Blasingame v. Eli Lilly and Company
Filing
38
MEMORANDUM OPINION AND ORDER granting 22 MOTION for Summary Judgment and Brief in Support Thereof. (Signed by Judge Sim Lake) Parties notified. (aboyd, 4)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION
PATTI A. BLASINGAME,
§
§
§
§
Plaintiff,
CIVIL ACTION NO. H-11-4522
§
§
§
§
v.
ELI LILLY AND COMPANY,
Defendant.
§
MEMORANDUM OPINION AND ORDER
Plaintiff,
defendant,
Patti A.
Eli
Lilly
Blasingame,
and
Company,
brings this action against
for
sex
discrimination
in
employment and retaliation in violation of Title VII of the Civil
Rights Act of 1964
("Title VII"),
42 U.S.C.
§
2000e,
the Texas
Commission on Human Rights Act ("TCHRA"), as codified in the Texas
Labor Code 29,
Act of 2009
§
21.001, et seq., and the Lilly Ledbetter Fair Pay
("LLFPA"),
42
U.S.C.
2000e-5 (e) (3) (A).
§
Pending
before the court is Defendant's Motion for Summary Judgment (Docket
Entry No. 22).
for
summary
For the reasons stated below, defendant's motion
judgment
will
be granted and this
action will
be
dismissed.
I.
Undisputed Facts
Plaintiff was hired by defendant in 1992 as a pharmaceutical
sales representative.
Wesley
Sackrule
In 2001 plaintiff received a promotion when
selected her
from
a
list
of
company-approved
candidates to serve as a District Sales Managers ("DSM") under his
supervision.
her
performance,
2010
supervisor,
following an interim review of
plaintiff
discriminatory
allegedly
Resources
In October of 2010,
Grady Grant. 1
conduct
complained
to
about
Sackrule's
Sackrule's
immediate
Rebecca Savikas in defendant's Human
("HR") Department investigated plaintiff's complaint. 2
In November of
contributor
2010
role
Sackrule was
because
reassigned
"to an individual
Savikas'
investigation
led
(defendant] to conclude that Sackrule was not well suited to manage
other employees.":'
Following Sackrule's reassignment plaintiff
reported directly to Grant. 4
On January I,
2011,
Granados assumed Sackrule's former position. 5
Ashley Diaz-
In March of 2011
plaintiff received a "Low Successful" performance rating for 2010. 6
Diaz-Granados delivered the "Low Successful" performance rating to
plaintiff, but Grant rated plaintiff's performance for 2010. 7
lAppendix in Support of Defendant's Motion for Summary
Judgment ("Appendix"), attached to Docket Entry No. 22, p. 58
(Plaintiff's Deposition, p. 279).
2Defendant's Motion for Summary Judgment, Docket Entry No. 22,
p. 11 (citing Appendix at 620-55 (Sackrule Investigation».
3Id.
4Appendix at 61 (Plaintiff's
(Declaration of Grady Grant) .
Deposition,
p.
282)
and
217
5Id. at 5 (Plaintiff's Deposition, p. 26) and 217 (Declaration
of Grady Grant) .
6Id. at 61 (Plaintiff's Deposition, p. 282) and 217-18 (Grant
Declaration, pp. 2-3).
217
7Id. at 62 (Plaintiff's Deposition, p. 283).
(Grant Declaration, p. 2).
See also id. at
-2 -
-------------- -==
Following receipt of her "Low Successful
complained
of
retaliation
to
defendant's
lf
HR
rating, plaintiff
Department. a
On
August 26, 2011, plaintiff filed a Charge of Discrimination with
the Equal Employment Opportunity Commission ("EEOC") and the Texas
Workforce Commission, Number 460-2011-03748. 9 Diaz-Granados rated
plaintiff's 2011 performance as "Low Successful."lo
Plaintiff does
not disagree with her 2011 performance rating, but believes that
she "would not have been low successful had [she] not been through
ten
years
of
discrimination,
emotional
environment and all those things." l l
abuse,
hostile
work
Plaintiff remains employed by
defendant and has a positive work relationship with Diaz-Granados .12
II.
Standard of Review
Summary judgment is authorized if the movant establishes that
there is no genuine dispute about any material fact and the law
entitles it to judgment.
material
facts
are
Fed. R. Civ. P. 56(c)
"genuine"
if
the
evidence
Disputes about
is
such
that
a
reasonable jury could return a verdict for the nonmoving party.
Anderson v. Liberty Lobby, Inc., 106 S.Ct. 2505, 2511 (1986).
at 68.
Information) .
ald.
See
also
id.
at
619
(Participant
The
Activity
9Defendant's Motion for Summary Judgment, Docket Entry No. 22,
p. 13.
lOAppendix at 71-72
llId. at 72
12Id. at 3 - 5
(Plaintiff's Deposition, pp. 313, 315).
(Plaintiff's Deposition, p. 315:20-23).
(Plaintiff's Deposition, pp. 17-18 and 26) .
-3-
Supreme Court has interpreted the plain language of Rule 56(c) to
mandate the entry of summary judgment
discovery and upon motion,
showing
sufficient
to
"after adequate time for
against a party who fails to make a
establish
the
existence
of
an
element
essential to that party's case, and on which that party will bear
the burden of proof at trial."
2548,
2552
(1986).
Celotex Corp. v. Catrett, 106 S.Ct.
A party moving for
summary judgment
"must
'demonstrate the absence of a genuine issue of material fact,' but
need not negate the elements of the nonmovant's case."
Liquid Air Corp., 37 F.3d 1069, 1075 (5th Cir. 1994)
curiam)
Little v.
(en banc)
(per
(quoting Celotex, 106 S.Ct. at 2553-2554) .
If the moving party meets this burden, Rule 56(c) requires the
nonmovant
to
depositions,
go
beyond
the
pleadings
and
answers to interrogatories,
show by affidavits,
admissions on file,
or
other admissible evidence that specific facts exist over which
there is a genuine issue for trial.
at 2553-2554).
Id. (citing Celotex, 106 S.Ct.
In reviewing the evidence "the court must draw all
reasonable inferences in favor of the nonmoving party, and it may
not make credibility determinations or weigh the evidence."
Reeves
v. Sanderson Plumbing Products, Inc., 120 S.Ct. 2097, 2110 (2000).
unsubstantiated
evidence.
denied,
assertions
are
not
competent
Forsyth v. Barr, 19 F.3d 1527, 1533
115
S.Ct.
195
(1994)
The
nonmovant
summary
judgment
(5th Cir.), cert.
is
required
to
identify specific evidence in the record and to articulate the
precise manner in which that evidence supports his or her claim.
-4-
District courts are under no duty
rd. at 1537.
~to
sift through
the record in search of evidence to support a party's opposition to
rd.
summary judgment."
(quoting Skotak v. Tenneco Resins,
Inc.,
953 F.2d 909, 915-16 & n.7 (5th Cir.), cert. denied, 113 S.Ct. 98
(1992)).
Factual controversies are to be resolved in favor of the
nonmovant,
~but
only when
both parties
evidence of contradictory facts."
III.
have
submitted
Little, 37 F.3d at 1075.
Analysis
Plaintiff alleges that defendant discriminated against her on
the
basis
promotional
of
sex
by
providing
opportunities
her
provided
unequal
to
her
compensation
male
peers,
and
and
retaliating against her for complaining of sex discrimination by
evaluating her 2010 performance as
both federal law
~Low
Successful" in violation of
(Title VII and the LLFPA) and state law (TCHRA).
Defendant argues that it is entitled to summary judgment on all of
plaintiff's claims either because they are time-barred or because
plaintiff is unable to cite evidence capable of establishing that
she has been subjected to sex discrimination or retaliation.
