Sierra v. Davis
Filing
11
MEMORANDUM OPINION AND ORDER, IT IS HEREBY ORDERED that Petitioner's Federal habeas corpus relief is DENIED and petitioner Filiberto Sierra, IIIs Petitionfor Writ of Habeas Corpus pursuant to 28 U.S.C. § 2254 petition (DE 1) isDISMISSED WITH PREJUDICE; No Certificate of Appealability shall issue in this case; and Motions pending, if any, are DENIED, and this case is now CLOSED.Signed by Judge Fred Biery. (wg)
IN THE UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF TEXAS
SAN ANTONIO DIVISION
FILIBERTO SIERRA, III,
TDJC No. 1924410,
Petitioner,
VS.
LORIE DAVIS, Director, Texas
Department of Criminal Justice,
Correctional Institutions Division,
Respondent.
§
§
§
§
§
§
§
§
§
§
§
§
CIVIL ACTION NO. SA-17-CA-0507-FB
MEMORANDUM OPINION AND ORDER
Filiberto Sierra, III, an inmate in the custody of the Texas Department of Criminal
Justice–Correctional Institutions Division (“TDCJ-CID”), has filed an application for a writ of
habeas corpus, pursuant to 28 U.S.C. § 2254, challenging his convictions for aggravated sexual
assault and assault on a family member. As required by Rule 4 of the Rules Governing Section 2254
Cases, the Court conducted a preliminary review of the petition. Having considered the habeas
application (Docket Entry “DE” 1), Respondent’s Answer (DE 9), the record (DE 10), and
applicable law, the Court finds the petition should be DENIED.
I. Procedural Background
Filiberto Sierra, III was charged by indictment with aggravated sexual assault and assault
of a family member, with an enhancement paragraph alleging a prior conviction for deadly conduct
with a firearm. A jury found Mr. Sierra guilty, and after he pleaded “true” to the enhancement
paragraph, the jury sentenced him to fifteen years’ imprisonment for aggravated sexual assault and
five years’ imprisonment for assault of a family member.
Mr. Sierra appealed and the Fourth Court of Appeals affirmed the judgment of the trial court.
Sierra v. State, No. 04–14–00279–CR, 2015 WL 3771711, *4 (Tex. App.–San Antonio 2015, pet.
ref’d). Mr. Sierra then filed a petition for discretionary review (PDR) with the Texas Court of
Criminal Appeals (“TCCA”), which was refused. Sierra v. State, No. PD–0811–15 (Tex. Crim. App.
2015). On November 15, 2016, Mr. Sierra filed an application for a state writ of habeas corpus,
which was denied without written order based on the findings of the trial court. (DE 10-19). Mr.
Sierra then filed the instant federal petition.
In this section 2254 action, petitioner Sierra alleges: (1) he was denied the effective
assistance of trial counsel because his attorney told the jury during opening statements he was not
prepared; (2) the prosecution committed error by commenting on Mr. Sierra’s failure to testify; (3)
the trial court committed error by excluding evidence; and (4) he is actually innocent. (DE 1).
Respondent contends petitioner’s first two claims lack merit and his last two claims are procedurally
barred. (DE 9 at 4).
II. Factual Background
The factual background was summarized as follows by the Fourth Court of Appeals:
At the time of the alleged assault, A.S. was Sierra’s wife, but they were no
longer living together. On June 30, 2011, A.S. notified San Antonio police officers
of an assault by Sierra. A.S. reported that the previous evening, June 29, 2011, Sierra
forced his way into her home, verbally and physically assaulted her, threatened her
with a knife, and then engaged in non-consensual intercourse with her several times
throughout the night. A.S. was able to escape the residence after the siren from a
smoke detector alerted and she ran next door to the neighbor’s house. Sierra was
charged with aggravated sexual assault and felony assault bodily injury.
Sierra, 2015 WL 3771711, at *1 (footnote omitted).
III. Standard of Review
A.
Review of State Court Adjudications
Mr. Sierra’s federal petition is governed by the heightened standard of review provided by
the Antiterrorism and Effective Death Penalty Act (“AEDPA”). 28 U.S.C. § 2254. Under § 2254(d),
-2-
a petitioner may not obtain federal habeas corpus relief on any claim that was adjudicated on the
merits in state court proceedings, unless the adjudication of that claim either: (1) “resulted in a
decision that was contrary to, or involved an unreasonable application of, clearly established Federal
law, as determined by the Supreme Court of the United States”, or (2) resulted in a decision based
on an unreasonable determination of the facts in light of the evidence presented in the state court
proceeding. Brown v. Payton, 544 U.S. 133, 141 (2005). This intentionally difficult standard stops
just short of imposing a complete bar on federal court relitigation of claims already rejected in state
proceedings. Harrington v. Richter, 562 U.S. 86, 102 (2011) (citing Felker v. Turpin, 518 U.S. 651,
664 (1996)).
