Young v. Quarterman
Filing
132
MEMORANDUM OPINION AND ORDER: 1. All relief requested in petitioner's second amended federal habeas corpus petition,filed October 18, 2012, docket entry no. 87, as supplemented by petitioner's reply brief, filed March 28, 2013, docket entry no. 100, is DENIED. 2. Petitioner is DENIED a Certificate of Appealability on all claims herein. 3. All of petitioner's requests for an evidentiary hearing, including those contained in his pleadings herein and in his motions filed September 6, 2013, docket entry no. 112, October 22, 2013, docket entry no. 121, and November 20, 2013, docket entry no. 125, respectively, are DENIED. 4. Petitioner's motion for stay, filed April 12, 2013, docket entry no. 101, is DENIED. 5. Petitioner's motion for remand, filed October 22, 2013, docket entry no. 122, is DENIED.6. All other pending motions are DISMISSED AS MOOT.. Signed by Judge Robert A. Junell. (sm)
UNITED STATES DISTRICT
COURT
WESTERN DISTRICT OF TEXAS
MIDLAND DIVISION
CLINTON LEE YOUNG,
TDCJ No. 999447,
IL
CLEW
ED
FE1020
§
§
Petitioner,
V.
§
§
§
§
WILLIAM STEPHENS, Director,
Texas Department of Criminal
Justice, Correctional
Institutions
Division,
Respondent.
CIVIL NO.
§
MO-07-CA-002-RAJ
§
§
§
§
§
§
MEMORANDUM OPINION AND
ORDER DENYING RELIEF
Petitioner Clinton Lee Young
filed this federal habeas
corpus action pursuant to Title
28
U.S.C. Section 2254 challenging
his Midland County
conviction for capital murder and
sentence of
death. For the reasons set
forth at length hereinafter,
petitioner is entitled to neither
federal habeas
relief nor a Certificate of
Appealability.
TABLE OF CONTENTS
STATEMENT OF THE CASE
A.
B.
C.
D.
The Offenses
.........................................................................................9
1.
The Murder of Doyle Douglas
.............................................................................................................9
2.
The Kidnaping, Robbery,
...................................................................... 9
and Murder of Samuel
Petrey ............................ 15
Indictments
Guilt-Innocence Phase of Trial
.............................................................................................................19
1.
Prosecution's Evidence ...............................................................................20
2.
The Defense's Evidence............................................................................... 20
3.
The Verdict
...............................................................................
28
Punishment Phase ofTrial
.................................................................................................28
1.
The Prosecution's ...................................................................................... 29
Case-in-Chief
2.
The Defense's
Case-in-Chief ................................................................29
3.
Prosecution's Rebuttal Evidence
...................................................................... 43
................................................................54
Defense's Rebuttal Evidence ...................................................................... 57
Prosecution's Sur-Rebuttal ......................................................................... 59
6.
The Jury's Deliberations and Verdict......................................................... 59
Motion for New Trial ..............................................................................................62
Direct Appeal ..........................................................................................................67
G.
First (and Second) State Habeas Corpus Proceedings ............................................68
H.
Proceedings in this Court........................................................................................ 77
I.
Return to State Court (Third State Habeas Proceeding) ......................................... 78
1.
Petitioner's Third State Habeas Corpus Application .................................. 78
2.
Evidentiary Hearing Ordered on Some Claims .......................................... 79
3.
Evidentiary Hearing....................................................................................79
4.
State Habeas Trial Court's Findings & Conclusions ..................................91
5.
Texas Court of Criminal Appeals' Ruling..................................................92
6.
Returnto this Court .................................................................................... 92
STANDARD OF REVIEW ..............................................................................................93
BRADY, GIGLIO/NAPUE & CONFRONTATION CLAUSE CLAIMS
(Claims 1 & 25)................................................................................................................. 98
The Claims.............................................................................................................. 98
1.
Page and Ray's Alleged Plea Agreements .................................................. 98
2.
Alleged Impeachment Evidence Against Expert Merillat ..........................98
B.
State Court Disposition..........................................................................................
99
1.
Claims Concerning Alleged Secret Deals for Page & Ray.........................99
2.
Impeachment Evidence Against Merillat ................................................... 99
C.
Clearly Established Federal Law.......................................................................... 100
Brady Claims ............................................................................................ 100
2.
Giglio/Napue (Knowing Use of Perjured Testimony) Claim ................... 102
D.
AEDPA Analysis of Claims Relating to Page and Ray........................................ 103
E.
Analysis of Claim Concerning Impeachment of A.P. Merillat............................. 108
1.
Procedural Default Generally................................................................... 108
2.
The Duty to Exhaust Available State Remedies .......................................109
3.
Procedural Default on Unexhausted Claims ............................................. 113
4.
Longstanding Exceptions to Procedural Default Doctrine ....................... 115
5.
Inapplicable Recently Recognized Narrow Exception............................. 116
6.
Conclusions Regarding Procedural Default .............................................. 117
7.
Alternatively, No Merit on De Novo Review........................................... 118
F.
AEDPA & De Novo Review of Confrontation Clause Claims ............................. 127
INSUFFICIENT EVIDENCE CLAIMS (Claims 5,6,12 & 18) ............................... 130
4.
5.
E.
F.
II.
III.
A.
1.
IV.
A.
B.
C.
The Claims ........................................................................................................... 130
State Court Disposition ........................................................................................130
AEDPA Analysis..................................................................................................131
1.
Clearly Established Federal Law .............................................................. 131
2.
Same Scheme and Course of Conduct ...................................................... 132
3.
Petrey was Murdered During His Kidnaping and Robbery ...................... 134
4.
5.
Future Dangerousness
Personal Moral Culpability
.135
Conclusions
.......................................................................138
V.
CHALLENGES TO THE.................................................................................................
TEXAS CAPITAL
139
(Claims 10, 11, 16, 17, 19,
SENTENCING SCHEME
20 & 21)
A.
Overview of the Claims
............................................................................... 140
B.
State Court Disposition
........................................................................................ 140
C.
Clearly Established Federal
..........................................................................................141
Law: An Overview of
Eighth Amendment
Recent
Jurisprudence
D.
Challenges to Prosecutorial
........................................................................143
Discretion at Indictment Stage
E.
Absence of a Burden of Proof
.................................149
on Mitigation Special
F.
Lack of Meaningful State
Issue..................................
152
Appellate Review on Jury's
Answer to
MitigationSpecial Issue
G.
Failure to Include
....................................................................................... 163
Sentencing Factors in the
H.
The Texas Twelve/Ten
Indictment
Rule
......................................166
I.
Failure to Give Hung Jury ................................................................................
177
Instruction
VI.
CHALLENGE TO PUNISHMENT
..................................................................182
PHASE JURY CHARGE
The Claim
(Claim 3) ............... 185
B.
State Court Disposition
............................................................................................................. 185
1.
Punishment Phase Jury Charge
......................................................................................... 186
2.
Prosecution's Punishment Phase
................................................................. 186
Jury Argument
3.
Texas Court of Criminal
.....................................188
Appeals' Direct Appeal
AEDPA Analysis
Ruling........................ 189
D.
In the Alternative,
.................................................................................................. 190
Procedural Default
VII. ALLEGED
PROSECUTORIAL MISCONDUCT
.................................................................. 195
The Claims
(Claims 26, 27, 28, 29)
............... 195
B.
State Court Disposition
........................................................................................................... 195
Procedural Default
......................................................................................... 196
De Novo Review
................................................................................................198
E.
Lost or Destroyed
Evidence
...................................................................................................
198
1.
The Constitutional .................................................................................. 199
Standard
Shell Casings
..................................................................... 199
3.
Lost Convenience Store
............................................................................................200
Surveillance Video Tape
4.
Unidentified Eyewitness to
Petrey's Abduction ................................... 202
F.
Interference with Mitigation
....................................... 204
Specialist
G.
More Prosecutorial
.................................................................206
Misconduct (Comments &
1.
Questions).................................
The Constitutional
210
Standard
2.
Petitioner's Confession to .....................................................................210
Douglas' Murder
3.
Petitioner's Lack of Remorse
............................................214
4.
"Victim Impact" Testimony ....................................................................215
from Mark Ray
Conclusions
............................................ 220
H.
Giglio/Napue Claim Involving
..................................................................................................
222
Jacqueline Timmons
...........................................222
6.
A.
C.
A.
C.
D.
2.
5.
3
VIII. BIASED TRIAL JUDGE
(Claim
2).
The Claim
225
B.
............................................................................................................. 225
State Court Disposition
C.
........................................................................................
226
Procedural Default
D.
................................................................................................ 226
No Merit on De Novo Review
.............................................................................. 227
SHERIFF'S ALLEGED
FRATERNIZATION WITH JURY (Claim 14)
................ 231
The Claim
B.
State Court.............................................................................................................231
Disposition
........................................................................................
232
AEDPA Analysis
..................................................................................................
233
Conclusions
............................................................................................................. 237
EXTENDING ROPER & ATKINS TO ADHD
& MENTAL IMMATURITY
A.
IX.
A.
C.
D.
X.
(Claim 15)
The ........................................................................................................................ 238
Claim
State Court............................................................................................................. 238
Disposition
........................................................................................238
AEDPA Analysis
..................................................................................................
239
Teague Foreclosure
..............................................................................................
245
Conclusions
.............................................................................................................247
EXCLUSION OF POLYGRAPH TEST
RESULTS (Claim 7) .................................
The Claim
247
B.
............................................................................................................. 247
State Court Disposition
C.
........................................................................................ 248
AEDPA Analysis
..................................................................................................249
Conclusions
..............................................................................................................
251
EXCLUSION OF VENIRE MEMBER
ROBERTS (Claim 8) ..................................
The Claim
251
B.
State Court.............................................................................................................251
Disposition
........................................................................................252
AEDPA Analysis
1.
..................................................................................................253
Voir Dire Examination of Venire
Member Roberts .................................
2.
253
Clearly Established Federal Law
.............................................................. 261
Synthesis
................................................................................................... 264
Conclusions
............................................................................................................. 265
OVER-BREADTH OF TEXAS
MURDER-WITHIN-KIDNAPING
STATUTE(Claim 9)
.....................................................................................................
The Claim
265
B.
............................................................................................................. 265
State Court Disposition
.......................................................................................
266
AEDPA Analysis
..................................................................................................267
Conclusions
SUPPLEMENTAL............................................................................................................. 273
A.
B.
C.
D.
E.
XI.
A.
D.
XII.
A.
C.
3.
D.
XIII.
A.
C.
D.
XIV.
(Claim 13)
A.
B.
C.
D.
PUNISHMENT-PHASE JURY INSTRUCTIONS
The........................................................................................................................ 274
Claim
State Court............................................................................................................. 274
Disposition
.........................................................................................
274
Procedural Default
................................................................................................276
Alternatively, No Merit on De Novo Review
....................................................... 277
1.
Eighth Amendment Arguments
................................................................ 277
4
2.
3.
Due Process Arguments
.280
Sixth Amendment Arguments
.................................................................. 284
Conclusions
............................................................................................................. 285
XV. INEFFECTIVE ASSISTANCE AT
TRIAL (Claim 4) .............................................. 286
Overview of the Claims
........................................................................................286
B.
Clearly Established Federal Law
..........................................................................286
C.
Failure to Present Evidence Showing Petitioner Did
Not Shoot Petrey............... 290
The Complaint
..........................................................................................290
2.
Procedural Default on Unexhausted Complaint
........................................291
3.
Alternatively, No Merit on de Novo Review
............................................ 295
a.
No Deficient Performance
............................................................ 296
No Prejudice
.................................................................................298
Conclusions
...................................................................................... 301
D.
Failure to Object to Admission of TYC Records
(State Exhibit no. 142) ............ 304
The Complaints
........................................................................................304
2.
State Court Disposition
............................................................................
304
3.
Procedural Defaults
..................................................................................306
4.
AEDPA Analysis of Exhausted Complaint
.............................................. 307
a.
No Deficient Performance
............................................................ 307
No Prejudice
.................................................................................311
Conclusions
.....................................................................................
314
5.
Alternatively, No Merit on De Novo Review of Procedurally
Defaulted Complaints
...............................................................................315
a.
No Deficient Performance
............................................................ 315
No Prejudice
..................................................................................
318
Conclusions
......................................................................................
319
E.
Failure to Present Ballistics Evidence to Show
Someone Other than
Petitioner Shot Doyle Douglas
.............................................................................. 320
The Complaint
..........................................................................................320
2.
State Court Disposition
............................................................................. 320
3.
Procedural Default
....................................................................................322
4.
AEDPA Review of Exhausted Portion of Complaint
............................... 323
a.
No Deficient Performance
............................................................ 324
No Prejudice
.................................................................................330
Conclusions
.....................................................................................
331
5.
No Merits under De Novo Review on
Procedurally Defaulted
Portions of this Claim
............................................................................... 332
a.
No Deficient Performance
............................................................ 333
No Prejudice
.................................................................................338
Conclusions
...................................................................................... 340
F.
Failure to Test Douglas' Vehicle
..........................................................................340
The Complaint
..........................................................................................340
2.
State Court Disposition
............................................................................ 340
E.
A.
1.
b.
c.
1.
b.
c.
b.
c.
1.
b.
c.
b.
c.
1.
5
3.
4.
Procedural Default
.341
Alternatively, No Merit on De Novo Review
...........................................341
a.
No Deficient Performance............................................................
342
No Prejudice.................................................................................
344
Conclusions ..................................................................................... 345
Failure to Perform Testing on Page's Gloves
....................................................... 346
The Complaint
..........................................................................................346
2.
State Court Disposition
............................................................................. 346
3.
Procedural Default....................................................................................
347
4.
Alternatively, No Merit on De Novo Review...........................................
347
a.
No Deficient Performance............................................................
347
No Prejudice.................................................................................
350
Conclusions ..................................................................................... 352
Failure to Investigate Conspiracy Among the Eyewitnesses
................................ 352
The Complaint
..........................................................................................352
2.
State Court Disposition
................................................................................352
3.
Procedural Default....................................................................................
353
4.
Alternatively, No Merit on De Novo Review...........................................
353
a.
No Deficient Performance............................................................
353
No Prejudice .................................................................................
355
Conclusions ....................................................................................
356
Failure to Move for Mistrial
................................................................................. 356
The Complaint
..........................................................................................356
2.
State Court Disposition
.............................................................................356
3.
Procedural Default
.................................................................................... 357
4.
Alternatively, No Merit on De Novo Review
........................................... 357
a.
No Deficient Performance ............................................................
358
No Prejudice.................................................................................
359
Conclusions ......................................................................................
361
Failure to Cross-Examine Deborah Sanders Re Mark Ray
...................................361
The Complaint
..........................................................................................361
2.
State Court Disposition
............................................................................... 361
3.
Procedural Default....................................................................................
362
4.
Alternatively, No Merit on De Novo Review
...........................................362
a.
No Deficient Performance............................................................
362
No Prejudice....................................................................................
364
Conclusions .....................................................................................
366
Failure to Strike Venire Member Haydee Guerrero
.............................................. 366
The Complaint
..........................................................................................366
2.
State Court Disposition
.............................................................................367
a.
Voir Dire Proceedings
.................................................................. 367
b.
Motion for New Trial ....................................................................
368
c.
Second State Habeas Proceeding ..................................................
369
b.
c.
G.
1.
b.
c.
H.
1.
b.
c.
1.
b.
c.
J.
1.
b.
c.
K.
1.
3.
4.
Procedural Default
.370
Alternatively, No Merit on De Novo Review............................................370
a.
No Deficient Performance.............................................................370
No Prejudice.................................................................................371
c.
Conclusions ......................................................................................
372
Failure to Present Mental Health Evidence at Guilt-Innocence
Phaseof Trial ........................................................................................................ 372
The Complaint ..........................................................................................
372
2.
State Court Disposition .............................................................................
372
3.
Procedural Default....................................................................................373
4.
Alternatively, No Merit on De Novo Review........................................... 373
a.
No Deficient Performance............................................................ 373
No Prejudice .................................................................................376
c.
Conclusions ......................................................................................
377
Failure to Call Petitioner's Former Teachers to Testify
....................................... 377
The Complaint ..........................................................................................
377
2.
State Court Disposition .............................................................................
378
AEDPA Review........................................................................................379
a.
No Deficient Performance ............................................................ 379
No Prejudice ..................................................................................
381
Conclusions ..................................................................................... 383
Failure to Present Mitigating Evidence Showing Why Petitioner
Stopped Taking His Prescription Medication Upon Discharge from
The TYC and Why Petitioner Appeared Coherent and Calm
ThroughoutTrial .................................................................................................. 384
The Complaint ..........................................................................................
384
2.
State Court Disposition ............................................................................
384
3.
Procedural Default.................................................................................... 384
4.
Alternatively, No Merit on De Novo Review ........................................... 385
a.
No. Deficient Performance............................................................
385
No Prejudice................................................................................. 388
Conclusions.....................................................................................389
Failure to Object to Supplemental Jury Instructions on Grounds
It was a Comment on the Weight of the Evidence, Allowed an
Affirmative Answer Sans Unanimity, and Prevented
Consideration of Mitigating Evidence.................................................................. 389
The Complaint ..........................................................................................
389
2.
State Court Disposition.............................................................................
390
Procedural Default.................................................................................... 390
4.
Alternatively, No Merit on De Novo Review............................................390
a.
No Deficient Performance............................................................... 390
No Prejudice .................................................................................392
Conclusions .....................................................................................393
b.
L.
1.
b.
M.
1.
3.
b.
c.
N.
1.
b.
c.
0.
1.
3.
b.
c.
7
P.
Failure to Object to Prosecution Displaying/Waving
"Serial Killer" Book ......... 393
The Complaint
..........................................................................................393
2.
State Court Disposition
............................................................................. 394
3.
Procedural Default
....................................................................................397
4.
Alternatively, No Merit on De Novo Review
........................................... 397
a.
No Deficient Performance
............................................................397
No Prejudice
................................................................................. 398
Conclusions
....................................................................................
400
Failure to Object to the Admission of Petitioner's
Q.
Midland County
Jail Records (State Exhibit no. 145)
..................................................................... 400
The Complaint
..........................................................................................400
2.
State Court Disposition
.............................................................................401
3.
Procedural Default
....................................................................................401
4.
Alternatively, No Merit on De Novo Review
........................................... 401
a.
No Deficient Performance
............................................................ 402
No Prejudice
.................................................................................. 403
Conclusions
...................................................................................... 403
R.
Failure to Impeach Prosecution Witness Timmons
..............................................404
The Complaint
..........................................................................................404
2.
State Court Disposition
............................................................................. 404
3.
Procedural Default
....................................................................................404
4.
Alternatively, No Merit on De Novo Review
...........................................405
a.
No Deficient Performance
............................................................ 405
No Prejudice
.................................................................................406
Conclusions
.....................................................................................406
S.
Failure to Object to Prosecutorial Comments About
Petitioner's
Confession to the Douglas Murder & Lack of Remorse
.......................................406
The Complaint
..........................................................................................406
2.
State Court Disposition
.............................................................................. 407
3.
Procedural Default
....................................................................................408
4.
Alternatively, No Merit on De Novo Review
........................................... 408
a.
No Deficient Performance
............................................................ 408
No Prejudice
.................................................................................410
c.
Conclusions ......................................................................................
411
XVI. INEFFECTIVE ASSISTANCE ON
APPEAL (Claim 22) ......................................... 411
The Claim
B.
State Court............................................................................................................. 411
Disposition
.........................................................................................
411
Procedural Default
................................................................................ ; ............... 412
D.
Alternatively, No Merit on De Novo Review
....................................................... 412
The Complaint
..........................................................................................412
2.
The Constitutional Standard
..................................................................... 413
Synthesis
......................................................................................................416
a.
No Deficient Performance
............................................................ 416
1.
b.
c.
1.
b.
c.
1.
b.
c.
1.
b.
A.
C.
1.
3.
b.
No Prejudice
.418
Conclusions
418
XVII. CUMULATIVE ERROR (Claim 23)
............................................................................ 419
The Claim
.............................................................................................................
419
B.
State Court Disposition
......................................................................................... 419
Procedural Default
................................................................................................. 419
D.
Alternatively, No Merit on De Novo Review
....................................................... 419
Conclusions
422
XVIII. ACTUAL INNOCENCE (Claim 24)
............................................................................ 422
The Claim
.............................................................................................................
422
B.
State Court Disposition
.......................................................................................... 422
Procedural Default
................................................................................................ 422
D.
Alternatively, No Merit on De Novo Review
......................................................... 423
Conclusions
425
XIX. STATUTE OF LIMITATIONS
XX. REQUESTS FOR A FEDERAL..................................................................................... 426
EVIDENTIARY HEARING ................................... 429
XXI. REQUESTS FOR STAY & "REMAND"
431
XXII. CERTIFICATE OF APPEALABILITY
....................................................................... 435
XXIII. CONCLUSION AND ORDER
...................................................................................... 445
c.
......................................................................................
A.
C.
E.
.............................................................................................................
A.
C.
E.
.............................................................................................................
.........................................................................
I. Statement of the Case
A.
The Offenses
1.
The Murder of Doyle Douglas
Viewed in the light most favorable to the jury's verdict, the
evidence at petitioner's capital
murder trial showed (1) late on the evening of November 24,
2001, petitioner rode with Doyle
Douglas, Mark Ray, David Lee Page, Jr., and Darnell McCoy in
Douglas' two-door vehicle to
Longview, Texas to purchase marijuana,' (2) when they arrived
at the location to which the
See Statement of Facts from Petitioner's Trial (henceforth
"S.F. Trial"), Volume 21, testimony of Damell
McCoy, at pp. 99-102, 154; Volume 22, testimony of Mark Ray, at
pp. 6 1-70, 154; Volume 26, testimony of David Lee
Page, Jr., at pp. 145-51.
McCoy, Ray, and Page all testified as prosecution witnesses at
petitioner's capital murder trial. As is not
nusua1 in cases involving multiple eyewitnesses, these three
individuals disagreed on a number of details, such as their
exact seating locations in the back seat of Douglas' vehicle
during their ride to Longview. At petitioner's trial, all three
agreed Page sat behind Douglas on the driver's side of the
vehicle's rear seat; McCoy testified he was seated in the
middle with Ray on his right; Ray gave a recorded statement
to police on November 26, 2001 in which he stated he was
in the middle, McCoy was on his left, and Page on his right
but Ray testified at petitioner's trial that he was seated in the
middle with McCoy on his right; Page gave conflicting written
statements to authorities regarding where McCoy and Ray
petitioner had directed them, Page left Douglas' vehicle and
attempted unsuccessfully to get
someone to answer the door of the residence where they were
stopped,2 (3) when Page returned to
Douglas' vehicle, Douglas opened the driver's side door, slid his
seat forward, and turned his head
away from the petitioner, who was seated in the front
passenger seat,3 (4) while Page was getting
back into the rear seat directly behind Douglas, petitioner
pulled out a .22 caliber semiautomatic
handgun, announced he needed Douglas' car, and shot Douglas twice
in the head,4 (5) petitioner then
had been seated but testified at trial McCoy was seated in
the middle with Ray behind petitioner on the right side
of the
vehicle. See S.F. Trial, Volume 21, testimony of Darnell McCoy,
at pp. 100, 153,; Volume 22, testimony of Mark Ray,
at pp. 66, 83, 194-95; Volume 27, Testimony of David
Lee Page, Jr., at
9, 12-13, 54-55, 225-26, 230.
Likewise, McCoy testified (1) he could hear sounds coming frompp.
the trunk which he believed were coming from
Douglas moving around, scraping, or scratching, (2) he
believed the sounds were loud enough that everyone inside
the
vehicle could hear them, and (3) at one point, the petitioner
shouted at Douglas to remain still, threatened to shoot
Douglas again, and turned up the radio. S.F. Trial, Volume 21,
testimony of Damell McCoy, at pp. 120-22, 204. Ray
testified at petitioner's trial he personally heard nothing coming
from the trunk but the petitioner did say something about
Douglas moving around or making a gurgling sound and then
turned up the car's radio. S.F. Trial, Volume 22, testimony
of Mark Ray, at pp. 113,208,215. Page testified (1) he could hear
gurgling sounds coming out of Douglas, as if Douglas
were trying to breathe, as they put Douglas in the trunk, (2)
he heard a "last gush of air" exit Douglas lungs when
they
dropped Douglas on the ground while lifting Douglas out of the trunk,
but (3) admitted he had given a written statement
to authorities on November 27, 2001 in which he stated he had
not heard any sounds coming from the trunk or Douglas.
S.F. Trial, Volume 26, testimony of David Lee Page,
Jr., at pp. 164, 175; Volume 27, testimony of David Lee
Page. Jr.,
at pp. 123,
Nonetheless, Page, Ray, and McCoy all testified they witnessed
petitioner shoot Douglas twice in the head with
little to no warning while Page was attempting to get back into
Douglas' car. S.F. Trial, Volume 21, testimony of DarneR
McCoy, at pp. 105-12, 164-65, 200-01; Volume 22, testimony of
Mark Ray, at pp. 84-93, 163-67, 197, 199, 201;
Volume 26, testimony of David Lee Page, Jr., at
pp. 157-62; Volume 27, testimony of David Lee Page, Jr., at
pp. 13-15,
76-77, 80-8 1, 182, 229.
2
S.F. Trial, Volume 26, testimony of David Lee Page, Jr.,
at pp. 153-59. Page testified without contradiction
at trial that he exited Douglas' vehicle, knocked on
both the front and back doors of the house to which
petitioner had
directed them, but no one answered his knocks and he found a note
indicating the residents were left town for the holiday.
Id, at pp. 153-57. Ray testified (1) petitioner directed Douglas to drive
them to a residence in Longview where petitioner
instructed Page to go purchase marijuana, (2) Ray and
petitioner each gave Page ten dollars for that purpose, (3)
petitioner instructed Page to tell the residents of the home that
it was for "Clint," (4) Page knocked on the front door,
and (5) when no one answered, Page went around the
house briefly before returning to the car. S.F. Trial,
Volume 22,
testimony of Mark Ray, at pp. 69-72, 76-80.
S.F. Trial, Volume 21, testimony of Damell McCoy, at
pp. 104-09; Volume 22, testimony of Mark Ray, at
pp. 82-92; Volume 26, testimony of David Lee Page, Jr., at
pp. 157-6 1; Volume 27, testimony of David Lee Page, Jr.,
at pp. 13-15.
4S.F. Trial, Volume 21, testimony of Darnell McCoy, at
pp. 106-12, 155; Volume 22, testimony of Mark Ray,
at pp. 89-92, 164-67,197, 199,201, 226; Volume 26,
testimony of David Lee Page, Jr., at pp. 141-42, 159-61; Volume
27, testimony of David Lee Page, Jr., at
pp. 13-15, 76-77, 182.
10
shoved Douglas' body out the open driver's side door,5 (6)
petitioner threatened the others in the
vehicle and directed them to place Douglas' body in the trunk of
the vehicle,6 (7) once the others had
done so and returned to the vehicle, petitioner drove them
away from the murder
scene,7
(8)
S.F. Trial, Volume 21, testimony of Darnell McCoy, at
p. 112; Volume 22, testimony of Mark Ray, at p. 95'
Volume 26, testimony of David Lee Page, Jr., at 161.
p.
6
Once again, there were discrepancies between the three
eyewitness accounts of the events which took place
in the immediate aftermath of petitioner's shooting of
Douglas.
McCoy testified (1) petitioner directed Page to grab Douglas and
help petitioner push/pull Douglas out of the
vehicle, (2) petitioner and Ray got out of the vehicle while
McCoy remained inside, (3) petitioner threatened Ray and
Page to get them to put Douglas in the trunk, and (4) Page and
petitioner put Douglas in the trunk while Ray stood and
watched. S.F. Trial, Volume 21, testimony of Damell McCoy, at
pp. 113-15, 160, 166-67, 184, 187-88, 201-02, 227.
Ray testified (1) petitioner waved his gun at all three occupants
of the rear seat and instructed them to help him
get Douglas into the trunk, (2) he (Ray) was scared because
petitioner had given no indication before shooting Douglas
as to why he was doing so, (3) petitioner said "If y'aIl
don't get him in the trunk, you're going to be like him," (4)
petitioner lowered his gun, unfastened Douglas' seat belt, and
messed with the gear shift to get the key out of the ignition,
(5) after unfastening Douglas' seat belt and pushing Douglas to
the ground, petitioner repeated his threat, (6) petitioner
said "Y'all are just as much a part of this as I am," (7) Page
had to push on Douglas seat in order to get out of the rear
seat, (8) petitioner got the keys and opened the trunk, (9)
petitioner continued to point his gun at the other three men and
told them once again to put Douglas in the trunk, (10) Page
grabbed Douglas' wrists, McCoy grabbed Douglas around
the waist, and Ray grabbed Douglas' ankles and together they
lifted Douglas into the trunk of the car, bending Douglas'
legs at the knees to fit his body inside the confmed space,
and (11) petitioner pointed the gun at the three of them
and
instructed them to get back in the car. S.F. Trial, Volume 22,
testimony of Mark Ray, at pp. 92-101, 173, 176.
Page testified (1) he was about halfway back into Douglas'
vehicle but still had one foot outside the vehicle
when petitioner fired the two shots into Douglas' head, (2)
Page, the petitioner, and Ray all jumped out of the vehicle,
(3) petitioner walked around to the driver's side of the vehicle,
waved his gun around, and said "Hey, man, y'all are in
it just as much as I am. Y'all need to get out and help
me. Y'all were here whenever I did this," (4) petitioner
dug
through Douglas' pockets, found a toy badge that said "Ranger"
on it, and remarked "Well, I always knew that he had
something to do with the law," (5) petitioner told them to grab
petitioner and put him in the trunk, (6) Page picked up
Douglas under the arms by the shirt, McCoy grabbed one of
Douglas' legs, Ray grabbed Douglas' other leg, and they
put Douglas in the trunk, (7) as they loaded Douglas into the
trunk, Page could hear air escaping Douglas' mouth, causing
a gurgling sound, as if Douglas were trying to breathe, and (8)
petitioner instructed them to get into the car and they did.
S.F. Trial, Volume 26, testimony of David Lee Page. Jr., at
pp. 161-65,; Volume 27, testimony of David Lee Page. Jr.,
atpp. 19, 70-71.
McCoy testified that, as the petitioner drove them away from the
scene of Douglas' shooting, (1) petitioner
was smiling and smirking, (2) petitioner and Page (who was
now seated in the front passenger seat with McCoy and
Ray
in the rear seat) discussed how best to dispose of Douglas'
body, and (3) Page went through Douglas' wallet,
removed
a twenty dollar bill, burned Douglas' identification and
threw it out the window. S.F. Trial, Volume 21, testimony
of
Darnell McCoy, at pp. 115, 118-20.
Ray testified (1) after they loaded Douglas in the trunk,
petitioner directed Page to get in the front passenger
seat, (2) Ray sat in the rear seat on the passenger side while
McCoy sat behind petitioner, (3) petitioner held his gun in
his lap as he drove away from the scene of Douglas'
murder with one hand, (4) when Ray asked petitioner why he shot
Douglas, petitioner replied "Well, Doyle deserved to die. He's a
child
of that accusation, petitioner told Ray to shut up, (6) later on down molester," (5) when Ray protested the accuracy
the road, petitioner told the others he needed a car
to go to Midland to see his girlfriend, (7) he did not recall
seeing Page with Douglas' wallet, and (8) before they
dumped
Douglas' body, petitioner drove the vehicle to a car wash where
the group searched the trunk of Douglas' car. S.F. Trial,
petitioner explained to the others he needed Douglas' vehicle to get to
Midland to see petitioner's
girlfriend and rationalized his shooting of Douglas by accusing Douglas
of being a child molester,8
(9) petitioner drove the group to an isolated, wooded, area
where petitioner directed the others to
remove Douglas' body from the trunk and place Douglas face down in
a creek,9 (10)
petitioner then
Volume 22, testimony of Mark Ray, at pp. 101-03, 107-11, 116,
220-21, 231.
Page testified (1) after they loaded Douglas in the trunk, petitioner
directed them to get in the car (2) petitioner
drove them to a gas station where Page purchased cigarettes and a
soda while petitioner purchased a pornographic
magazine, (3) petitioner then drove to a motel where petitioner handed
Ray and McCoy handguns, (4) the petitioner, Ray,
and McCoy went inside a motel room to meet with Pat Brook
while Page remained in the car, (5) petitioner walked to
a nearby restaurant and purchased french fires, (6) the others
returned in about thirty minutes, (7) petitioner then drove
the group to an isolated location where they disposed of Douglas'
body, (8) after disposing of Douglas' body, petitioner
drove to a car wash where he handed Page a butterfly knife and
directed Page to cut out a section of carpet from Douglas'
trunk that had blood on it, and (9) after leaving the car wash to return
to Ore City, petitioner instructed McCoy and Ray
to give the handguns back to petitioner (and they did). S.F. Trial,
Volume 26, testimony of David Lee Page. Jr., at pp.
165-66, 167-71, 180-83; Volume 27, testimony of David Lee Page,
Jr., at pp. 136, 139.
S.F. Trial, Volume 21, testimony of Darnell McCoy, at
pp. 117, 134; Volume 22, testimony of Mark Ray, at
pp. 102-03, 130, 142; Volume 26, testimony of David Lee Page. Jr., at
pp. 179-80, 264.
9McCoy testified petitioner and Page lifted Douglas out of the trunk
when they reached the wooded area where
Douglas body was dumped face down in a creek and petitioner directed
Ray to shoot Douglas one more time. S.F. Trial,
Volume 21, testimony of Darnell McCoy, at
pp. 128-32, 207-09.
Ray testified petitioner drove them to a wooded area where (1)
petitioner directed the others to get out and help
him take Douglas' body out of the trunk, (2) Ray, McCoy,
and Page lifted Douglas out of the trunk with help from
petitioner, (3) Ray lifted Douglas' ankles, McCoy grabbed Douglas'
mid-section, Page picked up Douglas' arms, and
petitioner grabbed one wrist, (4) petitioner instructed the others to roll
petitioner down toward a creek, (5) once Douglas
was in the creek, petitioner directed that the others roll Douglas
face down, (6) petitioner said "One of y'all got to shoot
him again," because "that way I know that y'all won't snitch on
me when I go to Midland," (7) petitioner pointed his gun
at Ray and said "You're going to do it," (8) petitioner
removed a pillow from the car, handed the pillow to Ray, and said
"I want you to put it over him and I want you to shoot him," (9)
petitioner removed a small caliber revolver, handed it
to Ray, and directed Ray to get down on his knees, (10)
petitioner continued to point his semiautomatic pistol at Ray,
(11) petitioner said "Shoot him one time just to make sure,"
(12) petitioner told Ray "You and J.R. and NaNa are
going
to wind up just like him ifyou don't do what I say," (13)
Ray placed the pillow over Douglas' head, pointed the
revolver
toward Douglas, closed his eyes, and pulled the trigger, (14)
petitioner grabbed the gun away from Ray while Ray's eyes
were still closed, and (15) Ray would not have shot Douglas if
petitioner had not threatened Ray. S.F. Trial, Volume 22,
testimony of Mark Ray, at pp. 114, 116-29.
Page testified (1) petitioner drove them to a wooded area near
Hallsville where petitioner waved his gun around
and directed the others to take Douglas' body out of the trunk,
(2) Page grabbed Douglas' upper body, Ray and McCoy
each grabbed a foot and they lifted Douglas out ofthe trunk,
(3) Douglas hit the ground hard and his head struck the back
bumper ofthe car, (4) Page heard a "gush of air" when Douglas hit the
ground, (5) after that, Page did not hear Douglas
breathing, (6) they half-dragged/half-carried Douglas toward a small
creek, (7) petitioner directed them to roll Douglas
into the creek, (8) they rolled Douglas from his back over on to
his front in the creek, (9) petitioner said "Mark, you're
going to have to prove yourself," (10) when Ray inquired what
petitioner meant, petitioner explained he wanted Ray to
fire one more shot into Douglas' head, (11) petitioner then
retrieved a pillow from the car, folded it over Douglas' head
and held it down with his gun, (12) when Ray hesitated, petitioner
said "If you don't do this, you're going to be laying
in the creek with Doyle," and (13) Ray grabbed the .22,
stuck it down in the pillow, shied away a little bit, and pulled
12
retrieved a pillow from Douglas' vehicle, handed the pillow
to Ray, directed Ray to place the pillow
over Douglas' head, and directed Ray in a threatening
manner to shoot Douglas in the head again
(which Ray did),'° (11) leaving Douglas' body in the
creek, petitioner drove the group to a motel
where petitioner and Ray described to Pat Brook how
they had each shot Douglas,1' (12) petitioner
the trigger. S.F. Trial, Volume 26, testimony of David
Lee Page, Jr., at pp. 17 1-72, 174-78.
°
The relevant trial testimony concerning the
circumstances of Ray's shooting of Douglas at the creek is
summarized in note 9, supra. McCoy testified Ray appeared to be
scared when he shot Douglas and Ray had to be talked
into shooting Douglas by petitioner. S.F. Trial, Volume
21, testimony of Damell McCoy, at
pp. 129-32. Ray insisted he
only shot Douglas because petitioner had threatened Ray
and petitioner was holding his gun on Ray. S.F.
Trial, Volume
22, testimony of Mark Ray, at pp. 120-25, 129. Page
testified (1) petitioner told all three of the others when they
arrived
at the creek that if they said anything, petitioner
would take care of them and their families, (2) Page
had seen petitioner
shoot one person and believed petitioner capable of doing
it again, and (3) after Ray shot Douglas,
petitioner reminded
the other three they were all accessories. S.F. Trial,
Volume 26, testimony of David Lee Page, Jr., at
pp. 174-80.
Brook testified (1) he allowed the petitioner, Ray, and
McCoy (but not Page) to enter the motel room Brook
was sharing with Deborah Sanders (the niece of Doyle
Douglas and sister of petitioner's girlfriend Amber
Lynch) (2)
petitioner stated he had been putting in some work "leaving
people face down," (3) petitioner stated further he
had left
"Uncle Doyle" face down and, because he had found a
"star" on Douglas, he believed Douglas had been
working with
the police, (4) petitioner told Brook he shot Douglas
twice in the back of the head, (5) Ray explained they
put Douglas
in the trunk, drove into the country, opened the trunk,
found Douglas alive, and shot Douglas two more times,
(6) Brook
noticed what appeared to be blood on petitioner's shoes,
(7) petitioner said he was going to Midland to see his
girlfriend,
(8) petitioner's demeanor appeared to be proud,
not remorseful, and (9) petitioner remarked that he
had "cotton fever,"
a condition Brook described as resulting from
intravenous drug abuse. S.F. Trial, Volume 21, testimony of
Patrick Lee
Brook, at pp. 247-49, 251-56, 258, 260-61, 265-66,
268.
Once again, the testimony ofMcCoy, Ray, and Page on
the subject ofthe group's meeting with Brook
contained
many inconsistencies. More specifically, McCoy
testified (I) the purpose for going to meet Brook
was to permit
petitioner to retrieve a gun from Brook that belonged to
petitioner, (2) their entire group (including Page)
visited Pat
Brook before they disposed of Douglas' body because
petitioner gave Page and Ray guns before they met with
Brook,
(3) everyone in their group except McCoy had a gun
during the meeting with Brook, (4) petitioner described
to Brook
how he shot Douglas, and (5) petitioner was unable
to retrieve his gun from Brook because Brook had
loaned it to
someone else. S.F. Trial, Volume 26, testimony of Darnell
McCoy, at pp. 123-26, 158.
Ray testified (1) they arrived at Pat Brook's motel
room the first time before disposing of Douglas'
body, (2)
petitioner pointed his gun at Page and directed Page to
remain outside in the car, (3) when they went to Brook's
room,
he was not in, (4) they then went to a car wash before
disposing of Douglas' body and returning to the motel
where Brook
was staying, (5) this time Brook was home, (6)
Ray and McCoy went inside Brook's motel room
with petitioner, (7)
petitioner had two guns but neither Ray nor McCoy were
armed during petitioner's meeting with Brook, (8)
during the
meeting, petitioner said "1 just did a lick on Doyle," (9)
petitioner then described how he shot Douglas and how
he had
made Ray shoot Douglas, (10) Ray and McCoy were
silent throughout the meeting, (11) petitioner's
demeanor when he
described his shooting ofDouglas suggested petitioner got a
thrill out of it, (12) Brook appeared surprised by
petitioner's
confession until he spotted what appeared to be blood on
petitioner's shoes, (13) petitioner described getting cotton
fever
from shooting up dope, (14) petitioner did not give
Ray a handgun prior to the meeting with Brook,
(15) Ray never told
Brook he had shot Douglas twice, and (16) Ray
remained silent during petitioner's meeting with Brook
and thereafter
because petitioner had threatened Ray's family. S.F. Trial,
Volume 22, testimony of Mark Ray, at
104, 132-37, 185.
pp.
Page testified (1) with Douglas' body still in the
trunk, they drove to the motel where Brook was
staying, (2)
when they arrived at the motel, petitioner handed Ray
a loaded .22 caliber revolver and McCoy a
loaded .38 Special,
13
then drove the group to Ray's home and dropped off
Ray,2 (13) petitioner next drove himself,
McCoy, and Page to a location near McCoy's home and
dropped off McCoy,'3 (14) when Page
exited the vehicle to allow McCoy to get out the rear
seat on the passenger side of the vehicle,
petitioner pointed his gun at Page, threatened Page and Page's
into the
car,'4
family, and directed Page to get back
and (15) petitioner explained Page was going to
Midland with petitioner because
petitioner did not want Page to "rat out" petitioner.'5
(3) petitioner, Ray, and McCoy went into Brook's room
while Page remained outside in the car, (4) Page
went to buy
french fries but returned to the car before the others
concluded their meeting, (5) petitioner explained he had not
retrieved
his gun from Brook and that Brook had appeared edgy
because McCoy kept putting his hand in his pocket, (6) they
left
the motel to go dispose of Douglas' body, (7) after
dropping off Ray and McCoy, petitioner and Page returned
the .38
Special and .22 revolver to petitioner's brother Dano
Young before they departed for Midland, and (8) they
stopped by
Brook's motel again on the way west but found Brook was not
in and petitioner left a note for Brook. S.F. Trial,
Volume
26, testimony of David Lee Page, Jr., at
pp. 166-71, 188-90.
'2SF Trial, Volume 21, testimony of Darnell McCoy, at
pp. 135-36,212,224; Volume 22, testimony of Mark
Ray, at pp. 143-44.
Ray testified (1) petitioner refused to drop any of them off
until Page agreed to go to Midland with petitioner,
(2) when petitioner dropped off Ray, petitioner said
"Look, this is going to be our little secret, right?" (3)
Ray replied
that he would not say anything, (4) Page said everything
was going to be all right, (5) Ray broke down, began
crying and
said he didn't think so, and (6) petitioner again
threatened the three others and their families. S.F. Trial,
Volume 22,
testimony of Mark Ray, at pp. 142-44.
Page testified (1) halfway back to Ore City from
Longview, petitioner insisted Ray and McCoy return
the
handguns petitioner has given them, (2) both Ray and
McCoy did so, (3) when petitioner let Ray out of the car,
petitioner
told Ray (Man, you know if you say anything, I'll come
back and handle up with you and your family," (4) Ray
replied
"Don't worry about it man. I ain't going to say anything."
S.F. Trial, Volume 26, testimony of David Lee
Page, Jr., at
pp. 181-83.
13S.F. Trial, Volume 21, testimony of Damell
Jr.,atp, 183.
McCoy, at pp.21 3-14; Volume 26, testimony ofDavid
Lee Page,
McCoy also testified (1) as soon as he got home, he contacted
his wife and then the police to report what he had
observed that night and (2) he led law enforcement officials
to Douglas' body. S.F. Trial, Volume 21,
testimony of
Darnell McCoy, at pp. 137-38.
S.F. Trial, Volume 26, testimony of David Lee
Page, Jr., at pp. 183, 186-87. Page testified
petitioner
threatened Page's family and insisted Page accompany
petitioner to Midland. Id Page testified petitioner continued
to
threaten Page throughout their drive to Midland. S.F. Trial,
Volume 27, testimony of David Lee Page, Jr., at
83-84,
165.
pp.
' S.F. Trial, Volume 26, testimony ofDavid Lee Page, Jr.,
at p. 183. Page testified he had previously
informed
Amber Lynch (petitioner's girlfriend) that petitioner had
cheated on her. Id, at p. 185.
14
2.
The Kidnaping. Robbery, and Murder of Samuel
Petrey
When viewed in the light most favorable to thejury's verdict,
also showed (1) petitioner and Page drove toward
the evidence at petitioner's trial
Midland, stopping to purchase a calling card which
petitioner used to telephone petitioner's girlfriend
Amber Lynch, who was spending the
Thanksgiving holiday weekend at her grandmother's residence in
drive toward Midland, during which petitioner
Midland,16 (2) they continued their
commented that Amber's father, Bart Lynch, would
likely recognize Douglas' vehicle and suggested they
needed to obtain a different vehicle before they
went to see Amber at her grandmother's residence in
Midland,17 (3) they stopped at a grocery store
in Brookshire where they noticed a white pickup truck
in the parking lot,18 (4) when the owner and
driver of the pickup, Samuel Petrey, emerged from the
store, petitioner walked over to the pickup
and asked for directions,'9 (5) after Petrey gave
petitioner directions, petitioner pulled out his gun
and told Petrey "Yeah, scoot over. I'm taking your
truck,"2° (6) Petrey complied with
petitioner's
command and petitioner got into Petrey's truck,2' (7) Page
and petitioner briefly discussed who
would drive which vehicle and ditching Douglas'
car,22
(8) petitioner drove off with Petrey in
Petrey's truck while Page followed in Douglas' car,23 (9) they
16
S.F. Trial, Volume 26, testimony of David Lee
Page. Jr., at pp. 189-97.
'71d at pp. 197-98.
'81d at pp. 201-03.
'91d, at pp. 203-04.
20
drove to a rest stop along an interstate
Id., at p. 205.
211d.
22
Id
23
Id
15
highway where petitioner telephoned Amber Lynch using
Petrey's cell
phone,24
calmly informed Page they would need to slit Petrey' s throat
and "leave him
(10) petitioner
somewhere,"25
(11)
petitioner and Page drove to an isolated location where petitioner
directed Page to drive through a
locked gate and park Douglas' vehicle near some tress and
bushes,26
(12) petitioner fired several
shots at Douglas' vehicle, explaining he was attempting to
blow it up,27 (13) they drove toward
Midland, stopping multiple times at stores to buy CD's and .22
caliber bullets, buy a porcelain doll
for Amber Lynch, acquire new tennis shoes and clothes for
petitioner, and engage in an aborted
attempt to have Petrey purchase an assault rifle for
petitioner,28 (14) they drove to a hospital in
Odessa, where they abandoned a plan to locate and steal another
following them through a parking
24
(15) petitioner made multiple telephone calls to Amber
Id., at pp. 205-06.
25
lot,29
vehicle when a security guard began
Id., at pp. 207-09.
261d.,
atpp. 210-12.
271d at pp. 213-14.
281d at pp. 214-24, 23 1-37.
Page testified they entered a Walmart in Odessa where
petitioner "traded" his tennis shoes for a new pair. Id.,
at p. 224.
Page also described petitioner's unsuccessful attempt to
have Petrey purchase an assault rifle for petitioner at
a Walmart in Midland after Petrey had already purchased pants
and other new clothes for petitioner. Id, at
pp.23 1-35.
Page testified petitioner coerced Petrey into attempting to
purchase the assault rifle. id., at pp. 236-38'.
The store clerk who refused to sell the assault rifle to Petrey
and petitioner testified (1) petitioner appeared to
be in charge throughout the attempted transaction, (2)
petitioner asked multiple times about the availability of an
extended capacity magazine for the rifle, (3) Petrey said little
and seemed unconcerned when the sale could not be
completed due to an FBI communication prohibiting the sale, and (4)
Page did handle the rifle at one point but remained
in the background during most of the attempted transaction.
S.F. Trial, Volume 23, testimony of Bobby Jobe, at
pp. 291311.
29
S.F. Trial, Volume 26, testimony of David Lee Page, Jr., at
pp. 225-31.
Page testified that they parked Petrey's pickup truck in the
hospital parking lot and walked toward the entrance
to the hospital when Petrey alerted them to the existence
of a metal detector just inside the hospital entrance. Id., at
p.
225. At that point, Page testified, the trio returned to the
pickup truck. Id., at p. 226.
The hospital security officer who spotted Petrey's white
pickup cruising the hospital parking lot and saw
petitioner, Page, and Petrey walking toward the hospital
testified (1) petitioner appeared irritated by his presence, (2)
16
Lynch throughout this time frame,3° (16) during one such call, petitioner learned
from Amber's father
Bart that a warrant for Page's arrest had been issued back in east Texas,31
(17) Page telephoned his
father and then informed petitioner that he (Page) needed to turn himself in
to law enforcement
authorities,32
(18) initially, petitioner did not want to allow Page to
leave,33
(19) petitioner drove
them to an isolated pumping station where petitioner told Page they needed
to "get rid of all the
evidence,"34
(20) petitioner gave Page a butterfly knife, a box of .22 shells, and
the items inside Page's
he
could,36
gloves,35
directed Page to put
(21) Page did so and threw the gloves and their contents as far as
(22) petitioner handed Petrey a lug wrench and directed Petrey to
throw it away,37 (23)
petitioner then began pacing while Page leaned against the pickup and Petrey
stood near the pickup
the three men walked toward the hospital then returned to their pickup
and drove away, (3) he jotted down the licence
plate number of the pickup (4TV-M59), and (4) noted the oldest of the three
would not look up and was kept close by
one of the younger men. S.F. Trial, Volume 24, testimony of Carlos
Martinez, at pp. 8-28. Martinez also identified a
pair of surveillance photos of the three men walking in the parking garage
taken by a hospital security camera. Id., at p.
22.
°
S.F. Trial, Volume 26, testimony of David Lee Page, Jr., at
pp. 197, 206, 23 8-39.
The area manager for Cingular Wireless testified that numerous
telephone calls were placed from Petrey's cell
phone to the telephone number Amber Lynch's father Bart lynch identified
as that of Amber Lynch's grandmother on
November 25-26, 2001. See S.F. Trial, Volume 23, testimony of Thomas F.
Woodruff, at pp. 271-86 (listing multiple
calls from Petrey's company-issued cell phone to a particular number in
Midland); Volume 24, testimony ofBart Lynch,
at p. 45 (identitjing the same number as belonging to his mother).
' S.F. Trial,
Volume 26, testimony
Page, Jr., at pp. 47-52, 87.
32
of David Lee Page, Jr., at pp. 238-39; Volume 27, testimony of David Lee
S.F. Trial, Volume 26, testimony of David Lee Page, Jr., at
pp. 239-40.
Id, at pp. 240, 248-50.
341d, at pp. 240-41.
Id., at p.241.
361d, at p. 242.
' Id
17
truck smoking a cigarette,38 (24) petitioner said "Sorry, Sam,
you know
and shot Petrey twice in the
cigarette,4°
truck,41
head,39
too much. You got to die"
(25) Petrey fell where he had been standing, smoking
a
(26) petitioner directed Page to find something to get
the blood off the bumper of the
(27) Page poured a soda on the bumper and got back into
the truck,42 (28) when Page
reminded petitioner that petitioner had previously indicated an
intention to let Petrey go, petitioner
replied "I was, but he knew our names,"43 (29) Page
pleaded with petitioner to release him,44 (30)
eventually, petitioner did so, dropping Page off at a
restaurant,45 (31) petitioner
informed Page that
he planned to go see Amber, go blow up Douglas' car,
and then return to east
Texas,46
(32) Page
turned himself into authorities and gave multiple,
conflicting, statements concerning the crimes he
had
witnessed,47
and (33) when law enforcement authorities spotted
petitioner driving Petrey's
38Id., at p.246.
Id., at p. 246; S.F. Trial, Volume 27, testimony of
David Lee Page, Jr., at pp. 42-44, 46-52, 58-59, 61, 90-97.
40
S.F. Trial, Volume 26, testimony of David Lee Page,
Jr., at pp. 246-47; S.F. Volume 27, testimony of
David
Lee Page. Jr., at p. 95.
' S.F.
Trial, Volume 26, testimony of David Lee Page, Jr., at
p. 247.
42
Id
431d, at p. 248.
Page testified that petitioner told Page three or four times
that he (petitioner) planned to let Petrey go prior to
the point the petitioner shot Petrey. S.F. Trial, Volume
27, testimony of David Lee Page, Jr., at
pp. 89, 163.
'
S.F. Trial, Volume 26, testimony of David Lee Page,
Jr., at pp. 248-50.
'
Id, at pp. 249-50.
461d
Id, at pp. 250-55,
Page repeatedly admitted on both direct and
cross-examination that he gave misleading and even false
infonnation to law enforcement officers initially as he attempted to
protect his friend Mark Ray from potential criminal
liability and to conceal the fact the trio had stopped at the
hospital in Odessa. S.F. Trial, Volume 26, testimony of
David
Lee Page, Jr., at pp. 260-61; Volume 27, testimony of
David Lee Page, Jr., at pp. 7, 12, 16-17, 20-22, 26, 29,
54-55, 66,
99-100, 107, 109, 111-13, 119-20, 158-60.
18
pickup, petitioner led them on a high speed chase that involved petitioner driving the
on an interstate highway, exiting the highway, driving through fences, and
wrong direction
refusing to halt until after
two of the tires of the pickup had been shot out by law enforcement officers
and a third officer
managed to cut off petitioner, exit his vehicle, and draw a bead on petitioner with his
handgun.48
B.
Indictments
On December 20, 2001, a Midland County grand jury indicted petitioner
on a single count
of murder in connection with the fatal shooting of "Samuel Petrey"
.'
[sicl
On February 7, 2002, a Midland County grand jury indicted petitioner on
two counts of
capital murder, two wit (1) the murders of Samuel Petrey by fatally shooting
Petrey on or about
November 26, 2001 and fatally shooting Doyle Douglas on or about November
25, 2001 in a
different criminal transaction with both murders having been committed
pursuant to the same
Page also testified on cross-examination that his first statements to police were
given when he was very tired
and while he was making assumptions or "guessing" about many things,
such as the precise location of the shots to
Douglas' and Petrey's head by petitioner and precise location of Ray's shot fired into
Douglas' head, which Page later
learned were not factually accurate. S.F. Trial, Volume 27, testimony of David
Lee Page, Jr., at pp. 14-17, 43, 57-59,
77, 90-91, 94-97, 143-47, 170, 182, 229. More specifically, Page admitted
(1) he was not looking at either Douglas'
head or Petrey's head at the time petitioner shot both men and (2) he assumed Ray
shot Douglas in the back of the head
at the creek but could not tell if that was what actually happened because it
was dark and there was a pillow over
Douglas' head. Id., at pp. 14-15, 143-47, 168-70.
48S.F. Trial, Volume 24, testimony of Gregory Chatwell, at
pp. 145-56 (describing high speed chase ofPetrey's
pickup driven by petitioner); Volume 24, testimony of Kenneth Callahan, at
pp. 157-78 (describing high speed chase
and petitioner's evasive maneuvers despite one tire having been shot
out by law enforcement officers); Volume 24,
testimony of Earl Stroup, at pp. 178-86 (describing petitioner driving at speeds in
excess of one hundred miles per hour
the wrong direction on an interstate highway and crashing through fences and his
actions in shooting out the right rear
tire of the pickup); Volume 24, testimony of John Young, at
pp. 186-99 (describing his efforts to stop on-coming traffic
on interstate as petitioner approached going the wrong direction, the
successful attempt by another officer to shoot out
the left front tire of the pickup, and his ultimately successful effort to cut off
the pickup truck and take aim at the driver,
i.e., petitioner). Officer Callahan also test /ied, following the chase, he
discovered State Exhibit no. 3, a .22 caliber
semi-automatic pistol, inside the pickup truck between the center console andpassenger
seat. S.F. Trial, Volume 24,
testimony of Kenneth Callahan, at p. 170.
'
See Transcript of pleadings, motions, and other documents filed in
petitioner's state trial court criminal
proceeding (henceforth "Trial Transcript"), Volume 1 of 5, at 3.
p.
19
scheme and course of conduct and (2) the murder of Petrey in the course of
committing and
attempting to commit the offense of kidnaping and robbery of Petrey.5°
On January 6, 2003, the State moved to amend the capital murder
indictment against
petitioner.5' In an Order issued February 3, 2003, the state trial court granted the State's
motion for
leave to amend the indictment.52 In the first paragraph of the first amended
indictment, petitioner
was charged with intentionally and knowingly causing Petrey's and Douglas'
deaths by shooting
both with a firearm in different criminal transactions but pursuant to the same scheme
and course
of conduct; in the second paragraph, petitioner was charged with intentionally and
knowingly
causing Petrey's death by shooting Petrey with a firearm while in the course of
committing and
attempting to commit the offense of kidnaping and robbery of Petrey.53
C.
Guilt-Innocence Phase of Trial
The guilt-innocence phase ofpetitioner's capital murder trial commenced on March
I.
17,2003.
Prosecution's Evidence
In addition to the testimony summarized above, the prosecution presented
testimony from
(1) a Harrison County Sheriff's Deputy who was led to the body of Doyle
Douglas by Darnell
McCoy,54
°
(2) the Harrison County Sheriff's Office crime scene investigator who
photographed and
Trial Transcript, Volume
1
of 5, at pp. 4-5.
" Trial Transcript, Volume 4 of 5, at
pp. 713-14.
52
Trial Transcript, Volume 4 of 5, at pp. 752-53.
°
Trial Transcript, Volume 4 of 5, at pp. 754-56.
54Deputy Brody West testified, in pertinent part, that (1) McCoy led him to a
wooded area in Harrison County
thick with trees and underbrush, (2) McCoy directed him to Douglas' body, which
was located about a football field away
from the main road, down a four-wheeler trail, (3) Douglas' body was laying face
down hi a small creek about five feet
wide and two feet deep, (4) he determined Douglas was not alive, (5) a pillow with
an apparent bullet hole covered the
back of Douglas' head, and (6) there was an apparent injury to Douglas'
back. S.F. Trial, Volume 21, testimony of
20
documented the crime scene where Douglas' body was
discovered,55
(3) petitioner's older half-
brother Dano Young concerning the unloaded handgun Dano loaned
to petitioner the night of
Douglas' murder, petitioner's threats against Douglas and Pat Brook, and
events the night of
Douglas'
murder,56
(4) John Nunn concerning the .22 caliber revolver he loaned to
petitioner the
night of Douglas' murder and events the night of the murder and
thereafter,57
(5) the medical
William Brody West, at pp. 43-81.
Investigator Todd Smith testified, in pertinent part, that (1) the pillow he
removed from on top of Douglas
covered Douglas' head and shoulders, (2) Douglas' entire body was laying in
a prone position in the creek, (3) Douglas'
head was not, however, facing directly downward, (4) rather, Douglas'
head was facing to Douglas' left, i.e., Douglas'
head was lying on Douglas' right cheek, (5) the only bullet wound visible
on Douglas' body was located on the left side
of Douglas' head, and (6) ajacket was lying over Douglas' body but Douglas'
arms were not in the sleeves of the jacket.
S.F. Trial, Volume 23, testimony of Todd Smith, at
pp. 121-32, 172, 175, 184, 190. Crime scene photographs reflecting
the condition and position of Douglas' body in the creek were
admitted into evidence as State Exhibit nos. 266, 272-75,
285. Id., at pp. 121-26. The three bullet fragments removed from
Douglas' brain during autopsy were identified and
admitted into evidence as State Exhibit nos. 9-il. Id., at
pp. 144-45.
Dano Young testified, in pertinent part, that (1) Doyle Douglas was the
uncle of Dano's former girlfriend
Deborah Sanders, (2) petitioner said he was going to kill Pat Brook because
Brook had taken Deborah away from Dano,
(3) Dano did not believe petitioner was serious about killing Brook,
however, (4) Dano had heard Doyle Douglas was
a pedophile and a child molester, (5) petitioner told Dano he was
going to borrow Douglas' car to drive to Longview,
(6) petitioner also told Dano that, if Douglas would not lend petitioner
his car, he (petitioner) would beat Douglas in the
head, knock him out, and take Douglas' car, (7) petitioner did not tell
Dano he planned to kill Douglas, (8) Dano asked
petitioner not to beat up Douglas, (9) late on the Saturday night Douglas
was murdered, petitioner, Douglas, McCoy,
Ray, and Page visited the home of John "Hippie" Nunn, where Dano
was staying, (10) petitioner asked Dano for a .38
Special handgun, explaining he planned to sell or trade the handgun for a
rifle, (ii) Dano gave petitioner the .38 Special
handgun, which was not loaded, (12) several hours later, petitioner, Ray,
and Page returned to Nunn's home and returned
the .38 Special to Dano, (13) the .38 Special was unloaded when
Dano gave it to petitioner and still unloaded when
petitioner returned it to Dano, (14) petitioner was acting "normal," which
meant "hyper," at the time petitioner returned
the unloaded handgun to Dano, (15) petitioner owned a silverish,
grayish, .22 caliber handgun with a ten-shot clip, and
(16) during the second visit to Nunn's home, Ray informed Dano that
"they all shot" Douglas. S.F. Trial, Volume 21,
testimony of Dano Young, at pp. 277-315. Dano Young was very clear
the .38 Special handgun he gave to petitioner
that night was unloaded when he gave it to petitioner and still
unloaded when petitioner returned it several hours later.
Id., at pp. 299, 310.
Nunn testified, in pertinent part, that (1) Thanksgiving weekend, 2001,
petitioner came byNunn's home,
where Dano was living, (2) petitioner asked to borrow a .22 caliber
revolver, (3) Nunn loaned petitioner that handgun,
(4) later, petitioner came back to Nunn's home and returned the .22
revolver, (5) when petitioner returned the revolver,
the gun was broken, i.e., a piece was broken off the bottom of
the pistol's hand grip, (6) petitioner appeared nervous
when he returned the handgun, (7) petitioner told Nunn he might have
done something he regretted, (8) the following
day, the FBI searched Nunn's home, (9) Nunn's brother Charles
Hallmark purchased Dano Young's .38 Special, and
(10) methamphetamine use was widespread throughout the
Shady Shores area where Nunn lived at that time, i.e., Nunn
used the drug, Dano Young used the drug, as did Douglas, Bart
Lynch, and many others. S.F. Trial, Volume 22,
testimony of John Nunn, at pp. 8-33. Nunn also testified (1) he could
not remember whether the .22 caliber revolver
21
examiner who performed the autopsy on Douglas' body,58 (6) the FBI Special
Agent who conducted
the examination of Doyle Douglas' white Pontiac Grand Prix after it was
recovered and taken to a
secure facility,59 (7) the Harrison County Sheriff's Office crime scene
investigator who processed
he loaned to petitioner was loaded when petitioner returned it and (2) he did
not check to see ifthe .22 revolver had been
fired after petitioner returned it. Id., at pp. 16-17.
58
Dr. Jill Urban testified in pertinent part as follows: (1) Douglas
suffered several injuries, including three
gunshot sounds to the head, (2) she could not determine the sequence of the three
gunshot wounds to Douglas' head, (3)
one of Douglas' gunshot wounds (identified by Dr. Urban as gunshot wound
#3) was to the right side of Douglas' face
(or temple) above the right eye, (4) the entrance wound for this gunshot
included a partial (or "keyhole") exit wound on
the left side ofthe face reflecting possible fragmentation ofthe small caliber
bullet or possible fragmentation of the skull,
(5) the bullet that caused this wound was recovered in the brain tissue in the
front of the brain but traveled in a slightly
front to back trajectory, (6) another small caliber bullet (identified by Dr. Urban as
gunshot
of Douglas' head, traveled front to back, and was recovered on the left side of Douglas' wound #1) entered the back
brain, having traveled in a
slightly right to left and slightly upward trajectory, (7) the third small caliber
bullet (identified by Dr. Urban as gunshot
wound #2) entered Douglas' head on the left side above the left ear and traveled
horizontally through the brain from left
to right in a slightly back to front, slightly upward, trajectory, (8) there was
bleeding around each of Douglas' head
wounds, (9) all three of Douglas' gunshot wounds were pre-mortem, i.e., occurred
while Douglas was still alive, (10)
all three gunshots wounds would have been fatal, (11) Douglas probably lived
minutes to hours after his gunshot wounds,
which did not cause an immediate cessation of life, (12) Dr. Urban did not
observe any gunshot residue on the skin
around Douglas' gunshot wounds, (13) Douglas also suffered other pre-mortem
injuries consisting of (a) a superficial
one-inch laceration to the center of the scalp, (b) several small abrasions to the
forehead, bridge of the nose, and left
cheek, (c) two bruises to the left side of the neck, (d) a group of linear scratches to
the middle of the back, and (e) small
scrapes to the left pinky finger and back of the right middle fmger, (14) there was a
synergistic effect to the three gunshot
wounds to Douglas' head, in which the concussive effect ofthe gunshot wounds
penetrating the scalp and skull combined
with the injuries caused by the bullets traversing his brain, and the resulting
brain swelling to cause loss ofconsciousness
and death, and (15) Douglas died as a result of multiple gunshot wounds to the
head. S.F. Trial, Volume 22, testimony
of Jill Urban, at pp. 258-304. Dr. Urban identified State Exhibit no. 9 as the bullet
fragment responsible for causing
gunshot wound #1, i.e., the bullet wound in the back of Douglas' head. Id., at
pp. 284-85. Curiously, Dr. Urban
identified State Exhibit nos. 10 and 11 only as the other two bullet fragments she
removed from Douglas' brain without
specifically identif,'ing either of them with the two remaining gunshot wounds.
