Alexander et al v. The National Football League
Filing
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COMPLAINT against All Defendants (Filing fee $ 350 receipt number 0541-9415343) filed by Charles F Alexander, Jr, Lamar L Lathon, Gregory L Lafleur.(Johns, Christopher)
IN THE UNITED STATES DISTRICT COURT FOR THE
SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION
CHARLES FRED ALEXANDER, JR.,
GREGORY LOUIS LAFLEUR, LAMAR
LAVANTHA LATHON
V.
THE NATIONAL FOOTBALL LEAGUE
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C.A. NO. _______________
JURY TRIAL DEMANDED
PLAINTIFF’S ORIGINAL COMPLAINT
Plaintiffs Charles Fred Alexander, Jr., Gregory Louis LaFleur, and Lamar Lavantha
Lathon file their Original Complaint against Defendant The National Football League, and for
cause of action respectfully shows this Court as follows:
INTRODUCTION
1.
The National Football League (―NFL‖ or ―the League‖) is America‘s most successful
and popular sports league. With 32 member teams, the league is a multi-billion dollar business.
With so much money at stake, the NFL is and has always been eager to avoid negative publicity.
As a result, the NFL regulates just about everything pertaining to their teams‘ operations,
including League policies, player appearance, marketing, and safety, among other items.
2.
Football is a tough, aggressive, physically demanding sport.
As such, it is vital to the
safety of its players that the NFL act reasonably, through research, studies, and other means, to
identify the risks of serious injury associated with playing professional football, to keep the
teams and players informed of the risks that they identify, and to take reasonable steps based
upon their findings to protect its players. Aware of this responsibility, the NFL, through its own
initiative created the Mild Traumatic Brain Injury (―MTBI‖) Committee in 1994 to research and
presumably attempt to mitigate what was already a tremendous problem in the league –
concussions.
3.
The large number of head injuries suffered by NFL players has been discussed in a wide
variety of news articles and television segments, and was addressed recently by the League in an
announcement that it would strictly enforce rules regarding illegal blows to the head.
But the
issue of head injuries is not a new problem at all; indeed, the League‘s players have been plagued
by the devastating effects of concussions for decades.
4.
Despite overwhelming medical evidence that on-field concussions have led directly to
brain injuries and tragic repercussions for its retired players, the NFL not only failed to take
effective action to try to protect its other players from suffering a similar fate, but also failed to
even inform its players of the true risks associated with concussions. Instead, the NFL has
consistently misrepresented and concealed medical evidence on this issue through its handpicked committee of unqualified physicians who were ostensibly looking into this issue. While
athletes in other professional sports who had suffered concussions were being effectively taken
out of service for extended periods of time or even full seasons, NFL protocol was to routinely
return players to the field who had suffered concussions during those same games.
5.
The bottom line is that the NFL has put its profits ahead of the health of its players.
Wanting their players on the field entertaining its fans, instead of training tables, and in an
attempt to protect a multi-billion dollar business, the NFL has purposefully attempted to sidestep and obfuscate the concussion problem, and has consistently disputed the very real
connection between concussions and brain injury. This has raised the ire of Congress, which has
blasted the NFL‘s handling of the issue on multiple occasions, as well as unbiased expert
neurologists who know the truth. The unfortunate reality is that in the 17 years since its
formation, the MTBI has served as nothing but a roadblock to any real attempt to protect NFL
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players from concussions and resultant brain injury. In fact, the committee‘s concealment and
misrepresentation of relevant medical and study information over the years has caused an
increased risk of life-threatening injury to players who were being kept in the dark.
6.
At the end of the day, the NFL has not only failed to satisfy its duty to take the reasonable
steps necessary to protect its players from devastating head injuries, it has done everything in its
power to hide the issue and mislead its players concerning the risks associated with
concussions.
THE PARTIES
7.
At the time of the commencement of this action, Plaintiff Charles Fred Alexander, Jr. is a
citizen of the State of Texas. Mr. Alexander played for the NFL member club Cincinnati
Bengals.
8.
At the time of the commencement of this action, Plaintiff Gregory Louis LaFleur is a
citizen of the State of Louisiana. Mr. LaFleur played for the NFL member clubs St. Louis
Cardinals and Indianapolis Colts.
9.
At the time of the commencement of this action, Plaintiff Lamar Lavantha Lathon is a
citizen of the State of Texas. Mr. Lathon played for the NFL member clubs Houston Oilers and
Carolina Panthers.
10.
Defendant NFL is a nonprofit, non-incorporated entity organized and existing under
the laws of the State of New York, with its principal place of business at 280 Park Ave., 15th Fl.,
New York, NY 10017. The NFL has never been the employer of Plaintiffs, who were employed
by independent clubs, named above, during their careers in the NFL.
JURISDICTION AND VENUE
11.
This Court has jurisdiction over this action pursuant to 28 U.S.C. § 1332(a), as there is
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complete diversity of citizenship between the parties, and the amount in controversy exceeds the
sum or value of $75,000, exclusive of interests and costs.
12.
This Court has personal jurisdiction over the NFL because it does substantial business in
this District, has a franchise, the Houston Texans, that is located in this District, and derives
substantial revenues from its contacts with this District.
13.
Venue is proper in this District pursuant to 28 U.S.C. § 1391(a)(2) and 1391(b)(2) as a
substantial part of the events and/or omissions giving rise to the claims emanate from activities
within this District, and Defendant conducts substantial business in this District.
