Garcia-Sonnier et al v. Pasadena Independent School District et al
Filing
33
FINDINGS OF FACT AND CONCLUSIONS OF LAW(Signed by Judge Keith P Ellison) Parties notified. (sclement, 4)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION
GILBERT JOE CISNEROS, et al,
Plaintiffs,
VS.
PASADENA INDEPENDENT SCHOOL
DISTRICT, et al,
Defendants.
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CIVIL ACTION NO. 4:12-CV-2579
FINDINGS OF FACT AND CONCLUSIONS OF LAW
The parties in this case are Plaintiffs Gilbert Joe Cisneros, Catherine Garcia Sonnier,
Martha Gonzalez, Salvador Martinez, Edward Ybarra, Arnold Hurtado, and Melinda Villarreal
(collectively, “Plaintiffs”) and Defendants Pasadena Independent School District (“PISD”),
Marshall Kendrick, Jerry Ross Speer, Nelda Sullivan, Vickie Morgan, Fred Roberts, Mariselle
Quijano-Lerma, and Jack Bailey, all in their official capacities as members of the Board of
Trustees of the PISD. Plaintiffs challenge the at-large electoral system used by the PISD to elect
the seven members of its Board of Trustees. The case was tried to the Court between November
6 and November 8, 2013. Pursuant to Federal Rule of Civil Procedure 52, the Court’s Findings
of Fact and Conclusions of Law are set forth below.
I.
LEGAL FRAMEWORK
Section 2 of the Voting Rights Act forbids political processes that “result[] in a denial or
abridgement of the right of any citizen of the United States to vote on account of race or color.”
42 U.S.C. § 1973. The Supreme Court has long recognized that an at-large voting system may
violate Section 2 by “operat[ing] to minimize or cancel out the voting strength of racial
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minorities in the voting population.” Thornburg v. Gingles, 478 U.S. 30, 47 (1986) (internal
quotation marks omitted). “The theoretical basis for this type of impairment is that where
minority and majority voters consistently prefer different candidates, the majority, by virtue of
its numerical superiority, will regularly defeat the choices of minority voters.” Id. at 48.
As a threshold matter, Plaintiffs must establish three “necessary preconditions” set forth
by the Supreme Court in Gingles for a Section 2 violation. Gingles, 478 U.S. at 50. Specifically,
“[t]he minority group must demonstrate that: (1) it is sufficiently large and geographically
compact to constitute a majority in a single-member district; (2) it is politically cohesive; and (3)
the white majority votes sufficiently as a bloc to enable it – in the absence of special
circumstances – usually to defeat the minority’s preferred candidates.” Sensley v. Albritton, 385
F.3d 591, 595 (5th Cir. 2004).
Plaintiffs must prove each of these preconditions by a
preponderance of the evidence. League of United Latin American Citizens #4552 (LULAC) v.
Roscoe Indep. Sch. Dist., 123 F.3d 843, 846 (5th Cir. 1997). Failure to prove any one of these
elements defeats a Section 2 claim. Sensley, 385 F.3d at 595.
Plaintiffs must then prove that, “based on the totality of the circumstances, they have less
opportunity than other members of the electorate to participate in the political process and to
elect representatives of their choice.”
Sensley, 385 F.3d at 595 (internal quotation marks
omitted). When evaluating the totality of the circumstances, courts are guided by nine factors:
1. the extent of any history of official discrimination in the state or political subdivision that
touched the right of the members of the minority group to register, to vote, or otherwise
to participate in the democratic process;
2. the extent to which voting in the elections of the state or political subdivision is racially
polarized;
3. the extent to which the state or political subdivision has used unusually large election
districts, majority vote requirements, anti-single shot provisions, or other voting practices
or procedures that may enhance the opportunity for discrimination against the minority
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group;
4. if there is a candidate slating process, whether the members of the minority group have
been denied access to that process;
5. the extent to which members of the minority group in the state or political subdivision
bear the effects of discrimination in such areas as education, employment and health,
which hinder their ability to participate effectively in the political process;
6. whether political campaigns have been characterized by overt or subtle racial appeals;
7. the extent to which members of the minority group have been elected to public office in
the jurisdiction;
8. whether there is a significant lack of responsiveness on the part of elected officials to the
particularized needs of the members of the minority group; and
9. whether the policy underlying the state or political subdivision’s use of such voting
qualification, prerequisite to voting, or standard, practice, or procedure is tenuous.
Teague v. Attala Cnty., Miss., 92 F.3d 283, 292-93 (5th Cir. 1996). Although possible, “it will
be only the very unusual case in which the plaintiffs can establish the existence of the three
Gingles factors but still have failed to establish a violation of § 2 under the totality of the
circumstances.” Teague, 92 F.3d at 293 (quoting Clark v. Calhoun Cnty., 21 F.3d 92 (5th Cir.
1994)).
“Because the resolution of a voting dilution claim requires close analysis of unusually
complex factual patterns, and because the decision of such a case has the potential for serious
interference with state functions, . . . district courts [must] explain with particularity their
reasoning and the subsidiary factual conclusions underlying their reasoning.” Westwego Citizens
for Better Gov’t v. City of Westwego, 872 F.2d 1201, 1203 (quoting Velasquez v. City of Abilene,
725 F.2d 1017, 1020 (5th Cir. 1989)). The Fifth Circuit has emphasized the district court’s
responsibility to “specifically state the evidence found credible and the reasons for its
conclusions,” and to “discuss all ‘substantial’ evidence contrary to its decision.” LULAC, 123
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F.3d at 846.
II.
FINDINGS OF FACT
A. Background
The Pasadena Independent School District (“PISD”) is a governmental unit organized for
the operation of schools in the southeast part of Harris County, Texas. The PISD encompasses
portions of the City of Pasadena, the City of South Houston, and the City of Houston. Sixty-two
schools operate within its boundaries. (Tr. 2 at 448:15-17.)
Seven members on the PISD Board of Trustees govern the school district. Prior to 2011,
board members were elected to three-year terms through at-large elections.
Today, board
members are elected to four-year terms through at-large elections held every other year in May.
(Tr. 2 at 432:11-17 and 449:15-17.) The current Board consists of the individual Defendants in
this lawsuit – Marshall Kendrick, Jerry Ross Speer, Nelda Sullivan, Vickie Morgan, Fred
Roberts, Mariselle Quijano-Lerma, and Jack Bailey.
The demographics of the PISD’s student body have changed dramatically over the last
twenty years. Between 1993 and 2011, the Hispanic student population increased by 132.4%
while the Non-Hispanic White student population decreased by 73.3%. (Pl. Ex. 20 at 19.) In the
1993-1994 school year, PISD enrolled 39,265 students. (Pl. Ex. 18 at 12.) According to the
annual report by the Texas Education Agency, the student body was 44.3% Non-Hispanic White,
46.6% Hispanic, 5% Non-Hispanic Black, and 4.1% Asian/Other. (Id.) In the 2011-2012 school
year, the student body had grown to include 52,708 students, of whom 7.9% were Non-Hispanic
White, 81.8% were Hispanic, 6.5% were Non-Hispanic Black, and 3.8% were Asian/Other. (Id.)
Dr. Richard Murray, an expert for the Plaintiffs, explains that “[t]he enormous change in
the student population in the PISD is rooted primarily in the changing racial-ethnic makeup of
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the district’s population, and secondarily in the aging of its resident Anglos, who have many
fewer school age children in the 21st century.” (Pl. Ex. 18 at 12.) In 2010, the PISD had a total
population of 240,506 and a total voting age population of 164,845. (Pl. Ex. 18 at 13.) Hispanic
residents accounted for 66.1% of the total population and 60.8% of the total voting age
population. (Pl. Ex. 18 at 13.)
Although the Hispanic population of the PISD has increased, Hispanic representation on
the Board of Trustees has remained constant. The Board has continuously included one Hispanic
member since 1987, when voters elected Carmen Orozco. (Tr. 2 at 433:13-15.) Ms. Orozco
served on the Board until 2009, when voters elected Mariselle Quijano-Lerma. (Tr. 2 at 432:1822 and 433:6-12.)
A group of Hispanic citizens challenged the PISD’s at-large electoral system in 1992.
Perez v. Pasadena Indep. Sch. Dist., 958 F. Supp. 1196 (S.D. Tex. 1997). In that case, the
plaintiffs were unable to form a compact single-member district in the PISD with a majority of
Hispanic voting-age citizens using the 1990 census data. Id. at 1210. The court refused to rely
instead on an estimated projection of CVAP figures. Id. at 1212-13. The court held that the
plaintiffs “ha[d] not established that, based on the 1990 census, the best available data before
[the] court, it [was] possible to form a compact single-member district in the PISD that would
have a majority of Hispanic voting-age citizens as residents.” Id. at 1228-29. The court found in
favor of the defendants since the plaintiffs failed to meet the first factor of Gingles, but noted that
the plaintiffs “raised valid concerns as to hindrances to Hispanic participation in the PISD
political process.” Id. at 1230.
Plaintiffs filed this lawsuit in 2012 to challenge once again the PISD’s at-large electoral
system. Plaintiffs – Gilbert Joe Cisneros, Catherine Garcia Sonnier, Martha Gonzalez, Salvador
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Martinez, Edward Ybarra, Arnold Hurtado, and Melinda Villarreal – are eligible to vote in the
PISD elections. They allege that their votes are diluted by the PISD’s at-large electoral scheme
and that they are not able to participate equally in the political process.
B. Fact and Expert Witnesses
Plaintiffs offered the testimony of four experts. Dr. Matt Barreto, who presented a
statistical analysis of endogenous and exogenous elections, holds B.S. and Ph.D. degrees in
political science, as well as a M.S. degree in social science. Dr. Barreto is an Associate
Professor of Political Science at the University of Washington. George Korbel analyzed the
demographics of the PISD and presented a demonstration plan of single-member districts. Mr.
Korbel holds a B.A. degree in government, and a J.D. degree from the University of Minnesota.
Mr. Korbel has testified in a number of voting rights cases and has acted as a consultant in the
redistricting of several jurisdictions.
Richard Murray, a Professor of Public Policy at the
University of Houston and the Director of Surveying at the Hobby Center for Public Policy,
holds B.A. and M.A. degrees in government, and a Ph.D. degree in political science. Dr. Murray
analyzed the history of elections in the PISD and Texas, and presented a statistical analysis of
two exogenous elections. Gerald Mark Birnberg holds a B.B.S. degree in accounting and a J.D.
degree from the University of Texas College of Law, and held the position of Chair of the Harris
County Democratic Party from January of 2003 until December of 2011. Mr. Birnberg testified
to the historic and present barriers facing Hispanic voters in the political process in Harris
County.