A.
Defendant Is Entitled to Summary Judgment on Plaintiff I s
Claims for Unequal Compensation and Failure to Promote
Plaintiff alleges in her Original Complaint that
11.
.despite her exceptional performance she
has, on numerous occasions, witnessed male employees that
performed the same job she and other females did, had
fewer responsibilities, less experience, and lesser
performance, paid more than her and her female peers,
promoted more rapidly, and praised and recognized much
-5-
more frequently,
receiving
compensation as a result.
additional
bonuses
and
12. Favored treatment
toward males
evidences
Defendant's discriminatory practices. However, the gap
between
male
and
female
compensation,
benefits,
recognition and promotion is
further
widened by
Defendant's long-term discriminatory technique of giving
Plaintiff and other females lower performance ratings in
annual reviews than comparable or lesser male performers,
causing further separation between what females are paid
versus males, despite superior performance history that
can be objectively measured.
15. Plaintiff's being denied promotions and pay
while other male employees with equal or lesser
performance, tenure, or any other standard of measurement
in the workplace, were and are awarded them - caused
Plaintiff to be more vocal in her complaints of disparate
treatment.
16.
Her complaints led to retaliation.
20.
Plaintiff sought help within Eli Lilly to be
treated equally, but her complaints did not draw any
investigation, but only further retaliation.
In early
2011,
as her relationship with Defendant's upper
management continued to erode, Plaintiff was eligible for
a bonus of tens of thousands of dollars.
She had
performed at an outstanding level and was clearly
qualified to receive it. However, her manager made sure
she did not by delivering her a poor review.
21. The poor review was given solely because
Plaintiff
had
consistently
complained
about
her
mistreatment and the mistreatment of other women inside
Eli Lilly & Company. 13
Defendant argues that it is entitled to summary judgment on
claims that plaintiff has asserted for unequal compensation and
13Plaintiff's Original Complaint, Docket Entry No. I, pp. 3-6
11-12, 15-16, 20-21.
-6-
-
-----------,-------------------,.
--
promotional opportunities or failure to promote because all claims
based on discrete acts that occurred before October 28, 2010, i.e.,
over 300 days before plaintiff filed her administrative charge of
discrimination, are time-barred.
Alternatively, defendant argues
that it is entitled to summary judgment because plaintiff cannot
establish a prima facie case for unequal compensation,
unequal
promotion opportunities, or failure to promote.
1.
Applicable Law
(a)
Title VII and TCHRA
Ti tIe VI I makes it "an unlawful employment practice for an
employer . . . to discriminate against any individual with respect
to his compensation, terms, conditions, or privileges of employment
because of
2 (a) (1).
II
42
U.S.C.
§
2000e-
The TCHRA similarly prohibits employers from discriminat-
ing against
§§
sex.
such individual's
an employee on the basis of
21.051, 21.055.
sex.
Tex.
Lab.
Code
Claims brought pursuant to Title VII and the
TCHRA are governed by the same legal and evidentiary standards.
See Reed v. Neopost USA, Inc., 701 F.3d 434, 439
(5th Cir. 2012)
(citing Mission Consolidated Independent School District v. Garcia,
372 S.W.3d 629, 633-34
v.
Williams,
" [0] ne
(Tex. 2012)).
313 S.W.3d 796,
express
purpose
of
804
the
See also Waffle House, Inc.
(Tex.
[TCHRA]
2010)
(recognizing that
is
'provide
to
for
the
execution of the policies of Title VII of the Civil Rights Act of
1964 and its subsequent amendments.' ") .
-7-
A claim of employment
discrimination
evidence.
can
be
proven
through
direct
or
circumstantial
Russell v. McKinney Hospital Venture, 235 F.3d 219, 222
(5th Cir. 2000).
If there is no direct evidence of discrimination,
courts apply the burden-shifting framework articulated in McDonnell
Douglas Corp. v. Green, 93 S.Ct. 1817 (1973).
See Burrell v. Dr.
Pepper/Seven Up Bottling Group, Inc., 482 F.3d 408, 411 (5th Cir.
2007).
The McDonnell Douglas framework requires the plaintiff to
demonstrate a prima facie case of discrimination; then shifts the
burden
to
the
defendant
to
articulate
a
legitimate,
non-
discriminatory reason for the adverse action at issue; and, if the
defendant meets its burden of production, shifts the burden back to
the plaintiff to cite evidence capable of creating a genuine issue
of material
fact
discrimination.
(b)
that
the
employer's
reason
is
a
pretext
for
Id. at 411.
Exhaustion of Administrative Remedies, Limitations,
and the Lilly Ledbetter Fair Pay Act
A Title VII plaintiff must exhaust administrative remedies by
filing a charge of discrimination with the EEOC within 180 days of
learning of
National
(2002) i
the unlawful
R.R.
conduct.
Passenger Corp.
Huckabay v.
Moore,
v.
142
42
U.S.C.
§
2000e-5(e) (1);
Morgan,
122
S.Ct.
2061,
F.3d 233,
238
(5th Cir.
2070
1998).
Because Texas has a state agency for civil rights complaints, the
Texas Workforce Commission Civil Rights Division, it is a "deferral
state"
in which Title VII extends the charge filing period for
discrimination claims to 300 days.
-8-
42 U.S.C.
§
2000e-5 (e) (1)
i
Huckabay, 142 F.3d at 238.
Filing a timely administrative charge
"is a precondition to filing suit in district court."
Books A Million,
Inc.,
296 F.3d 376, 379
denied, 123 S.Ct. 1287 (2003)
Taylor v.
(5th Cir. 2002), cert.
(quoting Dao v. Auchan Hypermarket,
96 F.3d 787, 789 (5th Cir. 1996)).
Like Title VII, "a TCHRA action
requires an exhaustion of administrative remedies that begins with
filing a complaint with the Texas Workforce Commission
[R]ights [D]ivision."
Waffle House, 313 S.W.3d at 804.
[C] ivil
In light
of worksharing agreements between the agencies and the desire to
avoid duplication of
charge
with
the
EEOC
efforts,
as
exhaustion requirements.
consider the
satisfaction of
state
filing of a
administrative
See Burgmann Seals America,
Cadenhead, 135 S.W.3d 854, 857
2004)
courts
Inc.
v.
(Tex. App. - Houston [1st Dist.],
("We hold that providing the name of the TCHR and checking
the box for simultaneous filing is the equivalent of filing with
the
TCRR.") .
In 2009 the LLFPA added the following language to Title VII's
provision governing time limits for filing administrative charges:
For purposes of this section, an unlawful employment
practice occurs, with respect to discrimination in
compensation in violation of this subchapter, when a
discriminatory compensation decision or other practice is
adopted, when an individual becomes subject to a
discriminatory compensation decision or other practice,
or when an individual is affected by application of a
discriminatory compensation decision or other practice,
including
each
time
wages,
benefits,
or
other
compensation is paid, resulting in whole or in part from
such a decision or other practice.
-9-
42 U.S.C.
§
2000e-5(3) (A).
Congress enacted the LLFPA in response
to the Supreme Court's decision in Ledbetter v. Goodyear Tire &
Rubber Co., Inc., 127 S.Ct. 2162 (2007), which held that a plaintiff's
wage
discrimination
claim
was
untimely
because
the
administrative charge was filed more than 300 days following the
pay-setting decision.
Id. at 622.
The LLFPA was enacted to extend
the accrual period for asserting claims based on discriminatory
compensation decisions.
The LLFPA ensures that the period during
which a plaintiff may file a charge of discrimination renews each
time an employee is subjected to a discriminatory wage decision,
i . e.,
by receiving a paycheck that reflects the discriminatory
decision.
