Jane Envy, LLC v. Sam Moon Trading Enterprises, Ltd. et al
Filing
93
ORDER GRANTING IN PART AND DENYING IN PART 69 Motion for Summary Judgment. Signed by Judge David A. Ezra. (aej)
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF TEXAS
SAN ANTONIO DIVISION
JANE ENVY, LLC,
Plaintiff,
vs.
INFINITE CLASSIC INC. and
BAEK H. KIM,
Defendants.
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No. SA:14–CV–065–DAE
(lead case)
No. SA:14–CV–081–DAE
(member case)
No. SA:14–CV–083–DAE
(member case)
ORDER GRANTING IN PART AND DENYING IN PART PLAINTIFF’S
MOTION FOR SUMMARY JUDGMENT
Before the Court is a Motion for Summary Judgment filed by Plaintiff
Jane Envy, LLC (“Plaintiff” or “Jane Envy”). (Dkt. # 69.) On February 22, 2016,
the Court heard oral argument on the Motion. Daniel Harkins, Esq., appeared at
the hearing on behalf of Plaintiff; Jim Darnell, Esq., local counsel for Defendants
Infinite Classic Inc. and Baek H. Kim (collectively, “Defendants” or the “Infinite
Defendants”) did not make an appearance. After reviewing the Motion and the
supporting and opposing memoranda, and considering the parties’ arguments at the
hearing, the Court GRANTS IN PART AND DENIES IN PART Plaintiff’s
Motion for Summary Judgment. (Dkt. # 69.)
1
BACKGROUND
Plaintiff is a Texas limited liability company engaged in the business
of designing original fashion jewelry. (“Infinite Compl.,” 5:14–CV–083, Dkt. # 33
¶¶ 2, 9.) Plaintiff designs the jewelry in-house and works with overseas
manufacturers and casting factories to produce its products. (Id. ¶ 10.) Plaintiff
sells its jewelry to wholesalers, distributors, catalogs, and large retailers, but does
not sell to individual consumers or stores. (Id. ¶ 11.) Plaintiff owns twelve federal
copyright registrations for its jewelry design collections. (Id. ¶ 12, “Copyright
Reg.,” Dkt. # 69, Ex. B.)
Plaintiff alleges that Infinite Classic Inc. (“Infinite”) is an importing
company for fashion jewelry, as well as other types of jewelry and accessories, and
sells jewelry to wholesalers throughout the United States via an online store.
(Infinite Compl. ¶ 14.) Plaintiff alleges it operates in the same geographic area as
Infinite, and that Infinite is the type of business to which it usually sells its
products. (Id.)
Beginning in late 2013, Plaintiff learned that Infinite was allegedly
selling unauthorized copies of jewelry items from Jane Envy’s copyrighted
collections using an online store. (Infinite Compl. ¶ 15–16.) Plaintiff’s Amended
Complaint claims that Infinite is selling unauthorized copies of at least twenty-two
jewelry items from seven of its copyrighted jewelry collections. (Id. ¶¶ 15–19.)
2
Plaintiff’s Amended Complaint alleges seven counts of copyright infringement for
seven of its twelve copyrighted jewelry collections, and associated claims for
damages under 17 U.S.C. § 504. (Id. ¶¶ 20–27 1; ¶¶ 28–35 2; 36–43 3; 44–51 4; 52–
59 5; 60–67 6; 69–75 7.) Plaintiff’s Amended Complaint also alleges a cause of
action for other, non-specific infringements of Jane Envy’s copyrights by the
Infinite Defendants. (Id. ¶¶ 76–84.)
On February 27, 2015, the Court entered an Order to Consolidate
Actions, thereby consolidating the Infinite case with Plaintiff’s actions against
Defendants Sam Moon Trading Enterprises, Ltd., Moon Brothers Management,
1
Claim One alleges copyright infringement of Registration No. VA 1-876-518.
(See Copyright Reg. at 012–029.)
2
Claim Two alleges copyright infringement of Registration No. VA 1-872-140.
Plaintiff does not seek summary judgment against the Infinite Defendants for
alleged infringement of this copyright. (Dkt. # 69 ¶ 3.)
3
Claim Three alleges copyright infringement of Registration No. VA 1–872–142.
(See Copyright Reg. at 124–131.)
4
Claim Four alleges copyright infringement of Registration No. VA 1–870–083.
(See id. at 113–118.)
5
Claim Five alleges copyright infringement of Registration No. VA 1–916–592.
(See id. at 092–097.)
6
Claim Six alleges copyright infringement of Registration No. VA 1–916–587.
(See id. at 045–054.)
7
Claim Seven alleges copyright infringement of Registration No. VA 1–916–567.
(See id. at 144–151.)
3
Inc., d/b/a Sam Moon Group, Samuel S. Moon, Daniel S. Moon, and David Moon
(collectively, the “Moon Defendants”) and Best Imports & Wholesale, LLC d/b/a
Vividove, Roger Hun Hang, and Mo Kyung Lee (collectively, the “Best Imports
Defendants”). (Dkt. # 44.) Plaintiff subsequently dismissed its claims against the
Moon Defendants and the Best Imports Defendants. (Dkts. ## 49, 52, 57.) On
September 10, 2015, Plaintiff filed the instant Motion for Summary Judgment.
(Dkt. # 69.) On October 1, 2015 Defendants filed their Response in opposition to
the motion. (Dkt. # 72.) Plaintiffs filed their response on October 7, 2015. (Dkt.
# 75.)
LEGAL STANDARD
“Summary judgment is appropriate when, viewing the evidence and
all justifiable inferences in the light most favorable to the non-moving party, there
is no genuine issue of material fact and the moving party is entitled to judgment as
a matter of law.” Bridgmon v. Array Sys. Corp., 325 F.3d 572, 576 (5th Cir.
2003); Fed. R. Civ. P. 56(a); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252
(1986). The main purpose of summary judgment is to dispose of factually
unsupported claims and defenses. Celotex Corp. v. Catrett, 477 U.S. 317, 323–24
(1986). The moving party bears the initial burden of demonstrating the absence of
any genuine issue of material fact. Id. at 323. If the moving party meets this
burden, the non-moving party must come forward with specific facts that establish
4
the existence of a genuine issue for trial. ACE Am. Ins. Co. v. Freeport Welding &
Fabricating, Inc., 699 F.3d 832, 839 (5th Cir. 2012). In deciding whether a fact
issue exists, the Court “may not make credibility determinations or weigh the
evidence.” Tibler v. Dlabal, 743 F.3d 1004, 1007 (5th Cir. 2014) (quoting Reeves
v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 150 (2000)). However,
“[u]nsubstantiated assertions, improbable inferences, and unsupported speculation
are not sufficient to defeat a motion for summary judgment.” Brown v. City of
Hous., 337 F.3d 539, 541 (5th Cir. 2003). “Where the record taken as a whole
could not lead a rational trier of fact to find for the non-moving party, there is no
‘genuine issue for trial.’” Hillman v. Loga, 697 F.3d 299, 302 (5th Cir. 2012)
(quoting Matsuhita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587
(1986)).
DISCUSSION
I. Discovery Issues
As a preliminary matter, Plaintiff objects to the inclusion of two
exhibits attached to Defendant’s Response to the Motion for Summary Judgment
(Dkt. # 72, Exs. B, C): (1) a compilation of jewelry images sold by various online
vendors, and (2) the declaration of Mr. Kim. (Dkt. # 75 at 4, 6–7.)
Plaintiff has been plagued since the inception of the discovery period
by Defendants’ reticence to participate in discovery. On August 14, 2015,
5
Magistrate Judge Henry Bemporad issued an order mandating Defendants to
produce complete responses to specified portions of Plaintiff’s Interrogatories, and
to produce documents responsive to specified portions of Plaintiff’s Request for
Production. 8 (Dkt. # 67 at 2.) On September 30, 2015, Plaintiff submitted an
advisory to the Court stating that Defendants failed to produce any documents by
the discovery deadlines set in the Order to Compel Discovery, and had further
failed to produce any documents at the time of filing notice with the Court. (Dkt.