In addition, Plaintiffs offered the testimony of Cody Wheeler, Celestino Munoz Perez,
Jr., Orlando Ybarra, and Edward Ybarra.
Mr. Wheeler and Mr. Orlando Ybarra are City
Councilmen for the City of Pasadena. Mr. Perez, a plaintiff in the 1992 PISD case, previously
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ran for a PISD board member position. Mr. Edward Ybarra, of no relation to Mr. Orlando
Ybarra, worked as an election clerk in the PISD during the 2009 election.
Defendants offered the testimony of Dr. John Alford as an expert in statistical analysis.
Dr. Alford holds B.S., M.A., and Ph.D. degrees in political science and a M.P.A. degree in public
administration. Dr. Alford is currently an Associate Professor of Political Science at Rice
University.
Defendants also offered the testimony of John Hancock, Kirk Lewis, and Gloria
Gallegos. Mr. Hancock was the Principal of Pasadena High School in 1987. Mr. Lewis is the
Superintendent of the PISD. Ms. Gallegos is the Assistant Superintendent for Special Programs
in the PISD.
C. Gingles I
Plaintiffs must first demonstrate that the Hispanic population in the PISD is “sufficiently
large and geographically compact to constitute a majority in a single-member district.” Gingles,
478 U.S. at 50. The relevant metric for the size of the minority population in any given district is
the citizen voting age population (“CVAP”). Perez v. Pasadena Indep. Sch. Dist., 165 F.3d 368,
372 (5th Cir. 1999). The Fifth Circuit has unequivocally held that “courts evaluating vote
dilution claims under section 2 of the Voting Rights Act must consider the citizen voting-age
population of the group challenging the electoral practice when determining whether the
minority group is sufficiently large and geographically compact to constitute a majority in a
single-member district.”
Campos v. City of Houston, 113 F.3d 544, 548 (5th Cir. 1997)
(emphasis added).
1. Source of Data
Historically, the United States Census Bureau collected citizenship information on the
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long form of the decennial census. The short form of the decennial census, which was sent to
every household in the United States, included basic questions about age, sex, race, Hispanic
origin, and household relationship. The long form of the decennial census, which was sent to
only a subset of the population, included more detailed questions about citizenship and
socioeconomic status. After the 2000 Census, the Census Bureau decided to discontinue the long
form of the decennial census. See Rodriguez v. Harris Cnty., Tex., 964 F. Supp. 2d 686, 727
(S.D. Tex. 2013).
The sole source of citizenship data published by the Census Bureau now comes from the
American Community Survey (“ACS”). The ACS is an annual nationwide survey to collect
demographic information, including age, race, ethnicity, and citizenship, from a sample of the
population. With this data, the Census Bureau is then able to estimate the CVAP of states,
counties, cities, census tracts, and block groups. The Census Bureau combines CVAP data over
five year periods in order to provide more reliable estimates for small areas, such as census tracts
and block groups. See generally U.S. Census Bureau, A Compass for Understanding and Using
American Community Survey Data: What General Data Users Need to Know (Oct. 2008),
http://www.census.gov/acs/www/Downloads/handbooks/ACSGeneralHandbook.pdf.
Plaintiffs’ experts rely instead on a count of the number of registered voters with
recognized Spanish surnames. While the ACS’s estimate of CVAP projects the number of selfidentified Hispanics who could register in a particular area, a tally of Spanish-surname
Registered Voters (“SSRVs”) attempts to approximate the number of Hispanics who do register
in a particular area. (Tr. 2 at 268-69.) To do so, the list of registered voters is compared to a list
of Spanish surnames developed by the United States Census Bureau. (Tr. 1 at 21-22.) Neither
party has presented any evidence as to the rate of error for this methodology.
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The Texas Legislative Council (“TLC”) produced the SSRV figures for Plaintiffs’
demonstration districts. (See Tr. 2 at 286-87.) Mr. Korbel acknowledged that the TLC could
have produced CVAP figures from the 2007-2011 ACS for the districts that he had drawn for
this case. (Tr. 2 at 295:9-19, 302:16-17, and 303:9-16.) Mr. Korbel testified that the TLC has “a
policy now that they don’t like to try and project [CVAP data] at districts this size.” (Tr. 2 at
296:2-3.)
2. Demonstration Districts
Mr. Korbel testified that the percentage of registered voters in the PISD with Spanish
surnames was 40.54% in 2010. (Tr. 2 at 268:2.) This population of SSRVs was concentrated to
the north and west of the PISD. (Tr. 2 at 269:10-14; see also Pl. Ex. 20 at 20.) Based on the
numbers and location of SSRVs, Mr. Korbel testified that it is possible to draw “at least four
very compact districts [in the PISD] that have more than 50 percent of the Spanish surname
registered voters in each one of those districts.” (Tr. 2 at 272:2-4.)
Mr. Korbel presented the following demonstration plan:
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(Pl. Ex. 21.) The first four districts, concentrated in the northwestern portion of the PISD, are
each above 50% SSRV. (Tr. 2 at 287:4-9.) Specifically, District 1 has 51.7% SSRV, District 2
has 55.6% SSRV, District 3 has 51.6% SSRV, and District 4 has 52.5% SSRV. (Pl. Ex. 21.)
Mr. Korbel testified that there was “no question at all” that the same districts could be drawn
with greater than 50% Hispanic CVAP. (Tr. 2 at 302-03.) Mr. Korbel explained that “if they
are registered voters, they’re obviously citizens.” (Tr. 2 at 285:22-23.)
Dr. Murray agreed that SSRVs were “sufficiently compact and numerous enough to
constitute majorities in two or more single-member districts.” (Tr. 2 at 366:13-18.) Dr. Murray
provided the SSRV percentage for each individual voting precinct in the PISD as of June of
2012. (Pl. Ex. 18 at 14-15.) Based on this data, Dr. Murray hypothesized that three majorityminority districts could be created:
[A] proto-type District A could be drawn tha[t] would include the
voting precincts of 301, 786, 791, 404, 785, 277, and 267, with a
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total population of 35,432 (ideal would be 34,358) that would have
a Hispanic VAP of 79.9% and a SSRV of 57.2%. A proto-type
District B could be drawn with precincts 181, 527, 777, 190, 188,
394, 221, 278, 708 and two-thirds of 242. Such a district would
have a Hispanic VAP of 81.9% and a SSRV of 59.2%. District C
could be drawn with voting precincts 029, 093, 329, 308, 770, 762,
763, 280, and 289 that would have a Hispanic VAP of 81.8% and a
SSRV of 63.3%.
(Pl. Ex. 18 at 19 n.20.)1 Dr. Murray testified that the SSRV rate was “a conservative count”
when compared to CVAP, since “you have virtually no [] noncitizens who are registered voters.”
(Tr. 2 at 367:12-14.)
Defendant’s expert, Dr. Alford, testified that “[his] impression is you can draw the
[majority-minority] district.” (Tr. 3 at 604:24-25.) He stressed that he had not personally
evaluated the first factor of Gingles, but had reviewed the work of Mr. Korbel. (Tr. 3 at 603-04.)
Dr. Alford hesitated, however, to say such a district was certain. He explained: “The only reason
that I would hesitate to say that you certainly can draw the district is that I’ve never seen – in the
era since Campos, I’ve never seen a Gingles 1 district that didn’t have a citizen analysis. It’s in
the computer. It’s easy to do.” (Tr. 3 at 604-05.) “I personally believe I could draw the district
but I haven’t seen the district drawn and I don’t know why that number hasn’t been put in
evidence.” (Tr. 3 at 605:9-12.)
3. Analysis
Census data, though preferred, is not required to establish CVAP for demonstration
districts. See Westwego Citizens for Better Gov’t v. City of Westwego, 906 F.2d 1042, 1045 n.3
(5th Cir. 1990); see also Reyes v. City of Farmers Branch, Tex., 2008 WL 4791498 at *9 (N.D.
Tex. Nov. 4, 2008). In Westwego, the Fifth Circuit suggested that “other probative evidence,”
including “registered voter data by race,” could be considered when census data proved difficult
1
The precinct data on which these figures are based appears at Appendix 1. There is no accompanying map.
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to obtain. Westwego, 906 F.2d at 1045 n.3. In this case, however, Plaintiffs have shown neither
the probative value of SSRV, nor the unreliability of available census data.
Spanish surnames are an imperfect proxy for Hispanic self-identification. See United
States v. Alamosa Cnty., Colo., 306 F. Supp. 2d 1016, 1022 (D. Colo. 2004). Errors of omission
occur when Hispanic individuals are not counted because they do not have a Spanish surname.
For example, Cody Wheeler, a Hispanic Councilman for the City of Pasadena, (Tr. 1 at 130:1011), would not be counted by the Spanish surname methodology.
Conversely, errors of
commission occur when non-Hispanic individuals are mistakenly counted because they have a
Spanish surname. For example, if a woman married a Hispanic man and took his last name, she
would be counted regardless of her own identification. The Fifth Circuit stated that “without a
strict showing of its probativeness, Spanish-surname data are disfavored, and census data based
upon self-identification provides the proper basis for analyzing Section 2 vote dilution claims in
the future.” Rodriguez v. Bexar Cnty., Tex., 385 F.3d 853, 866 n.18 (5th Cir. 2004).
In Reyes v. City of Farmers Branch, Tex., the Northern District of Texas was presented
with a choice between census data from 2000 or SSRV estimates from 2006. 2008 WL 4791498
at *8 (N.D. Tex. Nov. 4, 2008). The court found that the SSRV data was sufficiently probative
of the first Gingles factor to be considered. Id. at *9. “Although courts have criticized the
tendency of this type of data to misidentify Hispanic persons as non-Hispanic and vice versa, the
Court finds that it can consider this type of data when, as here, Census data are outdated and
therefore less likely to be accurate.” Id.
The SSRV data in Reyes, though probative, was insufficient to establish the first factor of
Gingles. The defendants introduced evidence of the inaccuracy of the SSRV estimate, which
was a majority by only a few percent. Id. at *9-10. Specifically, the defendants’ expert testified
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that splitting precincts could increase inaccuracy, and the TLC itself warned of the accuracy of
applying its methodology to small areas. Id. at *9. The court concluded that “the TLC estimate
suffers from reliability issues, and does not demonstrate that it is more likely than not that
Plaintiffs’ proposed district contains a Hispanic citizen voting age majority.” Id. at *10. With an
unreliable TLC estimate of 52.5% SSRVs in the demonstration district, the court found it “just as
likely that Plaintiffs’ proposed district has below or equal to 50% [Hispanic CVAP].” Id.