ALLEGATIONS APPLICABLE TO ALL COUNTS
THE NATIONAL FOOTBALL LEAGUE
14.
The NFL oversees America‘s most popular spectator sport, football, and acts as a trade
association for 32 franchise owners. The NFL is currently comprised of 32 teams.
15.
The NFL governs and promotes the game of football, sets and enforces rules and League
policies, and regulates team ownership.
It generates revenue mostly through marketing
sponsorships, licensing merchandise, and selling national broadcasting rights to the games. The
teams share a percentage of the League‘s overall revenue. Founded in 1920 as the American
Professional Football Association, the league has been known as the NFL since 1922.
16.
NFL revenues far exceed any other sports league. Frequently surpassing $7 billion
annually, the NFL experienced its third most profitable year ever in 2008, earning some $7.6
billion.
17.
A Forbes Magazine article recently observed that 19 NFL franchises are worth $1 billion
or more.
Even the lowest-valued of the 32 NFL teams is worth approximately $800 million.
Over the last 15 years, the values of franchises in the NFL have increased 500 percent.
18.
According to a recent Wall Street Journal article, the NFL has spent nearly $5.5 million
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on lobbying firms since 2006, tripling its lobbying expenses over the previous four years.
According to the article, these lobbying firms ―address a host of issues from player concussions
to Internet gambling to cable and satellite television matters and labor issues.‖
19.
Owing in part to its immense financial power and monopoly status in American football,
the NFL has assumed enormous influence over the research and education of football injuries to
physicians, trainers, coaches, and amateur football players at all levels of the game. Indeed, the
website www.nflhealthandsafety.com states that USA Football, the sport‘s national governing
body, ―is the Official Youth Football Development Partner of the NFL and the NFL Players
Association. The independent non-profit organization leads the development of youth, high
school and international amateur football. In addition, USA Football operates programs and
builds resources to address key health and safety issues in partnership with leading medical
organizations. The organization was endowed by the NFL and NFLPA through the NFL Youth
Football Fund in 2002. USA Football stands among the leaders in youth sports concussion
education, particularly for football.‖
THE NATURE OF HEAD INJURIES SUFFERED BY NFL PLAYERS
20.
The American Association of Neurological Surgeons defines a concussion as ―a clinical
syndrome characterized by an immediate and transient alteration in brain function, including an
alteration of mental status and level of consciousness, resulting from mechanical force or trauma.
The injury generally occurs when the head either accelerates rapidly and then is stopped, or is
spun rapidly. The results frequently include confusion, blurred vision, memory loss, nausea,
and, sometimes, unconsciousness.
21.
Dr. Wise Young, a neurosurgery professor at New York University, described
concussions as follows: ―Picture your brain as a hunk of Jell-O floating in a bowl - your
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cranium. When you get hit in the head, the bowl suddenly shifts and the Jell-O bangs against the
side, then rebounds and bangs against the other side. At the same time, the Jell-O is twisted and
wrenched. This smashing, jiggling and torquing of the brain causes strains and tears,
snapping blood vessels, killing brain cells (neurons) and shearing the delicate connections
(axons) that link this incredibly complex cerebral telephone system.‖
Further, ―[w]hen
somebody is severely injured, you see breaks of the axons and nerve fibers all over the brain.‖
22.
Medical evidence shows that symptoms of a concussion can reappear hours or days after
the injury, indicating that the injured party had not healed from the initial blow. According to
neurologists, once a person suffers a concussion, he is as much as four times more likely to
sustain a second one. Additionally, after several concussions, a lesser blow may cause the same
injury, and the injured player requires more time to recover.
23.
Clinical and neuropathological studies by some of the nation‘s foremost experts
demonstrate that multiple concussions sustained during an NFL player‘s career cause severe
cognitive problems such as depression and early-onset dementia.
Chronic Traumatic
Encephalopathy (―CTE‖) is a progressive, degenerative disease of the brain found in athletes
(and others) with a history of repetitive concussions. Conclusive studies have shown this
condition to be prevalent in retired professional football players who have a history of head
injury.
24.
This head trauma, which includes multiple concussions, triggers progressive degeneration
of the brain tissue. These changes in the brain can begin months, years, or even decades after the
last concussion or end of active athletic involvement. The brain degeneration is associated with
memory loss, confusion, impaired judgment, paranoia, impulse control problems, aggression,
depression, and, eventually, progressive dementia. Not surprisingly, The University of North
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Carolina‘s Center for the Study of Retired Athletes published survey-based papers in 2005
through 2007 that found a clear correlation between NFL football and depression, dementia,
and other cognitive impairment.
25.
To date, neuroanatomists have performed autopsies on 13 former NFL players who died
after exhibiting signs of degenerative brain disease. Twelve of these players were found to have
suffered from CTE.
THE NFL’S DEFICIENT RESPONSES TO THE CONCUSSION ISSUE
26.
The NFL‘s concussion problem is not new.
In 1994, following the well- publicized
retirements of NFL players Al Toon and Merrill Hoge, both of whom had sustained serious head
injuries while playing and had developed post-concussion syndrome, then-NFL Commissioner
Paul Tagliabue established the Mild Traumatic Brain Injury (―MTBI‖) Committee to study,
among other things, post-concussion syndrome in NFL players.
27.
The NFL affirmatively assumed a duty to use reasonable care in the study of post-
concussion syndrome, and to use reasonable care in the publication of data from the MTBI
Committee‘s work.
28.
Rather than exercising reasonable care in these duties, the NFL immediately
engaged in a long-running course of negligent conduct.