# 71 ¶ 6.)
Despite their failure to participate in discovery, Defendants submitted
two pieces of evidence in support of their Response to the instant Motion for
Summary Judgment: a compilation of photographs which appear to be printed from
Internet shopping sites, and the Declaration of Mr. Kim. (Dkt. # 72, Ex. B; “Kim.
Decl.,” Dkt. # 72, Ex. C.) Plaintiff objects to the admission of each of these pieces
of evidence as support for Defendant’s response. (Dkt. # 75 at 2, 4.)
A. Compilation of Photographs
“In the Fifth Circuit, it is well settled that ‘the admissibility of
summary judgment evidence is subject to the same rules of admissibility applicable
to a trial.’” Lohn v. Morgan Stanley DW, Inc., 652 F. Supp. 2d 812, 823 (S.D.
8
Specifically, the order required Defendants to “(1) complete responses to Jane
Envy, LLC’s Interrogatories Number 2, 5, 7, 8, and 11; and (2) documents
responsive to Jane Envy, LLC’s Request for Production Numbers 1–6, 8–11, 13–
14, 17–29, 31, 36–38, 31, 43–47, 50–51, 56–58, and 62.” (Dkt. # 67 at 2.)
6
Tex. 2009) (quoting Pegram v. Honeywell, Inc., 361 F.3d 272, 285 (5th Cir.
2004)). The Federal Rules of Evidence require the proponent of a piece of
evidence to “produce evidence sufficient to support a finding that the item is what
the proponent claims it is.” Fed. R. Evid. 901(a).
Exhibit B consists primarily of printed screen shots of Facebook pages
and Google Image searches of jewelry sold by “Julio Designs,” “Johnny Loves
June Jewelry,” and various vendors on the website “Etsy.com.” (Dkt. # 72, Ex. B.)
Defendants offer no explanation as to the source of these images or the identity of
these vendors, and state only that “other fashion jewelry manufacturers have
designed and manufactured nearly identical items before Plaintiff registered its
works.” (Dkt. # 72 at 6.) Without more, this evidence is entirely inadmissible.
Accordingly, the Court will not consider Exhibit B when evaluating Plaintiff’s
Motion for Summary Judgment.
B. Declaration of Mr. Kim
Plaintiff argues that permitting the Defendants to submit Mr. Kim’s
Declaration to support their Reply would unduly prejudice Plaintiff, who sought
discovery through all appropriate channels since February 2015 and filed the
instant motion in September 2015, after Defendants failed to respond to the order
compelling discovery. (Dkt. # 75 at 4.)
7
Plaintiff relies on Federal Rule of Civil Procedure 37(d), which
permits the Court, on motion to “order sanctions” against a party who “fails, after
being served with proper notice, to appear for that person’s deposition; or . . .
[who] fails to serve its answers, objections, or written response.” Fed. R. Civ.
P. 37(d)(1)(A)(i)–(ii). The Rule also permits the court, after determining that a
party is liable for sanctions, to order the “party failing to act, the attorney advising
that party, or both to pay the reasonable expenses, including attorney’s fees, caused
by the failure, unless the failure was substantially justified or other circumstances
make an award of expenses unjust.” Id. at (d)(3). In sum, the rule supports
sanctions or the award of reasonable expenses for failure to timely respond to
discovery, but does not support the exclusion of information, when presented, even
if this information is presented late. See also Fed. R. Civ. P. 56(h). Accordingly,
the Court will consider those excerpts of Mr. Kim’s declarations that do not
contain conclusions of law and that may permissibly be considered when
evaluating a motion for summary judgment. See id. at 56(c)(4).
II. Timeliness Issues
Plaintiff’s Reply requests that the Court grant its motion as
unopposed, because Defendants filed their Response in Opposition to Summary
Judgment a week after the Response was due. (Dkt. # 75 at 1–2.) The local rules
for the Western District of Texas give courts the discretion to grant a motion as
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unopposed, where a response is not timely filed. W.D. Tex. Civ. R. 7(e)(2).
However, a grant of summary judgment is a judgment on the merits; it is not
proper for a party to prevail on summary judgement due to a procedural
technicality. See Fed. R. Civ. P. 56. Accordingly, the Court finds that Plaintiff’s
motion for summary judgment is opposed, and will evaluate the motion on the
merits.
III. Whether Plaintiff is Entitled to Summary Judgment on Copyright
Infringement Claims
Jane Envy’s instant motion seeks summary judgment on its claims
that Defendants are liable for willful copyright infringement of twenty-two jewelry
items contained in six jewelry collections registered with the United States
Copyright Office: (1) the Hammered Cross Collection; (2) the Tokens Collection;
(3) the Sinners and Saints Collection; (4) the Patina Collection; (5) the
Inspirational Collection; and (6) the Vintage Finds Collection. (Dkt. # 69 ¶ 3.)
Plaintiff seeks statutory damages of $12,000 per infringed work pursuant to 17
U.S.C. §§ 504(c)(1)–(c)(2). (Id. ¶ 4.) Should Plaintiff prevail on the motion, it
also seeks attorney’s fees pursuant to 17 U.S.C. ¶ 505. (Id.) Finally, Plaintiff asks
the Court to dismiss the remaining claims alleged in its Amended Complaint
without Prejudice. (Id. ¶ 29; Dkt. # 75 at 10.) The Court will first address whether
there are any genuine issues of material fact regarding each alleged instance of
copyright infringement before addressing any award of damages.
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A. Applicable Law
“A copyright infringement claim requires proof of (1) ownership of a
valid copyright and (2) actionable copying, which is the copying of constituent
elements of the work that are copyrightable.” Bridgmon, 325 F.3d at 576; see also
Positive Black Talk, Inc. v. Cash Money Records, Inc., 394 F.3d 357, 367 (5th Cir.
2004). Because direct evidence of actionable copying is rarely available, copying
may be established by proving that the alleged infringer had access to the
copyrighted materials and that the copyrighted material and allegedly infringing
material are substantially similar. Peel & Co. v. Rug Mkt., 238 F.3d 391, 395 (5th
Cir. 2001); see also Eng’g Dynamics, Inc. v. Structural Software, Inc., 26 F.3d
1335, 1340 (5th Cir. 1994)). Because Jane Envy cannot prevail on a copyright
infringement claim at the summary judgment stage without first demonstrating that
there are no issues of material fact as to its ownership of a valid copyright, this
issue will be taken up first by the Court.
B. Prong One: Ownership of a Valid Copyright
To establish ownership of a valid copyright, Plaintiff must prove
(1) that the work is copyrightable, and (2) that the work is original. Compaq
Computer Corp. v. Ergonome Inc., 387 F.3d 403, 408 (5th Cir. 2004).
10
1. Whether copyrightability is an issue determinable at summary
judgment
Defendants argue that the issue of copyrightability is a question of
fact, rather than law, to be determined by a trier of fact, and that the issue is not
appropriately resolved at the summary judgment stage. (Dkt. # 72 at 6.) However,
“the Supreme Court has not addressed whether copyrightability is a pure question
of law or a mixed question of law and fact, or whether, if it is a mixed question of
law and fact, the factual components of that inquiry are for the court, rather than
the jury.” Oracle Am., Inc. v. Google, Inc., 750 F.3d 1339, 1353 n.3 (Fed. Cir.
2014). However, the Fifth Circuit consistently holds that the copyrightability of a
work should be evaluated at the summary judgment stage. See Peel & Co., 238
F.3d at 398 (finding that the district court erred when it failed to identify the
copyrightable elements of a work at the summary judgment stage).
2. Whether defendant has presented sufficient evidence to rebut
copyright’s presumption of validity:
A copyright Certificate of Registration constitutes “prima facie
evidence of the validity of the copyright,” and a court must presume that a
copyright is valid if registered within five years of the work’s first publication.
