Mejia v. Stephens
Filing
62
MEMORANDUM AND ORDER andORDER FOR CONDITIONAL GRANT OF WRIT OF HABEAS CORPUS (Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4)
United States District Court
Southern District of Texas
ENTERED
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF TEXAS
VICTORIA DIVISION
§
§
§
v.
§
§
WILLIAM STEPHENS, Director,
§
Texas Department of Criminal Justice - §
Correctional Institutions Division,
§
Respondent.
§
October 11, 2017
David J. Bradley, Clerk
DAVID MEJIA, TDCJ # 863486,
Petitioner,
CIVIL ACTION NO. 6:13-CV-47
MEMORANDUM OPINION and
ORDER FOR CONDITIONAL GRANT OF WRIT OF HABEAS CORPUS
TABLE OF CONTENTS
I.
BACKGROUND . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
A.
Procedural Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
B.
Factual Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
II.
LEGAL STANDARDS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
A.
The Anti-Terrorism and Effective Death Penalty Act . . . . . . . . . . . . 9
B.
Summary Judgment Standard in Habeas Corpus Proceedings . . . . . 12
C.
Strickland Standards for Ineffective Assistance of Counsel . . . . . . 13
III.
ANALYSIS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
A.
Ineffective Assistance of Counsel: Jury Instructions . . . . . . . . . . . .
1.
Guilt-Innocence Phase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
a.
Deficient Performance . . . . . . . . . . . . . . . . . . . . . . . . .
b.
Prejudice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.
Punishment Phase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
a.
Deficient Performance . . . . . . . . . . . . . . . . . . . . . . . . .
b.
Prejudice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3.
Section 2254(d) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
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15
16
16
23
27
27
30
31
B.
IV.
Ineffective Assistance of Counsel: Marcus Mejia’s Testimony and
Luna’s Conflict of Interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
MEMORANDUM OPINION AND ORDER
In this habeas action, Petitioner David Mejia has filed a petition seeking relief
from his conviction and sentence for murder. Respondent filed an Amended Motion
for Summary Judgment [Doc. # 47], to which Petitioner responded [Doc. # 51] and
Respondent replied [Doc. # 53]. After the Honorable John R. Froeschner, United
States Magistrate Judge, entered a Report and Recommendation [Doc. # 54], this
Court entered an Order [Doc. # 57] that adopted the recommendation in part, granting
summary judgment to Respondent on certain claims; deemed the Petition a summary
judgment motion on remaining claims; and withdrew the reference to the magistrate
judge. The parties then filed supplemental briefing as instructed. See Petitioner’s
Supplement [Doc. # 58]; Respondent’s Supplement [Doc. # 59]; Petitioner’s Response
[Doc. # 61]; Respondent’s Response [Doc. # 60]. Having now considered the
Petition, Report and Recommendation, objections, briefing, all matters of record, and
applicable legal authorities, the Court determines that summary judgment should be
granted in part for Petitioner on Petitioner’s claim of ineffective assistance of
counsel for failure to request additional jury instructions and granted in favor of
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Respondent on all other claims.
I.
BACKGROUND
A.
Procedural Background
Petitioner David Mejia is serving a life sentence for murder for the fatal
stabbing of Marcos Torres. Mejia was tried in the 377th Judicial District Court for
Victoria County, Texas, Case No. 98-5-17,336-D, Honorable Robert C. Cheshire
presiding. Judge Cheshire appointed attorney Alex Luna to represent Mejia at trial.
On February 25, 1999, the jury returned a verdict of guilty on the charge of murder.
Clerk’s Record [Doc. # 9-11], at 22.1 That same day, the jury assessed Mejia’s
sentence at life imprisonment and a $10,000 fine.
Id. at 30. The court entered
judgment and sentence. Id. at 37.
On March 26, 1999, Mejia, represented by Luna, filed an appeal to the Court
of Appeals for the 13th District of Texas in Corpus Christi, Cause No. 13-99-00160CR. On June 1, 2000, the Court of Appeals affirmed Mejia’s conviction. See Mejia
v. State, No. 13-99-160-CR, 2000 WL 34252057, at *1 (Tex. App.—Corpus Christi
2000, pet. ref’d).
In 2012, Mejia filed a pro se state habeas writ, WR-75,955-02, raising, among
1
In this Memorandum, all page citations to state court records refer to the Batesstamped numbers on the upper or lower right corners of the page.
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other claims, claims that Luna’s assistance was constitutionally ineffective.2 On
December 3, 2012, Judge Cheshire entered Findings of Fact and Conclusions of Law.
See Writ WR-75,055-02 [Doc. # 9-23], at 87 (“FFCL”). On March 20, 2013, the
Texas Court of Criminal Appeals denied the writ without written order. See id. at
Action Taken Sheet.
Petitioner timely filed a pro se Petition for Writ of Habeas Corpus [Doc. # 1]
in this Court on July 19, 2013. Judge Froeschner appointed counsel for Petitioner and,
on September 16, 2016, Petitioner filed an Amendment to Petition for Writ of Habeas
Corpus [Doc. # 45] (“Petition”). The parties then filed and briefed cross-motions for
summary judgment.
B.
Factual Background
In the early morning on April 17, 1998, Mejia fatally stabbed Marcos Torres at
Alicia’s Place, a bar in Victoria. The appellate court summarized the facts of the
murder as follows:
The State’s evidence showed that [Mejia] went with Johnny Arce to a
2
Mejia previously had filed a pro se state habeas writ, Writ WR-75,944-01 [Doc. # 922], in 2011, more than ten years after his conviction and sentence. The state trial
court found that Luna, who had represented Mejia on direct appeal, had rendered
ineffective assistance of counsel on appeal “by not advising [Mejia] of his right to file
a pro se petition for discretionary review.” Id. at 42. The Texas Court of Criminal
Appeals subsequently granted permission for Mejia to file a petition for discretionary
review and Mejia filed his second writ, WR-75,955-02, in 2012.
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bar in order to help him fight some people. A fight resulted including
several people, including [Mejia] and the victim, Marcos Torres. During
the fight Marcos Torres was stabbed in the heart and killed. Minutes
later [Mejia] told his sister, “I cut him,” and “[H]e had a gun.” “It was
either my life or his.” Afterwards he went to an apartment where he told
John Gomez that he had “stabbed some dude.” [Mejia] showed Gomez
how he had stabbed the victim; he reached back with his left hand and
pulled the knife out of his left, rear pants pocket and stabbed forward.
[Mejia] indicated that he had stabbed him in the middle of the chest.
Lorenzo Dominguez was present when [Mejia] arrived at the apartment.
He heard [Mejia] say, “I got the mother f----. I stabbed him.”
The medical examiner’s testimony showed that Torres died from a stab
wound to the heart. He testified that the knife used to kill Torres was
capable of causing death or serious bodily injury.
[Mejia] testified that when the fight started Torres swung at him, and he
pushed Torres back twice. Torres lifted up his shirt, revealing a gun. As
Torres approached him and started pulling out the gun [Mejia] pulled out
a knife and stabbed him. His testimony was that he did not mean to stab
him. He admitted that he could have turned and run away from Torres
without pulling the knife.
Mejia, 2000 WL 34252057, at *1.