In this case, Plaintiffs chose to present TLC’s estimate of SSRVs rather than the ACS’s
estimate of CVAP. Plaintiffs argued that the ACS’s estimate of CVAP was unreliable given the
small size of hypothetical districts within the PISD. Mr. Korbel testified that the ACS’s sample
methodology did not work well for small geographic areas since the sample might have few, or
zero, responses from the area. (Tr. 2 at 301-02.) Dr. Murray likewise pointed to “some
underlying major methodological problems” when relying on the ACS’s CVAP data at the local
level. (Tr. 2 at 367:4-5.) Dr. Murray stated that he does not find the ACS data, “particularly as
you get down to small geographies, to be very credible and useful.” (Tr. 2 at 367:9-11.) Dr.
Barreto echoed the other experts’ concerns. He testified that the margin of error would be very
large for block group data. (Tr. 1 at 102-03.) As such, “we would have far less reliability on
those very, very small levels of geography than we would say over an entire county.” (Tr. 1 at
103:2-4.)
This Court, like others, finds the ACS’s estimates of CVAP sufficiently reliable for use in
voting rights litigation. The Census Bureau increases the reliability of its estimates for small
political units by pooling together five years of data for any area with fewer than 20,000 people.
U.S. Census Bureau, A Compass for Understanding and Using American Community Survey
Data:
What
State
and
Local
Governments
13
Need
to
Know,
2
(Feb.
2009),
http://www.census.gov/acs/www/Downloads/handbooks/ACSstateLocal.pdf. Dr. Barreto in fact
used the 2007-2011 five-year estimate from the ACS to provide the Hispanic CVAP population
of the City of Pasadena in his expert report. (Pl. Ex. 15 at 2.) In his testimony, he explained that
the five-year estimate “gives us a lot more reliability.” (Tr. 1 at 20:18-21.) In addition, the ACS
publishes accompanying margins of error so that the data can be properly evaluated by
statisticians and demographers. The Southern District of Texas found that “[t]he ACS is at
present the only reliable source of citizen-voting age population data.” Rodriguez v. Harris
Cnty., Tex., 964 F. Supp. 2d 686, 728 (S.D. Tex. 2013) (emphasis added). “Inaccuracies, alone,
will not render the ACS data inherently unreliable.” Id. at 729.
In Fabela v. City of Farmers Branch, Tex., the Court used SSRV data to corroborate
ACS’s estimate of CVAP for a small geographic area. 2012 WL 3135545 at *8 (N.D. Tex. Aug.
2, 2012). Like Plaintiffs in this case, the defendants in Fabela argued that “the ACS is unreliable
when used for small geographic areas because the small sample size creates very large margins
of error.” Id. at *6. The court nevertheless found the five-year ACS estimate to be “the most
reliable form of readily available citizenship data.” Id. at *7 n.14. The court concluded that the
plaintiffs “proved that, using the most accurate, readily-available data, a geographically compact
demonstration district can be drawn in Farmers Branch in which Hispanics constitute more than
50% of the CVAP.” Id. at *8. SSRV data corroborated this CVAP estimate. Id. The court
stressed that it was “not relying solely or even primarily on SSRV data to find that plaintiffs have
established the first Gingles factor.” Id. at *7 n.18.
The plaintiffs in Rodriguez v. Harris Cnty., Tex., attempted to substitute CVAP data with
SSRV and VAP data in one demonstration map. 964 F. Supp. 2d 686, 736-37 (S.D. Tex. 2013).
This demonstration map “ha[d] a Spanish Surname registration rate of 47.1% and Latinos
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constitute[d] 69% of the voting age population.” Id. at 736. The court recognized that the high
VAP figure “lends credence to the inference that Latinos constitute a majority of the citizen
voting age population” in the demonstration district. Id. “Nevertheless,” the court concluded,
“our case law requires plaintiffs to establish each Gingles precondition and these inferences are
insufficient to satisfy that burden, especially given the fact that the use of SSRV data is often a
crude and imprecise measure of the Latino registered voter population.” Id.
Here, Plaintiffs have also presented SSRV and VAP data for each demonstration district
in lieu of CVAP data. (Pl. Ex. 21; Pl. Ex. 18 at 19 n.20.) Dr. Murray and Mr. Korbel assumed
that the CVAP of the demonstration districts would be above 50% since the SSRV estimate was
above 50%. Mr. Korbel testified that the SSRV estimate “[i]s usually less” than CVAP, (Tr. 2 at
268:19-22), and Dr. Murray stated that the SSRV estimate “is almost always going to be less
than” CVAP, (Tr. 2 at 368:5-8). The Court credits the testimony of all of the experts that it is
theoretically possible to create a majority-minority district in the PISD, but Plaintiffs have not
presented sufficient reliable proof to that effect.
There is an important need for flexibility in the face of sparse data for vote dilution
claims. If census data were unavailable or unreliable, SSRV data would be an appropriate
alternative source of evidence. See, e.g., Reyes, 2008 WL 4791498 at *9 (using SSRV data when
census data were outdated). The Court finds no such need in this case. ACS’s five-year
estimates of CVAP are reliable for the purposes of a Section 2 analysis. Plaintiffs have not
provided sufficient evidence that the ACS’s estimates are difficult to obtain for their
demonstration districts.2 Since CVAP data from the ACS are reliable and available, there is no
2
The Court is troubled by some evidence in the record that CVAP data are difficult to obtain for small
demonstration districts, like those at issue in this case, but finds such evidence insufficient. Mr. Korbel testified that
the TLC has “a policy now that they don’t like to try and project at districts this size.” (Tr. 2 at 296:2-10.) Although
the TLC provided a CVAP estimate for the PISD as a whole, they preferred not to provide a CVAP estimate for
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need to resort to the “highly problematic” SSRV data. See Rodriguez, 385 F.3d at 866 n.18.
D. Gingles II and III
Together, the second and third factors of Gingles require evidence of “legally significant
racial bloc voting.” See Gingles, 478 U.S. at 57. “Racial bloc voting,” also called “racially
polarized voting,” exists “where there is a consistent relationship between the race of the voter
and the way in which the voter votes.” Id. at 53 n.21 (internal quotation marks omitted). For
racially polarized voting to be legally significant, minority voters must constitute a “politically
cohesive unit” and white voters must vote “sufficiently as a bloc usually to defeat the minority’s
preferred candidate.” Id. at 56. Here, the parties do not dispute that the Hispanic community is
politically cohesive, but they diverge as to whether or not racial polarization operates to defeat
the Hispanic choice.
Certain elections are more probative in this analysis than others. Recent interracial
endogenous elections are the most probative elections. See Bone Shirt v. Hazeltine, 461 F.3d
1011, 1020-21 (8th Cir. 2006). In this case, both parties confined their analyses to elections
within the last ten years. (Tr. 1 at 29:14-16 and 68:6-9.) Within this time span, endogenous
elections are more probative than exogenous elections.3 Clark v. Calhoun Cnty., Miss., 88 F.3d
1393, 1397 (5th Cir. 1996). In addition, elections between white and minority candidates are
more probative than elections between only white candidates. See Magnolia Bar Ass’n, Inc. v.
Lee, 994 F.2d 1143, 1149 (5th Cir. 1993); see also Bone Shirt v. Hazeltine, 336 F. Supp. 2d 976,
1011-12 (D.S.D. 2004).
smaller districts. (Id.) Mr. Korbel, nevertheless, acknowledged that the TLC might have provided such data if
“pressured.” (Tr. 2 at 302:16-17.) In fact, he admitted that the TLC system automatically provides CVAP figures
for drawn districts when requested. (Tr. 2 at 298:8-12 and 303:9-16.) Moreover, Drs. Barreto and Alford both
expressed their belief that CVAP data was available. (Tr. 1 at 72:12 and Tr. 3 at 605:3-4.) The Court does not find
this contradictory evidence to be a sufficient showing of the probative value of the SSRV data.
3
Endogenous elections are those that are directly related to the contested election practice. (Tr. 1 at 25:10-13.)
Exogenous elections are those that take place within the same geography, thus involving the same electorate, but for
different types of elections. (Tr. 1 at 25:14-17.)
16
The parties’ experts rely on two main statistical tools to model voting behavior across
these elections. (Def. Ex. 29 at 3.) First, Goodman’s Ecological Regression estimates the bestfitting straight line to describe the relationship between the predicted vote for the Hispanic
candidate to the Hispanic population in the precinct. The intercept of the line, the point at which
the line crosses the vertical axis, predicts the share of the vote for the Hispanic candidate when
the Hispanic voter population is zero. The slope of the line, the rise over run, predicts the change
in the vote for the Hispanic candidate for a one percentage point change in the percent of
Hispanic voters. With both the intercept and the slope, the expert can predict the share of the
vote for the Hispanic candidate when the Hispanic voter population is 100%. (Def. Ex. 29 at 34.) Many courts, including the Supreme Court, have approved the use of a bivariate ecological
regression analysis. See, e.g., Gingles, 478 U.S. at 53; Houston v. Lafayette Cnty., Miss., 56 F.3d
606, 612 (5th Cir. 1995); Benavidez v. City of Irving, Tex., 638 F. Supp. 2d 709, 723 (N.D. Tex.
2009).
Second, King’s Ecological Inference uses “a method of bounds analysis, combined with a
more traditional statistical method, to improve on standard ecological regression.” (Def. Ex. 29
at 4.) Dr. Alford explains that “[w]hile the details are mathematically complex, the differences
mostly center on utilizing deterministic bounds information contained in individual precinct
results that would not be exploited in ecological regression, and by not imposing a linear
constraint on the pattern across precincts.” (Id.) Ecological inference, which is of a more recent
vintage than ecological regression, has been considered by a number of district courts in the Fifth
Circuit. See, e.g., Rodriguez v. Harris Cnty., Tex., 964 F. Supp. 2d 686, 759, 767 (S.D. Tex.
2013); Fabela v. City of Farmers Branch, Tex., 2012 WL 3135545 at *9 & n.22. (N.D. Tex.
Aug. 2, 2012); Benavidez, 638 F. Supp. 2d at 723-24, 731.
17
1. Endogenous Elections
Dr. Murray
According to Dr. Murray, PISD Board elections were competitive in the 1960s, 1970s,
and 1980s. (Pl. Ex. 18 at 16.) During this time, “[B]oard elections were almost all contested,
voter turnout was moderate for a local election scheduled off-cycle from the General Elections
for federal, state, and county offices, and many elections were competitive.” (Id.) Dr. Murray
attributed the competitiveness of past elections to the existence of a conservative business slate
and a liberal labor slate. (Tr. 2 at 373:20-25.) The liberal slate effectively collapsed in the
1980s, allowing the conservative slate to dominate subsequent local elections. (Tr. 2 at 370, 372;
Pl. Ex. 18 at 17.)
