Thatcher v. Oakbend Medical Center
Filing
27
ORDER GRANTING IN PART, DENYING IN PART 15 MOTION for Summary Judgment ; GRANTING 26 MOTION to Substitute Exhibit.(Signed by Judge Gray H. Miller) Parties notified.(rkonieczny, 4)
United States District Court
Southern District of Texas
ENTERED
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF TEXAS
HOUSTON DIVISION
EDDIE JAY THATCHER,
Plaintiff,
v.
OAKBEND MEDICAL CENTER and
HAROLD ALLEN, Individually and in his
Official Capacity,
Defendants.
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January 05, 2016
David J. Bradley, Clerk
CIVIL ACTION H-14-3551
ORDER
Pending before the court are (1) a motion for summary judgment filed by defendants
OakBend Medical Center (“OakBend”) and Harold Allen (collectively, “Defendants”) (Dkt. 15); (2)
objections to Defendants’ evidence contained within plaintiff Eddie Jay Thatcher’s response to
Defendants’ motion (Dkt. 18-1); (3) a motion to strike a declaration of Joseph Freudenberger filed
by Thatcher (Dkt. 23); and (4) a motion to substitute exhibit filed by Thatcher (Dkt. 26). Having
considered the motion for summary judgment, objections, and motion to strike, all responsive
briefing, and the applicable law, the court is of the opinion that the motion for summary judgment
should be GRANTED IN PART AND DENIED IN PART, the objections should be OVERRULED,
and the motion to strike should be DENIED AS MOOT. Additionally, the motion to substitute
exhibit (Dkt. 26), which is unopposed, should be GRANTED.
I. BACKGROUND
This is a wrongful termination and retaliatory discharge case. OakBend is a hospital
authority created by the City of Richmond. See City of Richmond, Tex. Municipal Code §§ 2-275,
2-276 (creating a hospital authority pursuant to Tex. Health & Safety Code ch. 262 and indicating
t hat
t he
authority
“s hal l
be
known
as
OakBend
M edi cal
Cent er”),
https://www.municode.com/library/tx/richmond/codes/code_of_ordinances; see also Tex. Health &
Safety Code Ann. § 262.003 (West 2015) (“A governing body may adopt an ordinance creating a
hospital authority and designating the name of the authority if the governing body finds that creation
of the authority is in the best interest of the municipality and its residents.”). Allen is the security
manager for OakBend and has worked there twenty-seven years. Dkt. 18, Ex. 2 at 12. On or about
February 24, 2014, Allen hired Thatcher to work as a security guard. Dkt. 18, Ex. 2 at 29–30, Ex. 3
at 35, 37. Allen, who was Thatcher’s direct supervisor, would call Thatcher in to work on nights and
weekends as needed, and Thatcher usually worked between thirty and forty hours a week. Dkt. 18,
Ex. 1 at 131. As an OakBend security guard, Thatcher was responsible for providing a safe
environment, which required him to make rounds, check doors after hours, lock doors, unlock doors,
observe psychiatric patients and intervene when necessary, report safety issues, report
malfunctioning equipment, and make work orders. Dkt. 18, Ex. 2 at 67–68.
On or about March 12, 2014, the director of the geriatric psychiatric unit called Allen and
reported that Thatcher had been inappropriately questioning staff members about alleged abuse of
an elderly psychiatric patient. Dkt. 18, Ex. 2 at 147–49. According to Thatcher, the patient was
sitting in a wheelchair in the hallway and asked him what she should do if somebody abused her.
Dkt 18, Ex. 1 at 107. The patient allegedly told Thatcher that a male black nurse had “grabbed her
by the arm, yanked her out of her wheelchair, drug her to her room, and told her, ‘This is where you
stay.’” Id. The patient told Thatcher that the nurse was tall and muscular. Id. After receiving this
report, Thatcher asked a group of nurses if a tall and muscular black nurse worked on that floor
because a patient had accused a muscular black nurse of abusing her. Id. at 109–10. Thatcher
contends that the nurses “kind of took offense to that.” Id. at 110. Allen was on vacation at this
2
time, but Thatcher reported the incident to the house supervisor. Id. at 110–11. The patient later
reported that Thatcher was inappropriate with her. Id. at 111. Allen discussed the incident with
Thatcher and told Thatcher that he needed to be careful. Id. at 111–12.