17 U.S.C. § 410(c); Nola Spice Designs, LLC v. Haydel Enter., Inc., 783 F.3d 527,
549 (5th Cir. 2015). However, “certificates create only a rebuttable presumption
that the copyrights are valid.” Norma Ribbon & Trimming, Inc. v. Little, 51 F.3d
11
45, 47 (5th Cir. 1995). When a plaintiff presents the court with a certificate of
copyright registration, the burden then shifts to the defendant to offer some
evidence or proof to disprove the validity of the copyright by demonstrating that
the work at issue is unprotectable. Engenium Sol., Inc. v. Symphonic Techs, Inc.,
924 F. Supp. 2d 757, 776 (S.D. Tex. 2013); Interplan Architects, Inc. v. C.L.
Thomas, Inc., No. 4:08-CV-03181, 2010 WL 4366990, at *24 (S.D. Tex. Oct. 27,
2010).
Plaintiff submitted the Certificate of Registration issued by the United
States Copyright Office for each of the jewelry collections Defendants allegedly
infringed as evidence in support of the instant motion. 9 (See Dkt. # 69, Ex. B.) In
response, Defendants argue that the individual pieces of jewelry are not entitled to
a presumption of copyrightability because Plaintiff’s registrations are for jewelry
collections. (Dkt. # 72 at 4.) As evidence, Defendants introduce two letters from
the United States Copyright Office to Miguel Villarreal, the applicant who applied
for certification of each of the jewelry collections. (Dkt. # 72 at 4; Dkt. # 72, Ex.
9
Specifically, Plaintiff submitted the Certificate of Registration for the following
jewelry collections:
1) Hammered Cross Collection, Registration VA 1-876-518 (Copyright Reg. at
012–029);
2) Inspirational Collection, Registration VA 1-916-587 (Id. at 045–054);
3) Patina Collection, Registration VA 1-916-592 (Id. at 092–097);
4) Sinners and Saints Collection, Registration VA 1-870-083 (Id. at 113–118);
5) Tokens Collection, Registration VA 1-872-142 (Id. at 124–131);
6) Vintage Finds Collection, Registration VA 1-916-567 (Id. at 144–151).
12
A.) The letters, which are identical, inform Plaintiff of the following limitation on
its copyright registrations for the Hammered Cross and Tokens Collections:
Your registration deposit contains more than one work, each of which
could have been filed separately for us to consider for registration.
You might intend to use the works separately or as a set. In either
case, please note that registration might not extend to all of the works
that you deposited.
The registration extends to only the copyrightable works within
your deposit. Your deposit might contain both copyrightable and
non-copyrightable works. If you had filed separately for each of these
works, then we would have registered only those that are
copyrightable. Thus, this registration does not extend to any
non-copyrightable works.
(Dkt. # 72, Ex. 1) (emphasis in the original). While the letters state that some of
the works in these collections are potentially non-copyrightable; it does not state
with certainty that some of the works do not merit copyright protection.10 The
letters, on their own, are not sufficient to rebut the presumption that the copyright
is valid. See Rogers v. Better Bus. Bureau of Metro. Houston, Inc., 887 F. Supp.
10
Defendants quote from a Ninth Circuit case to establish their burden for
rebutting the presumption of a copyright registration’s validity: “an infringement
defendant must simply offer some evidence or proof to dispute or deny the
plaintiff’s prima facie case of infringement.” United Fabrics Intern., Inc. v. C&J
Wear, Inc., 630 F.3d 1255, 1257 (9th Cir. 2011) (quoting Lamps Plus, Inc. v.
Seattle Lighting Fixture Co., 345 F.3d 1140, 1144 (9th Cir. 2003)). However, the
United Fabrics court went on to find that the defendant in that case had not
submitted sufficient evidence to dispute the validity of the copyright registration.
Likewise, while the letter from the Copyright Office states that some of the works
in two of the collections before the court are potentially non-copyrightable, the
letter does not draw the validity of the underlying copyright into question.
Accordingly, United Fabrics does not apply here.
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2d 722, 727–28 (S.D. Tex. Aug. 15, 2012) (finding that the presumption of
copyright validity may be overcome with a showing of fraud on the Copyright
Office, a showing that the copyrighted work does not meet originality
requirements, or failure to comply with statutory formalities). Accordingly, the
letters, taken alone, do not rebut the presumption of copyrightability created by
Plaintiff’s registrations. As defendants have failed to rebut the presumption that
the allegedly infringed works are copyrightable, the Court turns to a discussion of
the second element that must be met for Plaintiff to prove ownership of a valid
copyright: that the work at issue is original. Compaq, 387 F.3d at 408.
3. Whether items satisfy the originality requirement
“By statute, a work must be ‘original’ to qualify for copyright
protection.” Oracle Am., Inc., 750 F.3d at 1354 (quoting 17 U.S.C. § 102(a)). The
originality requirement “means only that the work was independently created by
the author (as opposed to copied from other works), and that it possesses at least
some minimal degree of creativity.” Norma Ribbon, 51 F.3d at 47; Feist Pub.,
Inc. v. Rural Telephone Serv. Co., Inc., 499 U.S. 340, 345 (1991) (“the sine qua
non of copyright is originality”).
The level of creativity required to meet the “minimal degree of
creativity” threshold is “extremely low; even a slight amount will suffice.” Feist,
499 U.S. at 345 (finding that a work need only “possess some creative spark” to
14
meet the creativity standard). Further, use of “design features that previously
appeared in other works does not negate the originality required for copyright
protection of a work.” Berg v. Symons, 393 F. Supp. 2d 525, 541–42 (S.D. Tex.
2005) (finding that plaintiff’s jewelry designs “satisfy the relatively low
requirement of originality under the Copyright Act” because the jewelry designs
were independently created, even though they were comprised of common Western
jewelry design elements).
Accordingly, while familiar symbols and designs, like a cross or the
infinity symbol, are not copyrightable on their own, 11 a unique “combination of
elements that are unoriginal in themselves” meets the originality requirement to
warrant copyright protection. Yurman Design, Inc. v. PAJ, Inc., 262 F.3d 101, 109
(2d Cir. 2001); 37 C.F.R. § 202.1(a). In other words, a “copyright may protect the
particular way in which the underlying [unprotected] elements are combined—if
11
The Copyright Office has specified that non-copyrightable symbols and designs
include familiar religious symbols such as crosses, common representational
symbols such as hearts or stars, and geometric shapes. U.S. Copyright Office,
Compendium of U.S. Copyright Practices § 313.4(J) (3d ed. 2014). The Copyright
Office has also specified that works containing no expression or only a de minimis
amount of original expression, including jewelry designs that contain only a
“trivial amount of authorship,” are not copyrightable. Id.
The policies in the Compendium do not have the force of law, but may be referred
to as persuasive authority representing the legal determinations of the Copyright
Office. See Rogers, 887 F. Supp. 2d at 732 (citing Clackamas Gastroenterology
Assocs., P.C. v. Wells, 538 U.S. 440, 449 n.9 (2003) (noting that the EEOC’s
Compliance Manual, while not controlling, “may constitute a ‘body of experience
and informed judgment’ to which we may resort for guidance”)).
15
the particular method of combination is itself original.” Diamond Direct, LLC v.
Star Diamond Grp., Inc., 116 F. Supp. 2d 525, 528 (S.D.N.Y. 2000) (emphasis in
original) (continuing that “a work that is entirely a collection of unoriginal material
nevertheless may be copyrighted if the material is selected, coordinated or
arranged in an original fashion”) (citing Feist, 449 U.S. at 358). For example, the
notes in a scale are “not protectable, but a pattern of notes in a tune may earn
copyright protection.” Metcalf v. Bochoco, 294 F.3d 1069, 1074 (9th Cir. 2002);
see also Feist, 449 U.S. at 348 (noting that copyright protection extends to choices
of “selection and arrangement, so long as they are made independently by the
compiler and entail a minimal degree of creativity”); L.A. Printex Ind., Inc. v.
Aeropostale, Inc., 676 F.3d 841, 849 (9th Cir. 2012); Knitwaves, Inc. v. Lollytogs
Ltd., 71 F.3d 996, 1003 (2d Cir. 1995).