At Mejia’s trial for murder, Luna did not request, and the trial court did not
give, any jury instructions regarding lesser included offense of manslaughter, which
would have carried a maximum prison sentence of twenty years. Rather, he relied
entirely on the argument that Mejia had acted in self-defense. At the charging
conference for the guilt-innocence phase, when the court explicitly noted that the
charge did not submit any lesser included offenses to the jury, Luna confirmed that
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he wanted to submit the charge without any such instructions:
THE COURT:
Do you have any further requested instructions?
MR. LUNA:
No further requested instructions.
THE COURT:
This does not include submission of any lesser—anything
on any lesser included offenses to the jury, based upon the
testimony and the position—and the self-defense
instruction. This is the Charge of the Court that you want
to submit; is that correct?
MR. LUNA:
That is correct.
Reporter’s Record [Doc. # 9-15], at 84-85. The jury rejected self-defense and
returned a verdict of murder.
At the charging conference for the punishment phase of Mejia’s trial, the
drafted charge did not include a “sudden passion” instruction. When asked by the
court, Luna declined the opportunity to submit any further instruction to the jury:
THE COURT:
Ya’ll have had a Charge of the Court as to Punishment
earlier, so you’ve had an opportunity to read through it. If
the State’s ready, do you have any objections or further
requested instructions?
MR. HARDY:
No, your Honor.
THE COURT:
If the defendant’s ready?
MR. LUNA:
Yes, we’re ready.
THE COURT:
Do you have any objections or further requested
instructions?
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MR. LUNA:
No, sir.
THE COURT:
I’ll have the clerk file stamp it.
Reporter’s Record [Doc. # 9-17], at 116. The sudden passion defense, if successful,
would have reduced the maximum term of imprisonment to twenty years. The jury
returned with a sentence of life imprisonment and a $10,000 fine.
After Mejia’s conviction was affirmed on direct appeal,3 Mejia filed a state
habeas petition claiming that Luna rendered ineffective assistance of counsel when he
failed to request jury instructions on manslaughter and sudden passion.4 Luna
provided an affidavit, see Writ 75,944-02 [Doc. # 9-23], at 39-42 (“Luna Affidavit”),
stating that his exclusive theory of the case was self-defense:
GROUND TWO: Trial counsel rendered ineffective assistance by
3
The direct appeal court held that “the jury’s verdict [that Mejia intentionally or
knowingly caused Torres’ death by stabbing] was not so contrary to the
overwhelming weight of the evidence that it was clearly wrong and unjust.” Mejia,
2000 WL 34252057, at *1.
4
Mejia’s pro se state writ raised multiple grounds for relief, including Mejia’s claim
that Luna rendered ineffective assistance of counsel by failing to request lesser
included instructions on criminally negligent homicide, manslaughter, and sudden
passion (Ground Two) and by failing to call Mejia’s brother, Marcus Mejia, as a
witness (Ground Three). See Writ 75,944-02 [Doc. # 9-23], at 6-9. Id. at 7 (second
ground alleged that Luna “rendered ineffective assistance by failing to request lesserincluded instructions on criminal negligent homicide, manslaughter, and sudden
passion in support [of] the evidence presented during trial.”). Id. at 8 (“Based on
[Mejia’s] testimony that he reacted out of fear [cited above in the petition], the
evidence supported a punishment phase instruction on “Sudden Passion.”).
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failing to request lesser included instructions on criminal negligent
homicide, manslaughter, and sudden passion in support [of] the evidence
presented during trial.
RESPONSE: The strategy of the whole trial was self-defense. This was
brought out in voir dire and in questioning of all the witnesses. The
testimony of the whole trial centered around applicant’s contention that
the deceased had a gun. My recollection was that applicant’s position
was that he was not guilty of any thing [sic] because of his self defense
strategy. That was why he plead[ed] not guilty and agreed to testify on
his behalf on this contention of self-defense. There was no evidence of
any provocation on behalf of the deceased. Applicant had gone to the
confrontation with the knowledge of the purpose and had armed himself
with the weapon, a knife.
Luna Affidavit, at 40 (emphasis added).
The state habeas court rejected Mejia’s claim. The habeas court’s opinion read,
in its entirety, as follows:
On the 3rd day of December, 2012, the Trial Court determines as follows
after having reviewed the pleadings and papers filed in this application,
the Reporter’s Record of the trial, after viewing State’s Exhibit 6
(videotape statement of David Mejia) admitted at trial, and after using
the Court’s personal recollection:
[T]he affidavit of Applicant’s trial attorney ALEX LUNA is credible;
Applicant’s attorney provided effective assistance of counsel;
Applicant’s ground 3 claim should alternatively be barred by the doctrine
of laches if it is determined that ALEX LUNA’s response in his affidavit
is not specific enough.
The District Clerk is ORDERED to now forward the application and
other filed documents to the Court of Criminal Appeals with the Trial
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Court’s Findings of Facts and Conclusions of Law.
See FFCL, at 87. The Texas Court of Criminal Appeals denied the writ without
written order.
II.
LEGAL STANDARDS
A.
The Anti-Terrorism and Effective Death Penalty Act
This federal petition for habeas corpus relief is governed by the applicable
provisions of the Anti-Terrorism and Effective Death Penalty Act (“AEDPA”). See
Woodford v. Garceau, 538 U.S. 202, 205-08 (2003); Lindh v. Murphy, 521 U.S. 320,
335-36 (1997). Under the AEDPA, federal habeas relief based upon claims that were
adjudicated on the merits by the state courts cannot be granted unless the state court’s
decision (1) “was contrary to, or involved an unreasonable application of, clearly
established federal law, as determined by the Supreme Court of the United States” or
(2) “was based on an unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C. § 2254(d); Early v. Packer, 537
U.S. 3, 7-8 (2002); Cobb v. Thaler, 682 F.3d 364, 372-73 (5th Cir. 2012).
For questions of law or mixed questions of law and fact adjudicated on the
merits in state court, this Court may grant habeas relief under 28 U.S.C. § 2254(d)(1)
only if the state court decision “was contrary to, or involved an unreasonable
application of, clearly established” Supreme Court precedent. See Kittelson v. Dretke,
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426 F.3d 306, 318 (5th Cir. 2005). Under the “contrary to” clause, this Court may
afford habeas relief only if “the state court arrives at a conclusion opposite to that
reached by the Supreme Court on a question of law or if the state court decides a case
differently than the Supreme Court has on a set of materially indistinguishable facts.”
Dowthitt v. Johnson, 230 F.3d 733, 740-41 (5th Cir. 2000) (internal quotation marks,
citation, and alterations omitted).
The “unreasonable application” standard permits federal habeas relief only if
a state court decision “identifies the correct governing legal rule from [the Supreme
Court] cases but unreasonably applies it to the facts of the particular state prisoner’s
case.” Williams, 529 U.S. at 407. “In applying this standard, we must decide (1) what
was the decision of the state courts with regard to the questions before us and (2)
whether there is any established federal law, as explicated by the Supreme Court, with
which the state court decision conflicts.” Hoover v. Johnson, 193 F.3d 366, 368 (5th
Cir. 1999). The focus for a federal court under the “unreasonable application” prong
is “whether the state court’s determination is at least minimally consistent with the
facts and circumstances of the case.” Pape v. Thaler, 645 F.3d 281, 292-93 (5th Cir.