Id
On cross-examination and re-direct examination, Dr. Urban testified (1) if
no interposing object existed, she
would expect to find soot in a gunshot wound caused by a shot fired less
a foot away from the victim, (2) with no
interposing object, she would expect to find gun powder stripling if the firearm
were fired within three feet of the victim,
(3) larger particles released from some gunshots can travel up to three to
four feet, (4) she would expect to find
gunpowder stripling if a gun were fired within six inches of the victim, (5) the
presence or absence of gunshot residue
depends upon several factors, including the type of firearm and ammunition,
the presence or absence of any interposing
object, bleeding at the entrance wound, and environmental factors such as
water, rain, or the body being jostled in a
moving vehicle while in a laying position, and (6) the best way to determine
the likelihood of gunshot residue being
found on a victim is to test-fire the weapon and ammunition in question to
determine firsthand the amount of residue a
particular weapon and ammunition will leave at various distances. Id., at
pp. 287-303.
Crime scene technician Ann Hinkle testified in pertinent part as follows: (1)
Douglas' vehicle bore several
bullet holes and ricochet damage to the front windshield, (2) there was
discoloration in the trunk consistent with a fairly
significant amount of blood, (3) five live .22 caliber rounds were recovered
inside the central console area of the
passenger compartment, (4) a pair of spent .22 caliber shell casings (admitted at
trial as State Exhibit nos. 14 & 15) were
found underneath the front passenger seat and on the front floorboard on the
passenger side, and (5) she could not tell
22
the scene where Douglas' body was recovered,60 (8) the father of
Mark Ray concerning Mark
sullen, unusually quiet demeanor the morning after Douglas'
murder,6'
Ray's
(9) Samuel Petrey's widow
concerning the events leading up to Petrey' s disappearance on November
25, 2001,62 (10)
Ranger who located Douglas' abandoned vehicle,63 (11) petitioner's girlfriend
the Texas
Amber Lynch and her
father Bart regarding petitioner's admission that he stole Petrey' s pickup
truck,64 (12) Rosemary
what caused an apparent defect in the vehicle's dashboard. S.F. Trial,
Volume 23, testimony of Ann Hinkle, at
pp. 8-92.
Numerous photographs of Douglas' vehicle were admitted into evidence as
State Exhibit nos. 3 70-465. Id.
60
Smith testified in pertinent part as follows: (1) Douglas' head was lying on
his right cheek with the left
side of his head facing upward when he (Smith) removed the pillow
from on top of Douglas' head and shoulders, (2)
Douglas' entire body was laying in the water, (3) he found no footprints at
the scene he would document with a plaster
cast, (4) he photographed and attempted to collect samples of what
appeared to be blood stains on a tree located about
three feet from Douglas' head, (5) he recovered a cigarette butt which
Dr. Urban found in Douglas' hair during the
autopsy, (6) he received various items of trace evidence from Dr. Urban,
including the bullet fragments recovered during
Douglas' autopsy, (7) he took the bullet fragments and other trace evidence
to the Austin DPS crime lab, along with
samples of petitioner's blood, and (8) tests for gunshot residue must
be conducted within two hours of the firing of a
weapontobe efficacious. S.F. Trial, Volume23, testimonyofTodd Smith, atpp.
127-28, 130-35, 138-59, 172, 175, 18586, 190, 195.
61
S.F. Trial, Volume 23, testimony of Jimmy Ray, at
pp. 196-206.
62
S.F. Trial, Volume 23, testimony of Lana Petrey, at
pp. 207-31.
63
S.F. Trial, Volume 23, testimony of David Hullum, at
pp. 235-65. Hullum testified in pertinent part as
follows: (1) he observed a spent shell casing on the passenger side seat and
another on the passenger side floorboard but
(2) he touched neither shell casing and (3) his subsequent search of the same
location produced no additional spent shell
casings. Id, at
pp. 243-44, 256-57.
M
Lynch testified in pertinent part (I) she received five or six telephone calls
from petitioner while she
was at her grandmother's home in Midland over the Thanksgiving
holiday weekend, (2) petitioner told her he had
borrowed a car and was coming to Midland, (3) petitioner later told her the
car broke down, (4) she and her father went
to a grocery store to meet petitioner, (5) petitioner drove up in a pretty
new white pickup, (6) she saw groceries when
she got inside the truck, (7) petitioner appeared to be wearing new
clothes and admitted he had stolen the truck, (8) when
she hugged petitioner, she felt a gun on his waistband, (9) petitioner
called her when she got back to her grandmother's
home and told her the police were chasing him because they thought he
had killed someone, (10) she could hear on the
phone that petitioner did not pull over, and (11) the police came to her
grandmother's home and spoke with petitioner
ob the phone. S.F. Trial, Volume 24, testimony of Amber Lynch, at
pp. 65-97.
Bart Lynch testified in pertinent part (1) he spoke with petitioner on
the phone and gave his permission for
petitioner to meet with his daughter Amber in Midland, (2) he subsequently
learned the police were looking for petitioner
and Page, (3) he instructed petitioner to drop Page off at the police
station before coming to see Amber, (4) he and
Amber went to a grocery store to meet petitioner, (5) petitioner arrived in
a white pickup truck with a shell over its bed,
and (6) petitioner initially said he had borrowed the truck from his
uncle but then admitted he stole it, (7) he saw
petitioner stick a gun in his sock. S.F. Trial, Volume 24, testimony of
Bart Lynch, at pp. 29-64.
23
Sanders regarding petitioner's admission that he had stolen Petrey's
Police Sergeant who spoke with petitioner on the telephone while law
pickup,65
(13) the Midland
enforcement officers engaged
in a high speed vehicular pursuit of petitioner,66 (14) a Midland
County Sheriff's Office criminal
investigator who participated in several different aspects ofthe Samuel Petrey
(15) the oil field equipment worker who discovered Petrey's
body,68
murder investigation,67
(16) the Midland County
Sheriffs Office investigator who was the first law enforcement officer at the
scene where Petrey' s
body was discovered, collected and examined much of the physical
evidence found there, and helped
process Petrey's pickup truck after the high speed chase,69 (17) the
Midland County paramedic who
Rosemary Sanders testified in pertinent part (I) she lived with Bart
Lynch in 2001, (2) she spent the
Thanksgiving holiday with Bail's family in Midland, (3) while in Midland,
they received a telephone call alerting them
to Doyle Douglas' disappearance, (4) they went to a grocery store
to allow Amber to meet with petitioner, (5) petitioner
arrived in a late model pickup truck, (6) petitioner was acting nervous, (7)
petitioner initially told them he had borrowed
the truck but later admitted he had stolen it, and (8) the Lynch
family told petitioner to go back and take care of his
troubles. S.F. Trial, Volume 24, testimony of Rosemary Sanders, at
pp. 115-30.
66
S.F. Trial, Volume 24, testimony of Darin L. Clements, at
pp. 133-45. During their telephone conversation,
petitioner repeatedly denied having anything to do "with it." Id., at
pp. 140, 142.
67
Kent Spencer testified in pertinent part (1) he went to the scene where
petitioner's high speed pursuit
ended and took custody of the .22 caliber semiautomatic handgun he
found on the hood of Petrey's pickup truck, (2) he
observed several bullet holes in Petrey's truck, (3) he went to the location
where Petrey' s body was recovered and located
a pair of gloves that had been folded together about thirty nine
steps from where Petrey's body was discovered, (4) the
gloves felt heavy to him, (5) he also located a tire iron at the same
scene about 32 steps from Petrey's body, (6) when
the gloves were opened the following day, a butterfly knife and
an almost full box of .22 caliber ammunition were
discovered inside, (7) he obtained and watched a security video from a
convenience store which showed petitioner enter
the store, browse, and then exit the store, (8) nothing significant
appeared on the videotape, (9) he did not observe
anything on the videotape suggesting petitioner was carrying a gun,
(10) he was present when medical personnel drew
blood samples from both petitioner and Page, (11) he did not observe
any footprints on the caliche pad where Petrey's
body was discovered, (12) he interviewed Page on November 26,
27, & 28, 2001, and again on December 7, 2001(13)
Page's statement changed overtime, (14) while the details of Page's account
changed over the time, the thrust of Page's
statement remained the same. S.F. Trial, Volume 24, testimony of
Gregory Kent Spencer, at pp. 200-98).
68
S.F. Trial, Volume 24, testimony of Henry Wurtz, at
pp. 298-302.
69
Paul Hallmark testified, in pertinent pail (1) he was the first law
enforcement officer to arrive at the scene
where Petrey's body was discovered, (2) numerous photographs of the
crime scene admitted into evidence accurately
reflected what he found upon his arrival on November 26, 2001 (i.e., State
Exhibit nos. 75-83, 87-A, 88-A, 98, 99, 101,
104, 109, 109, 113, 133), (3) there were no tire tracks deep
enough on the caliche pad to permit taking an impression,
(4) the tire tracks present did appear to almost run over Petrey's
body, which was laying face up with a red rag on top
of it, (5) he observed and recovered two spent shell casings (admitted at
trial collectively as State Exhibit no. 91) and
24
drew both petitioner's and Page's blood
samples,7°
(18) a Texas Department of Public Safety
forensic firearms and tool mark examiner who examined the .22
caliber handguns, spent shell
a cigarette butt in the immediate area near Petrey' s body (the spent
shell casings were two feet, eleven inches and five
feet, eleven inches from Petrey's body respectively), (6) a pair of
gloves found at the scene where Petrey's body was
recovered were later determined to contain a live round and a box of live
ammunition, and (7) following the end of
petitioner's high speed chase by law enforcement, he discovered a Big Gulp
drink container in the open console of
Petrey's pickup truck which contained a liquid which smelled like gasoline.
S.F. Trial, Volume 24, testimony of Paul
Hallmark, at pp. 304-33.
Hallmark returned to the stand the following day and testified further that
(1) with a closed breach weapon like
a semiautomatic handgun, gunshot residue tests are usually less effective
than with a pistol because the residue tends to
exit the weapon through the gun barrel than in the case of a revolver, (2)
he made the decision not to test anyone for
gunshot residue, (3) hand washing can affect the reliability of gunshot
residue tests, (4) to be effective, gunshot residue
tests need to be conducted within two hours of a weapon being fired,
(5) when he was at the crime scene where Petrey's
body was discovered, he failed to locate the gloves containing the
ammunition, (6) he failed to place butcher paper under
the gloves to catch and preserve hair and other fibers when he removed
the gloves from an evidence bag and examined
and photographed their contents, (7) the failure to do so was a mistake,
(8) he inspected the rear of Petrey's truck but
found no indication of blood, (9) he failed to seize petitioner's white
tennis shoes and send them off for analysis, (10)
he did not conduct gunshot residue tests on the gloves, (11)
hair samples were not obtained from petitioner despite a
search warrant for same having been issued, (12) Petrey's truck was not
vacuumed for hair and fibers, (13) spraying
gunshot residue and trace metal reagents on items can degrade any
DNA present on those items, (14) trace metal tests
conducted on petitioner's hands produced results consistent with contact with an
automatic firearm, (15) trace metal tests
are not definitive, (16) petitioner's fingerprints were not recovered
from Petrey's truck, and (17) trace metal tests on
Page's hands produced results consistent with a round metal object but not
other items. S.F. Trial, Volume 25, testimony
of Paul Hallmark, at pp. 5-118.
Subsequent presumptive testing of the white tennis shoes worn by petitioner
at the time of his arrest produced
negative results for blood. S.F. Trial, Volume 27, testimony of Maurice
Padilla, at pp. 74-75.
70
S.F. Trial, Volume 25, testimony of Arniando Rodriguez, at
pp. 127-33.
25
casings, and the three bullet fragments removed from Douglas' brain and
introduced into evidence,7'
(19) the supervisory Dallas County medical examiner who reviewed and signed
71
off on the autopsy
Tim Counce testified (1) he examined and identified State Exhibit no. 3
(i.e., the pistol found in petitioner's
possession at the time of his arrest) as a single action, .22 caliber
semiautomatic Colt Huntsman economy model
repeating detachable box fed magazine pistol, (2) he examined and identified State
Exhibit no. 5 as an RU double action
.22 caliber long rifle revolver, (3) he test fired both weapons, (4) he
concluded the two shell casings identified as State
Exhibit no. 91 (i.e., the two shell casings recovered in close proximity to
Petrey's body) were both fired by State Exhibit
no. 3, the semiautomatic pistol, (5) the two shell casings found on the passenger
side floorboard and under the passenger
seat of Douglas' car (i.e., State Exhibit nos. 14 & 15) were also fired by
State Exhibit no. 3, (6) he was unable to
eliminate the possibility State Exhibit no. 9 (which Dr. Urban identified with the
gunshot wound to the back of Douglas'
head) and State Exhibit no. 10 (i.e., two of the bullet fragments removed from
Douglas' brain) had been fired by State
Exhibit no. 3 (i.e., the .22 caliber semiautomaticpistol) but he was able to
determine those two bullet fragments had NOT
been fired by State Exhibit no. 5 (i.e., the .22 caliber revolver), (7) State
Exhibit no. 11 (i.e., another of the bullet
fragments removed from Douglas' brain was NOT fired by State Exhibit no. 3,
(8) while he found lead on the left glove
found at the scene of Petrey's murder, the source of the lead could not be
identified and may have come from the lead
bullets found inside the gloves when they were opened and pulled apart, (9) all
four spent shell casings he examined had
been fired by State Exhibit no. 3 (i.e., the semiautomatic pistol), (10) he
found no gunshot residue on the gloves, and (11)
a revolver has more areas where gas and residue escape than an
automatic weapon. S.F. Trial, Volume 25, testimony of
Tim Counce, at pp. 136-98.
of Doyle Douglas and who personally performed the autopsy on Samuel Petrey,72 and
(20) a pair of
criminalists from the Texas Department of Public Safety's Austin Laboratory.73
The prosecution rested its case in chief at the guilt-innocence phase of trial on
March 25,
2003.
72
Pathologist Dr. Janice Townsend Parchman testified in pertinent part (1) gunshot
wound #1 to the back of
Douglas' head grazed the right occipital lobe of his brain, went through the left
occipital lobe and the left temporal lobe
and into the left front lobe, (2) gunshot wound #1 would have been fatal by itself,
(3) gunshot wound #2 to the left side
of Douglas' head penetrated the left temporal scalp, went through the left temporal and
parietal lobes and into the right
front lobe, (4) gunshot wound #2 would have been fatal by itself, (5) gunshot
wound #3 to Douglas' right temple
penetrated the right scalp and was potentially fatal, but (6) there remained a remote
possibility Douglas could have
survived gunshot wound #3 if it had been his only injury. S.F. Trial, Volume 26,
testimony of Janice Townsend
Parchman, at
pp. 16-24.
Dr. Parchman testified further that (1) Samuel Petrey had more than two
hundred ninety four dollars in bills and
change among his personal effects when presented for autopsy, (2) Petrey displayed
two gunshot wounds to the head,
(3) she could not determine which gunshot wound occurred first, (4) the gunshot
wound she identified as #1 was to the
left temple and bore a faint suggestion of soot and sparse stripling, (5) this
gunshot wound likely resulted from close to
medium range firing (about six to twelve inches), (6) gunshot wound #1 penetrated
the left temple bone, the left temporal
lobe, left basal ganglia, the pons, the right occipital lobe, and lodged in the right
parietal bone, (7) gunshot wound #2
penetrated the scalp in the left parietal area with no serious stripling, went through the
left parietal bone and the bullet
split, resulting in two wound tracks, (8) one part of this bullet went through the
left parietal lobe, causing considerable
disruption of the perimeter of the brain, to the occipital lobe, the other part of this
bullet perforated the posterior left
parietal scalp and exited the scalp. (9) both gunshot wound #1 and gunshot wound #2
were potentially fatal, (10) gunshot
wound #1 was definitely fatal because it penetrated the pons or brain stem,
which would necessarily have resulted in an
instant loss of consciousness, collapse, and nearly instantaneous death, (11)
gunshot wound #1 would have caused the
victim to drop like a tree trunk and expire within minutes, (12) the main part of
the bullet associated with gunshot wound
#2 went through the brain and struck the back of the skull, (13) there
was a low probability of blood splatter from
Petrey's wounds because of the small caliber of the bullets which struck Petrey, (14)
the predominant direction of both
shots which struck Petrey was back to front with a left to right
component, (15) the shots rendered Petrey instantly
unconscious, and (16) the momentary expansion of the brain caused by entry of a
bullet often causes fractures of(a) the
thin bones around the frontal lobes with associated bleeding that resembles a
black eye and (b) the orbital plate and
additional associated bleeding. Id., at pp. 25-51.
73A former DPS DNA serologist testified, in pertinent part, that she
found DNA consistent with Douglas' DNA
(1) in a blood stain found on petitioner's jacket and (2) a separate blood
stain found on Page's left boot. S.F. Trial,
Volume 26, testimony of Alice Amillant, at pp. 85-106.
Another DPS serologist testified she found (1) multiple stains on the brown gloves
recovered at Petrey's murder
site, (2) one such stain was consistent with the DNA of Douglas, (3) another
stain was consistent with a mixture of the
DNA of Douglas, petitioner, and Page, (4) a stain on the right glove was
consistent with a mixture of the DNA of Ray
and Douglas, and 95) a stain on the right palm was consistent with a mixture of
DNA from Page and another, unknown,
source. S.F. Trial, Volume 26, testimony of Cassie Carradine, at
pp. 107-25.
27
2.
The Defense's Evidence
Petitioner's trial counsel called the following witnesses at the guilt-innocence phase of trial:
(1) a DNA expert from the Tarrant County medical Examiner's office who testified, in pertinent part,
(a) it is better to package biological material in paper than plastic containers, (b) she found DNA
consistent with Page on both of the gloves but nothing from either Petrey or petitioner, (c) she
believed petitioner could be excluded as a contributor to any of the DNA found on the gloves, and
(d) there was some indication Douglas' DNA might be on the right glove,74 (2) a TDCJ inmate who
testified (a) he was housed for five months at the Midland County Jail and spoke with Page about
the murders and (b) when he accused Page of shooting Douglas, Page replied "Well, they can't prove
it anyway. I was wearing gloves,"75 and (3) an investigator for the Midland County Sheriff's Office
who testified (a) Page told him that petitioner went into a convenience store in Midland and left both
his gun and the keys outside but Page didn't drive off and (b) when he examined a surveillance
videotape from the convenience store, he saw no sign of a gun on petitioner's person.76
3.
The Verdict
On March 26, 2003, the jury heard the trial judge read the jury charge at the guilt-innocence
phase of petitioner's capital murder trial, listened to closing arguments from counsel, and retired to
begin its deliberations around 11:05
a.m.77
At approximately 4:20 p.m. the same date the jury
S.F. Trial, Volume 27, testimony of Caroline Van Winkle, at pp. 245-69.
S.F. Trial, Volume 27, testimony of Christopher McElwee, at
pp. 271-83. On cross-examination, McElwee
admitted he had once faked mental problems so he could get into see another member of his gang. Id., at 282.
p.
76
S.F. Trial, Volume 27, testimony of Kent Spencer, at pp. 293-96.
S.F. Trial, Volume 29, at pp. 4-72; Trial Transcript, Volume 5
of 5, at pp. 808-34.
returned its verdict, finding petitioner guilty beyond a reasonable doubt on both of the theories
alleged in the separate paragraphs of the indictment.78
D.
Punishment Phase of Trial
The punishment phase of petitioner's capital murder trial commenced on March 28, 2003.
The Prosecution's Case-in-Chief
The prosecution presented testimony establishing (1) on November 23, 2001 petitioner
participated in the burglary of a sporting goods store in which a shotgun and multiple handguns were
stolen and display cases
smashed,79
(2) on November 20, 2001, petitioner participated in a home
invasion in which petitioner and Patrick Brook violently entered the residence of Carlos Tones,
Brook and petitioner fired several shots at Tones (who retreated to his bedroom closet), and which
ended only after Tones managed to load a rifle and get off a single shot which grazed Brook's
backside,8°
(3)
as
Brook
and
petitioner
fled the
scene
in
a
vehicle
Id., at pp. 72-73; Trial Transcript, Volume 5 of 5, at pp. 835-43.
The store owner testified in pertinent part (1) the alarm went off at his business between 4:30 and 5:00 AM
on that date, (2) when he arrived, he found the back door apparently had been pried open, (3) there was glass everywhere
inside the store, (4) a number of shotguns and handguns were missing, including a Colt Huntsman .22 caliber pistol with
a serial number matching that of State Exhibit no. 3 (i.e., the handgun used to shoot both Douglas and Petrey), and (5)
also missing were a .38 caliber Colt pistol, a pair of nine millimeter pistols, a Remington Turkey gun and a Remington
twelve gauge. S.F. Trial, Volume 30, testimony of Ronnie Wall, at pp. 30-39. Photographs of the damage done to the
back door and interior of Wall's store were admitted into evidence as State Exhibit nos. 109-13. Id.
An investigator from the Upshur County Sheriff's Office testified he lifted fmgerprints from several locations
within the store, including three lifts from the back door (i.e., State Exhibit nos. 114-16) which appeared to be the point
of entry. S.F. Trial, Volume 30, testimony of Phillip Hill, at pp. 40-53.
A latent fmgerprint examiner testified one of the fmgerprints lifted from the back door of the store, i.e., State
Exhibit no. 114, matched petitioner's right middle finger. S.F. Trial, Volume 30, testimony ofJolm Warren, at
pp. 54-66.
°
The homeowner testified in pertinent part (1) on November 20, 2001, he was home alone when someone
knocked on his front door around nine a.m., (2) when he did not open the front door, two armed men kicked in his back
door, (3) he ran to his bedroom and locked the door, (4) he ran into his closet, retrieved a .22 caliber rifle, and began
attempting to load the rifle, (5) the two intruders shot through his bedroom door while he remained in the closet, (6) he
recognized one of the intruders as Pat Brook, (7) he was shot twice by Pat Brook, (8) one shot hit him in the back and
the other shot struck him in the leg and testicle, (9) he managed to get one shot loaded and returned fire, (10) both
intruders fled his house once he returned fire, (11) he pursued the two intruders and saw them drive off in a black Dodge
automobile, (12) he later picked Pat Brook out of a lineup as one of the intruders, and (13) the second intruder was a
29
white male whom he did not recognize. S.F. Trial, Volume 30, testimony of Carlos Torres, at
pp. 67-84.
A Longview Police officer testified in pertinent part (1) he examined, videotaped, and photographed Tones'
home and collected evidence shortly after the home invasion (around ten a.m. on November 20, 2001), (2) he recorded
and observed multiple bullet holes in the bedroom walls, the closet door, and in a sheet on the bed, (3) the bedroom door
was broken, and (4) he recovered six .25 caliber shell casings from the floor. S.F. Trial, Volume 30, testimony of Dan
Reigstad, at pp. 85-186. Numerous photographs of the crime scene showing bullet holes in the walls, the broken
bedroom door, and spent .25 caliber shell casings on the floor were admitted into evidence as State Exhibit nos. 124, 126,
128, 130-38, 140-44. Id.
Dano Young's former girlfriend Deborah Sanders testified (1) in November, 2001, he was present at the home
of John Nuim when petitioner, Patrick Brook, and Josh Tucker made plans to rob what they described as a "drug house,"
(2) petitioner said he did not want to get into a shootout, (3) they left Nunn's house in a black Pontiac Firebird belonging
to Krystal Wilbanks and Wilbanks drove the three men away from Nunn's home, (4) when they returned the next day,
petitioner was carrying a .22 caliber handgun and Patrick Brook had been shot in the butt, (5) she spent the Thanksgiving
holiday that year with Patrick Brook in a motel, (6) at some point in the early morning hours the day after Thanksgiving,
petitioner, McCoy, Page, and Ray all entered the motel room, (7) she awoke but did not let the others know she was
awake, (8) she overheard petitioner say Doyle Douglas was dead, (9) petitioner described himself as like a pit bull with
his first taste of blood, (10) the day after Thanksgiving, she saw petitioner at John Nunn's house, (11) petitioner had three
handguns in his possession, (12) petitioner said he was going to sell the guns to get to Midland to see her little sister,
Amber Lynch, and (13) there was a lot of drug use, methamphetamine in particular, at Shady Shores. S.F. Trial, Volume
30, testimony of Deborah Sanders, at pp. 107-26.
Krystal Wilbanks testified in pertinent part (1) on November 20, 2001, she rode in her black, two-door, 1997
Dodge Avenger with Josh Tucker, petitioner, and Patrick Brook to a duplex where petitioner and Brook exited the
vehicle, (2) Tucker drove her vehicle, let petitioner and Brook out, and then drove around and returned in about five to
ten minutes, (3) petitioner and Brook went into a house, (4) when she and Tucker returned, Brook and petitioner got back
into her vehicle, and (5) neither petitioner nor Brook complained of any injury. S.F. Trial, Volume 30, testimony of
Krystal Wilbanks, at pp. 127-3 8.
Joshua Tucker testified in pertinent part (1) be had purchased drugs from Carlos Tones and believed Tones
had money inside his home, (2) he, petitioner, and Patrick Brook went to Tones' home in Wilbanks' car to rob Tones,
(3) he dropped off petitioner and Brook in front of Tones' house and circled the block, (4) when Brook and petitioner
returned to the car, petitioner said "Let's go back and kill the mother flicker," (5) Brook was injured, (6) they went to
the home of"a dude named Eric," (7) they then went to Tucker's home, (8) next they rented a motel room, (9) he pleaded
guilty in Gregg County to a charge of burglary of a habitation in connection with the incident at Tones' home, (10) he
recalled petitioner saying at one point it wouldn't be a shootout, (11) he observed both petitioner and Brook carrying
handguns when they went to Tones' house, (12) Brook had a black revolver, and (13) petitioner carried a handgun
similar to State Exhibit no. 6 (a semiautomatic pistol). S.F. Trial, Volume 30, testimony of Joshua Tucker, at
pp. 139-49.
Patrick Brook testified in pertinent part (1) he and Tucker planned the robbery of Tones' house, (2) when
petitioner heard their plan, petitioner decided to go along, (3) Brook carried a .22 caliber revolver and petitioner had a
.25 caliber semiautomatic pistol, (4) earlier, they had stolen some tanks and petitioner fired his weapon, (5)
when they
arrived at Tones' home, petitioner and Brook got out and knocked on the front door, (6) no one answered so they went
to the back door where no one answered their knock, either, (7) petitioner kicked in the back door and yelled "Come on,
cous, he's home," (8) Brook pulled out his gun and followed petitioner into the house, (9) petitioner also had his gun out,
(10) Tones ran to his bedroom and shut the bedroom door, (11) petitioner kicked in the bedroom door and broke the
bottom portion of the door, (12) Brook hit the bedroom door with his shoulder and it opened, (13) Tones ran to the
closet, (14) petitioner shot four times at Tones over Brook's shoulder, (15) a gun fight ensured with all three men firing
shots, (16) Tones got off only one shot, which grazed Brook's backside, (17) Brook ran out of the house through the
back door and petitioner followed him, (18) they got into the car Wilbanks was driving, (19) petitioner said "Let's go
back and kill the mother flicker," (20) they dropped off petitioner at John Nunn's house, (21) they then went to pawn
an air compressor to raise bail money for John Eric Ritz, (22) Brook went to John Nunn's house on November 23,2001
with Deborah Sanders, (23) petitioner was there and had three handguns in his possession, i.e., a .22 caliber pistol and
a pair of nine millimeter handguns (one of which was a Glock and the other, manufactured by Heckler & Knight),
(24)
30
belonging to one of their accomplices, petitioner suggested they return to the house and kill
Torres,8'
(4) petitioner and an employee of a fast food restaurant planned and carried out a staged
robbery in
September, 2001 in which petitioner made off with the restaurant's night deposit bag,82 (5)
during
a brief stay at a youth psychiatric facility in Waco in 1998, petitioner assaulted another
youth who
refused to fight back, petitioner exposed himself to the other youth, and petitioner attempted to
force
the other youth to perform fellatio upon petitioner,83 (6) petitioner was discharged from
the Waco
petitioner said the guns had
come from a pawn shop, (25) Brook obtained the Glock, (26) no one said the robbery
of
Tones' house would be a simple "in and out" or said there would be no guns involved, and (27) there were
a lot of drugs
at Shady Shore. S.F. Trial, Volume 30, testimony of Patrick Lee Brook, at
pp. 15 1-77.
81
atp. 162.
S.F. Trial, Volume 30, testimony of Joshua Tucker, at 144; Volume 30, testimony
of Patrick Lee Brook,
p.
82
Amber Lynch testified during the punishment phase of petitioner's trial in pertinent part (1)
in September,
2001 she heard petitioner discussing robbing a Dairy Queen in Longview with Barbara
McCord, an employee of that
restaurant, (2) they drove to a location where petitioner and an accomplice (Jason) put on black
clothes and approached
Barbara, (3) petitioner was armed with a gun, (4) petitioner went over and took the night deposit
bag from Barbara, (5)
petitioner and his accomplice returned to the vehicle and left the scene, and (6) the night deposit bag
contained a couple
of thousand dollars was in the deposit bag. S.F. Trial, Volume 30, testimony of Amber Lynch, at
pp. 180-86, 189.
Amber Lynch also testified (1) petitioner had guns on his person all the time she knew him,
(2) there was a lot
of methamphetamine use at Shady Shores (including by her own sister Deborah Sanders), (3)
petitioner could be good
and loving but didn't always treat her well, (4) she tried without success to get
petitioner to stop using drugs, (5)
petitioner's behavior grew worse the longer he stayed at Shady Shores, (6) there were times
petitioner was mean to her
and hurt her, (7) petitioner struck her and yelled at her, (8) petitioner once picked her
up and threw her against a wall,
(9) on another occasion, petitioner picked her up and threw her against a pole, (10) on
another occasion, petitioner struck
her in the jaw and bruised her, (11) petitioner always apologized after he had been
violent with her, and (12) petitioner
made her think she deserved it when he was violent with her. Id., at
pp. 190-93.
83
The other youth testified without contradiction at the punishment phase of
petitioner's capital murder trial
(1) he lived in the same cottage at the Waco Center for Youth for approximately a
month, (2) at first he had no problems
with petitioner, (3) on April 30, 1998 he and petitioner were engaged in horseplay
when a necklace petitioner had
received from a girlfriend at the facility broke, (4) petitioner suddenly became furious and
began punching, kicking, and
slapping him, (5) petitioner was cursing, mumbling but he refused to fight back, (6)
petitioner also held him down so a
third youth could strike him with aboard, (7) after the assault, which went on for
approximately an hour, he had bruises
and swelling in his hands, head, and backside from petitioner's assault, (8) at one point
during the assault, petitioner
pulled down his pants and told him "Suck, you bitch, suck it," (9) petitioner
attempted to put his penis in the other
youth's face, (10) when the other youth turned away, petitioner touched his penis in the other
youth's ear, (11) petitioner
was fourteen at the time of the assault and he was fifteen or sixteen, (12) he had never
had a problem with petitioner prior
to this incident and was surprised at how quickly petitioner turned angry that day, (13)
the counseling the other youth
received at the Waco facility helped him learn to control his anger, which was why
he refused to fight back when
petitioner assaulted him, (14) the same counselor attempted to help petitioner at the Waco
facility, and (15) after the
incident, he considered petitioner to be dangerous. S.F. Trial, Volume 31, testimony of Nathan
Timothy Wendall, at pp.
6-31.
31
facility because the facility's staff were not capable of handling petitioner's aggressive
behavior,
which threatened the safety of other patients,84 (7) petitioner displayed violent
behavior in first
grade,85
(8) in the fourth grade, petitioner brought a gun to school which resulted in
petitioner being
'4A social worker employed at the Waco Center for Youth in 1998 testified without
contradiction (1) the Waco
Center for Youth is a residential treatment facility where most youth were admitted
voluntarily, (2) upon petitioner's
involuntary, court-ordered, admission, petitioner displayed problems related to ADHD, criminal
behavior, and opposition
to authority, (3) weekly meetings with staff and a psychiatrist took place, as well
as therapy sessions, (4) medications
were administered only with the consent of the youth, (5) initially, petitioner made a
good appearance and displayed a
good personality, appeared friendly, and made a good impression, (6) petitioner's
problems in the classroom appeared
to relate to his ADHD, (7) over time, petitioner showed problems with
depression and disruptive behavior, (8)
petitioner's recurring disruptive behavior began to take away the staff resources available for
other youth and interfered
with the staffs ability to provide a therapeutic environment, (9) toward the end of
petitioner's stay at the Waco facility,
he grew concerned about his ability to keep others safe from petitioner, (10)
petitioner had a girlfriend at the facility who
lived in another cottage and had other youth watching the girl to make sure she
did not speak with other boys, (11)
petitioner displayed manipulative behavior, includingintimidating other boys into not
talking with petitioner's girlfriend,
(12) petitioner's Global Assessment of Functioning Scale in February, 1998 was
35-45, which indicated impairment in
reality testing or communication, speech that was illogical, obscure, or irrelevant
with major impairment in work, school,
family relationships, judgment, thinking, and mood, (13) petitioner also displayed
serious symptoms including suicidal
ideation, severe obsessional rituals, shoplifting, and serious impairment in social,
occupational, or school functioning,
nonetheless, (14) petitioner took Ritalin, which helped, but petitioner developed a
tolerance to it - the same thing
happened when petitioner was prescribed Cylert, and (15) petitioner made some
progress, i.e., became less disruptive,
in the classroom setting toward the end of his stay at the Waco facility. S.F. Trial,
Volume 31, testimony of Richard
McMullen, at pp. 31-59, 8 5-89.
On cross-examination, McMullen also furnished a great deal of testimony
concerning the dysfunctional nature
of petitioner's family background and developmental problems petitioner experienced as a
child, specifically testil'ing
(1) petitioner's father dropped out of school at age nine and had at least two
alcohol-related arrests, (2) petitioner's
mother indicated petitioner's father had used drugs and alcohol for eight-to-ten years,
(3) petitioner's paternal grandfather
had been in and out of prison due to alcohol-related problems such as DWI and
disorderly conduct, (4) petitioner's
mother said the paternal side ofpetitioner's family all abused drugs and alcohol,
(5) petitioner's paternal uncle Tony went
to prison at age eighteen and violated his parole shortly after his release from
prison, (6) petitioner's paternal aunt had
sixteen children, fourteen of whom went to prison, (7) petitioner's grandmother
experienced depression, (8) petitioner's
paternal half-brothers had both been in trouble with the law, (9) petitioner's paternal
half-sisters both used drugs and
were promiscuous, (10) all ofpetitioner's father's children dropped out ofschool,
(11) petitioner's parents divorced when
petitioner was young because of his father's abuse, (12) petitioner's father was not
involved with petitioner's treatment
at the Waco facility and offered petitioner no supervision when petitioner
stayed with him, (13) petitioner was born three
weeks premature and had a history of febrile seizures, (14) petitioner had
behavioral problems in kindergarten and anger
problems in the third grade, (15) petitioner displayed severe ADHD, and (16)
petitioner was easily frustrated, impulsive,
and hyperactive. id., at pp. 45-100.
Petitioner's first grade teacher testified in pertinent part (1) petitioner bit other
students and struck other
students continuously, (2) petitioner was suspended for three days on one occasion
for his violent behavior, (3) petitioner
was suspended from riding the bus for ten days on another occasion, (4)
petitioner would not do his class work, (5)
petitioner tore up textbooks in the classroom, which she described as unusual behavior
for a first grader, (6) petitioner
was temporarily withdrawn from school at her request, (7) she believed petitioner
had learning disabilitiesand emotional
problems, (8) petitioner's mother would not allow her to use corporal punishment
with petitioner, which she described
as a failure to support her efforts to maintain class room discipline, (9)
petitioner was violent, hostile, hyperactive but
uually clean and dressed appropriately for class, and (10) petitioner talked about guns all the
time and cut other students
32
assessed by a psychologist for emotional
disturbance,86
(9) in middle school, petitioner once
with scissors. S.F. Trial, Volume 31, testimony of Debbie Barton, at
pp. 101-06, 118.
On cross-examination, Ms. Barton testified (1) petitioner appeared to
lack the ability to control his own
behavior, (2) it was obvious to her that something was wrong with petitioner,
(3) in addition to destroying textbooks,
petitioner drew on and tore up a library book, (4) she was concerned about
the stability of petitioner's home, (5)
petitioner was not taking his prescribed medication, (6) petitioner was an extremely
frustrating child and did not appear
to enjoy school, (7) petitioner lived part of his first grade year with his
adoptive grandparents, (8) petitioner received
corporal punishment in kindergarten frequently, which was unusual, and (9)
petitioner had a real problem adjusting to
school, was high maintenance, and displayed a clear inability to control or
modiQj his own behavior. Id., at pp. 106-19.
86
psychologist who evaluated petitioner following the incident in which petitioner brought
a gun to school
testified in pertinent part (1) petitioner, then a nine-year-old fourth grader, had
an extremely strong obsession with
Rambo-like personalities, (2) petitioner was attracted to guns and violence and
preoccupied with guns and knives, (3)
he decided to take the highly unusual step of suggesting petitioner for
evaluation by a child psychiatrist, (4) petitioner
appeared to be ADHD with a possible conduct disorder, petitioner had high
average intelligence, (5) some children
outgrow ADD/ADHD, and (6) many people have been able to adapt to ADHD,
which is not an excuse for killing people.
S/F. Trial, Volume 31, testimony of Don Walker, at
pp. 120-27, 153-57.
On cross-examination, Walker testified (1) petitioner displayed an
inability to build or maintain satisfactory
interpersonal relationships with peers and teachers but not the inability to learn, (2)
petitioner displayed inappropriate
feelings under normal circumstances but no signs of pervasive unhappiness or
depression, (3) during administration of
the Bender-Visual Motor Gestalt test, petitioner took two and a halftimes
the normal
of geometric figures, appeared to be cover-controlling himself, i.e., overdrawing, length of time to reproduce a series
re-drawing, putting more pressure on
himself, and growing frustrated, (4) petitioner's behavior in that regard
reflected that found in fearful people, (5)
petitioner's posture was extremely intense, (6) petitioner displayed extreme frustration
with a relatively simple task, (7)
petitioner viewed himself as someone who gets in trouble at school, (8) physical
discipline had been used against
petitioner extensively, (9) children of divorce or separation are often caught
in family conflicts which can have a
devastating effect on them, (10) petitioner displayed indications of a dysfunctional
family life with a lot of conflict and
poor resolution skills, (11) there was no history ofviolence in petitioner's early childhood,
(12) petitioner was on Ritalin
when he saw petitioner but the medication did not appear to render petitioner
well-controlled, (13) petitioner showed
an unusual intensity, was highly self-critical and had difficulty letting himself
off the hook, (14) he believed someone
needed to do a further examination of petitioner to rule out a conduct disorder and
ADD/ADHD, (15) despite the
foregoing, petitioner was performing quite well academically (except in math and
spelling) and had a high IQ, (16)
petitioner's academical performance was better than expected for a person with
attention deficit disorder, (17) petitioner
had difficulty receiving and processing words and had a performance IQ higher than
his verbal IQ, indicative of a person
who tends to act out their feelings rather than talking them out, (18) children with
ADD tend to have low frustration
tolerance, are subject to temper outbursts, and typically display bossiness, are stubborn
and demanding, and mood labile
(i.e., their feelings are all over the place), (19) such children also suffer
peer rejection and poor self-esteem, (20) the
family relationships of ADD children are characterized by resentment and
antagonism, (21) control of ADHD is
problematic, i.e., some children can control ADHD and some cannot, (22) when both
a father and son are ADHD,
problems and conflict often arise, (23) there is a higher incidence of alcoholism among
persons who were ADD/ADHD
when they were children (a possible indication of attempted self-medication),
(24) child abuse victims tend to be either
very angry or very depressed, (25) when he saw petitioner in 1993, he feared petitioner
would hurt others or himself, and
(26) he could best characterize petitioner in 1993 as a person with two strikes
against him and a fast-breaking curve over
the edge of the plate on its way. Id., at pp. 127-53, 157-60.
33
slammed a door on a teacher in
anger,87
(10) prisoners within the Texas Department of Criminal
Justice's prison system have access to materials they can fashion into weapons and,
despite the best
efforts of prison officials, prisoners still commit acts of violence inside Texas
prisons,88 (11) while
ajuvenile, petitioner was charged with a wide variety of criminal offenses, including
multiple thefts,
unauthorized use of a motor vehicle, burglary of a building, burglary of a habitation,
indecency with
87
A teacher at Jefferson Junior High in Jefferson, Texas, testified
(1) she did not have petitioner in her class
but she spoke often with him in the hallway, (2) on one occasion, she
asked petitioner to either put up a billfold chain
or give it to her, (3) petitioner became angry, slammed the door and the
door struck her, (4) she had seen petitioner
angry with other teachers before but never with her, (5) when he slammed the
door on her, petitioner gave her a look she
described as such "that I felt ifbe could have, he would have killed me," (6)
petitioner had a Jekyll and Hyde personality,
(7) as a result of petitioner's slamming the door on her, she wrote up a
disciplinary referral, (8) after the incident, she
avoided petitioner, (9) she heard about an incident in which petitioner
brought a gun and knife to school, and (10) she
perceived petitioner as a lonely, angry, discouraged child. S.F. Trial, Volume
31, testimony of Crystal Stokely, at pp.
161-68.
The Chief Investigator for the Special Prison Prosecution Unit in
Huntsville testified, in pertinent part (I)
there are different security levels within the TDCJ, including minimum,
medium (where most inmates enter the system),
closed custody (for inmates with disciplinary problems), and maximum
custody, (2) additionally, there are levels of
security within each of the foregoing levels, (3) upon admission, inmates go
through a diagnostic process that takes
several weeks and in which their medical, educational, psychological, and
occupational characteristics are evaluated, (4)
there are no separate facilities within TDCJ for capital murderers
sentenced to serve life sentences, (5) no special
safeguards or conditions are imposed on all life-sentenced capital offenders, (6)
even maximum security facilities house
inmates at all classification levels, (7) on average, there are five to ten
homicides within the TDCJ annually, (8) since
1984, three prison employees have been murdered inside the TDCJ's
facilities, (9) most crimes committed in prison are
crimes of opportunity, (10) homemade weapons exist within TDCJ facilities,
(11) an inmate given a life sentence will
have the opportunity to hurt others regardless of his classification status,
(12) the number of assaults within the TDCJ
has increased every year he had been with the unit, (13) inmates housed on
death row are in the same classification level
as administrative segregation, i.e., they are locked down twenty-three
hours a day but may come out for legal visits, to
shower, have recreation, and for medical and dental examinations, (14)
under the TDCJ's post-Connally seven prison
break classification scheme, inmates are classified as either G-1
(nonviolent inmates), G-2 (lesser restrictive custody),
G-3 (combination of the old "medium" custody level), G-4 (previously
"medium" custody under the prior scheme but
with work restrictions and not housed in dormitories, and G-5
(administrative segregation), (15) capital murderers have
to be classified at G-3 or higher and are not permitted to work outside
prison fences, (16) inmates are placed in
administrative segregation for constant rules violations, assaultive conduct, and
committing a felony while housed within
the prison system, (17) there were only four homicides within the TDCJ
in calendar year 2001 and only two during the
first half of 2002, (18) there are approximately 150,000 inmates in the
TDCJ, (19) there were 61 serious assaults on staff
in 2001 but only 16 in the first half of 2002, (20) there were six
murders within TDCJ throughout all of 2002, (21) there
were 673 inmate-on-inmate assaults within TDCJ in 2001 and 328 during the
first half of2002, (22) some administrative
segregation cells are one-person cells and some are designed to house two
inmates, (23) most recreation is limited in
administrative segregation, (24) some capital murderers have bettered themselves
while incarcerated, (25) there is less
opportunity for escape on death row, (26) ajury cannot lawfully direct TDCJ how it
should house an inmate except when
the jury imposes a sentence of death (which requires TDCJ to house that
defendant on death row), and (27) ifsentenced
to life imprisonment, petitioner would enter the prison system at a
minimum level of G-3. S.F. Trial, Volume 31,
testimony of Royce Smithey, at pp. 168-213.
34
a child, and assault causing bodily injury (petitioner was convicted of
the latter two charges both of
which arose from the incident on April 30, 1998 when petitioner
assaulted and exposed himself to
another patient at the Waco Center for Youth, which led to petitioner's
Commission),89
transfer to the Texas Youth
and (12) during his stay in the Texas Youth Commission, petitioner
served as a
gang leader and led multiple assaults upon other youth and TYC
staff.9°
89
Petitioner's juvenile probation officer testified in pertinent part (1) around age
ten, petitioner successfully
completed a term ofjuvenile probation imposed after petitioner was charged
with theft of musical instruments (flutes)
valued above $750 from his school, (2) in September, 1997 petitioner
was charged with unauthorized use of a motor
vehicle, (3) shortly thereafter, petitioner was placed in a residential
treatment facility at the Waco Center for Youth, (4)
petitioner remained at th Waco Center from January 26, 1998 until May 6, 1998
when, as a result of petitioner's assault
upon another patient, petitioner was transferred to the custody ofthe Texas Youth
Commission, (5) petitioner's juvenile
criminal records included adjudications for burglary of a building in 1996,
unauthorized use of a motor vehicle in
September, 1997, theft of a firearm in September, 1997, burglary of a
habitation in December, 1997, indecency with a
child in April, 1998, and assault causing bodily injury in April,
1998, (6) petitioner was sent to TYC with an
indeterminate sentence and released from TYC custody on February 20, 2001,
and (7) petitioner was the most violent
and dangerous child she had ever dealt with by a wide margin. S.F.
Trial, Volume 31, testimony of Deborah Clem, at
pp. 2 14-23.
On cross-examination, Clem testified (1) petitioner was never
threatening or assaultive toward her, (2)
petitioner's step father Quentin Sexton drank too much and was not a positive role
model for petitioner, (3) she was
unaware of any positive role models for petitioner in his life, (4) petitioner's
mother loved petitioner but was not good
at protecting parenting petitioner, (5) a physician who evaluated petitioner
in May, 1998 concluded petitioner was
"savable," (6) she believed it was essential to properly medicate petitioner but she
was never certain petitioner had ever
been properly medicated, (7) in September, 1997 (at age fourteen), petitioner
drove off in an automobile with a twelveyear-old girl and an eight-year-old boy after petitioner obtained a gun from his
mother's house, (8) petitioner was stopped
by Texas DPS after the vehicle petitioner was driving was clocked at speeds
in excess of sixty five miles per hour, (9)
in 1996, petitioner regularly broke into a store to steal alcohol,
cigarettes, and candy, (10) petitioner's mother was
prosecuted for child endangerment after petitioner took a gun to school, (11) she
was unaware of any violent outbursts
by petitioner while he was in juvenile detention, (12) petitioner lived with his
biological father from September to
December, 1996, during which time petitioner used marijuana daily tried
crack and acid, and drank beer and whiskey
on weekends, (13) petitioner had no supervision while he lived with
his biological father, (14) petitioner's biological
father abused drugs and did not pay child support, (15) petitioner was
furloughed briefly between the time he was
dismissed from the Waco Center and the time he reported to the TYC and
experienced no problems during that time
frame, and (16) petitioner's theft of flutes in 1993 involved petitioner acting
in concert with several older children and
the flutes were returned to the school the following day by petitioner's
half-sister Brandy. Id., at pp. 223-5 5.
90A fonner TYC case worker testified (I) he bad several physical
confrontations with petitioner, including an
incident on August 7, 2000 in which (a) petitioner and another youth were
fighting, (b) when a female guard attempted
to intervene, she and both youths went down, (c) petitioner was on top
of the pile and continued to punch, (d) when the
case worker tried to intervene, petitioner punched the case worker in
the chin, (e) the case worker thereafter tackled
petitioner to get petitioner off the pile, put petitioner in restraint, and waited
for security, (0 the other youth involved in
the fight was quite a bit smaller than petitioner, and (g) before he
struck the case worker, petitioner turned around and
looked at the case worker, (2) petitioner was involved in a series of riots
within the TYC dorm, (3) petitioner was a gang
leader, along with two other youth in same dorm in the Five Deuce
Hoover Crip gang, (4) during the riots petitioner
instigated, the dorm was out of control, (5) petitioner started one riot by exiting
his cell, throwing a trash can, and calling
35
Before resting, the prosecution called Dr. Helen Short, the staff
psychiatrist from the Waco
Center for Youth who treated petitioner during his stay of approximately
100 days at that facility in
1998. Dr. Short testified in pertinent part as follows: (1) the
usual stay at the Waco Center is
approximately nine months, (2) petitioner was 14.6 years of age upon
admission, (3) she had seen
numerous reports on petitioner prior to his admission, (4) during the
admissions process, she
observed obvious signs petitioner was ADHD, (5) petitioner showed
no sign of psychosis or
schizophrenia, had no history of same, and displayed no psychotic or
unusual symptoms but was
hyperactive, (6) petitioner had a lengthy history of fighting in school and
on the bus and failing to
follow the rules, (7) she concluded petitioner was oppositional (i.e.,
defiant, rebellious, impulsive,
whiny, uncooperative, and demanding), (8) petitioner lacked insight
into his own behavior, showed
no sign of remorse, and did not accept responsibility for his
behavior, (9) petitioner informed her his
on others to get the place "krunk," i.e., out of control, and fight and
destroy everything they could, (6) the last three-tofour days the case worker worked at TYC, there were three or four
similar incidents of violence, (7) petitioner was
aggressive, dangerous, unpredictable, impulsive, yet deliberate at times,
(8) during one riot, petitioner and another youth
fought to lure TYC staff into the dorm and, when staff arrived, both
youth turned and assaulted the staff, (9) the case
worker quit after an unbelievable four-day period of violence
instigated by petitioner in retaliation for a lock down which
concluded with an incident in which the case worker had to forcibly
cuff anotherjuvenile and use that juvenile as a
human shield to keep from getting struck by petitioner and other
rioting youth, (10) the case worker quit because his work
environment was simply too dangerous, and (11) while petitioner wrote a
conditional letter of apology to the case worker
following the August 7, 2000 incident, such letters were required
as a condition to youth obtaining release from
restrictive custody. S.F. Trial, Volume 31, testimony of Garrett Gilliam,
at pp. 256-69, 277-78, 282-83, 285-87.
On cross-examination, the case worker testified in part that,
after a hearing, petitioner was found by TYC
personnel not to have intentionally and knowingly caused physical
contact with the case worker on August 7, 2000. Id,
at pp. 276-77.
A former TYC juvenile corrections officer who bad worked
in petitioner's TYC dorm testified (1) about an
incident in April, 1999 in which petitioner raised a chair over his head as
if to strike her, (2) about a separate incident
in which petitioner and another youth fought until she and other
staff arrived to break up the fight and the two youths
turned and began assaulting the staff, (3) during the latter incident,
petitioner struck her several times, as did the other
youth. S.F. Trial, Volume 31, testimony of Jacqueline Tinimons, at
pp. 287-93, 299.
On cross-examination, Ms. Timmons testified (1) petitioner was
written up in connection with the April, 1999
incident for "being a danger to others" not for assault, (2) petitioner
did not actually strike her with the chair during the
April, 1999 incident, (3) no criminal charges were filed against
petitioner for an incident in which petitioner and another
youth struck a guard other than her, (4) there was no chemical
dependency program at petitioner's TYC facility, (5)
petitioner assaulted her only once, and (6) petitioner had regular visits with
the staff psychiatrist. Id, at pp. 293 -99, 30002.
real motivation in coming to the Waco Center was to avoid being sent
to TYC, (10) petitioner related
stories of (a) stealing his mother's cigarettes and smoking as much as
he could, (b) getting
"plastered" on alcohol seven to ten times, (c) being with his biological father in
North Carolina and
having no supervision from August, 1996 to January, 1997, (d) breaking into a
house in December,
1997 to steal alcohol, (e) smoking marijuana daily for a month and
using cocaine four times while
in North Carolina, and (f) returning to Texas where he smoked
marijuana on weekends and used
crystal meth twice, (11) petitioner comes from a long line of people
with legal problems, (12)
petitioner's paternal family includes many persons with alcohol-related
problems and criminal
records (i.e., petitioner's father had multiple DWI's, had abused alcohol
from age nine, and had
abused drugs for the past eight-to-ten years, a paternal uncle spent twenty
years in
robbery and picked up a DWI shortly after his release on parole, two of
prison for armed
petitioner's paternal cousins
used drugs and alcohol, fourteen of petitioner's sixteen paternal
cousins had been to prison,
petitioner's mother dropped out of school and never returned, petitioner's
maternal grandmother
suffered from depression and situational stress, both of petitioner's paternal
half-brothers and both
of petitioner's paternal half-sisters never went beyond the eleventh grade,
both of petitioner's
paternal half-brothers had been in juvenile detention), (13) she diagnosed
petitioner with Attention
Deficit Disorder, ADHD, primarily inattentive, conduct disorder, and a
disorder of written
expression, (14) ADD can only be inferred, there is no objective test for
same, (15) ADD is a
common diagnosis (found in 7-10% of school age children), (16) petitioner
entered the Waco center
on a low dose of the stimulant Adderrall, which was continued, (17)
petitioner had been on Ritalin,
a stimulant similar to Adderrall, and had a "fairly good response" to
same when he was younger, (18)
petitioner was switched to Adderrall because it has a longer half-life and
must be taken less
37
frequently than Ritalin (which is out of the system in three-to-four
hours and, therefore, requires
administration four to five times a day), (19) shortly after petitioner's
admission, she increased
petitioner's Adderrall dose from five mg to ten mg twice daily because
petitioner was hyperactive
and impulsive, (20) on February 6, 1998, she changed
petitioner's medications because petitioner
was physically aggressive, i.e., he got into fights with his
peers, (21) petitioner also taught other
youth how to stick wires into an electrical socket to heat them up
and use the heated wires to light
cigarette butts, (22) on one occasion, petitioner had to be taken out
to instigate a riot, i.e., petitioner was yelling and screaming,
of the unit because he was trying
hitting the walls and cursing, and trying
to get other youth to fight, (23) after being moved to another
unit, petitioner calmed down, (24) on
another occasion, petitioner was placed on restriction for
possessing dangerous contraband, (25)
throughout early-February, 1998, petitioner continued to display
aggressive behavior, on one
occasion, throwing poker chips and attacking another youth, (26) on
petitioner's Adderrall and substituted a mixture of Clonidine and
February 19, 1998, she stopped
Dexedrine (another stimulant), (27)
there is no easy way to determine the best stimulant
regimen for a patient with ADHD, (28)
Clonidine is often used with a stimulant to help hyperactive people
sleep, (29) a period of adjustment
is needed where psychiatrists go through a combination of
drugs at different levels and intervals to
find what works best for a particular patient - this is a fairly slow
process, (30) on February 24, 1998,
petitioner remained aggressive, throwing a trash can at a staff member,
(31) thereafter, petitioner was
placed on restriction and prohibited from leaving his unit (even to
go to school or the cafeteria) due
to petitioner's accumulation of excessive "fines" for
misbehavior, (32) she bumped petitioner's
Dexedrine up to ten mg twice daily on March 3-4 and added
Mellaril but halted his Dexedrine on
March 5 after petitioner displayed aggressive behavior toward staff
38
and had to be restrained, (33) on
March 16, she increased petitioner's Clonidine and added Benadryl,
(34) on April 1, petitioner was
restrained after he fought a peer, (35) on April 3, petitioner struck a
peer, (36) on April 6, she started
petitioner on Weilbutrin, an anti-depressant, and later bumped it up
when petitioner requested to be
taken off Clonidine because it was making him tired, (37) she
tried reducing petitioner's Clonidine
but, by April 27, petitioner was again having problems so she
bumped it back up, (38) on April 27,
petitioner got another restriction for being out of control, (39) on April
30, petitioner was once more
placed in restriction for striking a peer and engaging in
inappropriate sexual behavior, (40)
1, petitioner engaged in physically aggressive and
on May
threatening conduct, (41) on May 4, petitioner was
placed on homicide precaution, (42) at that point, she had to
stay an arm's length away from
petitioner at all times, (43) petitioner did not react well to the
news he was going to TYC, (44)
petitioner was too deliberately, consciously, aggressive to remain at
the Waco Center, (45) during
his approximately 100 days at the Waco Center, petitioner had
nine episodes of
toward others, (46) she gave petitioner a final diagnosis of
ADHD and
physical aggression
conduct disorder but added
Anti-Social Personality Disorder (which was inappropriate because
petitioner was then not yet
eighteen years old), (47) nonetheless, other than his age,
petitioner displayed all the criteria for an
Anti-Social Personality, including (a) displaying a conduct disorder
prior to age fifteen, (b) engaging
in manipulative, impulsive, aggressive, reckless,
irresponsible behavior, and (c) displaying
mechanical emotions, little-to-no remorse, and a lack of
conscience, (48) petitioner was
very bright,
had anger management issues, and wanted to be the leader,
i.e., the person in control of the unit as
far as the other youth went, (49) petitioner engaged in a lot of
behind the scenes intimidation and
threats to control others, (50) the best predictor of future
behavior is past behavior, (51) petitioner
was very dangerous, in the top five percent of the most
39
dangerous children she has treated during her
practice, (52) petitioner's recent criminal past convinces her the
proper adult diagnosis for petitioner
is Anti-Social Personality Disorder, a condition for which
there is no pharmacological treatment,
(53) she believes petitioner requires further evaluation to
determine if he is a true psychopath, i.e.,
a person who views other persons more as objects, possesses
no empathy, is deceitful and
manipulative, has shallow emotions, is impulsive, possesses poor
behavioral controls, is over-
reactive to perceived insults, has a high need for
excitement, and lacks a sense of personal
responsibility), and (54) there is no proven treatment regimen for
psychopaths.91
On cross-examination, Dr. Short testified in pertinent part as
at the Waco Center as a healthy young man with no reported
follows: (1) petitioner presented
medical problems, (2) there were plenty
of documents showing petitioner was hyperactive and
inattentive, (3) she agreed petitioner was
ADD/ADHD, (4) petitioner also had a child onset conduct disorder,
(5) her diagnosis of petitioner
with Anti-Social Personality Disorder was premature
(jetitioner was not yet eighteen) but factually
accurate and not unethical, (6) in persons with Anti-Social
Personality Disorder, aggressiveness
tends to wane as one ages but the person retains other
characteristics of the disorder, (7) thus, for
those with Anti-Social Personality Disorder, aggressive/violent
behavior tends to decrease with age
but not criminality, (8) petitioner's father and grandfather both
demonstrated antisocial traits, (9)
there may be a genetic predisposition toward certain personality
disorders and mood or conduct
disorders, (10) Anti-Social Personality Disorder is more common
among young males from lower
socio-economic backgrounds, (11) family and environmental factors
influence the risk ofAnti-Social
Personality Disorder, (12) "conduct disorder" is the proper diagnosis
Social Personality Disorder is the diagnosis for adults with the
' S.F.
Trial, Volume 32, testimony
same personality traits, (13) petitioner
of Helen Short, at pp. 15-69.
40
for younger people while Anti-
was no better and possibly more aggressive when he left the
Waco Center than when he entered, (14)
petitioner had not been on Adderrall very long before he entered
the Waco Center, (15) she cannot
rule out the possibility Adderrall made petitioner more
aggressive during his time at the Waco
Center, (16) Adderrall is a longer-lasting stimulant closely
related to Ritalin, which had proven
beneficial for petitioner in the past, (17) in stimulant-resistant
patients, use of stimulants can cause
weight loss, insomnia, and more aggression, (18) the drug abuse
common to patients with ADHD
results from their underlying impulsivity, not the use of
stimulants, (19) petitioner's febrile seizures
(which took place when he was 18 months old) are common with
fever, did not reoccur thereafter,
and are not significant vis-a-vis petitioner's current
problems, (20) thus, there is no relationship
between petitioner's febrile seizures and petitioner's adult criminal
behavior, (21) petitioner reported
heavy drug abuse when he was living in North Carolina
but none for two months prior to his
admission to the Waco Center (petitioner reported being drug free
for 41 days prior to admission)
and no withdrawal symptoms, (22) therefore, she did not
refer petitioner for chemical dependency
treatment, (23) she did not believe petitioner needed to go to Vernon
State Hospital for chemical
dependency treatment, (24) petitioner's ADHD exacerbated his
conduct disorder and
contributed to
his extremes in impulsiveness and poor judgment, (25)
petitioner also suffers from a learning
disability, (26) petitioner's misbehavior at school was a defense
mechanism for poor academic
performance, (27) petitioner has a strong family history of
anti-social personality
disorder and drug
and alcohol dependence, (28) petitioner was harmed by the
early loss of his biological
father from
his life and later rejection by his biological father, (29) a
broken family affects a child's ability to
develop long term, meaningful, sustained, healthy, relationships,
(30) as an adolescent, petitioner
tended to identify with the paternal side of his family, (31)
ADD/ADHD is a biological problem
41
centered in the brain, (32) she discontinued petitioner's Adderrall
on February
mother called the Waco Center and reported petitioner had sounded
19 after petitioner's
more angry, irritable, and hyper-
talkative during a telephone call, (33) she began petitioner
on Clonidine (a blood pressure
medication) on February 19 because of petitioner's impulsivity and
hyperactivity, (34) Benadryl is
used to help kids sleep, (35) Depakote is used to treat seizures
and bi-polar-mood lability, (36) on
February 23, she prescribed Clonidine and Dexedrine for petitioner,
who appeared calmer, (37) when
she increased petitioner's Dexedrine on March 4, petitioner
became more irritable and aggressive,
(38) on March 16, she increased petitioner's Clonidine,
(39) on April 6, petitioner hung up a
punching bag and falsely stated maintenance had done it, (40)
Wellbutrin is an anti-depressant and
mood elevator not typically used to treat bi-polar disorder, (41) it
is difficult to distinguish conduct
disorder, ADHD, and bi-polar disorder, (42) petitioner seemed to
be intolerant to stimulants during
his time at the Waco Center, (43) the frontal lobes of the
brain are the seat of
executive ftinctioning
and the last part of the brain to mature, (44) the brain is not
fully formed until age twenty to
twenty-
one, (45) she believed petitioner was fully capable of
participating in judgments regarding
petitioner's medications, (46) she felt petitioner should be in a
secure jail facility rather than a
psychiatric treatment facility or hospital, and (47) petitioner was
suspended from school for taking
an antique gun to school and then suspended again two
weeks later for taking a knife to
921d at pp. 69-163, 166-72.
schooL92
In addition to the foregoing testimony, the State introduced
without objection from petitioner's trial counsel the
entirety of petitioner's voluminous TYC file as State Exhibit
no. 147. S.F. Trial, Volume 30, at pp. 194-95.
These voluminous documents appear at S.F. Trial, Volumes
42-44.
42
2.
The Defense's Case in Chief
Petitioner's trial counsel presented numerous witnesses,
including (1) a clinical
neurophysiologist who took a quantitative EEG (qEEG) of petitioner's
brain in February, 2003 and
testified petitioner's qEEG was abnormal,93 (2) a retired TDCJ
Warden who testified regarding (a)
TDCJ's classification/diagnostic process, (b) the process for
placing inmates in administrative
segregation, (c) the incidence of violence within the TDCJ prison
system, and (d) the resources
More specifically, he testified (1) petitioner's brain impulses
were markedly slow for petitioner's age, (2)
petitioner's brain showed indications of an abnormal, intermittent sharp
wave, suggesting petitioner was more likely to
have seizures than others, (3) there was a localized area of
abnormally slow activity in the posterior cortex, (4)
petitioner's EEG showed overall more (but slower) activitythan should
be present, with lower frequency, (5) petitioner's
brain frequencies are slower, with fewer waves per second,
than normal, (6) abnormalities in the frontal lobes of the
brain, where petitioner's EEG showed marked abnormalities,
indicate problems with planning, judgment, and impulse
control, (7) the front portion of petitioner's brain showed an
abnormal degree of incoherence or high pole incoherence,
i.e., the two sides of the brain were more out of phase than is
normal, (8) petitioner's Alpha and Theta waves were
pathologically low, (9) the voltage in each side or petitioner's brain
was asymmetrical, i.e., the voltage was higher on
the rights side than the left side, (10) petitioner's EEG
indicated a lesion of unspecified type was present, (11) the
magnitude of the abnormalities in petitioner's EEG's increased
between 1993 and 2003, (12) petitioner's 2003 EEG is
consistent with a diagnosis of ADHD, (13) patients with the
same type of EEG as petitioner often respond well to
stimulants, (14) spikes in irritable sharp waves, such as those in
petitioner's EEG, are treated with anticonvulsants, (15)
he could not say what caused petitioner's abnormal
EEG results, and (16) a person with an abnormal EEG
can be
perfectly normal. S.F. Trial, Volume 32, testimony of Meyer L.
Proler, at pp. 175-209, 22 1-24, 226-27.
On cross-examination, the same expert witness testified (1)
an article written by one of his colleagues stated
that there had only been limited success in employing qEEG's
diagnostically, (2) the American Academy of Neurology
had not accepted qEEG's as a basis for diagnosis, (3)
qEEG's were not in everyday use to diagnosis psychosis of AntiSocial Personality Disorder, (4) qEEG's were more
relevant to diagnosing strokes, seizures, and blunt force trauma
than
to diagnosing behavioral problems, (5) EEG's are generally
not a diagnostic tool for behavioral problems, and (6) Dr.
Sheerani had taken petitioner's EEG in 2002 which reported
nothing remarkable. Id., at pp. 209-21, 224-26.