The
LLFPA addresses
the
problem identified by the
dissent in Ledbetter, that the 300-day accrual limitation strips a
plaintiff of a remedy because a plaintiff is often unaware that
discrimination motivated a compensation decision until it is too
late.
See Almond v. Unified School District No.
SOl,
665 F.3d
1174, 1182-83 (lOth Cir. 2011), cert. denied, 133 S.Ct. 317 (2012)
(the
dissent
in Ledbetter argued
that
the better rule
is
"to
trigger the accrual of a compensation discrimination claim not only
when employers intentionally discriminate in pay-setting decisions,
but
also
when
they
discriminate
in
discriminatory pay disparity").
other
ways
that
cause
a
The LLFPA deems each paycheck
issued pursuant to a discriminatory pay structure an independent,
actionable employment practice.
Id. at 1180.
See also Wang v.
Prudential Insurance Co. of America, 2010 WL 1640182, *4 (N.D. Tex.
-10-
._--_.._------------------_._------
April 2,
2010)
("The Ledbetter Act simply renews a plaintiff's
cause of action each time the plaintiff receives a discriminatory
paycheck.") .
The LLFPA also explicitly provides for "recovery of back pay
for up to two years preceding the filing of the charge, where the
unlawful employment practices that have occurred during the charge
filing period are similar or related to the unlawful employment
practices
occurred
§
with
regard
outside
to
the
discrimination
time
for
filing
that
377
Fed.Appx.
346,
(5th Cir.
Inc.,
2010)
664 F.Supp.2d
(S.D. Tex. 2009), vacated as to FLSA findings only,
2010 WL 3817150 (S.D. Tex. Sept. 28, 2010)).
S.Ct. at 2072
incidents,
U.S.C.
do not directly
350 n.2
{citing Harris v. Auxilium Pharmaceuticals,
745-46
that
See Tillman v. Southern Wood Preserving of
impact compensation.
711,
42
charge."
a
pursuing claims based upon discrete acts
Inc.,
compensation
The LLFPA does not exempt a plaintiff from
2000e-5 (e) (3) (B) .
Hattiesburg,
in
(identifying "discrete acts" as easily identifiable
such
as
refusal
to
hire,
promote, and denial of transfer)
i
No.
*10 n.6
07-2666,
See also Morgan, 122
2009 WL 4723169
termination,
failure
to
Moore v. Napolitano, Civil Action
{E.D.
La.
Dec.
3,
2009}
(stating that the LLFPA did not disturb the Supreme Court's holding
in Morgan,
122 S.Ct.
at 2072,
that a plaintiff may not file an
administrative charge with respect to discrete acts, e.g., failure
to promote
claims,
that
did not
limitations period) .
-11-
occur wi thin
the
appropriate
The LLFPA does not act to extend the time for filing claims
In Prairie View A & M University v. Chatha, 381
under the TCHRA.
S.W.3d 500, 507-09 (Tex. 2012), the Texas Supreme Court held that
the TCHRA does not incorporate the LLFPA's definition of when a
discriminatory act occurs because the Texas legislature has not
passed an analogous amendment to the TCHRA.
2.
Application of the Law to the Facts
(a)
Claims
for
Failure
to
Promote
and
Unequal
Compensation Arising from Discrete Acts that
Occurred Before October 28, 2010, Are Time-Barred
Discrete acts that occurred outside the 300-day, charge-filing
period cannot form the basis of discrimination claims for purposes
of Title VIr or the TCHRA.
Plaintiff does not dispute defendant's
assertion that since she filed her EEOC charge on August 26, 2011,
the 300-day period extends back to October 28, 2010.
Plaintiff's
claims arising from discrete acts that occurred before that date
are time-barred because the LLFPA does not
save such claims.
Tillman, 377 Fed.Appx. at 350 n.2 (citing Harris, 664 F.Supp.2d at
745-46, for its holding that the LLFPA does not apply to discrete
acts)
i
Chatha,
381 S.W.3d at 507-09
(holding that the TCHRA does
not incorporate the LLFPA's definition of when a discriminatory act
occurs because the Texas legislature has not passed an analogous
amendment to the TCHRA) .
(1)
Failure to Promote Claims Are Time-Barred
Many courts, including others in this district, have concluded
that the LLFPA does not affect the statutory period for filing
-12-
discrimination
claims
arising
from
discrete
acts
such
as
the
In Harris the court explained,
failure to promote.
A number of other district courts have distinguished
failure to promote claims from compensation claims and
found that, even after the enactment of the [LL] FPA, the
failure to promote claims are still time-barred if the
plaintiff does not file an EEOC complaint within 300 days
of the discriminatory action
[T] he Court finds
that, in the instant case, [plaintiff's] failure to
promote claims do not challenge a "compensation decision"
as contemplated by the [LL]FPA . . . The Court finds that
the
300
day
statute
of
limitations
applies
to
[plaintiff's] failure to promote claims.
664 F.Supp.2d at 745-46.
In Tillman, 377 Fed.Appx. at 349-50, the
Fifth Circuit cited Harris in support of its conclusion that the
LLFPA did not exempt the plaintiff from pursuing claims based on
the
discrete
acts
that
were
at
issue
in
that
case,
i. e.,
a
reprimand, a pay-raise exclusion, and denials of weekend overtime.
The court, therefore, concludes that any claim that plaintiff
has asserted or attempted to assert based on a failure to promote
that occurred before October 28, 2010, is time-barred and not saved
by the LLFPA because a failure to promote is an act identified by
the Supreme Court
in Morgan,
122 S. Ct.
at
identifiable, discrete discriminatory act.
2072,
as
an easily
See Hernandez v. City
of Corpus Christi, 820 F.Supp.2d 781, 795 (S.D. Tex. 2011)
(300-day
statute of limitations applied to plaintiff's failure to promote
claims)
i
Tryals
WL 743917,
*7
v.
(S.D.
Altairstrickland,
Tex.
Feb.
Ledbet ter and prior cases -
LP,
26,2010)
that
No.
H-08-3653,
2010
("The rule set out in
\ current effects alone cannot
breathe new life into prior, uncharged discrimination,' Ledbetter,
-13-
[127 S.Ct. at 2169] - is still binding law for Title VII disparate
treatment cases involving discrete acts other than pay.")
381
S.W.3d at
507-09
(TCHRA does
not
incorporate
i
the
Chatha,
LLFPA's
definition of when a discriminatory act occurs) .
(2)
Recent
Unequal Compensation
district
court
decisions
Cla~s
have
Are Time-Barred
held
that
if
an
employee's compensation during the charge filing period is affected
by a discrete discriminatory act that occurred outside the charge
filing, the LLFPA applies to the claim, allowing the clock to begin
running each time an employee's payment is dispersed.
See,~,
Vuong v. New York Life Insurance Co., No. 03-Civ.-1075 (TPG) , 2009
WL 306391, at *8-*9 (S.D.N.Y. Feb. 6, 2009).
In Vuong an employee
brought a Title VII discrimination claim after his employer decided
to allocate
a
lesser percentage
of
the
company's performance-
related compensation to him than to the employee's co-Managing
Partner.
The employee argued that the LLFPA applied to his claim
because each paycheck compensated him less than it would have had
the discriminatory decision not occurred.
Id. at *9.
The court
agreed with the employee's argument and held that the employee's
claim was the type of claim that
"is expressly declared to be
timely by virtue of the [LLFPA]."
Id.
For the LLFPA to apply to
plaintiff's claim for unequal compensation arising from performance
evaluations that occurred before October 28, 2010, plaintiff must
present
evidence
capable
of
establishing
-14-
that
the
allegedly
discriminatory performance evaluations that she received before
October
28,
2010,
affected the
compensation that
she
received
within the 300-day charge filing period.