2011) (internal citations and quotation marks omitted); see Gardner v. Johnson, 247
F.3d 551, 560 (5th Cir. 2001) (“Even though we cannot reverse a decision merely
because we would reach a different outcome, we must reverse when we conclude that
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the state court decision applies the correct legal rule to a given set of facts in a manner
that is so patently incorrect as to be ‘unreasonable.’”)
On factual issues, the AEDPA precludes federal habeas relief unless the state
court’s adjudication of the merits was based on an unreasonable determination of the
facts in light of the evidence presented in the state court proceeding. See 28 U.S.C.
§ 2254(d)(2); Martinez v. Caldwell, 644 F.3d 238, 241-42 (5th Cir. 2011). The state
court’s factual determinations are presumed correct unless rebutted by “clear and
convincing evidence.” 28 U.S.C. § 2254(e)(1); see Jackson v. Anderson, 112 F.3d
823, 824-25 (5th Cir. 1997).
This Court may only consider the factual record that was before the state court
in determining the reasonableness of that court’s findings and conclusions. Cullen v.
Pinholster, 563 U.S. 170 (2011). Review is “highly deferential,” Woodford v.
Visciotti, 537 U.S. 19, 24 (2002) (per curiam), and the unreasonableness standard is
“difficult [for a petitioner] to meet.” Harrington v. Richter, 562 U.S. 86, 102 (2011).
B.
Summary Judgment Standard in Habeas Corpus Proceedings
In ordinary civil cases, a district court considering a motion for summary
judgment is required to construe the facts of the case in the light most favorable to the
non-moving party. See Anderson v. Liberty Lobby, 477 U.S. 242, 255 (1986)
(“evidence of the nonmovant is to be believed, and all justifiable inferences are to be
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drawn in his favor”). “As a general principle, Rule 56 of the Federal Rules of Civil
Procedure, relating to summary judgment, applies with equal force in the context of
habeas corpus cases.” Clark v. Johnson, 202 F.3d 760, 764 (5th Cir. 2000). This
principle is limited, however; Rule 56 applies insofar as it is consistent with habeas
rules. See Smith v. Cockrell, 311 F.3d 661, 668 (5th Cir. 2002). “Therefore,
§ 2254(e)(1)—which mandates that findings of fact made by a state court are
presumed to be correct—overrides the ordinary summary judgment rule that all
disputed facts must be construed in the light most favorable to the nonmoving party.”
Id. Unless the petitioner can rebut the presumption of correctness by “clear and
convincing evidence” regarding the state court’s findings of fact, those findings must
be accepted as correct. Id. Thus, the Court may not construe the facts in the state
petitioner’s favor where the prisoner’s factual allegations have been adversely
resolved by express or implicit findings of the state courts, and the prisoner fails to
demonstrate by clear and convincing evidence that the presumption of correctness in
28 U.S.C. § 2254(e)(1) should not apply. See Marshall v. Lonberger, 459 U.S. 422,
432 (1983); Sumner v. Mata, 449 U.S. 539, 547 (1981).
C.
Strickland Standards for Ineffective Assistance of Counsel
Under Strickland v. Washington, 466 U.S. 668 (1984), a criminal defendant
demonstrates that his counsel rendered ineffective assistance by showing that (1)
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counsel’s performance was deficient, and (2) the defendant actually was prejudiced
by the deficient performance.
To demonstrate deficient performance, the defendant must show that, in
light of the circumstances as they appeared at the time of the conduct,
“counsel’s representation fell below an objective standard of
reasonableness” as measured by “prevailing professional norms.” There
is a “strong presumption that counsel’s conduct falls within the wide
range of reasonable professional assistance.” . . . .
To demonstrate prejudice under Strickland, [the defendant] must show
that counsel’s deficient performance was “so serious as to deprive him
of a fair trial, a trial whose result is reliable.” This requires the showing
of a reasonable probability that but for counsel’s deficiencies, the result
of the proceeding would have been different.
Rhoades v. Davis, 852 F.3d 422, 431–32 (5th Cir. 2017) (quoting Strickland, 466 U.S.
at 687-89, 694) (alteration omitted). “A reasonable probability is a probability
sufficient to undermine confidence in the outcome.” Strickland, 466 U.S. at 694. This
requires a “substantial, not just conceivable, likelihood of a different result.”
Pinholster, 563 U.S. at 189 (internal citation and quotation marks omitted).
Review of counsel’s performance is deferential, and counsel enjoy a strong
presumption that their conduct is within the “wide range” of the bounds of
professional norms. Strickland, 466 U.S. at 689. A petitioner’s burden is to show
“that counsel made errors so serious that counsel was not functioning as the ‘counsel’
guaranteed the defendant by the Sixth Amendment.” Id. at 687. Any “strategic
decisions” made by trial counsel “must be given a strong degree of deference.”
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Rhoades, 852 F.3d at 432. A “strategic” decision is one that “is expected, on the basis
of sound legal reasoning, to yield some benefit or avoid some harm to the defense.”
St. Aubin v. Quarterman, 470 F.3d 1096, 1103 (5th Cir. 2006) (internal quotation
marks and citation omitted).
On habeas review, when a state court has adjudicated a claim of ineffective
assistance of counsel on the merits, the petitioner bears an especially heavy burden:
The standards created by Strickland and § 2254(d) are both highly
deferential, and when the two apply in tandem, review is doubly so. The
Strickland standard is a general one, so the range of reasonable
applications is substantial. Federal habeas courts must guard against the
danger of equating unreasonableness under Strickland with
unreasonableness under § 2254(d). When § 2254(d) applies, the question
is not whether counsel’s actions were reasonable. The question is
whether there is any reasonable argument that counsel satisfied
Strickland’s deferential standard.
Richter, 562 U.S. at 105 (internal citations and quotation marks omitted) (emphasis
added). See Trottie v. Stephens, 720 F.3d 231, 240-41 (5th Cir. 2013) (“‘even a strong
case for relief does not mean the state court’s contrary conclusion was unreasonable,’”
quoting Richter, 562 U.S. at 102).
III.
ANALYSIS
Mejia brings two claims of ineffective assistance of counsel. First, he claims
that Luna was ineffective for failure to request jury instructions on lesser included
offenses and the sudden passion defense. Second, he claims that Luna was ineffective
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for his failure to call Petitioner’s brother, Marcus Mejia, to the stand and because of
Luna’s undisclosed actual conflict of interest arising from his separate representation
of Marcus.
A.
Ineffective Assistance of Counsel: Jury Instructions
Mejia claims that Luna rendered ineffective assistance when he failed to request
a jury instruction on manslaughter at the guilt-innocence phase of his trial, and a
sudden passion instruction at the punishment phase. Mejia exhausted this claim
before the state habeas court, which denied the claim. For the reasons that follow, this
Court concludes that the writ should be granted because the state habeas court’s
adjudication of Mejia’s claim “resulted in a decision that . . . involved an unreasonable
application” of “clearly established Federal law, as determined by the Supreme Court
of the United States.” 28 U.S.C. § 2254(d)(1).
1.
Guilt-Innocence Phase
a.