43
available to prison officials to reduce violence within the
inmate
population,94
(3) petitioner's
mother, who testified in detail regarding (a) petitioner's
disadvantaged and abusive childhood, (b)
her efforts to obtain medical help for petitioner's hyperactivity,
at
school,
juvenile misconduct, and
and (c) petitioner's history oftrouble
detention,95
(4)
a
number
of
specifically, this witness (1) testified TDCJ amended its
classification procedures following the escape
described TDCJ's the diagnostic/classification process
in tenns very similar to those described by prosecution
witness Royce Smithey, albeit in more detail, (3) explained
that
inmates placed in administrative segregation had their status
reviewed every thirty days and a ninety-day hearing was
held by the State Classification Committee, (4) opined that
an inmate could remain in administrative
segregation
indefmitely if the inmate's conduct warranted same, (5)
explained that dormitory-style housing'was only available to
inmates housed in minimum security, (6) testified inmates who
were sentenced to life imprisonment for capital murder
would (a) be classified as either 0-4 or G-5, (b) necessarily
be housed in cell block style housing, (c) not be able to
work
outside the main perimeter, (d) experience restrictions on
commissary, recreation, movement, and visitation, and (e)
could not have their classification status raised for at least
ten years, (7) testified psychiatric treatment was
provided to
inmates as per state law and inmates had access to religious
programs, including weekly worship and chaplain rounds,
(8) testified there were sixteen attempted escapes in TDCJ
in 2001, only one of which was successful, (9)
testified in
2002, there were twelve attempted escapes, only two
of which were successful, (10) testified in 2001, there were
seventeen murders within TDCJ facilities but only six in 2002,
(11) testified in 2001, there were sixty-one serious
assaults on staff throughout the TDCJ but only forty-five in
2002, (12) testified in 2001, there were 629 possession
of
weapon incidents in TDCJ and 594 such incidents in 2002, (13)
testified in 2001, there were 673 inmate-on-inmate
assaults in TDCJ and 826 in 2002, (14) stated it was her
experience that inmates serving longer sentences were more apt
to behave, adhere to individual treatment plans (such as sex
offender therapy, substance abuse treatment, and vocational
training), and take advantage of programs offered, (15) opined
education is the key to reducing violence in prison, (16)
testified in administrative segregation, an inmate remains in a
cell twenty-three hours a day and normally two guards
escort an inmate at all times the inmate is out of his cell, and
(17) testified that, as of 2001, there were 11,698 male
inmates in TDCJ who had been convicted of murder and 1,421
male inmates who had been convicted of capital murder.
S.F. Trial, Volume 33, testimony of Dessie Cherry, at
pp. 9-57, 72-73, 76.
On cross-examination Warden Cherry testified (1) she had
never worked inside any of the TDCJ units to which
petitioner would be sent if petitioner received a life sentence,
(2) she retired in August, 2001 after the TDCJ instituted
a new classification system following the escape of seven
inmates from the maximum security John B. Connally Unit
in December, 2000, (3) she had spent most of her career
as a warden in TDCJ working at units housing female
inmates
but had worked for a year and a half at amen's unit, (4) TDCJ
inmates serving life sentences are housed with the general
prison population where they are not handcuffed when
moved, (5) those inmates placed in administrative segregation
have their classification status reviewed at ten, thirty, sixty,
ninety, and one hundred sixty day intervals to see if they
should remain in administrative segregation, (6) only those
inmates sent to death row remain under administrative
segregation restrictions permanently, (7) low pay and budget cuts
have resulted in security problems within TDCJ, and
(8) guards have been found sneaking drugs and other
contraband into prisons. Id., at pp. 14-16, 57-71, 73-77.
of seven inmates from the Connally Unit in December, 2000, (2)
Petitioner's mother testified at the punishment phase of petitioner's
capital murder trial in pertinent part as
follows: (1) her own biological father never married her biological
mother, (2) she was raised by adoptive parents and
an uncle, (3) in her teen years she was in a hurry to get married
so she could move out ofher home, (4) she was
eighteen
years old when she had petitioner in July, 1983, (5) petitioner was
born about a month premature due to her hypertension,
(6) when petitioner was born, her husband Billy Young already
had custody of four other children from his previous
marriages - Dino, Dano, Renee, and Christy, (7) Billy was
physically abusive toward her, petitioner, and all four of his
other children, (8) Billy's abuse became so bad she took petitioner and
left Billy when petitioner was about nine months
old, (9) she received no counseling following the breakup of
her marriage, (10) petitioner had seizures at ages 18 and
44
24 months, (11) around age 3-4, she noticed petitioner
appeared hyperactive, (12) Billy took petitioner at one point,
filed
for divorce, and refused to return petitioner until she
signed divorce papers, (13) to get petitioner back, she
signed the
papers without reading them, (14) in 1990, when petitioner
was about seven, she went to court to get an award of child
support and legal custody of petitioner, (15) nonetheless, Billy
Young only paid child support for two or three years of
petitioner's life, (16) she worked threejobs to support petitioner,
(17) she met Quentin Sexton in 1985 and married him
in 1987, (18) petitioner loved his kindergarten teacher but had
problems in the classroom and on the bus with biting, not
being still, and not paying attention, (19) the school diagnosed
petitioner with Attention Deficit Disorder, (20) she took
petitioner to a doctor to have his condition treated but had difficulty
getting petitioner to take his Ritalin, (21) petitioner
did not get along with his first grade teacher so she put
petitionerin a different school, (22) she discontinued
petitioner's
Ritalin because of the side effects - stomach aches and
headaches - and because it did not seem to control petitioner's
hyperactivity, (23) at some point, their home burned down, devastating
petitioner, (24) she and her second husband,
Quentin Sexton, quarreled over how best to discipline petitioner,
(25) Quentin drank a lot of beer (twelve to eighteen
a day), (26) petitioner was labeled emotionally disturbed
in the second grade and she took him to see many doctors,
(27)
petitioner remained on medications (which ran the gamut from
Ritalin, Cylert, Welibutrin, and Zoloft to Thorazine)
through ths third grade but none of the medications helped, (28)
she often lost her patience with petitioner, yelled at him,
put him in the corner, spanked him, took away his things, but
nothing she did seemed to work, (29) petitioner struggled
in school, was often sent to the cafeteria for misbehavior,
and grew to dislike school, (30) in the third grade,
petitioner
took an antique gun to school and charges were filed against her
and Quentin for child endangerment, (31) she received
deferred adjudication, (32) she sent petitioner to live with his
biological father in Wyoming for three months after the
gun incident but observed no improvement in petitioner's
behavior when he returned home, (33) she later sent petitioner
to Triangle Pines Group Home where he received stimulants
to treat his ADHD but petitioner's brief stay there
(two to
three months) did nothing to help him, (34) shortly after
petitioner's return from Wyoming, he got in trouble with
the
law for stealing flutes and received juvenile probation,
which he successfully completed, (35) petitioner's next
legal
troubles occurred around age 13-14 when he was charged with
stealing wine coolers, (36) Quentin was drinking heavily
and she argued with him constantly, (37) petitioner's
doctors were still prescribing different drugs but none of
them
seemed to help and the drugs made petitioner irritable, unable to
sleep, hyperactive, and inconsistent, (38) petitioner
wanted to go live with his biological father and she felt she
needed a break so she sent petitioner to North Carolina
to
live with Billy, (39) petitioner returned to Texas with
Billy in the Fall of 1996 and enrolled in school there,
(40)
petitioner telephoned her from the Kent County Sheriff's Office
and told her he was scared, (41) when she arrived at the
Sheriff's office, she observed bruises on petitioner's neck,
stomach, and back so she took petitioner home with her, (42)
petitioner continued to get into trouble with the law, (43) she
received a telephone call from police informing her
petitioner had taken a car and driven to Louisiana, (44) she went to
Louisiana and picked up petitioner, (45) during the
drive back home, petitioner repeatedly attempted to get out of
the vehicle and stated he hated her and did not want to
go back home, (46) she took petitioner to the Marion County
Sheriff's office and filed charges against petitioner because
she wanted to keep him off the street, (47) shortly
thereafter, petitioner was declared to be mentally ill, was
prosecuted
for breaking and entering her home, and sent to the Waco
Center in January, 1998, (48) she visited petitioner at the Waco
Center once, took petitioner out to go visit a zoo, and they
had a good day except for petitioner's temper tantrum
associated with his constant demand that she purchase a necklace
for his girlfriend, (49) petitioner was kicked out ofthe
Waco Center and sent to the TYC, (50) petitioner was initially
set to stay thirteen months at the TYC but wound up
staying almost three years, (51) she separated from Quentin
in 2000 because of his drinking, (52) she noticed a
dramatic
improvement in petitioner toward the end of his stay at the TYC,
i.e., petitioner was calmer and more settled, (53)
petitioner earned his GED while in the TYC, (54) when petitioner left
the TYC in February, 2001, he was "wonderful," "it was like a different kid," (55) when he returned home,
initi1ly, petitionerwas very good about taking his prescription
medication, (56) petitioner quit taking his medications, however, and
stopped keeping curfew, (57) eventually, petitioner
lost his job and quit going to school, (58) she wanted
petitioner to stay as far away from his half-brothers Dino and
Dano
as possible but petitioner seemed obsessed with his
paternal relatives and took an out-of-townjob laying carpet
with his
biological father and half-brothers, (59) when petitioner
returned home, he was no longer taking his medications, no
longer clean, and went to live with Dano, (60) she was
afraid petitioner was doing drugs, (61) petitioner had a
good
relationship with her daughter Jessie, (62) as a child, petitioner
was constantly into things but was kind, loved to fish,
ride motorcycles, go-carts, jump on trampolines, and help with
chores, and (63) when he was a child, petitioner was also
45
petitioner's paternal relatives and others who knew
petitioner as a child, all of whom testified
regarding (a) petitioner's abusive, alcoholic, biological
father, (b) petitioner's abusive childhood, and
(c) petitioner's redeeming personal
characteristics,96
(5) a pair of women whom petitioner met in
accident prone - he broke his leg climbing up on a
forge and, when he was nine or ten, cut a cord off a
lamp, stuck it in
a socket, and it knocked him back and blew the
breakers. S.F. Trial, Volume 33, testimony of Carla
Sexton, at pp. 78143, 150-51.
On cross-examination, she testified (1)
petitioner had behavioral problems at school early on,
(2) she was honest
with the petitioner's psychologists and psychiatrists
regarding petitioner's problems, (3) as a child,
petitioner set fires,
stole things, and vandalized property, (4) it was
petitioner's choice not to continue taking his medications
when he left
the TYC, (5) petitioner sold a car her father gave to
petitioner after his return from the TYC and she believes
used the proceeds to buy drugs, but (6) neither she nor
petitioner
Quentin Sexton ever beat petitioner. Id., at
She asked the jury to spare petitioner's life. Id.,
pp. 143-50, 151-52.
at 143.
p.
96
One of petitioner's older, paternal, half-sisters
testified in pertinent part (1) their father Billy
Young was
rougher with the boys in their family than with the girls,
(2) Billy "whooped" petitioner with a two by
four on one
occasion behind the shed when petitioner was
eleven-to-thirteen years old, (3) on another occasion when
petitioner was
thirteen, Billy beat up petitioner at their aunt's house
(i.e., Billy dragged petitioner out the door, wrestled
the ground, and struck petitioner) and their aunt
petitioner to
cursed Billy and ordered Billy off her property,
(4) she recalled an
incident when she was seven when she believed Billy
was on drugs, (5) Billy was violent when he
drank and he drank
often and to excess (Billy had a chronic, long term,
drinking problem), (6) petitioner was on Ritalin at
an early age but
it only made him worse, (7) when petitioner was
on Cylert, he would fall asleep in school, (8)
petitioner was shipped back
and forth between his biological parents several
times a month, (9) petitioner lived with Billy in
Ohio, Wyoming, and
North Carolina for a few months at a time, (10) Billy
was convicted of injury to a child for beating
petitioner, (11) Billy
deprived petitioner emotionally, (12) she never
actually saw Billy use drugs, (13) petitioner was a good
brother and never
aggressive toward anyone in their family, (14) she lied to
police who investigated an incident in January,
1997 in which
Billy beat up petitioner because she was afraid
of Billy and he told her what to say, and (15) Billy
again violently
assaulted petitioner in March, 1997. S.F. Trial, Volume
33, testimony of Christy Young, at
pp. 153-71, 211-21.
The twice-convicted and then-incarcerated
father ofthree ofChristy Young's children testified
(1) he lived with
Christy from 1996-2000, (2) they had three children
while they were together, (3) be met petitioner
when petitioner was
thirteen, (4) his impression of petitioner was that of
a normal kid with a little bit of problems, (5)
Billy Young drank
everyday until he passed out, (6) Billy Young did crack
cocaine and spent hundreds of dollars a week on
crack cocaine,
(7) Billy Young once struck petitioner with a two
by four behind the shed, (8) he personally
witnessed Billy Young
assault petitioner with his fists on multiple
occasions, (9) Billy Young was placed on probation
in 1996 for beating
petitioner, (10) he and Christy witnessed petitioner living
on his own (at age thirteen or fourteen) in North
Carolina, and
(11) he lied to law enforcement authorities to
protect Billy Young on one occasion after Billy beat
petitioner. S.F. Trial,
Volume 33, testimony of Timothy Williams, at
pp. 24 1-56.
The former wife of Quentin Sexton's brother
testified (1) she met petitioner when he was four, (2)
as a child
petitioner was a busy body who could not sit down and was
always outside, (3) petitioner played nicely with her
who was two years younger than him, (4) Quentin
daughter
Sexton was always very distant toward petitioner,
(5) Quentin was a
constant drinker, who frequently drank to excess, (6)
petitioner went back and forth between Carla and Billy,
(7) she
never saw Carla or Quentin behaving abusively toward
petitioner, (8) Carla appeared to be a loving mother
and tried to
get petitioner treated, (9) Carla and Quentin
furnished petitioner a suitable home, and (10) at age six,
petitioner walked
to the store to get Quentin a beer when there were
none in the refrigerator. S.F. Trial, Volume 33,
testimony of Kelly
Sexton, at pp. 172-81.
Petitioner's oldest paternal half-sister testified in pertinent
part (1) Billy's father was an abusive alcoholic, (2)
fourteen of their sixteen paternal cousins went to
prison, (3) Billy was married twice before he
married petitioner's
mother Carla, (4) Billy traveled from state to state
for work, (5) Billy paid Carla no child support
and sent petitioner no
46
2001 after he left the TYC who testified regarding
his good
character,97
(6) petitioner's older,
paternal, half-brother who testified regarding (a) their
father's alcoholism, anger management
problems, and (b) their father's physical and emotional abuse
and family friends on the maternal side of petitioner's
of petitioner,98 and (7) several relatives
family who testified regarding (a) petitioner's
step-father's alcoholism, (b) petitioner's step-father's physical and
emotional abuse ofpetitioner, and
(c) petitioner's good character.99
birthday cards or Christmas presents, (6) petitioner had a
seizure around age 18 months while staying with Billy,
(7)
petitioner was a calm, normal, child who was well-behaved
around her, (8) Billy was abusive toward the women
with
whom he lived and all his children, (9) when petitioner was
five or six, he attempted to light a Christmas tree
with a
lighter, (10) petitioner was passed back and forth between
Billy and Carla, (11) Billy didn't get along with
Carla, (12)
petitioner was close to her brothers Dino and Dano, (13)
petitioner showed up for her third wedding but wasn't
himself,
appeared to be on drugs, (14) she has used methamphetamine
before and can recognize behavior consistent with a
meth
binge, (15) when she asked petitioner to go home, take a
shower, and eat something, petitioner did so, returned,
and was
acting normal again, and (16) when he got out of TYC in
February, 2001, petitioner visited her and was "great."
S.F.
Trial, Volume 33, testimony of Sharon Renee Gentry,
at pp. 189-210.
A small business owner who briefly employed
petitioner in 2001 testified (1) petitioner was a terrific
employee and a great salesman, (2) she introduced petitioner
to her oldest daughter, (3) petitioner took all three of
her
children to the mall and the movies, (4) in October, 2001,
petitioner telephoned her and sounded scared and upset,
"not
the Clint that I know," and (5) she was unaware of
petitioner's criminal record before she met him. S.F. Trial,
Volume
33, testimony of Patricia Feela, at
pp. 223-32.
A nineteen-year-old Army reservist testified (1)
petitioner was a "real nice person," (2) he encouraged her to
stay in school, (3) he was never violent with her or
her family, (4) petitioner is intelligent and cares
about others, and
(5) she was unaware that petitioner had multiple
convictions as a juvenile, used methamphetamine, stole
guns, or was
involved in a home invasion in Longview. S.F. Trial,
Volume 33, testimony of Shauntel Feela, at
232-40.
pp.
98
Dino Young testified in pertinent part (1) Billy Young
was drunk every day he wasn't working, drank until
he passed out all the time, and had anger management
problems when he drank, (2) Billy was verbally and
physically
abusive toward petitioner, often telling petitioner he was
worthless, (3) Billy also physically abused petitioner by
beating
and kicking petitioner, throwing things at petitioner,
striking petitioner with a work boot, and throwing petitioner
against
a bathroom wall, all when petitioner was only four or
five, (4) Billy often lost control when he was
spanking petitioner
and left bruises on petitioner, (5) Billy belittled
petitioner for crying, called petitioner a baby (when
petitioner was five
or six years old), (6) petitioner was very hyper as
a child, with a short attention span, (7)
petitioner could, however
remain calm and still when he wanted to do so, (8)
petitioner worked with him in the Summer of 2001 laying
carpet and
petitioner did a good job, showed up for work daily, but
his mind would occasionally drift while on the job,
(9) Billy
often struck petitioner with a belt buckle, (10) Billy had a
lot of animosity focused toward petitioner, (11) he
(Dino) used
cocaine with Billy but he never saw Billy use drugs with
petitioner or give alcohol to petitioner, and (12) Billy
was not
a good influence on petitioner. S.F. Trial, Volume
33, testimony of Dino Young, at
pp. 256-73.
Petitioner's step-sister testified (1) she lived with Carla and
Quentin Sexton during her fourth, seventh, and
eighth grade years, as well as during Summers, (2)
she stopped visiting the Sexton home when she was
sixteen and
petitioner was fourteen, (3) Quentin Sexton was an alcoholic
who drank a six pack a day and was mean and
grouchy
when he drank, (4) Quentin Sexton assaulted petitioner
once by kicking petitioner while wearing steel-toed
boots, (5)
47
Petitioner's trial counsel presented expert testimony from a
psychologist (Dr. Daneen Milam)
who opined, among other things, that petitioner (1)
had mild brain damage, severe ADHD, and
severe behavioral problems and (2) could not be
"fixed" but could be "controlled" with proper
medication and incarceration.'00 More specifically, Dr.
Milam testified (1) petitioner has a pretty
high IQ, in the 85th-9Oth percentile, (2) there appears to
be no structural damage to petitioner's brain,
(3) petitioner has severe Attention Deficit
Disorder, (4) petitioner became hyperactive after
febrile
seizures around age two, (5) petitioner also has
ADHD and the attention span of a gnat, (6)
petitioner's behavior, which was consistent with ADI-ID, was
a
source of problems throughout his
Quentin repeatedly kicked petitioner for yelling at her
sister, (6) petitioner cried when Quentin kicked him,
(7) Quentin
played rough with petitioner, i.e., wrestling petitioner
to the ground, when petitioner was only six or
seven years old, (8)
when petitioner told Quentin to stop, Quentiri called
petitioner names, (9) Carla and Quentin paddled
petitioner with
paddles and belts, (10) petitioner would scream and cry
when paddled, (11) petitioner sporadically
visited Billy Young
during the Summers she lived in the Sexton home and
petitioner often complained to her when he returned
to the Sexton
home about Billy Young being mean to him, (12) she
often saw bruises on petitioner when he returned
from visiting Billy
Young, (13) petitioner is a kind, loving, person who is
also smart, funny, and fun, (14) petitioner loves
their family and
has never been mean to her, and (15) petitioner
has never been cruel to their family pets and is
close to his younger halfsister. S.F. Trial, Volume 34, testimony of
Brandy Sexton, at
116-26.
The step-daughter of Quentin Sexton testified (1) pp.
she has known petitioner since he was three
years old, (2)
Quentin Sexton had a drinking problem as early as
1983-84 and it got worse overtime, (3) petitioner
was a likeable child,
hyperactive but otherwise likeable, (4) Quentin and
petitioner were not close, (5) Quentin's drinking got in
the way of
their relationship, (6) when petitioner was nine or ten,
petitioner began coming over and visiting her home
near the
Sexton home by himself, (7) petitioner helped her
by mowing and raking her yard, (8) petitioner was
never aggressive
or violent toward her, (9) she did witness petitioner
having temper tantrums when he was seven or
eight, (10) petitioner
was never totally calm, always fidgety, (11)
Quentin's drinking caused his and Carla's relationship
to deteriorate, (12)
petitioner was disadvantaged by his father, step-father,
and medical problems, (13) there are two sides to
petitioner, (14)
petitioner always sought approval, and (15) she was
unaware of petitioner's entire criminal record. S.F.
Trial, Volume
34, testimony of Paula Pettingale, at
pp. 127-41.
Petitioner's twelve-year-oldhalf-sistertestified (1) she loves
petitioner and corresponds with him, (2) petitioner
has never been cruel to her, (3) she has never seen
him break the law, and (4) she had fun with him
when he was out of
TYC. S.F. Trial, Volume 34, testimony of Jessie
Sexton, at pp. 153-59. She asked the jury to spare
petitioner's life. id,
atp. 158.
A friend of the Sexton family testified (I) she
met petitioner when he was eight years old, (2)
her son was a
schoolmate of petitioner, who visited their home
frequently, (3) petitioner was a polite, friendly,
talkative, but fidgety,
nervous, boy who had trouble getting to sleep the
nights he slept over at her home, (4) she made sure
petitioner took his
medications when he stayed with her family, (5) petitioner
was always well-behaved in their home, (6) when
he got out
of TYC, petitioner looked good and seemed really
nice, and (7) she had never seen petitioner be
mean or engage in
inappropriate behavior. S.F. Trial, Volume 34,
testimony of Betty Tolbert, at pp. 145-52.
°°
S.F. Trial, Volume 34, testimony of Daneen
Milam, at pp. 20,23-27, 31, 50-52, 6 1-64, 95-96,
103-08.
48
school years, (7) ADHD presents in a continuum of
behaviors and petitioner's is
terms of severity, (8) petitioner's early childhood was
characterized by (a) bouncing back and forth
between his biological parents, (b) the fact his step-father
in a house in which he was not wanted, and (d) his
"off the charts" in
never liked petitioner, (c) petitioner lived
house burned down, further disrupting his family
life, (9) ADHD is genetic in origin and results in
impulsiveness, i.e., poor impulse control, (10) in
school, when he was allowed to run around and move about
the classroom, petitioner's behavior was
"pretty good," (11) petitioner's ADHD continued into
first grade when Ritalin was prescribed but
did nothing to improve petitioner's behavior, (12)
petitioner did not respond well to stimulants, (13)
petitioner's mother withdrew him from school over conflict
with his teacher, (14) in second grade,
petitioner was deemed at risk in math and writing, (15)
when petitioner saw a psychologist, his
mother noticed remarkable improvement, (16) in the
third grade, however, petitioner once more fell
below average academically, displayed poorjudgment,
impulsiveness, and disruptive behavior, (17)
an EEG obtained at that time showed a slow left
hemisphere consistent with petitioner's observed
poor emotional modulation, (18) in the fourth grade,
petitioner was labeled emotionally disturbed
by a psychologist and family dysfunction was
clearly present, (19) despite that diagnosis, no
followup psychiatric evaluation was performed, (20)
sending petitioner to live with his biological
father in Wyoming at that time had a devastating
effect on petitioner because Billy was not an
appropriate parental figure, (21) in fifth grade, petitioner
was sent to Triangle Pines from May to
July, which was another disaster because there
was no targeting of petitioner's behavior (i.e.,
petitioner was sent to that facility for displaying
impulsiveness and lack of inhibition and he was
discharged for exhibiting those same behaviors), (22) ADHD
children need a structured environment
but one in which they are allowed to move their
bodies, i.e., run, hop, jump, skip, et cetera, (23)
49
petitioner performed well in a structured behavior improvement
program in the Jefferson ISD, where
he was escorted from classroom to classroom, (24)
petitioner did terrible on the bus, however,
because it was an unstructured environment, (25) at the Waco
Center, petitioner's behavior was out
of control (Adderrall likely made him more aggressive and he
was punished for displaying that
aggression), (26) petitioner's conviction for indecency with a child
was, in her opinion, "a totally
bogus event," i.e., it consisted of a physical assault not a sexual
was diagnosed as needing much supervision yet he was
assault, (27) at the TYC, petitioner
placed in a dormitory setting, (28) petitioner
was chemically dependent and should have received
chemical dependency treatment while in
custody of the TYC, (29) petitioner did receive anger
management treatment
kicked out of anger management class for fighting another
the
while at TYC but was
student, (30) while at TYC, petitioner was
diagnosed with chronic adjustment problems, being
emotionally unstable, having a negative selfperception, and displaying general intolerance and hostility toward
others, (31) TYC staff finally "got
his meds straight" near the end of petitioner's stay at the
TYC, (32) yet, on discharge, petitioner's
documents were checked off indicating "no known medications
needed," (33) petitioner's initial
parole documents in March, 2001 indicated petitioner was
to stay on his medications but similar
documents issued in May, 2001 did not include this condition, (34)
petitioner's TYC
more than 200 disciplinary incidents but 148 of them were
records record
for relatively minor "disruptive acts," and
(35) while petitioner had 26 assaults listed in his
TYC records, some were relatively minor and
almost all occurred prior to September, 2000 when
petitioner's proper medication regimen was
established. 101 On cross-examination, she opined that (1) it was
inappropriate for her to review the
police reports regarding petitioner's capital offense, (2) she
had not heard the trial testimony of Dr.
'°' S.F. Trial, Volume 34, testimony of Daneen Milam, at
pp. 6-96.
50
Walker or Dr. Short but had read their reports, (3)
petitioner has
and severe behavioral problems, (4) while
mild brain damage, severe ADHD,
petitioner cannot be "fixed," he can be "controlled"
with
medication, and (5) only twelve "serious" or deadly
assaults occurred in Texas prisons in the past
ten years.102
Likewise, petitioner's trial counsel presented expert
testimony from a psychiatrist and
substance abuse adviser (Dr. Roy Mathew) who opined
(1) there is a considerable degree oftrial and
error involved in prescribing psychotropic
medications, (2) it can often take months to figure out
the
proper medications for a patient, (3) it is
inappropriate to diagnose a fourteen year old with AntiSocial personality Disorder, (4) petitioner's
primary condition is Attention Deficit Disorder
which
includes impulsiveness as a symptom, (5) petitioner also
has severe ADHD, which is an involuntary
brain disorder, (6) persons with ADHD have
physical differences in their brains from other
persons,
(7) stimulants are used to treat ADHD because
they stimulate the brain and eliminate the drive for
adrenalin which causes the hyperactivity, (8) the
symptoms of ADHD include the inability to focus,
quickness to show extreme emotions, lack of
impulse control, and hyperactivity, (9) there is
a
significant correlation between ADHD and drug abuse
at an early age, (10) amphetamine abuse is
particularly pernicious because it can produce
psychosis similar to that seen in paranoid
schizophrenia, (11) patients with paranoid schizophrenia
experience too much Dopamine (a neural
transmitter) in the mesolimbic tract, (12)
methamphetamine abuse causes an increase in Dopamine
in the same tract, (13) over time,
methamphetamine abuse causes a syndrome identical to
paranoid
schizophrenia, (14) while petitioner did not advise this
psychiatrist that he (petitioner) was high on
methamphetamine during either of the murders, based
upon petitioner's descriptions of his
'°21d.,atpp.97-11O, 114-15.
51
methamphetamine abuse in the days leading up to the murders
and petitioner's descriptions of his
symptoms, he believed (a) petitioner was intoxicated and
psychotic at the time of the first murder
(Douglas) and (b) while not intoxicated at the time ofthe
second murder (Petrey), petitioner was then
withdrawing from methamphetamine, (15) petitioner's ADD is
treatable with new medications, (16)
petitioner's other conditions, i.e., petitioner's addiction and
childhood trauma, can be treated with
cognitive therapy, (17) prison (which he likened to life
in a monastery) offers an opportunity for
reflection and cognitive therapy, and (18) petitioner's
ADD, family dysfunction, alcohol parents,
chaotic and abusive childhood environment, and
methamphetamine abuse all were factors in
petitioner's offenses. 103
On cross-examination, Dr. Mathew also testified
(1) petitioner is quite bright, a "stand out"
intellectually, (2) he had read the police reports from
petitioner's offenses but not the witnesses
statements, (3) criminal activity is high among those patients
with ADD, (4) he had not observed Dr.
Milam's testimony, (5) petitioner has a disease that is
"crippling," (6) petitioner's childhood is a
textbook example of ADD, (7) he does not believe
petitioner is bi-polar, (8) petitioner refused to
discuss either the Douglas murder or the Petrey
murder with him, other than to deny having
committed the Petrey murder, (9) petitioner did not claim
to be high during either murder, (10)
petitioner did explain to him how to manufacture
methamphetamine from pseudoephedrine or
ephedrine, (11) petitioner vividly described
symptoms of methamphetamine intoxication and
withdrawal, explaining that, for the ten days before
Douglas' murder, petitioner doubled his
103
S.F. Trial,
Volume
34, testimony of Dr.
Roy Mathew,
52
at pp.
159-208, 239-42.
methamphetamine use and slept and ate very little, (12) in a
structured environment with proper
medications, petitioner should do well, and (13) not all kids with
ADD turn into serial killers.'04
Petitioner's trial counsel presented testimony from a pair of
individuals who participated in
volunteer ministry work at the Midland County Jail,
both of whom described petitioner's
participation in worship and Bible study and testified they had
seen spiritual growth in petitioner. 105
Petitioner's trial counsel concluded their case-in-chief by
presenting testimony from four
female employees at the TYC facility where petitioner
had been housed (one teacher and three
corrections officers) who described petitioner as cooperative,
very bright, never violent toward them,
and someone whose hyperactivity seemed to improve
markedly toward the end of his stay at their
facility.'06
104
'°
58.
Id., at pp. 209-39.
S.F. Trial, Volume 34, testimony of Miguel B.
Medina, at pp. 242-49; testimony of Isadora Nya, at
pp. 250-
106
More specifically, petitioner's former English teacher
(1) described petitioner as "very bright," (2)
explained
her only problem with petitioner was keeping him
seated because he liked to roam around the room,
(3) described how
she gave petitioner chores to that kept him busy,
like sweeping and straightening books, (4)
described petitioner as never
violent in her presence, (5) testified petitioner improved
"miraculously" toward the end of his stay in the TYC and
became very focused, calmer, and happy, and (6) her
nickname for petitioner was "Tigger" because he was
always hyper
and bouncing around. S.F. Trial, Volume 35, testimony
of Rachel Polk, at pp. 24-29, 31. On cross-examination,
she
admitted she was unaware of petitioner's assaults on other
TYC staff persons. Id., at
pp. 29-31.
A night shift TYC corrections officer testified (1)
petitioner never gave her problems, (2) was easy to get
in the morning, (3) always volunteered to help her
up
clean the dorms, (4) she never saw petitioner
violent, (5) she did see
petitioner extremely upset with a case worker on one
occasion but petitioner was always willing to calm down
and listen
to her, (6) on one occasions, she witnessed petitioner
fighting with another youth and when she approached,
petitioner
pushed her to the side so she would not be hurt, (7)
petitioner later apologized for pushing her and denied
any desire to
harm her, (8) petitioner was very bright and earned
his GED while at TYC, (9) she never had any
problems with
petitioner, and (10) she was unaware of petitioner having
any problems with male TYC guards. S.F. Trial,
Volume 35,
testimony of Drucilla Hamilton Angel, at
pp. 7-13, 22-31. On cross-examination, she admitted she was unaware of
petitioner's assaults on other TYC staff persons. Id., at
pp. 14-22, 24.
Another female guard testified (1) initially, she had
problems with petitioner because he was hyper, (2)
petitioner read a lot and was very bright, (3) petitioner was
polite toward her, (4) she never felt threatened by
petitioner,
and (5) knowing about petitioner's offenses did not
change her belief in petitioner. S.F. Trial, Volume 35,
testimony of
Sherone Morris, at pp. 31-37.
A third TYC guard described petitioner as a busy
body who was never a problem for her, helped her
clean
restrooms, and whom she liked enough to call him "Her
boy." S.F. Trial, Volume 35, testimony of Homeria
McRea, at
53
3.
Prosecution's Rebuttal Evidence
The prosecution called a Senior Criminal
Investigator (A.P. Merillat) for the Special
Prosecution Unit in Huntsville who testified in pertinent
part (1) under the TDCJ's then-recently
adopted classification scheme, any new inmate with an
aggravated sentence in
excess of fifty years
would get at least a G-3 classification status for at least
ten years, (2) G-3 status would permit the
inmate access to the chow hall and commissary, i.e., they
would be in the general prison population,
but the inmate could be moved to administrative
segregation or high security housing if they engaged
in misconduct, (3) the previous year, there were
130 drug cases prosecuted throughout the
prison
system, (4) drugs enter the prison system through
guards, visitors, legal mail, and inmates who work
outside the exterior walls picking up packages and
bringing them into the unit, (5) psychotropic
medications are routinely administered in Texas prisons,
(6) while forced medication can be
administered in administrative segregation and high
security settings, medications are usually
administered to the general prison population through a
"pill line," in which medications are
dispensed and consumed voluntarily, (7) the Texas
Syndicate prison gang operates a black market
in prescription medication within TDCJ units, (8)
sometimes, new inmates are forced to fight to
establish their rank or authority within the prison
population, (9) inmates sometimes intentionally
violate the rules in an effort to secure placement in a
disciplinary cell for their own protection (this
is known as "catching out"), (10) the previous
year, almost two hundred weapons cases were
prosecuted throughout the prison system, (11) weapons cases
represent the most frequent offense for
which TDCJ inmates are prosecuted and homemade
weapons (ranging from simple shanks to sling
pp. 3 8-44.
54
shots and even a homemade explosive device) have
been constructed from a wide variety of
materials available to inmates, (12) Texas prisons are
very noisy, even at night due to inmates
shouting and banging on metal, (13) juries cannot dictate
the manner in which a TDCJ inmate will
be housed, (14) capital murderers sentenced to life
imprisonment will receive at least a G-3
classification status and their status can be moved to 0-4 or
G-5 if such inmates misbehave, (15) he
was uncertain whether a capital murderer sentenced to life
imprisonment could receive a G-4 or G-5
classification status at initial diagnostic evaluation, (16) there
were four murders in the TDCJ in
2001 and six in 2002, (17) G-3 inmates are not
permitted to work outside the fences as
0-3 inmates do not stay in dormitories, (19) inmates housed at
and forced to take medications, (20) inmates who fear
trustees, (18)
TDCJ hospital units can be restrained
they will be assaulted can request placement
in protective custody but that is not a pleasant place and
is similar to administrative segregation, (21)
inmates are not placed in administrative segregation
on a permanent basis unless the inmate's
misbehavior continuously warrants same - most inmates will
eventually leave administrative
segregation if they behave, (22) inmates have escaped from
administrative segregation, high security,
and even death row in the TDCJ, (23) TDCJ statistics
regarding escapes focus on incidents but he
believes it is more efficacious to count the number of
inmates who escape, as opposed to the
incidents of escape, because a single escape may involve
multiple inmates, and (24) between 1992
and 2002, approximately 140 TDCJ inmates
escaped.107
The prosecution re-called petitioner's mother, who
testified (1) she was unaware of any
abuse of petitioner in her house, (2) petitioner never
by his biological father while petitioner was in North
°' S.F. Trial, Volume
35,
complained to her about any abuse or neglect
Carolina except for an incident when petitioner
testimony of A.P. Merillat, at pp.
55
55-130.
lived in Camp County in which Billy assaulted petitioner,
(3) the photographs admitted into evidence
as Defense Exhibit no. 25 did not fully convey the
extent of the injuries petitioner suffered in that
assault by Billy Young, (4) Quentin Sexton once broke a
broom over petitioner's head and gave
petitioner a scar on his ear, (5) Quentin quit drinking in
November, 2000, and (6) petitioner did not
act aggressively toward her or Quentin.'°8
The prosecution called a Midland neurologist (Dr.
G. Herman Cirkovic) specializing in
pediatric neuropsychiatry who testified (1) a qEEG is
derived from a computer presenting data from
an EEG in numerical form, (2) he had worked with
both EEG's and qEEG's. (3) he was present for
Dr. Proler's testimony and "totally disagreed"
with Dr. Proler testimony that petitioner had an
abnormal qEEG, (4) vely few neurologists employ the
qEEG, (5) in his view, the spikes identified
by Dr. Proler were the products of the digital EEG
technology and did not indicate a brain
abnormality, (6) the slowing Dr. Proler noted was likely a
function of drowsiness, (7) he did not
observe any asymmetry between the left and right
hemispheres of petitioner's brain, (8) he believed
the other differences identified by Dr. Proler were
the result of increased facial or head muscle
activity not indications of brain activity, (9) most adult
neurologists tend to "over read" pediatric
EEG's, (10) there is a marked change in appearance of
brain waves based on the maturation of the
human brain, (11) the febrile convulsions petitioner suffered
between ages 18 and 24 months are not
uncommon in boys that age, were most likely related to
temperature, and were most likely benign
occurrences that did not cause any lasting after-effects, (12) he
conducted tests on petitioner's nonverbal memory in which petitioner scored better than
ninety-to-ninety-five percent of his patients,
(13) during his examination, petitioner displayed very
appropriate emotional content, (14) he found
108
S.F. Trial, Volume 35, testimony of Carla Sexton,
at pp. 130-4 1.
56
no neurological impairment and no neurological
abnormalities in petitioner, (15) in his opinion,
ADD is not a true diagnosis but merely a label to describe
certain types of
a label for a category of behaviors, (16) he believed the
symptoms or conduct, i.e.,
proper diagnosis for petitioner was "mania,"
a condition he described as involving a variety of
personality traits including tremendous
impulsiveness, aggression, and anti-social behaviors, (17) he
agreed with Dr. Milan that, while
petitioner could not be "fixed," medications such as the Ritalin,
Depakote, and Clonidine cocktail
petitioner received during his last months at the TYC
could help treat some of petitioner's
symptoms, (18) petitioner is extremely intelligent and has
displayed escalating negative behavior,
(19) in his opinion, petitioner will not respond well
to being housed in a loud, noisy, aggressive
environment such as the TDCJ, (20) petitioner suffers from two
components
and conduct disorder, and is extremely dangerous, and
(21) while petitioner's "mania" can be treated
pharmacologically, petitioner's conduct disorder cannot be treated
4.
of ADHD, i.e., mania
with medications. 109
Defense's Rebuttal Evidence
Petitioner's trial counsel recalled Dr. Mathew, who testified (1)
in his opinion, Dr. Cirkovic
was not qualified to make a psychiatric diagnosis of
petitioner, (2) the Diagnostic and Statistical
Manual - IV, which he helped develop, was recognized by
the World Health Organization and
International Classification of Diseases, and recognized ADHD as
a proper diagnosis, (3) while Dr.
Cirkovic was correct that ADHD is a syndrome
characterized by multiple symptoms, many
recognized diseases are defined by the presence of multiple
symptoms (despite the absence of a clear
understanding of the causes for those symptoms), (4) ADHD is
the proper diagnosis for petitioner
and is a treatable condition, (5) the proper treatment for
ADHD is the use of
109
S.F. Trial, Volume 35, testimony of G. Herman
Cirkovic, at pp. 141-201.
57
stimulants, (6) caution
is appropriate in treating petitioner with stimulants
because petitioner has a history of stimulant
abuse, (7) every human being is capable of change, (8) there are
new medications available that may
help change personalities, such as Lithium, Depakote,
and anti-psychotics, and (9) he sees no
evidence petitioner is a serial killer.110
Petitioner's trial counsel also called a child psychologist who
served on the faculty of the
Harvard Medical School who testified in pertinent part
(1) the three core features of ADHD are
inattention, poor impulse control, and hyperactivity, (2)
about sixty-five percent of children
diagnosed with ADHD later are diagnosed with oppositional
defiant disorder and about a third of
children diagnosed with ADHD are later diagnosed with
conduct disorder, (3) the most effective
treatment for ADHD is stimulants including Adderrall, Ritalin,
Dexedrine, and now Concerta, (4)
stimulants do not always work, however, (5) hyperactivity and
poor impulse control can be treated
with medications, (6) petitioner is the poster child for
ADHD, (7) petitioner appeared to have been
a stimulant non-responder who was treated with virtually
every stimulant known to mankind with
very limited effectiveness, (8) it should have been
possible to detennine whether petitioner was a
stimulant non-responder within six months, (9) Clonidine
is atypically used but can be prescribed
when stimulants fail to work, (10) Wellbutrin (an
antidepressant) can also be used for nonresponders, (11) in patients who are stimulant non-responders,
mood elevators such as Lithium,
Depakote, and Tegretol are used, (12) petitioner was
exceedingly hyperactive and exceedingly
impulsive and inattentive, (13) none of the pre-adolescent
treatments tried with petitioner
(14) a consequence-based treatment program in which
worked,
misbehavior is punished is a treatment option
for ADHD children, (15) some children are
consequence non-responders, however, (16) in such
"° S.F. Trial, Volume 35, testimony of Roy Mathew, at
pp. 202-15.
children a more cognitive-based program (designed to
teach cognitive skills and emphasizing
consideration of options) is recommended, (17) petitioner is very
bright, (18) petitioner was kicked
out of the Triangle Pines consequence-based program
after less than three months for engaging in
the same behavior that led to his placement there,
(19) petitioner made no progress during the
approximately 100 days he stayed at the Waco Center, where the
medications and consequencebased program did nothing for petitioner, (20) the
treatment petitioner received at TYC resulted in
a dramatic reduction in petitioner's hyperactivity, poor
impulse control,
and noncompliance, (21)
petitioner's ADHD and his conduct disorder are both highly
treatable with the same medications
petitioner received at the TYC, (22) ADHD children are
manipulative but good manipulation
requires planning and most ADHD kids lack foresight, and
(23) petitioner did not respond well to
consequence-based programs and he cannot give a prognosis for
petitioner within the TDCJ."1
5.
Prosecution's Sur-Rebuttal
The prosecution called Samuel Petrey's widow to
testified regarding the negative impact on
herself and her family of their loss of her husband and to
request imposition of the death penalty."2
6.
The Jury's Deliberations and Punishment Phase
Verdict
On April 10, 2003, after both parties rested and
closed, the jury heard the trial court's
punishment phasejury instructions, listened to counsel for both
and retired to begin its deliberations around 12:15
p.m.113
" S.F. Trial, Volume 36, testimony of Ross Greene,
fl2
at pp. 5-63.
S.F. Trial, Volume 36, testimony of Lana Petrey, at
pp. 66-70.
" S.F. Trial, Volume
36, at pp. 70-71, 87-134.
59
parties make their closing arguments,
Later that afternoon, the jury sent out a note
requesting clarification on the second capital
sentencing special issue.114 The trial judge crafted a written
response to thejury's question and, over
objections by petitioner's trial counsel, informed the jury as
follows:
"Members ofthe jury. Paragraph 1 of the indictment
charged capital murder by the
death of two individuals pursuant to the same
scheme or course of conduct.
Paragraph 2 of the indictment charged capital murder by
the death of an individual
during the course of kidnaping and robbery. If your
consideration of Issue Number
2 on punishment is as to Paragraph 1 of the
indictment, the death of two individuals
is required to be found by the jury. If your
consideration is as to the second
paragraph of the indictment, the death of an
individual, Samuel Petrey, is
required."5
The jury's deliberations continued until
approximately seven p.m., when the jury was sequestered
at a nearby hotel for the evening."6
The following day, April 11,2003, thejury continued
its deliberations and, around nine thirty
a.m., sent out a second note inquiring about
documentary evidence in the record regarding
petitioner's medications while an inmate at the Midland
County Jail.'17 With no objection from
either party, the trial court sent back an instruction
reading "Members of the jury, the documents
before you are the only documentary exhibits in
evidence."118
At approximately 2:21 p.m., the trial court held a
brief hearing in which
trial counsel testified he had observed (1) the Midland
County Sheriff
one of petitioner's
accompanying several other
specifically, the jury's note read "Regarding Issue Number
2 cause of death of deceased individuals.
Question: Do you have to believe both or at least one?" S.F.
Trial, Volume 36, at p. 135.
" S.F. Trial,
Volume 36, at pp. 135-38.
116
S.F. Trial, Volume 36, at
pp. 134-39.
"7Specifically, the jury's second note read "We find no record
of his current medication for ADHD during his
stay in Midland County. Is this in the record or are
we just not fmding it." S.F. Trial, Volume 37, at
p. 5.
S.F. Trial, Volume 37, atp. 5.
"
law enforcement personnel as they escorted
jurors to a restaurant a short distance from the
courthouse during the jury's lunch break that date and (2) the
Sheriff appeared to be conversing with
one or more jurors.119 The Midland County Sheriff
testified (1) he accompanied
the jury, along with
five other law enforcement officers, to a nearby
restaurant as additional security at lunch and (2)
while he did converse with jurors, those
conversations were unrelated to the trial.'20 The Bailiff
responsible for the jury testified (1) the jury foreman said
he would like to talk with the Sheriff once
the trial was over but (2) he heard no conversation
regarding the case between the jurors and the
officers who accompanied them to lunch.121
At approximately 3:24 p.m., the jury returned its
verdict, finding (1) beyond a reasonable
doubt there was a probability the defendant would
commit criminal acts of violence that would
constitute a continuing threat to society, (2) beyond a
reasonable doubt the defendant, himself,
actually caused the death of the deceased individuals or
did not himself actually cause the death of
the deceased individuals but intended to kill the
deceased individuals or anticipated that human life
would be taken, and (3) taking into consideration
all of the evidence, including the
circumstances
of the offense, the circumstances of the defendant, and
the defendant's character, background, and
personal moral culpability, there was insufficient
mitigating circumstance or were insufficient
mitigating circumstances to warrant a sentence if life
imprisonment, rather than a death sentence,
be imposed.'22
'
S.F. Trial, Volume 37, testimony
of Rodion Cantacuzene, at pp. 6-13.
120
S.F. Trial, Volume 37, testimony of Gary
Painter, at pp. 14-20.
121
S.F. Trial, Volume 36. Testimony of Ronnie
Bearden, at pp. 20-25.
122
S.F. Trial, Volume 37, at pp. 27-28; Trial
Transcript, Volume 5
61
of 5, at pp. 860-63.
E.
Motion for New Trial
On May 9, 2003, petitioner filed a motion for new
trial in which he argued (1) the Midland
County Sheriff improperly fraternized with members of
the jury during deliberations in violation of
state statute, (2) the evidence introduced at the
guilt-innocence phase of trial was legally and
factually insufficient to support the jury's guilty
verdicts, (3) there was legally and factually
insufficient evidence to support the jury's answers to the
capital sentencing special issues at the
punishment phase of trial, and (4) petitioner's trial counsel
rendered ineffective assistance by (a)
having defense counsel Paul Williams cross-examine
prosecution witness David Page, rather than
co-counsel Cantacuzene, (b) failing to call witnesses who
could testify Page admitted he shot Petrey,
(c) failing to obtain and introduce records
showing Page had a bad record in jail, (d) failing to call
Daniel Gilbert and Amanda Williams to testify
regarding statements made to them by Page, (e)
failing to impeach prosecution witnesses who had
prior convictions or gang affiliations, (f) failing
to request a change of venue, (g) failing to
subpoena Billy Young and Quentin Sexton and call
them
to testify regarding their abuse of petitioner, (h)
failing to introduce evidence showing petitioner had
been denied psychotropic medication while in the
Midland County Jail, (i) failing to object (as an
improper comment on petitioner's failure to testify) to
the prosecution's closing argument at the
punishment phase oftrial claiming petitioner had never
shown remorse for his crimes, and (j) failing
to strike venire member Haydee Guerrero.123
The trial court held an evidentiary hearing on
petitioner's motion for new trial on June 19-20,
2003, and heard testimony establishing (1) the
Midland County Attorney's office received a
telephone threat from an unidentified female voice on
April 7, 2003 stating "Young was going out
123
Trial Transcript,
Volume
5 of 5, at
pp. 901-09.
62
with a bang,"124 (2) a subsequent investigation
revealed the telephone threat was placed from a
telephone located about six blocks from the Midland
County
Sheriff Gary Painter and courthouse security officers
courthouse,125
public
(3) Midland County
were informed of the telephone call and took
actions to increase security inside the courtroom
where petitioner's case was being tried,'26 (4)
Sheriff Painter was unavailable to accompany thejury
when it left the courthouse for lunch on April
10 but accompanied the jury when it left the
courthouse for lunch on April 11,127 (5) Sheriff
Painter
accompanied the jury because he was concerned about
security in light of the telephone threat, the
jury's potential exposure while away from the
courthouse, and the high visibility of the petitioner's
trial,'28 (6) as the jury was
leaving the courthouse to walk to a nearby
restaurant on April 11, jury
foreman James Bobo approached Sheriff Painter and
stated that he wished to talk with the Sheriff
after the trial was "completely over,"29 (7)
Sheriff Painter replied he would be happy to talk
with
124S.F. Trial, Volume 38, testimony of
Cheryl Becker, at pp. 11-23. The
administrative assistant who received
the telephone threat testified she immediately
informed courthouse security officers, her supervisor,
and an investigator
for the County District Attorney's office. Id.,
at pp. 17-21.
125
S.F. Trial, Volume 38, testimony of Benny
Matlock, at pp. 28-32. Lieutenant Matlock, who
Supervisor of Courthouse Security, also testified (1)
served as
he informed the Sheriff, his chain of
command, as well as the
Criminal Investigation Division about the threat, (2)
thereafter Deputy Glenn Wells and Ronnie Bearden
23 8th District Court) furnished additional
(Bailiff of the
security, (3) once thejury was sequestered on April
10, the Sheriffpersonally
assisted in escorting the jury to the hotel near the
courthouse where the jury spent the lone night they
were sequestered,
(4) Matlock and the Sheriff are always present
for the return of the verdict in high profile
trials, and (5) Matlock and the
Sheriff were both invited to go with the jury to
lunch on April 11 but, when he learned the
Sheriff was going, Matlock
went to lunch with his wife instead. Id., at
pp. 23-70.
'26SF Trial, Volume 38, testimony of Cheryl Becker,
at pp. 17-21; testimony of Benny Matlock,
at pp. 28-32;
testimony of Ronnie Bearden, at
pp. 79-87, 100-02; testimony of Gary Painter, at
pp. 125, 128-33, 144-47.
Sheriff Painter testified he assigned an additional
deputy, Glenn Wells, to the courtroom and
courthouse security chief Matlock and courtroom bailiff
instructed
Bearden to make sure additional security personnel
were in the
courtroom. Id, testimony of Gary Painter, at
pp. 130-32, 147.
127
128
S.F. Trial, Volume 38, testimony of Gary
Painter, at pp. 137-40, 146-47, 160, 168-69,
Id, at pp.
128-33, 136-40, 147-51, 156-59, 168-69.
5291d.,atpp. 134-35, 171-74.
63
Mr. Bobo,'3° (8) the Sheriff spoke with the male
members of the jury during lunch about their service
records but nothing was said by anyone regarding the
trial,'31
(9) after the trial concluded and the jury
was excused, Mr. Bobo informed Sheriff Painter the
jury wanted the Sheriff to examine the trial
testimony of Sheriff's Deputy Paul Hallmark,132 (10)
petitioner's lead trial counsel (Paul Williams)
made the decision that he would cross-examine
prosecution witness David Page,'33 (13) most of the
witnesses identified by petitioner as potential sources
of testimony that Page admitted shooting
Petrey would also have testified Page admitted to
shooting Petrey once after petitioner had already
done so,134 (14) petitioner's trial counsel did call
one witness (Christopher McElwee) who testified
130
S.F. Trial, Volume 38, testimony of Ronnie
Bearden, at pp. 88-89.
'' S.F. Trial, Volume 38, testimony of Gary Painter, at pp. 137-40, 145-46, 153-54.
'321d.,atpp. 135, 153-54, 171-74.
Sheriff Painter also testified (1) he routinely attends
trials to supplement the regular bailiff m
charged cases, especially during closing arguments and
emotionally
when the verdict is returned, (2) he began
attending petitioner's
trial during closing arguments at the
guilt-innocence phase of trial and continued attending
thereafter, (3) no one from
his office testified during the punishment phase of
petitioner's trial, (4) his presence in the courtroom and on
the jury's
trip to the restaurant April 11 was to supplement
security, and (5) he did not discuss his presence in
the courtroom or
on the trip to the restaurant with the trial judge or
bailiff because he believed they understood the reason
for his presence
(at six feet five inches and approximately two hundred
fifty pounds) was for security. Id., at
128-29, 147-51, 156-59,
pp.
168-69.
S.F. Trial, Volume 38, testimony of Ian Cantacuzene,
at p. 198; Volume 39, testimony of Paul
Williams, at
pp. 13-14, 26-27, 30-3 1.
While attorney Cantacuzene testified that attorney
Williams was unable to "get under the skin" ofPage
on crossexamination, petitioner identified no areas of potential
questions attorney Williams failed to explore on
crossexamination with Page that petitioner claimed would
have produced any identified exculpatory or
mitigating evidence.
'34S.F. Trial, Volume 38, testimony of Jan
Cantacuzene, at pp. 256-82; Volume 39, testimony ofPaul
at pp. 57-60, 62.
Williams,
More specifically, attorney Cantacuzene testified
without contradiction at the hearing on petitioner's
for new trial (1) the defense team was concerned
motion
about putting TDCJ inmate Christopher McElwee
on the stand because
he was scary looking but did so anyway
because he was the only witness they found who
indicated Page alone had shot
Petrey, (2) the defense team was concerned about
Richard Corser because of his membership in gangs,
Corser's many
prior convictions, Corser did not appear credible to
them, and Corser would have testified both petitioner
and Page shot
Petrey, (3) they had trouble getting Johnny Ray
Robinson to do more than speculate about what Page
meant by various
veiled comments, (4) Page apparently never told
Robinson that Page shot Petrey and Robinson had
several recent
convictions, (5) when defense investigator Marugg
interviewed Robinson, he appeared evasive and
unclear on exactly
what Page had told him, (6) Tedrick Earl Jenkins
told them petitioner shot Petrey first and then Page
did so, (7) Jenkins
would have implicated petitioner in Petrey's murder,
(8) Ramsey Mitchell would have testified Page said
he shot Petrey
64
Page obliquely suggested he had shot Petrey,'35
(15) given the length and breadth of Page's
cross-
examination and the defense team's desire to focus on
Page's inconsistent prior statements, little
additional value would have resulted from attempting to
impeach Page based upon his allegedly poor
disciplinary record in jail when Page's alleged
misconduct had not resulted in a criminal
conviction,'36 (16)
petitioner's trial counsels' investigator was unable to
locate either Daniel Gilbert
or Amanda Williams,'37 (17) the prior convictions
petitioner urged should be used to impeach some
prosecution witnesses were too old to be available for that
purpose,'38
(18) petitioner's trial counsel
had strategic reasons for wishing to get some of
those same prosecution witness off the stand as
quickly as possible,139 (19) petitioner's trial
counsel had strategic reasons for choosing to try
once but only because petitioner had forced him to
do so and that Page believed he had talked
petitioner out of shooting
Petrey but petitioner later shot Petrey and then put the
gun on Page, (9) petitioner never told Cantacuzene
about Mitchell
Edward McClure until after the guilt-innocence phase of
trial, (10) Cantacuzene had never heard of
Raynaldo Ray Villa,
and (11) the defense's strategy was to attempt to
show that petitioner had not shot Petrey but most
of the potential fact
witnesses identified by petitioner would have testified
that Page told them petitioner did shoot Petrey at
least once. S.F.
Trial, Volume 38, testimony of Ian Cantacuzene, at
pp. 256-82. Attorney Paul Williams corroborated Cantacuzene's
testimony regarding the information the defense team
learned during interviews with the witnesses
identified by
petitioner. S.F. Trial, Volume 39, testimony of Paul
Williams, at pp. 54, 57-60, 62.
135
S.F. Trial, Volume 38, testimony of Ian
Cantacuzene, at pp. 256-59; Volume 39, testimony ofPaul
at pp. 57-59.
Williams,
McElwee's trial testimony appears at S.F. Trial, Volume 27,
testimony of Christopher McElwee, at pp.271-83.
' Attorney Cantacuzene testified that Page
did not have a prior criminal record that subjected
him to crossexamination. S.F. trial, Volume 38, testimony of Ian
Cantacuzene, at pp. 195-96. Attorney Williams testified
(1) an
incident in which Page allegedly struck a jail guard
with a cup could not be used to impeach Page
under Texas
evidentiary rules because it had not resulted in a criminal
conviction, (2) Page's multiple written statements to
law
enforcement officers contained many inconsistencies and
internal contradictions which offered a more
legitimate basis
for cross-examination, and (3) he focused on those
matters during his extensive cross-examination of
Page. S.F. Trial,
Volume 39, testimony of Paul Williams, at
pp. 25-3 1, 55.
537S.F. Trial, Volume 38, testimony of Ian
Cantacuzene, at
at pp. 53-54.
pp. 249-50; Volume 39, testimony ofPaul Williams,
S.F. Trial, Volume 38, testimony of Ian
Cantacuzene, at pp. 239-48.
'391d
65
petitioner's case in Midland County and not filing a motion
for change of venue,140 (20) petitioner's
trial counsel determined that neither Billy
Young nor Quentin Sexton would offer any
helpful
testimony if called to testif' at the punishment phase
of petitioner's capital murder trial,'41 (21)
introducing evidence showing petitioner had been
stay at the Midland County Jail would have
denied any psychotropic medications during his
undermined the defense's strategy of showing
was the poster child for ADHD and unable to
function sans such
trial counsel considered it error for him not to
object to the
medications,142
petitioner
(22) petitioner's
prosecution's closing punishment phase
argument regarding the lack of evidence of remorse in
the trial
record,'43
and (23) petitioner's trial
counsel had strategic reasons for not using one of
their peremptory strikes
against venire member
'40Attorney Cantacuzene testified (1) the amount of
pretrial publicity in Midland concerning
was similar to the level of pretrial publicity in
petitioner's case
two previous capital murder cases in which he
had been involved, both
of which included denials of motions for change of
venue, (2) he personally liked Midland
County juries because,
historically, Midland County had sent very few criminal
defendants to death row, (3) the resources ofpetitioner's
team were based in Midland County, and (4) he
defense
believed it was advantageous to try petitioner in a
location where the
defense team was familiar with the community from
of Ian Cantacuzene, at pp. 203, 229-30. Attorney which the jury would be drawn. S.F. Trial, Volume 38, testimony
Williams testified (1) there was remarkably little
pretrial publicity
about petitioner's case and (2) because Midland
County had a history of not executing criminal
it would be a favorable venue for petitioner's
defendants, he believed
capital murder trial. S.F. Trial, Volume 39,
testimony of Paul Williams,
at pp. 45-46.
141
Attorney Cantacuzene testified without contradiction
at the hearing on petitioner's motion for
new trial (1)
confronting Billy Young at trial might have been
cathartic for petitioner but it would have proved
harmful because, based
on pretrial interviews, Billy Young would
have denied he abused petitioner, (2) Quentin
Sexton would have testified he
was a great step-father, which also would not
have been helpful to the defense, and (3) he
believed it was a better trial
strategy to call witnesses who would testify Billy
Young and Quentin Sexton had abused petitioner.
S.F. Trial, Volume
38, testimony of Ian Cantacuzene, at
pp. 206-09, 231-35. Attorney Williams testified after
interviewing both Billy
Young and Quentin Sexton, the defense team
believed both of them would give testimony
harmful to the defense, i.e.,
testimony that would have contradicted other
defense witnesses concerning the fact both these
men were abusive
alcoholics. S.F. Trial, Volume 39, testimony of Paul
Williams, at pp. 42-45.
'42S.F. Trial, Volume 38, testimony of Ian
Cantacuzene, at pp.212-13; Volume 39, testimony ofPaul
at pp. 32-34, 62-64.
Williams,
143
S.F. Trial, Volume 39, testimony of Paul
Williams, at p. 38.
Haydee Guerrero (specifically they needed to
maintain their strikes to eliminate other, far
less
desirable, potential jurors).144
The state trial court denied petitioner's motion
for
new trial, finding among other things (1)
the telephone threat justified enhanced security
on April 7, 2003 and thereafter, (2) the
Sheriff's
conduct vis-a-vis the jury did not constitute an undue
influence on the jury and did not subvert
petitioner's rights, (3) petitioner acquiesced in the
decision by his trial counsel not to strike venire
member Guerrero, (4) there was no evidence
suggesting the outcome of either phase of petitioner's
trial would have been different had other fact
witnesses been called to testify, (5) the decision not
to move for a change of venue was reasonably
based upon petitioner's trial counsels'
knowledge of
the facts and their experience, (6) the decision to
have attorney Williams cross-examine Page was
a tactical decision, and (7) nothing petitioner's
trial counsel did or failed to do would have
made any
difference in the outcome of either phase of petitioner's
trial.145
F.
Direct Apieal
Petitioner appealed his conviction and sentence,
appeal.'46
asserting thirty-four points of error on direct
In an unpublished opinion issued September
28, 2005, the Texas Court of Criminal
144
Attorney Cantacuzene testified (1) venire member
Haydee Guerrero had trouble with English during
dire but when a challenge for cause was made
voir
against her, the trial court denied same, (2) the
decision not to strike her
was based upon her views on the death penalty and
the views of those venire members who
followed her, (3) the defense
team would have struck her if petitioner had
insisted, but (4) eventually petitioner acquiesced
in the defense team's
decision not to strike her. S.F. Trial, Volume 38,
testimony of Ian Cantacuzene, at
pp. 190-95, 237-38. Attorney
Williams testified defense counsel chose not to strike
Haydee Guerrero because (1) the five or six
venire members who
followed her "we thought were just awful for the
defense" and (2) the defense team did not want
to exhaust their
peremptory challenges before they reached the
"murderer's row" of venire members. S.F. Trial, Volume
of Paul Williams, at p. 41.
39, testimony
145
S.F. Trial, Volume 39, at
pp. 100-04.
146
points of error on direct appeal, petitioner's
appellate brief argued (1) the trial court's
supplemental jury
instruction at the punishment phase of trial regarding
special issue no. 2 (a) improperly coerced the
jury, (b) allowed an
affirmative answer without requiring jury unanimity,
(c) constituted an impermissible comment on
the weight of the
67
Appeals affirmed petitioner's conviction and sentence.
Young
v.
State, AP-74,643, 2005 WL
2374669 (Tex. Crim. App. 2005), The United States Supreme
Court denied petitioner's
petition for
writ of certiorari on April 3, 2006. Young v. Texas, 547
U.S. 1056, 126 S.Ct. 1652, 164 L.Ed.2d 398
(2006).
0.
First (and Second) State Habeas Corpus Proceedings
On April 22, 2005, petitioner filed his first state habeas
corpus application, asserting fourteen
claims for relief consisting of arguments that (1) the
state trial court's assessment of court costs
against petitioner violated various constitutional
provisions, (2) the Texas Court of Criminal
Appeals' refusal to engage in an evidentiary sufficiency review
of thejury' s answer to the mitigation
special issue violated due process and Eighth
Amendment principles, (3) because substantial
evidence exists that petitioner did not personally cause
Petrey' s death or anticipate that Petrey' s life
evidence, and (d) precluded the jury from considering
mitigating evidence, (2) the jury improperly fraternized
with the
Sheriff during deliberations, (3) the Texas statutory scheme
authorizing prosecutorial discretion in determining which
murders to charge as capital murders violates due process
which to give effect to petitioner's mitigating evidence, considerations, (4) petitioner's jury had no vehicle through
such as his evidence he suffers from ADHD, (5) the
trial court
erred in denying petitioner's motion to quash the
indictment based upon the failure of the indictment to
allege facts
supporting answers favorable to the prosecution on the Texas
capital sentencing special issues, (6) the third special
issue
did not comport with the Supreme Court's holding in
Apprendi, (7) there was legally and factually
insufficient evidence
showing a capital murder committed through multiple
murders
of conduct, (8) there was legally and factually insufficient committed during the course ofthe same scheme or course
evidence showing capital murder in the course of a
robbery,
(9) there was legally and factually insufficient evidence
to support the jury's affirmative answer to the
second Special
Issue regarding the petitioner's personal commission of
the murders or his knowledge that a human life
would be taken,
(10) there was legally and factually insufficient
evidence to support the jury's negative answer to the
fmal capital
sentencing Special Issue, i.e., the mitigation special issue,
(11) the trial court erred when it denied
petitioner's request
to include a defmition of "reasonable doubt" in the
punishment phase jury charge, (12) the trial court erred in
failing to
defme various terms employed in the capital sentencing
special issues, including "probability," "continuing
threat to
society," "criminal acts of violence," (13) the trial court
erred in denying petitioner's request for a definition
of
"probability" as "more likely than not," (14) the trial court erred
in failing to instruct the jury regarding the
burden of
proof on the final special issue, i.e., the mitigation
special issue, (15) the Texas capital sentencing
statute
unconstitutionally prohibits the trial court and parties from
informing the jury regarding the effect of a single holdout
juror at the punishment phase of trial, (16) the final
capital sentencing special issue impermissibly places
the burden of
proofon the defense, (17) the Texas twelve/ten rule
violates the Eighth and Fourteenth Amendments, (18) the
trial court
erred when it excluded petitioner's profferedtestimony
that Page flunked a polygraph examination, (19) the
Texas capital
sentencing statute is unconstitutional insofar as it permits
application ofthe death penalty to persons younger than
twentyone years of age, and (20) the Texas Code of criminal
procedure permits challenges for cause which violate the
First
Amendment. Attorney J.K. Rusty Wall filed petitioner's
appellate brief.
would be taken, petitioner's execution would violate the
Eighth Amendment, (4) petitioner's
execution is prohibited under the Eighth Amendment by virtue
of petitioner's age and lack of
maturity, (5) petitioner's trial counsel rendered ineffective
assistance by (a) failing to
present evidence showing petitioner had been sexually abused as
exclusion of hearsay information contained within petitioner's
discover and
a child and (b) failing to seek the
TYC records admitted into evidence
as State Exhibit no. 147, (6) in light of new evidence
showing petitioner was sexually abused as a
child, petitioner's conviction and sentence violate due
process principles, and (7) the prosecution
engaged in misconduct and interfered with the ability of
petitioner's trial counsel to render
effective
assistance when it (a) interfered with the defense's ability to
interview witnesses (by intimidating
and threatening fact witnesses to discourage them from
communicating with the defense team) and
(b) challenged the legal ability of petitioner's mitigation
expert to perform investigatory services.'47
On January 17, 2006, petitioner's new state habeas counsel
filed a pleading styled
"Additional Ground and Memorandum Showing Entitlement to Re
of Counsel," wherein petitioner set forth a fifteenth claim, to wit,
liefDue to Ineffective Assistance
an argument that his trial counsel
rendered ineffective assistance by failing to object to the trial
court's supplemental jury instruction
regarding the second capital sentencing Special Issue on the
grounds that (1) it was a comment on
the weight of the evidence, (2) it permitted the jury to
answer the second Special Issue
147
affirmatively
Transcript of pleadings, motions, and other documents filed in
petitioner's initial state habeas corpus
proceeding (henceforth "First State Habeas Transcript"), Volume 1,
at pp. 1-162. The First State Habeas Transcript
from petitioner's initial state habeas corpus proceeding
consists of seven volumes with pages numbered sequentially
I
through 1143. Petitioner's first state habeas corpus application
was filed by attorney Gary Taylor, who was appointed
to represent petitioner on April 16, 2003. First State
Habeas Transcript, Volume 3, at
pp. 346-47. On July 11, 2005,
attorney Taylor filed a motion to withdraw as counsel of record
for petitioner, citing a job offer he had received in
Nevada. First State Habeas Transcript, Volume 3, at
pp. 359-64. In an Order issued August 8, 2005, the trial court
granted attorney Taylor's motion to withdraw and appointed
attorney On White as petitioner's new counsel of record.