Where a combination of common elements meets the originality
requirement such that copyright protection is warranted, this protection is limited
to those aspects of the work “that display the stamp of the author’s originality,”
and does not extend to the non-original elements of the work. Kepner-Tregoe,
Inc. v. Leadership Software, Inc., 12 F.3d 527, 533 (5th Cir. 1994). This is
consistent with the notion that “copyright law protects tangible, original
expressions of ideas, not ideas themselves.” Id. at 533–34 (finding that where
questions and processes “convey[ ] unprotectable ideas, the specific words,
16
phrases, and sentences selected to convey those ideas are protectable expression
under any reasonable abstraction analysis,” and concluding that where such
specific words are copied verbatim, such copying constitutes copyright
infringement) (emphasis in original).
Defendants argue that Plaintiff’s works lack the originality necessary
to merit copyright protection. (Dkt. # 72 at 6.) Specifically, Defendants allege that
the jewelry designs subject to Plaintiff’s copyright registrations:
[A]re simple metal crosses with minimal variations, coin shaped
pendant [sic] with a cross carved in, metal rectangle pendant with
rounded corners, which are all common representational symbols or
familiar religious symbols.
(Id.) While this Court accepts Defendants’ argument that crosses, arrowhead
shapes, infinity symbols, and quotations from Scripture are not themselves
copyrightable, this does not preclude a unique presentation of these symbols from
meeting the originality requirement required to establish ownership of a valid
copyright. For example, presenting common symbols in unique combinations,
adorned with various jewels, or using combinations of beads and metals may well
“display the stamp of the author’s originality” such that copyright protection is
warranted for the particular expression of a common symbol, rather than the
symbol itself. Kepner-Tregoe, 12 F.3d at 533. With these principles in mind, the
Court turns to a discussion of each of the works at issue.
17
a. Hammered Cross Collection, VA 1-876-518
1) Jane Envy Item No. 7682N-GD
Jane Envy Item No. 7683N-GD is a necklace consisting of a string of
small turquoise beads. A rounded, hammered gold cross hangs from the necklace.
The cross is inset with one large turquoise bead in the middle and five smaller,
pearlized beads on the points of the cross. (Compl. ¶ 16; Dkt. # 75, Ex. 2-1.)
Here, the Jane Envy work combines plain beads, which themselves are not
copyrightable, and the cross shape, which itself is also not copyrightable, into an
arrangement that sufficiently “display[s] the stamp of the author’s originality.”
Kepner-Tregoe, 12 F.3d at 533. Copyright protection is warranted for Jane Envy
Item No. 7682N-GD.
2) Jany Envy Item Nos. 7891N-TQ-CROSS and 7891N-IVCROSS-GD
Jane Envy Item No. 7891N-TQ-CROSS is a necklace consisting of
parallel strands of small, turquoise beads, each spaced between two delicate gold
chain links. The parallel strands attach to the top and bottom of a hammered gold
cross with curved, rounded edges, which lays on the side of the necklace rather
than hanging down from the center of the necklace as a pendant would. (Compl
¶ 16; Dkt. # 75, Ex. 2-1.) Jane Envy Item No. 7891N-IV-CROSS-GD is identical,
except that the beads spaced between the gold chain links are white. (Id.) Here,
the Jane Envy work combines plain beads on a chain, which themselves are not
18
copyrightable, and the cross shape, which itself is not copyrightable, into a unique
arrangement that sufficiently “display[s] the stamp of the author’s originality.”
Kepner-Tregoe, 12 F.3d at 533. Copyright protection is warranted for Jane Envy
Item Nos. 7891N-TQ-CROSS and 7891N-IV-CROSS-GD.
3) Jane Envy Item Nos. 7599N-GD, 7599N-SL, and 7600N-SL
Jane Envy Item No. 7599N-SL is a squared cross with a hammered
metal backing and an inset gold cross. (Compl. ¶ 16; Dkt. # 75, Ex. 2-1.) Jane
Envy Item No. 7600N-SL is identical, except that the inset cross is colored
turquoise. (Id.) Jane Envy Item No. 7599N-GD is identical, except that the chain
and hammered backing are gold, and the inset cross is metal. (Id.) Here, the basic
cross shape of the Jane Envy pieces is not copyrightable, and the inset gold,
turquoise and metal crosses represent only a “trivial amount of authorship”
insufficient to meet the originality requirement. In such case,, the Court finds that
the works do not possess the minimum spark of creativity required by Feist. 499
U.S. at 345. Because Plaintiff does not satisfy the originality requirement as to
these pieces, they are not subject to copyright protection, and the Court DENIES
Plaintiff’s Motion for Summary Judgment with respect to Jane Envy Item Nos.
7599N-SL, 7600N-SL and 7599N-GD.
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4) Jane Envy Item No. 7546N-IV
Jane Envy Item No. 7546N-IV is an unadorned gold hammered cross
pendant hanging from a strand of small, pearlized beads. (Compl. ¶ 16; Dkt. # 75,
Ex. 2-1.) Two beads, one turquoise and one clear, are attached to and dangle from
the top of the cross. (Id.) Here, the basic cross shape of the pendant is not
copyrightable, and the strand of pearlized beads is not copyrightable. The addition
of two beads which hang from the top of the cross represents only a “trivial amount
of authorship” insufficient to meet the originality requirement, and the Court finds
that the works do not possess the minimum spark of creativity required to meet the
originality requirement. Because Plaintiff does not satisfy the originality
requirement as to this piece, it is not subject to copyright protection, and the Court
DENIES Plaintiff’s Motion for Summary Judgment with respect to Jane Envy
Item No. 7546N-IV.
5) Jane Envy Item No. 7616E-IV-GOLD
Jane Envy Item No. 7616E-IV-GOLD is a gold earring consisting of a
hammered cross with rounded edges and arms of equal size, attached to an earring
hook by two textured gold links. (Compl. ¶ 16; Dkt. # 75, Ex. 2-1.) The cross
shape of the earring is not copyrightable, and the gold links themselves are not
copyrightable. The Court finds that the combination of the non-copyrightable
cross with two non-copyrightable links does not sufficiently “display the stamp of
20
the author’s originality” to satisfy the originality requirement. See Kepner-Tregoe,
12 F.3d at 533. Because Plaintiff does not satisfy the originality requirement as to
this piece, it is not subject to copyright protection, and the Court DENIES
Plaintiff’s Motion for Summary Judgment with respect to Jane Envy Item No.
7616E-IV-GOLD.
6) Jane Envy Item Nos. 7728E-IV-GOLD, 7728E-TQ-GOLD
Jane Envy Item No. 7728E-IV-GOLD is an earring consisting of a
rounded square metal tag with a hammered finish. A rounded cross with flared
edges is cut out of the tag, and a pearlized bead hangs from the bottom of the tag.
(Compl. ¶ 16; Dkt. # 75, Ex. 2-1.) Jane Envy Item No. 7728E-TQ-GOLD is
identical, except that a turquoise bead hangs from the bottom of the tag. (Id.)
Here, the Jane Envy work combines the unoriginal elements of plain
beads and crosses into an arrangement that sufficiently “display[s] the stamp of the
author’s originality” such that copyright protection is warranted for the expression
of the otherwise unoriginal elements. Kepner-Tregoe, 12 F.3d at 533.
Accordingly, copyright protection is warranted for Jane Envy Item Nos. 7728E-IVGOLD and 7728E-TQ-GOLD.
21
b. Tokens Collection, VA 1-872-142
1) Jane Envy Item No. 7789N-INFINITY
Both images Plaintiff submitted of Jane Envy Item No. 7789N–
INFINITY is blurred. (Compl. ¶ 16.) The color of the infinity symbol cannot be
made out from the image, and it further appears that the image is incomplete: the
tops of at least two pendants can be seen at the bottom of the photograph, but the
pendants themselves are not visible. (Id.) Based upon the insufficient evidence
before the Court, the Court is unable to make a determination as to whether Jane
Envy Item No. 7789N-INFINITY meets the originality requirement. Accordingly,
the Court DENIES Plaintiff’s Motion for Summary Judgment with respect to Jane
Envy Item No. 7789N–INFINITY.