29.
Instead of naming a noted neurologist to chair the newly formed committee or, at least, a
physician with extensive training and experience treating head injuries, Tagliabue appointed a
puppet, Dr. Elliot Pellman, to this post.
30.
Dr. Pellman, a rheumatologist with training in the treatment of joints and muscles, not
head injuries, would go on to chair the MTBI Committee from 1994 to 2007. Dr. Pellman‘s
leadership of this committee came under frequent harsh criticism for his deficient medical
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training, background, and experience to head the committee and lead its research efforts, not to
mention his bias.
31.
By 1994, when the NFL‘s committee was formed, scientists and neurologists alike were
already convinced that all concussions - even seemingly mild ones – were serious injuries that
permanently damage the brain, impair thinking ability and memory, and hasten the onset of
mental decay and senility, especially when they are inflicted frequently.
32.
The NFL‘s team of hand-picked experts had a different take on the issue,
however. They did not find concussions to be of significant concern and felt it more than
appropriate for players suffering a concussion to continue playing football during the same game
in which one was suffered.
33.
When asked in or about 2005 about his history of concussions, San Francisco 49ers
Quarterback Steve Young admitted to six ―official‖ concussions.
His definition of an official
concussion: ―When you‘re lying on your back and they cart you off. That‘s an ‗official‘
concussion.‖ With the NFL policy of minimizing the significance of concussions, players who
suffered them were told not to be overly concerned, and were regularly returned to game action
mere minutes after sustaining them.
34.
The NFL‘s practice, set in motion by the MTBI Committee, was irresponsible and
dangerous. In 2005, noted neurologist Dr. Dennis Choi, a professor and head of neurology at
Washington University in St. Louis, discussed his opinion that the most pernicious concussions
are those that occur before earlier concussions have healed. ―The brain has a wonderful ability
to partially heal itself,‖ said Dr. Choi, but ―[i]f you take another shot before healing has taken
place, the chances of compounding the injury are very real.‖
35.
In 1999, the National Center for Catastrophic Sport Injury Research at the
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University of North Carolina in Chapel Hill conducted a study involving 18,000 collegiate and
high school football players. The research showed that once a player suffered one concussion,
he was three times more likely to sustain a second one in the same season following the initial
concussion.
36.
A 2000 study, which surveyed 1,090 former NFL players, found that more than 60
percent had suffered at least one concussion, and 26 percent had suffered three or more, during
their careers.
Those who had sustained concussions reported more problems with memory,
concentration, speech impediments, headaches, and other neurological problems than those who
had not been concussed.
37.
The MTBI Committee has published multiple research articles since its inception. The
findings of the committee have regularly contradicted the research and experiences of
neurologists who treat sports concussions, and the players who endured them.
38.
For example, in the October 2004 edition of Neurosurgery, the MTBI Committee
published a paper in which it asserted that the Committee‘s research found no risk of repeated
concussions in players with previous concussions, and that there was no ―7- to 10-day window of
increased susceptibility to sustaining another concussion.‖
39.
In a comment to the study published in Neurosurgery, one doctor wrote that ―[t]he article
sends a message that it is acceptable to return players while still symptomatic, which contradicts
literature published over the past twenty years suggesting that athletes be returned to play only
after they are asymptomatic, and in some cases for seven days.‖
40.
For further example, in January, 2005 the Committee wrote that returning to play after a
concussion ―does not involve significant risk of a second injury either in the same game or
during the season.‖ However, a 2003 NCAA study of 2,905 college football players found just
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the opposite: those who have suffered concussions are more susceptible to further head trauma
for seven to ten days after the injury.
41.
In 2005, Dr. Bennet Omalu, at the time a Pittsburgh-area pathologist, studied the brain of
former NFL player Mike Webster, who had recently committed suicide. Dr. Omalu determined
that Webster suffered from CTE, and published his findings in the June 2005 edition of
Neurosurgery. Three members of the NFL‘s MTBI Committee—Drs. Pellman, Viano, and
Casson—attacked the article and said they wanted it retracted.
42.
Dr. Julian Bailes, a neurosurgeon from West Virginia University, briefed the NFL
Committee on the findings of Dr. Omalu and other independent studies linking multiple NFL
head injuries with cognitive decline. Dr. Bailes recalled the MTBI Committee‘s reaction to his
presentation: ―the Committee got mad … we got into it. And I‘m thinking, ‗this is a … disease
in America‘s most popular sport and how are its leaders responding? Alienate the scientist who
found it? Refuse to accept the science coming from him?‘‖
43.
In November, 2006, Dr. Omalu studied the brain of former NFL player Andre Waters,
who had died of a self-inflicted gunshot wound. The analysis of Waters‘ brain tissue conducted
by Dr. Omalu showed signs of CTE.
44.
A November, 2006 ESPN The Magazine article described how the MTBI
Committee failed to include hundreds of neuropsychological tests done on NFL players when
studying the effects of concussions on the results of such tests. The article further revealed that
Dr. Pellman had fired a neuropsychologist for the New York Jets, Dr. William Barr, after Dr.
Barr voiced concern that Dr. Pellman might be picking and choosing what data to include in the
committee‘s research to get results that would downplay the effects of concussions.
45.
Dr. Pellman stepped down as the head of the MTBI Committee in February, 2007. Dr.
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Kevin Guskiewicz, research director of UNC‘s Center for the Study of Retired Athletes, said at
the time that Dr. Pellman was ―the wrong person to chair the committee from a scientific
perspective and the right person from the league‘s perspective.‖ Regarding the work of Dr.
