Marquez Rodriguez v. Berryhill
Filing
22
MEMORANDUM OPINION AND ORDER. Signed by Judge Miguel A. Torres. (mv)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TEXAS
EL PASO DIVISION
STf'
27
i;i 8:
BENJAMIN R. MARQUEZ RODRIGUEZ §
§
Plaintiff,
§
§
V.
NO. EP-18-CV-99-MAT
§
ANDREW SAUL,' COMMISSIONER
OF THE SOCIAL SECURITY
ADMINISTRATION,
§
§
§
§
§
Defendant.
§
MEMORANDUM OPINION AND ORDER
This is a civil action seeking judicial review of an administrative decision pursuant to
42 U.S.C.
§
405(g). Plaintiff Benjamin R. Marquez Rodriguez ("Plaintiff') appeals from the
decision of the Commissioner of the Social Security Administration ("Commissioner") denying
his applications for a period of disability and disability insurance benefits ("DIB") under Title II
of the Social Security Act (the "Act") and supplemental security income ("SSI") under Title XVI
of the Act. (Pl.'s Compi., ECF No. 4, at
1). The parties consented to the
Court for determination and entry of judgment.
See
28
u.s.c. §
transfer of the case to this
636(c); Local Court Rule CV-72.
For the reasons set forth below, the Commissioner's decision will be AFFIRMED.
I.
PROCEDURAL HISTORY
Plaintiff was fifty years old at the time of the decision of the Administrative Law Judge
'Andrew Saul is now the Commissioner of the Social Security Administration. Pursuant to Federal Rule of Civil
Procedure 25(d), Andrew Saul is now substituted for Acting Commissioner Nancy A. Berryhill as the defendant in
this case.
1
58
("AU"), dated August
1,
2017.
See
(R. 38, 308).2 His past relevant work includes working as a
forklift operator and as a truck driver. (R. 36, 358). On November 14, 2013, Plaintiff filed
applications for a period of disability and DIB and 551, in which he alleged disability beginning
on August 15, 2013, due to "lumbar problems/right shoulder tendon." (R. 308-1 6, 317-20, 368).
After his applications were denied initially and upon reconsideration, Plaintiff requested a hearing
byanALJ. (R. 149, 161, 168-69).
On September 17, 2015, a hearing was conducted before the AL
(R. 63-77). On
November 2, 2015, the AU issued a written decision denying benefits at step five of the five-step
evaluation process on the basis that Plaintiff was not disabled because he was "capable of making
a successful adjustment to other work that exists in significant numbers in the national economy,"
such as "bakery worker, conveyor line." (R. 123-31). Plaintiff sought review ofthe AU's decision
by the Appeals Council who remanded the case to the AU, on December 22, 2016, because "[t]he
decision does not contain an evaluation of treating source opinions" that are inconsistent with the
residual functional capacity for light work as determined by the AL
(R. 139). The Appeals
Council directed the AU to:
Give consideration to the treating source opinion pursuant to the
provisions of 20 CFR 404.1527 and 416.927 and Social Security
Rulings 96-2p and 96-Sp, and explain the weight given to such
opinion evidence. As appropriate, the Administrative Law Judge
may request the treating source to provide additional evidence
and/or further clarification of the opinion (20 CFR 404.1 520b and
416.920).
(R. 139).
On June 20, 2017, a second hearing was held before the AU. (R. 45-62). Thereafter, on
August
2
1,
2017, the AU issued his written decision finding at step five of the five-step evaluation
Reference to the record of administrative proceedings is designated by (R. [page number(s)]).
2
process that Plaintiffwas "not disabled" prior to March 31, 2017, but became "disabled" beginning
on March 31, 2017, when Plaintiff's age category changed. (R. 37-38). On January 26, 2018, the
Appeals Council denied Plaintiff's request for review, thereby making the
AU's decision the
Commissioner's final administrative decision. (R. 1-8).
In this appeal, Plaintiff argues: (1) that the AU failed to give proper weight to examining
source opinion and failed to follow the Appeals Council's Remand Order and (2) that the
AU's
residual functional capacity finding is not supported by substantial evidence. (Pl.'s Br., ECF No.
18, at 3).
II.