Deficient Performance
Mejia argues that Luna’s performance was “deficient” under Strickland
standards.
Mejia was tried for murder, which requires proof that the actor “intentionally
or knowingly” caused the death of an individual.5 A sentence of life imprisonment is
5
Under Texas law, “[a] person commits an offense [of murder] if he . . . . intentionally
(continued...)
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authorized for murder, which is a first degree felony.6
At the conclusion of the guilt-innocence phase of Mejia’s murder trial, Luna
declined the trial court’s invitation to submit jury instructions regarding manslaughter,
a lesser included offense to murder. Manslaughter requires proof that the actor
“recklessly” caused a death.7 As a matter of law, Mejia was entitled to submit the
instruction to the jury upon a showing of “some evidence that would permit a rational
jury to find that the defendant is not guilty of the greater offense [murder] but is guilty
of the lesser included offense [manslaughter],” Stadt v. State, 182 S.W.3d 360, 363
(Tex. Crim. App. 2005), even if the evidence in support of the lesser offense was
“weak, impeached, or contradicted.” Cavazos v. State, 382 S.W.3d 377, 383 (Tex.
5
(...continued)
or knowingly causes the death of an individual.” TEX. PENAL CODE § 19.02(b)(1).
The law defines “intentionally” as acting with “conscious objective or desire to
engage in the conduct or cause the result.” TEX. PENAL CODE § 6.03(a), and
“knowingly” as acting with “aware[ness] that his conduct is reasonably certain to
cause the result.” TEX. PENAL CODE § 6.03(b).
6
See TEX. PENAL CODE § 19.02(c) (murder is first degree felony); TEX. PENAL CODE
§ 12.32(a) (prison term for first degree felony is “life or . . . any term of not more than
99 years or less than 5 years”).
7
TEX. PENAL CODE § 19.04(a) (“A person commits an offense if he recklessly causes
the death of an individual”). A person is “reckless” when he is “aware of but
consciously disregards a substantial and unjustifiable risk” that the result of his
conduct will occur. TEX. PENAL CODE § 6.03(c). Manslaughter is a “lesser included
offense” to the offense of murder because it differs from murder “only in the respect
that a less culpable mental state suffices” to establish commission of the offense.
TEX. CODE CRIM. PRO. § 37.09(3).
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Crim. App. 2012) (citing Bell v. State, 693 S.W.2d 434, 442 (Tex. Crim. App. 1985)).8
The maximum prison sentence for manslaughter is twenty years.9
In state habeas proceedings, when asked to explain his failure to request
additional jury instructions, Luna’s rationale for his decision was that “[t]he strategy
of the whole trial was self-defense.” Luna Affidavit, at 40. In 1999, when Mejia was
tried, Texas law regarding self-defense provided that defensive use of “deadly force”
was justified if, among other requirements, a defendant showed that the deadly force
was used “when and to the degree he reasonably believe[d] the deadly force [wa]s
immediately necessary: (A) to protect himself against the other’s imminent use or
attempted use of unlawful deadly force; or (B) to prevent the other’s imminent
commission of aggravated kidnapping, murder, sexual assault, aggravated sexual
assault, robbery, or aggravated robbery.” TEX. PENAL CODE § 9.32(a)(3) (1995)
8
Mejia’s pro se petitions also argued that the jury should have been instructed
regarding criminally negligent homicide, also a lesser included offense to murder,
TEX. PENAL CODE § 19.05(a), which applies when the actor “ought to be aware of a
substantial and unjustifiable risk” that the result of his conduct will occur. TEX.
PENAL CODE § 6.03(d). See Stadt, 182 S.W.3d at 364 (manslaughter involves
“conscious risk creation”; criminally negligent homicide involves “inattentive risk
creation”). In these proceedings, Mejia’s appointed counsel has not advanced the
argument regarding criminally negligent homicide. Because the Court holds that
habeas relief is warranted regarding the manslaughter instruction, the Court need not
and does not address whether Luna also was constitutionally deficient for failing to
request jury instructions regarding criminally negligent homicide.
9
See TEX. PENAL CODE § 19.04(b) (manslaughter is second degree felony); TEX.
PENAL CODE § 12.33(a) (sentence of imprisonment for second degree felony ranges
from two to twenty years).
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(current version at TEX. PENAL CODE § 9.32(a)(2) (2007)).10 Because the self-defense
justification is a “defense to prosecution” excluding criminal liability, TEX. PENAL
CODE § 9.02,11 Mejia’s jury would have been required to find him “not guilty” of
murder if it found that he was justified by self-defense.
A “strategic” decision by counsel is one that “is expected, on the basis of sound
legal reasoning, to yield some benefit or avoid some harm to the defense.” St. Aubin,
470 F.3d at 1103 (internal quotation marks and citations omitted). “‘Strategic choices
made after thorough investigation of law and facts relevant to plausible options are
virtually unchallengeable.’” Rhoades, 852 F.3d at 434 (quoting Strickland, 466 U.S.
at 690)) (alteration omitted) (emphasis added). Moreover, if the evidence or law was
“double-edged,” counsel’s decision not to present the evidence is not objectively
unreasonable. St. Aubin, 470 F.3d at 1103 (“‘a tactical decision not to pursue and
present potentially mitigating evidence on the grounds that it is double-edged in nature
is objectively reasonable, and therefore does not amount to deficient performance’”)
10
The current version is substantively similar, although the numbering has changed.
Other portions of Section 9.32, which are not dispositive of the issues before this
Court, have been significantly amended since Mejia’s trial.
11
Once Mejia raised the defense, the State had the burden to prove, beyond a reasonable
doubt, that Mejia was not acting in self-defense. See Reporter’s Record [Doc. # 916], at 8 (Guilt-Innocence Jury Charge) (“[I]f you have a reasonable doubt as to
whether or not the defendant was acting in self-defense on the occasion and under the
circumstances, then you should give the benefit of that doubt to defendant and find
him not guilty.”)
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18
(quoting Rector v. Johnson, 120 F.3d 551, 564 (5th Cir.1997)). Strickland does not
require deference to “decisions that are uninformed by an adequate investigation into
the controlling facts and law.” Anderson v. Johnson, 338 F.3d 382, 392 (5th Cir. 2003)
(internal quotation marks and alterations omitted).
Generally, counsel’s strategic decisions are afforded deference so long
as they are based on counsel’s professional judgment. However, if a
purportedly tactical decision is not preceded by a reasonable
investigation, then it is not sufficiently informed and not entitled to the
deference typically afforded counsel’s choices.
Escamilla v. Stephens, 749 F.3d 380, 392 (5th Cir. 2014) (internal citations and
quotation marks omitted). The Fifth Circuit has held that “[t]he Court is not required
to condone unreasonable decisions parading under the umbrella of strategy.”
Richards v. Quarterman, 566 F.3d 553, 567 (5th Cir. 2009) (internal citation and
quotation marks omitted).