The only evidence of unequal pay that plaintiff has presented
consists of year-end pay stubs for 2008 showing that she received
approximately $80,000 less that John Crawford. 14
presented
any
evidence
of
unequal
Plaintiff has not
promotional
opportunities.
Although plaintiff has also submitted a chart or "dashboard," which
she contends shows that over the decade she was supervised by
Sackrule she received lower evaluations than Crawford even in years
when her sales performance was better than Crawford's,15 missing
from
plaintiff's
response
to
defendant's
motion
for
summary
judgment is a citation to any evidence capable of establishing that
either the compensation or promotional opportunities she received
during the charge filing period -
i.e., up to 300 days before she
filed her formal charge of discrimination - were, as she alleges,
less than the compensation or promotional opportunities received by
Crawford or any other male peer.
Also missing is a citation to
evidence capable of establishing that plaintiff's receipt of less
compensation or promotional opportunities than Crawford or other
male
peers
during
the
charge
filing
period
was
caused
by
14Plaintiff's Response in Opposition to Defendant's Motion for
Summary Judgment ("Plaintiff's Response"), Docket Entry No. 34-1,
p. 18 (citing Docket Entry No. 31, Exhibit 5, pp. 1-2).
15See Docket Entry No. 31, Exhibit 5, p. 3.
-15-
performance evaluations that predate that period.
Absent such
evidence plaintiff is unable to raise a Title VII claim for unequal
compensation based on performance evaluations that she received
prior to the charge filing period.
Even if plaintiff were able to
present such evidence her TCHRA claim for unequal
compensation
would be time-barred because the TCHRA does not incorporate the
LLFPA's definition of when a discriminatory act occurs.
The court
concludes, therefore, that any claim that plaintiff is asserting
for
unequal
compensation
in
2008
or
for
unequal
compensation
arising from performance evaluations that she received outside the
charge
barred.
filing period,
i.e.,
before October 28,
See Wang, 2010 WL 1640182, at *4
2010,
is
time-
("[T]]he Ledbetter Act
. only has significance where a plaintiff alleges a series of
discriminatory payments.
. The Ledbetter Act simply renews a
plaintiff's cause of action each time the plaintiff receives a
discriminatory paycheck."); Chatha, 381 S.W.3d at 507-09 (holding
that the TCHRA does not incorporate the LLFPA's definition of when
a discriminatory act occurs because the Texas legislature has not
passed an analogous amendment to the TCRRA) .
(b)
Plaintiff Unable to Raise Fact Issue for Trial on
Unequal Compensation and Failure to Promote Claims
For the reasons explained in
§
III.A.2{a), above, the court
has concluded that defendant is entitled to summary judgment on
plaintiff's Title VII and TCHRA claims for unequal compensation and
promotional
opportunities,
or
failure
-16-
to
promote
arising
from
performance evaluations that she received before the charge filing
period
because
such
claims
are
time-barred.
The
court
also
concludes that the defendant is entitled to summary judgment on
these
claims because plaintiff
circumstantial
evidence
capable
is unable
of
to present direct or
raising
a
genuine
issue
of
material fact on any of them.
(1)
No Direct Evidence of Gender Discrimination
"Direct evidence is evidence that,
if believed,
proves the
fact of discriminatory animus without inference or presumption."
West v. Nabors Drilling USA, Inc., 330 F.3d 379, 384 n.3 (5th Cir.
2003)
(quoting Sandstad v. CB Richard Ellis,
Inc., 309 F.3d 893,
897 (5th Cir. 2002), cert. denied, 123 S.Ct. 2572 (2003))
context of Title VII,
"In the
direct evidence includes any statement or
wri tten document showing a discriminatory motive on its face.
II
Portis v. First National Bank of New Albany, Mississippi, 34 F.3d
325, 328 (5th Cir. 1994).
See also Rubinstein v. Administrators of
Tulane Educational Fund, 218 F.3d 392, 402 (5th Cir. 2000), cert.
denied, 121 S.Ct. 1393 (2001)
(finding that a dean's testimony that
he denied a professor a pay raise because the professor filed a
discrimination suit against the university "could be no more direct
on the issue of retaliation"), and Fabela v. Socorro Independent
School District,
329 F.3d 409,
415
(5th Cir.
2003)
(describing
direct evidence as "any statement or document which shows on its
face
that
an
improper
criterion
-17-
served
as
the
basis
not
necessarily
the
sole
employment action").
basis,
However,
but
a
for
basis
the
adverse
if an inference or presumption is
required for the evidence to be probative as
to an employer's
discriminatory animus, the evidence is circumstantial, not direct.
West,
330 F.3d at 384 n.3
(citing Sandstad,
309 F.3d 897).
"A
plaintiff who can offer sufficient direct evidence of intentional
discrimination should prevail,
just as in any other civil case
where a plaintiff meets his burden."
Systems Corp.,
81 F.3d 38, 40
Nichols v.
(5th Cir. 1996)
Loral Vought
(citing Portis,
34
F.3d at 328 n.6) .
When a plaintiff presents credible direct evidence that
discriminatory animus in part motivated or was a
substantial factor in the contested employment action,
the burden of proof shifts to the employer to establish
by a preponderance of the evidence that the same decision
would have been made regardless of the forbidden factor.
Direct evidence is evidence which, if believed, proves
the fact without inference or presumption.
Brown v. East Mississippi Electric Power Assoc., 989 F.2d 858, 861
(5th Cir. 1993).
Asserting that her immediate supervisor, Wesley Sackrule, made
disparaging and discriminatory statements about women,
plaintiff
argues that Sackrule's statements constitute direct evidence that
the disparate treatment and retaliation she suffered were motivated
by
discriminatory
animus
for
her
gender. 16
As
evidence
of
16Plaintiff's Response, Docket Entry No. 30, pp. 9-10 (citing
Plaintiff's Original Complaint, Docket Entry No.1, pp. 4-5).
Although plaintiff also points to discrepancies between the amounts
of pay that she and a male colleague received in 2008 as direct
evidence of sex discrimination, id. at 19-21, discrepancies such as
(continued ... )
-18-
---- ------
Sackrule's
allegedly
discriminatory
comments,
plaintiff
cites
excerpts from her own deposition that she argues shows "trouble
from the start" of her career as a DSM reporting to Sackrule .17
Plaintiff testified that during her first year as a DSM reporting
to Sackrule,
fourth
or
i.e.,
fifth
performance,
at the end of 2001,
in
the
nation,
but
her sales team finished
despite
this
exceptional
Sackrule told her she would not be credited for it
because she had only been in the DSM position since July 1, 2001,
and, therefore, was not responsible for her team's performance. 1s
Plaintiff testified that in 2002 her team finished fourteenth
out of forty-two teams,
i. e.,
in the top third,
she served as
"Actos champ," and she was selected by her peers as " Champ
II
and
"MVP" in recognition of her leadership, ability, and teamwork, but
that instead of rating her "High Successful," Sackrule rated her
"Successful." 19
When plaintiff protested her "Successful" rating,
Sackrule responded, "Well, yeah, your results were good; but look
at these one or two things that weren't." 20
When plaintiff pressed
Sackrule about his decision to rate her "Successful" instead of
16 ( ... continued)
this are not direct but, instead, circumstantial evidence that is
analyzed under the standard established by the Supreme Court in
McDonnell Douglas Corp. v. Green, 93 S.Ct. 1817 (1973).
17Plaintiff's Response, Docket Entry No. 34-1, pp. 15-17.
lSId. at 16
No. 30 - 3, p. 96).