On April 5, 2014, Thatcher was assigned to observe a sleeping or unconscious psychiatric
patient in the Emergency Room. Dkt. 18, Ex. 1 at 48–75. According to Thatcher, he observed a
nurse walk in and kick the unconscious patient in the patient’s foot, which was hanging off the end
of the bed. Id. The patient woke up and exchanged words with the nurse. Id. Thatcher contacted
Allen within about thirty minutes of the incident and reported the incident. Dkt. 18, Ex. 1 at 76, 80.
Allen then reported the incident to the house supervisor. Dkt. 18, Ex. 2 at 99. Thatcher called Allen
a few minutes later to advise that the patient wanted to file charges. Id. at 101. Thatcher later called
Allen a third time to discuss something he had observed on the patient’s phone that made him think
the police should be informed. Id. at 105–06. Allen decided to move Thatcher to a different location
because, according to Allen, Thatcher was not deescalating the situation. Id. at 107.
That evening after work, Thatcher called the non-emergency number of the Fort Bend County
Sheriff’s Department. Dkt. 18, Ex. 1 at 41; Dkt. 18, Ex. 6. Thatcher states that he called the
sheriff’s department because he was concerned about what he had witnessed at the hospital and
wanted to know who had authority over OakBend and if what he had witnessed was a felony. Dkt.
18, Ex. 1 at 101–02, 170. According to Thatcher, he told the dispatcher about the incident and that
he worked at the hospital, but he did not identify the nurse who kicked the patient. The dispatcher
wanted to send a patrol car, but Thatcher declined because he did not want to get in trouble. Id. at
121.
3
On the morning of April 6, 2014, Thatcher went to the home of Rocky,1 a neighbor of
Thatcher’s who happens to be a deputy with Fort Bend County Sheriff’s Department. Dkt. 18, Ex.
1 at 42–43. Thatcher advised Rocky that he saw a nurse assault a patient. Id. at 44–45. Thatcher
states that Rocky told him it was best to let the hospital handle the situation. Id. at 45.
Thatcher had been scheduled to work on April 6, but Allen pulled him off the shift. Dkt. 18,
Ex. 1 at 178. Thatcher then called Allen several times over the next several days to determine if
there were shifts Thatcher could work, but Allen indicated nothing was available. Dkt. 18, Ex. 1 at
83–94; Dkt. 18, Ex. 2 at 183–85. Allen also told Thatcher that he (Allen) needed to talk with Human
Resources. Dkt. 18, Ex. 1 at 93–94. Allen contends that he was contemplating firing Thatcher
during this time period, but he wanted to discuss it with the OakBend’s human resources
representative first, and she was on vacation. Dkt. 15, Ex. E.
Allen claims that his decision to terminate Thatcher’s employment was finalized during the
week of April 7, 2014, after he learned of another incident from a different security guard. Dkt. 15,
Ex. E; Dkt. 18, Ex. 2 at 179–80. The security guard allegedly told Allen that Thatcher had asked a
patient who was signing a Do Not Resuscitate (DNR) form if the patient wanted to die. Id. at 180.
The Human Resources representative returned from her vacation on April 11, 2014. Thatcher
called her that day, reported that he had witnessed a nurse kicking a patient, told her that he was
worried about the incident being covered up, and informed her that he had contacted law
enforcement. Dkt. 18, Ex. 1 at 96–97, 103, 176. After receiving this information from Thatcher,
the human resources representative called Allen. She questioned Allen about how he handled the
1
Thatcher does not know Rocky’s last name. Dkt. 18, Ex. 1 at 42.
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incident and informed Allen that Thatcher had told her that he called the sheriff’s department. Dkt.
18, Ex. 3.