Pellman, Dr. Guskiewicz stated, ―[w]e found this at the high school level, the college level and
the professional level, that once you had a concussion or two you are at increased risk for future
concussions‖; but ―[Dr. Pellman] continued to say on the record that‘s not what they find and
there‘s no truth to it.‖
46.
Dr. Pellman was replaced by Doctors Ira Casson and David Vaino. Dr. Casson continued
to dismiss outside studies and overwhelming evidence linking dementia and other cognitive
decline to brain injuries. When asked in 2007 whether concussions could lead to brain damage,
dementia, or depression, Dr. Casson denied the linkage six separate times.
47.
In June, 2007, the NFL convened a concussion summit for team doctors and trainers. At
the summit, the co-chair of the MTBI Committee, Dr. Ira Casson, told team doctors and trainers
that CTE has never been scientifically documented in football players.
48.
In August, 2007, the NFL issued a concussion pamphlet to players.
Independent
scientists and neurologists were disgusted and dismayed by the following statement which
appeared in the pamphlet: ―current research with professional athletes has not shown that having
more than one or two concussions leads to permanent problems if each injury is managed
properly. It is important to understand that there is no magic number for how many concussions
is too many.‖
49.
The concussion pamphlet clearly created player reliance. ―We want to make sure all
NFL players…are fully informed and take advantage of the most up to date information and
resources as we continue to study the long-term impact on concussions.‖ Evidently, the ―most
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up to date information‖ did not include the findings of Doctors Guskiewicz, Cantu, Omalu, or
Bailes demonstrating a causal link between multiple concussions and later life cognitive decline.
50.
In 2008, the University of Michigan‘s Institute for Social Research conducted a study on
the health of retired players, with over 1,000 former NFL players taking part. The results of the
study, which were released in 2009, reported that ―Alzheimer‘s disease or similar memoryrelated diseases appear to have been diagnosed in the league‘s former players vastly more often
than in the national population – including a rate of 19 times the normal rate for men ages 30
through 49.‖ The NFL, which had commissioned the study, responded to its results by claiming
that the study was incomplete. Further findings, it said, would be needed. Several experts in the
field found the NFL‘s reaction to be ―bizarre,‖ noting that ―they paid for the study, yet they tried
to distance themselves from it.‖
51.
Shortly after the results from this study were released, Representative John
Conyers, Jr., Chairman of the House Judiciary Committee, called for hearings on the impact of
head injuries sustained by NFL players. In the first hearing, in October, 2009, Rep. Maxine
Waters stated, ―I believe you are an $8 billion organization that has failed in your responsibility
to the players. We all know it‘s a dangerous sport. Players are always going to get injured. The
only question is, are you going to pay for it? I know that you dearly want to hold on to your
profits. I think it‘s the responsibility of Congress to look at your antitrust exemption and take it
away.‖
52.
NFL Commissioner Roger Goodell testified at the hearing. He stated that ―[w]e are
fortunate to be the most popular spectator sport in America. In addition to our millions of fans,
more than three million youngsters aged 6-14 play tackle football each year; more than one
million high school players also do so and nearly seventy five thousand collegiate players as
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well.
We must act in their best interests even if these young men never play professional
football.‖ Goodell went on to testify that ―[i]n the past 15 years, the NFL has made significant
investments in medical and biomechanical research.
All of that information has been made
public, subjected to thorough and on-going peer review, published in leading journals, and
distributed to the NFLPA and their medical consultants. We have been open and transparent,
and have invited dialogue throughout the medical community.‖
53.
Also in the October hearing, NFLPA Executive Director DeMaurice Smith stated that the
study was not the first study on this issue. ―While this is the first NFL-accepted study that
demonstrated a connection between on-field injury and post career mental illness, there have
been studies over the last decade highlighting that fact. Unfortunately, the NFL has diminished
those studies, urged the suppression of the findings for years, and moved slowly in an area where
speed should have been the impetus.‖
54.
After the congressional hearings, the NFLPA called for the removal of Dr. Casson as
MTBI co-chair. ―Our view is that he‘s a polarizing figure on this issue, and the players certainly
don‘t feel like he can be an impartial party on this subject,‖ said NFLPA assistant executive
director George Atallah. Dr. Casson and Dr. David Viano resigned as co-committee chairmen
after the 2009 congressional hearings. Again, Dr. Casson came under criticism during the
hearings for his ―continued denials of any link among retired players between injuries
sustained in professional football and heightened rates of dementia.‖
55.
Shortly after the October, 2009 hearings, the NFL announced that it would impose its
most stringent rules to date on managing concussions, requiring players who exhibit any
significant sign of concussion to be removed from a game or practice and be barred from
returning the same day. The League‘s former practice of allowing players to return to the field
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when their concussion symptoms subside, a practice experienced by all Plaintiffs, has been
soundly criticized for putting its players at risk.
56.
In the apparent change in policy, the NFL indicated that ―independent experts‖ would
decide who could return to play and who had to sit out so their brain can heal. Not surprisingly,
the ―independent experts,‖ were selected by Dr. Pellman.
The change contradicted past
recommendations by the Committee, which had recommended as safe the league‘s practice of
returning players to the field after concussion. The committee had published a paper in the
journal Neurosurgery in 2005 that stated ―[p]layers who are concussed and return to the
same game have fewer initial signs and symptoms than those removed from play. Return
to play does not involve a significant risk of a second injury either in the same game or during
the season.‖
57.