Luna’s statement of strategy in his affidavit appears to assume that, if he had
requested a manslaughter instruction, he would have precluded from pursuing his selfdefense theory. This assumption is based on a misunderstanding of, and insufficient
investigation into, the law. Under Texas law, self-defense is a justification for
manslaughter as well as murder. “[W]here a defendant disclaims intent to kill or
injure by alleging accident, he is not prevented from obtaining an instruction on
self-defense where it is otherwise appropriate.” Martinez v. State, 775 S.W.2d 645,
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647 (Tex. Crim. App. 1989) (en banc) (defendant’s specific denial of intent to kill did
not preclude instruction on self-defense); Sanders v. State, 632 S.W.2d 346, 348 (Tex.
Crim. App. 1982) (if defendant had legal right to self-defense, such right “could inure
regardless of whether the discharge of the pistol was accidental or otherwise”)
(internal citation and quotation marks omitted). See Alonzo v. State, 353 S.W.3d 778,
782 (Tex. Crim. App. 2011) (“[B]y arguing self-defense, a defendant is arguing that
his actions were justified, and therefore he did not act recklessly”) (citing Willis v.
State, 790 S.W.2d 307, 313-15 (Tex. Crim. App. 1990) (en banc)).
Luna’s affidavit, which relies wholly on the self-defense rationale, accordingly
fails to provide a reasonable explanation for his decision to decline a manslaughter
instruction. Respondent argues that Luna’s strategy was to “rely exclusively on a
theory of self-defense, and forgo seeking a manslaughter instruction, in attempting to
obtain an all-out acquittal.” Respondent’s Response [Doc. # 60], at 10.
See
Respondent’s Supplement [Doc. # 59], at 10 (“trial counsel may have strategically
elected not to request a lesser-included offense instruction that would have
undermined [his] effort [for an all-out acquittal]”). This argument is unavailing
because, in fact, Luna was not required to forego the self-defense justification in order
to request a manslaughter instruction. To the contrary, he could have argued both
theories and, under the law cited above, could have argued that self-defense justified
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an “all out” acquittal for manslaughter as well as for murder.
In Richards v. Quarterman, the Fifth Circuit held that trial counsel’s failure to
request an instruction on aggravated assault, as a lesser included offense of murder,
was “deficient and not a strategic decision.” Richards, 566 F.3d at 569. Richards’
trial counsel had relied heavily on a self-defense theory at trial. Id. at 567. The jury
rejected the defense and convicted Richards of murder. On habeas review, the Fifth
Circuit held that, even accepting trial counsel’s version of her trial strategy, “there
does not appear to be any legitimate strategic reason for [trial counsel’s] failure to
present evidence (or more evidence)” supporting the additional theory that another
attack, involving multiple assailants, had taken place and had caused the death at
issue. Id. at 567; id. at 569 (“[I]t would be entirely possible for the jury to believe that
Richards did not act in self-defense but also believe that he did not kill [the
deceased]”). The Court noted that trial counsel’s testimony “strongly suggest[ed]”
she misunderstood the relevant law and its application to the facts of the case. Id. at
569. It specifically rejected trial counsel’s “contention that she did not feel the jury
would convict of murder and did not want to give the jury the option of convicting of
the lesser offense” as a “post-hoc rationalization.” Id. (citing Wiggins v. Smith, 539
U.S. 510, 526-27 (2003)). The Richards court affirmed the district court’s grant of
habeas relief, concluding that counsel’s failure to request the lesser included
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instruction “fell below an objective standard of reasonableness, and that the state
court’s conclusion to the contrary was an unreasonable application of Strickland.” Id.
at 569-70.
In this case, Luna’s decision to forgo the manslaughter instruction was not
“strategic” because, based on “sound legal reasoning,” it did not “yield some benefit
to or avoid some hard to the defense.” See St. Aubin, 470 F.3d at 1103. Nor was the
decision “double-edged,” see id., because no harm to Mejia’s defense would have
resulted from requesting the instruction. Luna’s decision to pursue exclusively selfdefense, when a manslaughter instruction would have been compatible with that
defense, is not entitled to Strickland deference because it was “not preceded by a
reasonable investigation” into the facts and the law. See Escamilla, 749 F.3d at 392;
Anderson, 338 F.3d at 392.
Luna rendered deficient performance under Strickland, falling below an
objective standard of reasonableness. See Rhoades, 852 F.3d at 431–32; Richards,
566 F.3d at 569-70.
b.
Prejudice
To demonstrate prejudice under Strickland, a defendant must show that
counsel’s deficient performance was “so serious as to deprive him of a fair trial, a trial
whose result is reliable.” Rhoades, 852 F.3d at 432 (internal citation and quotation
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marks omitted); see Escamilla, 749 F.3d at 388. This requires the showing of a
“reasonable probability” that but for counsel’s deficiencies, the result of the
proceeding would have been different. Rhoades, 852 F.3d at 432; Escamilla, 749 F.3d
at 387–88. “‘A reasonable probability is a probability sufficient to undermine
confidence in the outcome.’” Escamilla, 749 F.3d at 388 (quoting Strickland, 466
U.S. at 694, 104 S.Ct. 2052.). “‘The likelihood of a different result must be
substantial, not just conceivable.’” United States v. Bourgeois, 537 F. App’x 604, 619
(5th Cir. 2013) (quoting Richter, 131 S.Ct. at 792).
At Mejia’s trial, the jury heard ample testimony that would have supported a
finding of recklessness (manslaughter), as an alternative to knowing or intentional
conduct (murder).12 In particular, Mejia testified that he had gone to the bar that night
to protect his brother Marcus, who was anticipating a conflict with Torres and others,
and, if a fight broke out, to “break it up” and get his “baby brother” out fast.
Reporter’s Record [Doc. # 9-15] at 57-58. Mejia also testified that, during the fight,
he stepped between Marcus and another person to protect Marcus, and pushed Marcus
back. Id. at 61-62. Mejia testified that he then saw the person coming towards him
with what he thought was a gun. Specifically, Mejia explained:
[H]e swung towards me and I pushed him back twice and I started
stepping back. And my little brother [Marcus] almost fell over
12
As stated above, the maximum prison term for manslaughter was twenty years.
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backwards, because I was moving. And I turned over to see if that dude
[Torres] was coming towards me, and when I seen him lift up his shirt
I saw something, which was a shiny piece, which was a gun that I seen.
. . . . I heard somebody go, “You little bastard, your ass is mine” or
something like that. . . . . I was stepping away slowly and [Torres]
approached me faster and he started pulling the weapon out, whatever he
had. And me, I saw it. It was a gun. These people say this and that, but
I know what I saw. And he approached me and I pulled my knife out of
my back pocket and . . . I stuck him. And I didn’t think the knife went
in him. And at that time, I turned and ran.”
Id. at 62. Mejia further testified that he drew his knife against Torres only when
Torres “approached [him], pulling for the gun, at that same time,” that he ran off
immediately, and that he wished it had never happened. Id. at 63-64.
On cross-examination, when the prosecutor asked Mejia if he knowingly
stabbed Torres, Mejia testified repeatedly that he had not. When asked, “And you
intentionally and you knowingly stabbed Marcos Torres; correct?,” Mejia responded,
“No, sir. I didn’t intentionally and knowingly stab anybody.” Id. at 66. When asked,
“you are saying that it was an accident?,” he responded, “It was, sir.” Id. He testified
that he “didn’t go over there with the intention to hurt anybody,” and stated again that
the incident was “an accident.” Id. at 67. When asked, “[D]id anyone make you stab
Marcos Torres?,” he testified, “Well, sir, I felt that my life was endangered.” Id. at 70.