On April 14, 2014, Allen terminated Thatcher’s employment.2 Dkt. 18, Ex. 2 at 35.
According to Thatcher, Allen was agitated during the meeting because Thatcher had spoken to law
enforcement. Dkt. 18, Ex. 1 at 138. Thatcher received a termination form that states:
Jay [Thatcher] had encountered situations involving psych patient and
employees where as his ability to de-escalate the situation is not
appropriate in maintaining calm.
First incident was on the Senior Care Unit on 3/12/2014 whereas a
verbal encounter with a psych patient had Jay questioning staff about
care of the patient. Jay reported to me that a patient kissed on that
day.3
Second encounter, 4/5/2014, when Jay had a complaint pertaining to
hospital staff member and his approach with the patient and staff as
to notifying police concerning text of the patient’s cell phone.
Also, his approach to staff as to the caring of the patient.
Dkt. 16, Ex. B, Ex. 6. There is a handwritten note on the form indicating it was “given by Chief
Allen.” Id. Additionally, Thatcher wrote the following comment in the “employee comments”
section: “This is wrong and UNJUST.” Id.
Thatcher filed a petition in the 268th Judicial District Court of Fort Bend County, Texas, on
September 29, 2014. Dkt. 1-3. In the original petition, Thatcher asserted claims of wrongful
termination and retaliation in violation of Texas Health and Safety Code section 161.134(f). Id. On
2
Thatcher claims that he and Allen were the only ones present when Allen terminated his
employment. Dkt. 18, Ex. 1 at 139. Allen claims that the human resources representative was
present as well. Dkt. 18, Ex. 2 at 36.
3
According to Allen, “a patient kissed that day,” is supposed to say “a patient kissed him
that day.” Dkt. 18, Ex. 2 at 149. Thatcher denies that he ever told Allen that a patient kissed him.
Dkt. 18, Ex. 1 at 108.
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December 3, 2014, Thatcher filed an amended petition that included a claim of retaliation for the
exercise of free speech and expression under the First Amendment of the United States Constitution.
Dkt. 1. Defendants timely removed the case to this court on December 12, 2014, asserting federal
question jurisdiction due to the newly added First Amendment claim. Id. Thatcher amended his
petition again on April 17, 2015. Dkt. 7. His current claims are (1) retaliation under Texas Health
and Safety Code section 161.134; and (2) retaliation for exercise of free speech and expression in
violation of 42 U.S.C. § 1983. Id.
On September 25, 2015, Defendants filed a motion for summary judgment. Dkt. 15.
Defendants argue that Thatcher’s Texas Health and Safety Code section 161.134 claim against
OakBend is barred by sovereign immunity and that Thatcher cannot maintain a claim against Allen
as an individual under section 161.134. Additionally, they assert that Thatcher’s § 1983 claim is
barred because (1) Thatcher did not engage in protected speech regarding a matter of public concern;
and (2) OakBend made the decision to terminate Thatcher’s employment before knowing that he had
contacted law enforcement. Dkt. 15.
Thatcher argues that Defendants’ evidence regarding the sovereign immunity defense is
inadmissible, and he moves to strike (1) Defendants’ Exhibit D (a copy of a municipal ordinance)
because it is not authenticated and (2) Defendants’ Exhibit E (Allen’s affidavit) because it contains
hearsay. Dkt. 18-1. As for the § 1983 claim, Thatcher asserts that there are issues of material fact
precluding summary judgment on his claim that his employment was terminated in retaliation for
his exercise of his First Amendment right to free speech. Id. He contends that the content and
context of his reporting of patient abuse were matters of public concern and not part of his job duties.
He further argues that Allen’s claim that he decided to terminate Thatcher’s employment before
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learning that Thatcher had made reports to outside law enforcement is contradicted by the evidence.
Id.
Defendants argue that Exhibits D and E are admissible. Dkt. 20. They also offer an
additional declaration to alleviate any concerns that Exhibit D is not authenticated. Id. & Ex. A.