In December, 2009, an NFL spokesman stated that it was ―quite obvious from the
medical research that‘s been done that concussions can lead to long-term problems.‖ This fact
had been quite obvious to virtually every person involved in the study of concussions for more
than a decade with the exception of the NFL and its so called ―experts.‖
58.
On December 17, 2009, Cincinnati Bengals wide receiver Chris Henry, 26, died after
falling from the back of a pickup truck. Doctors Omalu and Bailes performed a postmortem
study on Henry‘s brain and diagnosed Henry with CTE.
59.
In January, 2010, the House Judiciary Committee held further hearings on Football
Player Head Injuries. The committee chairman, Rep. John Conyers, Jr., noted that ―until
recently, the NFL had minimized and disputed evidence linking head injuries to mental
impairment in the future.‖
60.
Dr. Casson provided oral and written testimony at the January 2010 hearings.
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He
continued to deny the validity of the other studies, stating that ―[t]here is not enough valid,
reliable or objective scientific evidence at present to determine whether or not repeat head
impacts in professional football result in long term brain damage.‖
61.
Rep. Linda Sanchez soundly criticized the NFL at the hearings:
―I find it really
ridiculous that he‘s saying that concussions don‘t cause long-term cognitive problems. I think
most people you ask on the street would figure that repeated blows to the head aren‘t good for
you.‖ She further commented that ―[i]t seems to me that the NFL has literally been dragging its
feet on this issue until the past few years. Why did it take 15 years?‖
62.
In 2010, the NFL re-named the MTBI Committee as the ―Head, Neck, and Spine Medical
Committee,‖ and announced that Dr. Pellman would no longer be a member of the Committee.
Drs. H. Hunt Batjer and Richard G. Ellenbogen were selected to replace Drs. Casson and Viano.
The two new co-chairmen selected Dr. Mitchel S. Berger to serve on the Committee.
63.
Under its new leadership, the Committee admitted that data collected by the NFL‘s
former brain-injury leadership was ―infected,‖ said that their Committee should be assembled
anew.
Attempting to distance itself from the prior regime, the new Committee formally
requested that the group‘s former chairman, Dr. Elliot Pellman, not speak at one of their initial
conferences.
64.
During a May, 2010 Congressional hearing, Congressman Anthony Weiner addressed
Drs. Batjer and Ellenbogen with the following comment: ―you have years of an infected system
here, and your job is…to mop [it] up.‖ Step one should have been for the NFL‘s Committee to
issue an adequate warning to league players about the causal link between multiple on-field
concussions and cognitive decline. At one juncture during the Congressional hearing, Rep.
Weiner, infuriated by the answers he was being given by Dr. Ellenbogen, exclaimed, ―You‘re in
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charge of the brains of these players!‖
65.
Shortly after the May, 2010 hearing, Dr. Batjer was quoted as saying, ―[w]e all had issues
with some of the methodologies described, the inherent conflict of interest that was there in
many areas, that was not acceptable by any modern standards or not acceptable to us. I wouldn‘t
put up with that, our universities wouldn‘t put up with that, and we don‘t want our professional
reputations damaged by conflicts that were put upon us.‖
66.
The NFL continued its deficient response to head injuries as the 2010 season began, and
the League‘s concussion woes continued. In an early season game in 2010, when Eagles middle
linebacker Stewart Bradley staggered on to the field and stumbled over, it was clear that he had
suffered a head injury. Troy Aikman, the former Cowboys quarterback who had suffered
multiple concussions and was analyzing the game on television, commented that ―[i]t‘s hard to
imagine him coming back into this game in light of what we just saw.‖ But after about four
minutes of real time, the Eagles sent Bradley back on the field. Bradley was soon removed from
the game, this time diagnosed with a concussion. In the same game, Eagles Quarterback
Kevin Kolb was also sidelined by a concussion. He too was initially cleared to play and
briefly returned to the game.
67.
Recently, when legendary New York Giants Linebacker Harry Carson was asked about
the concussion issue, he was quoted as saying: ―Physically, I have aches and pains, but that
comes with playing the game. But if somebody tells you neurologically you could sustain some
kind of brain damage that will go with you the rest of your life. If somebody had told me that a
long time ago, I don‘t frankly think I would have [played].‖
68.
After 16 years of essentially ignoring the issue, it appears as though the NFL has only
just begun to take the concussion issue seriously. On October 20, 2010, in the wake of a series
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of dangerous and flagrant hits resulting in concussions, the NFL levied fines totaling $175,000
on three players: James Harrison, Brandon Meriweather, and Duanta Robinson. In discussing
Meriweather‘s helmet to helmet hit on Baltimore Ravens Tight End Todd Heap, NFL Executive
Vice President of Football Operations Ray Anderson was quoted as saying that ―in our view, the
hit was flagrant and egregious. Effective immediately, that‘s going to be looked at at a very
aggressive level, which would include suspension without pay…What I would tell you is that if
there are flagrant and egregious violations of our current rules, we will be enforcing, effective
immediately, discipline at a higher level.‖
69.
That same day, NFL Commissioner Roger Goodell forwarded a memo to all 32 NFL
teams with a message that was to be read to all players and coaches. Also forwarded to each
team was a video showing ―what kinds of hits are against the rules.‖ Goodell‘s memo provided
in part that ―violations of the playing rules that unreasonably put the safety of another player in
jeopardy have no place in the game, and that is especially true in the case of hits to the head and
neck. Accordingly, from this point forward, you should be clear on the following points: (1)
Players are expected to play within the rules. Those who do not will face increased discipline,
including suspensions, starting with the first offense; (2) Coaches are expected to teach playing
within the rules. Failure to do so will subject both the coach and the employing club to
discipline; (3) Game officials have been directed to emphasize protecting players from illegal
and dangerous hits, and particularly from hits to the head and neck. In appropriate cases, they
have the authority to eject players from a game.‖
70.