(citing
Plaintiff's
Deposition,
Docket
Entry
19Id. (citing Plaintiff's Deposition, Docket Entry No. 30-3,
pp . 1 0 3 - 05) .
2°Plaintiff's Deposition, Docket Entry No. 30-3, p. 104:23-25.
-19-
"High Successful,
II
he explained to her that her rating was relative
to that of her peers, and that if she needed more money then her
husband should go back to work. 21
Plaintiff also testified that in 2005,
could not remember exactly when -
2007,
Sackrule told a
people that she was "having one of her moments.
1122
or 2008 -
she
room full of
Plaintiff argues
that "[t] his is a common derogatory expression used in reference to
women, intended to be humorous, but inappropriate in the workplace,
particularly when spoken by a manager to one his reports in front
of her peers on numerous occasions. 1/23
In addition, plaintiff states in her declaration that
[i] t was common for Sackrule to comment on my family
situation and how Sackrule believed it interfered with my
ability to do my job.
For most of the time Sackrule
managed me, my husband did not work and stayed at home to
care for the children.
Sackrule criticized this
arrangement frequently.
Other frequent comments were "Unless you sacrifice
family for a role as a manager you will never be all that
you can be, II and "men make bet ter employees. 1124
The Fifth Circuit has explained that workplace remarks may
constitute direct evidence of discrimination if they are
1) related [to the protected class of persons of which
the plaintiff is a member]; 2) proximate in time to the
[complained-of adverse employment decision]; 3) made by
21Id. at 105:2-106:2.
22Plaintiff's Response, Docket Entry No. 34-1, p. 18
plaintiff's Deposition, Docket Entry No. 30-3, p. 155)
(citing
23Id.
24Id.
(citing Blasingame Declaration, Docket Entry No. 30-1,
p. 2).
-20-
------
-----------------
an individual with authority over the employment decision
at issue; and 4) related to the employment decision at
issue.
Brown v. CSC Logic, Inc., 82 F.3d 651, 655 (5th Cir. 1996).
If the
comments fail to meet these criteria, e.g., if they are vague and
remote in time, the speaker has no authority or influence over the
employment
decisions,
or
the
employment decision at issue,
remarks
are
not
related
to
the
then the remarks are merely stray
remarks that are insufficient to establish discrimination.
See
Jackson v. Cal-Western Packaging Corp., 602 F.3d 374, 377 (5th Cir.
2010)
("Jackson has not shown that the comment was proximate in
time to the termination or related to the employment decision, and
thus the comment cannot qualify as direct evidence.").
Although
the Fifth Circuit no longer uses the four-prong CSC Logic test when
remarks are submitted as evidence of pretext in cases based on
indirect, circumstantial evidence, the Fifth Circuit continues to
use this four-prong test
evidence
of
framework."
2003)
"when a remark is presented as direct
discrimination
apart
from
the
McDonnell
Laxton v. Gap, Inc., 333 F.3d 572, 583 n.4
Douglas
(5th Cir.
(citing Auguster v. Vermilion Parish School Board, 249 F.3d
400, 404-05 (5th Cir. 2001)).
Accepting plaintiff's assertions that the statements Sackrule
made
in 2001 and 2002 were made
in the context of
rating her
performance, they are not direct evidence of unequal compensation
based on gender discrimination because plaintiff has failed to cite
any evidence showing that either the compensation or opportunities
for promotion that she received during those years was unequal to
-21-
the compensation and opportunities for promotion received by her
male peers.
Plaintiff has failed to differentiate herself from her
male peers, and has presented no evidence of any male coworker who
was better compensated than she during these years despite having
had similar or worse performance.
The only evidence of unequal pay that plaintiff has presented
consists of year-end pay stubs for 2008 showing that she received
less pay than John Crawford. 25
attributes
to
Sackrule do
not
But the statements that plaintiff
constitute direct
evidence
that
differences between the compensation that plaintiff and Crawford
received in 2008 were attributable to discrimination because the
2001 and 2002 comments that plaintiff cites are remote in time, and
the comments that plaintiff says may have been made in 2005, 2007,
or 2008
(i.e., when Sackrule told a room full of employees that
plaintiff was "having one of her moments") were neither indicative
of gender bias
performance.
nor made
in the
context
of
rating plaintiff's
Sackrule's allegedly frequent statements that plain-
tiff would never be all that she could be unless she sacrificed her
family
for
her
role
discrimination because
as
it
a
manager
is
is
not
gender neutral
direct
evidence
of
and defendant has
submitted undisputed evidence that Sackrule made the same comment
to at least one of plaintiff's male peers. 26
25Id.
(citing Docket Entry No. 31 , Ex h'b't 5 ,pp. 1 - 2) .
l
l
26Appendix at 579 (stating that on June 24, 2010, Clayton McCoy
shared concerns regarding Sackrule's leadership style and stated,
(continued ... )
-22-
The
only
statement
of
Sackrule' s
that
could
conceivably
constitute direct evidence of gender bias is the statement that
Accepting plaintiff's contention
"men make better employees." 27
that this statement demonstrates discriminatory animus that caused
the
discrepancy
plaintiff
has
defendant's
in pay
attached
motion
for
evidenced by
to
her
the
response
summary
2008
in
judgment,
pay
stubs
opposition
defendant
lS
that
to
the
still
entitled to summary judgment because any claim based on unequal pay
in 2008 is time-barred even if the LLFPA is applied to plaintiff's
claims.
The LLFPA only provides for "recovery of back pay for up
to two years preceding the filing of the charge, where the unlawful
employment practices that have occurred during the charge filing
period are similar or related to .
side the time for filing a charge."
[those] that occurred out42 U.S.C.
§
2000e-5 (e) (3) (B).
Because plaintiff filed her charge of discrimination in August of
2011, any claim for unequal compensation occurring before August of
2009 would be time-barred regardless of whether the LLFPA applies
to her claims.
Moreover, absent an evidentiary connection between Sackrule's
comments and his evaluation of plaintiff's job performance, a factfinder would have to infer or presume that Sackrule's comments
26 ( ... continued)
inter alia, that Sackrule "questions his commitment to the business
and believes he does this b/c [he] has a large family (5 kids)").
27Plaintiff's Response, Docket Entry No. 34-1/ p. 18
Blasingame Declaration, Docket Entry No. 30-1, p. 2).
-23-
(citing
evidence an animus towards women that manifested itself in his
evaluation
of
plaintiff's
and
performance,
that
Sackrule's
evaluations of plaintiff's performance caused plaintiff to receive
compensation and promotional opportunities that were unequal to
those received by her male peers.
Because direct evidence of
discrimination is evidence that does not require inferences or
presumptions to connect allegedly discriminatory conduct with a
plaintiff's
protected
plaintiff attributes
to
characteristics,
Sackrule are
the
not
statements
direct
that
evidence
that
Sackrule's annual ratings of her performance were motivated by
animus for her gender.
Sandstad,
309
F.3d
See West,
897)
330 F.3d at 384 n.3
(recognizing
that
if
an
(citing
inference
or
presumption is required for the evidence to be probative as to an
employer's discriminatory animus, the evidence is circumstantial,
not direct) .
(2)
No Circumstantial Evidence of Discrimination
Circumstantial evidence is presented using the burden-shifting
analysis set forth in McDonnell Douglas Corp. v. Green,
1817
(1973).
Under
that
analysis
the
evidence establishing a prima facie case.
plaintiff
93 S.Ct.
must
Id. at 1824.
present
If a prima
facie case is established, a presumption of discrimination arises
and the burden of production shifts to the defendant
to offer
evidence of a legitimate, non-discriminatory reason for the action
at issue.
Id.