LAW AND ANALYSIS
A. STANDARD OF REVIEW
The Court's review is limited to a determination of whether the Commissioner's fmal
decision is supported by substantial evidence on the record as a whole, and whether the
Commissioner applied the proper legal standards. Myers
2001) (citing Greenspan
v.
v.
Apfel, 238 F.3d 617, 619 (5th Cir.
Shalala, 38 F.3d 232, 236 (5th Cir. 1994)) (internal quotation marks
omitted). Substantial evidence "meansand means only'such relevant evidence as a reasonable
mind might accept as adequate to support a conclusion." Biestek i'. Berryhill, 139 S. Ct. 1148,
1154, (2019) (quoting Consol. Edison Co.
V.
Nat '1 Labor Relations Bd., 305 U.S. 197, 229 (1938)).
It is more than a scintilla, but less than a preponderance. Ripley
Cir. 1995) (quoting Speilman
V.
Shalala,
I
v.
Chater, 67 F.3d 552, 555 (5th
F.3d 357, 360 (5th Cir. 1993)). A finding of "no
substantial evidence" will be made only where there is a "conspicuous absence of credible choices"
or "no contrary medical evidence." Abshire v. Bowen, 848 F.2d 638, 640 (5th Cir. 1988) (quoting
Names v. Heckler, 707 F.2d 162, 164 (5th Cir. 1983)) (internal quotation marks omitted).
In determining whether there is substantial evidence to support the findings of the
3
Commissioner, the Court may not reweigh the evidence or try the issues de novo. Newton v. Apfel,
209 F.3d 448, 452 (5th Cir. 2000). The Court may not substitute its own judgment "even if the
evidence preponderates against the [Commissioner's] decision." Harrell v. Bowen, 862 F.2d 471,
475 (5th Cir. 1988) (citation omitted). "Conflicts in evidence are for the [Commissioner] and not
the courts to resolve." Speliman,
1
F.3d at 360 (quoting Selders
v.
Sullivan, 914 F.2d 614, 617 (5th
Cir. 1990)) (internal quotation marks omitted). If the Commissioner's findings are supported by
substantial evidence, "they are conclusive and must be affirmed." Id. However, "[t]he
decision must stand or fall with the reasons set forth in the
AU's decision,
AU's
as adopted by the
Appeals Council." Newton, 209 F.3d at 455.
B. FiVE-STEP SEQUENTIAL EVALUATION PROCESS
Under the Social Security Act, "disability" means, in relevant part, the "inability to engage
in any substantial gainful activity by reason of any medically determinable physical or mental
impairment which can be expected to result in death or which has lasted or can be expected to last
for a continuous period of not less than 12 months
.
.
.
." 42 U.S.C.
§
423(d)(1)(A). This means
that:
An individual shall be determined to be under a disability only if his
physical or mental impairment or impairments are of such severity
that he is not only unable to do his previous work but cannot,
considering his age, education, and work experience, engage in any
other kind of substantial gainful work which exists in the national
economy.
Id. at § 423(d)(2)(A)
The Social Security Administration Regulations (the "Regulations") prescribe a "five-step
sequential evaluation process" to determine whether a claimant is disabled. 20 C.F.R.
§
404.1520(a)(1) & 416.920(a)(1). If at any step of the process, the AU finds that the claimant
ru
is either disabled or not disabled, the AU will make his determination as to disability and will not
continue with a consideration of the remaining steps. Id. at
§§
404.1 520(a)(4) & 41 6.920(a)(4).
At the first step, the AU determines whether the claimant is engaged in substantial gainful
activity. Id. at
§
404.1520(a)(4)(i) & 416.920(a)(4)(i). If so, the AU will find the claimant is not
disabled and will not continue to step two. Id.
At the second step, the AU considers the medical severity of the claimant's impairment(s).
Id. at § 404.1520(a)(4)(ii) & 416.920(a)(4)(ii). If the AU determines that the claimant does not
have a severe medically determinable physical or mental impairment or combination of
impairments that meet the duration requirement, then the AU will find that the claimant is not
disabled and will not continue to step three. Id.
At the third step, the AU
also considers the medical severity
of the claimant's
impairment(s), specifically whether the impairment(s) meets the duration requirement and "meets
or equals one of [the] listings in appendix
1
of this subpart
. . .
