Dube v. Texas Health and Human Services Commission
Filing
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ORDER GRANTING IN PART AND DENYING IN PART 8 Defendant's Motion to Dismiss. Plaintiff's request for front pay in lieu of reinstatement with regard to her ADA claim is DISMISSED WITHOUT PREJUDICE. Defendants motion is otherwise DENIED. Signed by Judge Xavier Rodriguez. (rg)
UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF TEXAS
SAN ANTONIO DIVISION
CLAIRE DUBE,
Plaintiff,
v.
TEXAS HEALTH AND HUMAN
SERVICES COMMISSION and THOMAS
M. SUEHS, Executive Commissioner of the
Texas Health and Human Services
Commission,
Defendants.
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Civil Action No. SA-11-CV-354-XR
ORDER ON DEFENDANTS’ SECOND MOTION TO DISMISS
On this date, the Court considered Defendants’ Second Motion to Dismiss (Docket No. 8).
Having considered the motion and the applicable law, the Court hereby GRANTS IN PART and
DENIES IN PART the motion to dismiss.
I. Background
Plaintiff Claire Dube was hired by the Texas Health and Human Services Commission (“the
HHSC”) on September 14, 2009, and remained employed there until May 13, 2010, at which time she
was advised by her supervisor that she was being discharged. Plaintiff alleges that she was absent
from work during that time approximately eleven weeks “being treated for and attempting to
recuperate from a serious medical condition that had disabled her from working during that period
of time.” Am. Compl. ¶ 8, Plaintiff alleges that on May 6, 2010, she advised HHSC that she could
return to work on May 24, 2010, but HHSC “concluded that she was permanently disabled and
decided to discharge her rather than await her return to work.” Id. In a letter dated May 13, 2010,
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Grace Moser, Regional Director for HHSC, informed Plaintiff that she was a probationary employee
subject to being dismissed for any non-discriminatory reason at any time during her probationary
period, if it was determined the employee was not suited for the assigned position. Plaintiff claims
this reason is false and pretextual because she is very well suited for her assigned position. Plaintiff
alleges that the HHSC’s actual reason for letting her go was that the HHSC regarded her as disabled.
On August 30, 2010, Plaintiff filed a charge of discrimination with the U.S. Equal
Employment Opportunity Commission (“the EEOC”), wherein she alleged that HHSC discharged her
from her employment because HHSC regarded her as being disabled. Defendant responded that
Plaintiff was discharged because she was unable to return to work and had exhausted all leave to
which she was entitled.
Plaintiff brings a claim against HHSC, alleging she was improperly discharged because HHSC
regarded her as being disabled, in violation of Section 504 of the Rehabilitation Act of 1973
(“Rehabilitation Act”), 29 U.S.C. § 794. She also sues Thomas M. Suehs in his official capacity,
alleging that HHSC improperly terminated her because it regarded her as disabled in violation of the
Americans With Disabilities Act (“ADA”), 42 U.S.C. § 12112, and seeking prospective relief
pursuant to Ex Parte Young.
Defendants filed this motion to dismiss on two grounds. First, Defendants move for dismissal
under Rule 12(b)(1), arguing that Plaintiff’s ADA claim, brought against Suehs in his official capacity
under Ex Parte Young, is barred by sovereign immunity to the extent it seeks front pay monetary
relief. Second, Defendants move for dismissal under Rule 12(b)(6), contending that Plaintiff fails to
state a claim under either the ADA or the Rehabilitation Act because she alleges only a temporary
condition rather than a disability.
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II. Legal Standard
“The party asserting jurisdiction bears the burden of proof for a 12(b)(1) motion to dismiss.”
Randall D. Wolcott, M.D., P.A. v. Sebelius, 635 F.3d 757, 762 (5th Cir. 2011) (citing Ramming v.
United States, 281 F.3d 158, 161 (5th Cir. 2001)). The Court may find the subject matter jurisdiction
to be lacking based on “(1) the complaint alone; (2) the complaint supplemented by undisputed facts
evidenced in the record; or (3) the complaint supplemented by undisputed facts plus the [C]ourt’s
resolution of disputed facts.” Id. at 763 (quoting Ramming, 281 F.3d at 161). In making its finding,
the Court “must accept as true all non-frivolous allegations of the complaint.” Id. (quoting McClain
v. Pan. Canal Comm’n, 834 F.2d 452, 454 (5th Cir. 1987)).
“Because [11th Amendment] sovereign immunity deprives the [C]ourt of jurisdiction, the
claims barred by sovereign immunity can be dismissed only under Rule 12(b)(1) and not with
prejudice.” Warnock v. Pecos County, Tex., 88 F.3d 341, 343 (5th Cir. 1996). Under the Ex Parte
Young doctrine, “[t]he Eleventh Amendment does not protect state officials from prospective relief
when it is alleged that the state officials acted in violation of federal law.” Id. A claim for damages
“cannot overcome the Eleventh Amendment’s barrier even with the help of Ex Parte Young.” Walker
v. Livingston, 381 Fed.Appx. 477, 479 (5th Cir. 2010).
