Wilbert v. Astrue
Filing
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MEMORANDUM AND ORDER denying 18 Opposed MOTION for Summary Judgment and Response to Defendants Motion for Summary Judgment, granting 15 MOTION for Summary Judgment . (Signed by Magistrate Judge Frances H Stacy) Parties notified.(glyons, 4)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION
EARL WILBERT
Plaintiff,
V.
CAROLYN W COLVIN,
COMMISSIONER OF THE SOCIAL
SECURITY ADMINISTRAnON, I
Defendant.
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CIVIL ACTION NO. H-13-1843
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MEMORANDUM AND ORDER DENYING PLAINTIFF'S
MOTION FOR SUMMARY JUDGMENT AND GRANTING
DEFENDANT'S MOTION FOR SUMMARY JUDGMENT
Before the Magistrate Judge 2 in this social security appeal are the Plaintiffs Motion for
Summary Judgment (Document 18) and Defendant's Motion for Summary Judgment (Document
15). Having considered the motions, the administrative record, and the applicable law, the Court
ORDERS, for the reasons set forth below, that Defendant's Motion for Summary Judgment is
GRANTED, Plaintiffs Motion for Summary Judgment is DENIED, and that the decision of the
Commissioner be AFFIRMED for further proceedings.
I.
Introduction
Plaintiff Earl Wilbert ("Wilbert") brings this action pursuant to Section 205(g) of the
Social Security Act ("Act"), 42 U.S.c. § 405 (g), seeking judicial review of final decision ofthe
Carolyn W. Colvin became the acting commissioner of the Social Security Administration on February 14, 2013.
Pursuant to Rule 25 (d) of the Federal Rules of Court Procedure, she is substituted for Michael J. Astrue as the
defendant in this action.
2 On 9-19-13, pursuant to the parties' consent, this case was transferred by the District Judge to the UnderSigned
Magistrate Judge for all further proceedings (Document 12).
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Commissioner of the Social Security Administration ("Commissioner") denying his applications
for disability insurance benefits (DIB) under Title II of the Social Security Act, 42 U.S.C. § 423,
and supplemental security income benefits (SSI) under Title XVI of the Social Security Act, 42
U.S.C. § 1382c. Wilbert argues that the Administrative Law Judge's ("ALJ"): (1) residual
functional capacity (RFC) finding was not supported by substantial evidence and (2) the ALJ
erred in failing to find plaintiff's neck impairment to be severe. As a result, Wilbert argues he
was prejudiced by this legal error. In contrast, the Commissioner argues substantial evidence
supports the ALJ's decision and that the decision comports with applicable law and should be
affirmed. The Commissioner contends that the ALJ properly determined that Wilbert had the
residual functional capacity to perform light level work, limited to the extent that he could
occasionally climb stairs, balance, stoop, kneel, crouch, and crawl; and could never climb ropes,
ladders, or scaffolding. Because of this finding, the ALJ found that Wilbert retained the ability
to perform his past relevant work as a home healthcare worker and was not disabled within the
meaning of this Act.
II.
Administrative Proceedings
On August 11,2011, Wilbert filed a Title II application for a period of disability and
disability insurance benefit. Wilbert also filed a Title XVI application for supplemental security
income on August 18, 2011. In both applications, Wilbert alleged disability beginning April 2,
2009 (TR 116), which was later amended to May 4,2010. (TR 17, 31). His complaints included
back pain due to a gunshot wound to his lower back with occasional shooting pains down his leg,
neck pain that has been ongoing for 15 years without specific injury, and breathing problems for
the last year or so. (TR 210, 211). These disability claims were denied initially on October 24,
2011, and again upon reconsideration on January 23, 2012. (TR 17). Wilbert filed a written
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request for a hearing on January 23,2012. The hearing was held on September 6,2012, in
Houston, TX. (TR 29-45). Wallace A. Stanfill, an impartial vocational expert, also appeared at
the hearing. (TR 41 - 45). The ALJ issued a decision on September 10,2012. Both Wilbert and
the Commissioner have filed Motions for Summary Judgment. (Document Nos. 18 & 15). This
appeal is now ripe for ruling.
III.