First State Habeas Transcript, Volume 3, at 365.
p.
without requiring jury unanimity, and (3) the supplemental instruction prevented the jury from
considering circumstances of the offense favorable to petitioner as mitigating
evidence.'48
On March 1-2,2006, the state trial court held two days of evidentiary hearing in petitioner's
first state habeas corpus
proceeding.149
On March 9, 2006, after the state trial court had held two full days of evidentiary hearings
in petitioner's first state habeas corpus proceeding, petitioner's new state habeas counsel filed a
document styled "Summary of Applicant's Pro Se Complaints," in which he summarized a variety
of pro se documents submitted by petitioner to the state trial court in which petitioner urged a variety
of additional claims for state habeas corpus relief, as well as assorted requests for additional testing
of various items of physical evidence.'50
t48
First State Habeas Transcript, Volume 5, at pp. 674-710.
149
The verbatim transcription of the proceedings held March 1 and March 2, 2006 in petitioner's first state
habeas corpus proceeding are found in a Volume marked "Second Supplemental Reporter's Record," in Volume 2 of
7 and Volume 3 of 7, respectively. For ease of reference, this Court will henceforth refer to the verbatim transcription
of the proceedings from petitioner's evidentiary hearing in his first state habeas corpus proceeding as "S.F. First State
Habeas Hearing,"
150
First State Habeas Transcript, Volume 5, at pp. 759-63.
More specifically, the document in question asserted pro se claims that (1) petitioner's trial counsel rendered
ineffective assistance by (a) failing to admit "additional reports that pertained to the ballistic reports and autopsy reports
which challenged the state's theory" [nothing in the document in question identified the reports in question with any
reasonable degree of specificity], (b) failing "to have tests conducted on the car of victim Doyle Douglas which would
have provided exculpatory evidence" [nothing in the document purported toidentify the tests petitioner claimed to be
necessary or what exculpatory evidence would have been produced by such tests], (c) failing to object to the admission
of petitioner's Countyjail records because unidentified false information was included therein [nothing in the document
identified any allegedly false information allegedly contained in the records in question which were themselves never
specifically identified], (d) failing to investigate and present evidence showing that prosecution witness Page conspired
with other prosecution witness through a "mutual friend" [nothing in the document identified the "mutual friend" nor
offered any specific facts showing any alleged conspiracy ever took place], (e) failing to request a mistrial when it was
determined a relative of Petrey had been selected to serve as an alternate juror, (0 failing to question Deborah Sanders
about a conversation she had with Carla Sexton regarding a conversation Sexton allegedly heard between Mark Ray and
Patrick Brook in which Ray allegedly admitted he had shot Douglas, (g) failing to exercise a peremptory strike against
venire member Haydee Guerrero, (h) failing to use a report written by prosecution witness Jacqueline Timmons to
impeach Timmons, (i) failing to object to the prosecution's closing arguments at the punishmentphase oftrial suggesting
petitioner had confessed to "the murder to a defense witness" and never expressed remorse, and (j) failing to introduce
evidence during the guilt-innocence phase of trial showing petitioner suffered from ADHD which precluded petitioner
from anticipating another defendant's actions, (2) the prosecution engaged in misconduct consisting of (a) failing to
70
On March 9 and March 10, 2006 the state trial court continued to receive testimony and other
evidence in petitioner's first state habeas corpus proceeding, by the conclusion of which hearing it
had heard testimony from (1) petitioner's state appellate counsel (attorney J.K. Rusty Wall),'5' (2)
petitioner's mother (Carla
Sexton),'52
(3) petitioner's mitigation expert (Gerald Byington),'53 (4)
tender a written report by Jacqueline Timmons to defense counsel which would have impeached Timmons' trial
testimony, (b) arguing at the punishment phase of trial that petitioner had confessed to "the murder to a defense witness,"
(c) having District Attorney Rick Berry and prosecution witness Mark Ray give victim impact testimony, and (d)
arguing
at the punishment phase of trial that petitioner had not expressed remorse, (3) petitioner's trial counsel
rendered
ineffective assistance by failing to "introduce David Page as a defendant in the guilt innocence jury instructions
pertaining to the murder of Doyle Douglas, (4) the trial court erred in failing to "introduce David Page as adefendant
in the guilt innocence jury instructions pertaining to the murder of Doyle Douglas, (5) certain unidentified items had
not
been located or tested in an unspecified manner, (6) petitioner had received a letter from an unidentified prison inmate
indicating that an unidentified co-defendant had confessedto one ofthe murders, (7) a District Attorney investigator told
David Page to lie about whether Page had shot Petrey, (8) the ballistic report prepared by prosecution witness Tim
Counce contains unidentified exculpatory evidence, and (9) the prosecution did not turn over the defense counsel a letter
sent to petitioner by another, unidentified, Midland County Jail inmate suggesting a co-defendant had bragged about
committing one of the murders.
Wall testified in pertinent part (1) petitioner's trial counsel made an extensive, very comprehensive,
objection to the trial court's supplemental jury instruction regarding the second Special Issue and attempted to federalize
that objection, (2) petitioner's punishment phase jury charge was complicated by the application of the Texas law of
parties and the existence of multiple victims, (3) petitioner's trial counsel appeared to have conducted a thorough
investigation of the case against petitioner and petitioner's background in preparation for trial, (4) petitioner never
informed him that petitioner had everbeen sexually molested, (5) he (attorney Wall) assisted petitioner's trial counsel
at trial with regard to the jury charge, and (6) the trial court appointed numerous experts who assisted the defense team
before and during trial. S.F. First State Habeas Hearing, Volume 2 of 7, testimony of J.K. Rusty Wall, at
pp. 11-48.
152
Petitioner's mothertestified in pertinentpart (1) the firsttime she ever heard thatpetitioner had been sexually
molested was after petitioner had been sent to death row, (2) she had never seen any indication petitioner was sexually
molested, (3) petitioner's father was abusive toward her and his children and beat petitioner, (4) on one occasion,
petitioner's father beat petitioner so badly petitioner was left with bruises on his neck and upper torso, (5) petitioner's
father only paid child support when forced to do so, (6) petitioner's defense team asked her about physical abuse of
petitioner and she discussed the case thoroughly with petitioner's trial counsel and mitigation specialist Gerald Byington,
(7) she informed them both petitioner's biological father Billy Young and petitioner's step-father Quentin Sexton
had
physically abused petitioner, (8) Billy Young did not abuse drugs or alcohol during their brief marriage but did so later,
(9) she had not heard anything prior to petitioner's trial about Billy Young sexually abusing petitioner and first heard
about same after petitioner went to death row, (10) during the months that petitioner stayed with hisbiological father
in North Carolina, she received a telephone call from law enforcement authorities inquiring about petitioner's
relationship
with an adult male other than Billy Young, (11) no one at Triangle Pines of the Waco Center who evaluated petitioner
ever informed her the petitioner had been sexually abused by anyone, and (12) she had only recently heard allegations
that Dano Younghad been sexuallymolested. S.F. First State Habeas Hearing, Volume 2 of 7, testimony of Carla Sexton,
at pp. 49-77.
The Licensed Clinical Social Worker who served as petitioner's defense team's mitigation specialist testified
in pertinent part (1) beginning in early 2002, he gathered information from a wide variety of sources to create
a
biopsychosocial history of petitioner, (2) funding for his investigation ran out in May, 2002 and a request for additional
7L
petitioner's defense team's legal assistant (Nancy Pietto),'54 (5) one of petitioner's testifying mental
health experts (Dr. Daneen Milam),155 (6) petitioner's former girlfriend (Amber Harrison),'56 (7) both
of petitioner's trial counsel (attorneys Rodion Cantacuzene, Jr. and Paul Williams),'57 (8) two of the
funding in June, 2002 was denied but later granted, (3) despite that he continued doing interviews and
collecting
documentary evidence, (4) he did no interviews after September, 2002 due to a lack of funding, (5) petitioner had a very
dysfunctional family, including verbal, emotional, and physical abuse, (6) many members of petitioner's family had
psychological problems, (7)petitioner denied any history ofsexual abuse when he interviewed petitioner in the Spring
of2002, (8) he interviewed petitioner's biological parents but did not interview petitioner's step-father or siblings, (9)
the first time he had heard any information from petitioner suggesting petitioner had been sexually abused was during
an interview in March, 2006, (10) based on this new information, he believes there is a likelihood petitioner was
abused
by at least two individuals while living in North Carolina, (11) petitioner's biological mother and father both denied
petitioner had been sexually abused, (12) nothing in petitioner's school records suggested petitioner had been sexually
abused, and (13) multiple psychological reports introduced into evidence at petitioner's trial stated petitioner had no
history of sexual abuse. S.F. First State Habeas Hearing, Volume 2 of 7, testimony of Gerald Byington, at
pp. 70-129.
The legal assistant who assisted petitioner's trial counsel with trial preparation and trial testified in pertinent
part (1) she discussed petitioner's backgroundwith petitioner, (2) she searched for good character witnesses, several of
whom testified on petitioner's behalf at trial, (3) she reviewed petitioner's TYC records in detail and felt most of the
incidents of "assault" contained therein were not serious assaults, (4) she found evidence in petitioner's TYC records
suggesting petitioner's behavior improved dramatically near the end ofhis stay in TYC once his prescription medications
were properly adjusted, (5) she was never made aware of any information which warranted exploration of whether
petitioner had been sexually abused, and (6) she was never made aware ofany allegation that petitioner had been sexually
abused as a child. S.F. First State Habeas Hearing, Volume 2 of 7, testimony of Nancy Pietto, at
pp. 130-38.
Dr. Milam testified in pertinent part (1) she did a neuropsychological evaluation of petitioner and testified
on his behalf at trial, (2) she found no indication of sexualabuse in petitioner's history, (3) petitioner informed her he
had no history of sexual abuse, (4) sexual abuse was not an issue at petitioner's trial, (5) methamphetamine is very
addictive, (6) petitioner is very bright (with an IQ of about 121), (7) petitioner told her he had been using
methamphetamine for three days straight prior to the murders, (8) petitioner's records indicate episodes in which
petitioner acted out sexually (i.e., engaged in masturbation), but (9) while acting out can be a red flag, it does not
necessarily mean someone has been sexually abused. S.F. First State Habeas Hearing, Volume 2 of 7, testimony of
Daneen Milam, at pp, 139-76.
former Amber Lynch testified in pertinent part (1) she was seventeen years old at the time of petitioner's
trial, (2) she could not read the written statement FAXed to her but signed it anyway, (3) petitioner physically
assaulted
her on multiple occasions when they were dating, (4) at the time of petitioner's trial, she knew petitioner
would hurt
others, and (5) no one ever told her she could not speak with members of petitioner's defense team and she would have
done so had she been contacted. S.F. First State Habeas Hearing, testimony of Amber Harrison, at
pp. 176-96.
157
Attorney Cantacuzene testified in pertinent part (1) he was aware that a baby sitter had sexual contact with
petitioner when he was eight or nine years old, (2) he was aware petitioner had a sexual experience with an older woman
when petitioner was near puberty, (3) petitioner expressed the view that he was "wealthier and better off for those
experiences," (4) petitioner denied having been molested by an adult in North Carolina, (5) petitioner admitted his
biological father introduced him to smoking crack but denied having been molested by his father, (6) he believed it was
better to admit petitioner's TYC records than to invite aparade of live witnesses from the TYC who could
testO5' about
every bad act committed by petitioner while in the TYC and possibly expand upon what was contained in petitioner's
TYC records, (7) some of petitioner's TYC record grossly over-stated the severity of petitioner's
misconduct, (8)
72
prosecuting attorneys from petitioner's trial (Teresa Clingman and Al
Schorre),'58
(9) both of
allowing petitioner's TYC records in also helped to show petitioner had ADD, (9) the defense introduced extensive
evidence showing petitioner had been physically abused as a child, (10) he spoke with petitioner's siblings and holds
Dano Young responsible for introducing petitioner to methamphetamine,( 11) admittingpetitioner 's TYC records, which
were properly authenticated as business records and double-edged in nature, containedsome of the damage by avoiding
the impact oflive witnesses, (12) at trial, Dr. Milam' s testimony contrasted the charges against petitioner during his stay
at the TYC with petitioner's actual conduct, (13) the defense team did not call Mary Hall or Mrs. Faut to testif' at trial
because they would have undermined the defense's theory that petitioner was unable to control his impulsive behavior,
and (14) during the guilt-innocence phase of trial, the defense attempted to urge a theory that Darnell McCoy or David
Page had shot Doyle Douglas but there was no forensic evidence to support that theory. S.F. First State Habeas Hearing,
Volume 2 of 7, testimony of Rodion Cantacuzene, Jr., at pp. 196-237; Volume 3 of 7, testimony ofRodion Cantacuzene,
Jr., at pp. 5-54.
Attorney Paul Williams testified in pertinent part (1) at the guilt-innocence phase of petitioner's trial, the
defense attempted to argue that at least one of the shots in Douglas' head had come from someone in the back seat but
that theory could only be supported by carefully matching the ballistics report with theautopsy report, (2) the defense
also offered the theory that the fatal shot to Douglas was fired not inside the car but at the creek by Mark Ray, (3)
petitioner told him that, after Douglas' car was abandoned, a number of rounds were fired into that vehicle by either
petitioner, Page, or both, (4) he did discuss with petitioner a man petitioner met in North Carolina and the possibility
petitioner had been sexually abused, (5) petitioner denied that anything untoward happened with the man in North
Carolina, (6) Dano Young did not tell the defense team that Billy Young had molested him, (7) the defense team did not
call petitioner's teachers who said petitioner was not hyperactive, (8) instead, the defense called TYC employees who
testified petitioner was loveable, (9) he feared objecting to admission of the TYC records because it would look bad and
the records contained some helpful information, including background information on petitioner's family and indications
most of petitioner's infractions were minor, (10) the linchpin of the defense team's punishment phase strategy was to
show petitioner had made dramatic improvements once properly medicated, (11) the presence of multiple victims made
the second Special Issue problematic, (12) the defense's theory at the guilt-innocence phase of trial was that none of
Douglas' head wounds were caused by petitioner because there was no gunpowder residue or stripling, (13) the
prosecution's ballistics expert could not definitively ascertain which gun had caused which wound, (14) the pathologist
could not say which bullet wound came first or last, (15) the defense felt the prosecution's pathologist and ballistic's
expert supported the defense's theory. (16) the defense did not ask the prosecution's ballistics expert or pathologist to
comment on the defense's theory because they did not know what answers those experts might give. S.F. First State
Habeas Hearing, Volume 3 of 7, testimony of Paul Williams, at pp. 55-108.
158
Midland County District Attorney Teresa Clingman testified (1) the District Attorney's office did not tell
any witnesses not to talk with the petitioner's investigators, (2) the DA' s office maintained an open file policy throughout
petitioner's trial, (3) authorities did intercept a letter from petitioner during trial in which petitioner requested that his
brother get methamphetamine to petitioner, and (4) the prosecution did not receive or intercept any letters from other
jail inmates stating that a third party had confessed to either murder. S.F. First State Habeas Hearing, Volume 3 of 7,
testimony of Teresa Clingman, at pp. 109-14.
Al Schorre testified (1) he had a book on serial killers on the prosecution's table during the punishment phase
of trial while defense counsel questioned a mental health expert but he did not wave it around, (2) law enforcement
authorities reported that defense mitigation specialist Gerald Byington was performing investigative work without a
Texas investigator's license, (3) concerned Midland County would be required to pay for Byington's work, his office
communicated with the State licensing board for investigators, (4) no one in his office instructed any witness not to speak
with the defense team, (5) Dr. Cirkovic informed Schorre that petitioner told Cirkovic he had not been sexually molested,
and (6) none of the mental healthy experts who evaluated petitioner testified petitioner had any history of sexual abuse.
S.F. First State Habeas Hearing, Volume 3 of 7, testimony of Al Schorre, at pp. 114-23.
73
petitioner's half-brothers (Dano and Dino
Young),159
(10) a Texas Ranger who helped investigate
Doyle Douglas' murder and Petrey' s kidnaping (David Hullum),'6° (11) petitioner's biological father
(William Clifton Young,
Attorney's Office (J.D.
Jr.),161
Luckie),'62
(12) a criminal investigator for the Midland County District
(13) petitioner's half-sisters (Sharon Renee Gentry and Christy
159Dano Gregg Young testified (1) the written statement he signed for an investigator (Lisa Milstein) working
with petitioner's first state habeas counsel was false and the product of a drug-fueled binge paid for my Milstein, (2)
Doyle Douglas was a pedophile, (3) his uncle Darrell exposed himself to Dano when Dano was 13 or 14 years old, (4)
his biological father (Billy Young) abused alcohol and beat Dano and his siblings but did not use cocaine or smoke pot
with Dano, (5) Billy's girlfriend Frances abused petitioner and Dano physically, (6) the prosecutors did not coach Dano's
trial testimony, (7) Lisa Milstein coached Dano's young stepson to falsely say Billy Young molested him, (8) Billy
Young physically abused his children but not sexually, (9) Dano previously lied to protect Billy Young from prosecution
for child abuse and urged his girlfriend Crystal Deshotel to lie to protect Billy as well, (10) he testified truthfully at
petitioner's trial, and (11) after Lisa Milstein convinced Dano's stepson to accuse Billy Young of molesting him, case
workers for Child Advocacy interviewed Dano's stepson and concluded there had been no molestation. S.F. First State
Habeas Hearing, Volume 3 of 7, testimony of Dano Young, at pp. 124-66; Volume 5 of 7, testimony of Dano Young,
at pp. 112-51.
Dino Young testified in pertinent part (1) he never heard any allegation of sexual abuse in their family, (2) their
father would get drunk and get mean, (3) their father never touched Dino's penis or otherwise molested Dino, and (4)
he has no knowledge ofpetitioner ever having been molested. S.F. First State Habeas Hearing, Volume 3 of 7, testimony
of Dino Young, at pp. 166-83.
160
The Texas Ranger testified (1) he discovered Douglas' vehicle in Callahan County and inventoried its
contents, (2) no little girl's panties were found inside the vehicle, and (3) two spent .22 caliber shell casings and five live
.22 caliber rounds were found inside the vehicle. S.F. First State Habeas Hearing, Volume 3 of 7, testimony of David
Hullum, at pp. 187-94.
161
Petitioner's biological father (1) denied any sexual contact with petitioner, Dano Young, Dino Young, or
Christy Young, (2) petitioner visited him occasionally when petitioner was growing up, (3) petitioner came to live with
him in North Carolina for three or four months, (4) while living in North Carolina, he became aware of an allegation the
petitioner had been involved with an older man but he never met the man and does not know who that person was, (5)
admitted he was arrested for allegedly improperly touching his daughterSharon Renee Gentry but those charges were
dropped, (6) testified he had no inappropriate sexual contact with Sharon gentry, (7) testified he had no inappropriate
sexual contact with Dano Young's girlfriend's son Dylan Keen, (8) denied ever making a sexual advance toward Crystal
Deshotel, (9) testified petitioner's mother Carla was a good mother, (10) stated he disciplined his children with corporal
punishmentbut loves his children, (11) denied he was abusive toward petitioner, (12) denied beating Carla, (13) admitted
he was once arrested for getting into a fight with petitioner, striking petitioner in the jaw, and pleaded guilty to the
resulting charge, (14) denied ever striking petitioner on the nose with a belt buckle, and (15) denied ever missing a day
of work due to alcohol. S.F. First State Habeas Hearing, Volume 3 of 7, testimony of William Clifton Young, Jr., at pp.
195-220.
162
The Midland County criminal investigator (1) denied telling any witnesses not to speak with petitioner's
defense investigators, (2) admitted he checked out Gerald Byington after Byington testified at a hearing in petitioner's
case, (3) did not recall talking to David Page, but (4) denied telling Page or anyone else to change their story. S.F. First
State Habeas Hearing, Volume 3 of 7, testimony of J.D. Luckie, at pp. 231-35.
74
Jetton),'63
(14) the chief investigator for the Harrison County District Attorney's Office (Hall
'
Petitioner's half-sister Sharon Renee Gentry testified in pertinent part (1) her father did not rape her, (2) on
one occasion when she was fifteen or sixteen and lying ill on the sofa, Billy Young came home drunk, put his hand
between her legs for a few seconds, and, when she instructed him to move his hand, he passed out, (3) she went to a
neighbor, who called her boyfriend, (4) her boyfriend took her to the hospital, where she remained for several weeks with
pneumonia, (5) she filed a police report about the incident with her father and has not lived withher father since then,
(6) she regrets filing that report, (7) no similar event ever happened between her and her father before or after that
incident, (8) her father has not initiated any sexual contact with her, (9) she has never heard any allegation suggesting
petitioner had been sexually molested or abused by their father or that their father engaged in any inappropriate sexual
behavior, (10) their father did physically abuse her and her siblings when they were children by severely beating and
kicking them, both when he was sober and when he was drunk, (11) their father gave her money to buy him drugs,
including cocaine, marijuana, and crack, and (12) she had seen their father use crack with her brothers, Dano in
particular. S.F. First State Habeas Hearing, Volume 5 of 7, testimony of Sharon Renee Gentry, at
pp. 9-40.
Petitioner's other half-sister Christy Jetton testified (1) her brother Dano was under pressure to protect their
father and (2) Dano's former girlfriend Crystal Deshotel once told her BillyYoung placed his hand between her legs.
S.F. First State Habeas Hearing, Volume 5 of 7, testimony of Christy Jetton, at pp. 152-55.
75
Reavis),'64
(15) Dano Young's girlfriend (Crystal Deshotel),165 and (16) a Midland County Deputy
District Clerk (Amanda
Davis).166
On June 21, 2006, petitioner filed a pleading requesting permission to supplement
petitioner's initial state habeas corpus application with new grounds sixteen through twenty-two, and
requesting the trial court issue factual findings regarding petitioner's proposed fifteenth ground for
relief.'67
Inspector Reavis testified in pertinent part (I) Darnell and Patricia McCoy telephoned his office on one
occasion, (2) he did not tell them not to talk with defense lawyers for petitioner, (3) he told Patricia McCoy it was up
to her whether she spoke with petitioner's defense team, (4) neither ofthe McCoy's ever told himthat petitioner hadbeen
molested by Billy Young, (5) he did not recall either of the McCoy's ever telling him petitioner was strung out on drugs
for weeks prior to the murders, (6) he did once show the McCoy's a photograph of Doyle Douglas' body the District
Attorney planned to introduce through the McCoy' s, and (7) he was involved in the witness preparation for all the East
Texas witnesses in preparation for petitioner's trial. S.F. First State Habeas Hearing, Volume 5 of 7, testimony of Hall
Reavis, at pp. 41-59.
165DanO Young's girlfriend testified in pertinent part (1) she and Dano took her son Dylan to visit Dano' s father
in Daingerfield only occasionally and usually for oniy brief periods, (2) they stayed with Dano's father in Beaumont on
one occasion for about a week, (3) on one occasion, Lisa Milstein came to their home, took Dano out, and did not return
with Dano until three a.m., (4) she went with Dano and Milstein the next time they went out, (5) on April20, 2005, Lisa
Milstein spoke with Dylan alone for about three hours and then told her and Dano that Billy Young had molested Dylan,
(6) Milstein played a recording for them in which Dylan said Billy Young hadtouched him, (7) it appeared to her that
Milstein had coached Dylan to say that, i.e., Dylan gave one-word answers to a series of leading questions asked by
Milstein, (8) she signed a document Milstein produced without reading the document, (9) she had no idea Dylan or Dano
had been molested by Billy Young before Milstein arrived at their home, (10) she has never heard Sharon Gentry say
Billy Young raped her, (11) on one occasion, Billy Young did lewdly ask to perform cunnilingus on her but he had never
touched her, (12) Dano' s sister Christy told her about being molested by an uncle, (13) she took Dylan to Child
Advocacy after Milstein's visit, (14) no charges were ever filed against Billy Young arising from Milstein's accusation
of inappropriate touching of Dylan, (15) Dano told her to lie about Billy Young's lewd suggestion to her because Dano
is afraid of Billy Young, (16) Dylan never complained about his backside hurting after being alone with Billy Young,
(17) Dano told her that Billy Young fondled him, and (18) Dano told her that Billy Young raped Sharon Renee Gentry.
S.F. First State Habeas Hearing, Volume 5 of 7, testimony of Crystal Deshotel, at
59-111.
pp.
166
The deputy District Clerk testified regarding the amount of funds that had been removed from petitioner's
inmate trust account in payment of court costs. S.F. First State Habeas Hearing, Volume 6 of 7, testimonyofAmanda
Davis, at pp. 5-11.
167
First State Habeas Transcript, Volume 7, at pp. 1136-41.
As his proposed grounds sixteen through twenty-two,petitioner argued (1) his trial counsel rendered ineffective
assistance by failing to object to the punishmentphase jury charge and supplementaljury instructionregarding the second
Special Issue on the grounds the instructions and supplemental instruction (a) were an ambiguous response to an
ambiguous question which contained imperative language depriving petitioner of a trial by jury on Special Issue number
two, (b) failed to clearly instruct the jury that they should deliberate on each count of the indictment concerning Special
Issue numbertwo and created the possibility ofthe petitioner receiving a non-unanimousverdict on Special Issue number
In an Order issued June 26, 2006, the state trial court adopted the State's suggested summary
of the trial evidence, the petitioner's affidavits, and the evidence from the evidentiary hearing held
in petitioner's first state habeas corpus proceeding. 168
On December 20, 2006, the Texas Court of Criminal Appeals issued an unpublished per
curiam Order in which it (1) adopted the trial court's findings of fact and "conclusions" and denied
relief on petitioner's first fourteen claims for state habeas relief and (2) collectively considered
petitioner's fifteenth through twenty-second claims and petitioner's pro se complaints, determined
they constituted a subsequent writ application, concluded the claims contained therein all failed to
satisfy the statutory standards in Section 5 of Article 11.071 of the Texas Code of Criminal
Procedure, and dismissed the subsequent writ application as an abuse of the writ. Exparte Clinton
Lee Young, WR 65,137-01 & WR 65,137-02, 2006 WL 3735395 (Tex. Crim. App. December 20,
2006).
H.
Proceedings in this Court
On December 20, 2007, petitioner filed his original petition for writ of habeas corpus relief
and memorandum in support thereof in this Court, along with three volumes of exhibits. Docket
entry nos. 18-22.
two, (c) used imperative language and forced the jury to answer Special Issue number two affirmatively, and (d) failed
to clearly set out the jury's need to consider and vote on their findings as to counts one and two of the indictment
independently, and (2) his trial counsel rendered ineffective assistance by failing to (a) object on hearsay and
Confrontation Clause grounds to the admission of petitioner's TYC records, (b) obtain trace metal test on the gloves
belonging to Page, and (c) object to the prosecution's waving the book Serial Killer in front of the jury. First State
Habeas Transcript, Volume 7, at pp. 113 8-39.
168
First State Habeas Transcript, Volume 7, at p. 1142.
The State's proposed evidentiary summaryappears at First State Habeas Transcript, Volume 7, atpp. 989-1096.
The Order issued June 26,2006 does not purport to adopt any proposed legal conclusions proposed by either party. Nor
does that Order purport to set forth any other legal conclusions.
77
On October 20, 2008, petitioner filed his first amended petition for federal habeas corpus
relief, motion for stay of federal proceedings to permit exhaustion of state remedies on new claims,
and seven volumes of exhibits. Docket entry nos.
51-59.
In an Order issued February 25, 2009, this Court granted petitioner's request for a stay to
permit petitioner to return to state court and exhaust available remedies on petitioner's new claims.
Docket entry no.
I.
72.
Return to State Court (Third State Habeas Proceeding)
Petitioner's Third State Habeas Corpus Application
On March 25,2009, petitioner filed his second subsequent [third] application for state habeas
corpus relief in state district court, in which petitioner asserted many claims, including arguments
that (1) the prosecution withheld evidence from petitioner's trial counsel, and knowingly introduced
false testimony, concerning the absence of plea negotiations with prosecution witnesses Mark Ray
and David Page, (2) the prosecution withheld evidence from the defense which could have been used
to impeach prosecution rebuttal witness A.P. Merillat, (3) the trial judge's letter to the jurors
following trial revealed bias against petitioner, (4) petitioner's first state habeas counsel rendered
professionally deficient performance, (5) petitioner's trial counsel rendered ineffective assistance by
failing to (a) prove Page and Ray shot Doyle Douglas, (b) object to the admission of petitioner's
TYC records, (c) utilize ballistics evidence, (d) investigate, locate, and test unspecified items of
physical evidence, (e) test Douglas' car in an unspecified manner, (f) check the crime scenes
(including the location where Douglas was shot) for unspecified evidence, (g) test Page's gloves for
trace metal, and (h) present mitigating evidence regarding why petitioner stopped taking his ADHD
medications after his release from the TYC, petitioner's bi-polar disorder, and the concept of"hyper-
focusing," (6) the prosecution interfered with the defense team's
mitigation investigation, (7) the
prosecution knowingly lost evidence, including (a) spent shall casings
from the front of the house
where Douglas was shot, (b) a surveillance video from a
convenience store showing petitioner
shopping unarmed, and (c) eyewitness testimony from an unidentified
woman in a white van at a
grocery store in Brookshire, and (8) petitioner's appellate counsel
rendered ineffective assistance by
failing to raise unspecified points of error on direct appeal.'69
2.
Evidentiary Hearing Ordered on Some Claims
In an unpublished Order issued June 3, 2009, the Texas
Court of Criminal Appeals
determined that the first two of the new claims contained in petitioner's
subsequent application
satisfied the standard for consideration under Section 5 of Article 11.071,
i.e., (1) the prosecution's
failure to produce exculpatory evidence and presentation of false
testimony regarding the absence
of plea negotiations with prosecution witnesses Page and Ray violated
petitioner's constitutional
rights and (2) the prosecution's suppression of evidence
concerning prosecution witness A.P.
Merillat violated petitioner's constitutional rights. Exparte Clinton Lee
Young, WR-65, 137-03,2009
WL 1546625 (Tex. Crim. App. June 3, 2009). Petitioner's
remaining claims were dismissed. Id.
3.
Evidentiary Hearing
On January 11-13 and July 22-23, 2010, the state trial court held
an evidentiary hearing in
petitioner's third state habeas corpus proceeding and heard testimony
from (1) the private
investigator who worked for Mark Ray's trial counsel (James
Maxwell),'7° (2) prosecution
witness
169
The transcript of pleadings, motions, and other documents filed
in petitioner's third state habeas corpus
proceeding, i.e., WR 65,137-03, henceforth "Third State Habeas
Transcript," Volume 1 of 10, at pp. 1-203.
'70Maxwell testified during the hearing in petitioner's third state habeas
corpus proceeding in pertinent part (1)
he worked for attorney Richard Huriburt on Mark Ray's case,
beginning in early-December, 2001, (2) in late-January,
2002, attorney Hurlburt contacted Maxwell and informed Maxwell
that Ray was going to receive "a deal he could not
79
Mark Ray,'7' (3) Mark Ray' smother (Carolyn Darlene Ray),'72
Hurlburt),'73
(4) Mark Ray's trial counsel (Richard
(5) former Harrison County District Attorney (Richard
Berry,
Jr.),'74
(6) a former
refuse," (3) Maxwell immediately put his investigation on hold and
did no further work on Ray's case, and (4) Maxwell
has no personal knowledge of any plea bargain agreement in Ray's
case nor of any promises made to Ray or Huriburt.
The verbatim transcription of the live testimony from petitioner's
third state habeas corpus proceeding (henceforth "S.F.
Third State Habeas Hearing"), Volume 2 of 9, testimony of
James Maxwell, at pp. 11-25.
171
Prosecution witness Mark Ray testified in pertinent part (1) he
rejected plea bargain offers from former
Harrison County District Attorney Rick Berry for terms of sixty
years, forty-to-forty-five years, twenty years, and ten
years, (2) he accepted a plea offer from Berry of five years
imprisonment prior to the November, 2002 election, (3)
during a meeting at the jail, District Attorney Berry, Midland
County investigator J.D. Luckie, and another person from
the Harrison County District Attorney's Office all told Ray he
would receive a five-year sentence in exchange for Ray's
testimony at petitioner's trial, (4) Ray was also told his plea agreement
would not be put into writing, (5) J.D. Luckie
strongly advised Ray to keep quiet about the five-year plea deal, (6)
no one from the Midland County District Attorney's
Office offered or promised Ray anything in exchange for his
testimony against petitioner, (7) subsequent to the election
in November, 2002, the new Harrison County District Attorney
(Joe Black) indicated he would not honor Ray's five-year
deal, (8) the day before Ray testified at petitioner's trial,
however, former Harrison County District Attorney Berry
informed Ray, Ray's attorney (Huriburt), and Ray's parents that
Ray's five-year deal would be honored, (9) nonetheless
Ray's trial testimony in which he denied having a deal in
exchange for his trial testimony was true because there was
nothing in writing, (10) he told an investigator for petitioner in
2005 that he had no deal with prosecutors in connection
with his trial testimony against petitioner, (11) eventually, Ray
entered a guilty plea to an aggravated kidnaping charge
and received a fifteen-year sentence, (12) Ray's trial testimony that
petitioner shot Doyle Douglas twice in the head was
accurate, and (13) while his trial testimony denying any deal
between himself and prosecutors in exchange for his trial
testimony was not truthful, the rest of his trial testimony was accurate.
S.F. Third State Habeas Hearing, Volume 2 of
9, testimony of Mark Ray, at
pp. 132-87; Volume 3 of 9, testimony of Mark Ray, at pp. 207-15.
'72'frs Ray testified in pertinent part (1) during a lunch across the street
from the Midland County courthouse
during petitioner's trial, in the presence of her son, a Sheriffs
Deputy and a plain clothes person, her son's attorney
Richard Huriburt informed her that her son (Mark Ray) would
probably get a five-year sentence with time off for good
behavior or time served, (2) former Harrison County District
Attorney Rick Berry was present at the restaurant at the
same time but she did not converse with Berry nor did she hear
Berry make any representations regarding her son
receiving a five-year sentence, (3) several times prior to
petitioner's trial, and even prior to March, 2002, her son
informed her that he would receive a five-year deal, (4) after
petitioner's trial, her son wrote her and told her he would
receive a five-year sentence, and (5) no prosecutor told her that her
son would receive a five-year deal, only attorney
Hurlburt made that representation. S.F. Third State Habeas
Hearing, testimony of Carolyn Darlene Ray, at
pp. 4-47.
Hurlburt testified in pertinent part (1) he represented Mark Ray in
connection with Ray's capital
murder charge (for the murder of Doyle Douglas) in Harrison
County, (2) early on, former Harrison County District
Attorney Rick Berry told Hurlburt that he (Berry) would "probably"
make Ray an offer be could not refuse, (3) Huriburt
was present when Mark Ray was granted use immunity and
testified during petitioner's trial in Midland County, (4) he
has no recollection of Ray ever receiving any plea offers for
sixty years, forty-to-forty-five years, thirty years, twenty
years, ten years, or five years, (5) there was no plea offer for five
years in Ray's case, (6) in fact, there was no plea offer
whatsoever in Ray's case prior to petitioner's trial, (7) Huriburt never
attended a lunch meeting with Ray, Ray's parents,
and Berry, (8) he had no recollection of ever having met with
Ray and Berry at the jail, (9) Mark Ray pleaded guilty on
June 18, 2003 pursuant to a plea bargain Huriburt negotiated
with then-Harrison County District Attorney Joe Black,
(10) there was no plea bargain with Joe Black prior to
petitioner's trial, (11) he never discussed the possibility of a fiveyear deal with Joe Black, (12) he never complained about
not receiving a five-year deal for Ray, (13) there was never
any plea bargain for Ray with former District Attorney Beny,
(14) he did not construe Berry's comment about probably
making Ray an offer he couldn't refuse as a promise or a plea
offer, (15) he believed Ray's trial testimony denying the
investigator for the Midland County District Attorney (J.D.
Luckie),175
District Attorney (Joe Black),176 (8) prosecution witness David Lee
(7) the Harrison County
Page, Jr.,'77 (9) David Page's trial
existence of any deals in exchange for Ray's testimony to be true,
(16) no plea agreement existed for Ray as of the time
of petitioner's trial, (17) he would not have allowed Mark Ray to commit
perjury, and (18) Mark Ray's capital murder
case was never considered by him to be a death penalty case, in
part, because Harrison County authorities only appointed
one attorney to represent Ray whereas death penalty cases usually
involved appointment of two defense attorneys. S.F.
Third States Habeas Hearing, Volume 3 of 9, testimony of Richard
Huriburt, at pp. 70-173.
174
former Harrison County District Attorney, who served as an
appointed Assistant Midland County District
Attorney during petitioner's trial, testified in pertinent part (1) he never
had any plea negotiations with Hurlburt regarding
Mark Berry, (2) he did not recall ever having lunch with Mark
Ray or Ray's parents, (3) he does not eat lunch during
trials, (4) there was no plea agreement regarding Mark Ray or
with Mark Ray, (5) there was no agreement whatsoever
with Ray regarding Ray's testimony at petitioner's trial, (6) no
promises of leniency were made to Ray or Hurlburt, (7)
he never made any plea offers to Ray, (8) he did not work much
on petitioner's or Ray's case as Harrison County District
Attorney after the March, 2002 primary election (which Berry lost)
because he knew he would not be trying either of
their cases, (9) he never told Hurlburt that he wanted Ray to
testify, and (10) he never spoke with Ray about Ray
testifying at petitioner's trial. S.F. Third State Habeas Hearing,
Volume 5 of 9, testimony of Richard Berry, Jr., at pp.
48-115.
Former Midland County criminal investigator Luckie testified in
pertinent part (1) he did not recall ever
taking Ray to his office to meet with Ray's parents, (2) he never
spoke with Mark Ray about a five-year deal still being
on, (3) he never told Ray to remain silent about any plea deal,
(4) be had no knowledge of any plea deal for Mark Ray,
(5) he never made any promises to Ray to induce Ray's
testimony against petitioner, (6) to the best of his knowledge
Midland County District Attorney Al Schorre made no offer to David
Page's attorney regarding Page's testimony against
petitioner, (7) he was unaware of any plea offers made to Page
in connection with the Midland case (i.e., Petrey's
murder), (8) he did not recall ever talking with Mark Ray, and (9) he
has no knowledge of any plea offers to Mark Ray.
S.F. Third States Habeas Hearing, Volume 3 of 9,
testimony of J.D. Luckie, at pp. 178-206.
476
Harrison County District Attorney testified in pertinent part (1) he was
elected in November, 2002 and
took office January 1, 2003, (2) he had no discussions with
Hurlburt regarding a plea for Mark Ray prior to petitioner's
trial in March, 2003, (3) all plea negotiations regarding Ray took
place after March 18, 2003, (4) in June, 2003, Ray
pleaded guilty to kidnaping and the capital murder charge against Ray
was dismissed pursuant to Ray's plea agreement,
(5) no deal with Ray was in place when he took office, (6) no
plea negotiations with Huriburt concerning Ray took place
until after Ray testified at petitioner's trial, (7) he has no
knowledge of any agreement for a five-year sentence for Ray,
(8) no promises of leniency were made to Ray to induce Ray's
testimony against petitioner, (9) he never engaged in any
plea negotiations with David Page of Page's attorney, (10)
he had no role whatsoever in Ray's prosecution until he
took
office, (11) when he took office, he was led to believe there
were no plea offers outstanding to either petitioner or Ray,
(12) a conscious decision was made not to offer a plea
bargain to Ray, (13) all his discussions with Hurlburt concerning
a plea bargain for Ray took place after Ray's testimony at
petitioner's trial, (14) no plea bargain existed with Ray at the
time of petitioner's trial, (15) Hurlburt never complained
to him that Ray had made a deal with Rick Berry, (16) Berry
informed him that there was no plea bargain with Ray, (17) he
did not begin plea negotiations with Hurlburt until April,
2003, and (18) Ray did not voice any complaint or protest when
Ray pled guilty and received a fifteen-year sentence.
S.F. Third States Habeas Hearing, Volume 3 of 9,
testimony of Joe Black, at pp. 16-68.
witness David Page testified in pertinent part (1) he was
convicted of aggravated kidnaping in
the Sam Petrey case and received a sentence of thirty years,
(2) Woody Leverett was his trial counsel, (3) his testimony
at petitioner's trial denying he had any deals with
prosecutors was true, (4) when he testified at petitioner's trial, Page
did not believe he then had any binding plea bargain
agreement with prosecutors or any other agreement other than an
agreement for use immunity in connection with his trial testimony
against petitioner, (5) Leverett never gave Page any
8].
counsel(H.W. Woody Leverett),'78 (10) both of petitioner's trial counsel (Ian
Cantacuzene and Paul
firm information regarding a number of years that had been
promised or offered to Page, (6) Leverett never told Page
there was a plea bargain, (7) he recalled no plea offer prior to
taking his polygraph examination, (8) no promises of
leniency were made in exchange for his trial testimony against
petitioner, (9) no one promised him anything in exchange
for his trial testimony against petitioner, (10) nonetheless, he
thought his testimony against petitioner would lessen the
time he had to serve for his own offenses, (11) no plea
discussions took place when Page met with Midland County
prosecutors prior to petitioner's trial, (12) comments made to Page
during trial recesses were not construed by Page as
promises of leniency but, rather, as observations that Page's trial
testimony could help Page, (13) Page was hoping for
some benefit arising from his trial testimony but knew there
was no quid pro quo for his testimony, (14) Leverett told
Page that Page's trial testimony would help Page, and (15)
there was no agreement or promise regarding Page's
testimony against petitioner. S.F. Third States Habeas Hearing, Volume
4 of 9, testimony of David Lee Page, Jr., at pp.
7-52; Volume 6 of 9, testimony of David Lee Page. Jr., at
62-116.
pp.
Attorney Leverett testified in pertinent part (1) beginning in December,
2001, he was David Page's attorney,
(2) early on, in February, 2002, before any ballistics analysis
had been done, prosecutor Schorre informed Leverett that
he was thinking about a sentence range of fifteen to thirty
years for Page if the ballistics evidence was consistent with
Page's account of Petrey's murder and Page passed a polygraph
examination, (3) Leverett understood Schorre's
comments were the first stages of negotiations and did not constitute
a binding promise or plea offer, (4) Schorre was
clear that he was not extending a plea offer to Page and Leverett did
not construe them as such, (5) nonetheless, Leverett
assumed an implied promise existed that Page would benefit from
testif'ing against petitioner, (6) he informed Page that
Page would have to pass a polygraph examination to obtain any
benefit from Schorre, (7) in February, 2002, Page took
and flunked a polygraph examination, (8) while negotiations continued
between Leverett and prosecutors in March and
April, 2002, no plea bargain was reached, (9) Leverett and
Page operated under the assumption Page would get the deal
Schorre had mentioned in February, 2002 ifPage testified against
petitioner, (10) Leverett hoped for leniency for Page
in exchange for Page's trial testimony against petitioner but
knew no express promises had been made by prosecutors
that could be enforced by specific performance, (11) In April,
2003, Schorre offered Page a thirty-five-year sentence as
part of a plea offer involving a charge of aggravated kidnaping,
(12) eventually, Page entered a plea to a charge of
aggravated kidnaping and received a thirty-year sentence, and (13)
Leverett believed Page testified accurately at
petitioner's trial when Page denied the existence at that time of any deal
with prosecutors. S.F. Third State Habeas
Hearing, Volume 2 of 9, testimony of H.W. Woody Leverett, at
26-100, 125-31.
pp.
Williams),'79
(11) the former Midland County District Attorney (Al
Schorre),'5°
(12) a former
179
Attorney Williams testified (1) the defense team requested information
on any agreements between
prosecutors and any prosecution witness, (2) the trial court granted the
defense's motion for disclosure of such
information, (3) the defense never received any information
regarding the existence of any agreement between
prosecutors and any prosecution witness, (4) he believed the defense's
motions were broad enough to include information
regarding requests for leniency by a prosecution witness that included a
specific term of years but not broad enough to
cover all requests for leniency, and (5) he was uncertain whether the
rule in Brady covered plea negotiations that did not
result in an actual plea agreement. S.F. Third States Habeas Hearing,
Volume 2 of 9, testimony of Paul Williams, at pp.
10 1-22.
Attorney Cantacuzene testified in pertinent part (1) the trial court granted
the
defense's requests for disclosure
of agreements with Page and other prosecution witnesses, (2) if the
defense team had known about the existence of
agreements between prosecutors and prosecution witnesses, the defense team's
strategy atjury selection would have been
different, (3) he believed there were discrepancies between the eyewitness
testimony and the forensic evidence regarding
the angles of entry wounds in Douglas' head which permitted an
argument that petitioner had not shot Douglas, and (4)
Page's attorney Woody Leverett told petitioner's defense team there was no
plea agreement between prosecutors and
Page. S.F. Third States Habeas 1-Tearing, Volume 2 of 9, testimony of
Ian Cantacuzene, at pp. 188-209.
former Midland County District Attorney testified in pertinent part
(1) Mark Ray's trial testimony was
handled by the prosecutors from East Texas and he (Schorre) had no
involvement in preparing Ray's trial testimony, (2)
he made no deals with either Ray or Hurlburt to obtain Ray's trial
testimony, (3) he made no promises to Ray or Hurlburt
to obtain Ray's trial testimony, (4) he has no knowledge of any deals or
promises made to Ray or Hurlburt by any person
to induce Ray's trial testimony against petitioner, (5) the purpose of his
February 2, 2002 meeting with Leverett and
Page was to interview Page to see if Page would testifi against petitioner,
(6) during that meeting, Leverett wanted a plea
offer but Schorre would not give one and made it clear no plea offer
would be made because the investigation was in its
early stages and new evidence could turn up which shed new light on
Page's role in the offense, (7) nonetheless, Schorre
informed Leverett that, assuming Page passed a polygraph, testified at trial,
and the evidence showed Page's involvement
was only as to Petrey's kidnaping, a sentence of thirty years was
possible, (8) Schorre said nothing to Leverett on
February 2,2002 which Schorre believed could be construed as a plea offer,
(9) the only deal Schorre reached regarding
Page's trial testimony was for use immunity, (10) Schorre rejected
outright Leverett's request for a sentence for Page
of fifteen years, (11) everything Schorre discussed with Leverett in February, 2002
was expressly conditioned upon (a)
Page passing a polygraph examination, (b) the evidence showing
Page was NOT the shooter (in Petrey's murder), (c)
the evidence showing Page had not actively participated in Petrey's
homicide, (d) the evidence showing Page had been
truthful with investigators, and (e) the evidence showing Page was not
guilty of aggravated kidnaping, (12) the report
from Page's polygraph showed Page had been "generally deceptive,"
(13) Schorre, and his fellow prosecutors Beny and
Black were all in agreement that no deals would be offered to any
accomplice witnesses, (14) Page was present during
the February 2, 2002 meeting with Schorre and Leverett, (15)
Schorre's discussions in February, 2002 with Leverett
regarding a thirty-year sentence were all conditioned upon the factors
Schorre listed above, and (16) Schorre never
committed to a thirty-year deal for Page. S.F. Third States Habeas Hearing,
Volume 3 of 9, testimony of Al Schorre, at
pp. 207-75.
83
Harrison County Deputy Sheriff (Todd
Smith),1
(13) an investigator for the Harrison County
District Attorney (Hall Reavis),'82 and (14) prosecution expert witness
A.P.
Merillat.183
On the final day of petitioner's evidentiary hearing, the parties
introduced a stipulation
regarding the matters TDCJ officials consider when making determinations
as to where and how
TDCJ inmates are housed within the TDCJ
system.184
Petitioner's federal habeas counsel then
called former prosecution expert witness A.P. Merillat to testify about
(1) Merillat's work as an
employee ofthe Special Prosecution Unit ("SPU"), (2) the leadership ofthe
SPU, Merillat's personal
experience with the spiritual conversions of some TDCJ inmates, (3) Merillat's
knowledge of TDCJ
prison gangs, (4) deposition testimony Merillat gave in another case
regarding which form of
181
Former Harrison County Deputy Sheriff Smith testified in pertinent part (1)
on December 26, 2002, he and
another deputy served a subpoena on Mark Ray regarding Ray's duty to testif'
at petitioner's trial, (2) neither he (Smith)
nor the other deputy with him on that date communicated anything to Ray
regarding any deal in exchange for Ray's trial
testimony, (3) he had never communicated with any prisoner on behalf of the
County District Attorney's office, (4) he
neither delivered to, nor received from, Ray any message on that date or
any other date, (5) on one occasion during
petitioner's trial, he witnessed Ray eating lunch with Ray's parents at a restaurant
in Midland, (6) he (Smith) had no role
in transporting Ray to the restaurant, (7) attorney Richard Huriburt was
present in the same restaurant the same date but
he (Smith) never heard Huriburt converse with Ray or Ray's parents, (8)
he was uncertain whether Rick Berry was also
present at the restaurant but admitted it was possible, (9) he did not hear
Berry converse with either Ray or Ray's parents,
(10) he never delivered a plea offer to Mark Ray, and (11) he had nothing to do
with any plea negotiations in petitioner's
case. S.F. Third State Habeas Hearing, Volume 6 of 9, testimony of Todd
Smith, at pp. 7-3 7.
182
Investigator Reavis testified in pertinent part (1) he and Midland County
investigator J.D. Luckie were
present one day during petitioner's trial at a restaurant for lunch when he saw
Mark Ray at the same restaurant, (2) he
(Reavis) did not recall seeing either Rick Berry or Richard Huriburt also
present, (3) Mark Ray's parents were present
in the same restaurant, (4) he has no knowledge of either Hurlburt or
Berry making any comments regarding any deal
for Mark Ray, (5) he never heard about, and has no knowledge of, any deal
for Mark Ray prior to Ray's March 18, 2003
testimony at petitioner's trial, (6) he never met with Hurlburt to discuss Ray's
case, (7) Ray's prosecution in Harrison
County was put on hold pending petitioner's trial, and (8) he did not recall
ever telling David Page that Page's trial
testimony would help Page. S.F. Third State Habeas Hearing, Volume 6 of 9,
testimony of Hall Reavis, at pp.3 8-61, 11821.
183
Called by the prosecution as a rebuttal witness at the punishment phase
of petitioner's capital murder trial,
Merillat's trial testimony appears at S.F. Trial, Volume 35, testimony of A.P.
Merillat, at pp. 55-120, and is summarized
in Section I.D.3. above. See note 107, supra, and accompanying text.
184 The two-page stipulation of
the parties regarding the testimony of Edith Reeves appears as State
Exhibit no.
38 in the exhibit volume, S.F. Third State Habeas Hearing, Volume 8
of 9 (Exhibit Volume 1). It was admitted when
offered by the State. S.F. Third State Habeas Hearing, Volume 7 of 9, at
p. 7.
84
housing within the TDCJ Merillat viewed as the most restrictive, (5) letters Merillat had
received
and written regarding an inmate who was attempting to "deconfirm" his gang membership,
and (6)
Merillat' s requests to TDCJ officials on behalf of different inmates for changes in the
inmates'
housing circumstances (which Merillat explained were sometimes granted and
sometimes
ignored).'85
At that point, the trialjudge interrupted petitioner's federal habeas counsel's examination
of Merillat to suggest that petitioner's counsel identifi those portions of Merillat' s trial
testimony
petitioner's counsel believed to be inaccurate or otherwise subject to impeachment based upon
newly
discovered evidence identified in petitioner's most recent state habeas corpus pleadings.'86
After a
brief recess, petitioner's counsel declined the trial court's invitation, questioned Merillat
about
postings Merillat made in 2006 on a Texas District and County Attorneys Association
website
regarding the daily cost of housing TDCJ inmates on death row, and then passed the
witness.187
When the trial court asked petitioner's counsel how any of the foregoing testimony
by
Merillat was inconsistent with Merillat' s trial testimony, the following exchanges
between
petitioner's counsel, the trial judge, and the witness took place:
MR. LEVENSON: I'll pass the witness, Your Honor.
THE COURT: Whoa, whoa, whoa. How is that inconsistent with his
testimony at trial?
MR. LEVENSON: I'm sony?
THE COURT: How is that inconsistent with his testimony at trial?
MR. LEVENSON: Just showing bias, Your Honor.
THE WITNESS: No, sir, I wrote that in 2006. I believe I testified here in
2003 or something like that. It was after the fact. The jury couldn't have known that
because it didn't happen yet.
S.F. Third States Habeas Hearing, Volume 7 of 9, testimony of A.P. Merillat, at
pp. 7-3 1.
Id., at pp. 31-35.
'871d at pp. 35-37.
85
MR. LEVENSON: Again, we're showing his bias towards if someone is
writing, Your Honor, about it's cheaper to house someone on death row than life
without prison (sic), we're showing a bias towards the death penalty, Your Honor,
and he testified as a future dangerousness expert. It goes to his bias whether he
wrote
it in 2006 or not.
THE WITNESS: That's incorrect.
THE COURT: Sounds to me like you're assuming a bias.
THE WITNESS: Absolutely.
MR. LEVENSON: I think certainly it's arguable that there's bias.
THE WITNESS: If you had gotten the newest version of my book, it clearly
says in there if a jury determines that the person should have a life sentence, then so
be it, and if I can help do that with my information, that is fine with me. I don't come
to a courthouse hoping somebody gets a death sentence, never have and I never
will.
MR. LEVENSON: I don't have any more questions, Your Honor.
THE COURT: Well, now, wait a minute, Mr. Levenson. What are you
talking about? What we're doing here is important. I want to understand. I really
do. I mean, I want you to tell me how this article, Number 1, I guess he's just now
stated it didn't even exist at the time of his testimony, but how somehow or
another
this indicates a bias on his part in favor of the death penalty by stating facts with
regard to how much it costs to house prisoners in various classifications -MR. LEVENSON: Your Honor, I think different people could read this article
different ways. I certainly read it as showing bias towards the death penalty. It's
something that we will argue. IfYour Honor doesn't think so, if Mr. Merillat doesn't
think so, I think it's a reasonable
THE COURT: Well, no, see, I don't know Mr. Merillat. I mean , he may
have some great bias in favor of the death penalty, but I certainly can't conclude it
from this, you know, I so but by the same token, I don't think you can conclude
that he does or does not. This is simply a maybe I haven't read it closely enough,
maybe you need to point it out, simply a factual deal of, you know, Michelin tires
cost $200.00 a piece and Goodyear tires cost 95, that doesn't mean that I'm for
Michelin or Goodyear either one. I'm just stating a fact. I'm trying to appreciate
what your position is about why this is evidence of bias.
MR. LEVENSON: I think if you read the whole article, I think it shows I
believe it shows a bias towards -THE WITNESS: Then you should introduce the whole article. Don't just
give the Court parts of what you believe to be true and then try to damage my
credibility and reputation. I think that's pretty sorry on your account.
MR. LEVENSON: I'm sony, Your Honor, I'm not usually used to addressing
witnesses back and forth, but this is the whole posting on the TDCA [sic] website on
this particular one.
THE COURT: Okay. Thank you, sir.188
-
188
S.F. Third State Habeas Hearing, Volume 7
of 9, testimony of A.P. Merillat, at pp. 37-41.
The State's attorney then cross-examined Merillat extensively, eliciting
testimony
establishing (I) the Special Prosecution Unit which employs Merillat was created by
the Texas
Legislature to assist local prosecutors prosecuting criminal offenses committed within
TDCJ and
TYC facilities,'89 (2) Merillat testified at petitioner's trial as an expert witness on
TDCJ Inmates have to commit acts of violence within Texas prisons, (3) Merillat
the opportunities
never investigated
petitioner's case and had no personal knowledge regarding petitioner's case, (4) upon
occasion,
Merillat does conduct investigations and testify as a fact witness at trial but did
not do so at
petitioner's trial, (5) he routinely consults with both prosecutors and defense counsel
concerning
conditions and procedures within the TDCJ system, (6) he has also testified on many
occasions as
an expert witness on prison conditions and violence within the TDCJ, and
(7) the letters petitioner's
federal habeas counsel identified which Merillat wrote and received several
years before petitioner's
trial concerning a TDCJ inmate named Bruce Innes could not have been
employed to impeach any
of Merillat' s expert testimony at petitioner's trial, (8) the limes letters concerned a
situation in which
(a) limes, a TDCJ inmate who had been a ranking member of the Texas
Mafia prison gang sought
to exit that gang by going through what is known in the TDCJ as the
"deconfirmation process," (b)
after limes began that process, Tunes received a letter or "kite" from another
Texas Mafia gang
member in which that other gang member confessed to having murdered a third
inmate (a capital
offense) and described in detail the precise manner with which he dispatched the third
inmate, (c)
limes made the "kite" available to the SPU and was requested to maintain the
189
appearance he was still
Sections 41.301-41.310, Tex. Govt. Code Ann. (Vernon Supp. 2012). A copy of these
statutory provisions
was admitted into evidence during the hearing as State Exhibit no. 39 and
appears in S.F. Third States Habeas Hearing,
Volume 8 of 9 (Exhibit Volume 1).
87
a member ofthe gang, (d) Times testified in court on multiple occasions in
support of the prosecution
of the inmate who sent limes the "kite," thereby incurring the wrath of the prison
gang, and (e)
Merillat's letter identified by petitioner's federal habeas counsel was intended to
communicate the
foregoing information to TDCJ officials and request they not punish limes for having
maintained
open channels of communication with his fellow gang members during the
investigation and
prosecution of the capital murder offense.19°
At that point, petitioner's federal habeas counsel interrupted Merillat' s
cross-examination
and requested a break to consult with
petitioner.191
When the hearing resumed, the following
exchanges took place:
THE COURT: Okay. You had asked for the continuance, Mr. Levenson,
I
mean for the break. You ready to proceed?
MR. LEVENSON: Yes, Your Honor. We are going to formally withdraw the
claim in the petition regarding Mr. Merillat' s Claim Number 2. We will keep
Claim
Number 1, obviously, which we've already litigated, and we will formally withdraw
Claim 2.
MR. PETTY: Your Honor, the State would accept the withdrawal of
their
Claim Number 2 concerning A.P. Merillat.
THE COURT: Okay.
MR. LEVENSON: And Your Honor, we would ask that this not
be
transcribed and be part of the hearing record of this morning's
I guess this
morning's testimony by Mr. Merillat, his interrupted testimony.
THE COURT: Well, I don't see any reason why it would be transcribed
and
made a part of the record if you're abandoning any objections or complaint about
Mr.
Merillat's testimony. Mr. Petty, do you see any problem with that?
MR. PETTY: No, Your Honor.
THE COURT: Okay. All right. I want to make sure that the record doesn't
get cloudy here. Number 1, I got all the time in the world. I got
today, I could
rearrange some things, come back Monday, work Saturday, whatever, so I don't want
anybody ever complaining that they were cut short.
'° S.F. Third State Habeas Hearing, Volume 7 of 9, testimony of A.P. Merillat, at
Id, at p.6!.
pp. 41-61.
Number 2. I made some earlier requests by way of some-- an approach that
I would like to see you take with regard to this witness. I don't
want anybody later
claiming that I in anyway dictated to them how they would proceed or fashion which
they would present their case, because that's no so. You're perfectly free to
pursue
it any way you see fit, irregardless [sic] of my suggestions, which may or
may not
have any merit. This witness is here, I assume he's willing to stay until
we're
through, so I'm taking at least as far as my position in this case, when this
gentleman
gets off this stand, that that's the last time I'm going to hear his name or
anybody's
going to hear his name in connection with this Application for Writ, am I right?
MR. LEVENSON: That's correct.
MR. PETTY: Your Honor, I would ask the Court to do one thing, and that is
to get on the record before the Court that counsel for defense, Mr. Levenson
and cocounsel, consulted with Mr. Clinton Young about the withdrawal of it and that
the
withdrawal of Claim 2 is done with the consent and agreement by Clinton Young.
We would like that on the record. If you'd make an inquiry to him
THE DEFENDANT: Want me to say something?
MR. PETTY: Huh?
THE DEFENDANT: Want me to say it?
MR. PETTY: Your Honor, I would ask that you call upon the Defendant to
see whether he agrees to the withdrawal of this claim against Mr.
Merillat, that is
Claim Number 2 in this application.
THE COURT: Okay. Now, first off, Mr. Young, I assume you have read the
various applications that have been filed on behalf of your defense team with
regard
to the complaining about Mr. Merillat's testimony at the time of your trial.
You've
read all that, have you not?
THE DEFENDANT: Yes, sir.
THE COURT: You're aware of the allegations that have been made in the
motions filed on behalf of your counsel throughout this proceeding for Writ of
Habeas Corpus?
THE DEFENDANT: Yes, sir.
THE COURT: And I want to assume, but that's -- well, I don't want to
assume, either, but tell me, in your opinion have they been open with you in their
explanation of the various claims that have been made in connection with this writ
such that you fully understood what was going on?
THE DEFENDANT: Hundred percent.
THE COURT: Okay. You don't have any question, then, about them having
proceeded on on the assumption that you knew what was going on and
you
understood when, in fact, you really didn't?
THE DEFENDANT: I've got pretty comprehensive skills. I know what's
going on.
THE COURT: Okay. All right. So you've now heard the testimony of Mr.
Merillat here today and you've heard Mr. Levenson say that they are prepared
with
your concurrence to abandon any claim that they may have earlier asserted
with
regard to seeking a new trial because of their inability to have properly, in
their
opinion, cross-examined at the time of trial Mr. Merillat because of having
been
denied the benefit of alleged facts which they claim would have been the basis of
some kind of cross-examination which may have established a bias on the part of
Mr.
Merillat or may have in some way discredited him by some prior inconsistent
statements or positions he may have made to have done all of that in the presence of
the jury for the purpose, once again, of impeaching his testimony. And you're
aware
that that was the whole purpose of the complaint about Mr. Merillat to start with,
are
you not?
THE DEFENDANT: Yes, sir.
THE COURT: Okay. You've heard that they have, and they've represented
to the court, by the way, that that decision has been made only after
concurring with
you and conferring with you, that being the purpose of the earlier request for a
recess,
and they did, in fact, during that period of time, discuss this fully with you?
THE DEFENDANT: Yes, sir.
THE COURT: Okay. Once again, Mr. Young, time is not ofthe essence here.
I've got time, so if you want another break to discuss it with them further, if you say
I would like another 15 minutes. Or matter of fact, Judge, it's
10:000' clock, I would
like until 1:00 o'clock today to visit with my lawyers to make sure that I
concur in
this decision, I'm going to give you that time, you understand?
MR. LEVENSON: We have one more thing to talk about with Mr. Young,
not about Merillat, we'll need an extra five minutes, but it's not about the
Merillat
part, so you can finish question with him, I just wanted to assure my client we
can
have five more minutes with him down the road.
THE COURT: Okay. You mean before we leave here today?
MR. LEVENSON: Yes, sir.
THE COURT: Okay. Well, are you going to need another recess before
we
continue this hearing, or are we about to bring this matter to a conclusion and
you're
just saying you need some more time to visit with him today before y'all depart?
MR. LEVENSON: No, I think I need five more minutes, we need five
more
minutes with him before we conclude the hearing. If you wanted to conclude
the
Merillat part, that part's been taken care of, we can finish that conversation and
then
we'll just ask for an additional five minutes to talk to Mr. Young.
THE COURT: You understand, do you not, Mr. Young, that this is not
a
decision that you can go to sleep tonight, wake up in the morning and say
huh-oh,
you know, I acted hastily. I really was kind offorced into something and
didn 't
realize it was coming, didn 't see it coming, was confronted with it all of a sudden
and had to make a decision and I've now concluded that decision was improvident
andI wish Ihadn 't made it and Iwant to take it back, you understandyou won 't have
that option?
THE DEFENDANT: I understand the structure of the claim. My attorney
outlined everything, Mr. Levenson outlined everything to me and I trust Mr.
Levenson to do what he feels best, and he 's doing that and I support him in
his
decision.
THE COURT: Okay. Satisfied, Mr. Petty?
MR. PETTY: Yes, Your Honor. May this witness, Mr. A.P. Merillat,
be
excused?
THE COURT: You are excused, sir.
THE WITNESS: Sir, could I ask for clarification?
THE COURT: Sure.
THE WITNESS: Are you dropping all of the claims you made against me in
the writ?
MR. PETTY: Yes.
MR. LEVENSON: Yes, Claim 2 has been dropped.
THE WITNESS: Item 2 means all of the allegations?
MR. PETTY: That's correct.
THE WITNESS: I just wanted -MR. LEVENSON: We're withdrawing it. We're not dropping it, we're just
withdrawing it.
THE COURT: Same thing.
THE WITNESS: Yes, sir. Thank you.
THE COURT: You're free to go.
THE WITNESS: Thank you. 192
4.