Thatcher moves to strike the declaration because (1) it was filed impermissibly late; (2) the declarant
lacks personal knowledge and competence; and (3) the declaration is conclusory. Dkt. 23. The court
will first address all of Thatcher’s evidentiary objections and will then discuss the issues presented
in Defendants’ motion for summary judgment.
II. EVIDENTIARY OBJECTIONS
A.
Exhibit D and Late Filed Declaration
Exhibit D is a copy of the “Hospital Authority” section of the Richmond Municipal Code that
creates OakBend Medical Center. Dkt. 15, Ex. D. Thatcher objects to this exhibit, arguing that it
is not admissible evidence because it has not been authenticated and is not self-authenticating under
Federal Rule of Evidence 902. Dkt. 18-1 at 23.
Under Rule 902, certain types documents are self-authenticating. See Fed. R. Evid. 902.
Among the types of documents listed, a “book, pamphlet, or other publication purporting to be
issued by a public authority” is considered self-authenticating and “require[s] no extrinsic evidence
of authority to be admitted.” Id. The ordinance at issue can be found by clicking on a link on the
City of Richmond’s website. See https://www.municode.com/library/tx/richmond/codes/
code_of_ordinances. It certainly appears to be an official publication of the City of Richmond, and
Thatcher has provided the court with no reason to believe the website is unreliable. Thus, the court
finds that the evidence is self-authenticating. Moreover, even if the evidence were not selfauthenticating, the court takes judicial notice of the ordinance. See, e.g., In re Waller Creek, Ltd.,
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867 F.2d 228, 238 n.14 (5th Cir. 1989) (discussing the “power of a federal court to take judicial
notice of legislative facts” and taking judicial notice of a municipal ordinance); United States v. City
of Miami, Fl., 664 F.2d 435, 443 n.16 (5th Cir. 1981) (taking judicial notice of a municipal ordinance
that was not introduced into evidence). Thatcher’s objection to Exhibit D is OVERRULED.
Thatcher’s related motion to strike the declaration Defendants filed to authenticate the exhibit is
DENIED AS MOOT.
B.
Exhibit E
Thatcher objects to two statements in Allen’s declaration as hearsay and requests that the
court strike the statements. Dkt. 18-1 at 23–24. The first statement at issue is in paragraph 5 of
Allen’s declaration. Id. at 23. Allen states that he “received a report from the desk clerk that
Thatcher was contributing to problems on the floor by not calming the patient.” Dkt. 15, Ex. E ¶ 5.
The second statement at issue is in paragraph 7 of the declaration. Dkt. 18-1 at 24. Allen states that
he “learned of a third incident involving Thatcher behaving strangely and contrary to [Allen’s]
expectations” on April 7, 2014. Dkt. 15, Ex. E ¶ 7. Allen asserts that another person told him “that
Thatcher had asked a patient, ‘Do you want to die’ while witnessing the execution of a DNR.” Id.
Hearsay is a statement that “a party offers in evidence to prove the truth of the matter asserted
in the statement.” Fed. R. of Evid. 801(a)(c). Defendants argue that these statements are not offered
to prove the truth of the matter asserted. Dkt. 20. Instead, Defendants assert they merely offer this
evidence to show why Allen was motivated to terminate Thatcher’s employment when he did so.
Id. The court agrees with Defendants. The court considers this evidence only insofar as it supports
Defendants’ assertions about Allen’s motivation to terminate Thatcher’s employment, and the
statements therefore do not fit within the definition of hearsay. Thatcher’s objections to these
statements are OVERRULED.
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III. MOTION FOR SUMMARY JUDGMENT
A.
Legal Standard
A court shall grant summary judgment when a “movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R.
Civ. P. 56(c). “[A] fact is genuinely in dispute only if a reasonable jury could return a verdict for
the non-moving party.” Fordoche, Inc. v. Texaco, Inc., 463 F.3d 388, 392 (5th Cir. 2006). The
moving party bears the initial burden of demonstrating the absence of a genuine issue of material
fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S. Ct. 2548 (1986). If the party meets its
burden, the burden shifts to the non-moving party to set forth specific facts showing a genuine issue
for trial. Fed. R. Civ. P. 56(e). The court must view the evidence in the light most favorable to the
non-movant and draw all justifiable inferences in favor of the non-movant. Envtl. Conservation Org.
v. City of Dall., Tex., 529 F.3d 519, 524 (5th Cir. 2008).