Two days later, a second memo was sent out to all teams by Ray Anderson, providing
each coach with the names of only his own players who have multiple infractions. As NFL
Spokesman Greg Aiello stated, ―the purpose was to provide an opportunity for the coach to give
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extra caution to those players to abide by the safety rules.‖
71.
On February 17, 2011, former Chicago Bears and New York Giants player Dave Duerson
committed suicide. Only 50 at the time of his death, Duerson had suffered months of headaches,
blurred vision, and faltering memory. After his death, Boston University researchers determined
that Duerson was suffering from CTE.
72.
In October, 2011, Dr. Berger of the Head, Neck, and Spine Medical Committee
announced that a new study was in the planning process. Addressing problems with the previous
long-range study, a New York Times article noted that Dr. Berger said, ―[t]here was no science
in that.‖ Dr. Berger further stated that data from the previous study would not be used; ―[w]e‘re
really moving on from that data. There‘s really nothing we can do with that data in terms of how
it was collected and assessed.‖
73.
In November, 2011, the League‘s Injury and Safety Panel issued a directive telling its
game officials to watch closely for concussion symptoms in players. The directive came 10 days
after San Diego guard Kris Dielman sustained a head injury against the Jets and later had a grand
mal seizure on the team‘s flight home. Dielman sustained a head injury during a game on Oct.
23, finished playing in the game, and was not assessed until afterward.
74.
Following a decade and a half of burying its head in the sand, the first serious actions
taken to address the rampant concussion problem in the League has already had positive effects.
NFL Officiating Chief Carl Johnson was quoted on NBC‘s ―Football Night in America,‖ stating
that he‘s ―seen a change in players‘ behavior in one week.‖
75.
Why League policy changes, accurate information sharing, strict fines, and
warnings of this nature were not recommended by the NFL‘s so called ―expert‖ MTBI
Committee soon after its creation in 1994 is difficult to comprehend. The fact that it took the
18
NFL 16 years to admit that there was a problem and to take any real action to address the
problem is willful and wanton and demonstrates a reckless disregard for the safety of its players.
PLAINTIFFS’ INJURIES
Fred Alexander, Jr.
76.
Plaintiff Charles Fred Alexander, Jr. was selected by the Cincinnati Bengals in the 1979
NFL draft. Mr. Alexander played with the Bengals for seven seasons.
77.
Mr. Alexander suffered numerous concussions during his seven year career in the NFL.
At no time after suffering these concussions was Mr. Alexander warned about the dangers of
returning to play too quickly. Nor was Mr. Alexander warned about the risk of long-term injury
due to football related concussions. This lack of warnings was a substantial factor in causing his
current injuries.
78.
Mr. Alexander retired from the NFL in 1985. Since his retirement, he has suffered from
various health ailments, including but not limited to severe migraine headaches, sleeping
problems, dizziness, light-headedness, loss of short-term memory, other memory related
problems, depression, blurred vision, loss of peripheral vision, problems with hearing, and other
ailments.
Gregory Louis LaFleur
79.
Plaintiff Gregory Louis LaFleur was selected by the Philadelphia Eagles in the 1981 NFL
draft. He went on to play for the St. Louis Cardinals from 1981-1986, and finished his career
with the Indianapolis Colts in 1986.
80.
Mr. LaFleur suffered numerous concussions during his six year career in the NFL. At no
time after suffering these concussions was Mr. LaFleur warned about the dangers of returning to
play too quickly. Nor was Mr. LaFleur warned about the risk of long-term injury due to football
19
related concussions. This lack of warnings was a substantial factor in causing his current
injuries.
81.
Mr. LaFleur retired from the NFL in 1986. Since his retirement, he has suffered from
various health ailments, including but not limited to severe migraine headaches, sleeping
problems, dizziness, light-headedness, loss of short-term memory, other memory related
problems, depression, blurred vision, loss of peripheral vision, problems with hearing, and other
ailments.
Lamar Lavantha Lathon
82.
Plaintiff Lamar Lavantha Lathon was selected by the Houston Oilers in the 1990 NFL
draft. He played for the Oilers from 1990-1995. He went on to play for the Carolina Panthers
from 1995-1999.
83.
Mr. Lathon suffered numerous concussions during his ten year career in the NFL. At no
time after suffering these concussions was Mr. Lathon warned about the dangers of returning to
play too quickly. Nor was Mr. Lathon warned about the risk of long-term injury due to football
related concussions. This lack of warnings was a substantial factor in causing his current
injuries.
84.
Mr. Lathon retired from the NFL in 1999. Since his retirement, he has suffered from
various health ailments, including but not limited to severe migraine headaches, sleeping
problems, dizziness, light-headedness, loss of short-term memory, other memory related
problems, depression, blurred vision, loss of peripheral vision, problems with hearing, and other
ailments.
85.
The applicable statute of limitations is tolled because the NFL‘s fraudulent concealment
of the dangers and adverse effects of head injuries made it impossible for Plaintiffs to learn of
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the hazards to their health.
86.