State Habeas Trial Court's Findings & Conclusions
In an Order issued May 18,
2011,193
the state trial court issued its findings of fact and
conclusions of law in petitioner's third state habeas corpus proceeding, finding in
pertinent part (1)
at the time ofpetitioner's trial, no agreement existed between prosecutors
for Ray in exchange for Ray's testimony against
petitioner,194 (2)
and Mark Ray for leniency
no express or implied plea
agreement or understanding existed between David Page and prosecutors at the
time of petitioner's
'92Id., at pp. 62-69 (Emphasis added).
193
Multiple copies of the state trial court's lengthy Order issued May 18, 2011
appear in the records relating
to petitioner's third state habeas corpus proceeding (sometimes
referred to in the pleadings of petitioner's third state
habeas corpus proceeding as petitioner's "second subsequent" state habeas
proceeding). One copy of the trial court's
fmdings and conclusions appears at pp. 2692-2843 of Third State Habeas
Transcript, Volume 10 of 10. Another copy
appears as a separate, unnumbered, volume among the records relating to
petitioner's third (or "second subsequent")state
habeas corpus proceeding. For consistency, when referring to the trial
court's Order issued May 18, 2011, this Court
will refer to the page numbers found in Third State Habeas Transcript,
Volume 10 of 10.
194
Third State Habeas Transcript, Volume 10 of 10, at
pp. 2757, 2775-77.
91
trial,195
(3) both Ray and Page testified accurately at petitioner's trial that
no agreement or deals
existed between themselves and prosecutors in connection with their testimony
against petitioner,196
(4) in all other respects, the trial testimony of Page and Ray was
factually
accurate,'97
and (5)
petitioner expressly abandoned all of his claims challenging the trial testimony
of A.P. Merillat.'98
Texas Court of Criminal ADpeals' Ruling
In an unpublished per curiam Order issued June 20, 2012, the Texas
Court of Criminal
Appeals (1) denied relief on petitioner's Brady and Gigilo/Napue claims
(alleging the
existence of
undisclosed plea agreements between prosecutors and prosecution witnesses
Page and Ray and
knowing use by prosecutors of false trial testimony by those same witnesses
at petitioner's trial) and
(2) dismissed petitioner's Brady and Giglio/Napue claims (alleging
prosecutors failed to disclose
information or evidence which could have been employed to impeach
prosecution expert A.P.
Merillat' s trial testimony and knowing use by prosecutors of false testimony
by Merillat). Exparte
Clinton Lee Young, WR-65,137-03 (Tex. Crim. App. June 20, 2012).
Return to this Court
On October 18,2012, petitioner filed his second amended federal
habeas corpus petition
and
two thick volumes of exhibits, asserting therein thirty-nine claims
for relief (including one
ineffective assistance claim comprised of eighteen discrete assertions of
deficient performance by
95Jd., at pp. 2817, 2824.
1961d., at pp.
2777, 2817-18, 2843.
197Id at pp. 2839-43. Specifically, the state trial court
pointed to the relative consistency on all major points
between Page's and Ray's statements to law enforcement authorities immediately
after their arrests and their subsequent
testimony at petitioner's trial as furnishing evidence they both testified
accurately at petitioner's trial. Id
1981d
at p. 2839.
92
petitioner's trial counsel and numerous other claims that have never been
presented in any manner
to the state courts)(henceforth "Second Amended Petition"). Docket
entry nos. 87-90.
On January 16, 2013, respondent filed his second amended answer.
Docket entry no. 95.
On March 28, 2013, petitioner filed his reply in support of his
second amended petition
(henceforth "Petitioner's Reply"). Docket entry no. 100.
II. Standard of Review
Because petitioner filed his federal habeas corpus action after the
effective date of the
AEDPA, this Court's review of petitioner's claims for federal habeas
corpus relief is governed by
the AEDPA. Penry v. Johnson, 532 U.S. 782, 792, 121 S.Ct. 1910,
1918, 150 L.Ed.2d 9 (2001).
Under the AEDPA standard of review, this Court cannot grant petitioner
federal habeas corpus relief
in this cause in connection with any claim that was adjudicated
on the merits in state court
proceedings, unless the adjudication of that claim either: (1) resulted in a
decision that was contrary
to, or involved an unreasonable application of, clearly established
Federal law, as determined by the
Supreme Court of the United States, or (2) resulted in a decision that was
based on an unreasonable
determination of the facts in light of the evidence presented in the state court
proceeding. Brown v.
Payton, 544 U.S. 133, 141, 125 S.Ct. 1432, 1438, 161 l.Ed.2d 334
(2005); Williams v. Taylor, 529
U.S. 362, 404-05, 120 S.Ct. 1495, 1519, 146 L.Ed.2d 389
(2000); 28 U.S.C.
§
2254(d).
The Supreme Court has concluded the "contrary to" and
"unreasonable application" clauses
of Title 28 U.S.C. Section 2254(d)(1) have independent meanings. Bell v.
Cone, 535 U.S. 685, 694,
122 S.Ct. 1843, 1850, 152 L.Ed.2d 914 (2002). Under the
"contrary to" clause, a federal habeas
court may grant relief if (1) the state court arrives at a conclusion
opposite to that reached by the
Supreme Court on a question of law or (2) the state court decides a case
93
differently than the Supreme
Court on a set of materially indistinguishable facts. Brown v. Payton, 544
U.S. at 141, 125 S.Ct. at
1438; Mitchell v. Esparza, 540 U.S. 12, 15-16, 124 S.Ct. 7, 10, 157
L.Ed.2d 263 (2003)("A state
court's decision is 'contrary to' our clearly established law if it 'applies a
rule that contradicts the
governing law set forth in our cases' or it 'confronts a set of
facts that are materially
indistinguishable from a decision of this Court and nevertheless arrives at a result
different from our
precedent."). A state court's failure to cite governing Supreme Court authority does
not, per Se,
establish the state court's decision is "contrary to" clearly established
federal law: "the state court
need not even be aware of our precedents, 'so long as neither the
reasoning nor the result of the state-
court decisions contradicts them." Mitchell v. Esparza, 540 U.S. at
16, 124 S.Ct. at 10.
Under the "unreasonable application" clause, a federal habeas court may
grant relief if the
state court identifies the correct governing legal principle from the
Supreme Court's decisions but
unreasonably applies that principle to the facts of the petitioner's case.
Brown v. Payton, 544 U.S.
at 141, 125 S.Ct. at 1439; Wiggins
v.
Smith, 539 U.S. 510, 520, 123 S.Ct. 2527, 2534-35, 156
L.Ed.2d 471 (2003). A federal court making the "unreasonable
application" inquiry should ask
whether the state court's application of clearly established federal
law was "objectively
unreasonable." McDaniel
v.
Brown, 558 U.S. 120, 132-33, 130 S.Ct. 665, 673, 175 L.Ed.2d 582
(2010)("A federal habeas court can only set aside a state-court
decision as 'an unreasonable
application of...clearly established Federal law,'
§
2254(d)(1), if the state court's application of that
law is 'objectively unreasonable."); Wiggins v. Smith, 539 U.S. at
520-21, 123 S.Ct. at 2535. The
focus ofthis inquiry is on whether the state court's application of clearly
established federal law was
objectively unreasonable; an "unreasonable" application is different from a
merely "incorrect" one.
Schriro
v.
Landrigan, 550 U.S. 465, 473, 127 S.Ct. 1933, 1939, 167 L.Ed.2d 836
(2007)("The
94
question under the AEDPA is not whether a federal court believes the
state court's determination
was incorrect but whether that determination was unreasonable -
a substantially higher threshold.");
Wigginsv. Smith, 539 U.S. at 520, 123 S.Ct. at 2535; Price v. Vincent,
538 U.S. 634, 641,123 S.Ct.
1848, 1853, 155 L.Ed.2d 877 (2003)("it is the habeas applicant's
burden to
show that the state court
applied that case to the facts of his case in an objectively
unreasonable manner").
As the Supreme Court has recently explained:
Under the Antiterrorism and Effective Death Penalty Act, a state
prisoner seeking a
writ of habeas corpus from a federal court "must show that the
state court's ruling on
the claim being presented in federal court was so lacking in
justification that there
was an error well understood and comprehended in existing
law beyond any
possibility for fairminded disagreement."
Bobby v. Dixon,
U.S.
,
, 132 S.Ct. 26, 27, 181 L.Ed.2d 328
(201 1)(quoting Harrington
v. Richter, 562 U.S.
,
, 131 S.Ct. 770, 786-87, 178 L.Ed.2d
624 (2011)).
Legal principles are "clearly established" for purposes of AEDPA
review when the holdings,
as opposed to the dicta, of Supreme Court decisions as of the
time of the relevant state-court decision
establish those principles. Yarborough v. Alvarado, 541 U.S.
652,660-61, 124 S.Ct. 2140,2147, 158
L.Ed.2d 938 (2004)("We look for 'the governing legal principle
or principles set forth by the
Supreme Court at the time the state court renders its decision.");
Lockyer v. Andrade, 538 U.S. 63,
71-72, 123 S.Ct. 1166, 1172, 155 L.Ed.2d 144 (2003).
The AEDPA also significantly restricts the scope of federal
habeas review of state court fact
findings. Section 2254(d)(2) of Title 28, United States Code,
provides federal habeas
be granted on any claim that was adjudicated on the merits in the
relief may not
state courts unless the state court's
adjudication of the claim resulted in a decision based on an unreasonable
determination of the facts
in light of the evidence presented in the state court proceeding.
Wood v. Allen, 558 U.S. 290, 301,
130 S.Ct. 841, 849, 175 L.Ed.2d 738 (2010)("[A] state-court
factual determination is not
unreasonable merely because the federal habeas court would have reached a different
conclusion in
the first instance."); Williams v. Taylor, 529 U.S. at 410, 120 S.Ct. at
1522 ("[Am unreasonable
application of federal law is different from an incorrect application of federal
law."). Even if
reasonable minds reviewing the record might disagree about the factual finding in
question (or the
implicit credibility determination underlying the factual finding), on habeas
review, this does not
suffice to supersede the trial court's factual determination. Woody. Allen, 558
U.S. at 301, 130 S.Ct.
at 849; Rice v. Collins, 546 U.S. 333, 341-42, 126 S.Ct. 969, 976, 163
L.Ed.2d 824 (2006).
In addition, Section 2254(e)(1) provides a petitioner challenging
state court factual findings
must establish by clear and convincing evidence that the state court's
findings were erroneous.
Schriro v. Landrigan, 550 U.S. at 473-74, 127 S.Ct. at 1939-40 ("AEDPA also
requires federal
habeas courts to presume the correctness of state courts' factual findings
presumption with 'clear and convincing evidence."); Rice
v.
unless applicants rebut this
Collins, 546 U.S. 333, 338-39, 126
S.Ct. 969, 974, 163 L.Ed.2d 824 (2006)("State-court factual findings,
moreover, are presumed
correct; the petitioner has the burden of rebutting the presumption by
'clear and convincing
evidence."); Miller-El
v.
Dretke, 545 U.S. 231, 240, 125 S.Ct. 2317, 2325, 162 L.Ed.2d 196
(2005)("[W]e presume the Texas court's factual findings to be sound unless
Miller-El rebuts the
'presumption ofcorrectness by clear and convincing evidence."); 28 U.S.C. §2254(e)( 1). It
remains
unclear at this juncture whether Section 2254(e)(1) applies in every case
presenting a challenge to
a state court's factual findings under Section 2254(d)(2). See Wood v. Allen,
558 U.S. at 300, 130
S.Ct. at 849 (choosing not to resolve the issue of Section 2254(e)(1)'s
possible application to all
challenges to a state court's factual findings); Rice
v.
Collins, 546 U.S. at 339, 126 S.Ct. at 974
(likewise refusing to resolve the Circuit split regarding the application of
Section 2254(e)(1)).
However, the deference to which state-court factual findings are entitled
under the AEDPA
does not imply an abandonment or abdication of federal judicial review. See
Miller-El v. Dretke, 545
U.S. at 240, 125 S .Ct. at 2325 (the standard is "demanding but not
insatiable"); Miller-El v. Cockrell,
537 U.S. 322, 340, 123 S.Ct. 1029, 1041, 154 L.Ed.2d 931
(2003)("Even in the context of federal
habeas, deference does not imply abandonment or abdication ofjudicial
review.
Deference does not
by definition preclude relief.").
Finally, in this Circuit, a federal habeas court reviewing a state court's
of a claim for relief pursuant to the AEDPA must focus exclusively on the
rejection on the merits
propriety of the ultimate
decision reached by the state court and not evaluate the quality, or lack
thereof, of the state court's
written opinion supporting its decision. See Maldonado
v.
Thaler, 625 F.3d 229, 239 (5th Cir.
2010)(federal habeas review of a state court's adjudication involves review
only of a state court's
decision, not the written opinion explaining the decision), cert. denied,
181 L.Ed.2d 46 (2011); St. Aubin v.
U.S.
,
132 S.Ct. 124,
Quarterman, 470 F.3d 1096, 1100 (5th Cir. 2006)(holding
Section 2254(d) permits a federal habeas court to review only a state
court's decision and not the
written opinion explaining that decision), cert. denied, 550 U.S.
921(2007); A mador v. Quarterman,
458 F.3d 397, 410 (5th Cir. 2006)(holding the same), cert. denied,
550 U.S. 920 (2007); Pondexter
v.
Dretke, 346 F.3d 142, 148 (5th Cir. 2003)(holding the precise question
before a federal habeas
court in reviewing a state court's rejection on the merits of an
ineffective assistance claim is whether
the state court's ultimate conclusion was objectively reasonable), cert.
denied, 541 U.S. 1045 (2004);
Anderson v. Johnson, 338 F.3d 382, 390(5th Cir. 2003)(holding a federal
habeas
97
court reviews only
a state court's decision and not the opinion explaining that decision);
Neal v. Puckett, 286 F.3d 230,
246(5th Cir. 2002)(en banc)(holding a federal court is authorized by §2254(d) to
court's decision and not the written opinion explaining that decision), cert.
review only a state
denied,
537 U.S. 1104
(2003).
III.
Brady. GigliolNapue,
& Confrontation Clause Claims
A. The Claims
Page and Ray's Alleged Plea Agreements
In his first claim for relief in his second amended petition
herein, petitioner argues (1) the prosecution failed to disclose to
petitioner's trial counsel that it had
offered prosecution witnesses Page and Ray "informal promises of
leniency and of favorable plea
agreements" to induce their testimony against petitioner and (2) the prosecution
knowingly elicited
false testimony from both Page and Ray denying the existence of
any promises or deals with
prosecutors to induce their trial testimony.'99
2.
Alleged Impeachment Evidence Against Expert Merillat
In his twenty-fifth claim for relief in his second amended
petition, petitioner argues the
prosecution withheld from petitioner's trial counsel potential impeachment
(1) contrary to the testimony of prosecution expert A.P. Merillat,
evidence which showed
that Merillat had authority to order
' Second Amended Petition, filed October 18, 2012, docket entry
no. 87 (henceforth "Second Amended
Petition"), at pp. 58-118.; Petitioner's Reply in Support of Second Amended
Petition, filed March 28,2013, docket entry
no. 100. at pp. 38-66.
Petitioner also argues the prosecutors at his trial violated petitioner's
Confrontation Clause rights by delaying
the execution of Page's and Ray's plea agreements until after petitioner's
trial. SecondAmendedPetition, at pp. 118-23.
98
TDCJ officials to change the housing and classification status of TDCJ
involved in withholding Brady material in a different capital murder
B.
inmates and (2) Merillat was
case.20°
State Court Disposition
Claims Concerning Alleged Secret Deals for Page & Ray
Petitioner presented his complaints about alleged secret plea agreements
Ray to the state courts as his first claim for relief in his second subsequent
involving Page and
(third) state habeas corpus
application.20' As this Court explained above, the state habeas trial court
heard extensive live
testimony from a wide variety of witnesses,202 reviewed petitioner's proffered
affidavits and other
documents, and expressly found (1) there were no plea agreements or promises of
leniency made to
either Page or Ray to induce their trial testimony and (2) neither Page nor Ray
petitioner's
trial.203
testified falsely during
The Texas Court of Criminal Appeals reviewed the trial court's
findings and
conclusions and denied relief on the merits. Exparte Clinton Lee Young, WR
65,137-03 (Tex. Crim.
App. June 20, 2012).
2.
Impeachment Evidence Against Merillat
Petitioner presented his allegations regarding undisclosed impeachment
evidence against
prosecution expert Merillat as his second claim for relief in his second
subsequent (third) state
200
SecondAmended Petition, at pp. 343-60.
In support of his assertions against Merillat, petitioner's federal habeas
counsel submitted a number of sealed
exhibits, attached as Exhibit nos. 132-39 to petitioner's first amended federal
habeas corpus petition, filed October 20,
2008, docket entry no. 51. The sealed exhibits were docketed as docket entry
no. 59.
201
Third States Habeas Transcript, Volume 1 of 10, at
pp. 50-68.
202
See notes 170-82, supra, and accompanying text.
203
Third State Habeas Transcript, Volume 10 of 10, at
pp. 2757, 2775-77, 2817-19, 2843.
habeas corpus
application.204
As was explained above, after failing to confront Merillat with any
evidence allegedly in existence at the time of petitioner's trial and hearing
Merillat's uncontradicted
testimony explaining the circumstances of his correspondence regarding TDCJ
inmate Bruce limes,
petitioner and his federal habeas counsel formally withdrew petitioner's Brady
claim concerning
allegedly undisclosed impeachment evidence against
expressly found petitioner had abandoned this
Merillat.205
claim.206
The state habeas trial court
The Texas Court of Criminal Appeals
dismissed this claim. Exparte Clinton Lee Young, WR 65,137-03 (Tex. Crim.
C.
App. June 20,2012).
Clearly Established Federal Law
Brady Claims
Few constitutional principles are more firmly established by Supreme
Court precedent than
the rule that "the suppression by the prosecution of evidence favorable to an
accused upon request
violates due process where the evidence is material either to guilt or to
punishment, irrespective of
the good faith or bad faith of the prosecution." Banks v. Dretke, 540 U.S.
668, 691, 124 S.Ct. 1256,
1272, 157 L.Ed.2d 1166 (2004); Brady v. Maryland, 373 U.S. 83, 87, 83
S.Ct. 1194, 1196-97, 10
L.Ed.2d 215 (1963).
The Supreme Court has consistently held the prosecution's duty to
disclose evidence material
to either guilt or punishment, i.e., the rule announced in Brady v.
Maryland, applies even when there
204
Third State Habeas Transcript, Volume 1 of 10, at
pp. 68-85. In support of his claim the prosecution
withheld evidence which could have been used to impeach Merillat's trial
testimony, petitioner referenced a series of
written communications written by or sent to Merillat several years prior to
petitioner's capital murder trial and a Texas
Bar Journal article published by Merillat in 2006. Id.
205
See notes
206
Third States Habeas Transcript, Volume 10 of 10, at 2839.
p.
185-92, supra, and accompanying text.
100
has been no request by the accused. Banks v. Dretke, 540 U.S. at 690, 124
S.Ct. at 1272; Strickler
v.
Greene, 527 U.S. 263,280, 119 S.Ct. 1936, 1948, 144 l.Ed.2d 286(1999); Un
ited States v. Agurs,
427 U.S. 97, 107, 96 S.Ct. 2392, 2399, 49 L.Ed.2d 342 (1976).
impeachment evidence. Strickler
v.
This duty also applies to
Greene, 527 U.S. at 280, 119 S.Ct. at 1948; United States
v.
Bagley, 473 U.S. 667, 676 & 685, 105 S.Ct. 3375, 3380 & 3385, 87
L.Ed.2d 481 (1985).
The rule in Brady encompasses evidence known only to police
investigators and not
personally known by the prosecutor. Strickler v. Greene, 527 U.S. at 280-81, 119
S.Ct. at 1948;
Ky/es
v.
Whitley, 514 U.S. 419, 438, 115 S.Ct. 1555, 1568, 131 L.Ed.2d 490
(1995).
individual prosecutor has a duty to learn of any favorable evidence known to the
government's behalf in this case, including the police." Strickler
v.
"[T]he
others acting on the
Greene, 527 U.S. at 281, 119
S.Ct. at 1948 (Emphasis added); Ky/es v. Whitley, 514 U.S. at 437, 115
S.Ct. at 1567.
Under clearly established Supreme Court precedent, there are three
elements to a Brady
claim: (1) the evidence must be favorable to the accused, either because it is
exculpatory or because
it is impeaching; (2) the evidence must have been suppressed by the State,
either wil1fitlly or
inadvertently; and (3) the evidence must be "material," i.e., prejudice must have
ensued from its non-
disclosure. Banks v. Dretke, 540 U.S. at 691, 124 S.Ct. at 1272; Strickler v. Greene,
527 U.S. at 28182, 119 S.Ct. at 1948.
Evidence is "material" under Brady where there exists a "reasonable
probability" that had the evidence been disclosed the result at trial would have been
v.
Cain,
U.S.,,
different. Smith
132 S.Ct. 627,630, 181 L.Ed.2d57l (2012); Cone v. Bell, 556 U.S.
449,
469-70, 129 S.Ct. 1769, 1783, 173 L.Ed.2d 701 (2009); Banks
v.
Dretke, 540 U.S. at 698-99, 124
S.Ct. at 1276. A reasonable probability does not mean that the defendant
would more likely than
101
not have received a different verdict with the evidence, only that the likelihood
of a different result
is great enough to undennine confidence in the outcome of the trial. Smith v.
Cain,
U.S. at
132 S.Ct. at630;Kylesv. Whitley, 514 U.S. at 434, 115 S.Ct. at 1566.
The Supreme Court has emphasized four aspects of the Brady materiality
inquiry. First, a
showing of materiality does not require demonstration by a preponderance that
disclosure of the
suppressed evidence would have resulted in the defendant's acquittal. See United States
v. Bagley,
473 U.S. at 682, 105 S.Ct. at 3383 (expressly adopting the "prejudice" prong
of the Strickland
v.
Washington, 466 U.S. 668, 104 S.Ct. 2052,80 L.Ed.2d 674(1984), analysis of ineffective
assistance
claims as the appropriate standard for determining "materiality" under Brady).
Second, the
materiality standard is not a sufficiency of the evidence test. Kyles v. J'Vhitley, 514
U.S. at 434-35,
115 S.Ct. at 1566. Third, once materiality is established, harmless error
analysis has no application.
Kyles v. Whitley, 514 U.S. at 435-36, 115 S.Ct. at 1566-67. Finally, materiality
must be assessed
collectively, not item by item. Kyles v. Whitley, 514 U.S. at 436-37, 115 S.Ct. at
1567.
2.
Giglio/Napue (Knowing Use of Perjured Testimony) Claim
A state denies a criminal defendant due process when it knowingly uses
perjured testimony
at trial or allows untrue testimony to go uncorrected. Giglio
92 S.Ct. 763,766,31 L.Ed.2d 104 (1972); Napue
v.
v.
United States, 405 U.S. 150, 153-54,
Illinois, 360 U.S. 264,269-70,79 S.Ct. 1173,
1177, 3 L.Ed.2d 1217 (1959). To succeed in showing a due process
violation from the use of
allegedly perjured testimony, a defendant has the burden of establishing that
(1) the witness in
question actually gave false testimony, (2) the falsity was material in that there was
a reasonable
likelihood that it affected the judgment of the jury, and (3) the prosecution used the
testimony in
102
question knowing that it was false. Giglio v. United States, 405 U.S. at
153-54,92 S.Ct. at 766; Reed
v.
Quarterman, 504 F.3d 465, 473 (5th Cir. 2007).
AEDPA Analysis of Claims Relating to Page and Ray
D.
During his most recent state habeas corpus proceeding, when he was
represented by his
federal habeas counsel herein, petitioner fully litigated his Brady and
his Giglio/Napue claims
involving the trial testimony of prosecution witnesses Ray and Page. The
AEDPA' s standard of
review governs this Court's analysis of petitioner's first claim herein. This
Court has reviewed the
entirety of the voluminous state court records from petitioner's trial,
direct appeal, and multiple state
habeas corpus proceedings. This Court concludes the state habeas court's
factual findings that (1)
there were no secret plea agreements or promises of leniency between
prosecutors and either Ray
or Page and (2) both Page and Ray testified in a factually accurate
manner during petitioner's trial
concerning the absence of any such agreements or promises are fully
supported by the evidence
before the state habeas court.
While Ray and his mother testified during petitioner's third state habeas
corpus proceeding
that Ray had been offered a five-year sentence in exchange for
his trial testimony against
petitioner,207
their assertions were categorically denied by not only the prosecutors and
Ray claimed had extended that offer to him,208 but also by Ray's own
investigators
trial counsel, attorney Richard
207
S.F. Third States Habeas Hearing, Volume 2 of 9, testimony of
Mark Ray, at pp. 145-46, 150-53, 165-66,
168, 174-75, 177, 180, 183, 185-86; Volume 5 of 9, testimony
of Carolyn Darlene Ray, at pp. 11, 15,23-24, 27, 29, 3132, and 40.
208
S.F. Third States Habeas Hearing, Volume 3 of 9, testimony of
Joe Black, at pp. 21,23-24, 26,28-31, 38,
43-44, 47, 50, 52-53, 62-65; Volume 3 of 9, testimony of J.D. Luckie,
at pp. 181-85, 193-94, 196-97, 204-05; Volume
5 of 9, testimony of Richard Berry, Jr., at
pp. 60, 64, 74, 92-96, 98-106, 110-12, 115; Volume 3 of 9, testimony of Al
Schorre, at p. 220.
103
Huriburt, who testified (1) he had never heard of a five-year plea offer for
Ray (or any of the other
offers Ray claimed he had received for sixty, forty-forty-five,
thirty, twenty, or ten years) and (2)
neither former Harrison County District Attorney Rick Berry nor Berry's
successor, Joe Black, ever
extended such an offer to either him or Mark Ray.209 Attorney
Hurlburt also testified that, while he
and former Harrison County District Attorney Rick Berry did engage
in very preliminary discussions
about Ray's case during which Berry opined that he "probably
would make [Ray] an offer he
couldn't refuse," he (Huriburt) never construed Berry's words as a promise
of a plea offer.21° Berry
fully corroborated Huriburt's account of their conversations never
reaching the stage where an
agreement regarding a plea and sentence for Ray had been reached.21'
In addition, Ray admitted
during his testimony at petitioner's most recent state habeas
corpus proceeding that (1) his trial
testimony denying the existence of any promises of leniency to induce his
trial testimony against
petitioner was "true" and (2) he told an investigator for petitioner in
2005 he had no deal with
prosecutors.212
Finally, petitioner presented no evidence to the state habeas court
Ray or Huriburt ever complained to anyone when Ray
showing that either
subsequently entered a plea in connection with
the kidnaping of Doyle Douglas and received a fifteen-year
sentence.
209S.F. Third State Habeas Hearing, Volume 3 of 9,
testimony of Richard Huriburt, at pp. 82-90,95-100, 12223, 126, 138-39, 148, 150.
210d. at pp. 76, 89-93, 95, 96-98, 122-23, 126, 138-39, 149,
150, 160. Hurlburt also testified he was present
during Ray's testimony at petitioner's trial and would never have
permitted Ray to commit perjury by falsely denying
the existence of a plea agreement had such an agreement
existed, Id., at pp. 82, 150.
211
98, 110-12.
212
S.F. Third State Habeas Hearing, Volume 5
of 9, testimony of Richard Berry, Jr., at pp. 60, 64, 74, 92-96,
S.F. Third States Habeas Hearing, Volume 2
of 9, testimony of Mark Ray, at pp. 174-75, 181-82.
104
David Page insisted both at petitioner's trial and throughout his testimony
at petitioner's most
recent state habeas corpus proceeding that he never had a plea
agreement with prosecutors in
connection with the charges against him related to the murder of Samuel
Petrey.213 Page admitted
that he hoped he would benefit and possibly obtain some unspecified degree
of leniency in exchange
for his testimony against petitioner but insisted he knew there was no
binding plea agreement in
existence at the time he testified at petitioner's capital murder
trial.214
Once again, the responsible
prosecutor denied making any plea offers to Page or Page's attorney.215 Page's
attorney testified that,
while he had preliminary discussions in February, 2002 with Midland
County District Attorney Al
Schorre about a possible sentencing range of up to thirty years for Page, he
understood Schorre was
not promising to make such an offer and he did not construe Schorre's
comments as a plea offer.216
Page's attorney also testified that while he and Page both hoped Page would
receive
of leniency as a result of Page's testimony against petitioner, he and Page both
some degree
understood there was
no plea bargain in existence for a specific term of years and nothing
the prosecutor had told them
rose to the level of an enforceable agreement.217 Finally, both the Midland
County District Attorney
and Page's attorney testified that the prosecutor's comments in
February, 2002 about a possible
thirty-year sentence for Page were expressly conditioned upon Page passing
a polygraph examination
213
S.F. Third State Habeas Hearing, Volume 4 of 9, testimony of David
Lee Page, Jr., atpp. 11-13, 19,33, 3739, 45-47, 49-51.
2141d
215
at pp. 19, 33, 37-39, 45-46, 51.
S.F. Third States Habeas Hearing, Volume 3
53, 264-65, 267, 275.
of 9, testimony of Al Schorre, at pp. 223-24,227-30,233,249-
216SF Third States Habeas Hearing, Volume 2 of 9, testimony of H.W.
Woody Leverett, at pp. 31-32, 55-56,
63-64, 66-67, 70-77, 97-98, 128-30.
217
Id., at pp. 63-64, 67, 70-72, 76-77, 97-98, 128-30.
105
and other, then-undeveloped, evidence showing Page was not the
shooter in Petrey's murder.218 It
was undisputed that (1) Page flunked a polygraph administered in
late-February, 2002 and (2) all
discussions between the Midland County District Attorney and Page's
lawyer about a thirty-year
sentence promptly
ended.219
Finally, Page's trial counsel testified he was present during
Page's
testimony at petitioner's trial and believed Page's testimony denying the
existence ofany agreements
or promises to induce Page's testimony against petitioner to be
factually
A witness must possess more than a mere unilateral expectation or
will receive a benefit in exchange for their testimony before
accurate.22°
subjective belief he or she
information regarding the arrangement
between the witness and prosecution rises to the level ofBrady materiality.
F.3d 470,482 (5th Cir. 2000)(witness' subjective hope the State
See Knox v. Johnson, 224
would recognize his assistance did
not establish the State had even subtly offered him a deal for his
testimony), cert. denied, 532 U.S.
975 (2001); Hill
v.
Johnson, 201 F.3d 481, 486 (5th Cir. 2000)(subjective beliefs of
witnesses
regarding the possibility of future favorable treatment are insufficient to
trigger the State's duty to
disclose under Brady), cert. denied, 532 U.S. 1039 (2001); Goodwin v.
Johnson, 132 F.3d 162, 187
(5th Cir. 1 997)("a nebulous expectation of help from the state" is not
Brady material).
Under such circumstances, the state habeas court reasonably rejected
as factually flawed
petitioner's contentions that either Page or Ray had been offered a plea
of leniency had been made to Ray or Page to induce their trial testimony
agreement or that promises
against petitioner. The state
218
S.F. Third States Habeas Hearing, Volume 2 of 9, testimony of
H.W. Woody Leverett, at pp. 32, 35, 38-39,
56, 58, 63-64, 66-67; Volume 3 of 9, testimony of Al Schorre,
at pp. 250-51, 253, 265, 275.
210
S.F. Third States Habeas Hearing, Volume 2 of 9, testimony of
H.W. Woody Leverett, at pp. 35, 38-39;
Volume 3 of 9, testimony of Al Schorre, at
pp. 227-28, 249-53.
220
S.F. Third States Habeas Hearing, Volume 2 of 9, testimony of
H.W. Woody Leverett, at pp. 126-27.
106
habeas court's factual findings, fully supported by the evidence before that court,
establish there was
no false testimony given by Ray or Page at trial concerning the absence of
any plea agreements or
promises of leniency to induce their trial testimony against petitioner. Thus, petitioner failed
to show
the existence of any evidence at the time of petitioner's trial concerning secret
plea agreements or
promises of leniency that could have been used to impeach Ray's or Page's
trial testimony.
Petitioner's first claim does not satisfy the first or second prongs of Brady analysis, i.e.,
petitioner
has failed to establish that any potentially beneficial information regarding
undisclosed plea
agreements or promises of leniency made to Ray or Page actually existed at the time
of petitioner's
trial. In addition, because petitioner failed to establish that Ray or Page
furnished any factually
inaccurate testimony at petitioner's trial, petitioner's first claim also fails to satisfy the
prongs of Giglio/Napue analysis, i.e., petitioner failed to show Ray or Page gave
first and third
any false testimony
or that prosecutors knew Ray or Page testified falsely.
The Texas Court of Criminal Appeals' rejections on the merits of
petitioner's Brady and
Giglio/Napue claims premised on the existence ofplea agreements or promises of
leniency made to
Ray and Page were neither (1) contrary to, nor involved an unreasonable
application of, clearly
established Federal law, as determined by the Supreme Court of the United States,
nor (2) based on
an unreasonable determination of the facts in light ofthe evidence presented in
the petitioner's third
state habeas corpus
proceeding. Petitioner's Brady and Giglio/Napue claims contained in
petitioner's first claim for relief herein do not warrant federal habeas relief.
107
Analysis of Claim Concerning Impeachment of A.P. Merillat
E.
In open court during petitioner's third, and most recent, state
habeas corpus proceeding,
petitioner and his federal habeas counsel formally withdrew his Brady
claim premised upon the
prosecution's alleged failure to disclose evidence which could have been
used to impeach
prosecution expert witness A.P. Merillat.221 Nonetheless, petitioner has
asserted the same claim as
his twenty-fifth claim herein.222 Respondent argues petitioner has
procedurally defaulted on this
claim by failing to exhaust available state remedies on same.223
1.
Procedural Default Generally
Procedural default occurs where (1) a state court clearly and expressly bases
its dismissal of
a claim on a state procedural rule, and that procedural rule provides an
independent and adequate
ground for the dismissal, or (2) the petitioner fails to exhaust all
available state remedies, and the
state court to which he would be required to petition would now find
the claims procedurally barred.
Coleman v. Thompson, 501 U.S. 722, 735 n.l, 111 S.Ct. 2546, 2557 n.1,
115 L.Ed.2d 640 (1991).
In either instance, the petitioner is deemed to have forfeited his
federal habeas claim. O'Sullivan
v.
Boerckel, 526 U.S. 838, 848, 119 S.Ct. 1728, 1734, 144 L.Ed.2d 1(1999).
Procedural defaults only
bar federal habeas review when the state procedural rule which forms
the basis for the procedural
default was "firmly established and regularly followed" by the time it was
applied to preclude state
221
See notes 185-92, supra, and accompanying text.
222
Compare SecondAmended Petition, at pp. 343-60 with Third State Habeas
Transcript, Volume 1 of 10, at
pp. 68-85.
Curiously, petitioner's pleadings in this Court make no reference
or allusion to any of the testimony given by
A.P. Merillat during the evidentiary hearing held July 23, 2010
in petitioner's most recent state habeas corpus
proceeding.
223
Respondent's Second Amended Answer, filed January 16, 2013, docket entry no.
95, at p. 207.
judicial review of the merits of a federal constitutional claim. Ford v.
Georgia, 498 U.S. 411, 424,
111 S.Ct. 850, 857-58, 112 L.Ed.2d 935 (1991).
2.
The Duty to Exhaust Available State Remedies
Before seeking federal habeas corpus relief, a state prisoner
must exhaust available state
remedies, thereby giving the State the opportunity to pass upon and
correct alleged violations of its
prisoners'federal rights. Baldwin v. Reese, 541 U.S. 27, 29, 124 S.Ct. 1347,
1349, 158 L.Ed.2d 64
(2004); O'Sullivan
v.
Boerckel, 526 U.S. 838, 842, 119 S.Ct. 1728, 1731, 144 L.Ed.2d
1(1999);
Duncanv. Henry, 513 U.S. 364,365,115 S.Ct. 887, 888, 130L.Ed.2d
865 (1995);Picardv. Connor,
404 U.S. 270, 275, 92 S.Ct. 509, 512, 30 L.Ed.2d 438 (1971); 28
U.S.C. §2254(b)(1). To provide
the State with this necessary "opportunity," the prisoner must
"fairly present" his claim to the
appropriate state court in a manner that alerts that court to the
federal nature of the claim. See
Baldwin v. Reese, 541 U.S. at 29-32, 124 S.Ct. at 1349-5 1
(rejecting the argument that a petitioner
"fairly presents" a federal claim, despite failing to give any
indication in his appellate brief of the
federal nature of the claim through reference to any federal source
of law, when the state appellate
court could have discerned the federal nature of the claim
through review of the lower state court
opinion); O'Sullivan v. Boerckel, 526 U.S. at 844-45, 119 S.Ct. at
1732-33 (holding comity requires
that a state prisoner present the state courts with the first
opportunity to review a federal claim by
invoking one complete round of that State's established
appellate review process); Gray
v.
Netherland, 518 U.S. 152, 162-63, 116 S.Ct. 2074,2081, 135 L.Ed.2d 457
(1996) (holding that, for
purposes of exhausting state remedies, a claim forfederal relief must
include reference to a specific
constitutional guarantee, as well as a statement of facts that entitle
the petitioner to relief and
109
rejecting the contention that the exhaustion requirement is
satisfied by presenting
the state courts
only with the facts necessary to state a claim for relief).
The exhaustion doctrine is designed to give the state
courts a full and fair opportunity to
resolve federal constitutional claims before those claims
are presented to the federal courts and,
thereby, to protect the state courts' role in the
enforcement of federal law and prevent disruption of
state judicial proceedings. Carey v. Saffold, 536 U.S. 214,
220, 122 S.Ct. 2134, 2138, 153 L.Ed.2d
260 (2002); Duncan v. Walker, 533 U.S. 167, 179, 121
S.Ct. 2120, 2128, 150 L.Ed.2d 251 (2001);
O'Sullivan v. Boerckel, 526 U.S. at 845, 119 S.Ct. at 1732; Rose
v.
Lundy, 455 U.S. 509, 518-19,
102 S.Ct. 1198, 1203, 71 L.Ed.2d 379 (1982).
Under the AEDPA, federal courts lack the power to
grant habeas corpus relief on
unexhausted claims. Kunkle v. Dretke, 352 F.3d 980, 988 (5th
Cir. 2003)("28 U.S.C. § 2254(b)(1)
requires that federal habeas petitioners fuliy exhaust
remedies available in state court before
proceeding in federal court."), cert. denied, 543 U.S. 835
(2004),; Riley v. Cockrell, 339 F.3d 308,
318 (5th Cir. 2003); Anderson v. Johnson, 338 F.3d
382,386(5th Cir. 2003); Henry v. Cockrell, 327
F.3d 429, 432 (5th Cir. 2003)("Absent special
circumstances, a federal habeas petitioner must
exhaust his state remedies by pressing his claims in state court
before he may seek federal habeas
relief."), cert. denied, 540 U.S. 956 (2003); Mercadel v.
Johnson, 179 F.3d 271, 276-77 (5th Cir.
1999); Alexander v. Johnson, 163 F.3d 906, 908 (5th Cir.
1998); Jones v. Jones, 163 F.3d 285, 299
(5th Cir. 1998), cert. denied, 528 U.S. 895 (1999).
However, Title 28 U.S.C. §2254(b)(2) empowers
a federal habeas court to deny an unexhausted claim
on the merits. Pondexter v. Quarterman, 537
F.3d 511, 527(5th Cir. 2008), cert, denied, 555 U.S. 1219,
129 S.Ct. 544, 173 L.Ed.2d 671 (2009));
Moreno
v.
Dretke, 450 F.3d 158, 166 (5th Cir. 2006), cert. denied,
549 U.S. 1120, 127 S.Ct. 935,
110
166 L.Ed.2d 717 (2007); Smith v. Cockrell, 311 F.3d
661, 684 (5th Cir. 2002), cert. dism'd, 541
U.s. 913 (2004); Daniel v. Cockrell, 283 F.3d 697, 70 1-02 (5th Cir.
2002), cert. denied, 537 U.S.
874 (2002). The exhaustion of all federal claims in state
court is a fundamental prerequisite to
requesting federal collateral relief under Title 28 U.S.C. Section
2254. Wilder v. Cockrell, 274 F.3d
255, 259 (5th Cir. 2001); Sterlingv. Scott, 57 F.3d 451,
453 (5th Cir. 1995), cert. denied, 516 U.S.
1050 (1996); 28 U.S.C. §2254(b)(1)(A).
In order to "exhaust" available state remedies, a petitioner
must "fairly present" all of his
claims to the state courts. Duncan v. Henry, 513 U.S. 364,365,
115 S.Ct. 887, 888, 130 L.Ed.2d 865
(1995); Picardv. Connor, 404 U.S. at 270, 275-76, 92 S.Ct. 509,
at 512-13, 30 L.Ed.2d 438 (1971);
Kunkle v. Dretke, 352 F.3d at 988; Riley v. Cockrell, 339
F.3d at 318; Anderson v. Johnson, 338 F.3d
at 386; Jones v. Jones, 163 F.3d at 296; Shute v. State of
Texas, 117 F.3d at 237 ("a habeas petitioner
'must fairly apprize [sic] the highest court of his state of the
federal rights which were allegedly
violated."). In Texas, the highest state court with jurisdiction to
review the validity of a state
criminal conviction is the Texas Court of Criminal Appeals.
Richardson v. Procunier, 762 F.2d 429,
43 1-32 (5th Cir. 1985).
More simply, the exhaustion doctrine requires that the
petitioner present his federal claim
in a manner reasonably designed to afford the State courts a
meaningful opportunity to address same.
The exhaustion requirement is satisfied when the
substance of the federal habeas claim has been
"fairly presented" to the highest state court, i.e., the
petitioner presents his claims before the state
courts in a procedurally proper manner according to the rules of
the state courts. Baldwin
v.
Reese,
541 U.S. at 29-32, 124 S.Ct. at 1349-51 (holding a
petitioner failed to "fairly present" a claim of
ineffective assistance by his state appellate counsel merely by
labeling the performance of said
111
counsel "ineffective," without accompanying that label
with either a reference to federal law or a
citation to an opinion applying federal law to such a claim);
Moore v. Cain, 298 F.3d 361, 364 (5th
Cir. 2002), cert. denied, 537 U.S. 1236 (2003);
Mercadel v. Johnson, 179 F.3d at 275. However,
the petitioner need not spell out each syllable ofthe
claim before the state court for the claim to have
been "fairly presented" and thereby fulfill the
exhaustion requirement. Riley v. Cockrell, 339 F.3d
at 318; Fisher v. Texas, 169 F.3d 295, 303 (5th Cir.
1999).
The exhaustion requirement is not met if the petitioner
presents new legal theories or factual
claims in his federal habeas petition. Anderson v.
Harless, 459 U.S. 4, 6-7, 103 S.Ct. 276, 277-78,
74 L.Ed.2d 3 (1982); Scottv. Hubert, 635 F.3d 659,
667 (5th Cir.), cert, denied,
U.S._, 132
S.Ct. 763, 181 L.Ed.2d 485 (2011); Riley v.
Cockrell, 339 F.3d at 318 ("It is not enough that the facts
applicable to the federal claims were all before the State
court, or that the petitioner made a similar
state-law based claim. The federal claim must be the
'substantial equivalent' of the claim brought
before the State court."); Wilder v. Cockrell, 274 F.3d at
259 ("where petitioner advances in federal
court an argument based on a legal theory distinct
from that relied upon in the state court, he fails
to satisfy the exhaustion requirement"); Finley
v. Johnson, 243 F.3d 215, 219
(5th Cir. 2001).
Likewise, to have "fairly presented" his federal claim,
the petitioner must have reasonably alerted
the state courts to thefederal nature of his claim.
Baldwin v. Reese, 541 U.S. at 29-32, 124 S.Ct. at
1349-51 (holding a petitioner failed to "fairly
present" a claim of ineffective assistance
by his state
appellate counsel merely by labeling the performance
of said counsel "ineffective," without
accompanying that label with either a reference to federal law
or a
citation to an opinion applying
federal law to such a claim); Wilder v. Cockrell, 274 F.3d at 260
("A fleeting reference to the federal
constitution, tacked onto the end of a lengthy, purely
state-law evidentiary argument, does not
112
sufficiently alert and afford a state court the opportunity to address an alleged
violation of federal
rights.").
3. Procedural Default on Unexhausted Claims
The Fifth Circuit has consistently held that federal habeas review on
unexhausted claims
presented by a convicted Texas criminal defendant is barred under the procedural
default doctrine.
See, e.g., Aguilar v. Dretke, 428 F.3d 526, 533 (5th Cir. 2005)(holding
the Texas abuse
of the writ
rule ordinarily is an adequate and independent procedural ground on
which to base a procedural
default ruling), cert. denied, 547 F.3d 1136 (2006); Matchett v. Dretke, 380 F.3d
844, 848 (5th Cir.
2004)(holding the violation of the Texas writ-abuse rule ordinarily furnishes an
adequate and
independent procedural ground which bars federal habeas review of a claim), cert.
denied, 543 U.s.
1124 (2005); Bagwell
v.
Dretke, 372 F.3d 748, 755-56 (5th Cir. 2004)(holding a petitioner
procedurally defaulted by failing to "fairly present" a claim to the state courts in
his state habeas
corpus application), cert. denied, 543 U.S. 989 (2004); Cotton
v.
Cockrell, 343 F.3d 746, 755 (5th
Cir. 2003)(holding the Texas writ abuse doctrine is an adequate and
independent barrier to federal
habeas review of unexhausted claims), cert. denied, 540 U.S. 1186 (2004);
Henderson
v.
Cockrell,
333 F.3d 592, 605 (5th Cir. 2003(recognizing the Texas writ-abuse
doctrine has been strictly and
regularly applied since before August, 1997), cert. denied, 540 U.S. 1163 (2004);
Smith v. Cockrell,
311 F.3d 661, 684 (5th Cir. 2002)(holding unexhausted claims were
procedurally barred), cert.
dism 'd, 541 U.S. 913 (2004); Jones
v.
Johnson, 171 F.3d 270, 276-77 (5th Cir. 1999)(holding
unexhausted ineffective assistance claim procedurally barred from federal habeas
review), cert.
denied, 527 U.S. 1059 (1999); Muniz
v.
Johnson, 132 F.3d 214, 221 (5th Cir. 1998)(holding
unexhaustedclaimsprocedurallybarred), cert. denied, 523 U.S. 1113 (1998);Noblesv. Johnson, 127
113
F.3d 409,423 (5th Cir. 1 997)(holding the Texas writ-abuse rule an adequate and independent barrier
to federal habeas review of unexhausted claims), cert. denied, 523 U.S. 1139 (1998).
Section 5 of Article 11.071 of the Texas Code of Criminal procedure prohibits a successive
state habeas corpus application except in limited circumstances which do not apply to petitioner's
complaint about the violation of the presumption of innocence arising from the alleged vagueness
of the first Texas capital sentencing special issue. See Art. 11.07 1, §5(a), Tex. Code Crim. Proc.
Ann. (Vernon Supp. 201 1)(barring consideration on the merits of new claims contained in a
subsequent state habeas corpus application unless either (1) the new claims could not have been
presented in a previous application because the legal or factual basis for the new claims were
unavailable at the time the previous application was filed, (2) by a preponderance of the evidence,
but for a violation ofthe United States Constitution, no rational juror could have found the applicant
guilty beyond a reasonable doubt, or (3) by clear and convincing evidence, but for a violation of the
United States Constitution, no rational juror would have answered in the state's favor one or more
of the capital sentencing special issues). Absolutely nothing prevented petitioner from asserting this
same Brady claim in the course of his direct appeal or any of his three state habeas corpus
proceeding. Petitioner did, in fact, present (and then formally withdraw) this same Brady claim in
the course of his third state habeas corpus proceeding. Likewise, petitioner alleges no facts in this
Court and presented the state habeas court with no evidence which satisfied either of the final two
exceptions to the Texas writ-abuse barrier erected by Section 5 of Article 11.071. On the contrary,
the evidence of petitioner's guilt was overwhelming (three eyewitnesses corroborated petitioner's
confession to Patrick Brook that he murdered Doyle Douglas; David Page identified petitioner as the
lone shooter of Samuel Petrey; petitioner confessed to Bart Lynch, Rosemary Sanders, and Amber
114
Lynch that he (petitioner) stole Petrey's pickup truck; and, in stark contrast to
Page's actions in
turning himself into authorities following Petrey's murder, petitioner took extremely
dangerous,
evasive, action to avoid apprehension when approached by law enforcement officers),
as was the
evidence supporting the jury's answers to the petitioner's capital sentencing special
issues.
4.
Longstanding Exceptions to Procedural Default Doctrine
The Supreme Court has recognized exceptions to the doctrine of procedural
default where
a federal habeas corpus petitioner can show either (1) "cause and actual
prejudice" for his default
or (2) that failure to address the merits of his procedurally defaulted claim will
work a
"fundamental
miscarriage ofjustice." Coleman v. Thompson, 501 U.S. at 750, 109 S.Ct. at 2565; Harris
v. Reed,
489 U.S. 255, 262, 109 S.Ct. 1038, 1043, 103 L.Ed.2d 308 (1989).
To establish "cause," a petitioner must show either that some objective
external factor
impeded the defense counsel's ability to comply with the state's procedural rules or that
petitioner's
trial or appellate counsel rendered ineffective assistance. Coleman v. Thompson, 501
U.S. at 753,
111 S.Ct. at 2566;
Murray v. Carrier, 477 U.S. 478, 488, 106 S.Ct. 2639, 2645, 91 L.Ed.2d 397
(1986) (holding that proof of ineffective assistance by counsel satisfies the "cause"
prong of the
exception to the procedural default doctrine).
In order to satisfy the "miscarriage of justice" test, the petitioner must
supplement his
constitutional claim with a colorable showing of factual innocence. Sawyer v. Whitley, 505
U.S. 333,
335-36, 112 S.Ct. 2514, 2519, 120 L.Ed.2d 269 (1992). In the context of the
punishment phase of
a capital trial, the Supreme Court has held that a showing of "actual innocence" is
made when a
petitioner shows by clear and convincing evidence that, but for constitutional error, no
reasonable
115
juror would have found petitioner eligible for the death penalty under applicable state law. Sawyer
v.
Whitley, 505 U.S. at 346-48, 112 S.Ct. at 2523. The Supreme Court explained in
Sawyer
v.
Whitley this "actual innocence" requirement focuses on those elements which render a
defendant
eligible for the death penalty and not on additional mitigating evidence that was prevented from
being introduced as a result of a claimed constitutional error. Sawyer v. Whitley, 505 U.S. at 347, 112
S.Ct. at 2523.
5.
Inapplicable Recently Recognized Narrow Exception
In a pair of recent decisions, the United States Supreme Court has recognized an equitable
exception to the doctrine of procedural default where a federal habeas corpus petition can make a
showing that his failure to exhaust available state remedies on a federal constitutional claim of
ineffective assistance by trial counsel resulted from deficient performance on the part of the
petitioner's state habeas counsel. More specifically, the Supreme Court's recent holding in Martinez
v.
Ryan, 566 U.S. 1, 132 S.Ct. 1309, 182 L.Ed.2d 272 (2012), carved out of the Supreme Court's
procedural default jurisprudence a narrow exception for claims of ineffective assistance by trial
counsel which were not raised in a convicted criminal defendant's state habeas corpus proceeding
because of the ineffective assistance of the defendant's state habeas counsel. See Martinez v. Ryan,
566 U.S. at
-,
132 S.Ct. at 1315 ("Inadequate assistance
of counsel at initial review collateral
proceedings may establish cause for a prisoner's procedural default of a claim of ineffective
assistance at trial). In Trevino v. Thaler,
U.S.
,
,
133 S.Ct. 1911, 1912, 185 L.Ed.2d 1044
(2013), the Supreme Court reaffirmed the narrow focus of its holding in Martinez: "In Martinez v.
Ryan, 566 U.S. 1,
-'
132 S.Ct. 1309, 1320, 182 L.Ed.2d 272, this Court held that
'a procedural
default will not bar a federal habeas court from hearing a substantial claim of ineffective assistance
116
at trial if, in the [Stat&s} initial-review collateral
proceeding, there was no counsel or counsel in that
proceeding was ineffective."
Petitioner's twenty-fifth claim herein does not present a complaint of
by petitioner's trial counsel that was foreclosed from state
ineffective assistance
habeas review by virtue of the ineffective
assistance ofpetitioner' s state habeas counsel. On the contrary,
petitioner's twenty-fifth claim herein
is an attempt to resurrect a Brady. claim which
petitioner and his federal habeas counsel (acting as
petitioner's state habeas counsel following this Court's issuance of
a stay to permit exhaustion of
then-unexhausted federal constitutional claims) formally chose to
withdraw from consideration by
the state habeas court. As such, the Supreme Court's
recent holdings in Trevino
v.
Thaler, supra,
and Martinez v. Ryan, supra, have no application to
petitioner's procedural default on petitioner's
twenty-fifth claim herein.
6.
Conclusions Regarding Procedural Default
By formally withdrawing his Brady claim based upon
allegedly undisclosed
evidence applicable to prosecution expert Merillat, petitioner
court of a fair opportunity to address the merits of that
impeachment
effectively deprived the state habeas
claim. See Johnson v. Cain, 712 F.3d 227,
23 3-34 (5th Cir.)("By disclaiming reliance on a
potential ground for habeas relief, a state habeas
petitioner signals to the state courts that they need not pass
judgment upon it. Allowing the
petitioner to revive that claim in a federal habeas petition, without
giving the state courts the initial
opportunity to review it, would be inconsistent with comity interests
purposeof the exhaustion requirement."), cert. denied,
(2013).
117
U.S.
and would subvert the primary
-,
134 S.Ct. 431,
L.Ed.2d
Thus, petitioner's twenty-fifth claim herein currently
remains unexhausted, despite this
Court's stay of this cause for more than three years (from
February 25, 2009 until June 25, 2012) to
permit petitioner to exhaust available state remedies on this
and other previously unexhausted
claims, and is therefore procedurally defaulted. Id. Petitioner
has alleged no facts showingthat either
ofthe longstanding exceptions to the procedural default doctrine
discussed above excuse petitioner's
failure to exhaust state habeas remedies on his twenty-fifth
claim herein. Likewise, petitioner's
twenty-fifth claim herein does not fall within the narrow purview
of the Supreme Court's recent
holdings in Martinez
v.
Ryan, supra, and Trevino
v.
Thaler, supra. Petitioner has procedurally
defaulted on his unexhausted twenty-fifth claim herein.
7.
Alternatively. No Merit on De Novo Review
Nonetheless, Title 28 U.S.C. §2254(b)(2) empowers a federal
habeas court to deny an
unexhausted claim on the merits. Pondexter v. Quarterman, 537 F.3d at
527; Moreno v. Dretke, 450
F.3dat 116.
Because no state court has ever addressed the merits of the
petitioner's twenty-fifth claim
herein, this Court's review of that federal constitutional claim
is necessarily de novo. See Porter v.
McCollum, 558 U.S. 30, 39, 130 S.Ct. 447, 452, 175 L.Ed.2d
398 (2009)(holding de novo review
of the allegedly deficient performance of petitioner's trial
counsel was necessary because the state
courts had failed to address this prong of Strickland analysis);
Rompilla v. Beard, 545 U.S. 374,390,
125 S.Ct. 2456, 2467, 162 L.Ed.2d 360
(2005)(holding de novo review
Strickland was required where the state courts rested their rejection
of the prejudice prong of
of an ineffective assistance claim
on the deficient performance prong and never addressed
the issue of prejudice).
118
In his pleadings in both this Court and his most recent state habeas corpus proceeding,
petitioner refers to a series of letters written by or sent to Merillat by TDCJ inmates concerning
a
TDCJ inmate named Bruce Innes.224 Petitioner argues this correspondence somehow shows
Merillat
misrepresented during his trial testimony the limited scope of his authority vis-a-vis the housing and
classification status of TDCJ inmates (by furnishing evidence Merillat routinely communicates with
TDCJ officials on those subjects).
The problems with this argument are two-fold. First, contrary to the implications
of
petitioner's argument, Merillat never denied that he communicated with TDCJ officials regarding
the housing or classification status of at least some TDCJ inmates. Rather, during his trial
testimony,
Merillat testified only that, in his experience, neither a jury, a judge, nor anyone else could
dictate
to the TDCJ how or where it could house an inniate.225 During his testimony in
petitioner's most
recent state habeas corpus proceeding, Merillat testified without contradiction that he had
on many
occasions passed on requests for changes in housing status or location of incarceration from
TDCJ
inmates to TDCJ officials but Merillat made clear the response of TDCJ officials
to his
communications had ranged from TDCJ officials following his recommendations to them telling him
to mind his own business.226
Second, this Court has carefully reviewed the documents petitioner submitted as sealed
exhibits herein and finds they contain absolutely no evidence suggesting A.P. Merillat or the Special
224
These documents appear as sealed exhibit nos. 132-39 to petitioner's first amended federal
habeas corpus
petition and were docketed as Docket entry no. 59.
"
226
S.F. Trial, Volume 35, testimony of A.P. Merillat at 96.
p.
S.F. Third State Habeas Hearing, Volume 7 of 9, testimony of A.P. Merillat, at
pp. 30-31.
119
Prosecution Unit for which he is employed possesses any legal
authority to dictate to TDCJ officials
how or where TDCJ inmates will be housed.227 Contrary to
the suggestions contained in petitioner's
pleadings herein, nothing in any of Merillat's correspondence
suggests or implies that he or anyone
else at the SPU possesses or has ever exercised or attempted
to exercise the legal authority to direct
227
Exhibit 132 is a one-page letter dated June 15, 1998 from Merillat
to a TDCJ official regarding the efforts
of a TDCJ inmate named Bruce limes to pursue "the de-confirmation
process." Nothing in either the tone or language
of that letter suggests Merillat was instructing the TDCJ official
addressed therein to take any particular action regarding
Innes.
Exhibit 133 is an envelope and four-page handwritten letter dated
July 9, 2000 addressed to Merillat apparently
from a TDCJ inmate. The contents of that letter suggest the
inmate-authorpossessed information concerninga criminal
case Merillat was investigating. Nothing in that letter, which is
itseifrank hearsay vis-a-vis Merillat, could have been
utilized to impeach Merillat's trial testimony.
Exhibit 134 is a one-page letter from Merillat to TDCJ inmate
limes addressing a number of apparent
complaints limes had communicatedto Merillat. In his letter, Merillat (1)
encourages Times to communicate to Merillat
any concerns limes had over any unkept promises Innes feels
have been made to hines by unidentifiedpersons involved
with Innes' cases and (2) explains to hines that the SPU has the
authority to determine independently of the TDCJ
whether it will pursue criminal charges against an inmate accused
of a disciplinary violation. Nothing in that letter
suggests or implies Merillat possesses any authority to dictate
anything to TDCJ officials.
Exhibit 135 is a one-page letter dated July 12, 2000 from Merillat
to Innes explaining that Merillat has
forwarded requests for a change of Tunes' housing to TDCJ officials but
admonishes that limes' housing will depend on
Innes' classification status and other factors and concludeswith the
caveat that Merillat is not promisinglimes anything
and cannot do so because others have the power of the fmal
decision regarding where limes will be housed.
Exhibit 136 is an envelope and a twenty-page type-written letter
from a different TDCJ inmate to Merillat (1)
in which the inmate asks for assistance for himself and other inmates
with a variety of matters and (2) which would have
been rank hearsay vis-a-vis Merillat at petitioner's trial and,
therefore, unavailable to impeach Merillat.
Exhibit 137 appears to be two pages ofhand-writtennotes
concerningthe capital murder investigation Merillat
involving inmate Innes which was described in detail during his testimony
at petitioner's most recent state habeas corpus
proceeding. Once again, nothing therein suggests Merillat or the SPU
possesses any authority over TDCJ officials with
regard to any matter.
Exhibit 138 is a one-page letter dated June 12, 2000 from Merillat to
limes discussing the capital murder
investigation Merillat described in detail in his testimony during
petitioner's most recent state habeas corpus proceeding.
The letter concludes with Merillat encouraging Innes to pass on to
Merillat any new information Innes obtains regarding
the capital murder in question.
Exhibit 139 is a four-page, handwritten, letter addressed to
Merillat dated March 6, 2000 and apparently from
limes which would have been rank hearsay vis-a-vis Merillat at
petitioner's trial.
Nothing in any of this correspondence could have been utilized
to impeach any of Merillat' s testimony at
petitioner's trial. Nowhere in any of these documents does Merillat purport
to exercise or claim authority over TDCJ
officials with regard to inmate housing issues. On the contrary, as
Merillat repeatedly makes clear to the individuals to
whom he writes, he can only pass on requests and
recommendations to TDCJ officials.
120
TDCJ personnel with regard to how or where
TDCJ inmates are housed. Thus, none of
those
documents could have been employed to impeach
Merillat's trial testimony.228
Petitioner has failed to allege any specific facts,
much less present this Court with any
evidence, showing that any evidence existed at the
time ofpetitioner's capital murder trial which
was
available to impeach any ofprosecution expert
Merillat's trial testimony. Petitioner's pleadings both
herein and in petitioner's third state habeas
corpus proceeding argue that an article Merillat
wrote
which was published in a 2006 edition ofthe
Texas Bar Journal somehow suggests Merillat
is biased
in favor of the death penalty. However,
petitioner has alleged no facts, much less furnished
any
evidence, showing any ofthe information contained
in Merillat' s 2006 Texas Bar Journal article
was
either (1) in existence at the time of
petitioner's 2003 capital murder trial or (2) withheld
by the
prosecution from petitioner's trial counsel before or
during petitioner's 2003 capital murder trial.
In fact, as pointed out succinctly by the state
trial judge, the only information petitioner
identified
during petitioner's most recent state habeas
corpus proceeding as arguably showing bias
on
Merillat's part consisted of information Merillat
furnished to an unidentified person on a web site
message board consisting of statistics regarding the
cost of housing inmates on Texas death row.229
Petitioner has alleged no facts, much less furnished
any evidence, showing any of the factual
information (statistical or otherwise) Merillat furnished
in either his 2006 Texas Bar Journal article
or any of the statistics Merillat cited in his 2006
entry on an electronic message board was
factually
inaccurate or otherwise furnished any rationale basis for
imputing bias to Merillat. Thus, petitioner's
228
Exhibits 133, 136, and 139 are all letters written by
TDCJ inmates to Merillat. Nothing in the
now before this Court suggests or implies
documents
Merillat has ever adopted any of the hearsay
declarations contained in those
three documents as his own.
229
See note 188,
supra, and accompanying text.
121
twenty-fifth claim herein fails to satisfy the first two prongs of Brady
analysis, i.e., petitioner has
failed to allege any specific facts showing any information which
could have been used to
impeach
Merillat' s trial testimony at petitioner's 2003 capital murder trial was
actually available for that
purpose at that time and withheld by prosecutors.
Petitioner also alleges in conclusory fashion that Merillat and
the SPU were guilty of
withholding unspecified evidence in connection with a different
capital murder case but fails to
identify with any reasonable degree of specificity either (1) the
role,
if any, Merillat personally
played in the aforementioned alleged Brady violation, (2) any
rational basis for believing Merillat,
who apparently is not a licensed attorney, could be deemed
responsible for the failure of a
prosecuting attorney to comply with the disclosure requirements of
Brady, (3) how the failure of
prosecutors to disclose Brady information in that separate capital
murder case has any relevance to
Merillat' s trial testimony regarding policies and procedures at TDCJ
facilities, or (4) how the failure
of the prosecutors in that other case to comply with the Supreme Court's
aspersions upon Merillat' s personal character or reputation for
holding in Brady casts any
truthfulness as an expert witness on
TDCJ policies and practices. Petitioner presented the state habeas
court with no evidence supporting
his conelusory assertion that Merillat was somehow personally
involved in a vaguely defined Brady
violation in a separate case and offers this Court absolutely no
specific facts to support that
assertion.23°
230
Petitioner presents this Court with no fact-specific allegations, much less
any evidence, establishing Merillat's
personal role in the other capital murder case in which the alleged
Brady violation occurred. Merillat testified without
contradiction during both petitioner's trial and most recent state habeas
corpus proceeding that he serves as an
investigator, expert witness, and consulting expert in criminal
prosecutions involving TDCJ inmates. At no point, did
Merillat identif' himselfas a prosecuting attorney or place himself
in a position in which he would personally have been
responsible for furnishing a criminal defense counsel with Brady
material. Nor has petitioner alleged any facts showing
Merillat personally withheld any information falling within the
parameters ofBrady from any criminal defense counsel.
Finally, petitioner has alleged no facts showing Merillat has ever
had any personal knowledge regarding any alleged
122
Moreover, petitioner has alleged no facts, much less
furnished any evidence, showing any
allegedly undisclosed impeachment evidence vis-a-vis
Merillat existed at the time of
petitioner's trial
which was "material" within the meaning of Brady
analysis. There was very little difference in the
testimony of the prosecution's experts and the defense's
expert regarding policies and procedures
within the TDCJ for housing and classifying inmates.
Royce Smithey, Dessie Cherry, and A.P.
Merillat all described the TDCJ's classification process
in basically the same terms, cited the same
statistics regarding the incidence of violence within the
TDCJ, and described the different types of
housing available within TDCJ in much the same terms.23'
The only significant difference between
the testimony of petitioner's trial expert, i.e., retired
Warden
Cherry, and the prosecution's experts
addressed the classification status of inmates
convicted of capital murder sentenced to life
imprisonment. Warden Cherry testified at the punishment
phase of petitioner's trial that inmates
convicted of capital murder would necessarily be
classified at the G-4 or G-5 level upon their
admission to the TDCJ.232 In contrast, prosecution expert
Merillat testified inmates sentenced to life
imprisonment following a capital murder conviction would not
at level G-4 or G-5 but, rather, would enter at level
automatically enter the TDCJ system
G-3 unless the classification committee deemed
those inmates unusually dangerous or violent.233 Thus,
the only difference of significance appeared
withholding of Brady material from any criminal defense
counsel.
231
232
See
notes 88, 94, and 107, supra, and accompanying text
S.F. Trial, Volume 33, testimony of Dessie Cherry,
at pp. 34-35, 76.
233
S.F. Trial, Volume 35, testimony of A.P.