Standard of Review
The court's review of a denial of disability benefits is limited "to determining (1) whether
substantial evidence supports the Commissioner's decision, and (2) whether the Commissioner's
decision comports with relevant legal standards." Jones v. Apfel, 174 F. 3d 692, 693 (5th Cir.
1999). Indeed, Title 42, Section 405(g) limits judicial review of the Commissioner's decision:
"The findings of the Commissioner of Social Security as to any fact, if supported by substantial
evidence, shall be conclusive." The Act specifically grants the district courts the power to enter
judgment, upon the pleadings and transcript, "affirming, modifying, or reversing the decision of
the Commissioner of Social Security with or without remanding the case for a rehearing" when
not supported by substantial evidence. 42 U.S.c. § 405 (g). While it is incumbent upon the court
to examine the record in its entirety to decide whether the decision is supportable, Simmons v.
Harris, 602 F.2d 1233, 1236 (5th Cir. 1979), the court may not "reweigh the evidence in the
record nor try the issues de novo, nor substitute its judgment" for that of the Commissioner even
if the evidence preponderates against the Commissioner's decision. Chaparro v. Bowen, 815
F.2d 1008, 1009 (5th Cir. 1987); see also Jones, 174 F.3d at 693; Cook v. Heckler, 750 F.2d 391
(5th Cir. 1985). Conflicts in the evidence are for the Commissioner to resolve. Anthony v.
Sullivan, 954 F.2d 289,295 (5th Cir. 1992) (quoting Hemphill v. Weinberger, 483 F. 2d 1127
(5th Cir. 1973)).
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The United States Supreme Court has defined "substantial evidence," as used in the Act,
to be "such relevant evidence as a reasonable mind might accept as adequate to support a
conclusion." Richardson v. Perales, 402 U.S. 389,401 (1971) (quoting Consolidated Edison Co.
v. N.L.R.B., 305 U.S. 197,229 (1938)). Substantial evidence is "more than a scintilla and less
than a preponderance." Spellman v. Shalala, 1 F.3d 357, 360 (5th Cir. 1993). The evidence
must create more than "a suspicion of the existence of the fact to be established, but no
'substantial evidence' will be found only where there is a 'conspicuous absence of credible
choices' or 'no contrary medical evidence.'" Hames v. Heckler, 707 F.2d 162, 164 (5th Cir.
1983).
IV.
Burden of Proof
An individual claiming entitlement to disability insurance benefits under the Act has the
burden of proving his disability. Johnson v. Bowen, 864 F.2d 340, 344 (5th Cir. 1988). The Act
defines disability as the "inability to engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can be expected to result in death
or which has lasted or can be expected to last for a continuous period of not less than twelve
months." 42 U.S.C. § 423(d)(1)(A). The impairment must be proven through medically
accepted clinical and laboratory diagnostic techniques. 42 U.S.C. § 423(d)(3). The impairment
must be so severe as to limit the claimant in the following manner:
(he] is not only unable to do [his] previous work but cannot, considering [his] age,
education, and work experience, engage in any other kind of substantial gainful
work which exists in the national economy, regardless of whether such exists in the
immediate area in which [he] lives, or whether a specific job vacancy exists for
[him], or whether [he] would be hired if [he] applied for work.
42 U.S.C § 423(d)(2)(A). The mere presence of an impairment is not enough to establish that
one is suffering from a disability. Rather, a claimant is disabled only ifhe is "incapable of
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engaging in any substantial gainful activity." Anthony v. Sullivan, 954 F.2d at 293 (quoting
Milam v. Bowen, 782 F.2d 1284, 1286 (5th Cir. 1986)).
The Commissioner applies a five step sequential process to determine disability
status:
1. If the claimant is presently working, a finding of "not disabled" must be made;
2. If the claimant does not have a "severe" impairment or combination of
impairments, he will not be found disabled;
3. If the claimant has an impairment that meets or equals an impairment listed in
Appendix 1 of the Regulations, disability is presumed and benefits are awarded;
4. If the claimant is capable of performing past relevant work, a finding of "not
disabled" must be made; and
5. If the claimant's impairment prevents him from doing any other substantial
gainful activity, taking into consideration his age, education, past work
experience, and residual functional capacity, she will be found disabled.