Plaintiffs did not become reasonably aware of the dangerous nature of, and the
unreasonable adverse side effects associated with, nor establish any provable compensable
damages caused by, their head injuries prior to two years before the date of this Complaint. The
accrual of a complete cause of action relating to the cognizable physical manifestation of their
injuries did not exist until that time.
87.
The NFL was under a continuing duty to disclose the true character, quality, and nature
of the after effects of head injuries. Because of the NFL‘s concealment of the true character,
quality, and nature of these injuries, it is estopped from relying on any statute of limitations
defense.
88.
The NFL, in the course of its business, omitted material key facts about the effects of
head injuries, which prevented Plaintiffs from discovering a link between their premature
return to action and their head injuries.
COUNT I (Negligence)
89.
Plaintiffs incorporate by reference all preceding paragraphs as if fully set forth herein and
further allege on information and belief as follows.
90.
The NFL, as the purveyor of safety rules for the League, owed Plaintiffs a duty to use
reasonable care in researching, studying, and/or examining the dangers and risks of head injuries
and/or concussions to NFL players, to inform and warn its players of such risks, and to
implement reasonable league policies and/or take other reasonable action to minimize the risks
of head injuries.
91.
The NFL affirmatively and voluntarily established the MTBI Committee to examine the
dangers and consequences of head injuries to NFL players, to report on its findings, to provide
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information and guidance from its research and studies concerning concussions to teams and
players, and to make recommendations to reduce the risks of concussions. The NFL was
responsible for the staffing and conduct of the MTBI Committee.
92.
Primarily, the NFL failed to use reasonable care in the manner in which it created the
MTBI Committee and in the appointment of physicians to head the Committee who were
not qualified for the job.
93.
The NFL and its MTBI Committee also failed to use reasonable care in researching,
studying, and/or examining the risks of head injuries and/or concussions in professional
football, and in downplaying and in many cases denying both the severity of such injuries and
the clear link between concussions and brain damage, thereby breaching its duty to its players,
including Plaintiffs.
94.
The NFL and its MTBI Committee failed to inform, warn, and/or advise its players
and/or misinformed them of the risks and complications inherent in sustaining concussions,
thereby breaching its duty to its players, including Plaintiffs.
95.
The NFL and its MTBI Committee were further negligent, careless, and/or grossly
negligent in the following respects:
failing to use reasonable care in overseeing, controlling, and/or regulating policies and
procedures of the League so as to minimize the risk of head injuries and/or concussions;
failing to use reasonable care in the research and/or investigation of the concussion issue;
failing to appoint a qualified physician or panel of physicians to head the aforesaid MTBI
Committee;
placing a physician in charge of the committee whose primary motive was to appease the
NFL rather than to report accurately;
disregarding independent scientific studies which showed the risks of head injuries and/or
22
concussions to NFL players‘ health;
failing to acknowledge, either publically or to its players, the clear link between concussions
and brain injuries being suffered by its players;
failing to acknowledge, either publically or to its players, the linkage between playing
football and long-term brain injuries;
failing to make and/or timely make necessary League policy changes as it pertains to
intentional hits to the head, hits to the head of a defenseless player, helmet to helmet hits,
and concussions in general;
publishing misleading and erroneous findings;
failing to issue a timely warning, through a concussion pamphlet or other means to its
players, concerning the causal link between concussions and later life cognitive decline;
issuing misinformation and purposefully attempting to mislead its players through the
concussion pamphlet which it issued in August 2007;
collecting and reporting upon data that was ―infected‖ and/or not reliable;
causing, by and through its negligent conduct and omissions, an increased risk of harm to its
players;
failing to provide competent information to its teams, players, coaches, trainers, and
medical personnel regarding the significance of head injuries and/or concussions, their
symptoms and necessary and/or proper treatment of same; and
creating a culture within the NFL in which concussions and their devastating effects would
be commonplace.
96.
As a direct and proximate result of the NFL‘s negligent, careless, and/or grossly
negligent conduct and omissions as discussed above, Plaintiffs have suffered serious injuries,
including but not limited to brain damage with a resultant loss therefrom.
97.
That by reason of the foregoing negligence on the part of the NFL, Plaintiffs are informed
and believes that their injuries are permanent and that they will permanently suffer from the
effects of their injuries, including but not limited to continuous pain and suffering and severe
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emotional distress.
98.
That by reason of the foregoing negligence on the part of the NFL, Plaintiffs were
compelled and will be compelled in the future to require medical aid and attention, with a
resultant cost therefrom.
99.
That by reason of the foregoing negligence on the part of the NFL, Plaintiffs have
suffered a loss of opportunity of employment and will continue to suffer such loss of opportunity
in the future with a resultant loss therefrom.
COUNT II (Fraud)
100.
Plaintiffs incorporate by reference all preceding paragraphs as if fully set forth herein and
further allege on information and belief as follows.
101.
The NFL materially misrepresented the risk faced by Plaintiffs related to head injuries.
The NFL‘s MTBI Committee, through misleading public statements, published articles, and the
concussion pamphlet issued to the players, downplayed known long-term risks of concussions to
NFL players.
102.
Material misrepresentations were made by members of the NFL‘s committee on multiple
occasions, including but not limited to testimony given at congressional hearings and the
―informational‖ pamphlet which it issued to the players.
103.
The material misrepresentations include the NFL‘s remarks that Plaintiffs were not at an
increased risk of head injury if they returned too soon to an NFL game or training session after
suffering a head injury.
104.
The NFL‘s material misrepresentations also included its criticism of legitimate scientific
studies which illustrated the dangers and risks of head injuries.