." Id. at
§§
404.1 520(a)(4)(iii) &
416.920(a)(4)(iii). If so, the claimant will be found to be disabled, and the AU will not continue
to step four. Id.
Before proceeding to the fourth step, the AU will make a finding as to the claimant's
residual functional capacity ("RFC"), "based on all the relevant medical and other evidence" in
the administrative record. Id. at
§
404.1520(e) & 4 16.920(e). A claimant's RFC is the most he
can still do despite his physical and mental limitations that affect what he can do in a work setting.
Id. at
§
404.1545(a)(1) & 416.945(a)(1). When assessing the RFC, the AU will consider all of a
claimant's medically determinable impairments, not just ones that the AU determines are severe.
Id. at
§
404.1545(a)(2) & 416.945(a)(2).
5
At step four of the five-step sequential evaluation process, the AU considers the RFC
assessment and the claimant's past relevant work. Id. at
§
404.1 520(a)(4)(iv) 41 6.920(a)(4)(iv).
If the AU determines that, considering the RFC, the claimant can still do his past relevant work,
then the AU will fmd that the claimant is not disabled and will not continue to step five. Id. Finally,
at step five, the AU
considers the claimant's RFC, age, education, and work experience to
determine whether the claimant can adjust to other work. Id. at
§
404.1520(a)(4)(v) &
416.920(a)(4)(v). If the AU finds that the claimant cannot, then the AU will find that the claimant
is disabled. Id.
C. Tm
AU's WRITTEN DECISION
In his written decision, the AU analyzed Plaintiffs application for disability using the
five-step sequential evaluation process set forth in the Regulations. (R. 28-3 8). Considering the
first three steps, the AU found that: (1) Plaintiff had not engaged in substantial gainful activity
since the alleged onset date of disability; (2) Plaintiff had severe impairments of lumbar
radiculopathy, multi-level degenerative disc disease, osteoarthritis, status-post right knee
arthroscopic debridement of a medial meniscal tear, status-post right shoulder arthroscopy and
partial rotator cuff tear, and right herniorrhaphy to correct inguinal hernia; and (3) Plaintiffs
impairments, singly or in combination, did not meet or medically equal the severity of one of the
listed impairments in 20 C.F.R Part 404, Subpart P, Appendix
1.
(R. 31). Accordingly, before
proceeding to step four, the AU assessed Plaintiffs RFC.
The AU determined that Plaintiff:
has the residual functional capacity to perform sedentary work as
defined in 20 CFR 404.1567(a) and 416.967(a) with lifting and
carrying of 10 pounds occasionally and less than 10 pounds
frequently with the use of a cane to and from and about the
workstation, and with occasional balancing, stooping, kneeling, and
crouching.
(R. 32). In assessing the RFC, the AU gave little weight to the opinions
of Plaintiffs treating
physician and of the non-examining sources who prepared the Disability Determination Services
assessments, fmding they were not consistent with various parts of the record. (R. 35). At step four
of the sequential evaluation process, the AU considered the testimony of the vocational expert at
the hearing and the assessed RFC and determined that Plaintiff was unable to perform any past
relevant work. (R. 36).
At step five, the AU noted that on March 31, 2017, Plaintiffs "age category changed to
an individual closely approaching advanced age," whereas before that date he was "a younger
individual age 45-49." (R. 36). The AU noted that Plaintiff "has at least a high school education
and is able to communicate in English." (R. 36). Considering the testimony
of the vocational
expert, the Medical-Vocational Guidelines, 20 C.F.R. Part 404, Subpart P, Appendix 2, and
Plaintiffs age, education, work experience, and RFC, the AU determined that Plaintiff "was
capable of making a successful adjustment to other work that existed in significant numbers in the
national economy, prior to March 31, 2017. (R. 37). Therefore, the AU determined that prior to
March 31, 2017, Plaintiff was "not disabled." (R. 38). However, the AU also determined that
Plaintiff became "disabled" on March 31, 2017, when Plaintiffs age category changed,
considering his age, education, work experience, and RFC. (R. 37).