Dr. Murray pinpoints the 1987 election as the critical turning point. (Pl. Ex. 18 at 17; Tr.
2 at 372.) In this election, “[t]wo veteran incumbent Trustees, Cecil Ghormley and B.J. Garner,
were defeated by challengers backed by business and conservative interests, and an open seat
was won by Carmen Orozco, who was also supported by the same interests.” (Pl. Ex. 18 at 17.)
Dr. Murray testified that these challengers won with the support of the senior administration of
the PISD. (Tr. 2 at 372-73.) As evidence, Dr. Murray quotes the overwhelming margin by
which the challengers won the election at the early vote held in the PISD Administration
Building. (Id.) On cross-examination, however, Dr. Murray acknowledged that, under the
contemporary rules, only voters “who qualified to vote absentee by personal appearance” would
have voted at the PISD Administration Building. (Tr. 2 at 400:6-10.) There is no evidence that
senior administration officials qualified to vote absentee, or, even if they did, that they voted at
this location instead of other voting sites potentially closer to their residences.
John Hancock, Principal of Pasadena High School in 1987, and Kirk Lewis, the current
18
Superintendent of the PISD, provided an alternative explanation for the change on the Board in
1987. Mr. Hancock testified that the prior Board’s micromanagement of the day-to-day
operations of the school district was the overriding issue of the election. (Tr. 2 at 425:8-17.)
Specifically, the prior Board was associated with the summary dismissal of football coaches at
some of the high schools. (Tr. 2 at 425-26.) Mr. Lewis similarly testified that “issues
surrounding that [1987] election were the termination by the [B]oard of several high school
football coaches and the hiring of a superintendent that the community was not real comfortable
with.” (Tr. 2 at 443:11-14.)
Ms. Orozco became the first Hispanic Board member when she was elected in 1987. Ms.
Orozco was reelected in 1990, 1993, 1996, 1999, 2002, and 2005. (Tr. 2 at 432-33.) Her
elections in 1996 and 2005 were unopposed. (Id.) In 2009, Ms. Orozco left the Board, and
Mariselle Quijano-Lerma filled her position. (Tr. 2 at 433:6-12.) Between Ms. Orozco and Ms.
Quijano-Lerma, there has been an Hispanic Board member since 1987. (Tr. 2 at 433:13-15.)
Dr. Murray explains the continuous election of Hispanic candidates to the PISD Board
based on their connection to the conservative slate. (Pl. Ex. 18 at 19.) “The controlling clique
recruited a suitable Hispanic candidate (Carmen Orozco) in the mid-1980s and supported her
easy reelections until she recently retired. This ‘Hispanic’ seat was then filled in 2009 by
Mariselle Quijano-Lerma, with the same base of establishment support that Ms. Orozco had
enjoyed.” (Id.) Likewise, Mr. Celestino Perez, Jr. testified that “[t]here has never been an
independent Hispanic person represented or selected by a Hispanic community to run and be
successful in any PISD Board of Trustee[s] election.” (Tr. 1 at 166:17-19.) By independent, Mr.
Perez explained, he meant able to run without the support of the slating group. (Tr. 1 at 176:12.)
19
Dr. Murray performed no statistical analysis of endogenous elections. Instead, Dr.
Murray urges the Court to look to exogenous elections, given “the extra-ordinary effectiveness of
the Anglo-controlled [B]oard in diminishing competition.” (Pl. Ex. 18 at 20.) “With most
elections in the district now cancelled, and few independent candidacies by Hispanics, there is a
glaring absence of relevant data from recent [B]oard contests.” (Id.)
Dr. Matt Barreto
Dr. Barreto co-authored a report with Dr. Francisco Pedraza which analyzed the results of
the two endogenous interracial elections in the last ten years for PISD Board positions. (Pl. Ex.
15 at 5; Tr. 1 at 35:6-9.) Specifically, Ms. Orozco’s election in 2002 and Ms. Quijano-Lerma’s
election in 2009 were the only contested endogenous elections over the last ten years that
included an Hispanic candidate. (Pl. Ex. 15 at 5.)
Drs. Barreto and Pedraza relied on Latino voting age population (“VAP”) data to provide
the demographics of each voting precinct. (Pl. Ex. 15 at 6.) In total, there are 58 Voting Precinct
Districts (“VPDs”) within the PISD boundaries, but these are consolidated amongst many fewer
polling places for PISD elections. (Tr. 1 at 27:2-10.) The PISD had ten polling places during the
2002 election, and eleven during the 2009 election.4 (See Pl. Ex. 15 at 10-11.) Using the
demographic information from the precincts and the election results from the polling places, Drs.
Barreto and Pedraza ran an ecological regression to determine the voting patterns in the PISD.
The ecological regression produced the following results for the two endogenous
elections involving an Hispanic candidate:
4
The record is unclear as to the exact number of polling places. Dr. Barreto testified that there were “11 or 9 polling
locations.” (Tr. 1 at 27:7-10.) In their expert report, Drs. Barreto and Pedraza explain that there are only 11 polling
places for PISD elections. (Pl. Ex. 15 at 6.) In their results, Drs. Barreto and Pedraza note 10 observation units for
the 2002 election and 11 for the 2009 election. (Pl. Ex. 15 at 10-11.) The Court relies on the numbers found in the
results themselves.
20
CONTESTED ENDOGENOUS ELECTIONS WITH AN HISPANIC CANDIDATE
(Pl. Ex. 15 at 10-11.) The constant, or intercept, represents the estimated vote given to the
Hispanic candidate by non-Hispanic White voters. (Pl. Ex. 15 at 7.) Adding the coefficient for
“percent Latino” to the constant estimates the vote given to the Hispanic candidate by Hispanic
voters. (Id.) Using these directions, the Court calculates that Ms. Orozco received 68.3% of the
non-Hispanic vote, and 74.3% of the Hispanic vote. Seven years later, Ms. Quijano-Lerma
received 62.8% of the non-Hispanic vote, and 59.1% of the Hispanic vote.
Drs. Barreto and Pedraza concluded that there was “no evidence of racially polarized
voting” in these two endogenous elections. (Pl. Ex. 15 at 6.) Dr. Barreto explained that he and
21
Dr. Pedraza “were able to find that both candidates did receive support from Hispanic voters, and
that there was Hispanic political cohesion.” (Tr. 1 at 37:6-9.) In addition, both candidates
received support from non-Hispanic voters. (Tr. 1 at 37:9-12.)
Dr. Barreto warned against drawing broad conclusions from these two elections.
“[T]hese two elections, first of all, are not frequent or numeric enough to draw conclusions about
the current state of the environment in Pasadena.” (Tr. 1 at 35:14-16.) Furthermore, these two
elections were not particularly competitive. Ms. Orozco was an incumbent candidate, who
enjoyed the support of the slating group. (Tr. 1 at 37:14-20; Pl. Ex. 15 at 5.) Ms. QuijanoLerma ran with a white incumbent, and was endorsed by Ms. Orozco when she retired. (Tr. 1 at
37-38; Pl. Ex. 15 at 5.) Dr. Barreto testified that, “because of the incumbency advantage and the
slating association of the candidates, they maybe don’t represent good examples of the types of
elections, and the types of voting options in Pasadena.” (Tr. 1 at 35:18-21.)
In addition to questioning whether these results are representative of broader trends, Dr.
Barreto questioned whether these results are reliable due to limited data. Drs. Barreto and
Pedraza reported that “the very small number of voting precincts makes it more difficult to
analyze voting patterns and make determinations of racial bloc voting.” (Pl. Ex. 15 at 5.) The
limited polling places provide few data points for the statistical analysis, and the data points
themselves are less representative of the community since the polling places amalgamate
potentially different voting precincts. (See id.; Tr. 1 at 27-28.) On top of this problem, the low
voter turnout makes the data “much, much more sensitive to any errors.” (Tr. 1 at 41:5-6.) Dr.
Barreto explained that “if you only have a group of 10 people, and you miscalculate two of them,
that’s a 20 percent error rate. Whereas [] if you miscalculate two out of a thousand, it’s
miniscule.” (Tr. 1 at 42:5-8.)
22
Given the limitations present for endogenous elections, Drs. Barreto and Pedraza turned
to exogenous elections to more fully analyze voting patterns in the PISD. (Tr. 1 at 36.) The
voters of the PISD vote in many other elections than those for the PISD Board. (See id.) By
expanding the scope of their analysis to include other elections, Drs. Barreto and Pedraza hoped
to capture “relevant information about the patterns of candidate preferences among the same
voters.” (Pl. Ex. 15 at 3.) They explained that data for exogenous elections “[was] available at a
more granular level” since votes were distributed across 58 polling places. (Id.) “If patterns of
clear racial polarization exist across a variety of exogenous elections among voters in a given
jurisdiction, we can reasonably expect those same voters to bring their same predispositions and
preferences into endogenous elections.” (Pl. Ex. 15 at 7-8.)
Dr. John Alford
While Drs. Barreto and Pedraza considered only endogenous elections involving an
Hispanic candidate, Dr. Alford analyzed all contested endogenous elections since 2000. This
approach provided Dr. Alford with six contested elections to consider. (Def. Ex. 29 at 8.)
Namely, the 2000 election between Jerry Ross Speer and Bob Blair, the 2002 election between
Carmen Orozco and Doris Barnes, the 2004 and 2008 elections between Vickie Morgan and
Randy Smith, the 2009 election between Mariselle Quijano-Lerma and Neel McGovern, and the
2009 election between Nelda Sullivan, Terry Robinson, and Randy Smith.
For these elections, Dr. Alford considered an expanded universe of polling places by
treating early voting separately from election day voting. There were ten polling places across
the PISD until 2008, and eleven afterwards. (Def. Ex. 29 at 6.) Each polling place reported the
early vote results separately from the election day results, “in effect creating two distinct election
reporting units for analytical purposes.” (Id.) In 2009, six of the eleven polling places also
23
reported early votes by mail separately, creating an additional six reporting units. (Def. Ex. 29 at
6-7.) Each of these 28 data points provided separate vote totals and sign-in sheets. Dr. Alford
calculated the Hispanic voting population at each “polling place” – whether voting early, by
mail, or on election day – by counting the number of voters with recognized Spanish surnames
on the sign-in sheets.5 (Def. Ex. 29 at 7.)