B.
Analysis
Defendants argue that the court should grant summary judgment on Thatcher’s Texas
statutory claim against OakBend and Allen because (1) the claim against OakBend is barred by
sovereign immunity; and (2) the statute does not apply to individuals. Additionally, Defendants seek
summary judgment on the § 1983 claim because Thatcher did not engage in protected speech and
because the factual basis for his claim is flawed. Dkt. 15. The court will address these arguments
in seriatim.
1.
Count One: Retaliation Under Texas Health & Safety Code § 161.134.
Thatcher claims that OakBend and Allen violated Texas Health and Safety Code section
161.134 when OakBend terminated Thatcher’s employment. Dkt. 7. Under section 161.134(a), a
“hospital, mental health facility, or treatment facility may not suspend or terminate the employment
9
of or discipline or otherwise discriminate against an employee for reporting to the employee’s
supervisor, an administrator of the facility, a state regulatory agency, or a law enforcement agency,
a violation of law.” Tex. Health & Safety Code Ann. § 161.134(a). Defendants argue that OakBend
cannot be held liable under this section because a hospital created by chapter 262 of the Texas Health
and Safety Code is immune from suit. Dkt. 16. Chapter 262 gives a “governing body” the ability
to “adopt an ordinance creating a hospital authority if the governing body finds that creation of the
authority is in the best interest of the municipality and its residents.” Tex. Health & Safety Code
Ann. § 262.003(a). A hospital authority created under the statute is “a body politic and corporate.”
Id. § 262.003(d). Such a hospital authority, as a governmental entity, is “immune from suit except
to the extent the Legislature has waived that immunity.” Classen v. Irving Healthcare Sys., 898
S.W.2d 300, 300 (Tex. 1995) (per curiam); see Harris Cty. Hosp. Dist. v. Tomball Regional Hosp.,
282 S.W.3d 838 842 (Tex. 2009) (“explaining that “[g]overnmental immunity protects political
subdivisions of the State from lawsuits for damages” and that “[h]ospital districts have such
immunity”); Martinez v. Val Verde Hosp. Dist., 140 S.W.3d 370, 371 & n.3 (Tex. 2004) (outlining
why the county hospital district in that case was immune from suit). The Texas Supreme Court has
expressly held that section 161.134 does not waive a hospital district’s immunity. Dallas Metrocare
Servs. v. Pratt, 124 S.W.3d 147, 148–49 (Tex. 2003) (per curiam).
Thatcher does not attempt to convince the court otherwise. Instead, he argues that
(1) Defendants’ evidence that the hospital was created under chapter 262 is inadmissible; (2) the
court cannot render a judgment for Defendants on the basis of a lack of jurisdiction; and (3) the cases
Defendants cite are distinguishable. The court has already determined that it can consider the
ordinance creating the hospital district, so the first argument fails. As to the argument that the court
cannot “render a judgment,” Thatcher contends that if OakBend has indeed established a sovereign
10
immunity defense, “this Court cannot render a judgment for Defendants on a basis of lack of
jurisdiction.” Dkt. 18-1 at 15. It appears that Thatcher is arguing that Defendants should have filed
a motion for judgment on the pleadings—the equivalent of a state court plea to the
jurisdiction—rather than a motion for summary judgment, noting that each of the cases upon which
Defendants rely was dismissed pursuant to a plea to the jurisdiction. However, the fact that the
defense is asserted in a motion for summary judgment does not preclude the court from dismissing
the claim for want of jurisdiction. See Bland Indep. Sch. Dist. v. Blue, 34 S.W.3d 547, 554 (Tex.