2) Jane Envy Item No. 7815N-COIN
Jane Envy Item No. 7815N-COIN consists of a hammered gold coin
pendant with a textured, weathered edge, a squared, upraised cross in the middle,
and geometric, upraised designs in the spaces between the arms of the cross.
(Compl. ¶ 16.) A second, rounded, stone-like pendant with a textured face and
rough edges, hangs behind the coin. (Id.) Two beads, one pearlized and one clear,
as well as a small silver cross, are attached to the top of the cross. (Id.) The five
items hang from a chain consisting of a repeating pattern of two small gold links
followed by a pearlized bead. (Id.)
22
Here, the chain from which the pendants hang is not copyrightable,
nor is the rounded stone pendant or the three small beads. However, the hammered
coin pendant displays at least the “trivial amount of authorship” warranting
copyright protection. Further, the arrangement of the non-copyrightable elements
with the copyrightable element sufficiently “display[s] the stamp of the author’s
originality” such that copyright protection is warranted. Kepner-Tregoe, 12 F.3d at
533. Accordingly, copyright protection is warranted for Jane Envy Item No.
7815N-COIN.
3) Jane Envy Item No. 7815N-CROSS
Jane Envy Item No. 7815N-CROSS consists of a cross pendant
comprised of a silver hammered cross with rounded edges, which sits behind a
smaller cross in hammered gold; a third cross is laid in copper wire across the top
of the gold cross. (Compl. ¶ 16; Dkt. # 75, Ex. 2-1.) A second, rounded, stone-like
pendant with a gold color, textured face and rough edges, hangs behind the cross
pendant. (Id.) One pearlized bead and a small gold cross dangle from the top of
the pendants. (Id.) The four items hang from a chain consisting of a repeating
pattern of two small gold links followed by a pearlized bead. (Id.)
Here, the chain from which the pendants hang is not copyrightable,
nor is the rounded stone pendant or the two small beads. However, the layered
cross pendant displays at least the “trivial amount of authorship” warranting
23
copyright protection. Further, the arrangement of the non-copyrightable elements
with the copyrightable element sufficiently “display[s] the stamp of the author’s
originality” such that copyright protection is warranted. Kepner-Tregoe, 12 F.3d at
533. Accordingly, copyright protection is warranted for Jane Envy Item No.
7815N-CROSS.
c. Sinners and Saints Collection, VA 1-870-083
1) Jane Envy Item No. 7819N
Jane Envy Item No. 7819N consists of a thin, tarnished, slightly
uneven silver cross pendant marked with small, black scar marks. (Compl. ¶ 16.)
Hanging next to the silver cross pendant is a small hammered coin pendant in
tarnished silver with a rounded edge, a squared upraised cross in the middle, and
random scarring around the edges of the cross. The two pendants hang from a
chain. Here, the featured cross pendant, even when covered with small scar marks,
does not, by itself, display the minimal amount of creativity sufficient to satisfy the
originality requirement. However, when combined with the small hammered coin,
the pendants together display the minimum amount of creativity required to
warrant copyright protection. Accordingly, copyright protection is warranted for
Jane Envy Item 7819N.
24
d. Inspirational Collection, VA 1-916-587
1) Jane Envy Item No. 8076N-HOPE
Jane Envy Item No. 8076N-HOPE is a rectangular bronze-colored tag
hanging from a plain metal chain; the front of the tag features an upraised anchor
with a curved drape, the word “HOPE” etched vertically on the right side, and
“PRV 23:18” etched across the bottom. (Compl. ¶ 16; Dkt. # 75, Ex. 2-1.) The
back of the tag is etched with the following excerpt from the Bible, in capital
letters: “there surely is a future hope for you . . .” (Id. (quoting Proverbs 23:18).)
Here, the Jane Envy work combines an anchor shape, a common
symbol not copyrightable on its own, with words that are in the public domain and
are not protected by copyright. See Golan v. Holder, 132 S. Ct. 873, 910 (2012)
(stating that the Bible, along with other literary classics such as the works of
Hawthorne and Swift, are part of the public domain). However, while the
unprotected words and designs are not subject to copyright protection, when
combined, they create an arrangement that sufficiently “display[s] the stamp of the
author’s originality.” Kepner-Tregoe, 12 F.3d at 533. Copyright protection is
accordingly warranted for Jane Envy Item No. 8076N-HOPE.
2) Jane Envy Item No. 8076N-BLESSED
Jane Envy Item No. 8076N-BLESSED is a rectangular bronze-colored
25
tag hanging from a plain metal chain; the front of the tag features an upraised tree
shape, the word “BLESSED” etched across the top, and “PSA 115:15” etched
across the bottom. (Compl. ¶ 16; Dkt. # 75, Ex. 2-1.) The back of the tag is etched
with the following excerpt from the Bible, in capital letters: “may you be blessed
by the Lord. . .” (Id. (quoting Psalms 115:15).)
Here, the Jane Envy work combines a tree shape, which on its own
may or may not demonstrate the minimal degree of creativity warranting copyright
protection, with words that are in the public domain and cannot be protected by
copyright. See Golan, 132 S. Ct. at 910. In combination, the unprotected words
and potentially copyrightable design creates an arrangement that sufficiently
“display[s] the stamp of the author’s originality.” Kepner-Tregoe, 12 F.3d at 533.
Copyright protection is accordingly warranted for Jane Envy Item No. 8076NBLESSED.
3) Jane Envy Item No. 8076N-DREAM
Jane Envy Item No. 8076N-DREAM is a rectangular bronze-colored
tag hanging from a plain metal chain; the front of the tag features an upraised
bumblebee, the word “DREAM” etched across the top, and “LUKE 1:37” etched
across the bottom. (Compl. ¶ 16; Dkt. # 75, Ex. 2-1.) The back of the tag is etched
with the following excerpt from the Bible, in capital letters: “for nothing is
impossible with God.” (Id. (quoting Luke 1:37).)
26
Here, the Jane Envy work combines a bumblebee design, which
displays the minimal degree of creativity sufficient to justify copyright protection,
with words that are in the public domain and cannot be protected by copyright.
See Golan, 132 S. Ct. at 910. In combination, the unprotected words and
copyrightable design creates an arrangement that sufficiently “display[s] the stamp
of the author’s originality.” Kepner-Tregoe, 12 F.3d at 533. Copyright protection
is accordingly warranted for Jane Envy Item No. 8076N-DREAM.
4) Jane Envy Item No. 8076N-FAITH
Jane Envy Item No. 8076N-FAITH is a rectangular bronze-colored
tag hanging from a plain metal chain; the front of the tag features an upraised cross
with forked edges, the word “FAITH” etched vertically on the right side, and
“MAT 9:2” etched across the bottom. (Compl. ¶ 16.) The back of the tag is etched
with the following excerpt from the Bible, in capital letters: “. . . and Jesus saw
their faith.” (Id. (quoting Matthew 9:2).)
Here, the Jane Envy work combines a cross shape, which is not
copyrightable by itself, with words that are in the public domain and cannot be
protected by copyright. See Golan, 132 S. Ct. at 910. However, in combination,
the unprotected words and non-copyrightable designs create an arrangement that
sufficiently “display[s] the stamp of the author’s originality.” Kepner-Tregoe, 12
27
F.3d at 533. Copyright protection is accordingly warranted for Jane Envy Item No.
8076N-FAITH.
5) Jane Envy Item No. 8076N-LOVE
Jane Envy Item No. 8076N-LOVE is a rectangular silver-colored tag
hanging from a plain metal chain; the front of the tag features an etched heart with
an interior spiral design, “JOHN 15:12” etched below the heart, and “LOVE”
etched across the bottom. (Compl. ¶ 16.) The back of the tag is bronze, and is
etched with the following excerpt from the Bible, in capital letters: “. . . love each
other as I have loved you.” (Id. (quoting John 15:12).)