Dr. Alford summarized his results, using ecological inference and ecological regression,
for the six endogenous elections in the following table. Plaintiffs’ results, using only ecological
regression, are included for comparison and highlighted in the chart:
CONTESTED ENDOGENOUS ELECTIONS
King’s Ecological Inference
Percent of
Percent of
Hispanics
Non-Hispanics
Supporting
Supporting
Candidate
Candidate
2009, Position 2
Quijano-Lerma
(Barreto-Pedraza)
McGovern
72% (2.26)
57% (1.17)
28% (2.26)
2009, Position 3
Sullivan
Smith
Robinson
Goodman’s Ecological Regression
Percent of
Percent of NonHispanics
Hispanics
Supporting
Supporting
Candidate
Candidate
Number of
Precincts
Used in
Estimation
43% (1.12)
71% (7.39)
59%
29% (7.39)
54% (3.16)
63%
46% (3.16)
28
11
28
38% (2.36)
14% (1.53)
47% (2.94)
67% (1.30)
12% (0.84)
21% (1.63)
37% (7.39)
13% (5.64)
50% (6.36)
70% (3.16)
16% (2.41)
15% (2.72)
28
28
28
2008, Position 7
Morgan
Smith
75% (0.98)
25% (0.90)
77% (0.41)
23% (0.38)
75% (5.56)
25% (5.56)
74% (2.30)
26% (2.30)
22
22
2004, Position 7
Morgan
Smith
73% (9.23)
28% (9.06)
65% (1.00)
34% (0.98)
78% (13.83)
22% (13.83)
68% (3.69)
32% (3.69)
20
20
2002, Position 2
5
The Court’s refutation of Spanish-surname data to analyze the first factor of Gingles might appear to contradict the
Court’s acceptance of Spanish-surname data to analyze the third factor of Gingles. Here, a tally of Spanish
surnames on sign-in sheets is an effective, albeit imperfect, way to estimate the Hispanic voters who voted early or
on election day. The SSRV count is necessary to treat the results of these elections as essentially different “polling
places.” (See Def. Ex. 29 at 7.) As such, Defendants have illustrated the probative value of this specific form of
evidence in a way lacking for the first factor.
24
Orozco
(Barreto-Pedraza)
Barnes
2000, Position 5
Speer
Blair
Others
92% (4.43)
68% (0.61)
32% (0.61)
89% (12.77)
74%
11% (12.77)
64% (3.39)
68%
36% (3.39)
20
10
20
8% (4.50)
97% (2.64)
1% (0.52)
0.2% (0.01)
50% (0.22)
42% (0.04)
10% (0.001)
65% (46.17)
12% (43.97)
23% (10.37)
49% (9.25)
43% (8.81)
8% (2.08)
20
20
20
Numbers in parentheses are standard errors.
(Def. Ex. 29 at 10.)
Dr. Alford concurs with Dr. Barreto’s analysis that racial polarization is not evident in the
two contested elections involving Hispanic candidates. In 2002, Ms. Orozco was clearly the
candidate of choice for Hispanic voters in the PISD, receiving 92% of the Hispanic vote
according to ecological inference, 89% of the Hispanic vote according to Dr. Alford’s analysis
under ecological regression, and 74% of the Hispanic vote according to Dr. Barreto’s analysis
under ecological regression. Ms. Orozco also received the majority of non-Hispanic votes,
receiving 68% of the non-Hispanic vote according to ecological inference, 64% of the nonHispanic vote according to Dr. Alford’s analysis under ecological regression, and 68% of the
non-Hispanic vote according to Dr. Barreto’s analysis under ecological regression.
The same pattern reoccurs for Ms. Quijano-Lerma in 2009, when she was the clear
candidate of choice for Hispanic voters and non-Hispanic voters alike. Ms. Quijano-Lerma
received 72% of the Hispanic vote according to ecological inference, 71% of the Hispanic vote
according to Dr. Alford’s analysis under ecological regression, and 59% of the Hispanic vote
according to Dr. Barreto’s analysis under ecological regression.
Ms. Quijano-Lerma also
received 57% of the non-Hispanic vote according to ecological inference, 54% of the nonHispanic vote according to Dr. Alford’s analysis under ecological regression, and 63% of the
non-Hispanic vote according to Dr. Barreto’s analysis under ecological regression.
Another three endogenous elections involve the same pattern whereby the preferred
25
candidate of Hispanic voters is also the preferred candidate of non-Hispanic voters. Jerry Ross
Speer, the victor in the 2000 contest for Position 5, enjoyed the support of Hispanic and nonHispanic voters. (Def. Ex. 29 at 9.) Vicki Morgan, the victor in 2004 and 2008 for Position 7,
was also the preferred candidate of Hispanic and non-Hispanic voters. (Id.)
The 2009 election of Nelda Sullivan for Position 3 is the only endogenous election that
does not support this pattern. In that contest, Terry Robinson was the “plurality preferred
candidate of Hispanic voters,” with 47% of the Hispanic vote. (Def. Ex. 29 at 9.) Nelda
Sullivan, who was the clear candidate of choice for non-Hispanic voters, still garnered 38% of
the Hispanic vote. With this sole exception, each of the Hispanic preferred candidates won the
contested endogenous elections since 2000. (Id. at 11.)
Dr. Alford notes that “the standard errors of these estimates . . . are very small,
particularly for the more efficient EI technique.” (Def. Ex. 29 at 8.) As explained above, Dr.
Barreto raised the concern that there was not enough data across ten or eleven polling places to
rely on the results of the ecological regression. (See Tr. 1 at 36:16-22.) Dr. Alford argues that
Plaintiffs’ complaint as to the lack of evidence is “self-imposed.” (Def. Ex. 29 at 6.) According
to Dr. Alford, the small standard errors in his analysis are “the empirical indication that the
‘granularity’ issue raised by Professors Barreto and Pedraza has indeed been effectively
addressed by employing more and better data and adding a more efficient analytical technique.”
(Id. at 8-9.) The results show that, in the PISD Board elections, Hispanic voting is cohesive and
successful.
2. Exogenous Elections
Dr. Richard Murray
Dr. Murray compared the voting patterns in “two recent high profile elections involving
26
Hispanic candidates.” (Pl. Ex. 18 at 20.) Dr. Murray first chose the 2010 race for Harris County
Commissioner, between Sylvia Garcia, the Democratic candidate, and Jack Morman, the
Republican candidate. (Id.) Dr. Murray also selected the 2012 race for Harris County Sheriff,
between Adrian Garcia, the Democratic candidate, and Louis Guthrie, the Republican candidate.
(Id.)
Dr. Murray hypothesized that these races were “situation[s] where voters had more
information and a lot of people were voting” due to the increased media coverage. (Tr. 2 at
383:12-15.)
For these two races, Dr. Murray compared the returns from precincts that were largely
Hispanic or white. (Tr. 2 at 383:15-21.) His results are summarized as follows:
DR. MURRAY’S EXOGENOUS ELECTIONS
Hispanic
Precincts
029
093
188
190
301
Mean
Anglo
Precincts
348
419
534
679
752
Mean
2010 County Commissioner
Votes for
Votes for Percentage
Garcia
Morman
for Garcia
387
193
66.7
480
331
58.5
248
162
60.5
267
142
65.3
377
226
62.5
62.7
Votes for
Garcia
673
907
437
343
699
Votes for
Garcia
224
422
507
392
175
Votes for
Garcia
303
564
660
556
240
Votes for
Morman
561
745
1154
1007
488
Percentage
for Garcia
28.5
36.2
30.5
28.0
26.4
29.9
2012 Sheriff
Votes for Percentage
Guthrie
for Garcia
273
71.1
439
67.4
215
67.0
141
70.9
348
66.8
68.6
Votes for
Guthrie
670
958
1573
1466
566
Percentage
for Garcia
31.1
37.1
29.6
27.5
29.8
31.0
(Pl. Ex. 18 at 21.) In the 2010 race for County Commissioner, 62.7% of votes from “Hispanic
precincts” were cast for Sylvia Garcia, compared to 29.9% of votes from “Anglo precincts.” In
the 2012 race for Sheriff, 68.6% of votes from “Hispanic precincts” were cast for Adrian Garcia,
compared to 31% of votes from “Anglo precincts.”
27
According to Dr. Murray, these two elections are representative of “the reality that
Hispanic voters in the PISD, as in Texas, prefer different candidates than do Anglo voters.” (Pl.
Ex. 18 at 20.) He concluded that “there is a significant amount of voter cohesion, both among
Hispanics and Anglos, and that they’re cohering behind different candidates.” (Tr. 2 at 383-84.)
He acknowledges that the difference in voting patterns tracks the difference in political parties,
with the “Hispanic precincts” voting for the Democratic candidate and “Anglo precincts” voting
for the Republican candidate. (Pl. Ex. 18 at 20.) Dr. Murray explains that Hispanic voters prefer
different candidates than white voters because “the two major parties have assumed very
different positions on a range of issues that are important to voters of different races and
ethnicity both locally and statewide.” (Id.)
Dr. Matt Barreto
Drs. Barreto and Pedraza analyzed the results of 26 exogenous elections, as spread across
58 polling places in the PISD. (Pl. Ex. 15 at 6.) Dr. Barreto acknowledged that the 2010 race for
County Commissioner of Precinct 2 “only had 30 or so of the available 58 precincts.” (Tr. 1 at
43:12-19 and 87:3-5.) In its analysis, the Court considers only the 25 elections that included the
same set of PISD voters who were eligible to participate in PISD Board elections. (See Pl. Ex.
15 at 3.)
Using ecological inference and ecological regression, Drs. Baretto and Pedraza estimated
the percentage of support for Hispanic candidates from Hispanic, non-Hispanic white, and nonHispanic black voters. The Court summarizes these results for Hispanic and non-Hispanic white
voters in the following table:
28
DR. BARRETO’S EXOGENOUS ELECTIONS
King’s Ecological
Inference
Percent of
Percent of
Hispanic White Voters
Voters
Supporting
Supporting
Candidate
Candidate
2002
2002
2002
2006
2006
2006
2006
2008
2008
2008
2010
2010
2010
2010
2010
2010
2010
County Treasurer
Richard Garcia (D)
Judge, County Crim. Ct. No. 2
Silvia Pubchara (D)
Judge, County Crim. Ct. No. 5
Blanca Lopez (D)
Lieutenant Governor
Maria Alvarado (D)
County Treasurer
Richard Garcia (D)
Orlando Sanchez (R)
Judge, County Crim. Ct. No. 2
Silvia Pubchara (D)
District Judge, 183rd Judicial
Dist.
Vanessa Velasquez (R)
Family District Judge, 312th
Judicial Dist.
Robert Hinojosa (D)
U.S. Senator
Richard J. Noriega (D)
District Judge, 55th Judicial
Dist.
Dion Ramos (D)
Lieutenant Governor
Linda Chavez-Thompson (D)
Commissioner of the General
Land Office
Hector Uribe (D)
Justice, Supreme Ct., Place 9
Eva Guzman (R)
Justice, 1st Ct. of Appeals Dist.,
Place 4
Michael Gomez (D)
District Judge, 55th Judicial
Dist.