2000) (“The absence of subject-matter jurisdiction may be raised by a plea to the jurisdiction, as well
as by other procedural vehicles, such as a motion for summary judgment.”); see also Tex. Dept. of
Parks & Wildlife v. Miranda, 133 S.W.3d 217, 227–28 (Tex. 2005) (discussing how the standard
under Texas law for a plea to the jurisdiction “generally mirrors that of a summary judgment” and
noting that Texas courts “require the state to meet the summary judgment standard of proof” in such
cases); cf. de Sanchez v. Banco Central de Nicaragua, 770 F.2d 1385, 1386 (5th Cir. 1985)
(affirming the district court’s dismissal of a Foreign Sovereign Immunities Act claim at the summary
judgment stage). Moreover, if the court lacks jurisdiction, the court itself must sua sponte dismiss
for lack of jurisdiction. See Fed. R. Civ. P. 12(h)(3) (“If the court determines at any time that it lacks
subject matter jurisdiction, the court must dismiss the action.”). Thus, whether dismissal is
requested in a motion for summary judgment or plea to the jurisdiction is, in this case, a distinction
without purpose, as the case must be dismissed either way.
Thatcher’s final argument likewise has no merit. Thatcher correctly argues that most of the
cases cited by Defendants can be distinguished from the facts of this case. Dkt. 18-1 at 16–17.
However, the distinguishable aspects of the cases are without consequence. The case law clearly
establishes that hospital districts such as OakBend enjoy governmental immunity unless it has been
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clearly waived and that section 161.134 does not waive the immunity. See, e.g., Pratt, 124 S.W.3d
at 149; Ctr. for Health Care Servs. v. Quintanilla, 121 S.W.3d 733 (Tex. 2003). Thus, OakBend is
immune from suit, the government has not clearly waived immunity, and the Texas statutory claim
against OakBend must be dismissed.
Defendants also argue that the section 161.134 claim asserted against Allen must fail because
the law expressly applies to “hospital[s], mental health facilit[ies], or treatment facilit[ies],” not
individuals. Dkt. 15 Defendants support this argument by citing to Barron v. Cook Children’s
Health Care System, 218 S.W.3d 806, 808 (Tex. App.—Fort Worth 2007, no pet.). In Barron, the
court considered whether the term “treatment facility” as used in the statute encompassed primary
care facilities and outpatient care facilities. Id. The court noted that the “plain language of the
statute limits its application to three types of entities—hospitals, mental health facilities, and
treatment facilities.” Id. Thatcher argues that this case is not on point because it did not address
whether a person or supervisor may be held liable under the statute. The court agrees that Barron
did not directly address this issue, but it also agrees with the Barron court that the “plain language
of the statute limits its application to three types of entities.” Id. Those three types of entities do not
include persons or supervisors. Thus, Allen cannot be held individually liable under the statute.
Because there is no waiver of immunity for claims made against a hospital district under
section 161.134 and because section 161.134 does not apply to suits against individuals, Defendants’
motion for summary judgment on the Texas statutory claim is GRANTED and this claim is
DISMISSED WITH PREJUDICE.
2.
Count Two: Retaliation for Exercise of Free Speech and Expression.
Thatcher also asserts a claim against OakBend and Allen under 42 U.S.C. § 1983 for
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retaliating against him after he exercised his right to free speech and expression with regard to
reporting alleged patient abuse after he observed a nurse kick a patient. Dkt. 7. Under § 1983,
Every person who, under color of any statute, ordinance, regulation,
custom, or usage, of any State or Territory . . . subjects, or causes to
be subjected, any citizen of the United States or other person within
the jurisdiction thereof to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws, shall be liable to the
party injured in an action at law, suit in equity, or other proper
proceeding for redress . . . .
42 U.S.C. § 1983. Under the First Amendment to the United States Constitution,
Congress shall make no law respecting the establishment of religion,
prohibiting the free exercise thereof; or abridging the freedom of
speech, or of the press; or the right of the people peaceably to
assemble, and to petition the Government for a redress of grievances.
U.S. Const. amend. I.