A federal habeas court’s inquiry into unreasonableness should always be objective rather
than subjective, with a focus on whether the state court’s application of clearly established federal
law was “objectively unreasonable” and not whether it was incorrect or erroneous. McDaniel v.
Brown, 558 U.S. 120, 132-33 (2010); Wiggins v. Smith, 539 U.S. 510, 520-21 (2003). Even a strong
case for relief does not mean the state court’s contrary conclusion was unreasonable, regardless of
whether the federal habeas court would have reached a different conclusion itself. Richter, 562 U.S.
at 102. Instead, a petitioner must show the state court’s decision was objectively unreasonable, a
“substantially higher threshold.” Schriro v. Landrigan, 550 U.S. 465, 473 (2007); Lockyer v.
Andrade, 538 U.S. 63, 75-76 (2003). As long as “fairminded jurists could disagree” on the
correctness of the state court’s decision, a state court’s determination that a claim lacks merit
precludes federal habeas relief. Richter, 562 U.S. at 101 (citing Yarborough v. Alvarado, 541 U.S.
652, 664 (2004)). In other words, to obtain federal habeas relief on a claim previously adjudicated
on the merits in state court, petitioner Sierra must show the state court’s ruling “was so lacking in
justification that there was an error well understood and comprehended in existing law beyond any
-3-
possibility for fairminded disagreement.” Id. at 103; see also Bobby v. Dixon, 565 U.S. 23, 24
(2011).
B. Review of Sixth Amendment Claims
The Court reviews Sixth Amendment claims concerning the alleged ineffective assistance
of trial counsel (“IATC” claims) under the familiar two-prong test established in Strickland v.
Washington, 466 U.S. 668 (1984). Under Strickland, a petitioner cannot establish a violation of his
Sixth Amendment right to counsel unless he demonstrates (1) counsel’s performance was deficient
and (2) this deficiency prejudiced his defense. Id. at 687-88, 690. According to the Supreme Court,
“[s]urmounting Strickland’s high bar is never an easy task.” Padilla v. Kentucky, 559 U.S. 356, 371
(2010).
In determining whether counsel performed deficiently, courts “must be highly deferential”
to counsel’s conduct, and a petitioner must show counsel’s performance fell beyond the bounds of
prevailing objective professional standards. Strickland, 466 U.S. at 687-89. Counsel is “strongly
presumed to have rendered adequate assistance and made all significant decisions in the exercise
of reasonable professional judgment.” Burt v. Titlow, 134 S. Ct. 10, 17 (2013) (quoting Strickland,
466 U.S. at 690). “A conscious and informed decision on trial tactics and strategy cannot be the
basis for constitutionally ineffective assistance of counsel unless it is so ill chosen that it permeates
the entire trial with obvious unfairness.” Cotton v. Cockrell, 343 F.3d 746, 752-53 (5th Cir. 2003).
As the Supreme Court explained, “[j]ust as there is no expectation that competent counsel will be
a flawless strategist or tactician, an attorney may not be faulted for a reasonable miscalculation or
lack of foresight or for failing to prepare for what appear to be remote possibilities.” Richter, 562
U.S. at 110. For this reason, every effort must be made to eliminate the “distorting effects of
hindsight.” Strickland, 466 U.S. at 689; Yarborough v. Gentry, 540 U.S. 1, 6 (2003) (“The Sixth
-4-
Amendment guarantees reasonable competence, not perfect advocacy judged with the benefit of
hindsight.”) (citations omitted). Accordingly, there is a strong presumption an alleged deficiency
“falls within the wide range of reasonable professional assistance.” Feldman v. Thaler, 695 F.3d
372, 378 (5th Cir. 2012) (quoting Strickland, 466 U.S. at 689).
To demonstrate prejudice, a petitioner “must show that there is a reasonable probability that,
but for counsel’s unprofessional errors, the result of the proceeding would have been different. A
reasonable probability is a probability sufficient to undermine confidence in the outcome.”
Strickland, 466 U.S. at 694.
IV. Analysis
A. Ground One
In his first ground, petitioner Sierra maintains he was denied effective assistance of trial
counsel because his attorney told the jury he was not prepared during his opening statement. Mr.