Here, the Jane Envy work combines a heart shape, which is not a
sufficiently original heart design to be copyrightable by itself, with words that are
in the public domain and cannot be protected by copyright. See Golan, 132 S. Ct.
at 910. However, in combination, the unprotected words and non-copyrightable
designs create an arrangement that sufficiently “display[s] the stamp of the
author’s originality.” Kepner-Tregoe, 12 F.3d at 533. Copyright protection is
accordingly warranted for Jane Envy Item No. 8076N-LOVE.
e. Patina Collection, VA 1-916-592
1) Jane Envy Item No. 8105E
Jane Envy Item No. 8105E consists of a rectangular pendant, with
rounded edges, in tarnished copper. (Compl. ¶ 16.) The pendant is imprinted with
28
a cross shape, the arms of which are of an approximately equal size, with small
divots where the arms join the cross. (Id.) This pendant is attached to a plain
chain, as well as earring hooks, under the same item number. (Id.)
The rectangular shape which forms the pendant is not copyrightable,
and the imprinted cross shape is not copyrightable. The Court finds that the
combination of these two non-copyrightable elements does not sufficiently
“display the stamp of the author’s originality” to satisfy the originality
requirement. See Kepner-Tregoe, 12 F.3d at 533. Because Plaintiff does not
satisfy the originality requirement as to this piece, it is not subject to copyright
protection, and the Court DENIES Plaintiff’s Motion for Summary Judgment with
respect to Jane Envy Item No. 8105E.
f. Vintage Finds Collection, VA 1-916-567
1) Jane Envy Item No. 8166E-ARROWHEAD
Jane Envy Item No. 8166E-ARROWHEAD consists of a burnished
bronze arrowhead, with a rounded bottom tip and notches etched on the upper
sides of the arrowhead. (Compl. ¶ 16; Dkt. # 75, Ex. 2-1.) The arrowhead is
attached by two silver links to a turquoise bead, which fits into a cupped bronze
earring hook. (Id.) Here, the Jane Envy work combines an arrowhead shape,
which itself is not copyrightable, with a turquoise bead, which is also not
copyrightable by itself, into a unique arrangement that sufficiently “display[s] the
29
stamp of the author’s originality.” Kepner-Tregoe, 12 F.3d at 533. Copyright
protection is warranted for Jane Envy Item No. 8166E-ARROWHEAD.
2) Jane Envy Item No. 8192B-WING
Jane Envy Item No. 8192B-WING is a leather bracelet with nine
turquoise beads each separated by a knot in the leather. (Compl. ¶ 16.) The clasp
of the bracelet is formed by a loop which fits over a tarnished silver disc. (Id.)
The disc is inlaid with two circles: the inner circle contains an etched cross with
even arms and an upraised, designed circle inlaid into each of the arms; the outer
circle contains upraised designs, including random letters from the Roman
alphabet. (Id.) Next to the disc, a tenth turquoise bead hangs from the bracelet
next to a bright silver cross pendant with hammered metal arms and a raised center
piece displaying an indistinguishable pattern. (Id.) A burnished bronze wing with
feather marks detailed in black is knotted into the bracelet, connecting the cross
pendant with the strand of turquoise beads. (Id.)
Here, the cross shape, turquoise beads, and leather bracelet are not
sufficiently original to be copyrightable on their own. However, the specific wing
shape and the silver disc display at least the “trivial amount of authorship”
warranting copyright protection. Further, the arrangement of the noncopyrightable elements with the copyrightable element sufficiently “display[s] the
stamp of the author’s originality” such that copyright protection is warranted for
30
this item. Kepner-Tregoe, 12 F.3d at 533. Accordingly, copyright protection is
warranted for Jane Envy Item No. 8192B-WING.
g. Conclusion
For the foregoing reasons, the Court finds that Jane Envy Item Nos.
7599N-SL, 7600N-SL, 7599N-GD, 7546N-IV, 7616E-IV-GOLD, and 8105E fail
to satisfy the originality requirement. Plaintiff has not demonstrated ownership of
a valid copyright as to these works. See Compaq, 387 F.3d at 408. Further, the
Court cannot make a determination as to whether Jane Envy Item No. 7789N–
INFINITY meets the originality requirement necessary to demonstrate ownership
of a valid copyright, due to the insufficiency of the evidence before the Court.
Should Plaintiff wish to submit additional evidence to the Court and move for
summary judgment as to this item prior to trial, it may do so with leave of Court.
The remaining items satisfy the second prong of the test for demonstrating valid
ownership of a copyright. Accordingly, Plaintiff has established valid ownership
as to the remaining jewelry items, and the Court will evaluate these items under the
second step of the copyright infringement test.
C. Prong Two: Factual Copying
In order to prevail on a copyright infringement claim, a plaintiff must
prove ownership of a valid copyright, as well actionable copying of the
copyrighted items. See Bridgmon, 325 F.3d at 576. Proving actionable copying
31
requires first showing that factual copying occurred, and second that “the
copyrighted work and the allegedly infringing work are substantially similar.”
Positive Black Talk, 394 F.3d at 367.
1. Whether Plaintiff has established that that there is no genuine issue of
material fact regarding factual copying
Copying may be proved by either direct or circumstantial evidence.
Kepner-Tregoe, 12 F.3d at 532. “[D]irect evidence of copying is uncommon[;]”
accordingly, the second prong of the copyright infringement test can also be
proved using circumstantial evidence. Id.; see also Peel & Co., 238 F.3d at 394.
For a plaintiff to prove copying by circumstantial evidence, it “must prove that (1)
the defendant had access to the copyrighted work before creation of the infringing
work and (2) the works contain similarities that are probative of copying.” Armour
v. Knowles, 512 F.3d 147, 152 (5th Cir. 2007); see also Positive Black Talk, 394,
F.3d at 367–68.
Here, Plaintiff has not introduced direct evidence of copying.
Accordingly, the Court will evaluate whether there are any genuine issues of
material fact that Defendant copied the jewelry by evaluating Plaintiff’s
circumstantial evidence
a. Whether Plaintiff has demonstrated that Defendant had access to
the copyrighted work
Plaintiff can only prevail on its copyright infringement claims at the
summary judgment stage if it can show that there are no genuine issues of material
32
fact that Defendants had access to the copyrighted work before allegedly creating
the infringing work. See Knowles, 512 F.3d at 152. “To establish access, a
plaintiff must prove that ‘the person who created the allegedly infringing work had
a reasonable opportunity to view the copyrighted work’ before creating the
infringing work.’” Id. at 153 (quoting Peel & Co., 238 F.3d at 394). In other
words, a plaintiff must show that the defendant “had a reasonable opportunity to
view the copyrighted work.” Knowles, 512 F.3d at 153. A court cannot find
access at the summary judgment stage if the plaintiff presents only “a bare
possibility” of access, nor will it find access “based on speculation and
conjecture.” Id. (quoting Peel, 238 F.3d at 394).
Here, Plaintiff has provided only conclusory statements to support a
finding of access. Specifically, Michelle Shaw, owner and member of Jane Envy,
states:
I have personal knowledge that the Infinite Defendants knew the
infringing product designs at issue in this lawsuit were Jane Envy’s
copyrighted designs. Specifically, I have personal knowledge that
Infinite was present at the same trade show that Jane Envy visited in
2013, and that Infinite’s booth at that trade show was located only a
few booths away from Jane Envy’s booth.
(“Shaw Decl.,” Dkt. # 69, Ex. A ¶ 8; Dkt. # 75 ¶ 14.) Plaintiff does not supply the
Court with any additional facts to support the conclusion that Defendants had
access to Plaintiff’s work. For example, Shaw does not allege that the Infinite
33
Defendants visited the Jane Envy booth at the trade show, or that the Infinite
Defendants otherwise obtained Jane Envy’s designs.
Conversely, Defendants state that “Infinite Classic never had an
access [sic] to the works that Plaintiff alleges it has copyright registration before
Plaintiff commenced this action.”12 (“Kim Decl.,” Dkt. # 72, Ex. B ¶ 8.)