Dion Ramos (D)
District Judge, 183rd Judicial
Dist.
Vanessa Velasquez (R)
Family District Judge, 312th
Goodman’s Ecological
Regression
Percent of
Percent of
Hispanic
White Voters
Voters
Supporting
Supporting
Candidate
Candidate
77.2%
2.6%
78.6%
6.8%
78.1%
3.2%
80.4%
7.8%
80.0%
2.7%
80.8%
7.2%
60.7%
3.7%
59.7%
14.1%
65.9%
33.8%
10.9%
89.3%
66.4%
33.6%
21.9%
78.1%
67.6%
7.7%
68%
18.9%
34.7%
87.3%
31.9%
77.8%
70.3%
0.9%
67.9%
12.6%
69.7%
2.1%
67.3%
14.3%
69.8%
0.8%
67.3%
11.8%
58.8%
0.6%
59.5%
5.2%
59.5%
0.5%
61.3%
2.8%
38.6%
99.1%
39.2%
92.0%
62.1%
1.0%
63.5%
3.9%
61.7%
0.7%
63.5%
5.1%
39.5%
98.9%
38.2%
96.0%
29
2010
2010
2010
2010
2010
2010
2010
2012
Judicial Dist.
Robert Hinojosa (D)
Family District Judge, 314th
Judicial Dist.
David Longoria (D)
Judge, County Crim. Ct., No. 2
Mary Connealy Acosta (D)
Judge, County Crim. Ct., No. 4
Alfred G. Leal (D)
Judge, County Crim. Ct., No. 5
Alfred Valdez (D)
Judge, County Crim. Ct., No. 7
Shelia Acosta (D)
Judge, County Crim. Ct., No.
11
Mark Diaz (D)
County Treasurer
Orlando Sanchez (R)
Justice, 14th Ct. of Appeals,
Place 8
Julia Maldonado (D)
63.0%
0.7%
63.7%
5.8%
64.1%
0.8%
64.4%
6.4%
62.4%
0.8%
63.3%
5.3%
63.4%
0.9%
63.8%
5.7%
61.5%
0.9%
63.1%
3.2%
62.7%
0.9%
64.2%
4.0%
62.3%
0.7%
63.8%
3.6%
39.9%
99.5%
39.9%
93.9%
67.6%
0.6%
66.3%
8.5%
(See Pl. Ex. 15 at 12-118.)
Dr. Barreto concluded that the exogenous elections provide evidence of both political
cohesion and racial polarization. Dr. Barreto testified that “[t]here is a very strong degree of
political cohesion” present among Hispanic voters. (Tr. 1 at 52:1-2.)
In each exogenous
election, the majority of Hispanic voters and the majority of white voters support opposite
candidates. Dr. Barreto noted that “the gaps that we demonstrate between Hispanic and Anglo
voting preferences are among the strongest and largest that I have documented,” pointing to the
77 point gap present in Blanca Lopez’s election in 2002. (Tr. 1 at 52:10-16.) Dr. Barreto reports
that these exogenous elections provide “strong, and statistically significant evidence of racially
polarized voting.” (Pl. Ex. 15 at 6.)
The expert report of Drs. Barreto and Pedraza highlights two cases in which Hispanic
candidates were not preferred by Hispanic voters. (Pl. Ex. 15 at 6.) This Court counts five –
Vanessa Velasquez in 2006 and 2010, Eva Guzman in 2010, and Orlando Sanchez in 2006 and
30
2010, highlighted in the above chart. These Hispanic candidates, who all ran as Republicans,
garnered no more than 40% of the Hispanic vote under either analysis, but received
overwhelming support from white voters.
In two of these five contests, Hispanic candidates ran against each other. (Pl. Ex. 15 at
6.) Orlando Sanchez ran against Richard Garcia in 2006 for County Treasurer, and Vanessa
Velasquez ran against Michael Gomez in 2010 for District Judge in the 183rd Judicial District.
In both cases, Hispanic voters preferred the Hispanic Democratic candidate rather than the
Hispanic Republican candidate. (Id.) Drs. Barreto and Pedraza concluded that Ms. Velasquez
and Mr. Sanchez were “significant outliers according to the data,” but failed to explain the three
other races in which an Hispanic candidate lost the Hispanic vote to a white opponent. (See id.)
When questioned on the partisan nature of these elections and their results, Dr. Barreto
explained the need and utility of partisan elections. First, Dr. Barreto stated that there are very
few non-partisan elections in Harris County to analyze. (Tr. 1 at 53:11-16.) Second, Dr. Barreto
explained that “the partisan loyalties of voters in southern states, and especially in a state like
Texas, are often driven by racial attitudes and racial prejudice.” (Tr. 1 at 54:2-7.) “[I]t’s not
enough to say this is just partisan politics,” Dr. Barreto testified, “because the research
underlying that partisan ide[o]logy suggests that voters are relying on their racial attitudes when
they pick their party identification.” (Tr. 1 at 55:7-12.)
Dr. John Alford
Dr. Alford contests the comparability of Dr. Barreto’s chosen exogenous elections to the
PISD’s endogenous elections. Dr. Alford notes the differences in the positions themselves. The
exogenous elections are all for full-time, salaried, statewide or countywide positions. (Def. Ex.
29 at 13.) The PISD Board positions, in contrast, are part-time, inherently local, and without
31
salary.
(Id. at 13-14.)
Dr. Alford further explains that the elections themselves are very
different. The exogenous elections are all “on the November even-numbered year ballot with
contests for federal political office at the top of the ballots, partisan affiliation of the candidates
identified, and the option of casting a straight party ticket, which about two-thirds of the voters in
these elections take.” (Id. at 13.) PISD elections occur in May, without primaries, and “there are
no partisan elections on the ballot, no party labels, and no straight ticket voting.” (Id. at 14.)
Dr. Alford nevertheless considered the statistical analysis provided by Drs. Baretto and
Pedraza. Using the estimates found by Drs. Barreto and Pedraza with ecological inference, Dr.
Alford produced the following summary of exogenous elections, formatted slightly differently by
the Court. In addition to the percentage of support from Hispanic and white voters for each
Hispanic candidate, Dr. Alford included the percentage of support from Hispanic and white
voters for each Democratic candidate.
DR. ALFORD’S EXOGENOUS ELECTIONS
Year
Office
Party
ID
Candidate
2002
County Treasurer
2002
Judge, County
Crim. Ct. No. 2
Judge, County
Crim. Ct. No. 5
Lieutenant
Governor
County Treasurer
Dem.
Rep.
Dem.
Rep.
Dem.
Rep.
Dem.
Rep.
Dem.
Rep.
Dem.
Rep.
Dem.
Rep.
Dem.
Rep.
Richard Garcia
Jack Cato
Silvia Pubchara
Michael Allen Peters
Blanca E. Lopez
M. Stewart Harris
Maria Luisa Alvarado
David Dewhurst
Richard Garcia
Orlando Sanchez
Silvia Pubchara
Bill Harmon
Robert Voigt
Vanessa Velasquez
Robert Hinojosa
David Farr
Dem.
Richard J. (Rick) Noriega
2002
2006
2006
2006
2006
2008
2008
Judge, County
Crim. Ct. No. 2
District Judge,
183rd Judicial Dist.
Family District
Judge, 312th
Judicial Dist.
U.S. Senator
32
Percent of
Anglo
Vote for
the
Hispanic
Candidate
2.6%
Percent of
Hispanic
Vote for
the
Hispanic
Candidate
77.2%
Percent of
Anglo Vote
for the
Democratic
Candidate
2.6%
Percent of
Hispanic
Vote for
the
Democratic
Candidate
77.2%
3.2%
78.1%
3.2%
78.1%
2.7%
80.0%
2.7%
80.0%
3.7%
60.7%
3.7%
60.7%
10.9%
89.3%
7.7%
65.9%
33.8%
67.6%
10.9%
65.9%
7.7%
67.6%
12.7%
65.3%
87.3%
0.9%
34.7%
70.3%
0.9%
70.3%
2.1%
69.7%
2.1%
69.7%
2008
2010
2010
2010
2010
2010
2010
2010
2010
2010
2010
2010
2010
2010
2010
2012
District Judge, 55th
Judicial Dist.
Lieutenant
Governor
Commissioner of
the General Land
Office
Justice, Supreme
Ct., Place 9
Justice, 1st Ct. of
Appeals Dist., Place
4
District Judge, 55th
Judicial Dist.
District Judge,
183rd Judicial Dist.
Family District
Judge, 312th
Judicial Dist.
Family District
Judge, 314th
Judicial Dist.
Judge, County
Crim. Ct. No. 2
Judge, County
Crim. Ct. No. 4
Judge, County
Crim. Ct. No. 5
Judge, County
Crim. Ct. No. 7
Judge, County
Crim. Ct. No. 11
County Treasurer
Justice, 14th Ct. of
Appeals, Place 8
Rep.
Dem.
Rep.
Dem.
Rep.
Dem.
Rep.
John Cornyn
Dion Ramos
Jeff Shadwick
Linda Chavez-Thompson
David Dewhurst
Hector Uribe
Jerry Patterson
Dem.
Rep.
Dem.
Rep.
Blake Bailey
Eva Guzman
Michael Gomez
Evelyn Keyes
Dem.
Rep.
Dem.
Rep.
Dem.
Rep.
Dion Ramos
Jeff Shadwick
Michael Gomez
Vanessa Velasquez
Robert Hinojosa
David Farr
Dem.
Rep.
Dem.
Rep.
Dem.
Rep.
Dem.
Rep.
Dem.
Rep.
Dem.
Rep.
Dem.
Rep.
Dem.
Rep.
0.8%
69.8%
0.8%
69.8%
0.6%
58.8%
0.6%
58.8%
0.5%
59.5%
0.5%
59.5%
0.9%
61.4%
99.1%
1.0%
38.6%
62.1%
1.0%
62.1%
0.7%
61.7%
0.7%
61.7%
1.1%
60.5%
98.9%
0.7%
39.5%
63.0%
0.7%
63.0%
David Longoria
John F. Phillips
0.8%
64.1%
0.8%
64.1%
Mary Connealy Acosta
Bill Harmon
Alfred G. “Al” Leal
John Clinton
Alfred “Bud” Valdez
Margaret Stewart Harris
Shelia Acosta
Pam Derbyshire
Mark Diaz
Diane Bull
Billy Briscoe
Orlando Sanchez
Julia Maldonado
John Donovan
0.8%
62.4%
0.8%
62.4%
0.9%
63.4%
0.9%
63.4%
0.9%
61.5%
0.9%
61.5%
0.9%
62.7%
0.9%
62.7%
0.7%
62.3%
0.7%
62.3%
0.5%
60.1%
99.5%
0.6%
39.9%
67.6%
0.6%
67.6%
(Def. Ex. 29 at 16.)