Sierra raised this same ground in his state habeas petition, to which his attorney responded by
providing an affidavit wherein he stated: he would never tell a jury he was unprepared; his review
of his voir dire presentation revealed no such statement; and he waived his opening statement.1 (DE
10-21 at 1106). The trial court found that counsel’s affidavit was truthful and credible, and issued
a conclusion of law that Mr. Sierra had not been denied effective assistance of counsel. (DE 10-21
1
The only statement by trial counsel that arguably refers to counsel’s lack of preparation appears in his closing
argument, where counsel states the following:
First of all, folks, let me begin by telling you that normally when I try cases I spend some time putting
closing arguments together. I try to be efficient, coherent, address the issues, address the evidence, address the
law and present that in a way that makes it helpful to you to make a decision.
As you know, this trial has been kind of herky jerky, started and stopped and started and stopped. I really
didn't expect to argue the case this evening, so I spent about 10 minutes preparing my closing argument, so I
apologize for that and I hope it is still at least a little bit coherent when I give it to you.
(DE 10-12 at 148). Closing arguments essentially sum up the evidence or lack thereof, and address the credibility of the
witnesses. As a result, these arguments are typically developed during and after trial. The fact that counsel felt rushed
in preparing his closing argument and shared this with the jury is not objectively deficient. Moreover, petitioner Sierra
fails to show how he was prejudiced by counsel’s closing statement. Strickland, 466 U.S. at 694.
-5-
at 75). The TCCA denied Mr. Sierra’s application based on the trial court’s findings. (DE 10-19
at 1).
The TCCA’s implicit and explicit factual findings and credibility determinations are entitled
to a presumption of correctness, which may be overcome only by clear and convincing evidence. 28
U.S.C. § 2254(e)(1); Marshall v. Lonberger, 459 U.S. 422, 433 (1983); Neal v. Puckett, 239 F.3d
683, 696 (5th Cir. 2001). Here, petitioner Sierra has failed to demonstrate the TCCA’s decision was
an unreasonable application of clearly established federal law or an unreasonable application of the
facts in light of the evidence presented. Accordingly, his first claim is denied.
B. Ground Two
Next, petitioner Sierra alleges the prosecution committed error by telling the jury he was
“hiding behind the 5th Amendment.” Mr. Sierra raised this issue on direct appeal and, because the
Texas Fourth Court of Appeals issued the last written opinion on the matter, the Court reviews its
decision to determine whether the denial of this claim was contrary to or an unreasonable application
of federal law. Ylst v. Nunnemaker, 501 U.S. 797, 803 (1991). The intermediate court found that the
State’s remark was “specifically directed at Sierra’s failure to testify in his defense.” Sierra, 2015
WL 3771711, at *3. However, after conducting the harm analysis pursuant to TEX. R. APP. P. 44.2(a),
the appellate court found the comment was not harmful.2 Id.
In particular, the appellate court considered “[h]ow emphatically the prosecutor invited the
jury to consider the appellant’s failure to testify, whether he repeated the invitation once the
appellant’s objection was overruled, and how much heft the jury would likely have placed upon that
2
Rule 44.2(a) provides that “[i]f the appellate record in a criminal case reveals constitutional error that is subject to
harmless error review, the court of appeals must reverse a judgment of conviction or punishment unless the court
determines beyond a reasonable doubt that the error did not contribute to the conviction or punishment.” TEX. R.
APP. P. 44.2(a).
-6-
invitation in light of the weight and character of the State’s evidence.” Id. (quoting Snowden v. State,
353 S.W.3d 815, 822 (Tex. Crim. App. 2011)). The intermediate court found the comment was a brief
objection to an exhibit offered by defense counsel rather than a calculated argument and further, it
was not repeated. Moreover, the comment came towards the end of the trial and shortly after the jury
was provided with jury instructions, which included a separate instruction that the defendant’s failure
to testify should not be held against him. The appellate court found this instruction sufficient to cure
the error, given the presumption that a jury will follow the court’s instructions. Id. at 4 (citing
Gamboa v. State, 296 S.W.3d 574, 580 (Tex. Crim. App. 2009)). Finally, the Fourth Court of
Appeals considered “the certainty of conviction absent the comment.” Id. The court noted the jury
heard testimony from A.S. identifying Mr. Sierra as the perpetrator and her testimony was supported
by DNA evidence obtained from a bite mark on A.S. Id. Additionally, the court found there was other
physical evidence of A.S. having been assaulted and sexually assaulted. Id. Consequently, the
appellate court concluded there was significant evidence supporting petitioner Sierra’s conviction
and, in view of the evidence, “the prosecutor’s one-line comment did not contribute to the
determination of Sierra’s guilt.” Id. Pursuant to 28 U.S.C. § 2254(e)(1), these findings are entitled
to a presumption of correctness that may only be overcome by the presentation of clear and
convincing evidence. Sumner v. Mata, 449 U.S. 539, 546-47 (1981). Petitioner Sierra fails to meet
his burden and, therefore, his second claim is denied.