The “First Amendment ‘was fashioned to assure unfettered interchange of ideas for the
bringing about of political and social changes desired by the people,’” and it is thus impermissible
for the state to “condition public employment on a basis that infringes the employee’s
constitutionally protected interest in freedom of speech” as it relates to public concerns. Connick
v. Myers, 461 U.S. 138, 142–46, 103 S. Ct. 1684 (1983) (quoting Roth v. United States, 354 U.S.
476, 484, 77 S. Ct. 1304 (1957)). However, when “employee expression cannot be fairly considered
as relating to any matter of political, social, or other concern to the community, government officials
should enjoy wide latitude in managing their offices, without intrusive oversight by the judiciary in
the name of the First Amendment.” Id. at 146. “[W]hen a public employee speaks not as a citizen
upon matters of public concern, but instead as an employee upon matters only of personal interest,
absent the most unusual circumstances, a federal court is not the appropriate forum in which to
13
review the wisdom of a personnel decision taken by a public agency allegedly in reaction to the
employee’s behavior.” Id. at 147.
“To prove a First Amendment retaliation claim, [the plaintiff] must show that (1) she [or he]
suffered an ‘adverse employment decision’; (2) her [or his] speech involved ‘a matter of public
concern’; (3) her [or his] ‘interest in commenting on matters of public concern . . . outweigh[s] the
Defendant’s interest in promoting efficiency’; and (4) her [or his] speech motivated the adverse
employment decision.” Beattie v. Madison Cty. Sch. Dist., 254 F.3d 595, 601 (5th Cir. 2001). Here,
Thatcher clearly suffered an adverse employment decision when his employment was terminated,
and Defendants do not attempt to argue that their interest in efficiency outweighs concerns about
alleged patient abuse. The issues are whether Thatcher’s speech was to a matter of public concern
and whether the speech motivated the employment decision.
Defendants first assert that the court should dismiss Thatcher’s § 1983 claims because
Thatcher did not engage in speech that pertained to a matter of public concern. Dkt. 15 at 13.
Thatcher contends, on the other hand, that the content and context of his report of patient abuse were
matters of public concern and not part of his job duties. Dkt. 18-1 at 18–19.
“Whether an employee’s speech addresses a matter of public concern must be determined
by the content, form, and context of a given statement, as revealed by the whole record.” Connick,
461 U.S. at 147–48. When considering content, form, and context, courts must keep in mind that
the First Amendment does not protect speech, even if it “is of great social importance,” if “it was
made pursuant to the worker’s official duties.” Williams v. Dall. Indep. Sch. Dist., 480 F.3d 689,
692 (5th Cir. 2007) (citing Garcetti v. Ceballos, 547 U.S. 410, 126 S. Ct. 1951 (2006)). Whether
speech on an issue is a matter of public concern is a question of law. Modica v. Taylor, 465 F.3d
174, 180 (5th Cir. 2006).
14
Thatcher first reported the alleged incident of the nurse kicking a patient to his supervisor and
human resources. This report was clearly made pursuant to Thatcher’s official duties. See Dkt. 18,
Ex. 2 at 76–77. Thatcher next reported the incident by calling the dispatcher at the Fort Bend County
Sheriff’s Department. Thatcher stated during his deposition that when he made this call he “was
trying to establish whether or not [the kicking incident] was a felony assault.” Dkt. 18, Ex. 1 at 100.
When asked, “That was the purpose of your call, informative, searching for information?” Thatcher
responded in the affirmative. Id. When asked if he wanted the dispatcher to send a patrol car,
Thatcher said no. During his deposition, Thatcher said that he did not want them to send a patrol
car because he was trying to protect himself: “[A]t that point I didn’t want to get in trouble for doing
the right thing.” Id. at 102. While certainly Thatcher’s own personal interests were involved, his
concern for “doing the right thing” lends some credence to his argument that he was calling the
dispatcher because of a public concern regarding the alleged patient abuse.