On redirect, Mejia stated, “I didn’t mean to stab anybody. . . . I was scared.” Id. at
80. He testified that, if he had run away, he could have been shot in the back with a
gun. Id. Luna argued to the jury that Mejia only acted in trying to get away from
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Torres, who had “directed his aggression” towards Mejia, Reporter’s Record [Doc.
# 9-13], at 11, and that could not have simply retreated and outrun a gun. Reporter’s
Record [Doc. # 9-16] at 34.13 All this testimony and argument was consistent with a
finding of recklessness and manslaughter.
The Court holds that there is a “substantial likelihood” that, if the jury
instructions on manslaughter had been submitted, the result of the proceeding would
have been different. See Richter, 562 U.S. at 112. Rather than asking the jury to
consider the lesser included offense, Luna only asked the jury to “vote for acquittal”
based on the self-defense theory. Reporter’s Record [Doc. # 9-15], at 112. If the jury
had been given a manslaughter instruction, it could have credited Mejia’s testimony
that he was motivated by the desire to protect his little brother, that the stabbing was
an “accident,” and that he hadn’t gone to the bar with the intention to hurt anybody.
13
The issue of whether Torres had a gun was vigorously contested at Mejia’s trial.
Although Mejia was the only witness to testify that he saw Torres’ gun, the trial
testimony supported the theory that multiple people at the scene were panicked about
a gun. See Reporter’s Record [Doc. # 9-13], at 65 (investigator testifies that Flores
and Arce said a girl at scene was yelling, “He’s got a gun”); Reporter’s Record [Doc.
# 9-14], at 163 (Arce testifies that he heard someone yell “Gun. Gun.”); id. at 190
(Flores testifies that she heard someone scream “Gun” and ran towards the car);
Reporter’s Record [Doc. # 9-15], at 28 (Martinez heard someone yell “A gun, a gun”).
The jury could have concluded that Torres actually did not have a gun. However,
even if it had, the jury also could have concluded that Mejia mistakenly believed that
Torres had a gun and that Mejia’s actions were prompted by that mistaken belief.
This mistaken belief could have been consistent with “reckless” actions by Mejia. See
TEX. PENAL CODE § 6.03(c) (“A person is “reckless” when he is “aware of but
consciously disregards a substantial and unjustifiable risk” that the result of his
conduct will occur”).
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Reporter’s Record [Doc. # 9-15], at 66-67. The jury then would have had the option
to convict Mejia of manslaughter. Manslaughter was a middle ground that would
have given the jury a way to register a conclusion that Mejia did not meet all the
requirements for acquittal based on the self-defense justification but had not acted
knowingly or intentionally.
Because manslaughter carries a maximum prison term of twenty years, the
prejudice to Mejia was significant. The Court concludes that Mejia was prejudiced
at the guilt-innocence phase under Strickland. See Escamilla, 749 F.3d at 388;
Bourgeois, 537 F. App’x at 619.
2.
Punishment Phase
a.
Deficient Performance
Luna declined to request a “sudden passion” instruction at the punishment
phase of Mejia’s trial. The defense of “sudden passion” is a statutory defense to
murder that a defendant may raise at the punishment phase and, if successful, reduces
the maximum term of imprisonment to twenty years. TEX. PENAL CODE § 19.02(d);
id. § 12.33. To succeed on the defense, Mejia would have been required to prove by
a preponderance of the evidence that he was under the immediate influence of a
“sudden passion” that was provoked by Torres or a person acting with Torres, that the
sudden passion arose “at the time of the offense,” and that Mejia’s provocation had
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an “adequate cause.” TEX. PENAL CODE § 19.02(a)(2); id. § 19.02(d). Adequate cause
is defined as “cause that would commonly produce a degree of anger, rage,
resentment, or terror in a person of ordinary temper, sufficient to render the mind
incapable of cool reflection.” TEX. PENAL CODE § 19.02(a)(1). See McKinney v.
State, 179 S.W.3d 565, 569 (Tex. Crim. App. 2005).
As with the manslaughter instruction at the guilt-innocence phase, a sudden
passion charge was warranted if “some evidence” supported the defense. Trevino v.
State, 100 S.W.3d 232, 238 (Tex. Crim. App. 2003) (en banc).
It does not matter that the evidence supporting the submission of a
sudden passion instruction may be weak, impeached, contradicted, or
unbelievable. If the evidence thus raises the issue from any source,
during either phase of trial, then the defendant has satisfied his burden
of production, and the trial court must submit the issue in the jury
charge—at least if the defendant requests it.
Beltran v. State, 472 S.W.3d 283, 290 (Tex. Crim. App. 2015) (internal citation and
quotation marks omitted)). See Trevino, 100 S.W.3d at 238; McKinney, 179 S.W.3d
at 569; Sanchez v. State, 745 S.W.2d 353, 357 (Tex. Crim. App. 1988).
At the punishment phase of trial, the court asked Luna if he was requesting
further jury instructions, and Luna stated that he was not. Reporter’s Record [Doc.
# 9-17], at 116. When asked during habeas proceedings to respond by affidavit to his
failure to request the sudden passion instruction, Luna stated, “The strategy of the
whole trial was self-defense.”
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Luna Affidavit, at 40.
27
However, as with the
manslaughter instruction, Luna’s professed strategy of self-defense did not preclude
the sudden passion instruction at the punishment phase. “[S]udden passion and selfdefense are not mutually exclusive.” Beltran, 472 S.W.3d at 290 (citing Medlock v.
State, 591 S.W.2d 485, 487 (Tex. Crim. App. 1979)) (holding that a defendant
convicted of murder after unsuccessfully arguing self-defense at the guilt-innocence
phase was entitled to sudden passion instruction at punishment phase). Evidence of
an accident also does not preclude the sudden passion instruction. Trevino, 100
S.W.3d at 240 (“the sudden passion charge should be given when it is raised by the
evidence, even if it conflicts with other evidence in the case”) (internal citation and
quotation marks omitted).
At punishment, because the jury already convicted Mejia of murder, it
necessarily had rejected the self-defense theory advanced by Luna. Luna had no
strategic reason not to request an instruction on sudden passion. See St. Aubin, 470
F.3d at 1103 (a “strategic” decision as one that “is expected, on the basis of sound
legal reasoning, to yield some benefit or avoid some harm to the defense”) (internal
citation and quotation marks omitted). In fact, the “sudden passion” theory was
consistent with Luna’s theory of the case at the punishment phase arguments.14 Mejia
14
The elements of sudden passion, which must be proven by a preponderance of the
evidence, are (1) adequate provocation, (2) existence of a passion or an emotion such
as fear, terror, anger, rage, or resentment, (3) the homicide occurred while the passion
(continued...)