If the defendant meets this burden, the presumption
-24-
created by the prima facie case disappears, and the plaintiff must
then cite substantial evidence showing that each of the employer's
proffered reasons was a pretext for discrimination.
Id. at 1825.
See also Reeves, 120 S.Ct. at 2106i Wallace v. Methodist Hospital
System, 271 F.3d 212, 220 (5th Cir. 2001), cert. denied, 122 S.Ct.
1961 (2002).
The plaintiff may meet his burden by citing evidence
either that the defendant' s proffered nondiscriminatory reasons are
false
or,
if
nevertheless,
action.
true,
that
his
protected
the motivating factor
for
characteristic
was,
the adverse employment
See Reeves, 120 S.Ct. at 2112.
[T]he
factfinder's
rejection
of
the
employer's
legitimate, nondiscriminatory reason for its action does
not compel judgment for the plaintiff . . . . The ultimate
question
is
whether
the
employer
intentionally
discriminated, and proof that "the employer's proffered
reason is unpersuasive, or even obviously contrived, does
not necessarily establish that the plaintiff's proffered
reason.
. is correct.".
. In other words, "[i]t is
not enough
to dis believe the employer; the
factfinder must believe the plaintiff's explanation of
intentional discrimination."
Id. at 2107-08 (quoting St. Mary's Honor Center v. Hicks, 113 S.Ct.
2742, 2756, and 2754
Defendant
argues
(1993))
that
it
is
entitled to
because plaintiff cannot establish a
prima
summary
facie
case
judgment
for her
unequal compensation, unequal promotion opportunities, or failure
to promote claims and cannot establish that defendant's legitimate,
non-discriminatory
reasons
for
her performance
evaluations
failure to be promoted were pretexts for gender discrimination.
and
To
establish a prima facie case of discrimination based on disparate
-25-
~~~--~--
------------
..
treatment a plaintiff must show that she is a member of a protected
class,
is qualified for the job she held or sought,
suffered an
adverse employment action, and received less favorable treatment
than a similarly situated individual outside her protected class.
See McCoy v. City of Shreveport, 492 F.3d 551, 556 (5th Cir. 2007).
Defendant does not dispute that plaintiff belongs to a protected
class, was qualified for her position as District Sales Manager,
and suffered adverse employment actions in the form of unfavorable
performance evaluations.
Instead, defendant argues that plaintiff
is unable to establish the fourth prong of a prima facie case for
unequal compensation, unequal promotion opportunities, or failure
to
promote
because
plaintiff
cannot
cite
evidence
capable
of
establishing that she was treated less favorably than any male peer
in a nearly identical situation who was paid more,
promoted,
or
provided more favorable opportunities for promotion than she.
Plaintiff disputes defendant's argument that she has failed to
establish the fourth prong of a prima facie case as
simply not true. Blasingame will not publicly disclose
any information about her male peer herein, but has filed
with her reply under seal as Exhibit 5, three pages of
documents.
The first of the documents reveals
BLASINGAME's total compensation for 2008.
(Id.)
The
second page of the document reveals her male peer's total
compensation for 2008.
(Id.)
The third page is a ten
(10) year "dashboard,
an internal tool of Lilly, that
reflects Blasingame and her peer's ten year, totally
objective sales performance rankings.
(Id.)
These are
the hard numbers of actual sales by each employee and
reveal their respective rankings.
(Id.)
These ratings
show the observer, at the very least, three interesting,
material facts that leave unanswered questions of
material fact for the jury.
(Id.)
Blasingame and her
peer are nearly identical in their status and tenure at
/I
-26-
Lilly.
The mere fact they are ranked together on an
internal Lilly chart for the last 10 years confirms such.
The respective pages showing the compensation of the two
have a line item termed "performance award".
(Id.) For
BLASINGAME, the amount is $41,200.88.
(Id.)
For her
male counterpart the amount is $67,382.72.
(Id.)
What
is the significance of this? These amounts are based on
2007 performance alone that paid in 2008, as reflected on
these two documents.
(Id.)
However, the "dashboard"
reveals that Blasingame outperformed her male peer in
objective sales numbers in 2007.
(Id.)
Her final
ranking was number 5, putting her in the top 3%.
(Id.)
Her male counterpart's final ranking number 32, putting
him in the top 21%.
(Id.)
Yet, the male was paid more
than $26,000 more than Blasingame.
(Id.)
In addition,
the reader will note, despite Blasingame's superior
objective sales performance in 2007, her male peer
received an "E" rating, which is the highest rating and
stands for "Exemplary" while Blasingame received the
lesser rating of "S" which stands for "Successful".
(Id.)28
In order to establish the fourth prong of her prima facie
case,
i . e.,
that
others
similarly
situated
were
treated
more
favorably, plaintiff and her alleged comparator must be similarly
si tuated
with
respect
responsibilities,
to
their
qualifications,
job
and
experience.
Washington Mutual Bank, 500 F.3d 344, 353
denied,
128 S. Ct.
1124
(2008).
titles,
job
duties,
Berquist
v.
(5th Cir. 2007), cert.
Plaintiff does not dispute that
Crawford held a different job title,
i.e., Senior District Sales
Manager instead of District Sales Manager, that the difference in
job title entailed differences in qualifications and experience
that made Crawford eligible for higher raises,29 or that Crawford's
28Id. at 20.
29Appendix at 209 (Deposition of Kendall Nichols at p. 61:7-21
(acknowledging that promotion from Sales Manager to Senior Sales
(continued ... )
-27-
performance was better than hers. 30
Plaintiff has not presented
evidence capable of establishing that Crawford or any other male
peer received promotion opportunities
received.
that
surpassed those she
Moreover, defendant has presented undisputed evidence
that several male District Sales Managers had performance ratings
similar to plaintiff's, yet received less compensation than she. 31
In light of this undisputed evidence and plaintiff's inability to
cite
any
evidence
capable
of
establishing
that
she
and
John
Crawford were similarly situated for purpose of her discrimination
claims, the court concludes that defendant is entitled to summary
judgment
on
plaintiff's
claims
for
unequal
compensation
and
promotional opportunities, or failure to promote because plaintiff
has failed to satisfy the fourth prong of a prima facie case for
such claims.
B.
Defendant Is Entitled
Retaliation Cla~
to
Summary
Judgment
on
Plaintiff's
Defendant argues that it is entitled to summary judgment on
plaintiff's claim that the "Low Successful" performance evaluation
she received in March of 2011 represents retaliation for having
cont inued)
Manager was a "within-job promotion" so that "the person's
doesn't change but their title changes and they are on a
potentially different pay scale")).
29 ( • • •
job
30Id. at 25 (Plaintiff's Deposition, p. Ill: 17-20 (acknowledgin that Crawford's performance was at times better than her
performance)) .
31Defendant's Motion for Summary Judgment, Docket Entry No. 22,
p. 8 (citing Appendix at 9, 455-515.4)
-28-
complained of gender discrimination
establish a prima facie case.
because plaintiff is unable to
Alternatively, defendant argues that
it is entitled to summary judgment because it had legitimate, nondiscriminatory reasons for evaluating plaintiff's 2010 performance
as "Low Successful," and that plaintiff has failed to cite evidence
from which a reasonable fact-finder could conclude that its nondiscriminatory reasons were pretexts for retaliation.
1.
Applicable Law
Title VII makes it unlawful "for an employer to discriminate
because
against any of his employees
[the employee]
opposed any practice made an unlawful employment practice .
has
or
because [the employee] has made a charge, testified, assisted, or
participated in any manner in an investigation,
hearing"
under Title VII.