Anthony, 954 F.2d at 293; see also Leggett v. Chater, 67 F.3d 558,563 n.2 (5th Cir. 1995); Wren
v. Sullivan, 925 F.2d 123, 125 (5th Cir. 1991). Under this formula, the claimant bears the burden
of proof on the first four steps of the analysis to establish that a disability exists. If successful,
the burden shifts to the Commissioner, at step five, to show that the claimant can perform other
work. McQueen v. Apfel, 168 F.3d 152, 154 (5th Cir. 1999). Once the Commissioner
demonstrates that other jobs are available, the burden shifts, again, to the claimant to rebut this
finding. Selders v. Sullivan, 914 F.2d 614,618 (5th Cir. 1990). If, at any step in the process, the
Commissioner determines that the claimant is or is not disabled, the evaluation ends. Leggett, 67
F.3d at 564.
v.
Discussion
In determining whether substantial evidence supports the ALI's decision, the court
weighs four factors: (1) the objective medical facts; (2) the diagnosis and expert opinions of
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treating, examining and consultative physicians on subsidiary questions of fact; (3) subjective
evidence as testified to by the plaintiff and corroborated by family and neighbors; and (4) the
plaintiffs educational background, work history, and present age. Wren, 925 F.2d at 126.
A.
Objective Medical Evidence
As testified to by Wilbert, because he did not have a Gold Card, he did not have the
financial means to pursue medical treatment and as a result, there are few treating records.
Because of the sparse record, Wilbert was referred for two consultative examinations. The
purpose of each examination was to evaluate Wilbert's allegations that he was disabled due to
back pain, right leg pain, neck pain and chest pain.
The first evaluation was performed by Dr. Orlando Temeny on May 5, 2010. In
connection with this examination, Wilbert had an EKG. The EKG was normal. (Tr. 208). He
also had x-rays taken of the lumbar spine. (Tr. 209). The radiologist noted that there was "no
significant abnormality of alignment." (Tr. 209). Dr. Temeny also sought information from
Wilbert about his complaints. Wilbert reported that for the past five years he has experienced
back pain. Wilbert stated he had never had surgery, and was not taking any pain medication. He
estimated that he could walk three blocks, stand still approximately thirty to forty minutes, could
sit for an hour, lift 30 pounds, bend, squat, and walk on his tiptoes or heels. According to
Wilbert, he was able to walk without an assistive device. Wilbert reported being able to do
housework, go to the grocery, cook and do laundry. As for his neck pain, Wilbert reported a
history of neck pain when bending. He also complains of right leg pain and chest pain. The
results of Wilbert's physical examination show in pertinent part;
Neck: Range of motion decreased with pain mostly in extension as well as right
and left flexion and right and left bending. No lymphomegaly. No thyromegaly.
No carotid bruits.
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Lungs: On percussion normal. On auscultation, few coarse rales and few rhonci
scattered mostly in the middle zones.
Cardiac: Heart with the apical impulse located in the fifth left intercostal space.
First and second sounds normal. No murmurs. No gallops. No thrills. No rubs.
Jugular venous pressure normal.
Back: Shows tenderness in the cervical spine as well as the lumbar spine with no
significant paraspinal spasm or straightening of lordotic curvature.
Extremities: Show no clubbing, cyanosis, or edema. No atrophy and no
deformity.
Musculoskeletal: The patient has a normal gait and station. Can walk on toes and
heels, can bend, and can squat without any difficulty. He can jump and tandem
walk without any difficulty. The patient has pain and crunching sensation in both
knees, more severe in the left than in the right as well as in the neck as well as in
the lower back. The patient is able to get on and off the examining table without
any difficulty.
Neurological: Cranial nerves are intact. The deep tendon reflexes are brisk and
symmetrical in the upper and lower extremities. Sensory examination to light
touch, pinprick and position was slightly decreased in the right leg mostly in the
lateral aspect. Cerebellar function was intact. The muscle strength was 5/5 in all
groups tested. No evidence of muscular wasting. The patient has good fine finger
control to dexterous movement and the straight leg test in the right is 80 and in the
left is 45 with weakness of 4/5 in the left side. (Tr. 203-304).