Defendants’ assertion raises a genuine issue of material fact as to the issue of
access. See Peel & Co, 238 F.3d at 397 (finding where there is a genuine issue of
material fact as to access, the issue of access is one for jury determination, not
appropriately resolved at the summary judgment stage). However, a plaintiff may
still prevail on the issue of factual copying at the summary judgment stage if it is
able to demonstrate that the allegedly infringing works are “strikingly similar” to
the copyrighted works.
b. Whether Plaintiff can Prove Striking Similarity
Where a plaintiff in a copyright infringement suit is unable to prove
that defendant had access to its work at the summary judgment stage, the plaintiff
may still prevail on a claim for copyright infringement at the summary judgment
stage by demonstrating “striking similarity.” Ferguson v. Nat’l Broadcasting Co.,
Defendants also assert that the allegedly infringing items were purchased from a
jewelry manufacturer in China, removing any potential liability for copyright
infringement. (Kim Decl. ¶¶ 5–7.) However, 17 U.S.C. § 501(a) states that
persons who import infringing works are liable for copyright infringement as if
they had manufactured the copyrighted goods themselves.
12
34
584 F.2d 111, 113 (5th Cir. 1978) (“Even without proof of access, plaintiff could
still make out her case if she showed that the two works . . . were so strikingly
similar as to preclude the possibility of independent creation.”). When evaluating
striking similarity at the summary judgment stage, the court must find that the
works are “so strikingly similar that copying is the only realistic basis for the
similarities at hand.” American Registry of Radiologic Technologists v. Bennet,
939 F. Supp. 2d 695, 707 (W.D. Tex. 2013) (quoting Armour, 512 F.3d at 156 n.
19); see also Playboy Enter., Inc. v. Webbworld, Inc., 991 F. Supp. 543, 551 (N.D.
Tex. 1997) (finding copyright infringement where images, presented through a
side-by-side comparison, were “virtually identical” to the copyrighted images).
Here, certain jewelry items sold by the Infinite Defendants are “so
strikingly similar” to five of the Plaintiff’s copyrighted works “as to preclude the
possibility of independent creation.” Ferguson, 584 F.2d at 113. However, “[n]ot
all copying is legally actionable.” Peel, 238 F.3d at 395. To determine whether
legally actionable copying has occurred at the summary judgment stage, a court
should engage in a “side-by-side comparison . . . between the original and the copy
to determine whether a layman would view the two works as ‘substantially
35
similar.’” Id. (quoting Creations Unlimited, Inc. v. McCain, 112 F.3d 814, 816
(5th Cir. 1997)).13
a. Infinite Classic Item No. IN (XXXX)-1AG
Infinite Classic Item No. IN (XXXX)-1AG is a rectangular goldcolored tag hanging from a metal chain; the front of the tag features an upraised
silver anchor with a curved drape, the word “HOPE” etched vertically on the right
side, and “PRV 23:18” etched across the bottom. (Dkt. # 75, Ex. 2-1.) The back
of the tag is gold with silver accents, and is etched with the following excerpt from
the Bible, in capital letters: “there surely is a future hope for you . . .” (Id. (quoting
Proverbs 23:18).)
Here, the Court finds that Defendant arranges an anchor shape, a
common symbol not copyrightable on its own, with words that are in the public
domain and not copyrightable, in precisely the same manner as Jane Envy Item No.
8076N-HOPE; the Court found that the arrangement of these elements was
protected by a valid copyright in Section III(B)(3)(d)(1), above. Accordingly,
there is no genuine issue of material fact regarding Infinite Item No. IN (XXXX)1AG, and Defendants are liable for infringement of 8076N-HOPE.
13
At the summary judgment stage, once the plaintiff has offered such evidence, the
defendant may “offer[ ] evidence of independent creation” to demonstrate that the
items were not created in violation of a copyright. Peel, 238 F.3d at 395. The
Defendants did not offer any evidence of independent creation, so this element
need not be reached.
36
b. Infinite Classic Item Nos. IN 3145-2AS, IGB 8050-2AS, IBG 80501AG
Infinite Classic Item No. IN 3145-2AS features a rectangular silver
tag hanging from a plain metal chain; the front of the tag features an upraised tree
shape, the word “BLESSED” etched across the top, and “PSA 113:15” etched
across the bottom. (Dkt. # 75, Ex. 2-1.) The back of the tag is silver with gold
accents, and is etched with the following excerpt from the Bible, in capital letters:
“may you be blessed by the Lord . . .” (Id. (quoting Psalms 115:15).) Infinite
Classic Item No. IGB 8050–2AS is identical to Item No. IN 3145-2AS, except that
the tag hangs from two silver rings rather than a chain, and multiple cross pendants
are attached to the bottom of the tag. (Dkt. # 75, Ex. 2-1.) Infinite Classic Item
IGB 8050-1AG is identical to item No. IGB 8050-2AS, except that the tag and the
rings to which it is attached are entirely gold. (Id.)
Here, the Court finds that Defendant arranges a tree shape, which may
not be sufficiently unique to warrant copyright protection on its own, with words
that are in the public domain and not copyrightable, in precisely the same manner
as Jane Envy Item No. 8076N-BLESSED; the Court found that the specific
arrangement of these elements was protected by a valid copyright in Section
III(B)(3)(d)(2), above. Accordingly, there is no genuine issue of material fact
regarding Infinite Item Nos. IN 3145-2AS, IGB 8050-2AS, and IGB 8050-1AG,
and Defendants are liable for infringement of 8076N-BLESSED.
37
c. Infinite Classic Item No. IN 3144-1AG
Infinite Classic Item No. IN 3144-1AG is a rectangular gold-colored
tag hanging from a metal chain. A pearlized bead separates the tag from the chain.
The front of the tag features an upraised bumblebee, the word “DREAM” etched
across the top, and “LUKE 1:37” etched across the bottom. (Dkt. # 75, Ex. 2-1.)
The back of the tag is gold with silver accents, and is etched with the following
excerpt from the Bible, in capital letters: “for nothing is impossible with God.”
(Id. (quoting Luke 1:37).)
Here, the Court finds that Defendant arranges a bumblebee shape
almost identical to the bumblebee shape the court found copyrightable in Jane
Envy Item 8076N-DREAM, with words that are in the public domain and not
copyrightable, in precisely the same manner as Jane Envy Item No. 8076NDREAM; the Court found that the specific arrangement of these elements was
protected by a valid copyright in Section III(B)(3)(d)(3), above. Accordingly,
there is no genuine issue of material fact regarding Infinite Item No. IN 3145-1AG,
and Defendants are liable for infringing Jane Envy Item 8076N-DREAM.
d. Infinite Classic Item No. IB 3139-1FAITH
Infinite Classic Item No. IN 3139-1FAITH is a rectangular goldcolored tag hanging from a gold chain bracelet. The front of the tag features a
cross, the word “FAITH” etched vertically on the right side, and “MAT 9:2”
38
etched across the bottom. (Dkt. # 75, Ex. 2-1.) The back of the tag is gold with
silver accents, and is etched with the following excerpt from the Bible, in capital
letters: “. . . and Jesus saw their faith.” (Id. (quoting Matthew 9:2).)
Here, the Court finds that Defendant arranges a cross shape, a
common symbol not copyrightable on its own, with words that are in the public
domain and not copyrightable, in precisely the same manner as Jane Envy Item No.
8076N-FAITH; the Court found that the arrangement of these elements was
protected by a valid copyright in Section III(B)(3)(d)(4), above. Accordingly,
there is no genuine issue of material fact regarding Infinite Item No. IN 31391FAITH; Defendants are liable for copyright infringement of 8076N-FAITH.
e. Jane Envy Item No. IB 3139-2LOVE
Infinite Classic Item No. IB 3139-2LOVE is a rectangular silvercolored tag hanging from a silver chain bracelet. The front of the tag features a
heart, “JOHN 15:12” etched below the heart, and “LOVE” etched across the
bottom. (Dkt. # 75, Ex. 2-1.) The back of the tag is silver with gold accents, and is
etched with the following excerpt from the Bible, in capital letters: “. . . love each
other as I have loved you.” (Id. (quoting John 15:12).)
Here, the Court finds that Defendant arranges a heart shape, a
common symbol not copyrightable on its own, with words that are in the public
domain and not copyrightable, in precisely the same manner as Jane Envy Item No.