Merillat, at pp. 58-59, 63-64, 97-99, 106-07, 125.
Specifically,
Merillat testified he did not know if an inmate could
be classified at the G-4 or G-5 level during
initial diagnostic
evaluation but assumed it was possible depending upon
the inmate's behavior. Id., at
p. 99. Thus, when viewed
objectively there did not appear to be any significant
difference between the expert testimony of witnesses
Cherry and
Merillat other than their disagreement over whether, if
petitioner received a life sentence, petitioner faced the
prospect
of automatic classification at the G-41G-5 level upon
admission to the TDCJ. Given the fact TDCJ changed
its
classification scheme in December, 2000, only eight months
before Warden Cherry retired, and the reasonable
possibility
123
to be expert witness Cherry's testimony that
petitioner would automatically receive a G-4 or G-5
classification while expert Merillat opined petitioner would
receive a G-3 classification unless
petitioner's classification committee deemed petitioner a
higher threat to institutional security.
Significantly, petitioner has presented this Court with absolutely
no fact-specific allegations, much
less any evidence, showing Merillat's trial testimony
in this, or any other, regard was factually
inaccurate or that prosecutors withheld any evidence available
at the time of petitioner's trial which
could. have been used to impeach Merillat' s trial
testimony.
Petitioner points to testimony given by Merillat at trial to the
effect that no one can dictate
to the TDCJ how or where a particular inmate will be
housed. The specific quote is as follows: "A
jury or a judge, nobody can tell the prison where or how to
on petitioner's third state habeas corpus application,
house an inmate."234 During the hearing
petitioner's federal habeas counsel introduced
a two-page "stipulation" from a TDCJ employee which
provided in pertinent part (1) the TDCJ had
received communications from members of the Special
Prosecution Unit, including A.P. Merillat,
relevant to where or how an inmate should be classified, (2)
TDCJ had considered that
information
in determining where an inmate was housed and how
an inmate was classified, and (3) the TDCJ
"has sole authority and discretion to determine where
an inmate is housed and how an inmate is
TDCJ officials were still attempting to iron out the wrinkles
in their new c'assification scheme at the time
ofpetitioner's
capital murder trial in March and April, 2003, the
differences between Warden Cherry's testimony and Mr.
Merillat's
testimony on this point appear relatively insignificant. Both
appeared to agree petitioner would be classified at least at
the G-3 level; they only disagreed on whether petitioner
would automatically receive a G-4 or G-5 classification
based
solely upon his conviction for capital murder and receipt of
a potential life sentence.
234
S.F. Trial, Volume 35, testimony of A.P. Meriflat, at
p. 96.
124
classified within the prisons operated by" the TDCJ.235
Nothing in this stipulation can reasonably
be construed as establishing A.P. Merillat's
testimony during trial quoted above was factually
inaccurate. Furthermore, as was explained at length above,
when
petitioner's federal habeas counsel
attempted to challenge Merillat on this same point by
presenting a letter written to TDCJ officials
by Merillat concerning the housing of a particular
inmate, Merillat explained the purpose behind his
letter was to help protect an inmate who was
cooperating with an ongoing capital murder
investigation into a gang-related murder within the TDCJ
from being punished or disciplined by
TDCJ officials for receiving written communications
from gang members when prosecutors and
investigators had specifically requested the inmate in
question remain open to receipt of such
communications. At that point, petitioner and his federal
habeas counsel formally withdrew
petitioner's claim attacking Merillat's trial testimony and all
allegations against Merillat.236
There is no evidence currently before this Court showing
that any evidence existed at the time
of petitioner's trial which could have been employed to
impeach any of the trial testimony of
prosecution expert witness A.P. Merillat. Merillat' s expert
testimony was introduced in rebuttal to
the testimony of petitioner's own expert but Merillat
and Warden Cherry did not differ significantly
on any matters substantial to the outcome of the
punishment phase of petitioner's capital murder
trial. Merillat testified, among other things,
regarding the availability ofmaterials in TDCJ facilities
from which inmates could fashion weapons, the
frequency of violent offenses and escapes in the
TDCJ system, and the manner in which prescription
medications are distributed in the general prison
Stipulation of the Parties Regarding the Testimony of Edith
Reeves, State Exhibit no. 38 in petitioner's third
state habeas corpus proceeding, admitted into
evidence July 23, 2010, S.F. Third State Habeas
Hearing, Volume 7 of
9, atp. 7.
236
S.F. Third State Habeas Hearing, Volume 7 of 0,
testimony of A.P. Merillat, at pp. 62-69.
125
population. Warden Cherry did not disagree with those aspects of Merillat' s testimony. Petitioner
has alleged no facts nor furnished any evidence showing any of Merillat's testimony on
those
subjects was factually inaccurate. Petitioner has failed to identify any evidence available at the
time
of petitioner's trial showing Merillat possessed any bias which might have rendered his opinions and
other testimony (such as his testimony regarding the availability ofhomemade weapons within
TDCJ
facilities) subject to impeachment. By the time Merillat testified at the punishment phase of
petitioner's capital murder trial, petitioner's capital sentencing
jury
(1) had already convicted
petitioner of capital murder under two separate theories and (2) had heard extensive testimony
regarding (a) petitioner's long history of violent conduct dating back to elementary school,
(b)
petitioner's discharge from both the Triangle Pines and Waco Center facilities, (c) multiple incidents
in which petitioner led a gang within the TYC in riots that included assaults on TYC
staff, (d)
petitioner's history of physical abuse as a child at the hands of his biological father and step-father,
(e) the eighteen-year-old petitioner's romantic relationship with a fifteen year old,
(0 petitioner's
long-term fascination with guns, (g) petitioner's participation in a staged robbery of a
fast-food
restaurant, (h) petitioner's participation in a violent attempted home invasion in which both the home
owner and petitioner's accomplice were wounded, and (i) petitioner's participation in a
burglary of
a sporting goods store in which multiple weapons were taken, including the .22 caliber
semiautomatic handgun used to execute both Doyle Douglas and Samuel Petrey.
Under such
circumstances, there is not even a remote possibility, much less a reasonable probability, that
successful impeachment of Merillat (a prosecution
rebuttal
witness) along the lines suggested by
petitioner in his pleadings herein would have had any impact on the outcome of the
punishment
phase of petitioner's capital murder trial.
126
Petitioner's twenty-fifth claim herein fails to satisfy any of the prongs of Brady analysis and
does not warrant federal habeas corpus relief.
F.
AEDPA & De Novo Review of Confrontation Clause Claims
Petitioner also argues in both his first and twenty-fifth claims herein that his Sixth
Amendment right to confront adverse witnesses was violated by (1) the prosecution's decision to
delay the signing of Ray's and Page's plea agreements until after petitioner's trial, (2) the
state's
instructions to Ray not to disclose the contents of his plea agreement at petitioner's trial, and (3) the
prosecution's "suppression" of potential impeachment evidence against Merillat.237 This Court has
independently examined the record from petitioner's trial, direct appeal, and multiple state habeas
corpus proceedings and concludes, for the reasons set forth at length above, these contentions are
factually flawed. Even when viewed under a de novo standard, there simply is no evidence currently
before this Court showing that, at the time ofpetitioner 's trial, there was evidence available showing
either (1) Ray or Page had entered into a plea agreement with the prosecution, (2) any enforceable
promise of leniency had been made to induce Ray's or Page's trial testimony, (3) any of Merillat's
trial testimony was factually inaccurate, or (4) Merillat possessed any bias in favor of the
death
penalty.
The Supreme Court has never held the Sixth Amendment's Confrontation Clause
guarantees the right to introduce extrinsic evidence for impeachment purposes; the Confrontation
Clause is generally satisfied when the defense is given a full and fair opportunity to expose
testimonial infirmities through cross-examination. Nevada v. Jackson,
U.S.
,
,
133 S.Ct.
1990, 1994, 186 L.Ed.2d 62(2013). Petitioner's trial counsel had a full and fair opportunity to cross-
237
SecondAmended Petition, at pp. 118-23, 359.
127
examine Ray, Page, and Merillat. They took full advantage of that opportunity to
cross-examine all
three of these prosecution witnesses. Petitioner's Sixth Amendment
Confrontation Clause rights
were not violated by virtue of the failure of the prosecution to disclose
then-non-existent evidence.
This Court independently concludes after a de novo review of the
voluminous record now
before this Court there was no evidence available at the time of petitioner's capital
murder trial for
use in impeaching prosecution rebuttal expert A.P. Merillat through a showing
that either (1) any of
Merillat's trial testimony was factually inaccurate or (2) Merillat possessed any bias
in favor of the
death penalty. As explained at length above, the documents presented by petitioner
herein as
sealed
exhibits did not include any information which could have been used to
impeach Merillat's trial
testimony. A mere disagreement between Merillat and defense expert Cherry
does not, standing
alone, establish that Merillat gave inaccurate testimony regarding the
classification status petitioner
would have received upon admission to the TDCJ had petitioner received a life
sentence. See, e.g.,
Little v. Butler, 848 F.2d 73, 76 (5th Cir. 1988), (holding contradictory testimony
from witnesses or
inconsistencies in a witness' testimony at trial are to be resolved by the trier of fact and do not
to establish that certain testimony was perjured); Hawkins v. Lynaugh, 844 F.2d
1
suffice
1132, 1141(5th Cir.
988)(holding inconsistencies between a tape of defendant's interrogation and the trial
testimony of
his interrogators, at best, raised only credibility issues as to the
voluntariness of defendant's
confession and did not, therefore, establish perjury), cert. denied, 488 U.S. 900
(1988).
With regard to the allegations of secret plea agreements or promises of
leniency to Ray or
Page, when it rejected petitioner's first claim therein on the merits in the course
of petitioner's most
recent state habeas proceeding, the state habeas trial court implicitly determined
the credibility of
the prosecutors and defense counsel (who denied the existence of any plea
128
agreements or promises
of leniency) to be greater than those witnesses who claimed secret agreements or promises had been
made to Ray or Page. Those implicit credibility determinations were fully supported by the record
before the state habeas court and are fully supported by the evidence now before this Court.
The
state habeas trial court reasonably concluded it defies credulity to believe Ray's and Page's
veteran
criminal defense counsel would have conspired to suborn perjury at petitioner's trial. Moreover,
Page and his defense counsel consistently asserted there was no plea agreement or enforceable
promise of leniency made to induce Page's trial testimony against petitioner. Thus, the Texas Court
of Criminal Appeals' rejection on the merits of petitioner's first claim for relief in petitioner's most
recent state habeas corpus proceeding necessarily included a rejection ofthe factual basis underlying
petitioner's Confrontation Clause claims herein relating to Ray and Page's trial testimony. The
Texas Court of Criminal Appeals' rejection on the merits of petitioner's first claim in petitioner's
most recent state habeas corpus proceeding necessarily included a rejection on the merits of the
factual theory underlying petitioner's Confrontation Claim contained in petitioner's first claim
herein
and was neither (1) contrary to, nor involved an unreasonable application of, clearly
established
Federal law, as determined by the Supreme Court of the United States, nor (2) based on an
unreasonable determination of the facts in light of the evidence presented in the petitioner's third
state habeas corpus proceeding.
Thus, regardless of whether reviewed under the AEDPA's narrow standard of review or a
broader, de novo, standard, petitioner's Confrontation Clause complaints contained in petitioner's
first and twenty-fifth claims herein are premised on faulty factual theories reasonably rejected by the
state habeas court and lack any arguable merit.
129
IV. Insufficient Evidence Claims
A.
The Claims
In his fifth, sixth, twelfth, and eighteenth claims herein, petitioner argues there was
insufficient evidence to support the jury's verdicts that (1) the murders of Douglas and Petrey
occurred in the same criminal transaction or in different criminal transactions but pursuant to a
common scheme or course of conduct,238 (2) Petrey's murder occurred in the course of a kidnaping
and robbery,239 (3) petitioner was criminally responsible for Petrey's and Douglas' deaths (i.e., the
jury's affirmative answer to the second capital sentencing special
issue)24°
and (4) there was a
probability petitioner would commit future acts of criminal violence that would constitute a
continuing threat to society (i.e., the jury's affirmative answer to the future dangerousness special
issue).24'
B.
State Court Disposition
Petitioner presented his fifth and sixth claims herein as his eleventh and thirteenth points of
error on direct
appeal.242
The Texas Court of Criminal Appeals rejected these arguments on the
merits. Youngv. State, AP 74,643, 2005 WL 2374669, at *1..*3.
238
239
240
241
242
Second Amended Petition,
at pp.
246-54;
Petitioner's Reply, at pp.
134-38.
SecondAmended petition,
at pp.
254-59;
Petitioner's Reply,
at pp.
138-4 1.
SecondAmended Petition, at pp. 277-80; Petitioner's Reply,
at pp.
156-58.
SecondAmended Petition, at pp. 317-22; Petitioner Reply, at pp.
180-82.
Appellate Brief, at pp. 53-60.
130
Petitioner presented his twelfth claim herein as his nineteenth point of error on
direct
appeal.243
The Texas Court of Criminal Appeals rejected this argument on the merits. Youngv.
State,
AP 74,643, 2005 WL 2374669, at *4..*5
Petitioner presented his eighteenth claim herein as his seventeenth point of error on
direct
appeal.244
The Texas Court of Criminal Appeals rejected this argument on the merits. Young
v.
State,
AP 74,643, 2005 WL 2374669, at *3..*4
C.
AEDPA Analysis
1.
Clearly Established Federal Law
For more than a generation, the United States Supreme Court has consistently
applied a
single standard for evaluating the sufficiency ofthe evidence to support a state criminal
jury verdict.
"In Jackson v. Virginia, 443 U.S. 307, [324], 99 S.Ct. 2781, [2791-92], 61
L.Ed.2d 560 (1979), we
held that a state prisoner is entitled to habeas corpus relief if a federal judge
finds that 'upon the
record evidence adduced at the trial no rational trier of fact could have found
proof of guilt beyond
a reasonable doubt." McDaniel v. Brown, 558 U.S. 120, 121, 130 S.Ct. 665,
666, 175 L.Ed.2d 582
(201 0)(citation omitted). "[T]he relevant question is whether, after viewing
the evidence in the light
most favorable to the prosecution, any rational trier of fact could have found the essential
elements
of the crime beyond a reasonable doubt." Jackson
v.
Virginia, 443 U.S. at 319, 99 S.Ct. at 2789;
Perez v. Cain, 529 F.3d 588, 594 (5th Cir.), cert. denied, 555 U.S. 995, 129 S.Ct. 496, 172
L.Ed.2d
358 (2008). To determine whether the evidence is sufficient to support a state
criminal conviction,
243
Appellate Brief, at pp. 73-75.
244
Appellate Brief, at pp. 66-72.
131
we must look to state law for the substantive elements of the relevant criminal
offense. Jackson
v.
Virginia, 443 U.S. at 324 n.16, 99 S.Ct. at 2792 n.16. The standard of federal
habeas review for
insufficient evidence claims under the AEDPA is highly deferential. See McDaniel v.
Brown. 558
U.S. at 133, 130 S.Ct. at 673 ("a reviewing court 'faced with a record of historical facts
that
conflicting inferences must presume - even if it does not affirmatively appear in the
supports
record - that the
trier of fact resolved any such conflicts in favor of the prosecution, and
must defer to that
resolution.")
2.
Same Scheme and Course of Conduct
When viewed in the light most favorable to the jury's verdict, the evidence at the
guiltinnocence phase of petitioner's capital murder trial established (1) petitioner shot both
Douglas and
Petrey twice in the head at fairly close
range,245
using the same
firearm,246
(2) both Douglas and
245
Three eyewitnesses testified they saw or heard petitioner shoot Douglas twice in the
head while petitioner
was seated next to Douglas in the front seats of Douglas' vehicle. S.F. Trial, Volume
21, testimony of Damell McCoy,
at pp. 106-07, 109-12, 155, 165, 199-201; Volume 22, testimony of Mark Ray, at
pp. 89-91, 163-66, 197-98; Volume
26, testimony of David Lee Page, Jr., at pp. 152-61; Volume 27, testimony of David Lee
Page, Jr., at pp. 14-15, 55, 6566, 182, 229.
Patrick Brook testified petitioner told Brook that he (petitioner) shot Douglas twice in
the back ofthe head. S.F.
Trial, Volume 21, testimony of Patrick Lee Brook, at
pp. 251-54, 265-66.
David Page testified without contradiction that he witnessed petitioner shoot Petrey
twice in the head at fairly
close range. S.F. Trial, Volume 26, testimony of David Lee Page, Jr., at
245-47; Volume 27, testimony of David Lee
pp.
Page, Jr, at pp. 90-97.
246
firearms and tool mark examiner who testified at the guilt-innocence phase ofpetitioner'
s capital murder
trial testified the two shell casings found in Doyle Douglas' vehicle and the two shell
casings found near the body of
Samuel Petrey were all fired by the same weapon, i.e., State Exhibit no.3 - the .22 caliber
semi-automatic handgun fotmd
in petitioner's possession at the time of his arrest. S.F. Trial, Volume 25, testimony
of Tim Counce, at pp. 144-45, 15354, 156-57, 159, 167.
McCoy identified the weapon petitioner used to shoot Douglas as a long barrel, .22 caliber,
handgun with a long
clip. S.F. Trial, Volume 21, testimony of Damell McCoy, at
pp. 113. Mark Ray described the gun petitioner used to
shoot Douglas as an automatic, nickel-plated, and with a four-to-six inch barrel. S.F. Trial,
Volume 22, testimony of
Mary Ray, at p. 167. David Page testified that, while petitioner briefly handed a .22 caliber
revolver and a .38 Special
to Ray and McCoy, respectively, petitioner was the only person who had possession of the
.22 caliber semi-automatic
pistol throughout the entire scenario, including during both murders. S.F. Trial, Volume 26,
testimony of David Lee
Page, Jr., at pp. 165, 178-83, 188, 205, 214, 246-47; Volume 27, testimony of David Lee Page,
Jr., at pp. 27.
132
Petrey were white males, middle aged or older, who were not engaged in any
behavior which
threatened petitioner at the time petitioner shot
them,247
(3) petitioner's apparent purpose in
murdering both his victims was to obtain or retain control over their
disposed of both of his victims' bodies in isolated
locations,249
vehicles,248
(4) petitioner
and (5) petitioner directed his
accomplice or accomplices to clean blood and other evidence from both of the
vehicles in
question.25°
From the foregoing, it is readily apparent there was more than ample evidence from
which petitioner's jury could reasonably have concluded petitioner murdered Douglas and
Petrey in
two different criminal transactions that were part of the same criminal scheme or
course of conduct.
The Texas Court of Criminal Appeals reasonably concluded there was ample
evidence in the trial
record from which the jury could rationally conclude petitioner murdered Douglas
and Petrey in
separate criminal transactions that were part of the same scheme or course of conduct.
The Texas Court of Criminal Appeals' rejection on the merits during the
course of
petitioner's direct appeal of petitioner's complaint about the sufficiency of the evidence
supporting
247SF Trial, Volume 21, testimony of Damell Mccoy, at
pp. 106-07, 109-12, 116, 155, 165, 199-201; Volume
22, testimony of Mark Ray, at pp. 89-91, 163-66, 197-98; Volume 26, testimony of
David Lee Page, Jr., at pp. 152-61,
245-47; Volume 27, testimony of David Lee Page, Jr., at
pp. 14-15, 55, 65-66, 90-97, 182,229.
248
S.F. Trial, Volume 21, testimony ofDamell McCoy, at
pp. 134,214 (after shooting Douglas' petitioner said
he was going to use Douglas' car to go see his girlfriend in Midland); Volume 21,
testimony of Patrick Brook, at p. 258
(after describing how he shot Douglas, petitioner told Brook he was going to
Midland to see his girlfriend Amber);
Volume 22, testimony of Mark Ray, at pp. 138, 142-43 (after shooting Douglas'
petitioner informed the others he was
going to Midland to see his girlfriend); Volume 26, testimony of David Lee Page, Jr., at
pp. 179-80, 193 (petitioner told
the others he needed Douglas' vehicle to drive to Midland to see Amber).
249
There was ample evidence at trial establishing the isolated nature of the location where
Douglas' body was
rolled into a creek. See, e.g., S.F. Trial, Volume 23, testimony of Todd Smith, at
pp. 115-139. Smith took several
photographs of the location where Douglas' body was discovered, including State Exhibit nos.
266, 272-75, and 285.
Likewise, there were many photographs of the location where Petrey's body was
discovered admitted into
evidence at petitioner's trial, including State Exhibit nos. 75-83, 87A, 88A, 98-99, 101,
104, 107, 113. S.F. Trial,
Volume 24, testimony of Paul Hallmark, at pp. 307-21.
250
S.F. Trial, Volume 26, testimony of David Lee Page, Jr., at
pp. 180-8 1, 247.
133
the jury's guilt-innocence phase verdict finding petitioner guilty beyond a reasonable doubt of capital
murder for having murdered Douglas and Petrey as part of the same scheme or course of conduct
was neither (1) contrary to, nor involved an unreasonable application of, clearly established Federal
law, as determined by the Supreme Court of the United States, nor (2) based on an unreasonable
determination of the facts in light ofthe evidence presented in the petitioner's trial and direct appeal.
Petitioner's fifth claim herein does not warrant federal habeas corpus relief.
3.
Petrey was Murdered During His Kidnaping and Robbery
When viewed in the light most favorable to the jury's guilt-innocence phase verdict finding
petitioner guilty beyond a reasonable doubt of having murdered Petrey in the course of kidnaping
and robbing Petrey, the evidence at trial established (1) petitioner approached Petrey' s pickup truck
after petitioner and Page began having trouble with Douglas'
vehicle,25'
(2) petitioner commented
to Page that Amber Lynch's father Bart would be suspicious if they arrived in Douglas'
vehicle,252
(3) petitioner approached Petrey in a grocery store parking lot in Brookshire, asked for directions,
then pulled out his handgun and directed Petrey to scoot over and allow petitioner to take the drivers'
seat,253
(4) Petrey appeared shocked and complied with petitioner's directive,254 (5) after abandoning
Douglas' car in an isolated location, petitioner, Page, and Petrey headed toward Midland in Petrey's
251
David Page testified without contradiction that he and petitioner experienced problems with Douglas' vehicle
overheating on their way to Midland. S.F. Trial, Volume 26, testimony of David Lee Page, Jr., at
pp. 191-92.
2521d.,
253
at p. 197. Page also testified they drove around Weatherford looking for another vehicle. Id., at 198.
p.
Id, at pp. 203-05.
2541d at p. 205.
Id.
Petitioner drove offin Petrey's truck with Petrey while Page followed behind in Douglas' car.
134
vehicle with petitioner and Page driving,255 (6) petitioner coerced Petrey into
purchasing new clothes
for petitioner,256 (7) petitioner attemptedto have Petrey purchase an assault rifle
for petitioner,257 and
(8) after shooting Petrey, petitioner informed Page "he knew our names."258
From the foregoing
evidence thejury could have rationally concluded petitioner kidnaped and robbed
Petrey at gunpoint
and murdered Petrey while Petrey was still petitioner's hostage. The Texas Court
of Criminal
Appeals reasonably concluded there was ample evidence in the trial record from
conclude Petrey's murder occurred during the course of petitioner's armed
which thejury could
kidnaping and robbery
of Petrey.
The Texas Court of Criminal Appeals' rejection on the merits during
the course of
petitioner's direct appeal of petitioner's sixth claim herein was neither (1) contrary to, nor
an unreasonable application of, clearly established Federal law, as determined
involved
by the Supreme Court
of the United States, nor (2) based on an unreasonable determination of the facts in
light of the
evidence presented in the petitioner's trial and direct appeal. Petitioner's sixth
claim herein does not
warrant federal habeas corpus relief.
4.
Future Dangerousness
In addition to the evidence introduced during the guilt-innocence
phase of trial showing
petitioner executed both Douglas and Petrey so he could obtain their vehicles to
go to Midland to
255
Id., at pp. 207-14.
256Id at pp. 231-33, 237.
Id, at pp. 233-35. Page testified that, when Petrey balked at purchasing the assault rifle,
petitioner said
"Well, is the amount of this gun worth your life?" Id., at
pp. 237-3 8.
257
258
S.F. Trial, Volume 26, testimony of David Lee Page, Jr., at 248.
p.
135
see his younger teenage girlfriend, the prosecution presented evidence
at the punishment phase of
trial which, when viewed in the light most favorable to the jury's
verdict, showed petitioner
(1) had
a long history of drug and alcohol abuse, (2) was physically abused by both
his biological father and
step-father, (3) had engaged in a pattern of violent conduct directed toward
his peers dating back to
his earliest years of elementary school, (4) was dismissed from both
the Triangle Pines and Waco
Center facilities as a young teenager for violent, disruptive, behavior,
including beating and exposing
himself to another youth, (5) helped instigate and led gang-related riots while
an inmate in the Texas
Youth Commission that included violent assaults on TYC staff, (6) was
sent to the TYC for thirteen
months but stayed for almost three years, (7) following his release from
TYC, participated in a
burglary of a sporting goods store in which multiple weapons were taken,
(8) participated with
Patrick Brook in an armed home invasion in which petitioner fired
multiple rounds from a .25 caliber
pistol and both Brook and the homeowner were wounded, (9) physically
assaulted Amber Lynch on
multiple occasions, and (10) failed to maintain employment or to
continue taking his psychotropic
medications following his release from TYC
custody.259
The prosecution's mental health expert
described petitioner (whom she treated in his mid-teens) as displaying
little-to-no remorse and all
of the criteria for a diagnosis of anti-social personality disorder.26° One of
petitioner's own mental
health experts testified the petitioner was kicked out of an anger
management program in the TYC
for fighting another youth.261 The same mental health expert
described petitioner as someone who
259
notes 79-ill, supra, and accompanying text.
260
S.F. Trial, Volume 32, testimony of Helen Short, at
pp. 18, 48-54. Dr. Short also opined that the best
indicator of future behavior is past behavior and petitioner's behavior was among
the most dangerous she had ever seen.
Id., at pp. 54-56. Based upon petitioner's criminal conduct as an
adult, Dr. Short testified she believed her premature
diagnosis of Anti-social Personality Disorder was accurate. Id., at pp. 56-58.
261
S.F. Trial, Volume 34, testimony of Daneen A. Milam, at
pp. 68-69.
136
suffers from mild brain damage, severe ADHD, and severe
fixed."262
behavioral problems, and who "can't be
There was ample evidence in the trial record from which
petitioner's capital sentencing
jury could rationally conclude beyond a reasonable doubt "there was a
probability petitioner would
commit criminal acts of violence that would constitute a continuing
threat to society."
While petitioner points to the substantial evidence in the record
showing petitioner suffers
from ADHD, petitioner fails to acknowledge that diagnosis is a
double-edged sword. Petitioner's
own experts testified persons with severe ADHD, like
petitioner, suffer from impulsiveness, an
inability to focus, and a lack of inhibition.263 The familiar
Jackson
v.
Virginia standard of federal
habeas review does not permit this Court under the guise of an
evidentiary sufficiency analysis to
second-guess the sentencingjury' s implicit credibility choices made
between the disparate diagnoses
and divergent prognoses given by the parties' respective mental
health professionals. See McDaniel
v.
Brown. 558 U.S. at 133, 130 S.Ct. at 673 ("a reviewing court 'faced
with a record of historical
facts that supports conflicting inferences must presume - even if it
does not affirmatively appear in
the record - that the trier of fact resolved any such conflicts
in favor of the prosecution, and must
defer to that resolution."). Viewed in the light most favorable to
the jury's verdict, there was
ample
evidence in the trial record to support the jury's finding of a
probability petitioner would commit
criminal acts of violence that posed a continuing threat to society.
262SF Trial, Volume 34, testimony of Daneen A. Milam, at
103, 107-08. Dr. Milam also testified petitioner
will probably have to be incarcerated for the rest of his life. Id., at pp.
pp. 107-08.
263
S.F. Trial, Volume 34, testimony of Daneen A. Milam, at
pp. 18-21, 23-24; Volume 34, testimony of Roy
Mathew, at pp. 174, 183-84; Volume 36, testimony of Ross
Greene, at pp. 12-15, 18, 22.
Dr. Greene did opine that medications are available to treat
most of petitioner's ADHD symptoms (such as
hyperactivity and impulsiveness) and that new forms of therapy may also
help treat petitioner's conduct disorder. S.F.
Trial, Volume 36, testimony of Ross Greene, at pp. 16-17, 23-24,
30-33, 4 1-44.
137
The Texas Court of Criminal Appeals' rejection on the merits in the course of
petitioner's
direct appeal of petitioner's complaint of insufficient evidence to support the jury's
affirmative
answer to the Texas capital sentencing scheme's future dangerousness special issue was
neither (1)
contrary to, nor involved an unreasonable application of, clearly established
Federal law, as
determined by the Supreme Court of the United States, nor (2) based on an unreasonable
determination ofthe facts in light of the evidence presented in the petitioner's trial and direct appeal.
Petitioner's eighteenth claim herein does not warrant federal habeas corpus relief.
5.
Personal Moral Culpability
When viewed in the light most favorable to the jury's verdict, the evidence showed
(1)
petitioner intentionally fired two shots into the head of Doyle Douglas and two shots into the head
of Samuel Petrey,264 (2) directed Ray at gunpoint to fire a third shot into Douglas'
head,265
repeatedly threatened McCoy, Ray, and Page if they refused to comply with his directives
(a) the disposition of Douglas'
Midland.267
264
body266
and (3)
regarding
and (b) the necessity of Page accompanying petitioner to
From the foregoing evidence, the jury rationally could have determined petitioner either
See note
245, supra.
265
All three eyewitnesses testified petitioner forced Ray to fire a third shot into Douglas
while Douglas' body
was lying in a prone position in a creek. S.F. Trial Volume 21, testimony of Darnell
McCoy, at pp. 129-32, 171, 173-75,
20 8-09 (describing Ray as apparently frightened of petitioner when Ray pulled the
trigger at the creek); Volume 22,
Testimony of Mark Ray, at pp. 120-29, 251 (describing petitioner's threats against Ray
and Ray's family); Volume 26,
testimony of David Lee Page, Jr., at pp. 176-80, 182, 186, 220, 228-29 (describing
petitioner's threats which induced
Ray to shoot Douglas once); Volume 27, testimony of David Lee Page, Jr., at
pp. 139-40, 143-47 (describing Page's
inability to determine in the dark precisely where in the head Ray shot Douglas).
266
S.F. Trial, Volume 21, testimony of Damell McCoy, at
pp. 112, 120-21, 129, 131-32, 160, 187-88, 227;
Volume 22, testimony of Mark Ray, at pp. 92-95, 97-99, 101-02, 106-07, 112-13,
116-18, 123-26, 131; Volume 26,
testimony of David Lee Page, Jr., at pp. 162, 172, 174, 180, 182.
267
S.F. Trial, Volume 22, testimony ofMark Ray, at
pp. 142-44; Volume 26, testimony of David Lee Page, Jr.,
at pp. 183, 186-87.
138
actually caused the deaths of Douglas and Petrey, intended to cause
their deaths, or anticipated that
human life would be taken.
The Texas Court of Criminal Appeals' rejection on the merits in the
course of petitioner's
direct appeal of petitioner's complaint of insufficient evidence
to support the jury's affirmative
answer to the Texas capital sentencing scheme's second (personal
culpability) special issue was
neither (1) contrary to, nor involved an unreasonable application of,
clearly established Federal law,
as determined by the Supreme Court of the United States,
nor (2) based on an unreasonable
determination of the facts in light of the evidence presented in the petitioner's
trial and
direct appeal. Petitioner's twelfth claim herein does not warrant
federal habeas corpus relief.
6.
Conclusions
Petitioner's insufficient evidence claims herein invite this Court to re-weigh
the evidence
presented during petitioner's capital murder trial and to substitute its own
for those of petitioner's trial court. Under the well-settled
Jackson v.
credibility determinations
Virginia
standard, this Court
may not do so. Rather, it is only appropriate for a federal habeas court
to set aside a
verdict for insufficient evidence if, when viewed in the light most
criminal jury's
favorable to the jury's verdict, the
evidence before the jury was insufficient to permit a rational
finder of fact to conclude the
prosecution had proved all essential elements of the crime beyond a
reasonable doubt. As explained
above, when viewed in the light most favorable to the jury's verdict, the
jury was more than sufficient to permit a rational jury to conclude the
on each of the essential elements of the theories of capital murder
139
evidence before petitioner's
prosecution had proved its case
included in the indictment against
petitioner and on both of the first two capital
sentencing special issues (i.e., petitioner's future
dangerousness and personal criminal culpability) beyond a
reasonable doubt.
V. Challenges to the Texas Capital
Sentencing
A.
Scheme
Overview of the Claims
In his tenth, eleventh, sixteenth, seventeenth,
nineteenth, twentieth, and twenty-first claims
herein, petitioner argues (1) his due process and
Eighth Amendment constitutional rights were
violated by virtue of the unfettered discretion
exercised by Texas prosecutors when determining
whetherto charge a criminal defendant with capital
murder,268 (2) his Eighth Amendment
rights were
violated when the trial court failed to instruct the jury
at the punishment phase of trial regarding the
burden ofproof on the mitigation or Penry special
issue in violationof the Supreme Court's
holdings
in Ring v. Arizona and Apprendi v. New
Jersey,269 (3) the Texas Court of
Criminal Appeals' refusal
to engage in evidentiary sufficiency review of
the jury's answer to the mitigation special
issue
violated due process and Eighth Amendment
principles,270 (4) the failure of the trial
court to require
the pleading of facts supporting
pro-prosecution answers to each of the Texas capital
scheme's
special issues in petitioner's indictment
violated the Fifth, Sixth, Eighth, and
Fourteenth
Amendments,27'
(5) the Texas twelve/ten rule (requiring total
to the Texas capital sentencing special issues
unanimity for pro-prosecution answers
but only ten votes for answers favoring the
268
Second Amended Petition, at pp. 270-77; Petitioner
Reply, at pp. 154-56.
269
SecondAmended Petition, at pp. 30 1-09; Petitioner's Reply, at
pp. 173-76.
270SecondAmended Petition, at pp. 309-17; Petitioner's Reply,
at pp. 176-80.
271
Second Amended Petition, at pp. 322-28; Petitioner s
Reply, at pp. 182-84.
140
defendant)
violated petitioner's Fifth, Sixth, Eighth, and Fourteenth
Amendments,272
and (6) the trial court's
refusal to inform the petitioner's capital sentencing jury of the
impact of a single hold-out juror
effectively prevented the individual jurors from giving effect to
all of petitioner's mitigating
evidence.273
B.
State Court Disposition
Petitioner presented his complaints about unfettered prosecutorial
discretion in charging
criminal defendants with capital murder as his sixth and seventh points
The Texas Court of Criminal Appeals rejected these due process
the merits. Young v.
State,
of error on direct appeal.274
and Eighth Amendment claims on
AP 74,643, 2005 WL 2374669, at *9
Petitioner presented his complaint regarding the absence of a burden
of proof in the
mitigation special issue as his tenth, twenty-eighth, and thirtieth points of
error on direct appeal.275
The Texas Court of Criminal Appeals rejected these arguments
on the merits. Young v.
State,
AP
74,643, 2005 WL 2374669, at *9..*lo.
Petitioner complained about the state appellate court's refusal to
engage in evidentiary
sufficiency review of the jury's answer to the mitigation special issue in
points of error twenty-one
and twenty-two on direct appeal276 and in claims six and seven in
petitioner's initial state habeas
272
SecondAmended Petition, at pp. 329-35; Petitioner's Reply, at pp. 185-89.
273
Second Amended Petition, at pp. 326-28; Petitioner's Reply, at
pp. 189-91.
274
Appellate Brief, at pp. 31-39.
275
Appellate Brief, at pp. 50-52, 86-87, 90-92.
276
Appellate Brief, at pp. 76-77.
141
corpus application.277 On direct appeal, the Texas Court of
Criminal Appeals
of not reviewing the sufficiency ofthe evidentiary basis for the
reaffirmed its practice
jury's answer to the mitigation capital
sentencing special issue. Young v. State, AP 74,643, 2005 WL
2374669, at 5. In petitioner's first
state habeas corpus proceeding, the Texas Court of
Criminal Appeals rejected on the merits
petitioner's complaint about the absence of meaningful state
appellate review of the jury's answer
to the mitigation special issue. Exparte Clinton Lee
Young, WR 65,137-0 1, 2006 WL 3735395, at
*1.
Petitioner presented his complaints about the absence offactual
allegations in his indictment
supporting pro-prosecution answers to the Texas capital
sentencing special issues as his ninth and
tenth points of error on direct
appeal.278
The Texas Court of Criminal Appeals rejected these
arguments on the merits. Young v. State, AP 74,643, 2005 WL
2374669, at *9
Petitioner presented his challenge to the Texas twelve/ten rule as his
on direct
appeal.279
Young
thirty-first point of error
State, AP 74,643, 2005 WL 2374669, at *10.
v.
The Texas Court of Criminal Appeals rejected this
argument on the merits.
Petitioner presented his complaint about the state trial court's
capital sentencing jury regarding the effect of a single holdout
refusal to inform petitioner's
juror on direct appeal as his twenty-
ninth point of error.28° The Texas Court of Criminal
Appeals rejected this argument on the merits.
Youngv. State, AP 74,643, 2005 WL 2374669, at *10.
277
First State Habeas Transcript, at pp. 45-51.
278
Appellate Brief, at pp. 46-52.
279
Appellate Brief, at pp. 9 3-94.
280
Appellate Brief, at pp. 88-89.
142
C.
Clearly Established Federal Law: An Overview of
Recent Eighth Amendment Jurisprudence
Until fairly recently, the Supreme Court's opinions
a wide array ofrather ambiguous analytical
addressing capital punishment offered
approaches to resolving Eighth Amendment claims, none
of which claimed adherence from a clear majority of the
Supreme Court. For instance, in Trop v.
Dulles, 356 U.S. 86, 78 S.Ct. 590, 2 L.Ed.2d 630
(1958), the Supreme Court addressed the issue of
a former soldier sanctioned for desertion with
loss of his citizenship. In the course of an opinion
that
reflected little more than his own views on the subject,
Chief Justice Earl Warren wrote as follows:
The exact scope of the constitutional phrase 'cruel
and unusual' has not been
detailed by this Court. But the basic policy reflected
in these words is firmly
established in the Anglo-American tradition of criminal
justice. The phrase in our
Constitution was taken directly from the English
Declaration of Rights of 1688, and
the principle it represents can be traced back to the
Magna Carta. The basic concept
underlying the Eighth Amendment is nothing less than the
dignity of man. While the
State has the power to punish, the Amendment
stands to assure that this power be
exercised within the limits of civilized standards.
Fines, imprisonment and even
execution may be imposed depending upon the
enormity of the crime, but any
technique outside the bounds ofthese traditional penalties
is constitutionally suspect.
This Court has had little occasion to give precise
content to the Eighth Amendment,
and, in an enlightened democracy such as ours,
this is not surprising. But when the
Court was confronted with a punishment of 12 years in
irons at hard and painful labor
imposed for the crime of falsifying public records, it did
not hesitate to declare that
the penalty was cruel in its excessiveness and
unusual in its character. Weems v.
United States, 217 U.S. 349, 30 S.Ct. 544, 54 L.Ed.
793. The Court recognized in
that case that the words of the Amendment are not
precise, and that their scope is not
static. The Amendment must draw its meaning
from the evolving standards of
decency that mark the progress of a maturing society.
Trop v. Dulles, 356 U.S. at 99-101, 78 S.Ct. at 597-98
(Footnotes omitted).
Though often cited in subsequent Supreme Court
opinions, ChiefJudge Warren's "evolving
standards of decency" Eighth Amendment test proved
to be as difficult to apply consistently as
Justice Stewart's classic definition of obscenity ("I
know it when I see it") from his famous
143
concurring opinion in Jacobellis
v.
State of Ohio, 378 U.S. 184, 197, 84 S.Ct.
1676, 1683, 12
L.Ed.2d 793 (1964). For example, in Furman v.
Georgia, 408 U.S. 238, 92 S.Ct. 2726, 33 L.Ed.2d
346(1972), a bare majority of the Supreme Court struck down
southern States but failed to reach any degree of
capital sentencing schemes in several
consensus in terms of an analytical approach to the
Eighth Amendment. The result in Furman was
nine separate opinions issued from the Supreme
Court, each reflecting a different analytical
approach to the Eighth Amendment claims presented
therein.
The situation changed little when, four years
later, a less than cohesive majority of the
Supreme Court upheld the new capital scheme adopted
by the Texas Legislature in response to
Furman. See Jurek v. Texas, 428 U.S. 262,268,96 S.Ct.
2950,2954,49 L.Ed.2d 929(1 976)(holding
imposition of the death penalty does not per se violate
the Eighth Amendment's proscription of
"cruel and unusual punishment" in an opinion issued by
Justice Stevens writing for himself and
Justices Powell and Stewart with ChiefJustice Burger
and Justices White and Relmquist concurring
separately). The Court was equally lacking in cohesion
the same term when it upheld Georgia's
effort to re-institute capital punishment in
thatjurisdiction following Furman. See Gregg v. Georgia,
428 U.S. 153, 175, 96 S.Ct. 2909, 2926, 49
L.Ed.2d 859 (1976)(distinguishing the role of judicial
review of capital punishment from that of legislative
prerogative in an opinion issued by Justice
Stewart for himself and Justices Powell and Stevens with
Chief Justice Burger and Justices White
and Rehnquist concurring separately).
The lack of Supreme Court consensus on an
analytical approach to the Eighth Amendment
continued for more than a decade thereafter, including a case
rejecting an "as applied" challenge to
the Texas capital sentencing scheme. See Franklin v.
Lynaugh, 487 U.S. 164, 172-73, 108 S.Ct.
144
2320, 2327, 101 L.Ed.2d 155 (1988)(holding there is no
constitutional right to have a capital
sentencing jury consider "residual doubts" as to the defendant's guilt in
an opinion by Justice White
for himself, Chief Justice Burger, and Justices Scalia and
Kermedy, with Justices O'Connor and
Blackmun concurring separately).
A degree of consensus did begin to appear within the
Supreme Court early the following
decade when five Justices finally agreed on a single standard
for reviewing the adequacy of jury
instructions in a capital sentencing proceeding:
We think the proper inquiry in such a case is whether there is
a reasonable likelihood
that the jury has applied the challenged instruction in a
way that prevents the
consideration of constitutionally relevant evidence. Although a
defendant need not
establish that the jury was more likely than not to have been
impermissibly inhibited
by the instruction, a capital sentencing proceeding is not
inconsistent with the Eighth
Amendment if there is only a possibility of such an inhibition.
This "reasonable
likelihood" standard, we think, better accommodates the
concerns of finality and
accuracy than does a standard which makes the inquiry
dependent on how a single
hypothetical "reasonable" juror could or might have interpreted the
instruction.
There is, of course, a strong policy in favor of accurate
determination of the
appropriate sentence in a capital case, but there is an equally strong
policy against
retrials years after the first trial where the claimed error
amounts to no more than
speculation. Jurors do not sit in solitary isolation booths parsing
instructions for
subtle shades of meaning in the same way that lawyers might.
Differences among
them in interpretation of instructions may be thrashed out in the
deliberative process,
with commonsense understanding of the instructions in the light
of all that has taken
place at the trial likely to prevail over technical hairsplitting.
Boyde v. California, 494 U.S. 370, 380-381, 110
S.Ct. 1190, 1198, 108 L.Ed.2d 316
(1 990)(Footnotes omitted).
True consensus on an overarching analytical approach to
emerge, however, until eight Supreme Court Justices agreed in
Eighth Amendment claims did not
Tuilaepa v. Cal fornia, 512 U.S. 967,
114 S.Ct. 2630, 129 L.Ed.2d 750 (1994), on the principle
that the Eighth
Amendment addresses two
different but related aspects of capital sentencing: the eligibility
decision and the selection decision.
145
Tuilaepa, 512 U.S. at 971, 114 S.Ct. at 2634 (Justice Kennedy writing for
himself, Chief Justice
Rehnquist, and Justices O'Connor, Scalia, Souter, and Thomas, with Justices
Stevens and Ginsburg
concurring separately but not rejecting the analytical approach offered by
Justice Kennedy). The
Supreme Court's analysis of those two aspects of capital sentencing provided
the first comprehensive
system for analyzing Eighth Amendment claims a clear majority of the
Supreme Court had ever
offered:
To be eligible for the death penalty, the defendant must be
convicted of a
crime for which the death penalty is a proportionate punishment. To
render a
defendant eligible for the death penalty in a homicide case, we have indicated
that the
trier of fact must convict the defendant of murder and find one
"aggravating
circumstance" (or its equivalent) at either the guilt or penalty phase. The aggravated
circumstance may be contained in the definition of the crime or in a separate
sentencing factor (or both). As we have explained, the aggravating
circumstance
must meet two requirements. First, the circumstance may not apply
to every
defendant convicted of a murder; it must apply only to a subclass of
defendants
convicted of murder.
Second, the aggravating circumstance may not be
unconstitutionally vague. * * *
We have imposed a separate requirement for the selection decision,
where the
sentencer determines whether a defendant eligible for the death penalty should
in fact
receive that sentence. "What is important at the selection stage is an
individualized
determination on the basis of the character of the individual and the
circumstances
of the crime." That requirement is met when the jury can consider
relevant
mitigating evidence of the character and record of the defendant
and the
circumstances of the crime.
Tuilaepa, 512 U.S. at 971-73, 114 S.Ct. at 2634-35 (citations omitted).
In Tuilaepa, the Supreme Court clearly declared that States may
adopt capital sentencing
procedures which rely upon the jury, in its sound judgment, to exercise wide
discretion. Tuilaepa,
512 U.S. at 974, 114 S.Ct. at 2636. The Supreme Court also concluded, at
the selection stage, States
are not confined to submitting to the jury specific propositional questions
but, rather, may direct the
jury to consider a wide range of broadly-defined factors, such as "the
146
circumstances of the crime,"
"the defendant's prior criminal record" and "all facts and
circumstances presented in extenuation,
mitigation, and aggravation of punishment." Tuilaepa, 512
U.S. at 978, 114 S.Ct. at 2638.
In Loving
v.
United States, 517 U.S. 748, 116 S.Ct. 1737, 135
L.Ed.2d 36 (1996), the
Supreme Court described the first part of the Tuilaepa
analysis, i.e., the eligibility decision, as
follows:
The Eighth Amendment requires, among other
things, that "a capital
sentencing scheme must 'genuinely narrow the class of
persons eligible for the death
penalty and must reasonably justify the imposition of a
more severe sentence on the
defendant compared to others found guilty of murder."
Some schemes accomplish
that narrowing by requiring that the sentencer find
at least one aggravating
circumstance. The narrowing may also be achieved, however, in
the definition of the
capital offense, in which circumstance the requirement
that the sentencer "find the
existence of the aggravating circumstance in addition is no
part ofthe constitutionally
required narrowing process."
Loving, 517 U.S. at 755, 116 S.Ct. at 1742 (citations
omitted).
The Supreme Court subsequently elaborated on the
distinction between the narrowing
function or "eligibility decision" and the "selection phase"
of a capital sentencing proceeding in
Buchanan v. Angelone, 522 U.S. 269, 118 S.Ct. 757, 139
L.Ed.2d 702 (1998):
Petitioner initially recognizes, as he must, that our cases have
distinguished
between two different aspects of the capital sentencing
process, the eligibility phase
and the selection phase. Tuilaepa v. Cal fornia, 512
U.S. 967, 971, 114 S.Ct. 2630,
2634, 129 L.Ed.2d 750 (1994). In the eligibility phase,
the jury narrows the class of
defendants eligible for the death penalty, often through
consideration of aggravating
circumstances. Ibid. In the selection phase, the jury determines
whether to impose a
death sentence on an eligible defendant. Id., at 972,
114 S.Ct., at 2634-2635.
Petitioner concedes that it is only the selection phase that is
at stake in his case. He
argues, however, that our decisions indicate that the jury
at the selection phase must
both have discretion to make an individualized
determination and have that discretion
limited and channeled. See, e.g., Gregg v. Georgia, 428
U.S. 153, 206-207, 96 S.Ct.
2909, 2940-2941, 49 L.Ed.2d 859 (1976). He
further argues that the Eighth
Amendment therefore requires the court to instruct the jury
on its obligation and
147
authority to consider mitigating evidence, and on
particular mitigating factors
deemed relevant by the State.
No such rule has ever been adopted by this Court.
While petitioner
appropriately recognizes the distinction between the eligibility and
selection phases,
he fails to distinguish the differing constitutional
treatment we have accorded those
two aspects of capital sentencing. It is in regard to the
eligibility phase that we have
stressed the need for channeling and limiting the jury's
discretion to ensure that the
death penalty is a proportionate punishment and therefore not
arbitrary or capricious
in its imposition. In contrast, in the selection phase, we
have emphasized the need
for a broad inquiry into all relevant mitigating evidence
to allow an individualized
determination. Tuilaepa, supra, at 971-973, 114 S.Ct., at
2634-2636; Romano v.
Oklahoma, 512 U.S. 1, 6-7, 114 S.Ct. 2004, 2008-2009, 129
L.Ed.2d 1 (1994);
McCleskeyv. Kemp, 481 U.S. 279,304-306, 107 S.Ct. 1756,
1773-1775,95 L.Ed.2d
262 (1987); Stephens, supra, at 878-879, 103 S.Ct., at
2743-2744.
In the selection phase, our cases have established that
the sentencer may not
be precluded from considering, and may not refuse to
consider, any constitutionally
relevant mitigating evidence. Penry v. Lynaugh, 492 U.S. 302,
317-318, 109 S.Ct.
2934,2946-2947, 106 L.Ed.2d 256 (1989); Eddings v. Oklahoma, 455
U.S. 104, 113114, 102 S.Ct. 869, 876-877, 71 L.Ed.2d 1 (1982);
Lockett v. Ohio, 438 U.S. 586,
604, 98 S.Ct. 2954, 2964-2965, 57 L.Ed.2d 973 (1978).
However, the state may
shape and structure the jury's consideration of mitigation
so long as it does not
preclude the jury from giving effect to any relevant mitigating
evidence. Johnson v.
Texas, 509 U.S. 350, 362, 113 S.Ct. 2658, 2666, 125
L.Ed.2d 290 (1993); Penry,
supra, at 326, 109 S.Ct., at2951;Franklin v. Lynaugh, 487
U.S. 164,181,108 S.Ct.
2320, 2331, 101 L.Ed.2d 155 (1988). Our
consistent concern has been that
restrictions on the jury's sentencing determination not preclude
the jury from being
able to give effect to mitigating evidence. Thus, inBoyde v.
California, 494 U.S. 370,
110 S.Ct. 1190, 108 L.Ed.2d 316 (1990), we held
that the standard for determining
whether jury instructions satisfy these principles was "whether
there is a reasonable
likelihood that the jury has applied the challenged instruction
in a way that prevents
the consideration of constitutionally relevant evidence."
Id., at 380, 110 S .Ct., at
1198; see also Johnson, supra, at 367-368, 113 S.Ct., at
2669.
But we have never gone further and held that the state
must affirmatively
structure in a particular way the manner in which juries consider
mitigating evidence.
And indeed, our decisions suggest that complete jury
discretion is constitutionally
permissible. See Tuilaepa, supra, at 978-979, 114 S.Ct., at 263
8-2639 (noting that
at the selection phase, the state is not confined to
submitting specific propositional
questions to the jury and may indeed allow the jury unbridled
discretion); Stephens,
supra, at 875, 103 S.Ct., at 2741-2742 (rejecting the
argument that a scheme
permitting the jury to exercise "unbridled discretion" in
determining whether to
impose the death penalty after it has found the defendant
eligible is unconstitutional,
148
and noting that accepting that argument would require the Court
to overrule Gregg,
supra).
Buchanan v. Angelone, 522 U.S. at 275-277, 118 S.Ct. at 761-62.
With these principles in mind, the Court now turns to
petitioner's attacks upon the Texas
capital sentencing scheme, both on its face and as applied to his
case.
D.
Challenges to Prosecutorial Discretion at Indictment Stage
In his tenth and eleventh claims herein, petitioner cites the
United States Supreme Court's
opinion in Bush v. Gore, 531 U.S. 98, 121 S.Ct. 525, 148
L.Ed.2d 389 (2000), and argues his due
process and Eighth Amendment constitutional rights were
violated by virtue of the unfettered
discretion exercised by Texas prosecutors when determining whether
to charge a criminal defendant
with capital murder.28' The short answer to this argument is
that Bush
v.
Gore, supra, has no
application in the criminal procedure context. Coleman v. Quarterman,
456 F.3d 537, 542-43 (5th
Cir. 2006), cert. denied, 549 U.S. 1343, 127 S.Ct. 2030, 167
L.Ed.2d 772 (2007).
The somewhat longer answer is that prosecutors must
necessarily exercise considerable
discretion in matters traditionally reserved for their determination:
In recent years the Court has considered a number of claims
that prosecutors have
acted improperly. E.g., Wayte v. United States, 470 U.S. 598,
105 S.Ct. 1524, 84
L.Ed.2d 547 (1985); United States v. Goodwin, 457 U.S. 368, 102
S.Ct. 2485, 73
L.Ed.2d 74 (1982); Bordenkircher v. Hayes, 434 U.S. 357, 98
S.Ct. 663, 54
L.Ed.2d 604 (1978). Our decisions in those cases uniformly have
recognized that
courts normally must defer to prosecutorial decisions as to
whom to prosecute.
The reasons for judicial deference are well known.
Prosecutorial charging
decisions are rarely simple. In addition to assessing the strength and
importance
of a case, prosecutors also must consider other tangible and intangible
factors,
such as government enforcement priorities. See Wayte v. United
States, 470 U.S.,
at 607, 105 S.Ct., at 1530. Finally, they also must decide
how best to allocate the
scarce resources of a criminal justice system that simply cannot
accommodate the
litigation of every serious criminal charge. Because these decisions
"are not
28
SecondAmended Petition, at pp. 270-77; Petitioner's Reply, at pp.
149
154-56.
readily susceptible to the kind of analysis the courts are
competent to undertake,"
we have been "properly hesitant to examine the decision
whether to prosecute."
Id., at 607-608, 105 S.Ct., at 1531. See United States v.
Goodwin, supra, 457
U.S., at 373, 102 S.Ct., at 2488.
Town ofNewton v. Rumery, 480 U.S. 386, 396, 107
S.Ct. 1187, 1193 -94, 94 L.Ed.2d 405
(1987).
Absent a showing that the broad discretion exercised by
prosecutors has been abused in
an unconstitutional manner, i.e., deliberately based
upon an unjustifiable
standard such as race,
religion, or other suspect or arbitrary classification
(including the exercise of a protected statutory
or constitutional right), judicial review of prosecutorial
decisions is narrowly circumscribed:
In our criminal justice system, the Government
retains "broad discretion"
as to whom to prosecute. United States v. Goodwin,
457 U.S. 368, 380, n. 11, 102
S.Ct. 2485, 2492, n. 11, 73 L.Ed.2d 74 (1982); accord,
Marshall v. Jerrico, Inc.,
446 U.S. 238, 248, 100 S.Ct. 1610, 1616, 64 L.Ed.2d
182 (1980). "[S}o long as
the prosecutor has probable cause to believe that the
accused committed an
offense defined by statute, the decision whether or not to
prosecute, and what
charge to file or bring before a grand jury, generally rests
entirely in his
discretion." Bordenkircher v. Hayes, 434 U.S. 357, 364, 98
S.Ct. 663, 668, 54
L.Ed.2d 604 (1978). This broad discretion rests largely on
the recognition that the
decision to prosecute is particularly ill-suited to judicial
review. Such factors as
the strength of the case, the prosecution's general
deterrence value, the
Government's enforcement priorities, and the case's relationship
to the
Government's overall enforcement plan are not readily susceptible
to the kind of
analysis the courts are competent to undertake. Judicial
supervision in this area,
moreover, entails systemic costs of particular concern.
Examining the basis of a
prosecution delays the criminal proceeding, threatens to chill
law enforcement by
subjecting the prosecutor's motives and decisionmaking to
outside inquiry, and
may undermine prosecutorial effectiveness by revealing the
Government's
enforcement policy. All these are substantial concerns that make
the courts
properly hesitant to examine the decision whether to
prosecute.
As we have noted in a slightly different context,
however, although
prosecutorial discretion is broad, it is not "unfettered.'
Selectivity in the
enforcement of criminal laws is ... subject to constitutional
constraints." United
States v. Batchelder, 442 U.S. 114, 125,99 S.Ct. 2198,
2205, 60 L.Ed.2d 755
(1979) (footnote omitted). In particular, the decision to
prosecute may not be
"deliberately based upon an unjustifiable standard such as race,
religion, or other
arbitrary classification," Bordenkircher v. Hayes, supra, 434
U.S., at 364, 98
150
S.Ct., at 668, quoting Oyler v. Boles, 368 U.S. 448, 456, 82 S.Ct. 501, 505, 7
L.Ed.2d 446 (1962), including the exercise of protected statutory and
constitutional rights, see United States v. Goodwin, supra, 457 U.S., at 372, 102
S.Ct., at 2488.
Wayte v. United States, 470 U.S. 598, 607-608, 105 S.Ct. 1524, 1530-31, 84
L.Ed.2d 547 (1985).
Petitioner has not alleged any specific facts showing he was the victim of selective
prosecution or retaliation for his exercise of a protected right. Moreover, under the Texas
capital
sentencing scheme, the eligibility determination discussed in Tuilaepa is accomplished at the
guilt-innocence phase of trial by virtue of the narrow manner with which Texas statutorily
defines the offense of capital murder. See Johnson v. Texas, 509 U.S. 350, 362, 113 S.Ct.
2658,
2666, 125 L.Ed.2d 290 (1993)(holding its previous opinions upholding the Texas capital
sentencing scheme found no constitutional deficiency in the means used to narrow the group
of
offenders subject to capital punishment because the statute itself adopted different
classifications
of murder for that purpose); LowenjIeld v. Phelps, 484 U.S. 231, 243-47, 108 S.Ct. 546, 554-55,
98 L.Ed.2d 568 (1988)(comparing the Louisiana and Texas capital murder
schemes and noting
they each narrow those eligible for the death penalty through narrow statutory
definitions of
capital murder); Jurek v. Texas, 428 U.S. at 268-75, 96 S.Ct. at 2955-57 (plurality
opinion
recognizing the Texas capital sentencing scheme narrows the category of murders for
which a
death sentence may be imposed and this serves the same purpose as the requirements
of other
statutory schemes which require proof of aggravating circumstances to justify the
imposition of
the death penalty). The discretion exercised by Texas prosecutors in deciding whether to
charge
a criminal defendant with capital murder is considerably more limited than the "unfettered
discretion" petitioner describes in his tenth and eleventh claims herein.
151
Thus, the petitioner's conclusory complaints about the discretion
exercised by his
prosecutors, bereft of any specific factual allegations of selective or
retaliatory prosecution, do
not even begin to establish a violation of petitioner's federal
warrant habeas corpus relief. See United States
v.
constitutional rights and do not
Molina, 530 F.3d 326, 332 (5th Cir.
2008)(absent a showing of vindictiveness or otherwise unconstitutional
discrimination by the
prosecutors, a criminal defendant's complaint that his conduct could have
been subject to less
severe punishment if the government had made a different
prosecutorial decision fails); United
States v. Lawrence, 179 F.3d 343, 347-50 (5th Cir. 1999)(rejecting
equal protection complaint
premised upon disparate sentences imposed on co-defendants where
there was no allegation of
invidious discrimination), cert. denied, 528 U.S. 1096, 120 S.Ct.
836, 145 L.Ed.2d 703 (2000).
The Texas Court of Criminal Appeals' rejection on the merits
of petitioner's complaints
about the discretion exercised by his Texas prosecutors was
neither (1) contrary to, nor involved
an unreasonable application of, clearly established Federal law,
as determined by the Supreme
Court of the United States, nor (2) based on an unreasonable
determination of the facts in light of
the evidence presented in the petitioner's trial and direct appeal.
Petitioner's tenth and eleventh
claims herein do not warrant federal habeas corpus relief.
E.
Absence of a Burden of Proof on Mitigation Special Issue
In his sixteenth claim herein, petitioner argues his Eighth
Amendment rights were
violated when the trial court failed to instruct the jury at the
punishment phase of trial regarding
the burden of proof on the mitigation or Penry special issue in
violation of the Supreme Court's
holdings in Ring v. Arizona, 536 U.S. 584, 122 S.Ct. 2428, 153
L.Ed.2d 556 (2002), and
Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435
(2000).
152
In Apprendi
v.
New Jersey, supra, the Supreme Court struck down on due process
grounds a state scheme that permitted a trial judge to make a factual finding based on a
preponderance of the evidence regarding the defendant's motive or intent underlying a criminal
offense and, based on such a finding, increase the maximum end of the applicable sentencing
range for the offense by a factor of one hundred percent. Apprendi, 530 U.S. at 497, 120 S.Ct. at
2366. The Supreme Court's opinion in Apprendi emphasized it was merely extending to the state
courts the same principles discussed in Justice Stevens' and Justice Scalia's concurring opinions
in Jones v. United States, 526 U.S. 227, 252-53, 119 S.Ct. 1215, 1228-29, 143 L.Ed.2d 311
(1999): other than the fact of a prior conviction, any fact that increases the penalty for a crime
beyond the prescribed statutory maximum must be submitted to a jury and proved beyond a
reasonable doubt. Apprendi, 530 U.S. at 490, 120 S.Ct. at 2362-63. Put more simply, the
Supreme Court held in Apprendi (1) it was unconstitutional for a legislature to remove from the
jury the assessment of facts that increase the prescribed range of penalties to which a criminal is
exposed and (2) all such findings must be established beyond a reasonable doubt. Apprendi, 530
U.S. at 490, 120 S.Ct. at 2363.
Two years later, in Ring v. Arizona, 536 U.S. 584, 122 S.Ct. 2428, 153 L.Ed.2d 556
(2002), the Supreme Court applied the holding and its reasoning in Apprendi to strike down a
death sentence in a case in which the jury had declined to find the defendant guilty of premeditated murder during the guilt-innocence phase of a capital trial (instead finding the
defendant guilty only of felony murder) but a trial judge subsequently concluded the defendant
should be sentenced to death based uponfactual determinations that (1) the offense was
committed in expectation of the defendant receiving something of pecuniary value (i.e., the fatal
153
shooting of an armored van guard during a robbery) and (2) the foregoing aggravating factor outweighed the lone mitigating factor favoring a life sentence (i.e., the defendant's minimal criminal
record).282
Ring v. Arizona, 536 U.S. at 609, 122 S.Ct. at 2443. The Supreme Court emphasized,
as it had in Apprendi, the dispositive question "is not one of form, but of effect": "[i}f a State
makes an increase in a defendant's authorized punishment contingent on the finding of a fact,
that fact - no matter how the State labels it - must be found by a jury beyond a reasonable doubt."
Ring, 536 U.S. at 602, 122 S.Ct. at 2439. "A defendant may not be exposed to a penalty
exceeding the maximum he would receive if punished according to the facts reflected in the jury
verdict alone." Ring, 536 U.S. at 602, 122 S.Ct. at 2439-40, quoting Apprendi, 530 U.S. at 483,
120 S.Ct. at 2359. Because Ring would not have been subject to the death penalty but for the
trial judge's factual determination as to the existence of an aggravating factor, the Supreme Court
declared Ring's death sentence violated the right to trial by jury protected by the Sixth
Amendment. Ring v. Arizona, 536 U.S. at 609, 122 S.Ct. at 2443.
The essential elements of the offense of capital murder, as defined by Texas law, are set
forth in Sections 19.02(b) and 19.03 of the Texas Penal
Code.283
Capital murder, as so defined
by Texas law, is punishable by a sentence of either life imprisonment or
death.284
Applicable
Texas law does not include any of the sentencing factors included in the Texas capital sentencing
In point of fact, the Arizona trial judge found a second aggravating factor applied in Ring's case, i.e., Ring's
comments after the fatal shooting in which he chastised his co-conspirators for their failure to praise Ring's
marksmanship rendered his offense "especially heinous, cruel, or depraved." The Arizona Supreme Court later held there
was insufficient evidence to support the trial judge's finding of depravity but nonetheless re-weighed the
remaining
aggravating factor against the lone mitigating factor and affirmed Ring's death sentence. Ring v. Arizona, 536 U.S. at
595-96, 122 S.Ct. at 2435-36.
282
283
284
Tex. Pen. Code Aim. §19.02(b) (Vernon 2003); Tex. Pen. Code Ann.
Tex. Pen. Code Ann. §12.31(a) (Vernon Supp. 2010),
154
§
19.03 (Vernon Supp. 2010).
special issues set forth in Article 37.071 of the Texas Code of Criminal Procedure as "essential
elements" of the offense of capital murder: "In Texas, the statutory maximum for a capital
offense is death. The mitigation issue does not increase the statutory minimum. To the contrary,
the mitigation issue is designed to allow for the imposition of a life sentence, which is
less than the statutory maximum." Rayfordv. State, 125 S.W.3d 521, 534 (Tex. Crim. App.
2003), cert. denied, 543 U.S. 823 (2004). Thus, the nature of petitioner's capital sentencing
proceeding was vastly different from the sentencing proceedings the Supreme Court addressed in
Ring.
In Blakely
v.
Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2ed 403 (2004), the
Supreme Court struck down as a violation of the Sixth Amendment's right to jury trial ajudge-
imposed sentence of imprisonment that exceeded by more than three years the state statutory
maximum of 53 months. Blakely
v.
Washington, 542 U.S. at 303-04, 124 S.Ct. at 2537. In so
ruling, the Supreme Court relied upon its prior holding inApprendi, 530 U.S. at 490, 120 S.Ct. at
23 62-63 ("Other than the fact of a prior conviction, any fact that increases the penalty for
a crime
beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a
reasonable doubt."). In Blakely, the Supreme Court also relied upon its prior opinion in Ring v.