Based on the above, Dr. Terneny opined that Wilbert had chronic low back pain. (Tr.
204). Dr. Terneny attributed this to degenerative joint disease of the lumbar spine but noted that
there was no evidence ofradiculopathy. As to Wilbert's complaints of right leg pain, Dr.
Terneny noted that the pain likely was due to an earlier gunshot but had caused no motor
weakness. As for Wilbert's complainants of neck pain, Dr. Terneny wrote that the pain was
evidence of his degenerative joint disease and that his complaints of chest pain were consistent
with "periaortic episode of costochondritis." (Tr. 204).
The second consultative examination was performed by Dr. John E. Norris on September
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26, 2011. (Tr. 210-216). In connection the examination, a chest x-ray was taken, which was
normal. Wilbert reported to Dr. Norris that he has had back pain since he sustained a gunshot
wound to his lower back in 1988. Wilbert described the pain as localized in his lower back and
that the pain radiates down his left leg. Wilbert estimated that he could walk two blocks or more
and requires no assistive device to ambulate. Wilbert further reported that he occasionally wears
a back brace. As for his neck injury, Wilbert stated he has experienced neck pain for
approximately 15 years but has required no special treatment and has not interfered with his
sleep. As for his complaints of left leg pain, Wilbert reported the pain started after being shot in
1988 and like his neck, has required no special treatment and he has never been told that
anything was wrong with his leg. As for his breathing problems, Wilbert reported shortness of
breath on exertion. Wilbert reports that his daily activities include cutting the grass, washing
dishes, driving, going to grocery and church. He walks daily. Wilbert reported taking no pain
medication.
The results of Dr. Norris' examination reveal that Wilbert had a slight limitation of
motion. (Tr. 211). Dr. Norris measured the range of motion in Wilbert's shoulder, elbow, wrist,
hip, cervical spine, and lumbar spine. (Tr. 215-216). No limitations were noted in his hip,
cervical spine, wrist, elbow or shoulder. The examination further revealed:
Extremities: Revealed no edema. There was normal range of motion of all
peripheral joints. There were no joint effusions or instabilities. First was 100%
and the grip was strong. Arm strength 5/5, leg strength 5/5 on the right, 4/5 on the
left.
Musculoskeletal: Revealed he got up out of his chair and walked around the room
easily without a limp. He had difficulty walking on his tiptoes because of painful
left leg. He had good dexterous finger control. No atrophy was noted.
Neurological: Reveals straight leg raising 70 degrees on the right, 50 degrees on
the left, both supine and seated. Cranial nerves are intact. Deep tendon reflexes
are 1+ and equal bilaterally. (Tr. 211-212).
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Based on the results of the physical examination along with x-rays, Dr. Norris addressed
each of Wilbert's complaints. With respect to his clinical impression, Dr. Norris wrote:
1. Arthritis in back with limitation of motion.
2. Arthritis of neck with a normal range of motion, even though performed
slowly.
3. Painful left leg ever since a gunshot wound three years ago. Exact etiology not
clear. Sensory exam of the left leg not remarkable.
4. Breathing problems for the last year or two, meaning shortness of breath.
Auscultation of the lungs shows no abnormality. The reason for this is not clear.
(Tr.212)
Lastly, a DDS physician, Dr. Scott Spoor, reviewed Wilbert's record, and completed a
Physical Residual Functional Capacity Assessment based on his diagnosis of arthritis. (Tr. 217224). Dr. Spoor opined that Wilbert had no postural, manipulative, visual, communicative or
environmental limitations due to arthritis. As for exertionallimitations, Dr. Spoor opined that
Wilbert could occasionally lift and/or carry 50 pounds; could frequently lift andlor carry 25
pounds; could stand and/or walk about 6 hours in an 8-hour workday; could six (with normal
breaks) about 6 hours in an 8 hour workday; and was unlimited in his ability to push and/or pull.
The record shows that Dr. John Dufor agreed with Dr. Spoor's RFC determination. (Tr. 225).
Wilbert argues that the ALJ's consideration of his alleged neck pain is flawed. According
to Wilbert, the ALJ failed to find his neck pain to be a "severe impairment" at step two. Wilbert
argues that because he cannot look up, his alleged neck impairment interfered with his ability to
work. In addition, Wilbert challenges the ALl's RFC determination because it does not take into
account his neck impairment.