D. WHETHER THE AU FAILED TO GIvE PROPER WEIGHT TO EXAMINING SOURCE OPINIoN AND
FAILED TO FOLLOW THE APPEALS COUNCIL'S REMAND ORDER
Plaintiff claims that the AU erred in his consideration of the opinions ofPlaintiff' s treating
physician, Dr. Easter, by "picking and choosing which restrictions he agreed with and disregarding
the rest{.]" (Pl.'s Br., ECF No. 18, at 4). Plaintiff also argues that the AU did not comply with the
Appeals Council's remand order directing the AU to consider Dr. Easter's opinions pursuant to
7
20 C.F.R.
§
404.1527 and 416.927, and Social Security Rulings 96-2p and 96-5p, and to explain
the weight given and seek additional evidence or clarification if necessary. Id. Plaintiff asserts that
Dr. Easter's opinions restrict Plaintiff to "less than sedentary exertion, less than an eight-hour
workday." Id.
Specifically, Plaintiff argues that there is no examining or treating physician opinion of
record that contradicts the opinion of Dr. Easter, and, therefore, the AU erred by failing to provide
the required analysis under 20 C.F.R.
§
404.1527 when considering medical source opinions. Id.
at 5 (citing Newton, 209 F.3d at 453). Plaintiff also contends that the
AU's reliance on Plaintiffs
daily activities is insufficient to give little weight to Dr. Easter's opinions. Id. at 5-6. Plaintiff
argues that the AU performed his own interpretation of the medical evidence by picking and
choosing the evidence from the record that supports his position, without "relying on any medical
opinions." Id. at 6, 7. Plaintiff claims these errors have prejudiced him because had Dr. Easter's
opinions been given greater weight, the AU likely would have found Plaintiff unable to work an
eight-hour day, and therefore, unable to perform competitive employment. Id. at 7.
In response, the Commissioner asserts that the AU is not required to rely on a medical
opinion but must make the administrative assessment of the RFC "based on the entire record,
including both medical and non-medical evidence." (Comm'r's Br., ECF No. 21, at 5) (citing 20
C.F.R.
§
404.1545(a) and 416.945(a)). The Commissioner also argues that the AU discussed in
detail the treatment and surgical records supporting his RFC assessment, which provide evidence
contradicting Dr. Easter's opinions. Id. at 6-9. Further, the Commissioner contends that the
AU's
discussion demonstrates that he considered the relevant factors in the regulations. Id. at 9-10. The
Commissioner contends that the
AU's stated reason for giving
Dr. Easter's opinion little weight
along with the discussion in his decision demonstrates that he complied with the Appeal's Council
order. Id. at 10.
When determining disability, the AU will consider medical opinions from acceptable
medical sources, including treating physicians, together with the rest of the relevant evidence in
the record. 20 C.F.R.
§
404.1527(a)(b) and 416.927(a)(b). A treating source's medical opinion
on the issue(s) of the nature and severity of a claimant's impairment(s) will be given controlling
weight if the AU finds that it is "well-supported by medically acceptable clinical and laboratory
diagnostic techniques and is not inconsistent with the other substantial evidence in [the] case
record." Id. at
§
404.1527(c)(2) and 416.927(c)(2).
When a treating source's medical opinion is not given controlling weight, the AU applies
the factors listed in paragraphs (c)(2)(i)(ii) and (c)(3)(c)(6) of
§
404.1527 and 416.927 in
determining what weight to give the opinions and provides "good reasons" for the weight given.
Id. at
§
404.1 527(c)(2) and 416.927(c)(2). "{A]bsent reliable medical evidence from a treating or
examining physician controverting the claimant's treating specialist, an AU may reject the opinion
of the treating physician only if the
AU performs a detailed analysis
views, under the criteria set forth in 20 C.F.R.
of the treating physician's
§ 404.1527(d)(2)."3 Newton,
209 F.3d at 453
(emphasis in original). These factors include the length, frequency, nature, and extent of the
treatment relationship, the supportability of the opinion, the consistency of the opinion with the
record as a whole, specialization of the physician, and other factors, such as the medical source's
understanding of disability programs and evidentiary requirements and the extent to which the
The criteria that the Fifth Circuit references at subsection (d)(2) in Newton are currently located at subsection
§ 404.1527 and 416.927 (effective
to July 31, 2006) with 20 C.F.R. § 404.1527 and 416.927 (effective Aug. 24, 2012 to Mar. 26, 2017)
and 20 C.F.R. § 404.1527 and 416.927 (effective Mar. 27, 2017).