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had testified that he did not arrive at the bar intending to kill anyone and was not
initially involved in the fight but that, when he saw Torres “pulling for the gun,” he
reacted by stabbing Torres once, then turned and ran. Reporter’s Record [Doc. # 915], at 63-64. See id. at 64 (Mejia testified that he “didn’t want for nothing like this
to happen that night”). A “defendant’s testimony alone is sufficient to raise a defense
issue requiring an instruction in the charge.” Beltran, 472 S.W.3d at 290. Luna
argued to the jury that Torres was involved in the fighting, that there was no initial
aggression by Mejia, and that Mejia only stabbed Torres once because Mejia’s intent
was to get away from the gun.15
To the extent Luna believed that his self-defense theory precluded a sudden
passion instruction, his belief was not based on a reasonable professional judgment.
As set forth above, Texas law clearly permitted both theories. See Beltran, 472
S.W.3d at 290; Medlock, 591 S.W.2d at 487. Luna’s decision not to pursue sudden
14
(...continued)
still existed and before there was reasonable opportunity for the passion to cool, and
(4) a causal connection between the provocation, the passion, and the homicide.
McKinney, 179 S.W.3d at 569. See Beltran, 472 S.W.3d at 289-90 (“[t]o justify a jury
instruction on the issue of sudden passion at the punishment phase, the record must
at least minimally support” the four elements).
15
See Reporter’s Record [Doc. # 9-17], at 132 (arguing that Torres unquestionably was
involved in a fight and was fighting); id. at 133 (arguing no initial aggression by
Mejia); id. at 133-34 (arguing that jury should consider fact that Mejia never got rid
of or tried to hide the knife, never ran from police, came to police voluntarily, and
cooperated with police); id. at 134-35 (arguing that incident was a “one wound
incident,” and not a situation in which Mejia continued to stab or hurt Torres).
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passion appears to have been based on a misunderstanding of the law and “fell below
an objective standard of reasonableness as measured by prevailing professional
norms.” See Rhoades, 852 F.3d at 431-32. Given that Mejia already had been
convicted of murder and was facing a life sentence, Luna had no tactical reason not
to request the sudden passion instruction. See St. Aubin, 470 F.3d at 1103.
Luna’s performance at the punishment phase was deficient under Strickland.
b.
Prejudice
Luna asked the jury to sentence Mejia to ten to twenty years imprisonment for
murder. Reporter’s Record [Doc. # 9-17], at 135. The jury rejected his arguments,
and sentenced Mejia to life. The sudden passion defense would have fit with the
arguments Luna already was presenting to the jury at the punishment phase. If the
jury had credited Mejia’s evidence, the sudden passion instruction would have given
them a means to express that opinion, with a maximum prison term of twenty years.
If Luna had presented and argued the sudden passion defense, and if the Court
had instructed the jury about the defense and its impact on sentencing after a murder
conviction, there is a “substantial likelihood” that the jury would have returned a
lesser sentence. See Richter, 562 U.S. at 112.16 An instruction from the court would
16
If the Court finds that counsel rendered deficient performance, the cumulative effect
of any deficiencies may, in some cases, be sufficient to satisfy Strickland’s prejudice
prong, even if no particular instance of deficient performance is enough, by itself, to
(continued...)
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have given much greater weight to Luna’s arguments for a reduced sentence, and
would have communicated to the jury that the law in Texas recognizes that lesser
sentences are appropriate when sudden passion is proven. Because the sudden passion
defense would have reduced Mejia’s murder conviction to a second degree felony,
with a maximum prison term of twenty years, the prejudice to Mejia was significant.
3.
Section 2254(d)
Mejia presented his ineffective assistance of counsel claim regarding lesser
included instructions to the state habeas court, which denied relief on the merits. The
habeas court’s FFCL stated, “Applicant’s attorney provided effective assistance of
counsel,” and provided no further support or explanation for its decision. FFCL, at
87.
The habeas court’s FFCL implicitly makes two mixed findings and conclusions:
First, the state court implicitly held that Luna’s performance was not deficient under
Strickland, that is, his performance did not fall “below an objective standard of
reasonableness as measured by prevailing professional norms” and, second, the court
implicitly held that Mejia was not prejudiced by Luna’s performance. See Rhoades,
16
(...continued)
constitute Strickland prejudice. See, e.g., Moore v. Johnson, 194 F.3d 586, 619 (5th
Cir. 1999) (capital murder case).
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852 F.3d at 431-32.
Each of these holdings is an “unreasonable application” of
clearly established federal law under Strickland to the facts of Mejia’s case. See 28
U.S.C. § 2254(d)(1).17
First, the habeas court’s determination that Luna’s performance was not
deficient was an unreasonable application of Strickland to the facts of the case. No
informed strategy supported Luna’s failure to request lesser included instructions.18
Habeas relief is appropriate because there is no reasonable argument that Luna’s
performance satisfied Strickland’s deferential standard. See Richter, 562 U.S. at 105.
See Gardner, 247 F.3d at 560 (“Even though we cannot reverse a decision merely
because we would reach a different outcome, we must reverse when we conclude that
the state court decision applies the correct legal rule to a given set of facts in a manner
that is so patently incorrect as to be ‘unreasonable’”).
Second, the habeas court’s determination that Luna’s performance did not
prejudice Mejia is an unreasonable application of Strickland. For the reasons stated
above, there is a “reasonable probability,” sufficient to undermine confidence in the
outcome of Mejia’s trial, that a fully instructed jury would have either convicted Mejia
17
See Williams, 529 U.S. at 407 (the “unreasonable application” standard permits
federal habeas relief only if a state court decision “identifies the correct governing
legal rule from [the Supreme Court] cases but unreasonably applies it to the facts of
the particular state prisoner’s case”).
18
See St. Aubin, 470 F.3d at 1103; Richards, 566 F.3d at 569-70.
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of manslaughter (reckless rather than knowing or intentional killing), or would have
found that Mejia had proven sudden passion (that Mejia acted under the immediate
influence of a sudden passion provoked by Torres’ actions). See Rhoades, 852 F.3d
at 431-32; Pinholster, 563 U.S. at 189 (“reasonable probability” requires a substantial,
not just conceivable, likelihood of a different result). Because he is serving a life
sentence rather than the twenty year maximum under either manslaughter or sudden
passion, the prejudice to Mejia is significant.
The state habeas court’s adjudication of Mejia’s claim resulted in an
unreasonable application of Strickland to the facts of the case, warranting habeas relief
under Section 2254(d)(1).19 The Court will grant a conditional writ of habeas
corpus.20 Respondent must release Mejia from custody unless the State initiates retrial
proceedings within 180 days from the date of final judgment in this Court.
B.
Ineffective Assistance of Counsel: Marcus Mejia’s Testimony and
Luna’s Conflict of Interest
Mejia also brings a claim, which he exhausted on state habeas review, that Luna
19
The Court need not address the state habeas court’s factual finding that “[T]he
affidavit of Applicant’s trial attorney ALEX LUNA is credible.” FFCL, at 87. Even
assuming that this finding is correct and Luna’s affidavit is credible, Luna’s
performance fell below Strickland’s standards for effective assistance of counsel, and
the state habeas court’s decision to the contrary was an unreasonable application of
Strickland under Section 2254(d)(1).
20
Courts should dispose of a meritorious habeas petition “as law and justice require.”