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At step two, the claimant bears the burden of showing that he has a severe impairment or
combination of impairments that significantly limits the claimant's physical or mental ability to
do basic work activities. The step two requirement that the claimant have a severe impairment is
generally considered to be "a de minimis screening device to dispose of groundless claims."
Smolen v. Chater, 80 FJd 1273, 1290 (9th Cir. 1996) (citing Bowen v. Eckert, 482 U.S. 137,
153-154 (1987)). "[A]n impairment can be considered as not severe only if it is a slight
abnormality [having] such minimal effect on the individual that it would not be expected to
interfere with the individual's ability to work, irrespective of age, education or work experience."
Stone v. Heckler, 752 F.2d 1099, 1101 (5th Cir. 1985) (quoting Estran v. Heckler, 745 F.2d 340,
341 (5th Cir. 1984)). Because the regulations require a claimant to show only "a severe
impairment," that is, one severe impairment in order to avoid a denial of benefits at step two, the
failure to find a particular impairment severe at step two is not reversible in and of itself as long
as the ALJ finds that at least one other impairment is severe. However, even if an impairment is
found non-severe at step two, the ALJ must still "consider the limiting effects of all [a
claimant's] impairment(s), even those that are not severe in determining [RFC]." 20 C.F.R. §§
404. 1545(e), 416.945(e); see also 20 C.F.R. § 404.1523; Social Security Ruling 96-8p, 1996 WL
374184, at *5; Loza v. Apfel, 219 F.3d 378, 393 (5 Cir. 2000) (The ALJ must "consider the
combined effects of all the impairments, without regard to whether any such impairment, if
considered separately, would be of sufficient severity."). Moreover, even if the ALJ could be
said to have erred at step two in his severity determination, such an error may be considered
harmless. An error is harmless if it does not "affect the substantial rights of a party," Taylor v.
Astrue, 706 F.3d 600,603 (5 Cir. 2012), or when it "is inconceivable that the ALJ would have
reached a different conclusion" absent the error. Frank v. Barnhard, 326 F.3d 618,622 (5th Cir.
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2003); Bornette v. Barhnart, 466 F.Supp.2d 811, 816 (E.D.Tex. 2006) ("Harmless error exists
when it is inconceivable that a different administrative conclusion would have been reached
absent the error.").
Here, the ALl determined that Wilbert had the following severe impairments: arthritis,
lumbar degenerative disease, and shortness of breath. Wilbert argues that the ALl's failure to
specifically mention his neck suggests that it was not considered by the ALl as a severe
impairment. The two consultative examinations that were relied on by the ALl show that both
physicians, Drs. Temeny and Norris, considered Wilbert's complaints of neck pain. For
example, Dr. Temeny attributed Wilbert's neck complaints to his degenerative joint disease. Dr.
Norris characterized it as arthritis. Both arthritis and lumbar degenerative disease, which
impliedly included his neck, were found by the ALl to be severe impairments. Because the ALl
progressed beyond step two and considered all limitations supported by the record, to the extent
there was a step two error it was harmless. See e.g., Gibbons v. Colvin, No. 3: 12-CV-0427-BH,
2013 WL 1293902 * 16 (N.D.Tex. 2013) (any error at step two in assessing the claimant's mental
impairment was harmless); Reliford v. Colvin, No. H-12-1850, 2013 WL 1787650 *13 (S.D.Tex.
2013) ("even if the ALl's failure to make a specific severity finding with regard to foot pain was
an error, it was harmless because he considered related limitations at subsequent steps of the
disability analysis"); Garcia v. Astrue, No. M.-08-264, 2012 WL 13716 (S.D.Tex. 2012)(even if
the ALl erred at step two in failing to address the severity of the claimant's right leg venous
thrombosis, that error was harmless because the ALl considered all the claimant's limitations in
determining his RFC, and decided the case at step five); Abra v. Colvin, No. 3:12-Cv-1632-BN,
2013 WL 5178151, at *4 (N.D.Tex. Sept. 16,2013); Gibbons v. Colvin, No. 3:12-CV-0427-BH,
2013 WL 1293902, at *14 (N.D.Tex. Mar. 30,2013).
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Upon this record, substantial evidence supports the ALl's step two and three
determination that Wilbert's arthritis, lumbar degenerative disease, and shortness of breath were
severe impairments but that none, either singly or in combination met a listing. In addition,
substantial evidence supports the ALl's finding that Wilbert retained the RFC for a limited range
oflight work. To the extent that Wilbert argues that the RFC should have included a restriction
that Wilbert not look up, Dr. Norris noted that Wilbert had a full range of motion in his neck.