(c)(2)(i)(ii) and (c)(3)(c)(6) of § 404.1527 and 416.927. Compare 20 C.F.R.
medical source is familiar with the other information in the claimant's case record. Id. at
§
404.1527(c) and 416.927(c).
There are two opinion forms in the record from Dr. Easter, both dated August 12, 2015.
On one form, Dr. Easter opined that Plaintiff was limited to lifting and carrying less than 10 pounds
frequently and occasionally, standing/walking for less than 2 hours in an 8-hour workday, sitting
for less than about 6 hours in an 8-hour workday with no climbing, balancing, kneeling, crouching,
crawling, or stooping. (R. 685-88). On the other form, Dr. Easter opined that Plaintiff had severe
lumbar degenerative joint disease, was limited to sitting for 4 hours in a workday with no standing,
walking, climbing stairs/ladders, kneeling/squatting, bending/stooping, or lifting/carrying. (R.
682). Dr. Easter also opined that Plaintiff could not lift/carry objects more than
1
pound for more
than 2 hours per day. (R. 683). The AU gave these opinions little weight because Plaintiffs "own
statements reflect the claimant is far more able than Dr. Easter indicates." (R. 35). The AU
specifically noted Plaintiffs reporting "he was able to perform all areas of personal care
autonomously, including dressing, bathing, shaving, and using the bathroom," as well as
"performing household chores, driving, shopping,
andperhaps most tellinglystill performed
landscaping projects, which most certainly require much bending and carrying." (R. 35) (citing R.
376-79).
As for Plaintiffs first contention, that the AU was required to provide an analysis
20 C.F.R.
§
of the
404.1527(c) and 416.927(c) factors, the Court is unpersuaded. The AU devoted two
and a half pages of his eleven-page decision to a discussion of the medical record evidence, which
included medical evidence from treating and examining physicians that noted normal examinations
in various areas of strength, gait, and range of motion. (R. 33-35). For example, the AU
specifically noted Dr. Pacheco-Serrant's examination notes of normal gait and station, normal
10
muscle bulk and muscle tone, motor strength 4/5 in all major muscle groups of the lower
extremities, and normal deep tendon reflexes. (R. 33) (citing R. 832-33). The AU also discussed
Plaintiffs right knee, right shoulder, and herniorrhaphy surgical procedures, particularly noting
that following the procedures Plaintiff healed well arid his pain was reduced and/or eliminated,
with little to no ongoing treatment. (R. 34-35). The Court finds that these medical records, the
AU's characterization ofwhich is not disputed by Plaintiff; provides competing first-hand medical
evidence that controverts the opinions of Dr. Easter. Accordingly, the AU was not required to
provide a detailed analysis
Newton,
of the factors set
forth in 20 C.F.R.
§
404.1527(c) and 416.927(c).
209 F.3d at 453.
Furthermore, the AU's decision reflects his analysis of the factors set forth in 20 C.F.R.
§
404.1527(c) and 416.927(c). Both explicitly and implicitly, the AU found the opinions of Dr.
Easter not consistent with the record as a whole.
See
20 C.F.R.
404.1 527(c)(4) and
§
416.927(c)(4). Explicitly, the AU stated that Plaintiff's own statements are not consistent with the
limitations opined by Dr. Easter. (R. 35). Implicitly, the AU stated that his RFC assessment is
supported by the objective and clinical evidence of record, which he spent two and a half pages
discussing, as described in the paragraph, supra. (R. 36). As is set forth in his opinion and at the
first hearing, Dr. Easter did not treat Plaintiff as a specialist. See 20 C.F.R.
41 6.927(c)(5); (R.
§§
404.1 527(c)(5) and
72-73, 688). Furthermore, there are no medical records from Dr. Easter in the
record, nor has Plaintiff referred to any, from which to determine the length, nature, and extent of
the treatment relationship, nor the supportability by relevant evidence of his opinions, despite the
AU accepting additional medical records after the case was remanded from the Appeals Council.
See
20 C.F.R.
§
404.1527(c)(2)(c)(3) and 416.927(c)(2)(c)(3); (R. 43-44, 135-36)
11
Plaintiff also argues that the AU's reliance on Plaintiffs activities of daily living is
insufficient justification to disregard Dr. Easter's opinions, suggesting a proper comparison to the
standards considered when determining whether a medical improvement exists based on anecdotal
evidence. (Pl.'s Br., ECF No. 18, at 5-6) (citing Schomburg
v.