The first two columns of results, detailing the support of white and Hispanic voters for
Hispanic candidates, are taken from Dr. Barreto’s own results. As seen before, less than 1% of
white voters, compared to 60 to 70% of Hispanic voters, typically support Hispanic candidates.
There are, however, five “jarring exceptions” to this pattern when white voters heavily supported
Hispanic candidates, whom Hispanic voters have not favored. (Def. Ex. 29 at 15.) First, in the
2006 race for County Treasurer, Orlando Sanchez won 89.3% of the white vote and 33.8% of the
33
Hispanic vote. Second, in the 2006 race for District Judge of the 183rd Judicial District, Vanessa
Velasquez won 87.3% of the white vote and 34.7% of the Hispanic vote. Third, in the 2010 race
for a position on the Texas Supreme Court, Eva Guzman won 99.1% of the white vote and
38.6% of the Hispanic vote. Fourth, in the 2010 race for District Judge of the 183rd Judicial
District, Vanessa Velasquez won 98.9% of the white vote and 39.5% of the Hispanic vote. Fifth,
in the 2010 race for County Treasurer, Orlando Sanchez won 99.5% of the white vote and 39.9%
of the Hispanic vote.
Dr. Alford added the last two columns, detailing the support of white and Hispanic voters
for the Democratic candidates, to explain these five anomalies. Without exception, the white
vote for the Democratic candidate is minimal and the Hispanic vote for the Democratic candidate
is above 50%. In sum, Dr. Alford states that predictions of voting behavior rely on the party,
rather than the race or ethnicity, of the candidate. (Def. Ex. 29 at 18.) “What the exogenous
election analysis shows then, is that partisanship, and not the race or ethnicity of the candidates,
is driving polarization in these contests.” (Id. at 19.)
Dr. Alford argues that the evidence of partisan polarization in exogenous elections is not
informative of voting patterns in the non-partisan endogenous elections. (Def. Ex. 29 at 19.)
Partisanship is “built in to the exogenous elections from the very start in the form of a party
nomination system, incorporated into the ballot itself with party indications for each candidate,
and ultimately mechanically connected to the majority of votes cast through the mechanism of
straight-party ticket voting.” (Id. at 20.) The PISD elections, in contrast, are not partisan. (Id. at
19.)
“In the end,” Dr. Alford explains, “the best proof of the irrelevance of the partisan
exogenous elections for making inferences about likely voting behavior in PISD elections is the
34
fact that the voting patterns of Anglos and Hispanics in the PISD elections over the last decade
don’t look anything like the voting patterns of Anglos and Hispanics in the partisan exogenous
election[s] over the last decade.” (Def. Ex. 29 at 20.) In the partisan exogenous elections, white
and Hispanic voters always give majority support to different candidates. In the non-partisan
endogenous elections, white and Hispanic voters have given majority support to the same
candidate, regardless of race, in five out of six contested elections.
3. Recent City of Pasadena Election
On November 5, 2013, the City of Pasadena voted on a proposition (“Proposition 1”) that
would change the electoral system for places on the City Council from eight single-member
districts to six single-member districts and two at-large districts. Dr. Murray testified that 27 of
the 37 precincts that voted in this election “are wholly or largely in the Pasadena Independent
School District.” (Tr. 2 at 387-88.) Analyzing the unofficial election results for the proposition
therefore provides additional information in the analysis of racially polarized voting.
The experts for both parties agree that the results of the recent election demonstrate
racially polarized voting. Using ecological regression to analyze the voting results from the 37
precincts, Drs. Barreto and Pedraza found that 73.8% of the white voters and 9.2% of the
Hispanic voters supported the proposition.6
(Pl. Ex. 22.)
Dr. Alford testified that he
“replicate[d] the same analysis using ecological inference and using Spanish surname registered
voter[s] as the measure for the polling place” and reached the same result. (Tr. 3 at 597-98.) Dr.
Alford summarized that the results showed “strong Hispanic opposition,” and “some Anglo
crossover.” (Tr. 3 at 598:16-21.)
6
Plaintiffs’ Proposed Findings of Fact state that “the analysis of racial polarization performed by the experts
included only PISD voting precincts.” (Doc. No. 28 at 8.) The data produced by Drs. Barreto and Pedraza,
however, state that there are 37 points of observation, which would correspond to the City of Pasadena as a whole.
(See Pl. Ex. 22.)
35
Dr. Murray stated that this data “strongly confirms [his] initial conclusion that there is
racially polarized voting in this area.” (Tr. 2 at 391:6-8.) In the City as a whole, the proposition
passed by a slim majority of 87 votes. (Tr. 2 at 388:20-21.) When broken down into individual
precincts, however, the proposition passed or failed “by a pretty sizeable margin.” (Tr. 2 at
388:21-23.) According to Dr. Murray’s review of the data, “[t]he race ethnicity makeup of the
district[s] are largely driving the voting pattern.” (Tr. 2 at 389:3-4.)
Although the proposition passed narrowly in the City of Pasadena, Dr. Alford
hypothesized that it would have lost within the PISD. The following map helps to visualize the
overlap between the two:
(Def. Ex. 31.) In the portion of the City that falls outside of the PISD’s boundaries, in which the
36
voting age population is 30.63% Hispanic and 60.39% Non-Hispanic White, the proposition won
by 373 votes.
(Def. Ex. 32-33.)
In the portion of the City that falls within the PISD’s
boundaries, in which the voting age population is 62.31% Hispanic and 33.41% Non-Hispanic
White, the proposition lost by 286 votes. (Def. Ex. 32-33.) There are obviously no election
results for the districts within the PISD that fall outside of the City. The voting age population of
these PISD-only districts is 58.97% Hispanic and 21.62% Non-Hispanic White. (Def. Ex. 32.)
Assuming that these districts were as racially polarized as those within the City of Pasadena, Dr.
Alford predicted that the proposition would have lost. (Tr. 3 at 602:2-7.)
Dr. Alford’s results can be summarized as follows:
PROPOSITION ONE RESULTS
Summarized
Blocks
Location
In City Only
In Both City
and School
District
In School
District
Only
Total
VAP
21,315
82,168
Percent
Hispanic
VAP
30.63%
62.31%
Percent
Anglo
VAP
60.39%
33.41%
Percent
Black
VAP
2.02%
1.90%
Percent
Asian
VAP
5.48%
1.52%
84,320
58.97%
21.62%
11.78%
6.60%
Percent Proposition
Other
Result
VAP
1.47% Win by 373
0.86% Lose by 286
1.04%
(Predicted
Loss)
(Def. Ex. 32-33.) As applies to the third factor of Gingles, Dr. Alford concluded that the recent
election shows that voting was polarized, but white voters did not vote sufficiently as a bloc to
defeat the preference of Hispanics within the school district. (Tr. 3 at 602:13-19.) Dr. Alford
explained, “in part, that’s simply . . . because of the demographics and partly because of the 25
percent plus crossover.” (Tr. 3 at 602:17-19.)
4. Analysis
The Court concludes that there is no evidence of racially polarized voting in the recent
endogenous elections for the PISD. Plaintiffs’ experts concede as much, but claim that a reliable
37
conclusion requires more data. (Pl. Ex. 15 at 6; Tr. 1 at 36:16-22.) Drs. Barreto and Pedraza
analyzed the results of two endogenous elections across ten or eleven polling places. They found
“no evidence of racially polarized voting” in these elections since the Hispanic candidates in
both races won with the support of Hispanic and non-Hispanic voters. (Pl. Ex. 15 at 6.) For a
fuller analysis, Drs. Barreto and Pedraza “would have wanted to see more data, more precincts
made available to us, and we would have also wanted to see more elections.” (Tr. 1 at 39:2-4.)
Dr. Alford analyzed more “polling places” and more endogenous elections and also
concluded that “the voting in PISD school board elections is not polarized.” (Def. Ex. 29 at 6.)
To increase the number of reporting units, Dr. Alford separately considered the results of early
voting and election day voting. (Def. Ex. 29 at 6-7.) The Court finds this to be a reliable
technique.
To increase the number of endogenous elections, Dr. Alford also considered
contested endogenous elections that did not include an Hispanic candidate.
Endogenous
elections that include an Hispanic candidate are more probative in a Section 2 analysis, but
endogenous elections between white candidates should not be ignored. In three additional
endogenous elections, Hispanic and non-Hispanic voters coalesced behind the winning
candidate. In total, Hispanic-preferred candidates won five of the six contested endogenous
elections over the past ten years. (Id. at 11.)
Analyses of exogenous elections can supplement, though not replace, those of
endogenous elections. Rodriguez v. Harris Cnty., Tex., 964 F. Supp. 2d 686, 759 (S.D. Tex.
2013). The Fifth Circuit has “repeatedly endorsed the analysis of exogenous elections in Section
2 vote dilution claims.” Rodriguez v. Bexar Cnty., Tex., 385 F.3d 853, 860 n.5 (5th Cir. 2004).
The Court must, however, carefully evaluate the probative value of exogenous elections to the
particular election at issue. See Westwego Citizens for Better Gov’t v. City of Westwego, 872
38
F.2d 1201, 1208 n.8 (5th Cir. 1989) (noting that “evidence from other elections should not be
deemed irrelevant per se to plaintiffs’ claims, but must be evaluated according to its particular
probative value”).
In this case, Dr. Murray selected “two recent high profile elections involving Hispanic
candidates.” (Pl. Ex. 18 at 20.) In both, voters in “Hispanic precincts” largely supported the
Hispanic Democratic candidates, who did not garner majority support from “Anglo precincts.”
(Id. at 21.) Dr. Murray highlighted the different voting patterns between Hispanic and white
voters, although he acknowledged that the differences could be attributed to race or political
party. (Id. at 20.)
Drs. Barreto and Pedraza selected 26 exogenous elections, including races for County
Treasurer, Judge, and U.S. Senator. (See Pl. Ex. 15 at 4.) The same electorate for PISD Board
elections was eligible to vote in 25 of these exogenous elections. In 20 of these elections, the
Hispanic candidate won a majority of Hispanic support, but minimal white support. In stark
contrast, five Hispanic candidates, who ran as Republicans, were overwhelmingly supported by
white voters instead of Hispanic voters. Nevertheless, for all 25 elections, Hispanic and white
voters supported opposite candidates.