With regard to Thatcher’s report to the deputy who lived on his street, Thatcher says again
that he “was concerned with the fact that [the kicking incident] may be a felony assault” and “was
trying to find out who do I report it to, what agency do I report it to.” Id. at 47. Defendants assert
that the context of both of these instances of speech was information gathering as Thatcher wanted
to determine if the incident was a felony assault, whether he should report it, and to whom. Dkt. 15
at 12. Thatcher’s neighbor advised him that it was best to let OakBend handle the situation. Dkt. 18,
Ex. 1 at 45. Thatcher followed that advice. Id.
Defendants assert that if Thatcher were truly speaking as a matter of public concern, he
would have accepted the dispatcher’s offer to send a squad car and would not have taken his
neighbor’s advice to let OakBend handle it. Dkt. 15 at 13. Thatcher argues, on the other hand, that
the content and context of his call and discussion with his neighbor went beyond information
15
gathering. Dkt. 18-1 at 20. He contends that the law enforcement personnel that he reported to were
in positions to know whether the incident was a felony assault and to do something about it. Id. He
points out that the mere fact that the dispatcher wanted to send a patrol car demonstrates that the
incident was a matter of public concern. Id.
Given the current record, the court finds that the determination of Thatcher’s motivation for
calling the dispatcher and talking with his neighbor are questions best left to the finder of fact. Until
the unresolved questions of fact relating to the context of the communications are answered, the
court cannot decide as a matter of law whether the speech addressed a matter of public concern. Cf.
Moore v. Shearer-Richardson Memorial Nursing Home, No. 110CV170-B-S, 2012 WL 1066340,
at *5 (N.D. Miss. Mar. 28, 2012).
Defendants next argue that even if one could reasonably determine that Thatcher’s speech
was a matter of public concern, Allen made the decision to terminate Thatcher’s employment before
learning of the reports, so the termination could not have been in retaliation for Thatcher’s exercise
of free speech. Dkt. 15 at 13. Allen provides a declaration in which he states that he did not
officially terminate Thatcher’s employment until he had a chance to speak with the human resources
representative, who informed him that Thatcher had contacted law enforcement. Dkt. 15, Ex. E.
However, he claims that he made the decision to terminate Thatcher a week before and finalized the
decision when he learned about the DNR incident, also prior to talking to the human resources
representative. Id.
Thatcher argues that Allen’s motivation for terminating his employment is a question of fact
for the jury to decide. Dkt. 18-1 at 21. He points out that the termination notice itself notes that
Thatcher contacted the police. Id. at 22. Additionally, the termination notice does not mention the
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DNR incident, which is the incident that Allen contends caused him to finalize his decision to
terminate. Id.
The court agrees that Allen’s motivation for terminating Thatcher’s employment is a question
of fact. See Brawner v. City of Richardson, Tex., 855 F.2d 187, 193–94 (5th Cir. 1988) (noting that
the determination of whether the plaintiff’s speech motivated his discharge turned on an issue of
material fact to be resolved at trial). While certainly if one were to believe Allen’s testimony, then
Thatcher was not fired because of the speech. However, there is enough evidence to the contrary
that, weighing the evidence in the light most favorable to Thatcher, a reasonable jury could
determine that Allen terminated Thatcher’s employment because he reported the alleged patient
abuse to law enforcement.
Because the record is infused with questions of fact best left for trial with regard to two
elements of the alleged § 1983 violation, Defendants’ motion for summary judgment on the § 1983
claim is DENIED.
IV. CONCLUSION
Thatcher’s motion to substitute exhibit (Dkt. 26) is GRANTED. Thatcher’s evidentiary
objections (Dkt. 18-1) are OVERRULED. His motion to strike (Dkt. 23) is DENIED AS MOOT.
Defendants’ motion for summary judgment (Dkt. 15) is GRANTED IN PART AND DENIED IN
PART. It is GRANTED with regard to the claim made against OakBend and Thatcher under Texas
Health and Safety Code section 161.134(f), and that claim is DISMISSED WITH PREJUDICE. It
is DENIED with respect to Thatcher’s § 1983 claim.
Signed at Houston, Texas on January 5, 2016.
___________________________________
Gray H. Miller
United States District Judge
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