Astrue, No. 3-00-CV-1258-BD,
2009 WU 3734139, at *3 (N.D. Tex. Nov. 9, 2009). The Court is unpersuaded by this argument,
as well. Firstly, neither the Regulations nor the Social Security Rulings that the AU was directed
to apply prohibit such reliance. In fact, Social Security Ruling 96-2p specifically states that "the
treating source's medical opinion also must not be 'not inconsistent' with the other 'substantial
evidence' in the individual's case record" and that "[d]epending upon the facts of a given case,
any kind of medical or nonmedical evidence can potentially satisfy the substantial evidence test."
SSR 96-2p, at *3_4 Secondly, Plaintiff relies on a case involving different circumstances and
applying a different standard of review without providing this Court with any meaningful analysis
of why the Court should fmd this case persuasive. See Schomburg, 2009 WL 3734139, at *3 (citing
20 C.F.R.
§
416.994a(c) (involving review of whether a medical improvement exists sufficient to
terminate disability benefits where a finding of medical improvement must be based on a change
in the symptoms, signs, or laboratory findings).
Plaintiff also argues that the AU improperly selected the evidence of record that best
supported his decision without relying on any medical opinions. (Pl.'s Br., ECF No. 18, at 7).
However, in assessing the RFC, the AU is not required to rely on a medical opinion. The RFC is
an administrative assessment "based on all the relevant evidence in [the] case record." 20 C.F.R.
§
404.1545(a)(1) and 416.945(a)(1). The regulation provides that the AU "will consider any
statements about what [the claimant] can still do that have been provided by medical sources[.]"
Id. at
§
404.1545(a)(3) and 416.945(a)(3) (emphasis added); see also id. at
12
§
404.1527(b) and
4 16.927(b) ("[W]e will always consider the medical opinions in your case record
together with the
rest of the relevant evidence we receive."). The Court has not found, nor has Plaintiff
provided,
authority for the proposition that the AU is required to do anything more than consider a medical
opinion in accordance with the relevant regulations when assessing the RFC.
Accordingly, the Court finds the AU complied with the Appeals Council order when
considering the opinions of Dr. Easter, and furthermore, did not err in considering those opinions.
However, even assuming that the AU erred as to one or all of the issues raised by Plaintiff;
remand would not be appropriate because Plaintiff has not shown that he was prejudiced. "The
party seeking to overturn the Commissioner's decision has the burden to show that prejudice
resulted from an error." Jones
v.
Astrue, 691 F.3d 730, 734-35 (5th Cir. 2012). Plaintiff argues
that "[h]ad the AU properly considered Dr. Easter's opinion and given it greater weight, he likely
would have found Plaintiff unable to perform an eight-hour workday, unable to perform
competitive employment and therefore disabled." (Pl.'s Br., ECF No. 18, at 7). Yet, Plaintiff does
not cite any record evidence to support Dr. Easter's opinions, nor does he dispute the medical
record evidence on which the AU relies. See id. at 4-7. In short, Plaintiff has not made more than
a mere allegation that Dr. Easter's opinions are entitled to greater weight, which is insufficient to
meet his burden to show that prejudice resulted from an error. See e.g., Jones, 691 F.3d at 735 ("A
mere allegation that additional beneficial evidence might have been gathered had the error not
occurred is insufficient to meet this burden.").
E. WHETHER
fflIE
AU'S RFC ASSESSMENT Is SUPPORTED BY SUBSTANTIAL EVIDENCE
Plaintiff argues that the AU's RFC assessment is not supported by substantial evidence
because he did not include Plaintiffs language limitations, specifically "Plaintiff's inability to
communicate in English." (P1. 's Br., ECF No. 18, at 8). Plaintiff also asserts that the AU
13
erroneously found that Plaintiff had "at least a high school education" despite acknowledging
Plaintiffs testimony that he has a GED in Spanish. Id. Plaintiff asserts that the AU failed to
provide the vocational expert ("yE") "with a hypothetical containing all of Plaintiffs limitations,
including Plaintiffs inability to communicate in English." Id. According to Plaintiff, therefore, the
"AU cannot rely on vocational expert testimony that is based on an incomplete hypothetical
question," and the AU's decision is, thus, not supported by substantial evidence at step five of the
five-step sequential evaluation process. Id. at 9.