Further, the determination of a claimant's RFC is the sole responsibility of the ALJ. Ripley v.
Chafer, 67 F.3d 552,557 (5th Cir. 1995). The ALl's RFC determination is consistent with Dr.
Temeny, Dr. Norris's and Dr. Spoor's evaluations. The ALJ, based on the totality of the
evidence, concluded that Wilbert could perform light work restricted to the extent that he could
occasionally climb stairs, balance, stoop, kneel, crouch and crawl; and could never climb ropes,
ladders or scaffolding. The ALJ gave specific reasons in support of this determination. This
factor weighs in favor ofthe ALl's decision.
B.
Diagnosis and Expert Opinion
The second factor when considering whether substantial evidence supports the ALl's
decision is the diagnosis and expert opinions of treating and examining physicians on subsidiary
questions of fact. Unless good cause is shown to the contrary, "the opinion, diagnosis, and
medical evidence of the treating physician, especially when the consultation has been over a
considerable length of time, should be accorded considerable weight." Perez v. Schweiker, 653
F.2d 997, 1001 (5th Cir. 1981). For the ALJ to give deference to a medical opinion, however,
the opinion must be more than conclusional and must be supported by clinical and laboratory
finding. Scott v. Heckler, 770 F.2d 482, 485 (5th Cir. 1985); Oldham v. Schweiker, 660 F.2d
1078 (5th Cir. 1981). Indeed, "a treating physician's opinion on the nature and severity ofa
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patient's impairment will be given controlling weight ifit is well-supported by medically
acceptable clinical and laboratory diagnostic techniques and is not inconsistent with ... other
substantial evidence." Newton v. Apfel, 209 F.3d 448, 455 (5th Cir. 2000) (quoting Martinez v.
Chater, 64 F.3d 172, 176 (5th Cir. 1995)). The opinion of a medical specialist is generally
accorded more weight than opinions of non-specialists. Id. '" [T]he ALJ is free to reject the
opinion of any physician when the evidence supports a contrary conclusion.'" Martinez, 64 F.3d
at 176 (quoting Bradley V., Bowen, 809 F.2d 1054, 1057 (5th Cir. 1987)). Further, regardless of
the opinions and diagnosis of medical sources, "'the ALJ has sole responsibility for determining
a claimant's disability status.'" Martinez 64 F.3d at 176 (quoting Moore v. Sullivan, 919 F.2d
901,905 (5th Cir 1990).
While opinions of treating physicians need not be accorded controlling weight on the
issue of disability, in most cases such opinions must at least be given considerable deference.
Newton, 209 F.3d at 456. With regard to the weight to be given "Residual Functional Capacity
Assessments and Medical Source Statements," the Rule provides that "adjudicators must weigh
medical source statements under the rules set out in 20 C.F.R. 404.1527 ... providing appropriate
explanations for accepting or rejecting such opinion." Social Security Ruling (SSR) 96-2p, 61
Fed. Re. 34490 (July 2, 1996).
Though Wilbert testified about his limitations, neither physician noted such limitations
based on their observations. Dr. Norris opined that the arthritis of the neck still allowed for a
normal range of motion, albeit performed slowly. The X-rays of Wilbert's lumbar spine showed
no significant abnormalities and an auscultation of the lungs showed no reason for shortness of
breath. (TR 209,211,212). Dr. Norris' opinion is consistent with Dr. Terneny's opinion.
