medical personnel and “was not referred to the UCC or Defendant Montez” (Dkt. 20, at
9). See Dkt. 20-1, at 9-41 (investigation of 2016 grievance by medical department).
Although Garcia alleges that Montez “forced” him to work despite his medical
restrictions, Montez maintains that when she voted in 2014 to Garcia’s job assignment
she was not aware that an assignment to the laundry department would aggravate his
medical condition. She further that she was not aware that Garcia had any issues with his
job assignment until this lawsuit was filed in 2016:
During the time that Offender Garcia was assigned to laundry, I did not
receive any I-60’s or grievances indicating that he was unable to perform
his job due to a medical issue. I also did not receive notification from the
Laundry Captain that Offender Garcia was having any difficulties
performing his job because of a medical condition. I first became aware
that Offender Garcia was having issues with his job when I was notified of
this lawsuit.
(id. at 44). Montez represents that she does not “have authority to unilaterally reassign an
inmate to a different job” (id.). Rather, the reassignment “must be done by a majority
vote of all 3 UCC members, or by a Warden or Major” (id.).
As relief for his claim in this lawsuit, Garcia seeks “to be medically unassigned
[and] awarded proper health care,” in addition to monetary damages (Dkt. 1, at 4).
II.
STANDARDS OF REVIEW
A.
Pro Se Pleadings
In reviewing the pleadings and litigation history, the Court is mindful of the fact
that Plaintiff proceeds pro se. Complaints filed by pro se litigants are entitled to a liberal
3
Garcia does not state whether he submitted an I-60 regarding his job assignment after
receiving this grievance response.
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construction and, “however inartfully pleaded, must be held to less stringent standards
than formal pleadings drafted by lawyers.” Erickson v. Pardus, 551 U.S. 89, 94 (2007)
(internal quotation marks and citation omitted). Even under this lenient standard a pro se
plaintiff must allege more than “‘labels and conclusions’ or a ‘formulaic recitation of the
elements of a cause of action.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell
Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007)). “Threadbare recitals of the
elements of a cause of action, supported by mere conclusory statements, do not suffice.”
Id. (citation omitted). Regardless of how well-pleaded the factual allegations may be,
they must demonstrate that the plaintiff is entitled to relief under a valid legal theory. See
Neitzke v. Williams, 490 U.S. 319, 327 (1989); McCormick v. Stalder, 105 F.3d 1059,
1061 (5th Cir. 1997).
B.
Summary Judgment—Rule 56
Defendant has moved for summary judgment. Rule 56 of the Federal Rules of
Civil Procedure mandates the entry of summary judgment “if the movant shows that there
is no genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law.” Fed. R. Civ. P. 56(a); see Celotex Corp. v. Catrett, 477 U.S. 317, 322-23
(1986); Curtis v. Anthony, 710 F.3d 587, 594 (5th Cir. 2013). Once the movant presents
a properly supported motion for summary judgment, the burden shifts to the nonmovant
to show with significant probative evidence the existence of a genuine issue of material
fact. Hamilton v. Segue Software Inc., 232 F.3d 473, 477 (5th Cir. 2000). “A fact is
‘material’ if its resolution in favor of one party might affect the outcome of the lawsuit
under governing law.” Id. “An issue is ‘genuine’ if the evidence is sufficient for a
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reasonable jury to return a verdict for the nonmoving party.” Id. The nonmoving party
must present specific facts which show “the existence of a genuine issue concerning
every essential component of its case.” Firman v. Life Ins. Co. of N. Am., 684 F.3d 533,
538 (5th Cir. 2012) (citation and internal quotation marks omitted).
In deciding a summary judgment motion, the reviewing court must “construe all
facts and inferences in the light most favorable to the nonmoving party.” Dillon v.
Rogers, 596 F.3d 260, 266 (5th Cir. 2010) (internal citation and quotation marks
omitted).