Arizona, supra, for the principle "the 'statutory maximum' for Apprendi purposes is the
maximum sentence a judge may impose solely on the basis of the facts reflected in the jury
verdict or admitted by the defendant." Blakely v. Washington, 542 U.S. at 303, 124 S.Ct. at 2537
(Emphasis added). None of the foregoing legal principles were violated when petitioner's jury
rendered its verdict during the punishment phase of petitioner's capital murder trial.
155
Petitioner's capital sentencing jury made a key factual determination at the
punishment
phase of petitioner's trial beyond a reasonable doubt; i.e., finding a probability
petitioner would
commit criminal acts of violence that would constitute a continuing threat to
society.285
Petitioner's capital sentencing jury also found beyond a reasonable doubt the
petitioner either (1)
himself actually caused the death of the deceased individuals or (2) intended to
kill the deceased
individuals or (3) anticipated that human life would be
taken.286
Petitioner'sjury also
determined, after taking into consideration all the evidence, including the
circumstances of the
offense, petitioner's character and background, and petitioner's personal
moral culpability, there
was insufficient mitigating circumstance to warrant a life sentence.287
Thus, the capital sentence
imposed upon petitioner pursuant to Texas law was based on jury findings,
unlike the judicially-
imposed sentences struck down in Apprendi, Ring, Jones, and Blakely.
Moreover, the Arizona capital sentencing scheme the Supreme Court addressed
in Ring
relied upon a trial judge's factual findings of "aggravating" factors and
directed the trial judge to
weigh those aggravating factors against any mitigating factors found to
apply to the defendant.
Thus the Arizona trial judge's factual findings in Ring were part of the
constitutionally-mandated
eligibility determination, i.e., the narrowing function. In contrast, the Texas
capital sentencing
scheme under which petitioner was tried, convicted, and sentenced
performed the
constitutionally-required narrowing function discussed in Tuilaepa and Loving at the guiltinnocence phase of petitioner's trial and further narrowed the category of
285
286
287
Trial Transcript, Volume
5
of 5, at p. 860.
Trial Transcript, Volume
5
of 5, at p. 861.
Trial Transcript, Volume
5
of 5, at pp. 862-63.
156
those eligible for the
death penalty by requiring jury findings, beyond a reasonable doubt, of both future dangerousness
and personal moral culpability. See Sonnier v. Quarterman, 476 F.3d 349, 365-67 (5th Cir.
2007)(recognizing the Texas capital sentencing scheme, like the one upheld by the Supreme
Court in Kansas
v.
Marsh, 548 U.S. 163, 126 S.Ct. 2516, 165 L.Ed.2d 429 (2006), performs the
constitutionally-required narrowing function through its statutory definition of capital murder and
further narrows the category of those eligible for the death penalty by requiring an additional fact
finding, beyond a reasonable doubt, that there is a probability the defendant will commit criminal
acts of violence that would constitute a continuing threat to society), cert. denied, 552 U.S. 948
(2007).
Unlike Arizona's weighing scheme, the Texas capital sentencing scheme performs the
constitutionally-mandated narrowing function, i.e., the process of making the "eligibility
decision," at the guilt-innocence phase of a capital trial by virtue of the manner with which Texas
defines the offense of capital murder in Section 19.03 of the Texas Penal Code. See Johnson v.
Texas, 509 U.S. at 362, 113 S.Ct. at 2666 (holding its previous opinions upholding the Texas
capital sentencing scheme found no constitutional deficiency in the means used to narrow the
group of offenders subject to capital punishment because the statute itself adopted different
classifications of murder for that purpose); Lowenfleldv. Phelps, 484 U.S. at 243-47, 108 S.Ct. at
554-55 (comparing the Louisiana and Texas capital murder schemes and noting they each narrow
those eligible for the death penalty through narrow statutory definitions of capital murder); Jurek
v.
Texas, 428 U.S. at 268-75, 96 S.Ct. at 2955-57 (plurality opinion recognizing the Texas capital
sentencing scheme narrows the category of murders for which a death sentence may be imposed
157
and this serves the same purpose as the requirements of other
statutory schemes which require
proof of aggravating circumstances to justif' the imposition of the death
penalty).
The Texas capital sentencing scheme under which petitioner was
convicted and
sentenced
involved a significantly different approach to capital sentencing than
the Arizona scheme
involved in Ring. By virtue of (1) its guilt-innocence phase
determination beyond a reasonable
doubt that the petitioner committed capital murder, as defined by
applicable Texas law, and (2)
its factual findings of future dangerousness and personal moral
culpability, also made beyond a
reasonable doubt, petitioner's jury found beyond a reasonable doubt the
petitioner was eligible
to receive the death penalty. Sonnier v. Quarterman, 476 F.3d at
365-67. In contrast, Ring's jury
made no analogous factual findings. Instead, Ring's Arizona jury
found beyond a reasonable
doubt only that Ring was guilty of "felony murder," a wholly separate
offense from the offense of
capital murder as defined under Texas law.
The petitioner's first and second capital sentencing special issues,
i.e., the future
dangerousness and personal moral culpability issues, each included a "beyond
a reasonable
doubt" burden of proof squarely placed on the prosecution.
Petitioner'sjury made both those
determinations. Thus, no violation of the principles set forth in Apprendi, Jones,
Ring, or
Blakely occurred during petitioner's trial. Insofar as petitioner argues his
jury's factual finding
on the future dangerousness special issue was an essential part of the
procedural process under
Texas law for determining whether the petitioner was eligible to receive
the death penalty, that
argument is foreclosed by the Supreme Court's express recognition that the
Texas capital
sentencing scheme accomplishes the eligibility determination, i.e. the
constitutionally mandated
"narrowing function," at the guilt-innocence phase of
trial. Johnson
v.
Texas, 509 U.S. at 362,
113 S.Ct. at 2666; Jurekv. Texas, 428 U.S.
at 270-71, 96 S.Ct. at 2956.
In contrast, the Penry or "mitigation" special
issue employed at the punishment phase of
petitioner's capital trial was designed to address the
second aspect of capital sentencing
in Tuilaepa, i.e., the constitutional requirement
that the
discussed
jury be given an opportunity "to render a
reasoned, individualized sentencing determination
based on a death-eligible defendant's record,
personal characteristics, and the circumstances of his
crime." Kansas v. Marsh, 549 U.S. at 174,
126 S.Ct. at 2524-25; Sonnier
v.
Quarterman, 476 F.3d at 365; Garcia v. Thaler, 2009
WL
4931069, *14 (W.D. Tex. December 14, 2009),
CoA denied, 389 Fed. Appx. 396, 2010 WL
31195119 (5th Cir. August 9, 2010), cert. denied,
505 (2011). "The use
U.S.
-,
131 S.Ct. 1604, 179 L.Ed.2d
of mitigation evidence is a product of the requirement
of individualized
sentencing." Kansas v. Marsh, 549 U.S. at 174, 126
S.Ct. at 2525.
The Supreme Court has distinguished the
constitutional
requirements of the eligibility
decision, i.e., the narrowing function, from the
selection decision, i.e., the individualized
assessment of mitigating circumstances, holding the
latter requires only that the sentencing jury
be given broad range to consider all relevant
mitigating evidence but leaving to the States wide
discretion on how to channel the sentencing jury's
balancing of mitigating and aggravating
factors. See Kansas v. Marsh, 549 U.S. at
174-75, 126 S.Ct. at 2525 (holding, in
connection with
the selection phase of a capital sentencing
proceeding, the Constitution mandates only that (1)
the
defendant has a right to present the sentencing
authority with information relevant to the
sentencing decision and (2) the sentencing authority
is obligated to
consider that information in
determining the appropriate sentence); Tuilaepa, 512
U.S. at 978, 114 S.Ct. at 2638 (holding, at
159
the selection stage, States are not confined to submitting to
the jury specific propositional
questions but, rather, may direct the jury to consider a wide range
of broadly-defined
factors,
such as "the circumstances of the crime," "the defendant's
prior criminal record" and "all facts
and circumstances presented in extenuation, mitigation,
and aggravation of punishment.").
At the selection phase of a capital trial, the Supreme Court
has left to the States the
decision whether to channel a sentencing jury's weighing of
mitigating evidence or grant
the jury
unfettered discretion to consider all relevant mitigating evidence
and weigh same in any manner
the jury deems reasonable. See Kansas v. Marsh, 549 U.S.
at 174, 126 S.Ct. at 2525 ("So long as
a state system satisfies these requirements, our precedents
establish that a State enjoys a range of
discretion in imposing the death penalty, including the manner in
which aggravating and
mitigating circumstances are to be weighed."). Likewise, the
Supreme Court has not yet imposed
a particular burden of proof requirement with regard to
a capital sentencing jury's consideration
of mitigating evidence when such consideration occurs
exclusively within the selection process.
"{D]iscretion to evaluate and weigh the circumstances relevant to the
particular
defendant and the crime he committed" is not impermissible in
the capital
sentencing process. "Once the jury finds that the defendant falls
within the
legislatively defined category of persons eligible for the death
penalty,.. .the jury
then is free to consider a myriad of factors to determine whether
death is the
appropriate punishment." Indeed, the sentencer may be given
"unbridled
discretion in determining whether the death penalty should be
imposed after it has
been found that the defendant is a member of the class made
eligible for that
penalty."
Tuilaepa, 512 U.S. at 979, 114 S.Ct. at 2639 (citations omitted).
"[T]here is no constitutional requirement of unfettered
sentencing discretion in the jury,
and States are free to structure and shape consideration
of mitigating evidence 'in an effort to
achieve a more rational and equitable administration of the
death penalty." Johnson v. Texas,
160
509 U.S. at 362, 113 S.Ct. at 2666 (quoting Boyde v.
California, 494 U.S. at 377, 110 S.Ct. at
1196). "We have never held that a specific method for
balancing mitigating and aggravating
factors in a capital sentencing proceeding is constitutionally
required." Kansas v. Marsh, 549
U.S. at 175, 126 S.Ct. at 2525 (quoting Franklin v.
Lynaugh, 487 U.S. at 179, 108 S.Ct. at 2330).
As explained above, the "eligibility" decision required by
the Eighth Amendment is
satisfied under Texas law by the jury's findings "beyond a
reasonable doubt" that (1) the
defendant is guilty of capital murder as defined under Section
19.03 of the Texas Penal Code, (2)
there is a probability the defendant will commit criminal acts
of violence that would constitute a
continuing threat to society, and (3) the petitioner bears personal
moral culpability for the deaths
of the decedents as required by the Supreme Court's holdings in
Enmund v. Florida, 458 U.S.
782, 797-800, 102 S.Ct. 3368, 3377-79, 73 L.Ed.2d 1140
(1982)(holding death penalty may only
be imposed upon a defendant who has either himself
killed, attempted to kill, or intended that a
killing take place or that lethal force will be employed) and
Tison
v.
Arizona, 481 U.S. 137, 157-
58, 107 S.Ct. 1676, 1687-88, 95 L.Ed.2d 127
(1987)(holding the death penalty could be imposed
on a criminal defendant who acted with reckless disregard
for human life in knowingly engaging
in criminal activities known to carry a grave risk of death
and whose personal involvement in the
criminal offense was not minor). Sonnier v. Quarterman, 476
F.3d at 365-67. This is all the
Constitution requires to satisfy the concerns discussed by the
Supreme Court in Apprendi and
Ring.
Consistent with the Supreme Court's holdings in Kansas v. Marsh,
Tuilaepa v.
California, and Johnson v. Texas, a Texas capital sentencing jury may
be granted "unfettered
discretion" regarding how it should weigh the mitigating
evidence, if any, relevant to a particular
161
defendant's background and character against the aggravating
circumstances of the
defendant's
offense and the defendant's demonstrated propensity
for future dangerousness. Thus, the Texas
Legislature's decision not to assign a particular burden of proof
on
either party in connection
with the Texas capital sentencing scheme's Penry or
mitigation special issue falls well within the
broad range of discretionary authority a State may
exercise in connection with the selection phase
of a capital trial.288
Neither the Supreme Court's opinion in Apprendi nor any of
the Supreme Court's
subsequent opinions construing its holding in Apprendi
mandate imposition of a burden of proof
on the prosecution with regard to the Texas capital
sentencing scheme's mitigation special issue.
The Texas Court of Criminal Appeals' rejection on the
merits in the course of petitioner's
direct appeal of petitioner's complaint about the absence
of a burden
of proof in the Texas capital
sentencing scheme's mitigation special issue was neither (1)
contrary to, nor involved an
unreasonable application of, clearly established Federal law,
as determined by the Supreme
of the United States, nor (2) based upon an unreasonable
Court
determination of the facts in light of the
evidence presented in the petitioner's trial and direct appeal.
Petitioner's sixteenth claim herein
does not warrant federal habeas corpus relief.
288
It can be argued the absence of a burden of proof
standard in the Penry or mitigation special issue could be
reasonably expected to enure to the benefit of defendants
because a shrewd defense counsel could argue the absence
of
an instruction mandating a particular burden of proof
on this special issue permits the jury to answer the
Penry special
issue affirmatively if the jury concludes there is only a
scintilla of evidence supporting an affirmative fmding
on that
special issue.
162
F.
Lack of Meaningful State Appellate Review on Jury's
Answer to Mitigation Special Issue
In his seventeenth claim herein, petitioner argues his Fifth,
Eighth, and Fourteenth
Amendment rights were violated when the Texas Court of Criminal
Appeals refused to undertake
an evidentiary sufficiency review of the jury's negative
answer to his third (mitigation) capital
sentencing special issue.
This Court has long held the Supreme Court's holding in
Teague v.
Lane, 489 U.S. 288,
310, 109 S.Ct. 1060, 1075, 103 L.Ed.2d 334 (1989),
forecloses any complaints about the "lack of
meaningful appellate review" applicable to a Texas capital
sentencing jury's answer to the
"mitigation" special issue. See, e.g., Bartee
v.
Quarterman, 574 F.Supp.2d 624, 696 (W.D. Tex.
2008)("At the time petitioner's conviction and sentence became final
for Teague purposes, no
federal court had held the Texas capital sentencing scheme
either deprived a capital defendant of
meaningful appellate review of the jury's answers to the capital
sentencing special issues or
deprived a Texas capital murder defendant of a constitutional
right to proportionality review of
his capital sentence."), CoA denied, 339 Fed.Appx. 429,
2009 WL 2351641(5th Cir. July 31,
2009), cert. denied, 559 U.S. 1009, 130 S.Ct. 1882, 176
L.Ed.2d 370 (2010); Martinez v. Dretke,
426 F.Supp.2d 403, 530-32 (W.D. Tex. 2006)(identifying
Fifth Circuit precedent repeatedly
rejecting the argument the Constitution mandates state appellate
review of the
sufficiency of
mitigating evidence), CoA denied, 270 Fed. Appx. 277 (5th Cir.
March 17, 2008).
Moreover, the Fifth Circuit has repeatedly rejected arguments that
the
mandates state appellate review of the sufficiency of "mitigating"
opposing a capital sentencing jury's answer to the Texas capital
special issue. See, e.g., Woods
v.
Constitution
evidence supporting or
sentencing scheme's mitigation
Cockrell, 307 F.3d 353, 359-60 (5th Cir. 2002)(holding Texas
163
Court of Criminal Appeals' refusal to review the sufficiency of the evidence supporting negative
answers to the Texas capital sentencing scheme's "mitigation" special issue, i.e., the Penry issue,
did not violate due process principles); Johnson
v.
Cockrell, 306 F.3d 249, 256 (5th Cir.
2002)(denying CoA on claim that Texas Court of Criminal Appeals' refusal to review whether
sufficient mitigating evidence existed to support a life sentence violated Eighth Amendment),
cert. denied, 538 U.S. 926 (2003); Beazley v. Johnson, 242 F.3d 248, 261 (5th Cir.)(holding
petitioner was afforded meaningful state appellate review of death sentence when state appellate
court reviewed sufficiency of evidence supporting future dangerousness special issue), cert.
denied, 534 U.S. 945 (2001); Moore
v.
Johnson, 225 F.3d 495, 505-07 (5th Cir. 2000)(holding
Texas Court of Criminal Appeals' refusal to review the sufficiency of the evidence supporting
negative answers to the Texas capital sentencing scheme's "mitigation" special issue, i.e., the
Penry issue, did not violate due process principles), cert. denied, 532 U.S. 949 (2001); Hughes v.
Johnson, 191 F.3d 607, 62 1-23 (5th Cir. l999)(holding no Eighth Amendment violation resulted
from Texas Court of Criminal Appeals' refusal to engage in proportionality review of capital
sentencing jury's answer to mitigation special issue because Texas is a non-weighing
jurisdiction), cert. denied, 528 U.S. 1145 (2000).
This Court has repeatedly rejected the Eighth Amendment component of petitioner's
seventeenth claim herein as foreclosed by the Supreme Court's holding in Tuilaepa. See, e.g.,
Jasper v. Thaler, 765 F.Supp.2d 783, 836 (W.D. Tex. 201 1)(because of the unique role the Texas
capital sentencing scheme gives to Texas capital sentencing juries through the mitigation special
issue, i.e., permitting a Texas capital sentencing jury to engage in an act of grace for an otherwise
condemned capital murderer, there is no constitutional requirement that the evidence supporting
164
or opposing a jury's answer to the Texas capital sentencing scheme's mitigation special issue be
subjected to state appellate review for evidentiary sufficiency), affirmed, 466 Fed.Appx. 429,
2012 WL 1449250 (5th Cir. April 26, 2012), cert. denied,
U.S.
-,
133 S.Ct. 788, 184
L.Ed.2d 584 (2012); Bartee v. Quarterman, 574 F.Supp.2d at 696-97 (no clearly established
Supreme Court authority mandates state appellate review of the evidentiary sufficiency
underlying a Texas capital sentencing jury's answers to the Texas special issues beyond that
afforded by Jackson
v.
Virginia); Martinez v. Dretke, 426 F.Supp.2d at 530-32 (holding the
Supreme Court's opinion in Tuilaepa permits states to adopt capital sentencing schemes which
vest the sentencing jury with virtually unfettered discretion at the selection phase of a capital
trial); Cordova
v.
Johnson, 993 F.Supp. 473, 509 (W.D. Tex. 1998)("Insofar as proportionality
analysis is constitutionally necessary with regard to the Texas capital sentencing scheme, that
analysis is incorporated in the 'eligibility decision' described in Tuilaepa and Buchanan and is
accomplished in the Texas capital sentencing scheme at the guilt-innocence phase of a trial
because the Texas capital murder statute itself performs the constitutionally-mandated narrowing
function."), CoA denied, 157 F.3d 380 (5th Cir. 1998), cert. denied, 525 U.S. 1131 (1999).
The Texas Court of Criminal Appeals' rejection on the merits of petitioner's complaint
about that court's refusal to engage in evidentiaiy sufficiency review with regard to the jury's
answer to petitioner's mitigation special issue was neither (1) contrary to, nor involved an
unreasonable application of, clearly established Federal law, as determined by the Supreme Court
of the United States, nor (2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the petitioner's trial and direct
165
appeal. Petitioner's seventeenth claim herein is also Teague-barred and does not warrant federal
habeas relief.
G.
Failure to Include Sentencing Factors in the Indictment
In his nineteenth claim herein, petitioner argues the failure of the trial court to require the
pleading of facts supporting pro-prosecution answers to each of the Texas capital scheme's
special issues in petitioner's indictment violated the Fifth, Sixth, Eighth, and Fourteenth
Amendments.
In support of his complaint about the absence of any mention of the capital sentencing
factors from his indictment, petitioner cites the Supreme Court's opinions in Allen v. United
States, 536 U.S. 953, 122 S.Ct. 2653, 153 L.Ed.2d 830 (2002)(Memorandum reversing and
remanding for further consideration in light of Ring v. Arizona); Ring v. Arizona, 536 U.S. 584,
122 S.Ct. 2428, 153 L.Ed.2d 556 (2002); Apprendi
v.
New Jersey, 530 U.S. 466, 120 S.Ct. 2348,
147 L.Ed.2d 435 (2000); and Jones v. United States, 526 U.S. 227, 119 S.Ct. 1215, 143 L.Ed.2d
311 (1999). As will be explained hereinafter, however, none of these Supreme Court
opinions,
however, require a Texas grand jury to deliberate upon or include specific factual allegations in a
capital murder indictment regarding either (1) a capital murder defendant's future dangerousness,
(2) a capital murder defendant's personal moral culpability for a particular offense, or (3) the
presence or absence of any mitigating evidence warranting imposition of a life sentence.
In Apprendi v. New Jersey, supra, the Supreme Court struck down on due process
grounds a state scheme that permitted a trial judge to make a factual finding based on a
preponderance of the evidence regarding the defendant's motive or intent underlying a criminal
offense and, based on such a finding, increase the maximum end of the applicable sentencing
166
range for the offense by a factor of one hundred percent. Apprendi, 530 U.S. at 497, 120 S.Ct. at
2366. The Supreme Court's opinion in Apprendi emphasized it was merely extending to the state
courts the same principles discussed in Justice Stevens' and Justice Scalia's concurring opinions
in Jones v. United States, 526 U.S. 227, 252-53, 119 S.Ct. 1215, 1228-29, 143 L.Ed.2d 311
(1999), i.e., the view that, other than the fact of a prior conviction, any fact that increases the
penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury and
proved beyond a reasonable doubt. Apprendi, 530 U.S. at 490, 120 S.Ct. at 2362-63. Put more
simply, the Supreme Court held in Apprendi (1) it was unconstitutional for a legislature to
remove from the jury the assessment of facts that increase the prescribed range of penalties to
which a criminal is exposed and (2) all such findings must be established beyond a reasonable
doubt. Apprendi, 530 U.S. at 490, 120 S.Ct. at 2363.
Two years later, in Ring v. Arizona, supra, the Supreme Court applied the holding and its
reasoning in Apprendi to strike down a death sentence in a case in which the jury had declined to
find the defendant guilty of pre-meditated murder during the guilt-innocence phase of a capital
trial (instead finding the defendant guilty only of felony murder) but a trial judge subsequently
concluded the defendant should be sentenced to death based upon factual determinations that (1)
the offense was committed in expectation of receiving something of pecuniary value (i.e., the
fatal shooting of an armored van guard during a robbery) and (2) the foregoing aggravating factor
out-weighed the lone mitigating factor favoring a life sentence (i.e., the defendant's minimal
criminal record).289 Ring v. Arizona, 536 U.S. at 609, 122 S.Ct. at 2443. The Supreme Court
289fr point of fact, the Arizonatrial judge found a second aggravating factor applied in Ring's case, i.e., Ring's
comments after the fatal shooting in which he chastised his co-conspirators for their failure to praise Ring's
marksmanship rendered his offense "especially heinous, cruel, or depraved." The Arizona Supreme Court later held there
167
emphasized, as it had in Apprendi, the dispositive question "is not one of form, but of effect":
"[i]f a State makes an increase in a defendant's authorized punishment contingent on the finding
of a fact, that fact - no matter how the State labels it - must be found by a jury beyond a
reasonable doubt." Ring, 536 U.S. at 602, 122 S.Ct. at 2439. "A defendant may not be exposed
to a penalty exceeding the maximum he would receive if punished according to the facts reflected
in the jury verdict alone." Ring, 536 U.S. at 602, 122 S.Ct. at 2439-40, quoting Apprendi, 530
U.S. at 483, 120 S.Ct. at 2359. Because Ring would not have been subject to the death penalty
but for the trial judge's factual determination as to the existence of an aggravating factor, the
Supreme Court declared Ring's death sentence violated the right to trial by jury protected by the
Sixth Amendment. Ring v. Arizona, 536 U.S. at 609, 122 S.Ct. at 2443.
The essential elements of the offense of capital murder, as defined by Texas law, are set
forth in Sections 19.02(b) and 19.03 of the Texas Penal
Code.29°
Capital murder, as so defined
by Texas law, is punishable by a sentence of either life imprisonment or death.29' Applicable
Texas law does not include any of the sentencing factors included in the Texas capital sentencing
special issues set forth in Article 37.071 of the Texas Code of Criminal Procedure as "essential
elements" of the offense of capital murder: "In Texas, the statutory maximum for a capital
offense is death. The mitigation issue does not increase the statutory minimum. To the contrary,
the mitigation issue is designed to allow for the imposition of a life sentence, which is
was insufficient evidence to support the trial judge's finding of depravity but nonetheless
re-weighed the remaining
aggravating factor against the lone mitigating factor and affirmed Ring's death sentence. Ring v. Arizona, 536
U.S. at
595-96, 122 S.Ct. at 2435-36.
290
Tex. Pen. Code Ann. §19.02(b) (Vernon 2003); Tex. Pen. Code Ann. 19.03 (Vernon Supp. 2010).
§
291
Tex. Pen. Code Ann. §12.31(a) (Vernon Supp. 2010),
168
less than the statutory maximum." Rayford v. State, 125 S.W.3d 521, 534 (Tex. Crim. App.
2003), cert. denied, 543 U.S. 823 (2004). As was explained above, the nature of petitioner's
capital sentencing proceeding was vastly different from the sentencing proceedings the Supreme
Court addressed in each of the cases relied upon by petitioner.
More significantly, none of the foregoing Supreme Court opinions constitute "clearly
established" federal law mandating grand jury consideration, or inclusion in an indictment, of the
facts supporting pro-prosecution answers to the capital sentencing factors contained in Article
37.071 of the Texas Code of Criminal Procedure.
In sharp contrast to the situations in Ring and Apprendi and their progeny, petitioner's
capital sentencing jury made two factual determinations at the punishment phase of petitioner's
trial beyond a reasonable doubt; more specifically, finding (1) a probability petitioner would
commit criminal acts of violence that would constitute a continuing threat to society and (2)
petitioner either (a) actually caused the decedents' deaths or (b) intended to kill another or (c)
anticipated that a human life would be
taken.292
Petitioner'sjury also determined, after taking
into consideration all the evidence, including the circumstances of the offense, petitioner's
character and background, and petitioner's personal moral culpability, there was insufficient
mitigating circumstance to warrant a life
sentence.293
Thus, the capital sentence imposed upon
petitioner pursuant to Texas law was based on jury findings, unlike the judicially-imposed
sentences struck down in Apprendi, Ring, and Jones.
292
Trial Transcript, Volume
5 of 5,
at pp. 860-61.
293
Trial Transcript, Volume
5 of 5,
at pp. 862-63.
169
Moreover, the Arizona capital sentencing scheme the Supreme Court addressed in Ring
relied upon a trial judge's factual findings of "aggravating" factors and directed the trial
judge to
weigh those aggravating factors against any mitigating factors found to apply to the
defendant.
Thus the Arizona trial judge's factual findings in Ring were part of the
constitutionally-mandated
eligibility determination, i.e., the narrowing function. In contrast, the Texas capital sentencing
scheme under which petitioner was tried, convicted, and sentenced performed the
constitutionally-required narrowing function discussed in Tuilaepa and Loving at the guiltinnocence phase of petitioner's trial and further narrowed the category of those eligible for the
death penalty by requiring a jury finding, beyond a reasonable doubt, of future
dangerousness.
See Sonnier
v.
Quarterman, 476 F.3d at 365-67 (recognizing the Texas capital sentencing
scheme, like the one upheld by the Supreme Court in Kansas v. Marsh, supra, performs the
constitutionally-required narrowing function through its statutory definition of capital murder and
further narrows the category of those eligible for the death penalty by requiring an
additional fact
finding, beyond a reasonable doubt, there is a probability the defendant will commit
criminal acts
of violence that would constitute a continuing threat to society)
Unlike Arizona's weighing scheme, the Texas capital sentencing scheme performs the
constitutionally-mandated narrowing function, i.e., the process of making the "eligibility
decision," at the guilt-innocence phase of a capital trial by virtue of the manner with which
Texas
defines the offense of capital murder in Section 19.03 of the Texas Penal Code. See
Johnson v.
Texas, 509 U.S. at 362, 113 S.Ct. at 2666 (holding its previous opinions upholding
the Texas
capital sentencing scheme found no constitutional deficiency in the means used to
narrow the
group of offenders subject to capital punishment because the statute itself adopted different
170
classifications of murder for that purpose); LowenjIeld v. Phelps, 484 U.S. at 243-47, 108 S.Ct. at
5 54-55
(comparing the Louisiana and Texas capital murder schemes and noting they each narrow
those eligible for the death penalty through narrow statutory definitions of capital murder); Jurek
v.
Texas, 428 U.S. at 268-75, 96 S.Ct. at 2955-57 (recognizing the Texas capital sentencing
scheme narrows the category of murders for which a death sentence may be imposed and this
serves the same purpose as the requirements of other statutory schemes which require proof of
aggravating circumstances to justify the imposition of the death penalty).
The Texas capital sentencing scheme under which petitioner was convicted and sentenced
involved a significantly different approach to capital sentencing than the Arizona scheme
involved in Ring. By virtue of (1) its guilt-innocence phase determination beyond a reasonable
doubt that the petitioner committed capital murder, as defined by applicable Texas law, and (2)
its factual findings of future dangerousness and personal moral culpability, also made beyond a
reasonable doubt, petitioner's jury found beyond a reasonable doubt the petitioner was eligible
to receive the death penalty. Sonnier v. Quarterman, 476 F.3d at 365-67. In contrast, Ring's jury
made no analogous factual findings. Instead, Ring's Arizona jury found beyond a reasonable
doubt only that Ring was guilty of "felony murder," a wholly separate offense from the offense of
capital murder as defined under Texas law.
The petitioner's first and second capital sentencing special issues, i.e., the future
dangerousness and personal moral culpability special issues, each included a "beyond a
reasonable doubt" burden of proof squarely placed on the prosecution. Petitioner'sjury made
those determinations. Thus, no violation of the principles set forth in Apprendi, Jones, Ring, or
Allen occurred during petitioner's trial. The Supreme Court's express recognition that the Texas
171
capital sentencing scheme accomplishes the eligibility determination, i.e., the constitutionally
mandated "narrowing function," at the guilt-innocence phase of trial forecloses any argument that
factual allegations supporting pro-prosecution answers to the Texas capital sentencing special
issues must be alleged in a Texas capital murder indictment. Johnson v. Texas, 509 U.S. at 362,
113 S.Ct. at 2666;
Jurek v. Texas, 428 U.S. at 270-71, 96 S.Ct. at 2956.
In contrast to the first two Texas capital sentencing special issues, the Penry or
"mitigation" special issue employed at the punishment phase of petitioner's capital trial was
designed to address the second aspect of capital sentencing discussed in Tuilaepa, i.e., the
constitutional requirement that the jury be given an opportunity "to render a reasoned,
individualized sentencing determination based on a death-eligible defendant's record, personal
characteristics, and the circumstances of his crime." Kansas v. Marsh, 549 U.S. at 174, 126 S.Ct.
at 2524-25; Sonnier v. Quarterman, 476 F.3d at 365. "The use of mitigation evidence is a
product of the requirement of individualized sentencing." Kansas
v.
Marsh, 549 U.S. at 174, 126
S.Ct. at 2525.
The Supreme Court has distinguished the constitutional requirements of the eligibility
decision, i.e., the narrowing function, and the selection decision, i.e., the individualized
assessment of mitigating circumstances, holding the latter requires only that the sentencing jury
be given broad range to consider all relevant mitigating evidence but leaving to the States wide
discretion on how to channel the sentencing jury's balancing of mitigating and aggravating
factors. See Kansas
v.
Marsh, 549 U.S. at 174-75, 126 S.Ct. at 2525 (holding, in connection with
the selection phase of a capital sentencing proceeding, the Constitution mandates only that (1) the
defendant has a right to present the sentencing authority with information relevant to the
172
sentencing decision and (2) the sentencing authority is obligated to consider that information in
determining the appropriate sentence); Tuilaepa, 512 U.S. at 978, 114 S.Ct. at 2638 (holding, at
the selection stage, States are not confined to submitting to the jury specific propositional
questions but, rather, may direct the jury to consider a wide range of broadly-defined factors,
such as "the circumstances of the crime," "the defendant's prior criminal record" and "all facts
and circumstances presented in extenuation, mitigation, and aggravation of punishment.").
At the selection phase of a capital trial, the Supreme Court has left to the States the
decision whether to channel a sentencing jury's weighing of mitigating evidence or grant the jury
unfettered discretion to consider all relevant mitigating evidence and weigh same in any manner
the jury deems reasonable. See Kansas v. Marsh, 549 U.S. at 174, 126 S.Ct. at 2525 ("So long as
a state system satisfies these requirements, our precedents establish that a State enjoys a range of
discretion in imposing the death penalty, including the manner in which aggravating and
mitigating circumstances are to be weighed."). Likewise, the Supreme Court has not yet imposed
a particular burden of proof requirement with regard to a capital sentencing jury's consideration
of mitigating evidence when such consideration occurs exclusively within the selection process.
"{D]iscretion to evaluate and weigh the circumstances relevant to the particular
defendant and the crime he committed" is not impermissible in the capital
sentencing process. "Once the jury finds that the defendant falls within the
legislatively defined category of persons eligible for the death penalty,...the jury
then is free to consider a myriad of factors to determine whether death is the
appropriate punishment." Indeed, the sentencer may be given "unbridled
discretion in determining whether the death penalty should be imposed after it has
been found that the defendant is a member of the class made eligible for that
penalty."
Tuilaepa, 512 U.S. at 979, 114 S.Ct. at 2639 (citations omitted).
173
As explained above, the "eligibility" decision required by the Eighth Amendment is
satisfied under Texas law by the jury's findings "beyond a reasonable doubt" that (1) the
defendant is guilty of capital murder as defined under Section 19.03 of the Texas Penal Code, (2)
there is a probability the defendant will commit criminal acts of violence that would constitute a
continuing threat to society, and (3) petitioner was personally morally culpable for the deaths of
the decedents pursuant to the Supreme Court's holdings in Enmund v. Florida, supra, and Tison
v.
Arizona, supra. Sonnier v. Quarterman, 476 F.3d at 365-67. This is all the Constitution
requires to satisfy the concerns discussed by the Supreme Court in Ring and its progeny.
Consistent with the Supreme Court's holdings in Kansas v. Marsh, Tuilaepa v.
Cal fornia, and Johnson
v.
Texas, a Texas capital sentencing jury may be granted "unfettered
discretion" regarding how it should weigh the mitigating evidence, if any, relevant to a particular
defendant's background and character against the aggravating circumstances of the defendant's
offense and the defendant's demonstrated propensity for future dangerousness. There is simply
no "clearly established" federal law holding any provision of the Constitution mandates a
specific listing of the evidence supporting a pro-prosecution (negative) answer to the Texas
capital sentencing scheme's mitigation special issue.
The Arizona trial judge's affirmative factual finding regarding the existence of an
aggravating factor made in Ring did not serve the same constitutionally-mandated purpose as the
jury's negative answer to the Penry special issue made at petitioner's Texas capital murder trial.
The Arizona trial judge's factual findings were designed to satisfy the "eligibility" requirement
discussed in Tuilaepa. In jurisdictions such as Texas (where the "eligibility" decision discussed
in Tuilaepa is made at the guilt-innocence phase of a capital trial) the factual issues before the
174
jury at the punishment phase of a capital trial address the "selection" decision identified by the
Supreme Court in Tuilaepa. Furthermore, even if Texas' future dangerousness and personal
moral culpability special issues could be construed as falling within the scope of the
constitutionally-mandated eligibility decision, Texas law clearly places the burden of proving
affirmative answers to both those special issues beyond a reasonable doubt squarely on the
prosecution and mandates jury determination of both those special issues.
Thus, the procedural requirements applicable to the eligibility decision in weighing
jurisdictions such as Arizona and the federal capital sentencing scheme (where specific findings
of aggravating factors are made during a separate post-conviction proceeding and then weighed
against any "mitigating" factors also found by the sentencing authority) are inapplicable to a
Texas capital sentencing jury's selection decision, i.e., its determination as to whether the
mitigating evidence in a particular case warrants a sentence of less than death for a criminal
defendant who has already been convicted beyond a reasonable doubt of capital murder and
already determined beyond a reasonable doubt to pose a risk of future dangerousness. See
Scheanette v. Quarterman, 482 F.3d 815, 828 (5th Cir. 2007)("a finding of mitigating
circumstances reduces a sentence from death, rather than increasing it to death."); Sonnier
v.
Quarterman, 476 F.3d at 363-67 (holding the deletion of the former special issue inquiring into
whether the defendant acted "deliberately" in connection with the capital murder from the Texas
capital sentencing scheme did not render same vulnerable to attack on Eighth Amendment
grounds); Granados
v.
Quarterman, 455 F.3d 529, 537 (5th Cir. 2006)(distinguishing Ring and
Apprendi on the ground a jury's affirmative answer to the Texas capital sentencing scheme's
Penry or "mitigation" special issue reduces a sentence from death rather than increasing it to
175
death, as was the case with the factual findings made by the trial judges in Apprendi and Ring),
cert. denied, 549 U.S. 1081 (2006); Rowe/i v. Dretke, 398 F.3d 370, 379 (5th Cir. 2005)("No
Supreme Court or Circuit precedent constitutionally requires that Texas's mitigation special issue
be assigned a burden of proof."), cert. denied, 546 U.S. 848 (2005).
None of the Supreme Court opinions relied upon by petitioner herein establish "clearly
established" federal law mandating grand jury consideration, or inclusion in a Texas capital
murder indictment, of factual allegations relating to either (1) a capital murder defendant's future
dangerousness, (2) a capital murder defendant's personal moral culpability for a particular
offense, or (3) the presence or absence of any mitigating evidence warranting imposition of a life
sentence upon a capital murder defendant. Unlike the many sentencing schemes addressed by the
Supreme Court in its Jones, Apprendi, Ring, and Allen line of cases, the Texas capital sentencing
scheme accomplishes the constitutionally mandated "narrowing" function, i.e., the eligibility
determination, at the guilt-innocence phase of trial through jury determinations of relevant facts.
The Texas capital sentencing scheme operates in a very different manner from those sentencing
schemes which the Supreme Court concluded in its Jones, Apprendi, Ring, and Allen line of
cases violated the Sixth Amendment right to jury trial.
The Texas Court of Criminal Appeals' rejection on the merits in the course of petitioner's
direct appeal of petitioner's Allen/Ring/Apprendi/Jones claim challenging petitioner's indictment
was neither contrary to, nor involved an unreasonable application of, clearly established Federal
law, as determined by the Supreme Court of the United States, nor based on an unreasonable
determination of the facts in light of the evidence presented in the petitioner's state trial court and
176
state habeas corpus proceedings. Petitioner's nineteenth claim herein does not warrant federal
habeas relief under the AEDPA.
H.
The Texas Twelve/Ten Rule
In his twentieth claim herein, petitioner argues the Texas twelve/ten rule (requiring total
unanimity for pro-prosecution answers to the Texas capital sentencing special issues but only ten
votes for answers favoring the defendant) violated petitioner's Fifth, Sixth, Eighth, and
Fourteenth Amendments. More specifically, petitioner argues the provisions of Article 37.071,
Section 2(d) violate the principles set forth in the Supreme Court's opinions in Mills v.
Maryland, 486 U.S. 367, 108 S.Ct. 1860, 100 L.Ed.2d 384 (1988), and McKoy v. North
Carolina, 494 U.S. 433, 110 S.Ct. 1227, 108 L.Ed.2d 369 (1990). Because there is no clearly
established federal legal authority mandating jury instructions advising the jury of the impact of a
single holdout juror, petitioner's twentieth claim herein lacks any arguable merit.
The Supreme Court has implicitly rejected petitioner's arguments underlying his
twentieth claim herein. See Jones v. United States 527 U.S. 373, 382, 119 S.Ct. 2090, 2099, 144
L.Ed.2d 370 (1999)(holding the Eighth Amendment does not require a capital sentencing jury be
instructed as to the effect of a "breakdown in the deliberative process," because (1) the refusal to
give such an instruction does not affirmatively mislead the jury regarding the effect of its verdict
and (2) such an instruction might well undermine the strong governmental interest in having the
jury express the conscience of the community on the ultimate question of life or death).
On numerous occasions, the Fifth Circuit has expressly rejected the legal premise
underlying petitioner's twentieth claim herein, i.e., the argument a Texas capital murder
defendant is constitutionally entitled to have his punishment-phase jury instructed regarding the
177
consequences of a hung jury or a single holdout juror. See, e.g., Hughes v. Dretke, 412 F.3d 582,
593 -94 (5th Cir. 2005)(holding the same arguments underlying petitioner's twentieth claim
herein were so legally insubstantial as to be unworthy of a certificate of appealability), cert.
denied, 546 U.S. 1177 (2006); Alexander
v.
Johnson, 211 F.3d 895, 897-98 (5th Cir.
2000)(holding the Teague v. Lane non-retroactivity doctrine precluded applying such a rule in a
federal habeas context); Davis
v.
Scott, 51 F.3d 457, 466-67 (5th Cir. 1 995)(holding the same),
cert. denied, 516 U.S. 992 (1995); Jacobs
v.
Scott, 31 F.3d 1319, 1328-29 (5th Cir.
1994)(rejecting application of the Supreme Court's holding in Mills v. Maryland to a Texas
capital sentencing proceeding), cert. denied, 513 U.S. 1067 (1995).
Likewise, petitioner's reliance upon the Supreme Court's holdings in McKoy and Mills is
unpersuasive. Petitioner's argument that the Texas twelve-ten rule violates the due process
principles set forth in these opinions has repeatedly been rejected by both the Fifth Circuit and
this Court. See Blue
v.
Thaler, 665 F.3d 647, 669-70 (5th Cir. 201 1)(rejecting an Eight
Amendment challenge to the Texas twelve-ten rule), cert. denied,
184 L.Ed.2d 49(2012); Alexander
v.
U.S.
,
133 S.Ct. 105,
Johnson, 211 F.3d 895, 897 (5th Cir. 2000) (specifically
rejecting both Fourteenth and Eighth Amendmentchallenges to the Texas twelve-ten rule in the
course of affirming this Court's rejection of claims virtually identical to those raised by petitioner
herein); Miller v. Johnson, 200 F.3d 274, 288-89 (5th Cir. 2000)(holding Mills inapplicable to a
Texas capital sentencing proceeding), cert. denied, 531 U.S. 849 (2000); Woods
v.
Johnson, 75
F.3d 1017, 1036 (5th Cir. 1996)(holding the same), cert. denied, 519 U.S. 854 (1996); Hughes v.
Johnson, 191 F.3d 607, 628-29 (5th Cir. 1999)(holding both Mills and McKoy inapplicable to the
Texas capital sentencing scheme), cert. denied, 528 U.S. 1145(2000); Jacobs v. Scott, 31 F.3d
178
1319, 1328-29 (5th Cir. 1 994)("Under the Texas system, all jurors can take into account any
mitigating circumstance. One juror cannot preclude the entire jury from considering a mitigating
circumstance. Thus, Mills is inapplicable."), cert. denied, 513 U.S. 1067 (1995); Bartee v.
Quarterman, 574 F.Supp.2d at 700-0 1 (rejecting reliance upon Mills and McKoy as bases for
challenging the very different Texas capital sentencing scheme).
Because the Texas capital sentencing scheme is vastly different from those employed on
Maryland and North Carolina, petitioner's reliance on the Supreme Court's opinions in McKoy
and Mills is misplaced. See Alexander v. Johnson, 211 F.3d 895, 897 (5th Cir. 2000)(specifically
rejecting both Fourteenth and Eighth Amendment challenges to the Texas twelve-ten rule in the
course of affirming this Court's rejection of claims identical to those raised by petitioner herein);
Miller v. Johnson, 200 F.3d 274, 288-89 (5th Cir. 2000)(holding Mills inapplicable to a Texas
capital sentencing proceeding), cert. denied, 531 U.S. 849 (2000); Woods
v.
Johnson, 75 F.3d
1017, 1036 (5th Cir. 1 996)(holding the same), cert. denied, 519 U.S. 854 (1996); and Jacobs
v.
Scott, 31 F.3d at 1328-29 (holding the same).
The Supreme Court has established the constitutional standard for evaluating the
propriety of a jury instruction at the punishment phase of a capital murder trial is "whether there
is a reasonable likelihood that the jury has applied the challenged instruction in a way that
prevents the consideration of constitutionally relevant evidence." Boyde v. California, 494 U.S.
370, 380, 110 S.Ct. 1190, 1198, 108 L.Ed.2d 316 (1990). The Supreme Court has consistently
applied this standard to evaluate challenges to punishment-phase jury instructions. See Weeks
Angelone, 528 U.S. 225, 226, 120 S.Ct. 727, 729, 145 L.Ed.2d 727 (2000)(emphasizing the
Boyde test requires a showing of a reasonable likelihood, as opposed to a mere possibility, the
179
v.
jury construed the jury instructions to preclude its consideration of relevant mitigating evidence);
Jones v. United States, 527 U.S. 373, 390 & n.9, 119 5.Ct. 2090, 2102-03 & n.9, 144 L.Ed.2d
370 (1999)(holding the same); Calderon v. Coleman, 525 U.S. 141, 146, 119 S.Ct. 500, 503, 142
L.Ed.2d 521 (1998)(holding the same); Buchanan v. Angelone, 522 U.S. 269, 276, 118 S.Ct. 757,
761, 139 L.Ed.2d 702 (1998)(holding the same); Johnson v. Texas, 509 U.S. 350, 367, 113 S.Ct.
2658, 2669, 125 L.Ed.2d 290 (1993)(holding Boyde requires a showing of a reasonable
likelihood the jury interpreted the jury instructions so as to preclude it from considering relevant
mitigating evidence).
This "reasonable likelihood" standard does not require the petitioner to prove the jury
"more likely than not" interpreted the challenged instruction in an impermissible way; however,
the petitioner must demonstrate more than "only a possibility" of an impermissible interpretation.
Johnson v. Texas, 509 U.S. at 367, 113 S.Ct. at 2669; Boyde
v.
California, 494 U.S. at 380, 110
S.Ct. at 1198. This Court must analyze the challenged language included in the jury charge
within the context of the overall jury charge. Cupp
v.
Naughten, 414 U.S. 141, 146-47, 94 S.Ct.
396, 400, 38 L.Ed.2d 368 (1973). "In evaluating the instructions, we do not engage in a technical
parsing of this language of the instructions, but instead approach the instructions in the same way
that the jury would--with a 'commonsense understanding of the instructions in the light of all that
has taken place at the
trial." Johnson v. Texas, 509 U.S. at 368,
113 S.Ct. at 2669; Boyde v.
California, 494 U.S. at 381, 110 S.Ct. at 1198.
Nothing in petitioner's punishment-phase jury charge can reasonable be construed as
foreclosing the consideration by petitioner's jury of any of the potentially mitigating evidence
actually presented during petitioner's capital murder trial. None of petitioner's jurors could
i:.
rationally have been led to believe by petitioner's punishment-phase jury charge that either (1)
they lacked the authority to answer any of the Texas capital special issues in a manner consistent
with their own conscience and the evidence regardless of the votes of other jurors or (2) their
determination to vote in a manner inconsistent with other jurors would have no legal impact.
Thus, there is no reasonable likelihood any of petitioner's jurors construed their punishment
phase jury instructions in a manner which prevented them from considering or giving effect to
any constitutionally relevant mitigating evidence. Likewise, nothing in petitioner's punishment-
phase jury charge misled petitioner's capital sentencing jury regarding its role as the ultimate
arbiter of petitioner's fate.
There is no arguable legal merit to any of the petitioner's constitutional arguments in
support of his twentieth claim in this cause. The petitioner's punishment-phase jury charge
accurately informed petitioner's capital sentencing jury of their responsibility under Texas law to
reach a verdict favorable to the prosecution only if they agreed unanimously on the Texas capital
sentencing special issues and to return a verdict favorable to the defense on those special issues
only if ten or more jurors agreed to do so. The Constitution's Eighth and Fourteenth
Amendments required nothing more. Insofar as petitioner argues otherwise, his arguments herein
amount to advocacy of a "new rule" of federal constitutional criminal procedure and are
foreclosed by the Teague
v.
Lane non-retroactivity doctrine.
The Texas Court of Criminal Appeals' rejection on the merits during the course of
petitioner's direct appeal of the constitutional arguments underlying petitioner's twentieth claim
herein was neither (1) contrary to, nor involved an unreasonable application of, clearly
established Federal law, as determined by the Supreme Court of the United States, nor (2) based
upon an unreasonable determination of the facts in light of the evidence presented in the
petitioner's trial and direct appeal. Petitioner's twentieth claim herein does not warrant federal
habeas corpus relief.
I.
Failure to Give Hung Jury Instruction
In his twenty-first claim herein, petitioner argues the trial court's refusal to inform the
petitioner's capital sentencing jury of the impact of a single hold-out juror effectively prevented
the individual jurors from giving effect to all of petitioner's mitigating evidence.
Insofar as petitioner complains that his jury was not specifically instructed that a failure
by the jury to answer any of the Texas capital sentencing issues would result in petitioner
receiving a life sentence, that argument is foreclosed by both Supreme Court and Fifth Circuit
precedent recognizing there is no constitutional right to jury instructions instructing individual
jurors how they can achieve a "hung jury." See Jones v. United States, 527 U.S. at 382, 119 S.Ct.
at 2099 (the Eighth Amendment does not require a capital sentencing be instructed as the effect
of a "breakdown in the deliberative process," because (1) the refusal to give such an instruction
does not affirmatively mislead the jury regarding the effect of its verdict and (2) such an
instruction might well undermine the strong governmental interest in having the jury express the
conscience of the community on the ultimate question of life or death); Druery v. Thaler, 647
F.3d 535, 544 (5th Cir. 201 l)(holding an argument that a Texas capital defendant had a
constitutional right to an instruction informing the jury of the impact of a hung jury barred under
the non-retroactivity doctrine of Teague
cert. denied,
U.S.
,
v.
Lane),
132 S.Ct. 1550, 182 L.Ed.2d 180 (2012); Turner
v.
Quarterman, 481
F.3d 292, 300 (5th Cir.) (recognizing Fifth Circuit precedent foreclosed arguments the Eighth
182
Amendment and Due Process Clause of the Fourteenth Amendment mandated jury instructions
regarding the effect of a capital sentencing jury's failure to reach a unanimous verdict), cert.
denied, 551 U.S. 1193 (2007); Barrientes v. Johnson, 221 F.3d 741, 776-78 (5th Cir.
2000)(holding trial court's voir dire instructions informing jury the court would impose sentence,
not the jury, but specifically explaining how the jury's answers to the capital sentencing special
issues would require the court to impose either a sentence of life or death did not result in a
Caidwell violation), cert. denied, 531
U.. 1134 (2001); Hughes v. Johnson, 191 F.3d 607, 618
(5th Cir. 1 999)(holding voir dire explanations to potential jurors of the impact of affirmative
answers to the Texas capital sentencing special issues were sufficient to avoid any possibility the
jurors misunderstood their role or the effect of their punishment-phase verdict), cert. denied, 528
U.S. 1145 (2000); Alexander v. Johnson, 211 F.3d 895, 897 n.5 (5th Cir. 2000)(holding the
same).
This Court has likewise repeatedly rejected the constitutional arguments underlying
petitioner's twentieth claim herein. See Jasper v. Thaler, 765 F.Supp.2d at 838-39 (there is no
constitutional right to a jury instruction informing the jurors of the effect of a hung jury or a
single hold-out juror); Bartee
v.
Quarterman, 574 F.Supp.2d at 702-03 (holding there is no
constitutional right to have a capital sentencing jury informed of the effect of a hung jury);
Moore v. Quarterman, 526 F.Supp.2d 654, 729-30 (W.D. Tex. 2007)(holding there is no
constitutional requirement that a capital sentencing jury be informed of the consequences of a
hung jury or of a single holdout juror), CoA denied, 534 F.3d 454 (5th Cir. 2008); Blanton
v.
Quarterman, 489 F.Supp.2d 621, 644-45 (W.D. Tex. 2007)(holding the same), affirmed, 543
183
F.3d 230 (5th Cir. 2008), cert. denied, 556 U.S. 1240 (2009); Martinez v. Dretke, 426 F.Supp.2d
at 534-36 (holding the same).
There is no arguable legal merit to any of the petitioner's constitutional arguments in
support of his twenty-first claim in this cause. The Constitution's Eighth and Fourteenth
Amendments do not mandate jury instructions inviting individual jurors to "hang" the rest of the
jury. Insofar as petitioner argues otherwise, his arguments herein amount to advocacy of a "new
rule" of federal constitutional criminal procedure and are foreclosed by the Teague
v.
Lane non-
retroactivity doctrine.
In his state appellate brief, petitioner supported his twenty-ninth point of error therein
with a citation to the United States Supreme Court's opinion in Caidwell v. Mississippi, 472 U.S.
320, 105 S.Ct. 2633,86 L.Ed.2d 231 (1985). Petitioner's reliance upon the Supreme Court's
holding in Caidwell v. Mississippi, supra, is misplaced. In Caidwell, the Supreme Court
addressed an instance in which a capital murder prosecutor's jury argument suggested, in an
erroneous and misleading manner, the jury was not the final arbiter of the defendant's
fate.294
To
establish a Caidwell violation, "a defendant necessarily must show that the remarks to the jury
improperly described the role assigned to the jury by local law." Dugger v. Adams, 489 U.S 401,
407, 109 S.Ct. 1211, 1215, 103 L.Ed.2d 435 (1989). Both the Fifth Circuit and this Court have
repeatedly rejected efforts identical to petitioner's to shoe-horn the Supreme Court's holding in
Caidwell v. Mississippi, into the wholly dissimilar context of a Texas capital sentencing trial.
294J Caldwell, the Supreme Court held the following statement by the prosecution during its closing argument
undermined reliable exercise ofjury discretion:
Now, [the defense] would have you believe that you're going to kill this man and they know--they
know that your decision is not the final decision. My God, how unfair can they be? Your job is
reviewable. They know it.
Caidwell v. Mississippi, 472 U.S. at 325 & 329, 105 S.Ct. at 2637 & 2639.
184
See, e.g., Turner v. Quarterman, 481 F.3d at 300 (recognizing Fifth Circuit precedent foreclosed
arguments the Eighth Amendment and Due Process Clause of the Fourteenth Amendment
mandated jury instructions regarding the effect of a capital sentencing jury's failure to reach a
unanimous verdict); Alexander
v.
Johnson, 211 F.3d at 897 n.5 (holding the same); Moore v.
Quarterman, 526 F.Supp.2d 654, 729-30 (W.D. Tex. 2007)(holding there is no constitutional
requirement that a capital sentencing jury be informed of the consequences of a hung jury or of a
single holdout juror), CoA denied, 534 F.3d 454 (5th Cir. 2008); Blanton
F.Supp.2d at 644-45 (holding the same); Martinez
v.
v.
Quarterman, 489
Dretke, 426 F.Supp.2d at 534-36 (holding
the same).
The Texas Court of Criminal Appeals' rejection on the merits during the course of
petitioner's direct appeal of the constitutional arguments underlying petitioner's twenty-first
claim herein was neither (1) contrary to, nor involved an unreasonable application of, clearly
established Federal law, as determined by the Supreme Court of the United States, nor (2) based
upon an unreasonable determination of the facts in light of the evidence presented in the
petitioner's trial and direct appeal. Petitioner's twenty-first claim herein does not warrant federal
habeas corpus relief.
VI. Challenge to Punishment Phase Jury Charge
A.
The Claim
In his third claim herein, petitioner argues the punishment phase jury charge (specifically
the anti-sympathy instruction) and the prosecution's punishment phase jury arguments combined
185
to petitioner's
to deprive petitioner of a vehicle to permit the jury to give a reasoned moral response
mitigating evidence.295
B.
State Court Disposition
Punishment Phase Jury Charge
The state trial court instructed petitioner's capital sentencing jury in pertinent part in the
following manner at the punishment phase of petitioner's capital murder trial:
In answering the issues submitted to you, the jury must not be swayed by mere
sentiment, conjecture, sympathy, passion, prejudice, public opinion or public feelings.296
*
*
*
In deliberating on issues in this case except as provided in the following
paragraph, the jury shall consider all evidence admitted at the guilt or innocence stage
and the punishment stage, including evidence of the defendant's background or character
of the
or circumstances of the offense that militate for or mitigate against the imposition
death penalty.
The Jury's answer or answers to the issues must be directly related to the
defendant's personal culpability. You are instructed in answering Issue No. 1 and Issue
No. 2 that only the conduct of the defendant can be considered and that the instructions
pertaining to the conduct of other persons under the law of parties heretofore given you
on guilt/innocence cannot be considered in answering Issue No. 1 or in answering Issue
No. 2.297
You are instructed that in answering Issue No. 2 the State has the burden to
prove beyond a reasonable doubt that the answer should be "yes." The jury may not
answer Issue No. 2 "yes" unless the jury agrees unanimously on the answer, AND the
jury may not answer Issue No. 2 "no" unless ten or more jurors agree. The members of
the jury need not agree on what particular evidence supports a negative answer. If any
juror has a reasonable doubt as to his or [sic] answer to Issue No. 2, the juror shall vote
"no" to that issue.298
295
Second Amended Petition, at pp. 12 9-82; Petitioner's Reply, at pp. 69-72.
296
Trial Transcript, Volume 5 of 5, at p. 858.
297
Trial Transcript, Volume 5 of 5, at p. 859.
2981d.,atp. 861.
:.
The members of the jury need not agree on what particular evidence
supports an affirmative finding on this [the mitigation] issue. The jury shall
consider mitigating evidence to be evidence that a juror might regard as reducing
the defendant's moral blameworthiness or which would make a death sentence
that
inappropriate in this case. In answering Issue No. 3, you are further instructed
there is no presumption that a sentence of death or life imprisonment is more
appropriate. If the jury answers that a circumstance or circumstances warrant that
court
a sentence of life imprisonment rather than a death sentence be imposed, the
division of the
will sentence the defendant to imprisonment in the institutional
Texas Department of Criminal Justice for life. If the jury finds that there is no
sufficient mitigating circumstance or circumstances to warrant a life sentence
rather than a death sentence, the Court will sentence the Defendant to death.299
You are instructed that if there is testimony or evidence before you in this
case introduced by the State regarding the Defendant having committed acts or
participated in transactions other than the offense of capital murder of which you
have found the defendant guilty, you are instructed that you cannot consider such
other acts or transactions, if any, against the defendant in answering the special
issues submitted to you unless you find beyond a reasonable doubt that the
defendant committed such other acts or participated in such other transactions, if
any, and if you do not so believe or if you have a reasonable doubt thereof, you
shall not consider such testimony or evidence introduced by the State, if any, for
any purpose against the defendant.30°
2991d,
atp. 862.
°o
Id., at p. 863.
federal law. See Brown v.
This portion of petitioner's punishment phase jury instruction was not mandated by
does not mandate that unadjudicated
Dretke, 419 F.3d 365, 376-77 (5th Cir. 2005)(holding the U.S. Constitution
to be admitted at the punishment
extraneous offenses be proven beyond a reasonable doubt for evidence ofthose offenses
Harris v. Cockrell, 313 F.3d 238, 246 (5th Cir.
phase of a capita! murder trial), cert. denied, 546 U.S. 1217 (2006);
the defendant had been acquitted,
2002)(holding the introduction of evidence ofextraneous offenses, even those of which
that extraneousoffenses offered at the punishment
does not violate due process and there is no constitutional requirement
(2004); Vega v. Johnson, 149
phase of a capital trial be proven beyond a reasonable doubt), cert. denied, 540 U.S. 1218
offered at the punishment phase of a capital trial need not be proven
F.3d 354, 359(5th Cir. l998)("Extraneous offenses
81 F.3d 535, 541 (5th Cir.), cert.
beyond a reasonable doubt."), cert. denied, 525 U.S. 1119(1999); Harris v. Johnson,
denied, 517 U.S. 1227 (1996):
state prove
The authorities do not support Harris' claim that the Constitution requires that the
before they may be used during the sentencing
unadjudicated offenses beyond a reasonable doubt
the state must
phase. Fully aware that the due process clause clearly requires that for conviction
a reasonable doubt, neither we nor the Supreme
prove the elements of the offense charged beyond
unadjudicated
Court has stated that a similar burden exists regarding the admission of evidence of
187
*
*
Under the law applicable in this case, if the defendant is sentenced to
imprisonment in the institutional division of the Texas Department of Criminal
Justice for life, the defendant will become eligible for release on parole, but not
until the actual time served by the defendant equals 40 years, without
consideration of any good conduct time. It cannot accurately be predicted how the
parole laws might be applied to this defendant if the defendant is sentenced to a
term of imprisonment for life because the application of those laws will depend on
decisions made by prison and parole authorities, but eligibility for parole does not
guarantee that parole will be granted.301
Prosecution's Punishment Phase Jury Argument
2.
In its opening argument at the punishment phase of petitioner's capital murder trial,
without objection from petitioner 's trial counsel, the prosecution represented, in pertinent part, it
planned to introduce evidence regarding petitioner's background which would show "a pattern of
criminal conduct that started when this Defendant was very young that has persisted on
through."302
In its closing jury argument at the punishment phase of petitioner's capital murder
trial, without objection from petitioner 's trial counsel, the prosecution argued, in pertinent part
(1) the defense had promised in its own opening jury argument not to present excuses for
petitioner's murderous conduct but had done just that,303 (2) not a single witness had testified
there was any causal link between petitioner's ADD and petitioner's murders of Douglas and
Petrey,304
(3) the jury should reserve its sense of compassion for the families
offenses in a capital case sentencing hearing. (Footnotes omitted)
Trial Transcript, Volume 5 of 5, at pp. 863-84.
302
S.F. Trial, Volume 30, at p. 14.
303
S.F. Trial, Volume 36, at p. 98.
304
Id.
::
of petitioner's
victims and petitioner's potential future victims,305 (4) petitioner's mitigating evidence amounted
to an effort to shift the blame and responsibility for petitioner's criminal conduct to everyone
other than
himself,306
and not turned to
(5) many other people had experienced childhoods far worse than petitioner
crime,307
(6) petitioner's murder of Doyle Douglas was planned and calculated,
not impulsive,308 (7) most of the mental health experts agreed their profession could not cure
petitioner,309
(8) petitioner was highly intelligent and manipulative,310 and (9) called upon the jury
to restore a sense ofjustice to the families of Douglas and Petrey.31'
3.
Texas Court of Criminal Appeals' Direct Appeal Ruling
Petitioner presented a less expansive, very different, version of his third claim herein as
his eighth point of error on direct appeal, i.e., petitioner did not specifically complain on direct
appeal about the anti-sympathy language in his punishment phase jury charge.312 The Texas
Court of Criminal Appeals held as follows:
In his eighth point of error, appellant argues that the jury "had no vehicle to
consider and give effect to petitioner's ADHD and other mitigating evidence."
The jury in this case was given the statutory mitigation instruction. See Art.
37.071 § 2(e)(1). The statutory instruction allows the jury to consider all of the
evidence presented at trial in answering the mitigation special issue. Cantu v.
3051d.,atp. 126.
306
Id., at pp. 127-29.
3071d.,atp. 128.
308Jd.,atpp. 129-31.
3091d.,atp. 131.
311
Id., at p. 133.
312
Appellate Brief, at pp. 40-45.
189
State, 939 S.W.2d 627, 639-40 (Tex.Crim.App.1996)). Appellant presented
evidence of his ADHD and other mitigating evidence, and the jury was given a
vehicle through which it could consider and give effect to that evidence.
Appellant's eighth point of error is overruled.
Young v. State, AP 74,643, 2005 WL 2374669, *8 (Tex.Crim.App. September 28, 2005).
C.
AEDPA Analysis
As was explained above, the Supreme Court has explained the appropriate legal standard
for reviewing the adequacy of punishment phase jury instructions as follows:
We think the proper inquiry in such a case is whether there is a reasonable
likelihood that the jury has applied the challenged instruction in a way that
prevents the consideration of constitutionally relevant evidence. Although a
defendant need not establish that the jury was more likely than not to have been
impermissibly inhibited by the instruction, a capital sentencing proceeding is not
inconsistent with the Eighth Amendment if there is only a possibility of such an
inhibition. This "reasonable likelihood" standard, we think, better accommodates
the concerns of finality and accuracy than does a standard which makes the
inquiry dependent on how a single hypothetical "reasonable" juror could or might
have interpreted the instruction. There is, of course, a strong policy in favor of
accurate determination of the appropriate sentence in a capital case, but there is an
equally strong policy against retrials years after the first trial where the claimed
error amounts to no more than speculation. Jurors do not sit in solitary isolation
booths parsing instructions for subtle shades of meaning in the same way that
lawyers might. Differences among them in interpretation of instructions may be
thrashed out in the deliberative process, with commonsense understanding of the
instructions in the light of all that has taken place at the trial likely to prevail over
technical hairsplitting.
Boyde v. California, 494 U.S. at 380-381, 110 S.Ct. at 1198 (Footnotes omitted).
The Texas Court of Criminal Appeals reasonably concluded there was nothing in
petitioner's punishment phase jury instructions which could rationally have be construed as
having precluded, prevented, or otherwise foreclosed jury consideration of any of petitioner's
mitigating evidence in connection with the petitioner's third (mitigation) special issue, which
required petitioner's capital sentencing jury to answer the following question:
190
Do you find from the evidence, taking into consideration all of the
evidence, including the circumstances of the offense, the circumstances of the
defendant, his character and background, and the personal moral culpability of the
defendant, that there is a sufficient mitigating circumstance or circumstances to
warrant that a sentence of life imprisonment rather than a death sentence be
imposed?313
As respondent correctly points out, in Penry v. Johnson (Penry Ii), 532 U.S. 782, 121 S.Ct. 1910,
150 L.Ed.2d 9 (2001), the United States Supreme Court described the Texas capital sentencing
scheme's mitigation special issue in terms that strongly suggest that issue is sufficiently broad to
encompass almost any imaginable mitigating evidence:
A clearly drafted catchall instruction on mitigating evidence also might have
complied with Penry I Texas' current capital sentencing scheme (revised after
Penry's second trial and sentencing) provides a helpful frame of reference. Texas
now requires the jury to decide "[w]hether, taking into consideration all of the
evidence, including the circumstances of the offense, the defendant's character and
background, and the personal moral culpability of the defendant, there is a
sufficient mitigating circumstance or circumstances to warrant that a sentence of
life imprisonment rather than a death sentence be imposed." Tex.Code Crim.