42 U.S.C.
§
proceeding,
2000e-3 (a) .
or
The TCHRA
similarly provides that
[a] n employer
commi ts an unlawful employment
practice
if
the
employer
retaliates
or
discriminates against a person who, under this chapter:
1) opposes a discriminatory practicei 2) makes or files
a chargei 3) files a complainti or 4) testifies, assists,
or participates in any manner in an investigation,
proceeding, or hearing.
Tex. Lab. Code
that
§
21.055.
The Texas Supreme Court has recognized
"[t] he TCHRA was enacted to address the specific evil of
discrimination and retaliation in the workplace,
coordinate
and
conform
with
federal
retaliation laws under Title VII."
S.W.3d 147, 153-55 (Tex. 2008)
as well as to
anti-discrimination
City of Waco v.
Lopez,
and
259
"Although [Texas courts] consider
-29-
the TCHRA's plain language and state precedent in interpreting the
statute,
[they] also look to federal law for interpretive guidance
to meet the legislative mandate that the
[TCHRA]
is intended to
'provide for the execution of the policies of Title VII .
its subsequent amendments.'"
District, _
. and
Crutcher v. Dallas Independent School
S.W.3d _ , 2013 WL 4517002, *2 (Tex. App. - Dallas,
Aug. 26, 2013)
(quoting Tex. Lab. Code
§
21.001(1)).
Absent direct
evidence of retaliation, both federal and state courts apply the
McDonnell Douglas burden shifting analysis.
See McCoy, 492 F. 3d at
556-57; Crutcher, ___ S.W.3d at ___ , 2013 WL 4517002 at *2-*3.
To establish a prima facie case of retaliation plaintiff must
show that
(2)
(1)
she engaged in an activity protected by Title VII;
she experienced an adverse employment action following the
protected activity; and (3) a causal connection exists between the
protected activity and the adverse employment action.
McCoy, 492
F.3d at 556-57; Crutcher, ___ S.W.3d at ___ , 2013 WL 4517002, at
*3.
Establishment of a prima facie case gives rise to an inference
of retaliation.
Montemayor v. City of San Antonio, 276 F.3d 687,
692 (5th Cir. 2001).
This inference, in turn, shifts the burden of
production to the defendant who must then articulate a legitimate,
nonretaliatory reason for the challenged employment action.
McCoy,
492 F.3d at 557; Crutcher, ___ S.W.3d at ___ , 2013 WL 4517002, at
*3.
Once a defendant articulates such a reason the inference of
retaliation raised by the prima facie showing drops from the case.
Montemayor, 276 F.3d at 692.
At this juncture the plaintiff bears
-30-
the burden of establishing that the employer's stated reason is a
pretext for the real retaliatory purpose.
S.W.3d at
Crutcher,
__ I
McCoy, 492 F.3d at 557;
If the
2 0 13 WL 4 5 1 7 0 02 , at *3.
employee fails to prove, or raise a genuine dispute of material
fact that the employer's stated reason is a pretext for retaliatory
conduct, the defendant is entitled to summary judgment.
492 F.3d at 561-62.
WL 4517002
S.W.3d at
See also Crutcher,
See McCoy,
__ I
2013
(granting defendant's motion for summary judgment upon
concluding that plaintiff failed to establish a causal connection
between
her
protected
activity
and
the
defendant's
adverse
employment action) .
2.
Application of the Law to the Facts
Defendant argues that it is entitled to summary judgment on
plaintiff's
retaliation
claim because
plaintiff
has
failed
to
present any evidence capable of establishing that there is a causal
connection between her protected activity and the "Low Successful"
evaluation that she received for her 2010 performance.
Citing her
own declaration, plaintiff responds that she
complained to Lilly Human Resources about her Director,
Sackrule, in October 2010 . . . . Lilly gave Blasingame a
Low Successful rating shortly thereafter.
. Lilly's
proffered reason Blasingame was given a Low Successful
rating for her 2010 performance, was her "lackluster
Cymbalta sales."
. Their proffered reason is simply
a pretext for retaliation.
All of the area teams had
lackluster Cymbalta sales in 2010.
(See Defendant's
dashboard ranking for the area team's Cymbalta sales
results and rankings attached hereto under seal as
Exhibit 6 and Blasingame Declaration at p.
2.)
Blasingame managed the Houston Team listed therein . . . .
-31-
In 2010, in this area of the country, only one district
made its Cymbalta goal at 102%.
Two districts
finished
at
99%
and
two
districts,
including
Blasingame's, finished at 98%.
Five of the
districts finished at 97%.
This means only one
district met target, Tulsa, OK.
. Blasingame's team
finished number four out of ten in 2010 for Cymbalta
sales in the area.
All of the District Sales
Managers who tied with Blasingame, or finished under her,
on Cymbalta performance did not receive Low Successful,
or lower, ratings . . . . The only other person to receive
a Low Successful rating was Clayton McCoy and he finished
below
Blasingame
in
Cymbal ta
sales
and
overall
sales . . . . Regarding overall sales goals for 2010, only
one district in Blasingame's area met that goal by
finishing at 101%.
The next three districts
finished at
99%,
including Blasingame's,
and six
districts finished below that.
Therefore,
Blasingame's district tied for second place out of ten
districts in 2010 for overall sales.
This pure data establishes a significant material
question of fact that precludes summary judgment on
Blasingame's retaliation claim. 32
Defendant replies that
there is no admissible evidence that other managers
failed to meet their Cymbalta goals.
While Plaintiff
submits records purporting to demonstrate other managers'
Cymbalta sales, such records are not authenticated, are
not proper evidence, and in any case are immaterial to
the overall reasons for Blasingame's 2010 performance
rating . . . Lilly objects to the Court's consideration of
this alleged "evidence" of other managers' sales.
Plaintiff fails to address each of Lilly's stated reasons
for her "Low Successful" rating in 2010, such as her
at ti tude toward failure to meet her Cymbal ta quota.
Plaintiff instead focuses on just one aspect of her 2010
performance and ignores the other considerations relevant
to her overall job performance.
32Plaintiff's Response, Docket Entry No. 34-1, pp. 21-22
(citing Declaration of Patti A. Blasingame, Docket Entry No. 30-1,
p. 2). See also Docket Entry No. 31, Exhibit 5.
-32-
Specifically,
in
the
Response,
Plaintiff
mischaracterizes Lilly's reason for her "Low Successful"
rating as being due solely to her failure to hit her
sales target for Cyrnbalta.
As Grady Grant's uncontroverted declaration makes clear, however, Plaintiff's "Low
Successful" rating was a result not only of her failure
to meet target on Cyrnbalta, it was also a result of her
failure to meet overall sales targets and her laissezfaire attitude towards her failure to make her quota.
(APP 217).
Thus, she cannot show that any alleged
retaliation was a
"but for"
cause for her "Low
Successful" rating, and Lilly is entitled to summary
judgment.33
(a)
Plaintiff Has Established Causal Connection Element
of a Prima Facie Case
A plaintiff
alleging
retaliation
may
satisfy
the
causal
connection element of a prima facie case by showing "[c] lose timing
between an employee's protected activity and an adverse action
against him."
McCoy,
492 F.3d at 562.
See also Crutcher, ____
S.W.3d at ___ , 2013 WL 4517002, at *7 ("temporal proximity between
a protected act and an adverse employment action may be evidence of
a causal connection 'when they are separated by weeks, as opposed
to months or years"')
No.
01-08-00807-CV,
(quoting Perry v.
University of Houston,
2009 WL 3152166, at *5
[1st Dist.] Oct. I, 2009, no pet.).