However, the non-movant cannot avoid summary judgment simply by
presenting “conclusional allegations and denials, speculation, improbable inferences,
unsubstantiated assertions, and legalistic argumentation.” Jones v. Lowndes Cnty., 678
F.3d 344, 348 (5th Cir. 2012) (internal citation, alteration and quotation marks omitted);
see Little v. Liquid Air Corp., 37 F.3d 1069, 1075 (5th Cir. 1994) (en banc). Likewise,
Rule 56 does not impose upon the Court a duty to sift through the record in search of
evidence to support a party’s opposition to summary judgment. Evidence not referred to
in the response to the motion for summary judgment is not properly before the Court,
even if it exists in the summary judgment record. Malacara v. Garber, 353 F.3d 393,
405 (5th Cir. 2003).
III.
ANALYSIS
A.
Official Capacity Claims
TDCJ is a state agency. Tex. Gov’t Code § 493.001 et seq. A claim against an
official employed by TDCJ in his or her official capacity is a claim against the agency,
and thus a claim against the State of Texas. See Mayfield v. Tex. Dep’t of Crim. Justice,
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529 F.3d 599, 604 (5th Cir. 2008). Because the Eleventh Amendment protects the states’
sovereign immunity, federal courts lack jurisdiction over suits against a state for money
damages unless the state has waived its immunity or Congress has clearly abrogated that
immunity. NiGen Biotech, L.L.C., v. Paxton, 804 F.3d 389, 393-94 (5th Cir. 2015);
Moore v. La. Bd. of Elem. and Secondary Educ., 743 F.3d 959, 963 (5th Cir. 2014).
Texas has not waived its Eleventh Amendment immunity, and Congress did not abrogate
that immunity when enacting Section 1983. NiGen, 804 F.3d at 394.
To the extent Garcia sues Montez in her official capacity as a state employee, she
is entitled to immunity under the Eleventh Amendment from claims for monetary
damages.
B.
Eighth Amendment
Garcia alleges that Montez violated his constitutional rights when she voted in
2014 to assign him to work in the laundry department. Section 1983, 42 U.S.C. § 1983,
provides a vehicle for a claim against a person “acting under color of state law,” such as a
state prison official, for a constitutional violation. See Pratt v. Harris Cty., Tex., 822
F.3d 174, 180 (5th Cir. 2016) (internal quotation marks and citation omitted); Townsend
v. Moya, 291 F.3d 859, 861 (5th Cir. 2002).
Because Garcia was, at all relevant times, a convicted felon in state prison, his
claims are governed by the Eighth Amendment’s prohibition of “cruel and unusual”
conditions of confinement. See Rhodes v. Chapman, 452 U.S. 337, 346-47 (1981);
Helling v. McKinney, 509 U.S. 25, 33 (1993) (the Eighth Amendment “requires that
inmates be furnished with the basic human needs, one of which is ‘reasonable safety’”).
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In certain circumstances, prison work conditions imposed on an inmate with medical
limitations can violate the Eighth Amendment. “If prison officials knowingly put [an
inmate] on a work detail which they knew would significantly aggravate his serious
physical ailment such a decision would constitute deliberate indifference to serious
medical needs.” Jackson v. Cain, 864 F.2d 1235, 1246 (5th Cir. 1989). See Williams v.
Henagan, 595 F.3d 610, 622 n.18 (5th Cir. 2010) (“Prison work conditions may . . .
amount to cruel and unusual punishment”); Douglas v. McCasland, 194 F. App’x 192
(5th Cir. 2006); Williams v. Wooten, 119 F. App’x 625, 626 (5th Cir. 2004).