Dr. Alford demonstrated that the voting patterns in these exogenous elections better
tracked the party, not the race or ethnicity, of the candidate. In all 25 elections, Hispanic voters
preferred the Democratic candidate and white voters preferred the Republican candidate,
regardless of the candidate’s race. (See Def. Ex. 29 at 16.) Strikingly, in the 2006 race for
District Judge, the 2010 race for Justice, and the 2010 race for County Treasurer, Hispanic voters
supported the white Democrat and white voters supported the Hispanic Republican.
Plaintiffs’ experts responded that party affiliations cannot be disentangled from racial
39
politics. (Tr. 1 at 54:8-13.) According to Dr. Barreto, the racial politics of both parties continues
to dominate party identification in the south. (Tr. 1 at 54-55.) Dr. Murray testified that “the
principal driver[s] of the increased racial and ethnic polarization are the policy decisions made
by political leaders, particularly Republican political leaders.” (Tr. 2 at 358:18-24.) He explains
that the “Republican Party has abandoned the outreach efforts toward Hispanics” and moved
“significantly to the right” on issues such as health care and comprehensive immigration reform.
(Pl. Ex. 18 at 20-21.)
Dr. Barreto relied on an almost identical set of exogenous elections and the same
argument in an earlier challenge to the redistricting of Harris County commissioner precincts. 7
See Rodriguez v. Harris Cnty., Tex., 964 F. Supp. 2d 686, 761-63, 775-77 (S.D. Tex. 2013). In
that case, the district court found that the regression results of the two endogenous elections
“indicate[d] that Anglos vote as a bloc to defeat the Latino-preferred candidate.” Id. at 764.
“This evidence is further supported by the regression analysis of the exogenous elections.” Id.
(emphasis added). Although the defendant presented some evidence that the voting pattern could
be explained by partisanship, the court found that the “[p]laintiffs have produced countervailing
evidence that race is a consideration for voters in deciding the candidate for whom they will cast
a ballot.” Id. at 777. The court concluded that the plaintiffs had established racially polarized
voting as required by the third Gingles factor. Id.
These exogenous elections, well-suited to analyze the partisan elections at issue in
Rodriguez, are of limited probative value in this case. In Rodriguez, Dr. Barreto “only selected
races that were sufficiently similar to the endogenous elections [of County Commissioners] in
terms of the candidates, the level of office, and the partisan nature of the race” in order “[t]o
7
The list of exogenous elections for the two is identical but for two elections. The earlier case did not include data
for Richard Garcia’s race for County Treasurer in 2006, or Julia Maldonado’s race for Justice on the 14th Court of
Appeals in 2012.
40
maximize the probative value of the exogenous races.” 964 F. Supp. 2d at 760. The results of
these exogenous elections were used to support similar results from the endogenous elections.
Id. at 764. In this case, the exogenous elections chosen by Dr. Barreto are not similar to the
endogenous elections in a critical respect, and the results from the exogenous elections run
counter to the results from the endogenous elections. The exogenous elections chosen by Dr.
Murray suffer from the same flaws. These partisan exogenous elections cannot be used to
overcome the evidence supplied by the non-partisan endogenous elections.
The Court finds the recent vote in the City of Pasadena to be more probative of the voting
patterns within the PISD than the exogenous elections provided by Drs. Barreto or Murray since
neither is driven by partisan politics. Nevertheless, the results from Proposition 1 do not help
Plaintiffs to carry their burden for the third factor of Gingles. Plaintiffs must present evidence
not only that white voters and Hispanic voters hold different preferences, but that white voters
are able “usually to defeat the minority’s preferred candidate.” See Gingles, 478 U.S. at 51.
“[T]o prove legally significant white bloc voting,” the Fifth Circuit explained, “minority
plaintiffs must present evidence of ‘a white bloc vote that normally will defeat the combined
strength of minority support plus white ‘crossover’ votes.’” Rangel v. Morales, 8 F.3d 242, 245
(5th Cir. 1993) (quoting Gingles, 478 U.S. at 56).
In the recent City of Pasadena election, there is no evidence of legally significant white
bloc voting in the PISD. Hispanic voters overwhelmingly opposed the proposition, joined by
approximately 25% of white voters. Both experts agreed that success at the individual district
level can be predicted by the district’s demographics. Given the demographics of the districts
within the PISD, Dr. Alford hypothesized that the Hispanic voters’ preference would have
carried the day. (Tr. 3 at 660:6-11.)
41
In sum, the only evidence of legally significant racially polarized voting in the record
comes from the two exogenous elections chosen by Dr. Murray and the 25 exogenous elections
chosen by Drs. Barreto and Pedraza. As explained, the Court does not find these partisan
exogenous elections to be particularly probative of voting patterns for the non-partisan PISD
Board elections. The Court refuses to rely on these exogenous elections as the only evidence of
legally significant racial polarization in the PISD Board elections. See Citizens for a Better
Gretna v. City of Gretna, La., 834 F.2d 496, 502 (5th Cir. 1987) (“Although exogenous elections
alone could not prove racially polarized voting in Gretna aldermanic elections, the district court
properly considered them as additional evidence of bloc voting – particularly in light of the
sparsity of available data.”).
III.
CONCLUSIONS OF LAW
A. Gingles I: A Sufficiently Large and Geographically Compact Group
Plaintiffs have failed to demonstrate that the Hispanic population in the PISD is
“sufficiently large and geographically compact to constitute a majority in a single-member
district.” Gingles, 478 U.S. at 50. The Fifth Circuit has made clear that, “without a strict
showing of its probativeness, Spanish-surname data are disfavored, and census data based upon
self-identification provides the proper basis for analyzing Section 2 vote dilution claims.”
Rodriguez, 385 F.3d at 866 n.18.
In this case, Plaintiffs provided demonstration districts with more than 50% SSRVs, and
assumed that the CVAP figure would be higher. Plaintiffs’ expert conceded that five-year
estimates of CVAP from the ACS were available if requested, but did not provide them. The
Court finds no reason to replace available census data with unreliable Spanish-surname data. As
such, Plaintiffs have not met their burden of proving the first factor of Gingles.
42
B. Gingles II: Political Cohesion of the Minority
Plaintiffs have proven that Hispanic voters in the PISD are politically cohesive.
Endogenous elections show, and exogenous elections support, that Hispanic candidates win the
majority of Hispanic votes.
C. Gingles III: Legally Significant Bloc Voting
Plaintiffs have failed to show that the white voters in the PISD vote sufficiently as a bloc
to generally defeat the Hispanic voters’ preference. There is no evidence of racially polarized
voting in the endogenous elections. In fact, Hispanic voters and white voters have generally
supported the same candidates in PISD Board elections.
Plaintiffs rely heavily on the evidence of racially polarized voting in exogenous elections.
In two high-profile exogenous elections selected by Dr. Murray and 25 exogenous elections
selected by Drs. Barreto and Pedraza, white voters voted cohesively against the clear Hispanic
choice. The Court finds that these exogenous elections are of minimal probative value since the
exogenous elections are of a critically different nature than the endogenous elections. The Court
cannot find the presence of racially polarized voting in the non-partisan PISD elections based
solely on the evidence of racially polarized voting in the partisan exogenous elections.
The recent election in the City of Pasadena regarding electoral systems carries more
probative weight in the present inquiry. While the election results show racially polarized
voting, it does not reach the level of legal significance required by the third factor of Gingles.
Plaintiffs did not rebut Dr. Alford’s contention that white voters would have failed to vote
sufficiently as a bloc to defeat the Hispanic preference within the PISD’s boundaries.
D. Totality of the Circumstances
Because the Plaintiffs have not met the three preconditions required by Gingles, the Court
43
does not move to the next step of a Section 2 analysis. The Supreme Court recognized that
Plaintiffs might be able to establish other factors for the totality analysis, but still not sustain a
Section 2 claim if the three most important factors – those that make up the preconditions – have
not been met. Gingles, 478 U.S. at 48 n.15. “Minority voters may be able to prove that they still
suffer social and economic effects of past discrimination, that appeals to racial bias are employed
in election campaigns, and that a majority vote is required to win a seat, but they have not
demonstrated a substantial inability to elect caused by the use of a multimember district.” Id.
IV.
CONCLUSION
The PISD Board has included an Hispanic member since 1987.
This is far from
proportional with the rapidly growing Hispanic population in the community and the schools, but
the lack of proportional representation in office does not prove a lack of opportunity to
participate in the electoral process. Plaintiffs have not met their burden of proving that the atlarge electoral mechanism employed by the PISD is unconstitutional. The Court must find in
favor of Defendants since Plaintiffs have not proven two of Gingles’ preconditions.
IT IS SO ORDERED.
SIGNED this the 25th day of April, 2014.
KEITH P. ELLISON
UNITED STATES DISTRICT JUDGE
44
Appendix 1
Table Four: Hispanic Registered Voters by Precincts in the Pasadena Independent
Scbool District as of June, 2012
% Hispanic
Registered Voters
Pet
All
Registered Voters
029
076
077
093
134
2,637
2,326
558
3,248
0
2,040
747
148
2,222
77.4
32.1
26.5
68.4
170
181
188
190
191
1,676
5
1,594
1,716
1,364
805
4
993
1,204
899
48.0
80.0
62.3
70.2
65.9
211
221
242
257
267
0
960
1,552
2,339
1,332
592
730
1,033
694
60.9
47.0
44.2
52.1
275
277
278
279
280
23
1,467
2,369
937
1,500
6
808
1,196
350
732
26.1
55.1
50.5
37.4
48.8
289
301
302
308
328
1,505
2,377
264
568
1,344
821
1,552
114
238
696
54.6
65.3
43.2
41.9
51.8
329
347
348
394
404
105
3,257
1,721
844
2,565
53
1,156
329
484
1,135
50.4
35.5
19.1
57.3
44.2
Hispanic
Registered Voters
45
Pet
Reg Voters
SSRV
417
418
419
475
476
1,953
3,356
2,675
1,610
1,904
531
1,087
784
461
562
27.2
32.4
29.3
28.5
29.5
527
534
536
537
545
556
2,467
4,466
150
279
368
619
1,954
15
55
66.2
25.1
43.8
10.0
19.7
654
679
696
708
715
3,297
3,276
1,551
561
1,368
1,026
715
442
336
272
31.1
21.8
28.5
59.9
19.9
718
752
755
762
763
2
1,522
3,460
353
1,514
23.2
43.8
1,161
794
68.4
770
774
777
785
786
247
229
634
229
1,288
130
27
430
145
848
52.6
11.8
67.8
63.3
65.8
793
796
842
849
2,386
467
3,032
0
926
213
910
38.8
45.6
30.0
°
°
SSRV%
86,279
Total
37,295
43.2
Source: Hispanic Summary Report, June 4, 2012, Office of the Secretary of State,
State of Texas, pp. 109 -137.
(Pl. Ex. 18 at 14-15.)
46
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