C. Grounds Three and Four
In his third and fourth grounds, petitioner Sierra argues the trial court committed error by
excluding evidence and that this evidence would have proved his innocence. Petitioner Sierra
contends the trial judge should have admitted evidence showing the victim changed her story. He also
asserts the victim should have been required to take a drug test before trial and that evidence of her
-7-
prior drug abuse, violence, and history of making false police reports should have been admitted.
Petitioner Sierra contends this evidence would have shown the victim to be unreliable and proven his
innocence. Mr. Sierra raised these grounds in his state habeas petition. However, because he did not
raise them on direct appeal, the state court found these claims were procedurally barred and
recommended Mr. Sierra’s application for state writ of habeas corpus be denied. (DE 10-21 at 76).
Subsequently, the TCCA denied petitioner’s application based on the trial court’s findings of fact and
conclusions of law. (DE 10-19).
Generally, a federal habeas court “will not consider a claim that the last state court rejected
on the basis of an adequate and independent state procedural ground.” Busby v. Dretke, 359 F.3d 708,
718 (5th Cir. 2004) (citing Coleman v. Thompson, 501 U.S. 722, 729-30 (1991)). However, a
petitioner can successfully overcome a procedural bar by showing “cause for the default and actual
prejudice as a result of the alleged violation of federal law, or demonstrate that failure to consider the
claims will result in a fundamental miscarriage of justice.” Coleman, 501 U.S. at 724 (internal cites
omitted). A miscarriage of justice in this context means the petitioner is actually innocent of the
crime of which he was convicted. Sawyer v. Whitley, 505 U.S. 333, 339-40 (1992); Finley v.
Johnson, 243 F.3d 215, 220 (5th Cir. 2001).
Here, petitioner Sierra fails to show cause for not raising these issues on direct appeal.
Further, petitioner Sierra fails to show actual prejudice as a result of an alleged violation of federal
law or that he is actually innocent of the crime for which he was convicted. As previously stated, the
Fourth Court of Appeals concluded there was significant evidence supporting Mr. Sierra’s conviction.
Sierra, 2015 WL 3771711, at *4. Because petitioner Sierra fails to meet his burden, his third and
fourth claims are procedurally barred from federal habeas corpus review.
-8-
V. Certificate of Appealability
The Court next determines whether to issue a certificate of appealability (COA). See Rule
11(a) of the Rules Governing § 2254 Proceedings; Miller–El v. Cockrell, 537 U.S. 322, 335-36
(2003) (citing 28 U.S.C. § 2253(c)(1)). A COA may issue only if a petitioner makes “a substantial
showing of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). If a district court rejects a
petitioner’s constitutional claims on the merits, the petitioner must demonstrate “that reasonable
jurists would find the district court’s assessment of the constitutional claims debatable or wrong.”
Slack v. McDaniel, 529 U.S. 473, 484 (2000). This requires a petitioner to show “that reasonable
jurists could debate whether the petition should have been resolved in a different manner or that the
issues presented were ‘adequate to deserve encouragement to proceed further.’” Miller–El, 537 U.S.
at 336 (citation omitted).
A district court may deny a COA sua sponte without requiring further briefing or argument.
See Alexander v. Johnson, 211 F.3d 895, 898 (5th Cir. 2000). For the reasons set forth above, the
Court concludes reasonable jurists would not debate the conclusion that petitioner Sierra is not
entitled to federal habeas relief. As such, a COA will not issue.
VI. Conclusion and Order
Petitioner has failed to establish the state court’s rejection of the aforementioned claims on
the merits during his state habeas corpus proceedings was either (1) contrary to, or involved an
unreasonable application of, clearly established federal law, as determined by the Supreme Court of
the United States, or (2) based on an unreasonable determination of the facts in light of the evidence
presented in the petitioner’s state trial and habeas corpus proceedings. As a result, Filiberto Sierra,
III’s federal habeas corpus petition does not warrant federal habeas corpus relief.
-9-
Accordingly, based on the foregoing reasons, IT IS HEREBY ORDERED that:
1.
Federal habeas corpus relief is DENIED and petitioner Filiberto Sierra, III’s Petition
for Writ of Habeas Corpus pursuant to 28 U.S.C. § 2254 petition (DE 1) is
DISMISSED WITH PREJUDICE;
2.
No Certificate of Appealability shall issue in this case; and
3.
Motions pending, if any, are DENIED, and this case is now CLOSED.
It is so ORDERED.
SIGNED this 27th day of December, 2017.
____________________________________________
FRED BIERY
UNITED STATES DISTRICT JUDGE
-10-
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?