105.
The NFL knew of the misleading nature of these statements when they were made.
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106.
The NFL knew or should have known that Plaintiffs would rely on these
misrepresentations.
107.
Plaintiffs relied on these misrepresentations when playing in the NFL. Had Plaintiffs
known the real risks to their health, they would not have agreed to jeopardize their health.
108.
As a direct and proximate result of the NFL‘s fraudulent conduct, Plaintiffs have suffered
physical injuries, including, but not limited to memory and cognitive problems, and have
suffered multiple economic losses.
COUNT III (Fraudulent Concealment)
109.
Plaintiffs incorporate by reference all preceding paragraphs as if fully set forth herein and
further allege on information and belief as follows.
110.
The NFL‘s MTBI Committee concealed the risks of head injuries to Plaintiffs, and the
risk to Plaintiffs if he returned to the playing field before making a proper recovery from his
injuries.
111.
The NFL‘s MTBI Committee, through misleading public statements, published articles,
and the concussion pamphlet issued to players, concealed and downplayed known long- term
risks of concussions to NFL players.
113.
The concussion pamphlet clearly created player reliance.
The NFL stated that ―[w]e
want to make sure all NFL players … are fully informed and take advantage of the most up to
date information and resources as we continue to study the long-term impact on
concussions.‖
114.
Further concealment of material information occurred in January, 2010. Dr. Casson
provided oral and written testimony at the January, 2010 congressional hearings, where he
continued to deny the validity of other studies.
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115.
The NFL failed to acknowledge, either publicly or to its players, the clear link between
concussions and brain injuries beings suffered by NFL players.
116.
The NFL failed to acknowledge, either publicly or to its players, the linkage between
playing football and long-term brain injuries.
117.
The NFL willfully concealed this information from Plaintiffs in order to prevent negative
publicity and increased scrutiny of its medical practices.
118.
The NFL knew that Plaintiffs would rely on the inaccurate information that it provided.
119.
Plaintiffs relied on this inaccurate information during their NFL careers.
120.
As a direct and proximate result of the NFL‘s fraudulent conduct, Plaintiffs have suffered
physical injury, including, but not limited to, memory and cognitive problems, and multiple
economic losses.
COUNT IV (Negligent Misrepresentation)
121.
Plaintiffs incorporate by reference all preceding paragraphs as if fully set forth herein and
further allege on information and belief as follows.
122.
The NFL misrepresented the dangers that NFL players faced in returning to action too
quickly after sustaining a head injury. The NFL‘s MTBI Committee, through public statements
which it knew or should have known were misleading, published articles, and the issuance of the
concussion pamphlet to its players, downplayed and effectively concealed the long-term risks of
concussions to NFL players.
123.
Material misrepresentations were made by members of the NFL‘s Committee on multiple
occasions, including but not limited to testimony at congressional hearings and the
―informational‖ pamphlet issued to players.
124.
The misrepresentations included the NFL‘s remarks that Plaintiffs were not at an
26
increased risk of head injury if they returned too soon to an NFL game or training session after
suffering a head injury.
125.
The NFL‘s material misrepresentations also included its criticism of legitimate scientific
studies that illustrated the dangers and risks of head injuries.
126.
The NFL made
these
misrepresentations
and
actively
concealed
adverse
information at a time when they knew, or should have known, because of its superior position of
knowledge, that Plaintiffs faced health problems if they were to return to a game or practice too
soon.
127.
The NFL knew or should have known the misleading nature of these statements when
they were made.
128.
The NFL made misrepresentations and actively concealed information with the intention
that Plaintiffs would rely on the misrepresentations or omissions in selecting their course of
action.
129.
As a direct and proximate result of the NFL‘s fraudulent conduct, Plaintiffs have suffered
physical injury, including, but not limited to, memory and cognitive problems, and have suffered
multiple economic losses.
COUNT V (Conspiracy)
130.
Plaintiffs incorporate by reference all preceding paragraphs as if fully set forth herein and
further allege on information and belief as follows.
131.
The NFL actively and deliberately conspired with its team members and/or independent
contractors, who were directed to continuously discount and reject the causal connection
between multiple concussions suffered while playing in the NFL.
132.
This conduct between the NFL and others was a proximate cause of the chronic injuries
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and damages suffered by Plaintiffs.
WHEFORE, Plaintiffs demand judgment against Defendant as follows:
a) Awarding Plaintiffs compensatory damages against Defendant in an amount
sufficient to fairly and completely compensate Plaintiffs for all damages;
b) Awarding Plaintiffs punitive damages against Defendant in an amount sufficient to
punish Defendant for its wrongful conduct and to deter similar wrongful conduct
in the future;
c) Awarding Plaintiffs costs and disbursements, costs of investigations, attorneys‘
fees, and all such other relief available under law;
d) Awarding that the costs of this action be taxed to Defendant; and
e) Awarding such other and further relief as the Court may deem just and proper.
Respectfully submitted,
By:
OF COUNSEL:
THE BUZBEE LAW FIRM
Christopher K. Johns
SBOT No. 24002353
SD ID No. 21630
cjohns@txattorneys.com
/s/ Christopher K. Johns
ANTHONY G. BUZBEE
SBOT No. 24001820
SD ID No. 22679
JP Morgan Chase Tower
600 Travis Street, Suite 7300
Houston, Texas 77002
Telephone: 713.223.5393
Facsimile: 713.223.5909
ATTORNEYS FOR PLAINTIFFS
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