In response, the Commissioner asserts that the record contains evidence supporting the
AU's conclusion that Plaintiff could communicate in English. The Commissioner specifically
"points out that P1aintiff, signing that he was the person who filled out the form, handwrote his
responses to the function report in English with little to no errors." (Comm'r's Br., ECF No. 21, at
11-12) (citing R. 3 75-82). The Commissioner also contends that Plaintiffs reported work history
demonstrates he has some ability to communicate in English, as he worked previously as a waiter
and in a job where "he stated he wrote, completed reports, or performed such related duties." Id.
(citing R. 361, 400). The Commissioner also states that "Plaintiff admitted to working several jobs,
and only stopped working due to physical problems, not due to issues with communicating in
English." Id. (citing R. 358, 396). Finally, the Commissioner points to medical notes providing a
quote in English of"I have a painful hernia." Id. (citing 466).
Furthermore, the Commissioner argues that the ability to communicate in English is a
vocational factor which is not part of the RFC assessment. Id. (citing 20 C.F.R.
§
404.1560,
416.960, 404.1560(c), 416.960(c), 404.1564, and 416.964). The Commissioner also states that
Plaintiffs attorney did not challenge the AU's finding at the hearing and "only asked the VE how
inability to read and write in
Englishbut
not otherwise having a completed [sic] inability to
14
communicate in Englishwould affect the proffered jobs." Id. at 12-13 (citing R. 61). For
these
reasons, the Commissioner argues that the record supports the
AU's fmding that Plaintiff could
communicate in English, and therefore, the step five finding is supported by substantial evidence.
Id.
As defined in 20 C.F.R.
§
404.1545(a)(l) and 416.945(a)(1), the RFC is "the most [a
claimant] can still do despite [his physical and mental] limitations" caused by the claimant's
impairments and any related symptoms. Pursuant to 20 C.F.R.
§§
404.1 564(b)(5) and
416.964(b)(5), the inability to communicate in English is an educational factor. Educational factors
are considered at step five
§§
of the five step sequential evaluation process along with the RFC. Id. at
404.1 520(a)(4)(v) & 41 6.920(a)(4)(v). Accordingly, the AU did not err in not including any
language limitations in the RFC.
Furthermore, of Plaintiff's three citations to the record in support of Plaintiff being unable
to communicate in English, the Court has found that only one of those citations unqualifiedly
supports that finding.
See (R.
367) (Adult Disability Report). The other two citations do not
demonstrate that Plaintiff is entirely unable to communicate in English.
See (R.
32, 50) (testifying
that he went to public school in El Paso for a short period of time to study English, that he can read
small words in English, and that he can successfully buy bread, milk, and cheese at a grocery store
if given that list in English).
As to the matter of Plaintiff's educational level, Plaintiff claims that the
AU's decision
contains the error that Plaintiff has "at least a high school education" when in fact he has a GED.
(P1. 's
Br., ECF No. 18, at 8). However, Plaintiff does not claim that the hypothetical posed to the
VE was incorrect. The transcript of the hearing reflects that the VE received and reviewed
Plaintiff's vocational records prior to the hearing and the AU's hypothetical asked the VE to
15
"[a]ssume a hypothetical individual the same age, education, and work experience as our
claimant
." (R. 56-57). Plaintiff has not cited any other portion
of the record erroneously suggesting that
Plaintiff had a high school education.
For these reasons, Plaintiff has not shown that the AU's RFC or step-five fmding were
erroneous or not based on substantial evidence. However, to the extent that the it was error for
the
AU to state in his written decision that Plaintiff has "at least a high school education"
instead of
saying that Plaintiff has a GED, Plaintiff has not made a showing that any such error
prejudiced
him.
See Jones,
691 F.3d at 734-35.
III.
CONCLUSION
For the reasons set forth above,
IT IS ORDERED that the decision of the Commissioner will be AFFIRMED.
SIGNED and ENTERED this
day of September, 2019.
'MIGUE1A. TO'RRES
UNITED STATES MAGISTRATE JUDGE
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