39
8076N-LOVE; the Court found that the arrangement of these elements was
protected by a valid copyright in Section III(B)(3)(d)(5), above. Accordingly,
there is no genuine issue of material fact regarding Infinite Item No. IB 3139 -2
LOVE; Defendants are liable for copyright infringement of 8076N-LOVE.
2. Conclusion
The remaining Infinite Classic items are not “so strikingly similar” to
Plaintiff’s copyrighted works “as to preclude the possibility of independent
creation” at the summary judgment stage. Ferguson, 584 F.2d at 113. This does
not preclude the possibility that a finder of fact will determine that these items are
so strikingly similar that copyright infringement occurred. Further, a genuine issue
of material fact exists as to whether Defendants had access to Plaintiff’s remaining
protected jewelry designs. Accordingly, the Court GRANTS Plaintiff’s Motion
for summary judgement as to Jane Envy Items 8076N-HOPE, 8076N-BLESSED,
8076N-DREAM, 8076N-FAITH, and 8076N-LOVE, and DENIES Plaintiffs
Motion as to the remaining items.
IV. Damages
A. Statutory Damages
Plaintiff has elected to pursue statutory damages pursuant to 17
U.S.C. § 504(c), rather than pursue actual damages and profits, because
Defendants have failed to participate in discovery and produce information
40
regarding their sales and revenues for the infringing products. (Dkt. # 69 ¶ 22.)
Plaintiff estimates that its present loss due to Defendants’ sale of the infringing
products for December 2013 through early 2015, is at least $12,000 per infringed
work. (Id. ¶ 23; Shaw Decl. ¶¶ 7, 9.) Plaintiff states that each of the infringed
designs was popular, and that “Jane Envy has typically sold hundreds of each
design every month, generating revenue averaging between $1,000 and $2,000 per
month, for each design that was copied.” (Shaw Decl. ¶ 6 (emphasis in original).)
17 U.S.C. § 504(c)(1) allows a “copyright owner who has proved an
infringement” to elect “to receive ‘statutory damages’ instead of actual damages on
the infringer’s profits.” Broadcast Music, Inc. v. Xanthas, Inc., 855 F.2d 233, 236
(5th Cir. 1988) (quoting 17 U.S.C. § 504(c)). “Statutory damages may range from
[$750 to $30,000],” and are assessed “as the court considers just.” Xanthas, 855
F.2d at 236 (quoting 17 U.S.C. § 504(c)(1)). The award of statutory damages is
based upon the number of infringed copyrighted items, rather than upon the
number of infringing items produced by defendant. Mason v. Montgomery Data,
Inc., 967 F.2d 135, 144 (5th Cir. 1992) (explaining that “if a plaintiff proves that
one defendant committed five separate infringements of one copyrighted work, that
plaintiff is entitled to only one award of statutory damages”) (emphasis in
original). When calculating a damage award, the court should “consider both
restitution and deterrence when formulating the ‘just’ amount of damages.”
41
Broadcast Music Inc., v. Tex Border Management, Inc., 11 F. Supp. 3d 689, 698
(N.D. Tex. 2014) (quoting W.B. Music Corp. v. Big Daddy’s Entm’t, Inc., EP-05CA-267, 2005 WL 2662553, at *4 (W.D. Tex. Oct. 19, 2005)).
Plaintiff also seeks additional statutory damages of $12,000 per
infringement for willful infringement of its copyrighted designs. (Dkt. # 69 ¶ 17.)
17 U.S.C. § 504(c)(2) permits a court to “increase the award of statutory damages
to a sum of not more than $150,000,” where it finds that the infringement was
committed willfully. 17 U.S.C. § 504(c)(2). “A defendant acts ‘willfully’ within
the meaning of § 504(c)(2) . . . if he knows his actions constitute an infringement.”
Xanthas, 855 F.2d at 236; see also Controversy Music v. Down Under Pub Tyler,
Inc., 488 F. Supp. 2d 572, 578 (E.D. Tex. 2007) (finding that “[i]nfringement is
willful if the Defendant had knowledge that his conduct represented infringement
or recklessly disregarded the possibility that his conduct might constitute
infringement”).
The Court has found at this stage of the litigation that the Defendant
produced eight jewelry items that resulted in copyright infringement of five of
Plaintiff’s copyrighted jewelry items. 14 Accordingly, the plaintiff is entitled to five
14
Infinite Classic Item No. (XXXX)-IAG infringes upon Jane Envy Item No.
8076N-HOPE; Infinite Classic Item Nos. N 3145-2AS, IGB 8050-2AS, and IGB
8050-IAG infringes upon Jane Envy Item No. 8076N-BLESSED; Infinite Classic
Item No. IN 3144-IAG infringes upon Jane Envy Item No. 8076N-DREAM;
Infinite Classic Item No. IB 3139—1FAITH infringes upon Jane Envy Item No.
42
separate awards of statutory damages at this time. The suggested award of $12,000
per infringement, based upon estimated lost sales, provides adequate restitution for
Plaintiff’s loss as to the five works, pursuant to 17 U.S.C. § 504(c)(1). Because
this Court found copyright infringement on the basis of striking similarity, the
infringement was, by its very nature, willful. Defendant could not have produced
the infringing jewelry items without either knowledge of infringement, or reckless
disregard of “the possibility” that the jewelry might infringe upon Jane Envy’s
rights. Controversy Music, 488 F. Supp. 2d at 578. Accordingly, this Court
imposes an additional award of $12,000 per infringement for willful damages,
pursuant to 17 U.S.C. § 504(c)(2).
B. Attorney’s Fees
Plaintiff argues that it is entitled to attorney’s fees in the amount of
$72,492.49, pursuant to 17 U.S.C. § 505. (Dkt. # 69 ¶ 27.) Because Plaintiff has
separately requested attorney’s fees in its February 24, 2016 Motion for Sanctions
against Infinite Classic (Dkt. # 91) the Court finds the request MOOT WITHOUT
PREJUDICE.
CONCLUSION
For the reasons stated above, the Court hereby GRANTS IN PART
AND DENIES IN PART Plaintiff’s Motion for Summary Judgment. (Dkt. # 69.)
8076N-FAITH, and Infinite Classic Item No. IB 3139-2LOVE infringes upon Jane
Envy Item No. 8076-LOVE.
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The Court DENIES the motion with respect to Jane Envy Item Nos.
7599N-SL, 7600N-SL, 7599N-GD, 7546N-IV, 7616E-IV-GOLD, and 8105E for
failure to satisfy the originality requirement. The claims related to these items are
DISMISSED WITH PREJUDICE.
The Court DENIES the motion with respect to Jane Envy Item No.
7789N–INFINITY due to the insufficiency of the evidence before the Court.
The Court DENIES the motion with respect to Jane Envy Item Nos.
7682N-GD, 7891N-TQ-CROSS, 7891N-IV-CROSS-GD, 7728E-IV-GOLD,
7728E-TQ-GOLD, 7815N-COIN, 7815N-CROSS, 7819N, 8166 EARROWHEAD, and 8192 B-WING, because a genuine issue of material fact
exists as to the second element of the copyright infringement claim for each of
these items.
The Court GRANTS Plaintiff’s claim for copyright infringement with
respect to Jane Envy Item Nos. 8076N-HOPE, 8076N-BLESSED, 8076NDREAM, 8076N-FAITH, 8076N-LOVE, finding that the allegedly infringing
Infinite Classic Items are so strikingly similar that no genuine issue of material fact
exists regarding infringement of these items. The Court awards statutory damages
in the amount of $120,000.00 pursuant to §§ 504(c)(1) & (c)(2).
44
The Court further DISMISSES WITHOUT PREJUDICE Plaintiff’s
claim for copyright infringement of Registration No. VA-1-872-140, as well as
Plaintiff’s general claim for copyright infringement of its copyrightable designs.
IT IS SO ORDERED.
DATED: San Antonio, Texas, February 26, 2016.
_____________________________________
David Alan Ezra
Senior United States Distict Judge
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