Rule 8 of the Federal Rules of Civil Procedure requires that a pleading contain “a short and
plain statement of [each] claim showing that the pleader is entitled to relief.” FED . R. CIV . P. 8(a)(1).
The purpose of Rule 8 is to require parties to state their claims with sufficient clarity “to ‘give the
defendant fair notice of what the . . . claim is and the grounds upon which it rests’ . . .” Bell Atlantic
Corp. v. Twombly, 550 U.S. 544, 555 (2007). A complaint must contain sufficient factual allegations
to “state a claim to relief that is plausible on its face.” Id. at 570. “A claim has facial plausibility
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when the plaintiff pleads factual content that allows the court to draw the reasonable inference that
the defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 129 S. Ct. 1937, 1949 (2009).
Rule 12(b)(6) of the Federal Rules of Civil Procedure permits a party against whom a claim
is brought to move to dismiss the pleading for failure to state a claim upon which relief can be
granted. If a complaint fails to state a claim upon which relief can be granted, a court is entitled to
dismiss the claim as a matter of law. In considering a motion to dismiss under Rule 12(b)(6), all
factual allegations from the complaint should be taken as true. Fernandez-Montez v. Allied Pilots
Assoc., 987 F.2d 278, 284 (5th Cir. 1993). Additionally, the facts are construed favorably to the
plaintiff. Id.
To state a claim under the Rehabilitation Act or the ADA, Plaintiff must establish that (1) she
is disabled within the meaning of the ADA, (2) she is qualified and able to perform the essential
functions of her job, and (3) her employer fired her because of her disability. See Talk v. Delta
Airlines, Inc., 165 F.3d 1021, 1024 (5th Cir. 1999). Since the 2008 ADA Amendments Act
(ADAAA), a person is considered disabled if she has been “regarded as having [an] impairment”
where such an impairment resulted in the person being “subjected to an action prohibited under [the
ADA] because of an actual or perceived physical or mental impairment whether or not the impairment
limits or is perceived to limit a major life activity.” 42 U.S.C.A. § 12102(1)(C); 42 U.S.C.A. §
12102(3).
III. Analysis
Defendants argue that Plaintiff’s ADA claim brought pursuant to Ex Parte Young is barred
by the Eleventh Amendment to the extent it seeks front pay. Defendants further claim that Plaintiff
fails to state a claim under the ADA or the Rehabilitation Act because Plaintiff only alleged that she
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had a temporary condition rather than a disability.
A. Front Pay
Plaintiff’s claim against Defendant Suehs seeks relief in the form of reinstatement to her
former position of employment with HHSC or front pay in lieu of reinstatement. Defendants contend
that the front pay relief is barred by Eleventh Amendment sovereign immunity.
The Ex Parte Young doctrine provides an exception to sovereign immunity, permitting suits
that seek only prospective injunctive relief. See Walker, 381 Fed.Appx. at 478. “‘Front Pay’ is a
form of prospective relief, consisting of the future lost earnings of a victim of employment
discrimination.” Koppman v. South Cent. Bell Telephone Co., 1992 WL 280793 *4 (E.D. La. July
12, 1992) (citing Deloach v. Delchamps, 897 F.2d 815, 822 (5th Cir. 1990)). The Fifth Circuit has
held that front pay is an appropriate alternative to reinstatement when reinstatement is not a practical
possibility. Deloach, 897 F.2d at 822. However, the Supreme Court has explicitly held that “money
damages or its equivalent” is not an available relief when sovereign immunity is invoked. Frew v.
Hawkins, 540 U.S. 431, 437 (2004).
Plaintiff contends that, as a substitute for reinstatement, front pay is both an equitable remedy
and a form of prospective relief like reinstatement, and thus is not barred by the Eleventh Amendment
under Ex Parte Young. The Fifth Circuit does not appear to have considered this issue, but the courts
that have considered it have generally concluded that a front pay award is barred by Eleventh
Amendment immunity. See Campbell v. Arkansas Dept. of Correction, 155 F.3d 950, 962 (8th Cir.
1998) (“For purposes of the eleventh amendment ... front pay is not analogous to the prospective relief
permitted under Ex parte Young because it ‘must be paid from public funds in the state treasury.’”);
Blanciak v. Allegheny Ludlum Corp., 77 F.3d 690, 697 (3d Cir. 1996); Pechon v. La. Dept. of Health
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& Hospitals, Civ. A. No. 08-0664, 2009 WL 2046766 at *1 (E.D. La. July 14, 2009 ) (“[I]t is
well-settled that compensatory damages in the form of lost future wages or front-pay, are not
prospective or recoverable in an official-capacity action brought pursuant to § 1983.”); Rush v.