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With respect to the opinions and diagnosis of treating physicians and medical sources
supporting evidence for the ALJ's RFC finding, the ALl wrote:
"At the second consultative examination, the claimant reported back and leg
issues dating back to a gunshot wound in the late 1980s. However, the claimant
worked performing light to medium work after this time. He was very candid at
the examinations and at the hearing that he was able to perform his activities of
daily living, and he tries to help other people with their needs. He is able to mow
grass, drive, grocery shop, cook and do housework. He has been able to work on
a part-time basis, and this did not end as a result of his medical conditions. The
residual functional capacity assigned is clearly supported by the evidence, and the
claimant is able to perform a limited range of light work. No treating doctor has
indicated that the claimant is disabled." (TR 22).
The ALJ's decision is a fair summary and characterization of the medical records. The
medical opinions of Dr. Temeny, Dr. Norris, Dr. Spoor, and Dr. Durfor support the ALJ's RFC
determination. The court concludes that the diagnosis and expert opinions factor also supports
the ALJ's decision.
C.
Subjective Evidence of Pain
The next factor to be weighed is the subjective evidence of pain, including the claimant's
testimony and corroboration by family and friends. Not all pain is disabling, and the fact that a
claimant cannot work without some pain or discomfort will not render him disabled. Cook,750
F.2d at 395. The proper standard for evaluating pain is codified in the Social Security Disability
Benefits Reform Act of 1984,42 U.S.C. § 423. The statute provides that allegations of pain do
not constitute conclusive evidence of disability. There must be objective medical evidence
showing the existence of a physical or mental impairment which could reasonably be expected to
cause pain. Statements made by the individual or his physician as to the severity of the
plaintiffs pain must be reasonably consistent with the objective medical evidence on record. 42
U.S.C. § 423. "Pain constitutes a disabling condition under the SSA only when it is 'constant,
unremitting, and wholly unresponsive to therapeutic treatment.' " Selders, 914 F.2d at 618-19
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(citing Darrell v. Bowen, 837 F.2d 471, 480 (5th Cir. 1988)). Pain may also constitute a nonexertional impairment which can limit the range of jobs a claimant would otherwise be able to
perform. See Scott v. Shalala, 30 F.3d 33,35 (5th Cir. 1994). The Act requires this Court's
findings to be deferential. The evaluation of evidence concerning subjective symptoms is a task
particularly within the province of the ALJ, who has had the opportunity to observe the claimant.
Hames, 707 F .2d at 166.
"It is appropriate for the Court to consider the claimant's daily activities when deciding
the claimant's disability status." Leggett v. Chafer, 67 F .3d 558,565 n. 12 (5th Cir. 1995). Any
"inconsistencies between the [Plaintiffs] testimony about his limitations and his daily activities
were quite relevant in evaluating his credibility." Reyes v. Sullivan, 915 F.2d 151, 155 (5th Cir
1990). Here, the ALJ relied on inconsistent statements made by Wilbert regarding his ability to
perform. Wilbert stated he was able to perform daily activities such as mowing the yard,
washing dishes, going to the grocery store, going to church, and visiting patients in the hospital
(TR 21,22, 211) And yet, he testified during his hearing that he could not stand for more than
thirty minutes or sit comfortably for thirty minutes due to back, neck and leg pain. (TR 37).
Wilbert also testified that he gets offbalance and his hands curl up from arthritis. (TR 36).
Also supporting the ALl's credibility determination is the physician's observations that
Wilbert was able to get up out of his chair and walk around without a limp, he had a normal gait
and station, can bend, jump, and squat without any difficulty, and was able to get on and off the
examination table without difficulty. (TR 203,211).
The undersigned finds that there is nothing in the record to suggest that the ALJ made
improper credibility findings or that the testimony was weighed improperly. The ALJ noted
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inconsistencies between Wilbert's testimony and his responses to his daily activities, as well as
the observation by Dr. Temeny and Dr. Norris. This factor also supports the ALI's decision.
D.
Education, Work History, and Age
The final factor to be weighed is the claimant's educational background, work history and
present age. A claimant will be determined to be under disability only if the claimant's physical
or mental impairments are of such severity that is not unable to do his previous work, but cannot,
considering his age, education and work experience, engage in any other kind of substantial
gainful work which exists in the national economy. 42 U.S.C. § 423(d)(2)(A).