(Tex. App. -
Houston
"The cases that accept mere
temporal proximity between an employer's knowledge of protected
activity and an adverse employment action as sufficient evidence of
causality to establish a prima facie case uniformly hold that the
33Defendant's
Supplemental
Reply
Brief
in
Support
of
Defendant's Motion for Summary Judgment, Docket Entry No. 37,
pp. 11-12 (citing Declaration of Grady Grant, Appendix at p. 217).
-33-
temporal proximity must be
District v.
Breeden,
'very close.'
121 S.Ct.
1508,
Clark County School
If
1511
The
(2001).
Fifth
Circuit has found that "'a time lapse of up to four months' may be
sufficiently close,1f Feist v.
Louisiana,
Department of Justice,
Office of the Attorney General, ___ F.3d ___
(5th Cir. Sept. 16, 2013)
354
I
2013 WL 5178846, *3
(citing Evans v. Houston, 246 F.3d 344,
(5th Cir. 2001)), but that "a five month lapse is not close
enough without other evidence of retaliation. 1f
v.
Mississippi Power
2002)) .
&
Light Co.,
Id.
278 F.3d 463,
(citing Raggs
472
(5th Cir.
Other evidence of retaliation may include an employment
record that does not support the adverse action at issue, or an
employer's departure from typical policies and procedures.
Id.
(citing Schroeder v. Greater New Orleans Federal Credit Union, 664
F.3d 1016,
1024
(5th Cir. 2011)).
between plaintiff' s
human resource
complaint
department
of
Here,
the temporal proximity
discrimination
in October of
issuance of plaintiff's "Low Successful
If
2010,
to
defendant' s
and defendant's
performance evaluation for
2010 in March of 2011 is somewhere between four and five months.
The court concludes that this temporal proximity is close enough to
establish a prima facie case of retaliation under both Title VII
and the TCHRA.
(b)
Plaintiff Has Not Raised Fact Issue as to Pretext
The court concludes that defendant is entitled to summary
judgment on plaintiff's retaliation claim because plaintiff has
-34-
---------------_.
-----------
failed to cite admissible evidence capable of raising a fact issue
as to whether defendant's stated reasons for her "Low Successful"
evaluation were pretexts for retaliation.
Plaintiff argues that
the "Low Successful" evaluation she received in March of 2011 was
a pretext for retaliation because other District Sales Managers
with worse sales records received higher evaluations, and the only
other person to receive a
"Low Successful"
evaluation finished
below her in both Cymbalta and overall sales.
In support of this
argument plaintiff cites a table or "dashboard" that purports to
show comparative sales figures for plaintiff and some of her peers
for
the years
2001-2010
that
is
included in Exhibit
5 to the
response she filed to defendant's motion for summary judgment. 34
Defendant
argues
that
the
"dashboard"
and
the
sales
figures
reflected on it are inadmissible because they are unauthenticated
and, therefore, unreliable.
Federal Rule of Evidence 901(a) provides that, "[t]o satisfy
the
requirement
of
authenticating
or
identifying
an
item
of
evidence, the proponent must produce evidence sufficient to support
a
finding that the item is what the proponent claims it is."
Documents that are not properly authenticated are not admissible
and should not
be
considered
summary
judgment.
Wetzel,
410 Fed.Appx.
See
in connection with a
Orthodontic
795,
799 n.1
Centers
of
-35-
Texas,
(5th Cir. 2011)
34See Docket Entry No. 31, Exhibit 5, p. 3.
motion for
Inc.
v.
(per curiam)
(citing Duplantis v. Shell Offshore, Inc., 948 F.2d 187, 192
Cir.
1991),
(5th
for its holding that documents submitted as summary
judgment evidence must be authenticated).
The Federal Rules of
Evidence do not require conclusive proof of authenticity, but the
proponent
of
a
document
must
present
"evidence
sufficient
to
support a finding that the item is what the proponent claims" as a
prerequisite to admission.
Cramer v.
Fed.Appx.
Cir.
461,
464
(5th
NEC Corp.
2012)
of America,
(citing
496
McConathy
v.
Dr. Pepper/Seven Up Corp., 131 F.3d 558, 562 (5th Cir. 1998)).
"It
is within the court's discretion to exclude evidence that has not
been properly authenticated."
L.L.C.
v.
CFS
La.
Id.
Midstream Co.,
(citing R.R.
428
Management Co. ,
F.3d 214,
217
(5th Cir.
2005) ) .
The "dashboard" of sales figures on which plaintiff relies as
evidence
that
defendant's
reasons
for
her
"Low
Successful"
evaluation are pretextual is not authenticated and bears no indicia
of reliability.
For example, the "dashboard" is not on a page that
includes any mention of
etc.,
the defendant,
e.g.,
logo,
letterhead,
and the last names of several of the people listed in the
first column are missing.
Although plaintiff restates the sales
figures reflected on the "dashboard"
ln her sworn declaration, 35
plaintiff has failed to cite any evidence from which a fact-finder
could reasonably conclude either that she has personal knowledge of
35Declaration of Patti A. Blasingame, Docket Entry No.
p. 2.
-36-
30-1,
the Cymbalta and/or general sales figures that she attributes to
other District Sales Managers, or that a person in her position
would
have
such
personal
Accordingly,
knowledge.
the
court
concludes that neither the "dashboard" of comparative sales figures
included in Exhibit 5 to plaintiff's response to defendant's motion
for
summary
figures
judgment
reflected
admissible
nor plaintiff's
on
evidence
the
"dashboard"
for purposes
motion for summary judgment.
restatement
of
in
her
of
the
sales
declaration
ruling on the
is
defendant's
See Fed. R. Evid. 901(a).
Apart from the evidence of sales figures and annual ratings
contained in the
"dashboard," plaintiff has failed to cite any
evidence showing that she was treated differently than her male
peers
with
performance.
regard
to
the
rating
she
received
for
her
2010
Nor has plaintiff presented any evidence capable of
refuting defendant's evidence that her 2010 rating was made by
Grant,
not
by
Sackrule
the
manager
discriminatory animus towards women.
she
contends
harbored
Without such evidence plain-
tiff is unable to raise a genuine issue of material fact for trial
on her retaliation claim.
Moreover, even if the court were to consider the sales figures
reflected on the "dashboard" as admissible, the court would still
conclude that plaintiff has failed to raise a genuine issue of
material fact for trial on her retaliation claim.
Plaintiff's contention that the "Low Successful" evaluation
that she received for 2010 was retaliatory is based solely on the
fact that her 2010 rank, i.e., sales figures, were the same as John
-37-
Crawford's, but Crawford received an "Exemplary" rating while she
received a "Low Successful" rating.
§
III.A.2 (b) (2),
above,
the
But for the reasons stated in
court
has
already
concluded
that
plaintiff has failed to cite evidence capable of establishing that
she and John Crawford were similarly situated.
Moreover, plain-
tiff's argument fails to acknowledge that defendant has presented
undisputed
evidence
that
the
annual
rating
complains was not based solely on rank,
about
which
she
i.e., sales figures, but·
also on other criteria for which plaintiff
fails
to offer any
evidence capable of establishing that her performance was similar
to that of John Crawford's performance.
Nor has plaintiff cited
any evidence showing what, if any, disparity in pay between her and
John Crawford was caused by their disparate 2010 ratings.
Because
plaintiff has failed to offer evidence capable of establishing that
defendant's stated reasons for rating her 2010 performance as "Low
Successful" were pretexts for retaliation, the court concludes that
defendant is entitled to summary judgment on the retaliation claims
that plaintiff has asserted under both Title VII and the TCHRA.
IV.
For
the
reasons
Conclusions
explained
above,
Defendant's
Motion
for
Summary Judgment (Docket Entry No. 22) is GRANTED.
SIGNED at Houston, Texas, on this
2013.
SIM LAKE
UNITED STATES DISTRICT JUDGE
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