28 U.S.C. § 2243; Hilton v. Braunskill, 481 U.S. 770, 775 (1987).
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rendered ineffective assistance of counsel when he failed to call Marcus Mejia to the
stand at trial. In these federal proceedings, Mejia has amended his petition and claims
that Luna operated under a conflict of interest during Mejia’s trial because,
unbeknownst to Mejia, Luna simultaneously was representing Marcus in juvenile
proceedings. Mejia alleges that Luna did not call Marcus Mejia to the stand because
he did not want to risk adversely affecting Marcus’ juvenile case. The parties disagree
about whether the conflict claim is new, and thus unexhausted, or whether it merely
provides additional support for Mejia’s exhausted claim that Luna was constitutionally
ineffective.
The Court first addresses Mejia’s exhausted claim that Luna rendered
ineffective assistance when he failed to call Marcus to the stand. Under Strickland,
Mejia must demonstrate that Luna’s performance was deficient, and that Mejia
actually was prejudiced by the deficient performance. This Court is bound by the
strong presumption that Luna’s conduct was within the “wide range” of the bounds
of professional norms. See Strickland, 466 U.S. at 689. Mejia argues that Luna had
no valid reason not to call Marcus, who could have testified that he had seen a gun in
Torres’ waistband and thus corroborated Mejia’s testimony that Torres had a gun. See
Affidavit of Marcus Mejia, dated June 10, 2016 [Doc. # 45-1]. However, there were
multiple colorable reasons not to call Marcus and, whether or not this Court agrees
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with those reasons, any “strategic decisions” made by trial counsel “must be given a
strong degree of deference.” See Rhoades, 852 F.3d at 432.21 Mejia thus fails to show
ineffective assistance of counsel under Strickland standards, especially when the
“doubly deferential” standard of Strickland plus Section 2254(d) is applied. See
Richter, 562 U.S. at 105.
Next, the Court addresses Mejia’s claim that Luna operated under a conflict of
interest. The threshold question is whether the claim is new and unexhausted, or
whether it “relates back” to the ineffectiveness claim above.
If the Court assumes that the conflict of interest claim is new, then, as Mejia
concedes, it would be unexhausted and procedurally defaulted. Mejia therefore must
demonstrate cause and prejudice for the default. See Martinez v. Ryan, 566 U.S. 1
21
In state habeas proceedings, Luna’s affidavit stated that Mejia had not asked him to
call Marcus to the stand, and that “one possible reason was could have been that
[Mejia] did not want to implicate his brother in the offense.” Luna Affidavit, at 4041. Given that Mejia clearly was protective of Marcus, as shown through his trial
testimony, this statement is plausible. In addition, the value of Marcus’ potential
testimony was limited because, according to Marcus’ affidavit, he would have
testified only that Torres had a gun in his waistband, and would not have corroborated
Mejia’s testimony that Torres pulled the gun out during the fight or threatened Mejia.
See Affidavit of Marcus Mejia [Doc. # 45-1], at 1 (“Marcos Torres lifted up the front
of his shirt and I saw a handgun stuck in the front of his waist. About that time, I saw
my brother, David Mejia, jab a knife at Marcos Torres”). Furthermore, if Marcus had
taken the stand, the statements in his affidavit would have been subject to crossexamination and, given Marcus’ youth and his relationship and loyalty to Mejia, the
jury could have discounted his credibility. See St. Aubin, 470 F.3d at 1103 (if the
evidence was “double-edged,” counsel’s decision not to present the evidence is not
objectively unreasonable under Strickland).
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(2012); Coleman v. Thompson, 501 U.S. 722 (1991). Because Mejia had access to
Marcus during trial and in the years since trial, he has not made an adequate showing
that he could not have discovered the Luna’s conflict of interest prior to 2016.22 Most
significantly, Mejia cannot show prejudice for the default because, completely apart
from the conflict of interest, Luna had sufficient strategic reasons not to call Marcus
to the stand that would defeat his ineffective assistance of counsel claim.
Alternatively, if the Court assumes that Mejia’s conflict of interest claim
“relates back” to his exhausted claim of ineffective assistance of counsel, the claim
nevertheless would fail under Strickland.23 Mejia has not demonstrated that the
22
See also 28 U.S.C. § 2244(d)(1)(D) (“A 1-year period of limitation shall apply to an
application for a writ of habeas corpus by a person in custody pursuant to the
judgment of a State court. The limitation period shall run from . . . the date on which
the factual predicate of the claim or claims presented could have been discovered
through the exercise of due diligence”); id. § 2244(b)(2)(B) (“A claim presented in
a second or successive habeas corpus application under section 2254 that was not
presented in a prior application shall be dismissed unless . . . (i) the factual predicate
for the claim could not have been discovered previously through the exercise of due
diligence; and (ii) the facts underlying the claim, if proven and viewed in light of the
evidence as a whole, would be sufficient to establish by clear and convincing
evidence that, but for constitutional error, no reasonable factfinder would have found
the applicant guilty of the underlying offense.”).
23
Mejia seeks to introduce the new facts regarding conflict of interest in this proceeding
through an evidentiary hearing. However, he fails to meet the standards in Section
2254(e)(2), which provides that a court “shall not” hold an evidentiary hearing unless
Mejia shows “a factual predicate that could not have been previously discovered
through the exercise of due diligence” and that the facts are “sufficient to establish
by clear and convincing evidence that but for constitutional error, no reasonable
factfinder would have found the applicant guilty of the underlying offense.” As
stated above, Mejia has not shown that he could not have discovered, during trial or
(continued...)
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additional facts regarding Luna’s conflict of interest prejudiced him under Strickland
because, regardless of the conflict, independent and colorable strategic reasons
supported Luna’s decision not to call Marcus to testify. See Rhoades, 852 F.3d at
431-32 (Strickland requires a showing of a “reasonable probability” that, but for
counsel’s deficiencies, the result of the proceeding would have been different); see
also United States v. Infante, 404 F.3d 376, 391-92 (5th Cir. 2005) (in case of an
attorney’s conflict of interest, the courts must determine “whether that conflict
adversely affected the representation”).
Finally, for all the reasons stated above, equitable tolling is not appropriate in
this case. See Holland v. Florida, 560 U.S. 631 (2010).24
IV.
CONCLUSION
For the reasons stated above, it is hereby
ORDERED that Petitioner’s Amendment to Petition for Writ of Habeas
Corpus [Doc. # 45], deemed a motion for summary judgment, is granted in part as
to Petitioner’s claim that counsel rendered constitutionally ineffective assistance when
23
(...continued)
in the years since, that Luna was simultaneously representing his brother. Moreover,
even if he could, the conflict of interest does not establish by “clear and convincing”
evidence that, absent the conflict, the jury would not have convicted Mejia of murder.
24
In any event, this Court cannot conclude that the state court’s ruling that Luna’s
decision not to call Marcus to testify was an unreasonable application of clearly
established law satisfying Section 2254(d).
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he failed to request additional jury instructions.
A writ of habeas corpus is
conditionally granted. Respondent must release Mejia from custody unless the State
initiates retrial proceedings within 180 days from the date of this Court’s final
judgment. It is further
ORDERED that, on all remaining claims, Respondent’s Amended Motion for
Summary Judgment [Doc. # 47] is granted.
The Court will issue a separate final judgment.
SIGNED at Houston, Texas, this 11th day of October, 2017.
NAN Y F. ATLAS
SENIOR UNI
STATES DISTRICT JUDGE
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