Montez has invoked qualified immunity, and Plaintiff bears the burden to negate
the defense. See Hanks v. Rogers, 853 F.3d 738, 744 (5th Cir. 2017). Determination of
qualified immunity requires a bifurcated analysis: first, the court must decide “whether
the undisputed facts and the disputed facts, accepting the plaintiffs’ version of the
disputed facts as true, constitute a violation of a constitutional right”; and second, the
court must determine “whether the defendant’s conduct was objectively reasonable in
light of clearly established law.” Carroll v. Ellington, 800 F.3d 154, 169 (5th Cir. 2015)
(internal quotation marks and citation omitted); see Thompson v. Mercer, 762 F.3d 433,
437 (5th Cir. 2014). Qualified immunity protects “all but the plainly incompetent or
those who knowingly violate the law.” Pratt, 822 F.3d at 181 (internal citation and
quotation marks omitted). “If officers of reasonable competence could disagree as to
whether the plaintiff’s rights were violated, the officer’s qualified immunity remains
intact.” Hanks, 853 F.3d at 744 (internal citations and quotation marks omitted).
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Garcia has not demonstrated a genuine issue of material fact as to whether Montez
“knowingly” assigned Garcia to a work detail that she knew would “significantly
aggravate” his physical condition. See Jackson, 864 F.2d at 1246. Montez has presented
evidence that she did not know, at the time of her 2014 vote to assign Garcia to the
laundry department, that the assignment would significant aggravate the condition of his
hands or shoulder.4 Rather, she became aware of his complaints when he filed this
lawsuit in 2016.5 Garcia has presented no competent summary judgment evidence that
Montez had the requisite awareness, and acted with deliberate indifference to Garcia’s
medical condition, at the time of her vote.6 To the contrary, Montez has presented
evidence that the job assignment made by the UCC in 2014 complied with the medical
restrictions then in place for Garcia. See Dkt. 20-1, at 43-44 (Montez avers that, based on
her seventeen years of experience with the UCC, Garcia’s work as a laundry folder
complied with the relevant Correctional Managed Health Care policy).
4
In addition, Garcia has not shown a genuine issue of material fact as to whether his work
as a laundry folder actually “significantly aggravate[d]” his condition. Although he submits
some medical records from 2015 (Dkt. 21-1), the records do not demonstrate that his physical
condition was affected by his work duties.
5
See Dkt. 20-1, at 44 (Montez states in affidavit that during the time Garcia was assigned
to the laundry she received no I-60s or grievances indicating that he was unable to perform his
job duties due to a medical issue); Dkt. 20-1, at 9-41 (Garcia’s 2016 grievance was investigated
by medical department and not by the UCC).
6
Garcia alleges that Montez ignored relevant documents when voting, pointing to an
HSM-18 from 2010 that limited him to sedentary (Dkt 21, at 2-4). However, the 2010 form was
outdated and no longer relevant at the time of Montez’s vote in 2014. Garcia also claims that
Montez was aware that he had surgery on his right shoulder in 2012. This contention cannot
prevent summary judgment because, whether Montez was aware of Garcia’s 2012 surgery or not,
the mere fact of Garcia’s past surgery cannot suffice to demonstrate that Montez acted with
deliberate indifference when she voted to assign him to the laundry department.
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Finally, the Court notes that Garcia does not identify any specific medical
restrictions that should have been accommodated by his 2014 work assignment but were
not. See Mendoza v. Lynaugh, 989 F.2d 191, 195 (5th Cir. 1993) (affirming dismissal of
Eighth Amendment claim as frivolous because “the prison adequately accounted for [the
inmate’s] physical condition when assigning his work detail”).
Montez is entitled to summary judgment on Plaintiff’s Eighth Amendment claim.
In addition, for essentially the same reasons, Garcia has not met his burden to show that
qualified immunity does not protect Montez in this case. See Carroll, 800 F.3d at 169.
IV.
CONCLUSION
For the reasons stated above the Court ORDERS:
1.
Defendant’s motion to seal its summary judgment motion and appendix
(Dkt. 19) is GRANTED.
2.
Defendant’s motion for summary judgment (Dkt. 20) is GRANTED. All
of Plaintiff’s claims are DISMISSED with prejudice.
The Clerk will provide a copy of this order to the parties.
SIGNED at Galveston, Texas, this 29th day of November, 2018.
___________________________________
George C. Hanks Jr.
United States District Judge
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