The record shows that Wilbert, at the time of the hearing, was sixty years old, and had
completed high school. The ALJ questioned Wallace Stanfull, a vocational expert ("VE"), at the
hearing about Wilbert's ability to engage in gainful work activities. "A vocational expert is
called to testify because of his familiarity with job requirements and working conditions. 'The
value of a vocational expert is that he is familiar with the specific requirements of a particular
occupation, including working conditions and the attributes and skills needed. '" Vaughan v.
Shalala, 58 F.3d 129, 131 (5th Cir. 1995)(quoting Fields v. Bowen, 805 F.2d 1168, 1170 (5th
Cir 1986)). It is well settled that a vocational expert's testimony, based on a properly phrased
hypothetical question, constitutes substantial evidence. Bowling v. Shalala, 36 F.3d 431,436
(5th Cir. 1994). A hypothetical question is sufficient when it incorporates the impairments
which the ALJ has recognized to be supported by the whole record. Beyond the hypothetical
question posed by the ALJ, the ALJ must give the claimant the "opportunity to correct
deficiencies in the ALI's hypothetical questions (including additional disabilities not recognized
by the ALI's findings and disabilities recognized but omitted from the question)." Bowling, 36
F.3d at 436.
16
The ALJ posed the following hypothetical questions to the VE:
Q. For the purposes of a hypothetical question, I'm going to ask you to assume,
please, that ... as of the onset, we're dealing with an individual of advanced age,
57; one presently who is 60; one who is a high school graduate; certainly, is
literate; has the same vocational background as Mr. Wilbert. Further assume,
please, that the hypothetical individual can stand and walk for six out of eight; sit
for six out of eight; lift and carry, push and pull an occasional 20, and a frequent
10; could never do ropes, ladders, or scaffolds; all other posturals would be
occasional. As to that assessment, if I did agree with it, could such a person of
that profile perform any of Mr. Wilbert's past work?
A. Yes, sir. This would be consistent with the past home healthcare job. It would
eliminate the medium past jobs.
Q. Thank you, sir. Hypothetical number two would be the same as one, except
add to it the additional feature that the hypothetical individual, secondary to the
issues ... if we added to hypothetical number one, the feature that the individual
would need to recline, and rest for, approximately, two hours out of each eighthour workday, could such a person sustain employment?
A. No, judge. These jobs would allow for customary break periods, but not two
hours during the work day.
Q. All right, sir. And hypothetical number three, assume with me, if you would
please, that the hypothetical individual would be limited to secondary work with
the same postural restrictions. Do I understand correctly that the hypothetical
individual would grid out?
A. Yes (TR 42, 43, 44)
Here, the ALJ relied on a comprehensive hypothetical question to the vocational expert.
A hypothetical question is sufficient when it incorporates the impairments which the ALJ has
recognized to be supported by the whole. Upon this record, there is an accurate and logical
bridge from the evidence to the ALJ's conclusion that Wilbert was not disabled. Based on the
testimony of the vocational expert and the medical records, substantial evidence supports the
ALJ's finding that Wilbert could perform light work with restrictions and could perform his past
relevant work as a home healthcare provider. Because the hypothetical questions contained all
the functional limitations recognized by the ALJ, the Court concludes that the ALJ's reliance on
17
the vocational testimony was proper, and that the vocational expert's testimony, along with the
medical evidence, constitutes substantial evidence to support the ALl's conclusion that Wilbert
was not disabled within the meaning of the Act and therefore was not entitled to benefits.
VI.
Conclusion
Considering the record as a whole, the Court is of the opinion that the ALJ and the
Commissioner properly used the guidelines propounded by the Social Security Administration,
which direct a finding that Wilbert was not disabled within the meaning of the Act, that
substantial evidence supports the ALl's decision, and that the Commissioner's decision should
be affirmed. As such, it is
ORDERED Plaintiffs Motion for Summary Judgment (Document No. 18), is DENIED,
Defendant's Motion for Summary Judgment (Document No. 15) is GRANTED, and the decision
of the Commissioner of Social Security is AFFIRMED.
Signed at Houston, Texas, thisJ-l'!i:;y of
~
,2014
FRANCES H. STACY
UNITED STATES MAGISTRATE JUDGE
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