Perryman, Civ. A. No. 1:07-CV-00001, 2007 WL 2091745 at *3 (E.D. Ark. July 17, 2007);
Landesburg-Boyle v. State of La., Civ. A. No. 03-3582, 2004 WL 1516823 (E.D. La. July 2, 2004).
The Court finds these decisions persuasive, and dismisses Plaintiff’s request for front pay as barred
by the Eleventh Amendment.
B. Failure to State ADA and Rehabilitation Act Claims for Failure to Allege a Disability
Plaintiff asserts claims under section 504 of the Rehabilitation Act, 29 U.S.C. § 794, and the
ADA, 42 U.S.C. § 12112. Defendants argue that Plaintiff failed to allege that she was an individual
with a disability, that Plaintiff affirmatively negated a finding of disability by alleging that she was
only temporarily impaired and was recuperating, and that Plaintiff made merely conclusory statements
that HHSC regarded her as disabled.
Plaintiffs’ response to the motion makes clear that she is not asserting that she is disabled for
purposes of the Rehabilitation Act or ADA; rather, she claims only that she was regarded as disabled
despite her ability to return to work soon. The term “disability means, with respect to an individual”
both “a physical or mental impairment that substantially limits one or more major life activities of
such individual” and “being regarded as having such an impairment (as described in paragraph (3)).”
42 U.S.C. § 12101(1). Paragraph 3 provides that:
(A) An individual meets the requirement of “being regarded as having such an
impairment” if the individual establishes that he or she has been subjected to an action
prohibited under this chapter because of an actual or perceived physical or mental
impairment whether or not the impairment limits or is perceived to limit a major life
activity.
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(B) Paragraph (1)(C) shall not apply to impairments that are transitory and minor. A
transitory impairment is an impairment with an actual or expected duration of 6
months or less.
Id. § 12101(3). The regulations state that “[t]his means that the individual has been subjected to an
action prohibited by the ADA as amended because of an actual or perceived impairment that is not
both ‘transitory and minor.’” 29 C.F.R. § 1630.2(g)(1). The Fifth Circuit has noted that the 2008
amendments to this definition make it “easier to bring cases arising from episodic disability.” Hodges
v. ISP Tech., ___ F.3d ___ (5th Cir. June 3, 2011) (slip copy).
Defendant relies upon cases applying the much narrower, pre-ADAAA definition of “regarded
as” disabled, which are not relevant. However, Defendants do argue that Plaintiff alleges “no facts
that suggest she was regarded by HHSC as disabled,” and in fact she affirmatively alleges that she
told HHSC that she would be able to return to work soon.
Plaintiff alleges that she was hired on September 14, 2009; that before her discharge in May
2010 she had been absent from work for a period of approximately eleven weeks being treated for and
attempting to recuperate “from a serious medical condition that had disabled her from working during
that period”; that despite her assurances to HHSC that she would be able to return to work, HHSC
concluded that she was permanently disabled and decided to discharge her rather than await her return
to work.
Thus, Plaintiff alleges that she was subjected to an action prohibited by the ADA (termination)
because of an actual impairment, which satisfies § 12101(3)(A). Construing § 12101(3)(B), the
regulations note that it may be a defense to a charge of discrimination by an individual claiming
coverage under the “regarded as” prong of the definition of disability that the impairment is
“transitory and minor.” 29 U.S.C. § 1630.15(f).
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To establish this defense, a covered entity must demonstrate that the impairment is
both “transitory” and “minor.” Whether the impairment at issue is or would be
“transitory and minor” is to be determined objectively. A covered entity may not
defeat “regarded as” coverage of an individual simply by demonstrating that it
subjectively believed the impairment was transitory and minor; rather, the covered
entity must demonstrate that the impairment is (in the case of an actual impairment)
or would be (in the case of a perceived impairment) both transitory and minor. For
purposes of this section, “transitory” is defined as lasting or expected to last six
months or less.
Id.
Because this is a defense to the claim, it would be appropriate to dismiss under Rule 12(b)(6)
only if the defense is apparent from the face of the complaint. Defendants assert that it is apparent
because Plaintiff told HHSC that she would be able to return to work in May. However, it is not
apparent from the face of the complaint that Plaintiff’s impairment lasted less than six months or was
otherwise “transitory” or “minor” as defined by the regulations. Accordingly, the motion to dismiss
must be denied.
Conclusion
Defendants Motion to Dismiss (Docket No. 8) is GRANTED IN PART and DENIED IN
PART. Plaintiff’s request for front pay in lieu of reinstatement with regard to her ADA claim is
DISMISSED WITHOUT PREJUDICE. Defendants motion is otherwise DENIED.
It is so ORDERED.
SIGNED this 6th day of September, 2011.
_________________________________
XAVIER RODRIGUEZ
UNITED STATES DISTRICT JUDGE
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