Proc.Ann., Art. 37.071(2)(e)(1) (Vernon Supp.2001). Penry's counsel, while not
conceding the issue, admitted that he "would have a tough time saying that [Penry
I] was not complied with under the new Texas procedure." Tr. of Oral Arg. 16.
At the very least, the brevity and clarity of this instruction highlight the confusing
nature of the supplemental instruction actually given, and indicate that the trial
court had adequate alternatives available to it as it drafted the instructions for
Penry's trial.
Penry v. Johnson, 532 U.S. at 803, 121 S.Ct. at 1923 -24.
The construction of petitioner's punishment phase jury instructions urged by petitioner in
his third claim herein is simply unreasonable. Petitioner's jury was repeatedly instructed it was
to consider all of the evidence before it in answering the final (mitigation) special issue. While
the prosecutors expressed their doubts as to the efficacy of much of petitioner's mitigating
Trial Transcript,
Volume
5 of 5, at pp. 862-63.
191
evidence showing petitioner (1) suffered from ADHD and ADD (which petitioner's trial counsel
argued rendered petitioner prone to impulsiveness and less morally responsible for the murders
of Douglas and Petrey), (2) had experienced a difficult childhood, and (3) had not been properly
diagnosed or medicated as a child, unlike the prosecutorial jury arguments in Penry land Penry
to
II, petitioner's prosecutors did not argue petitioner's jury was unable to consider or give effect
evidence the defendant suffered from a mental illness or mental defect.
On the contrary, reasonably construed within the context of petitioner's trial, and the
closing arguments of petitioner's own trial counsel, the arguments of petitioner's prosecutors at
the punishment phase of trial implicitly acknowledged the jury could consider and give effect to
petitioner's mitigating evidence but suggested that same evidence did not warrant the answers to
the capital sentencing special issues urged by petitioner's trial counsel. The prosecutors'
jury
arguments suggesting there was no causal connection between petitioner's ADD/ADHD and
petitioner's murders of Douglas and Petrey addressed the issue of petitioner's personal moral
or
blameworthiness for those crimes. Those prosecutorial arguments did not purport to preclude
foreclose the jury's consideration of petitioner's mitigating evidence; rather, the prosecutors
merely sought to put that evidence in what the prosecution viewed as its proper evidentiary
context. There is no reasonable likelihood any rational member of petitioner's capital sentencing
jury construed the punishment phase jury instructions, with or without the prosecutor's
punishment phase jury arguments, as preventing him or her from giving full mitigating effect to
any of petitioner's mitigating evidence by voting affirmatively on the final special issue.
Petitioner's belated attack upon the anti-sympathy instruction contained in petitioner's
punishment phase jury charge does not alter this Court's rejection on the merits of petitioner's
192
third claim herein. In Saffle
v.
Parks, 494 U.S. 484, 110 S.Ct. 1257, 108 L.Ed.2d 415 (1990), the
Supreme Court rejected precisely the same argument attacking an anti-sympathy jury instruction
urged by petitioner in his third claims herein:
We also reject Parks' contention that the antisympathy instruction runs afoul of
Lockett and Eddings because jurors who react sympathetically to mitigating
evidence may interpret the instruction as barring them from considering that
evidence altogether. This argument misapprehends the distinction between
allowing the jury to consider mitigating evidence and guiding their consideration.
It is no doubt constitutionally permissible, if not constitutionally required, see
Greggv. Georgia, 428 U.S. 153, 189-195,96 S.Ct. 2909,2932-2935,49 L.Ed.2d
859 (1976) (opinion of Stewart, Powell, and STEVENS, JJ.), for the State to insist
that "the individualized assessment of the appropriateness of the death penalty
[be] a moral inquiry into the culpability of the defendant, and not an emotional
response to the mitigating evidence." California v. Brown, 479 U.S., at 545, 107
S.Ct., at 841 (O'CONNOR, J., concurring). Whether ajuror feels sympathy for a
capital defendant is more likely to depend on that juror's own emotions than on
the actual evidence regarding the crime and the defendant. It would be very
difficult to reconcile a rule allowing the fate of a defendant to turn on the vagaries
of particular jurors' emotional sensitivities with our longstanding recognition that,
above all, capital sentencing must be reliable, accurate, and nonarbitrary. See
Gregg, supra, 428 U.S., at 189-195, 96 S.Ct., at 2932-2935; Proffitt v. Florida,
428 U.S. 242, 252-253, 96 S.Ct. 2960, 2966-2967, 49 L.Ed.2d 913 (1976)
(opinion of Stewart, Powell, and STEVENS, JJ.); Jurek v. Texas, supra, 428 U.S.,
at 27 1-272, 96 S.Ct., at 2956 (same); Woodson v. North Carolina, 428 U.S. 280,
303-305, 96 S.Ct. 2978, 2990-2991, 49 L.Ed.2d 944 (1976) (plurality opinion);
Roberts v. Louisiana, 428 U.S. 325, 333-335, 96 S.Ct. 3001, 3006-3007, 49
L.Ed.2d 974 (1976) (plurality opinion). At the very least, nothing in Lockett and
Eddings prevents the State from attempting to ensure reliability and
nonarbitrariness by requiring that the jury consider and give effect to the
defendant's mitigating evidence in the form of a "reasoned moral response,"
Brown, 479 U.S., at 545, 107 S.Ct., at 841 (emphasis in original), rather than an
emotional one. The State must not cut off full and fair consideration of mitigating
evidence; but it need not grant the jury the choice to make the sentencing decision
according to its own whims or caprice. See id., at 541-543, 107 S.Ct., at 839-840.
Saffle v. Parks, 494 U.S. at 492-93, 110 S.Ct. at 1262-63.
Likewise, a plurality of the Supreme Court held in Cal?fornia
v.
Brown, 479 U.S. 538, 107 S.Ct.
not to be
837, 93 L,Ed,2d 934 (1987), held a punishment phase jury instruction directing the jury
193
or public
swayed by "mere sentiment, conjecture, sympathy, passion, prejudice, public opinion
479
feeling" did not violate due process or Eighth Amendment principles. California v. Brown,
is no
U.S. at 542-43, 107 S.Ct. at 839-40. This Court concludes after de novo review there
reasonable likelihood the inclusion of the anti-sympathy instruction in petitioner's punishment
giving
phase jury charge caused any rational member of petitioner's jury to feel precluded from
special
full effect to any of petitioner's mitigating evidence by voting affirmatively on the final
issue.
The Texas Court of Criminal Appeals' rejection on the merits in the course of petitioner's
was
direct appeal of petitioner's challenge to the scope of his punishment phase jury instructions
neither (1) contrary to, nor involved an unreasonable application of, clearly established Federal
law, as determined by the Supreme Court of the United States, nor (2) based upon an
trial
unreasonable determination of the facts in light of the evidence presented in the petitioner's
and direct appeal.
Petitioner has not exhausted available state remedies on his complaint attacking the antithis
sympathy portion of his punishment phase jury charge. The new legal theory underlying
error
complaint is quite distinct from the legal arguments petitioner raised in his eighth point of
on direct appeal. Nonetheless, Section 2254(b)(2) permits this Court to deny relief on the merits
of an unexhausted claim. Petitioner's unexhausted argument attacking the anti-sympathy
Supreme
instruction contained in petitioner's punishment phase jury charge is foreclosed by the
Court's holding in Saffle
v.
Parks, supra. Petitioner's third claim herein does not warrant federal
habeas corpus relief.
D.
In the Alternative, Procedural Default
194
Alternatively, respondent correctly points out petitioner did not include his challenge to
direct appeal. In
the anti-sympathy instruction contained in petitioner's eighth point of error on
and
fact, even a cursory comparison of petitioner's lengthy (53-page) third claim herein
two very
petitioner's six-page eighth point of error on direct appeal reveals petitioner presented
Simply put,
different sets of legal and factual arguments in support thereof, respectively.
legal
petitioner did not "fairly present" the state appellate court with the same factual and
and different
theories he has included in his third claim herein. Petitioner's substantially new
is
third claim herein (when contrasted with his eighth point of error on direct appeal)
unexhausted and, therefore, procedurally defaulted.
VII. Alleged Prosecutorial Misconduct
A.
The Claims
lost
In his twenty-sixth through twenty-ninth claims herein, petitioner argues (1) the State
of the house in
or destroyed exculpatory evidence in the form of (a) shell casings left in front
showing
Longview where Doyle Douglas was shot, (b) a convenience store security video
Brookshire grocery
petitioner shopping, and (c) testimony from an unidentified eyewitness at the
store where Samuel Petrey was
abducted,314
(2) the prosecution interfered with the petitioner's
specialist,315 (3)
defense team's selection of Gerald Byington to serve as petitioner's mitigation
had
the prosecution engaged in misconduct in the form of (a) erroneously arguing petitioner
from
confessed to shooting Douglas, (b) improperly presenting victim impact testimony
the creek),
prosecution witness Mark Ray (i.e., asking Ray how he felt when he shot Douglas at
314SecondAmended Petition, at pp. 360-65; Petitioner Reply, at pp. 197-99.
SecondAmended Petition, at pp. 365-81; Petitioner's Reply, at pp. 199-202.
195
for the deaths of
and (c) erroneously arguing to the jury that petitioner had not expressed remorse
Douglas and Petrey,316 and (4) the prosecution knowingly presented false testimony from
(and
prosecution witness Jacqueline Timmons regarding the contents of a TYC incident report
impeach
his trial counsel rendered ineffective assistance by failing to use the same report to
Timn-ions).317
B.
State Court Disposition
Petitioner presented his complaints about lost or destroyed exculpatory evidence as part
of his omnibus fourth claim for relief in his second subsequent (third) state habeas corpus
application.318
The Texas Court of Criminal Appeals summarily dismissed that claim for failure
statute,
to satisfy the requirements for a subsequent application contained in the Texas writ-abuse
i.e., Section 5 of Article 11.071, Texas Code of Criminal Procedure. Exparte
Clinton Lee Young,
WR 65,137-03, 2009 WL 1546625, *1 (Tex. Crim. App. June 3, 2009).
Petitioner presented his complaint about alleged interference by the prosecution with the
defense team's mitigation specialist (Byington) as part of the multi-faceted fourth claim in
petitioner's second subsequent (third) state habeas corpus
application.319
The Texas Court of
for a
Criminal Appeals summarily dismissed that claim for failure to satisfy the requirements
subsequent application contained in the Texas writ-abuse statute, i.e., Section 5 of Article
SecondAmended Petition, at pp. 382-86; Petitioner's Reply, at pp. 202-05.
317
Second Amended Petition, at pp. 386-88; Petitioner's Reply, at pp. 205-07.
318
Third States Habeas Transcript, at pp. 187-91.
"91d., at pp. 168-83.
11.071, Texas Code of Criminal Procedure. Ex parte Clinton Lee Young, WR 65,137-03, 2009
WL 1546625, *1 (Tex. Crim. App. June 3, 2009).
Petitioner presented his complaints about allegedly improper july argument and the
solicitation of victim impact testimony from prosecution witness Mark Ray among the pro se
2006.320 The Texas Court of
complaints petitioner presented to the state habeas court in March,
Criminal Appeals construed those claims as a subsequent writ application and summarily
dismissed same pursuant to the Texas writ-abuse statute. Exparte Clinton Lee Young, WR
65,137-02, 2006 WL 3735395, *1 (Tex. Crim. App. December 20, 2006).
Petitioner presented his Giglio/Napue claim about prosecutors allegedly knowingly
permitting perjured testimony by prosecution witness Jacqueline Timmons as another of the pro
2006.321 The Texas
se complaints petitioner presented to the state habeas trial court in March,
Court of Criminal Appeals construed that complaint as a subsequent writ application and
summarily dismissed same pursuant to the Texas writ-abuse statute. Ex parte Clinton Lee Young,
WR 65,137-02, 2006 WL 3735395, *1 (Tex. Crim. App. December 20, 2006).
C.
Procedural Default
Petitioner could have presented all of these four complaints to the state court either on
direct appeal or as part of his first state habeas corpus proceeding. In view of the Texas Court of
Criminal Appeals' summary dismissal of these four claims pursuant to the Texas writ-abuse
320
First State Habeas Transcript, Volume 5, at pp. 760-61.
321
Id., at p. 760.
L97
statute, petitioner's failure to do so now constitutes a procedural default precluding federal
of the
habeas review. See McGowen v. Thaler, 675 F.3d 482, 499 n.72 (5th Cir.) ("Texas's abuse
writ doctrine is a valid state procedural bar foreclosing federal habeas review."), cert. denied,
U.S.
,
542
133 S.Ct. 647, 184 L.Ed.2d 482 (2012); Coleman v. Quarterman, 456 F.3d 537,
(5th Cir. 2006)(holding the same), cert. denied, 549 U.S. 1343 (2007). Furthermore, as
cannot
explained below, none of these claims possess any arguable merit; therefore petitioner
counsel
demonstrate prejudice arising from the failure of his state appellate or first state habeas
v.
to present these same complaints to the state appellate courts in a timely fashion. Coleman
Quarterman, 456 F.3d at 542.
D.
De Nova Review
Because no state court has ever addressed the merits of the petitioner's twenty-sixth
through twenty-ninth claims herein, this Court's review of those federal constitutional claim is
novo
necessarily de nova. See Porter v. McCollum, 558 U.S. at 39, 130 S.Ct. at 452 (holding de
review of the allegedly deficient performance of petitioner's trial counsel was necessary because
the state courts had failed to address this prong of Strickland analysis); Rompilla
v.
Beard, 545
was
U.S. at 390, 125 S.Ct. at 2467 (holding de novo review of the prejudice prong of Strickland
the
required where the state courts rested their rejection of an ineffective assistance claim on
deficient performance prong and never addressed the issue of prejudice).
E.
Lost or Destroyed Evidence
Petitioner complains the police lost or destroyed (1) shell casings left in front of the house
showing
in Longview where Doyle Douglas was shot, (2) a convenience store security video
grocery
petitioner shopping, and (3) testimony from an unidentified eyewitness at the Brookshire
store where Samuel Petrey was abducted.
1.
The Constitutional Standard
Unless a criminal defendant can show bad faith on the part of the police, failure to
Fisher,
preserve potentially useful evidence does not constitute a denial of due process. Illinois v.
540 U.S. 544, 545, 124 S.Ct. 1200, 1200-01, 157 L.Ed.2d 1060 (2004).
The Due Process Clause of the Fourteenth Amendment, as interpreted in Brady,
makes the good or bad faith of the State irrelevant when the State fails to disclose
to the defendant material exculpatory evidence. But we think the Due Process
Clause requires a different result when we deal with the failure of the State to
preserve evidentiary material of which no more can be said than that it could have
been subjected to tests, the results of which might have exonerated the defendant.
Part of the reason for the difference in treatment is found in the observation made
by the Court in Trombetta, supra, 467 U.S., at 486, 104 S.Ct., at 2532, that
"[w]henever potentially exculpatory evidence is permanently lost, courts face the
treacherous task of divining the import of materials whose contents are unknown
and, very often, disputed." Part of it stems from our unwillingness to read the
"fundamental fairness" requirement of the Due Process Clause, see Lisenba v.
California, 314 U.S. 219, 236, 62 S.Ct. 280, 289, 86 L.Ed. 166 (1941), as
imposing on the police an undifferentiated and absolute duty to retain and to
preserve all material that might be of conceivable evidentiary significance in a
particular prosecution. We think that requiring a defendant to show bad faith on
the part of the police both limits the extent of the police's obligation to preserve
evidence to reasonable bounds and confines it to that class of cases where the
interests ofjustice most clearly require it, i.e., those cases in which the police
themselves by their conduct indicate that the evidence could form a basis for
exonerating the defendant. We therefore hold that unless a criminal defendant can
show bad faith on the part of the police, failure to preserve potentially useful
evidence does not constitute a denial of due process of law.
Arizona v. Youngblood, 488 U.S. 51, 57-58, 109 S.Ct. 333, 337, 102 L.Ed.2d 281 (1988).
2.
Shell Casings
199
The fundamental problem with petitioner's complaint about allegedly "lost" shell casings
from the location where petitioner shot Douglas is that petitioner has alleged absolutely no
specific facts showing police ever had possession of any shell casings found at the Longview
Darnell
residence where petitioner shot Doyle Douglas inside Douglas' vehicle in the presence of
were
McCoy, Mark Ray, and David Page. Petitioner has alleged no specific facts showing there
any shell casings to be found outside Douglas' vehicle on the night of the fatal shooting. Nor has
petitioner alleged any specific facts, much less furnished any affidavits or other evidence,
establishing that, as of the time and date police became aware of Douglas' brutal murder, there
were any shell casings physically present (and subject to discovery and recovery) at the location
in Longview where petitioner shot Douglas. There is no fact-specific allegation before this
Court, much less any evidence, establishing (1) police ever identified the precise location in
Longview where petitioner shot Douglas, (2) either petitioner, Darnell McCoy, David Lee Page,
Jr., or Mark Ray ever identified for police the exact location in Longview where petitioner shot
Douglas, or (3) police ever conducted a search of any location in or near Longview where they
suspected Douglas' vehicle was parked at the instant petitioner shot Douglas. This Court has
conducted a painstakingly detailed review of the voluminous record from petitioner's trial, direct
appeal, and multiple state habeas corpus proceedings and finds absolutely no evidence in the
record suggesting police ever successfully identified, much less conducted a search of, the
location in or near Longview where petitioner shot Douglas.
In his reply brief, petitioner argues "the state admits to scanning the area with metal
detectors to search for casings around the area where Douglas was
322
Petitioner's Reply, at p. 198.
200
shot."322
The record citation
accompanying petitioner's statement refers not to a search of the Longview location where
petitioner twice shot Douglas but, rather, to testimony by Texas Ranger David Hullum about a
search he conducted on or about December 12, 2001 at the location in Midland County where
in
Doyle Douglas' vehicle was recovered, i.e., the so-called "lease location" described by Hullum
his trial testimony.323 There is absolutely no evidence in the record suggesting Doyle Douglas
was ever physically present at the location near Midland where Douglas' vehicle was discovered
this
and photographed by Ranger Hullum. Nor is there any evidence in the record now before
Court suggesting petitioner shot Douglas in Midland County anywhere near the location where
Ranger Hullum conducted his searches. On the contrary, the evidence from petitioner's trial
established petitioner shot Douglas somewhere in the Longview
area324
and later directed his
accomplices to roll Douglas' body into a shallow creek at an isolated location in Harrison County
near Vanderslice
323
Road.325
S.F. Trial, Volume 23, testimony
of David Hullum, at pp. 255-57. During his trial testimony, Hullum
near Midland where
described (1) interviewing David Page on or about November 26, 2001, (2) going to a location
photographs, and searched for evidence, including
Hullum observed Douglas' white vehicle with bullet holes in it, took
detector to search
shell casings, (3) returning to the same "lease" location on December 12, 2001 with a metal
(unsuccessfully) for more shell casings. Id., at pp. 24 1-57.
the location
Each of the other occupants of Douglas' vehicle at the time petitioner shot Douglas described
in question as the Spring Hill area of Longview. S.F. Trial, Volume
they had gone to purchase marijuana on the night
74, 158; Volume
21, testimony of Darnell McCoy, at pp. 101-02, 154; Volume22, testimony of Mark Ray, at pp. 69-72,
15 1-52.
26, testimony of David Lee Page, Jr., at pp.
324
trial that
325Haison County Sheriffs Office criminal investigator Todd Smith testified without contradiction at
2001 near Vanderslice
he photographed and process the location where Douglas' body was recovered on November25,
S.F. Trial, Volume 23, testimony of Todd Smith, at pp. 113-50.
Road in Harrison County.
201
Moreover, the testimony at petitioner's trial established petitioner shot Douglas twice in
the head while Douglas was seated inside Douglas'
vehicle.326
Two shell casings fired by the
later
same semi-automatic handgun found in petitioner's possession at the time of his arrest were
recovered from inside Douglas'
vehicle.327
Under such circumstances, petitioner has failed to
allege any specific fact, much less furnish any affidavits or other evidence, establishing police
ever had custody or possession of any shell casings found at the location in the Spring Hill area
of Longview where petitioner shot Douglas. This aspect of petitioner's twenty-sixth claim herein
is both legally and factually frivolous and does not warrant federal habeas relief.
3.
Lost Convenience Store Surveillance Video Tape
At petitioner's trial a Midland County Sheriffs Office criminal investigator testified
without contradiction that (1) after interviewing David Page, he obtained a security videotape
from a Midland convenience store which he watched, (2) the video showed a white truck arrive
at the store and the petitioner exiting the passenger side of the truck wearing extremely white
tennis shoes, (3) the video showed the petitioner enter the store and remain inside for about
eleven minutes doing nothing remarkable, and (4) he did not see anything on the videotape to
Ray
The testimony at trial established petitioner confessed to Patrick Brook in the presence of McCoy and
McCoy, at p. 126;
that he (petitioner) shot Douglas twice in the head. S.F. Trial, Volume 21, testimony of Damell
Volume 21, testimony of Patrick Lee Brook, at pp. 251-53; Volume 22, testimony of Mark Ray, at pp. 134-35.
326
An FBI Special Agent testified at petitioner's trial without contradiction that State Exhibit nos. 14 and 15
S.F. Trial,
were a pair of spent .22 caliber shell casings found inside Doyle Douglas' vehicle when it was processed.
officer testified he discovered State Exhibit no.
Volume 23, testimony of Ann Hinkle, at pp. 43-45. A Midland Police
law enforcement officers
3, a pistol, in between the center console and passenger seat of Petrey's pickup truck after
an end and to arrest petitioner. S.F. Trial, Volume 24,
fmally managed to bring petitioner's high-speed chase to
at petitioner's trial
testimony of Kenneth Callahan, at pp. 169-70. A forensic firearms and tool mark examiner testified
14 and 15 were fired from State Exhibit no. 3, i.e., a Colt Huntsman .22
without contradiction that State Exhibit nos.
testified
caliber semi-automatic handgun. S.F. Trial, Volume 25, testimony of Tim Counce, at pp. 156-59. Counce also
collectively as State Exhibit no. 91 (i.e., the two spent shell casings found at the
the two spent shell casings marked
156.
location where Petrey's body was discovered) had also been fired from State Exhibit no. 3. Id., at p.
327
202
indicate petitioner was carrying a concealed weapon throughout the time petitioner was inside the
convenience
store.328
It was undisputed that the video tape from the convenience store in
question was lost by the time petitioner's capital murder case went to trial.329 David Page
testified at trial, in pertinent part, that (1) at one point while he and petitioner had Petrey in the
back seat of Petrey's truck, he (Page) drove to a convenience store, (2) petitioner got out, left the
keys in the truck, and went inside the store, and (3) he (Page) did not drive off because he feared
petitioner would make good on his threats to harm Page's
family.33°
Petitioner has alleged no specific facts, much less furnished any evidence, establishing the
loss of the video tape in question was the product of any bad faith or malicious intent on the part
of prosecutors or other law enforcement officials. Thus, this aspect of petitioner's twenty-sixth
claim herein fails to allege a federal constitutional violation. Arizona
v.
Youngblood, 488 U.S. at
57-58, 109 S.Ct. at 337.
Moreover, other than furnishing evidence the petitioner apparently entered and remained
inside the convenience store in question while unarmed, a matter to which investigator Spencer
and Page both testified without contradiction at petitioner's trial, petitioner does not identify any
potential exculpatory or mitigating value to the video tape in question. Under such
circumstances, petitioner has failed to allege any specific facts showing any exculpatory or
mitigating evidence was rendered unavailable at trial due to the loss of the video tape in question.
328
329
S.F. Trial, Volume 24, testimony of Gregory Kent Spencer, at pp. 217-19, 233.
Id., at pp. 232-33.
of David Lee
330S.F. Trial, Volume 26, testimony of David Lee Page, Jr., at pp. 222-24; Volume 27, testimony
Page, Jr., at pp. 166-67.
203
Petitioner's complaint regarding the loss of the convenience store video tape in question does not
rise above the level of harmless error. See Brecht v. Abrahamson, 507 U.S. 619, 637, 113 S.Ct.
1710, 1722, 123 L.Ed.2d 353 (1993)(holding the test for harmless error in a federal habeas
corpus action brought by a state prisoner is "whether the error had substantial and injurious effect
or influence in determining the jury's verdict"). Given that investigator Spencer testified without
contradiction regarding the contents of the video tape, David Page admitted the incident depicted
on the video tape took place, and that petitioner has failed to allege any specific facts showing
any additional exculpatory or mitigating material appeared on the video tape, the loss of the
video tape in question did not have a substantial or injurious effect or influence on the outcome
of either phase of petitioner's capital murder trial. This aspect of petitioner's twenty-sixth claim
herein does not warrant federal habeas relief.
Unidentified Eyewitness to Petrey's Abduction
4.
Petitioner argues law enforcement officials should have investigated the grocery store in
Brookshire where Petrey was abducted to locate unidentified eyewitnesses to the abduction. The
closest petitioner comes to factual specificity in support of this claim is his highly conclusory
statement that an unidentified eyewitness (described only as a "woman in a white vehicle") could
have been located who would have testified Page, rather than petitioner, abducted Petrey.331
Petitioner offers this Court no clue as to how law enforcement officials could have identified this
potential eyewitness. Significantly, petitioner does not allege any facts showing he ever
informed law enforcement officials following his arrest about the existence of this potential
'
Second Amended Pet ition, at p. 362.
204
eyewitness. Petitioner has failed to allege any facts showing law enforcement officials ever
"lost" or "destroyed" any information which could have led to the identification of any
eyewitness to the abduction of Petrey in Brookshire.
Given the undisputed facts that (1) Petrey left his home between eight and eight-thirty
p.m. to go to a grocery store in Brookshire about seven miles from his home on the evening of
Sunday, November 25, 2001,332 and (2) Sam's wife did not report Sam's disappearance to police
until after eleven p.m. that evening,333 petitioner has failed to allege any specific facts showing
there was any rational basis to believe police could have located an eyewitness to Petrey' s
abduction had they gone immediately to the grocery store as soon as they learned of Petrey's
failure to return home. More importantly, petitioner has alleged no specific facts, much less
furnished any affidavits or other evidence, showing any eyewitness to the abduction of Samuel
Petrey in Brookshire (other than David Page) has ever been identified by law enforcement
officials, petitioner's defense team, or any of petitioner's state or federal habeas counsel.
Petitioner has no legitimate basis to complain that law enforcement officials failed to do the
impossible. Petitioner has alleged no facts showing the eyewitness or eyewitnesses in question,
assuming any such person or persons ever existed, were any more available to law enforcement
officials than to petitioner's own trial counsel. No constitutional violation occurs when law
enforcement officials fail to locate or identify potential witnesses who are equally available or
332Petrey's widow Lana testified without contradictionat petitioner's trial that (1) she and her husband returned
home after spending the Thanksgiving holiday with relatives on Sunday, November 25,2001, (2) Sam left for the grocery
that
store between eight and eight-thirty that evening, and (3) she reported Sam's failure to return home to police later
same night, between eleven p.m. and midnight. S.F. Trial, Volume 23, testimony of Lana Petrey, at pp. 216-19.
3331d.,
atp. 219.
205
unavailable to both the prosecution and defense counsel. For instance, a federal habeas petitioner
cannot succeed on a Brady claim if he could have discovered the allegedly withheld evidence
(5th
through the exercise of reasonable due diligence. Trottie v. Stephens, 720 F.3d 231, 2451
F.3d 581,
Cir. 2013), cert.filed November 13, 2013 (no. 13-7367); United States v. Brown, 650
588 (5th Cir. 2011), cert.
denied,_U.S.
-,
132 S.Ct. 1969, 182 L.Ed.2d 833 (2012). Thus,
a
petitioner's conclusory complaint about the alleged failure of law enforcement officers to locate
still-unidentified eyewitness to the abduction of Petrey in Brookshire is both legally and factually
frivolous and does not warrant federal habeas corpus relief.
F.
Interference with Mitigation Specialist
Petitioner complains the prosecution interfered with the petitioner's defense team's
selection of Gerald Byington to serve as petitioner's mitigation specialist. Petitioner alleges
further that prosecutors filed a complaint against Byington with the state board responsible for
regulating private investigators but fails to allege any specific facts showing the filing of that
complaint actually interfered with Byington's work for petitioner's defense team. Petitioner
alleges in conclusory fashion that the filing of the complaint against Byington, a licensed master
of social work but not a licensed private investigator, "foreclose[d] the defense from properly
investigating and presenting a biopsychosocial history" of petitioner.334
It is undisputed Midland County officials filed a complaint with the Texas Commission
on Private Security once they became aware Byington, who was not a licensed private
investigator, had been appointed by a state district judge, and would likely be paid, by the County
334
SecondAmended Petition, at p. 367.
206
to engage in activities which County officials believed could arguable be considered private
investigation. The state trial court held at least two evidentiary hearings on the prosecution's
expressed concern that Byington was being utilized as an investigator, rather than a licensed
master of social work, but was not licensed in Texas to perform services as an investigator.335
The Midland County District Attorney testified without contradiction during petitioner's first
state habeas corpus proceeding that his office reported Byington to responsible state officials
when they became aware of the possibility Byington was undertaking the work of a private
investigator without possessing the proper
license.336
Byington also testified extensively during
petitioner's first state habeas corpus proceeding concerning (1) the work he did for petitioner's
defense team, including interviewing petitioner and petitioner's parents and gathering a wide
array of documentary evidence regarding petitioner's background and (2) the restrictions
imposed upon his work by the limited financial resources made available by the state trial court,
but identified no impediments to the completion of his work and no additional mitigating
evidence available at the time of petitioner's trial which he was unable to gather and present to
petitioner's defense team due to the filing of the complaint against Byington with the Texas
The first hearing, during which Byington testified extensively concerning the nature of his duties as a
mitigation specialist, took place on September 19, 2002, and is found at S.F. trial, Volume 8, at pp. 5-39. Byington's
testimony appears at S.F. Trial, Volume 8, testimony of Gerald Byington, at pp. 14-33.
During the second hearing, held November 21, 2002, the trial court heard testimony from (1) the executive
director of the Texas State Board of Social Worker Examiners (who expressed the view that Byington's work in
petitioner's case fell within the scope of work properly performed by a Licensed Master of Social Work) S.F. Trial,
Volume 10, testimony of Andrew Marks, at pp. 7-11; and (2) an official with the Texas Commission on Private Security
(who had a very different opinion regarding the propriety of Byington's work on petitioner's case) S.F. Trial, Volume
10, testimony of Cliff Grumbles, at pp. 13-27.
336S.F. First State Habeas Hearing, Volume 3, testimony ofAl Schorre, at pp. 117-18. District Attorney Schorre
testified the concern was that Midland County was going to be asked to pay Byington for furnishing the services of a
private investigator when Byington was not licensed as a private investigator. Id
207
Commission on Private
Security.337
The legal assistant who assisted petitioner's defense team
also testified during petitioner's first state habeas corpus proceeding regarding the efforts she
undertook to help gather mitigating evidence on petitioner's behalf and did not identify any
additional mitigating evidence available at the time of petitioner's trial which was rendered
unavailable to the defense team due to the complaint about Byington filed with state officials.338
Finally, both of petitioner's trial counsel testified during the evidentiary hearings held on
petitioner's motion for new trial and during petitioner's first state habeas corpus proceeding but
failed to identify any additional mitigating evidence available at the time of petitioner's trial
which they were unable to gather due to the filing of the complaint against their mitigation
specialist.339
More significantly, at the punishment phase of petitioner's capital murder trial,
petitioner's trial counsel presented testimony from eighteen friends and family members
concerning petitioner's background, difficult childhood, and good character traits, as well as four
mental health experts and an expert on Texas prisons.340 In addition, during cross-examination of
the prosecution's punishment phase witnesses, petitioner's trial counsel elicited a wealth of
potentially mitigating evidence regarding petitioner's background and troubled childhood.34'
S.F. First State Habeas Hearing, Volume 2, testimony of Gerald Byington, at pp. 70-129.
338
S.F. First State Habeas Hearing, Volume 2, testimony of Nancy Piette, at pp. 130-3 8.
S.F. Trial, Volume 38, testimony of Ian Cantacuzene, at pp. 175-288; Volume 39, testimony of Paul
Williams, at pp. 5-73; S.F. First State Habeas Hearing, Volume 2, testimony of Rodion Cantacuzene, Jr., at pp. 197-237;
Volume 3, testimony of Rodin Cantacuzene, Jr., at pp. 5-54; Volume 3, testimony of Paul Williams, at pp. 55-108.
See notes
341
See
93-105, 110-11, supra, and accompanying text.
notes 84-86, 89-90, supra.
208
In most instances in which a convicted criminal defendant alleges prosecutorial
misconduct, the burden is on the convict to establish the prosecutor's conduct "so infected the
trial with unfairness as to make the resulting conviction a denial of due process." See Greer v.
Miller, 483 U.S. 756, 765, 107 S.Ct. 3102, 3109, 97 L.Ed.2d 618 (1987) (holding the question of
whether a prosecutor's attempt to violate rule in Doyle (prohibiting use of a defendant's postarrest silence to impeach by asking an improper question) turned on whether the prosecutorial
misconduct was "of sufficient significance to result in the denial of the defendant's right to a fair
trial"); Darden
v.
Wainwright, 477 U.S. 168, 181, 106 S.Ct. 2464, 2471, 91 L.Ed.2d 144
(1986)(discussing allegedly improper jury arguments by the prosecutor and holding proper due
process analysis is whether the prosecutor's comment rendered the trial fundamentally unfair).
At least one of the state officials who testified before the state trial court in November,
2002 had grave reservations about whether Byington could perform the duties of an investigator
in petitioner's case.342 Throughout petitioner's trial court proceedings, his trial counsel were
assisted by multiple investigators besides Byington, including licensed investigator Jeff Marugg
and a legal assistant who later became a licensed investigator (Nancy Piette).343 Petitioner has
alleged no specific facts showing that the filing of the complaint against Byington or the holding
of the hearings regarding Byington prevented petitioner's defense team from investigating,
discovering, or developing any then-available potentially mitigating evidence. Petitioner's
defense team gathered and presented a wealth of mitigating evidence during the punishment
phase of petitioner's capital murder trial.
342
S.F. Trial, Volume 10, testimony of Cliff Grumbles, at pp. 13-27
S.F. Trial, Volume 38, testimony of Ian Cantacuzene, at pp. 2 17-23.
209
Under such circumstances, the prosecutor's filing of a complaint against Byington with
the Texas Commission on Private Security did not render petitioner's trial fundamentally unfair.
Petitioner presented a plethora of potentially mitigating evidence during the punishment phase of
his trial and has not identified any additional potentially mitigating evidence he was unable to
discover or develop because of the proceedings involving Byington which took place in the Fall
of 2002. Petitioner's twenty-seventh claim herein does not warrant federal habeas corpus relief.
G.
More Prosecutorial Misconduct (Comments & questions)
Petitioner argues the prosecution engaged in misconduct in the form of (1) erroneously
arguing petitioner had confessed to shooting Douglas, (2) improperly presenting "victim impact"
testimony from prosecution witness Mark Ray (i.e., asking Ray how he felt when he shot
Douglas at the creek), and (3) erroneously arguing to the jury that petitioner had not expressed
remorse for the deaths of Douglas and Petrey.
The Constitutional Standard
Under Texas law at the time of petitioner's trial, proper closing argument by the
prosecution in criminal trials fell into four general areas: (1) summation of the evidence; (2)
reasonable deduction from the evidence; (3) answer to argument of opposing counsel; and (4)
pleas for law enforcement. Westbrook v. State, 29 S.W.3d 103, 115 (Tex. Crim. App. 2000), cert.
denied, 532 U.S. 944 (2001); Guidry v. State, 9 S.W.3d 133, 154 (Tex. Crim. App. 1999), cert.
denied, 531 U.S. 837 (2000); Hathorne
v.
State, 848 S.W.2d 101, 117 (Tex. Crim. App. 1992),
cert. denied, 509 U.S. 932 (1993). See also Buxton
v.
Collins, 925 F.2d 816, 825 (5th Cir.
1991)(recognizing the four proper areas for prosecutorial jury argument are summation of the
210
evidence, reasonable inference from the evidence, answers to opposing counsel's argument, and
pleas for law enforcement), cert. denied, 498 U.S. 1128 (1991).
The Fifth Amendment prohibits a prosecutor from commenting on a
defendant's failure to testify, GrfJIn v. Cal fornia, 380 U.S. 609, 615, 85 S.Ct.
1229, 1233, 14 L.Ed.2d 106 (1965), if "the prosecutor's manifest intent in making
the remark must have been to comment on the defendant's silence, or the character
of the remark must have been such that the jury would naturally and necessarily
construe it as a comment on the defendant's silence." Jackson v. Johnson, 194
F.3d 641, 652 (5th Cir.1999)(citing United States v. Grosz, 76 F.3d 1318, 1326
(5th Cir.1996)). "The prosecutor's intent is not manifest if there is some other,
equally plausible explanation for the remark." Grosz, 76 F.3d at 1326. As for
whether a jury would naturally and necessarily construe a remark as a comment on
the defendant's failure to testify, "the question is not whether the jury possibly or
even probably would view the challenged remark in this manner, but whether the
jury necessarily would have done so." Id. (quoting United States v. Collins, 972
F.2d 1385, 1406 (5th Cir.1992)).
United States v. Davis, 609 F.3d 663, 685 (5th Cir. 2010), cert. denied,
1676, 179 L.Ed.2d 621 (2011).
U.S.
,
131 S.Ct.
An improper prosecutorial argument which does not implicate a specific constitutional
provision is not cognizable on collateral review unless the defendant shows an abridgment of due
process, i.e., the improper argument rendered the proceeding fundamentally unfair. Darden v.
Wainwright, 477 U.S. 168, 181, 106 S.Ct. 2464, 2471, 91 L.Ed.2d 144 (1986)("it is not enough
that the prosecutors' remarks were undesirable or even universally condemned. The relevant
inquiry is whether the prosecutors' comments so infected the trial with unfairness as to make the
resulting conviction a denial of due process"); Hughes v. Quarterman, 530 F.3d 336, 347 (5th
Cir. 2008)(holding improper remarks by a prosecutor are sufficient ground for federal habeas
relief only if they are so prejudicial that they render the trial fundamentally unfair, i.e., either the
remarks evince persistent and pronounced misconduct or the evidence was so insubstantial that
in all probability but for the remarks no conviction would have occurred), cert, denied, 556 U.S.
211
1239 (2009); Harris
v.
Johnson, 313, F.3d 238, 245 (5th Cir. 2002)(holding prosecutorial
remarks are a sufficient ground for habeas relief only if they are so prejudicial they render the
trial fundamentally unfair and such unfairness exists only if the prosecutor's remarks evince
either persistent and pronounced misconduct or the evidence was so insubstantial that, in
probability, but for the remarks no conviction would have occurred), cert. denied, 540 U.S. 1218
(2004); Dowthitt v. Johnson, 230 F.3d 733, 755 (5th Cir. 2000)(holding (1) the relevant question
is whether the prosecutor's comments so infected the trial with unfairness as to make the
resulting conviction a denial of due process and (2) the prosecutor is permitted to argue to the
jury those inferences and conclusions the prosecutor wishes the jury to draw from the evidence so
long as those inferences are grounded upon evidence), cert. denied, 532 U.S. 915 (2001);
Barrientes v. Johnson, 221 F.3d 741, 753 (5th Cir. 2000)(holding (1) federal habeas review of
allegedly improper prosecutorial statements made during the punishment phase of a capital trial
focuses on whether the remarks so infected the punishment phase as to make the resulting
sentence a denial of due process and (2) a trial is fundamentally unfair only if there is a
reasonable probability the verdict might have been different had the trial been properly
conducted), cert. dism'd, 531 U.S. 1134 (2001).
Improper jury argument by the state does not present a claim of constitutional magnitude
in a federal habeas action unless it is so prejudicial that the state court trial was rendered
fundamentally unfair within the meaning of the Due Process Clause of the Fourteenth
Amendment. Parker v. Matthews,
_U.S.
,
,
132 S.Ct. 2148, 2153, 183 L.Ed.2d 32,
(2012); Darden v. Wainwright, 477 U.S. at 181, 106 S.Ct. at 2471; Donnelly v. DeChristoforo,
416 U.S. 637, 645, 94 S.Ct. 1868, 1872, 40 L.Ed.2d 431 (1974). To establish that a prosecutor's
212
remarks are so inflammatory, the petitioner must demonstrate the misconduct is persistent and
pronounced or the evidence of guilt was so insubstantial the conviction would not have occurred
but for the improper remarks. Woodfox v. Cain, 609 F.3d 774, 806 (5th Cir. 2010)("Improper
prosecutorial remarks are constitutionally unfair only if they are persistent and pronounced, or if
the evidence is so weak that no conviction would have occurred but for the remarks."); Hughes
Quarterman, 530 F.3d at 347 (holding the same); Harris v. Johnson, 313 F.3d at 245; Turner
v.
v.
Johnson, 106 F.3d 1178, 1188 (5th Cir. 1997); Nichols v. Scott, 69 F.3d 1255, 1278 (5th Cir.
1995)(wholly apart from the issue of procedural bar, failure to object to an argument is an
indication it was not perceived as having a substantial adverse effect or would not naturally and
necessarily be understood as advancing improper considerations)(citing Milton v. Procunier, 744
F.2d 1091, 1095 (5th Cir. 1984), cert. denied, 471 U.S. 1030 (1985)), cert. denied, 518 U.S. 1022
(1996); Buxton v. Collins, 925 F.2d at 825 (recognizing the four proper areas for prosecutorial
jury
argument are summation of the evidence, reasonable inference from the evidence, answers to
opposing counsel's argument, and pleas for law enforcement).
"A prosecutor's improper argument will, in itself, exceed constitutional limitations in
only the most egregious cases." Harris v. Johnson, 313 F.3d at 245 n. 12; Ortega
v.
McCotter,
808 F.2d 406, 410 (5th Cir. 1987)(quotingMenzies v. Procunier, 743 F.2d 281, 288-89 (5th Cir.
1984)). The burden is on the habeas petitioner to show a reasonable probability that, but for the
prosecutor's remarks, the result of the trial would have been different. Nichols
1278.
213
v.
Scott, 69 F.3d at
Petitioner's Confession to Douglas' Murder
2.
Insofar as petitioner complains in his Second Amended Petition about the prosecutor's
allegedly "erroneous" argument stating petitioner had confessed to shooting Douglas, that
complaint is without arguable merit. As explained above, at the guilt-innocence phase of
petitioner's trial, Patrick Brook testified, as did both Mark Ray and Darnell McCoy, that, shortly
after shooting Douglas, petitioner arrived at Brook's motel room and described to Brook in detail
how he (petitioner) shot Douglas twice in the head.344 Thus, there was nothing even arguably
improper with the prosecution referring generally to petitioner's "confession" to Douglas'
murder.
In his Reply Brief, however, petitioner redefines his complaint and points out, quite
correctly, that the prosecutor, without objection from defense counsel, erroneously suggested Dr.
Mathew had testified petitioner admitted to shooting Douglas.345 In point of fact, petitioner did
not confess his role in the Douglas murder to Dr. Mathew but, rather, to Patrick
Brook.346
Dr.
Mathew testified the petitioner refused to discuss the Douglas murder with him and denied
shooting
Petrey.347
It is important to remember that, at the time the prosecutor made her misstatement
(during closing argument at the punishment phase of petitioner's capital murder trial), the jury
had already found petitioner guilty beyond a reasonable doubt of capital murder under both
See
note 326, supra.
S.F. Trial, Volume 36, at p. 95.
See
note 326, supra.
' S.F. Trial, Volume 34, testimony of Roy Mathew, at 221.
p.
214
theories listed in the indictment, i.e., the murder of Petrey in the course of kidnaping and robbing
Petrey and the murder of Petrey in the same scheme or course of conduct involved in the murder
of Douglas. The prosecutor's erroneous suggestion during closing argument at the punishment
phase of trial that petitioner had confessed his role in Douglas' murder to Dr. Mathew when, in
fact, petitioner confessed same to Patrick Brook (in the presence of Mark Ray and Darnell
McCoy) did not render petitioner's trial fundamentally unfair. The comment in question was an
isolated misstatement of the evidence, was not repeated, and was immediately followed by
pro secutorial comments shifting the jury's attention to the final special issue.
Petitioner's Lack of Remorse
During closing argument at the punishment phase of petitioner's trial, the prosecutor
made the following statement without objection from petitioner's trial counsel:
Did you ever once hear from any witness any remorse for the death of
these men at this punishment phase? No, you didn't. Not any. Not from a single
witness that testified.348
Petitioner argues this comment was improper because, during the punishment phase testimony of
petitioner's mother, the prosecution successfully objected to a question designed to elicit hearsay,
potentially remorseful, declarations attributed to
petitioner.349
A prosecutor's comment will be construed as an improper comment on the defendant's
failure to testify only when the character of the remark was such that the jury would naturally and
S.F. Trial, Volume 36, at p. 94.
such objection was sustained during the punishment phase testimony of petitioner's mother. S.F. Trial,
Volume 33, testimony of Carla Sexton, at p. 138. The other record citation included in petitioner's pleadings herein
(specifically the reference at SecondAmendedPetition, p. 385, to S.F. Trial, Volume 33, at pp. 142-43) does not reflect
any objection by the prosecution to Mrs. Sexton's testimony.
215
necessarily construe same as a comment on the defendant's silence. Gongora v. Thaler, 710 F.3d
267, 277 (5th Cir. 2013), rehearing denied, 726 F.3d 701 (5th Cir. 2013), cert. denied,
S.Ct.
,
L.Ed.2d
,
U.S.
2014 WL 102991 (January 13, 2014); Jackson v. Johnson,
194 F.3d 641, 652-53 (5th Cir. 1999), cert. denied, 529 F.3d 1027 (2000).
For there to have been a denial of one's fifth amendment right to remain silent, the
prosecutor's manifest intent in making the remark must have been to comment on
the defendant's silence, or the character of the remark must have been such that
the jury would naturally and necessarily construe it as a comment on the
defendant's silence. To expound on the first inquiry, the prosecutor's intent is not
manifestly impermissible if there is some other, equally plausible explanation for
the remark. For the second inquiry, the question is not whether the jury might or
probably would view the challenged remark in this manner, but whether it
necessarily would have done so.
Jackson
v.
Johnson, 194 F.3d at 652 (Footnotes omitted).
The initial problem with this complaint is that petitioner presented extensive testimony
during the punishment phase of his capital murder trial from several qualified mental health
experts, all of whom testified at great length based upon hearsay information they either heard
directly from petitioner or read in documents or obtained in test results concerning petitioner.35°
None of these expert witnesses testified petitioner had ever said or done anything which
suggested to them petitioner was sincerely remorseful for either the death of Douglas or the death
of Petrey. Petitioner's own expert, Dr. Mathew testified on cross-examination by the prosecution
that the petitioner refused to discuss the Douglas murder with him and denied having shot
350
S.F. Trial, Volume 32, testimony of Meyer L. Proler, at pp. 175-227; Volume 34. Testimony of Daneen
Milam, at pp. 6-116; Volume 34, testimony of Roy Mathew, at pp. 159-242; Volume 35, testimony of Roy Mathew, at
pp. 202-15; Volume 36, testimony of Ross Greene, at pp. 5-63.
216
Petrey.35' The testimony at the guilt-innocence phase
of trial established that (1) immediately
after the Douglas shooting, petitioner told his companions that Douglas was a child molester who
deserved to
die352
and (2) immediately after the Petrey murder, petitioner told Page that he
(petitioner) shot Petrey because Petrey knew their names.353 The foregoing statements attributed
to petitioner could rationally have been construed as demonstrating a lack of remorse on
petitioner's part separate and apart from the petitioner's failure to testify at his own trial. Finally,
when confronted by law enforcement officials, petitioner chose to attempt to flee in a particularly
violent and extremely dangerous
manner.354
No witness who testified at petitioner's trial
indicated petitioner had ever done anything to suggest petitioner was truly remorseful or
sincerely contrite for his murders of Douglas and Petrey.
The evidence properly before the jury at the punishment phase of trial permitted more
than an inference that the petitioner's words and actions immediately after his fatal shootings of
both Douglas an Petrey displayed not only a lack of remorse but also a callous and wanton
disregard for human life. Despite the many witnesses who testified on petitioner's behalf at the
S.F. Trial, Volume 34, testimony of Roy Mathew, at p. 221. Dr. Mathew also testified that, while the
petitioner did describe extensive methamphetamine abuse in the days leading up to the Douglas and Petrey murders,
petitioner himself never claimed to be high during either of the murders. Id, at pp. 222-26. Dr. Mathew nonetheless
testified the petitioner was convinced Douglas was going to snitch on petitioner. Id, at p. 226.
351
352
S.F. Trial, Volume 21, testimony of Darnell McCoy, at pp. 117 (petitioner described Douglas as a bad
person, rapist, someone who deserved what happened to him); Volume 21, testimony of Patrick Lee Brook, at pp. 25154, 260-61 (petitioner said he thought Douglas was working with the police and petitioner appeared calm and proud he
had shot Douglas, not remorseful); Volume 22, testimony of Mark Ray, at pp. 102-03, 120-25, 129-30, 134, 136
(petitioner called Douglas a child molester who deserved to die, forced Ray at gunpoint to shoot Douglas a third time,
and petitioner appeared excited when he described shooting Douglas to Brook); Volume 26, testimony of David Lee
Pages. Jr., at pp. 175-78, 182, 237-38 (petitioner directed the others to roll Douglas down face down into the creek and
forced Ray to shoot Douglas a third time, all the while threatening them, and petitioner threatened Petrey to force Petrey
to attempt to purchase an assault rifle for petitioner).
S.F. Trial, Volume 26, testimony of David Lee Page, Jr., at p. 248.
See
note 48, supra.
217
punishment phase of trial, including several mental health experts who testified without objection
as to their conversations with petitioner (including Dr. Mathew' s testimony that the petitioner
had refused to discuss the Douglas murder with him), none of the defense's witnesses testified
they had witnessed any conduct by the petitioner which suggested or indicated the petitioner was
remorseful for his crimes. In such circumstances, the prosecutor's comment about the lack of
evidence in the trial record showing petitioner had ever displayed remorse for his crimes did not
manifest an intent to comment upon petitioner's exercise of his constitutional right to remain
silent at trial and was not of such character that the jury would naturally and necessarily have
construed that comment as a comment on the petitioner's silence. See Jackson
v.
Johnson, 194
F.3d at 652-53 (Footnote omitted):
The state contends that the comment addressed Jackson's behavior at the
time of the incident, not his exercise of his right to remain silent during trial.
Viewed in context, the prosecution's argument was as follows: "Look at him; he
hasn't shown any remorse. After he and Clary killed this girl, they went into the
beer joint and drank beer and shot pool." The state correctly notes that, though it
may not directly or indirectly comment on Jackson's decision not to testify, it may
call to the jury's attention the fact that the defense did not rebut evidence offered
by the state. The state offered evidence that, after the incident, Jackson drank beer
and played pool, and it argued that this behavior reflected a lack of remorse.
Jackson has offered nothing to rebut this argument. We cannot conclude that
there is no plausible and permissible explanation for the prosecution's comment
nor that the jury necessarily viewed this statement as a comment on Jackson's
silence.
Likewise, under such circumstances, the prosecutor's comment on the absence of any
evidence in the record showing petitioner had ever expressed remorse for his murders of Douglas
and Petrey did not render petitioner's trial fundamentally unfair. If petitioner wished to present
evidence showing he was sincerely remorseful for his crimes, the hearsay rule did not preclude
petitioner from calling a witness who had observed petitioner do something (other than speak)
218
which indicated petitioner was sincerely remorseful. Petitioner has not alleged any facts showing
he was prevented by any outside force from testifying at the punishment phase of his trial to
express sincere contrition for his crimes. In fact, petitioner has alleged no facts showing there
was any evidence available at the punishment phase of his capital murder trial showing petitioner
had ever demonstrated sincere contrition or remorse for his murders of Douglas and Petrey.
Furthermore, the evidence showing petitioner's propensity for violence was
overwhelming. The prosecution's witnesses, and even some of petitioner's experts, described
petitioner as a person who was violent from the time he entered school through the time
petitioner was incarcerated in the TYC, where petitioner served as a prison gang leader and led
multiple riots. The punishment phase evidence also showed that, after his release from the TYC,
petitioner voluntarily chose to stop taking his prescription medications and participated in (1) "an
inside job" robbery of a fast food store, (2) a burglary of a sporting goods store in which
tremendous property damage was done and many guns taken, (3) a home invasion in which
petitioner fired multiple rounds and both the homeowner and petitioner's accomplice were
wounded, (4) the murder of Doyle Douglas, (5) the kidnaping, robbery, and murder of Samuel
Petrey, and (6) a high speed pursuit which did not end until after law enforcement officers shot
out two of the tires of Petrey' s pickup truck. Given the record at petitioner's trial, the
prosecutor's comment on the absence of evidence showing petitioner's remorse for his crimes
did not render petitioner's trial fundamentally unfair.
For the reasons set forth above, neither of the objections to the prosecution's punishmentphase jury arguments urged by petitioner identify any trial error which rises above the level of
harmless error. See Gongora v. Thaler, 710 F.3d at 274 (holding GrfJIn error subject to harmless
219
error analysis). Simply put, neither separately nor in union did the prosecutorial
comments in
question have a substantial and injurious effect or influence in determining the jury's
verdict at
the punishment phase of petitioner's capital murder trial. Brecht v. Abrahamson,
507 U.S. 619,
631, 113 S.Ct. 1710, 1718, 123 L.Ed.2d 353 (1993).
4.
"Victim Impact" Testimony from Mark Ray
During his direct examination at the guilt-innocence phase of trial, prosecution
witness
Mark Ray testified without objection from petitioner's trial counsel that he (Ray) (1)
would not
have shot Douglas in the head had petitioner not directed Ray to do so at gunpoint and
also
threatened others and (2) felt extremely low after pulling the trigger and shooting Douglas
the
third time.355 Petitioner argues in his Second Amended Petition this latter testimony
was
improper "victim impact" testimony but cites no legal authority holding that questions designed
to ask an individual his state of mind during and immediately after committing a violent
act
constitutes "victim impact" evidence within the meaning of the Supreme Court's holding
in
Payne
v.
Tennessee, 501 U.S. 808, 111 S.Ct. 2597, 115 L.Ed.2d 720 (1991). In his Reply
Brief,
petitioner appears to concede this point, arguing Ray's testimony in question did not
really
constitute "victim impact" testimony.356 Because petitioner apparently now concedes
Ray's
testimony did not constitute "victim impact" testimony, the respondent's argument
that petitioner
has failed to identify a legitimate basis for excluding the testimony in question
has merit.
The short answer to this claim is Ray's answers to the prosecutor's questions
about Ray's
mental state immediately after Ray's shooting of Douglas did not constitute
"victim impact
S.F. Trial,
356
Volume 22, testimony of Mark Ray,
at
Petitioner's Reply, at p. 205.
220
pp. 120-25, 128-29.
evidence" within the meaning of that term as used by the Supreme Court in Payne v. Tennessee,
501 U.S. 808, 825-26, 111 S.Ct. 2597, 2608-09, 115 L.Ed.2d 720 (199 l)(holding both
the
admission of evidence of the impact of a capital murder on the victim and his or her survivors,
as well as prosecutorial jury argument regarding same, are constitutionally
permissible at the
punishment phase of a capital murder trial).
The prosecution's questions directed to Ray (i.e., inquiring how Ray felt after he shot
Douglas at petitioner's direction) were arguably relevant to petitioner's offense because they
addressed Ray's mental state when he fired the third shot into Douglas. The questions about
Ray's mental and emotional state when he fired the third shot into Douglas were arguably
intended to elicit testimony relevant to the law of parties theory of criminal responsibility
submitted to the jury at the guilt-innocence phase of petitioner's trial, i.e., to ascertain whether
Ray was acting at petitioner's behest when Ray fired the third shot into Douglas. The questions
to Ray about how he felt after he shot Douglas were arguably designed to ascertain
whether Ray
was acting solely at the direction of petitioner or out of an independent motive.
Respondent is correct that, once the facade of "victim impact" is removed from the
equation, petitioner has failed to identifr any legitimate basis for objecting to the questions
directed to Ray. Ray claimed he had fired the third shot into Douglas only because
petitioner (1)
pointed a gun at Ray and directed Ray to do so and (2) also threatened to harm Ray's
friends.
Neither the questions asking Ray how he felt after shooting Douglas nor Ray's responses
thereto
rendered petitioner's trial fundamentally unfair.
221
Conclusions
None of the complaints included in petitioner's twenty-eighth claim herein warrant
federal habeas corpus relief. None of the complaints contained in petitioner's twenty-eighth
claim herein rise above the level of harmless error. None of these complaints, individually or
collectively, identify any trial error which had a substantial and injurious effect or influence in
determining the jury's verdict at either phase of petitioner's capital murder trial.
H.
Gilio/Navue
Claim Involving Jacqueline Timmons
In his twenty ninth claim herein, petitioner argues the prosecution knowingly presented
false testimony from prosecution witness Jacqueline Timmons regarding the contents of a TYC
incident report (and his trial counsel rendered ineffective assistance by failing to use the same
report to impeach Timmons).
The report identified by petitioner as the "Timmons Report" appears as Exhibit no. 20 in
the group of exhibits filed October 18, 2013 as docket entry no. 88, accompanying petitioner's
Second Amended Petition. The first page of that four-page report, dated January 26, 2000, states
the incidents recorded therein include "assault on staff," "assault of student/other," "disruption of
program," and "use of physical force." The comment section of the first page of the report in
222
question states "I saw Clint & Peer [blacked out] fighting & Staff Rhodes was attempting to
break them up & was being hit by both youth - I restrained Clint & he continued to try and got to
the peer (RE)." The second page of the report states, in part, "Youth fighting & was hitting Peer
& Staff who was attempting to break up the fight." The third page of the report in question
consists of a handwritten account of the same incident that is barely legible but appears to be
consistent with the information on the first two pages of the report. The fourth and final page of
the report (a pre-printed TYC form) has items labeled "assault on staff," "assault on youth/other,"
"disruption of program" and "use of physical force" all circled and includes a brief summary
once again stating that Timmons observed petitioner and another youth (identified as RE)
fighting and Staff person Rhodes was involved.
Petitioner argues that because the Timmons Report does not specifically state that
Timmons was injured during the altercation in question, the report could have been used to
impeach that portion of Timmons' trial testimony in which she claimed she was injured in the
incident in question. The problem with this argument is that the Timmons Report furnishes
substantial corroboration for those aspects of Timmons' trial testimony in which she described
petitioner's violent conduct during the incident in question. On three of the four pages of the
report there are indications that the incident involved an assault upon TYC staff. While it is far
from clear in the report whether the TYC staff person or persons assaulted referenced therein
included Timmons herself, nothing in the report excludes the possibility that both Timmons and
TYC staff person Rhodes may have been assaulted. In fact, the third page of the report, i.e., the
handwritten page, appears to suggest that Timmons attempted to restrain petitioner at one point
223
during the altercation but the petitioner broke free and charged the other youth involved in the
initial fight, cursing and threatening the other youth.
Petitioner's trial co-counsel, attorney Ian Cantacuzene, testified during the evidentiary
hearing in petitioner's first state habeas corpus proceeding (which contained a plethora of
complaints about the performance of petitioner's trial counsel). Attorney Cantacuzene testified,
in part, that he believed it was a strategic advantage for the defense team to allow admission of
the petitioner's TYC records, rather than attempting to exclude those documents, because he felt
having the prosecution parade TYC employees as live witnesses into the courtroom, where they
would be free to embellish the information contained in their written reports with additional
details harmful to petitioner, was potentially more harmful to petitioner than admission of the
dry, summary, reports themselves.357 Attorney Cantacuzene may have had prosecution witness
Timmons in mind when he gave that testimony. Ms. Timmons' live testimony was more detailed
and harmful to petitioner than her dry, four-page, report. Her report corroborated most of the
worst aspects of Ms. Timmons' punishment phase trial testimony about the incident in question
and, contrary to the implications underlying petitioner's twenty-ninth claim herein, did
categorically refute Timmons' trial testimony that she was injured in the incident in question. On
the contrary, the statements on page three of the report suggesting petitioner pulled free from
Timmons while she was attempting to restrain petitioner imply at least the possibility Timmons
was injured during the incident. What is very clear from the report is that Timmons indicated on
three of the four pages thereof that a TYC staff person was assaulted in the incident.
S.F. First State Habeas Hearing, Volume 2, testimony of Rodion Cantacuzene, at pp. 211-12,214; Volume
3, testimony of Rodion Cantacuzene, at pp. 21-24.
224
As was explained in connection with petitioner's first claim herein, a state denies a
criminal defendant due process when it knowingly uses perjured testimony at trial or allows
untrue testimony to go uncorrected. Giglio
Napue
v.
v.
United States, 405 U.S. at 153-54, 92 S.Ct. at 766;
Illinois, 360 U.S. at 269-70, 79 S.Ct. at 1177. To succeed in showing a due process
violation from the use of allegedly perjured testimony, a defendant has the burden of establishing
that (1) the witness in question actually gave false testimony, (2) the falsity was material in that
there was a reasonable likelihood that it affected the judgment of the jury, and (3) the prosecution
used the testimony in question knowing that it was false. Giglio
v.
United States, 405 U.S. at 153-
54, 92 S.Ct. at 766; Reed v. Quarterman, 504 F.3d at 473.
Nothing in the Timmons Report or petitioner's twenty-ninth claim herein satisfies any of
the requirements of Giglio/Napue analysis. The report itself does not categorically establish that
Timmons was uninjured in the incident in question. Furthermore, rather than being a source of
information for possibly impeachment, the report would have corroborated virtually every other
detail of Timmons' trial testimony about the incident in question. Finally, there is nothing in the
report which would have put prosecutors on notice of the possibility any portion of Timmons'
trial testimony was factually inaccurate. Under these facts, the alleged failure of the prosecutors
to make a copy of the Timmons' report available to petitioner's trial counsel did not violate
petitioner's federal constitutional rights and does not warrant federal habeas corpus
relief.358
Petitioner's twenty-ninth claim herein lacks any arguable merit.
358
Insofar as petitioner argues in his twenty-ninth claim herein that his trial counsel rendered ineffective
assistance by failing to employ the Timmons report to impeach Timmons at trial, for reasons set forth hereinafter in detail
in connection with petitioner's fourth claim herein, that argument fails to satisfy either prong of Strickland analysis. The
short answer is that valid strategic reasons existed at the time of trial for the decision by petitioner's trial counsel not to
object to the admission of the petitioner's TYC records.
225
VIII. Biased Trial Judge
A.
The Claim
In his second claim herein, petitioner argues a letter mailed out by the state trial
judge to
petitioner's jurors a few days after the conclusion of petitioner's capital murder trial, in which
the judge thanked the jurors for their service and expressed his opinion the jury had
"made the
correct
decision,"359
establishes the state trial judge had bias and was not impartial toward
petitioner.36°
B.
State Court Disposition
Petitioner presented the same complaint ofjudicial bias or lack ofjudicial impartiality
arising from the trial judge's letter as his third claim for relief in his second subsequent
(third)
state habeas corpus
application.361
The Texas Court of Criminal Appeals summarily dismissed
this claim pursuant to the Texas writ-abuse statute. Exparte
2009
C.
WL
1546625, *1
(Tex. Crim. App. June
3,
Clinton Lee Young,
WR 65,137-03,
2009).
Procedural Default
Respondent correctly points out petitioner procedurally defaulted on this claim ofjudicial
bias by virtue of the Texas Court of Criminal Appeals' summary dismissal of this
claim and
petitioner's failure to present the same claim as a point of error on direct appeal or as a claim
for
Four copies of the state trial judge's fonn letter to the jurors appear as Exhibit
no. 93 to petitioner's Second
Amended Petition, filed October 18, 2012, docket entry no. 89-3, at
pp. 974-77. In pertinent part, Judge Hyde's letter
reads as follows:
After spending several weeks with the Defendant in jury selection before the trial
began, I
gained insight into his personality and I got to hear and see much more than the jury
heard. In my
view, he is a dangerous man who is fully capable of harming someone else.
Your jury made the
correct decision.
360SecondAmendedPetition, at pp. 123-29; Petitioner's Reply, at
pp. 66-69.
' Third
State Habeas Transcript, Volume
1
of 10, at pp. 85-91, 129-32.
226
relief in petitioner's first state habeas corpus proceeding. See McGowen v.
Thaler, 675 F.3d at
499 n.72 ("Texas's abuse of the writ doctrine is a valid state procedural
bar foreclosing federal
habeas review."); Coleman v. Quarterman, 456 F.3d at 542 (holding the
same). Furthermore, as
explained below, this claim possesses no arguable merit; therefore petitioner
cannot demonstrate
prejudice arising from the failure of his state appellate or first state habeas
counsel to present the
same complaint to the state appellate courts in a timely fashion. Coleman
v. Quarterman, 456
F.3d at 542.
D.
No Merit on De Novo Review
Because no state court has ever addressed the merits of the petitioner's third
claim herein,
this Court's review of this claim is necessarily de novo. See Porter v.
McCollum, 558 U.S. at 39,
130 S.Ct. at 452 (holding de novo review of the allegedly deficient
performance of petitioner's
trial counsel was necessary because the state courts had failed to address this
prong of Strickland
analysis); Rompilla
v.
Beard, 545 U.S. at 390, 125 S.Ct. at 2467 (holding de novo review of the
prejudice prong of Strickland was required where the state courts rested rejection
of an
ineffective assistance claim on the deficient performance prong and never
addressed the issue of
prejudice).
A criminal defendant's constitutional right to a trial before a fair and
impartial tribunal
includes the right to proceed before a judicial officer who has no actual bias
against the defendant
and has no personal interest in the outcome of the proceeding:
[TJhe floor established by the Due Process Clause clearly requires a "fair
trial in a fair tribunal," Withrow v. Larkin, 421 U.S. 35, 46, 95 S.Ct.
1456, 1464,
43 L.Ed.2d 712 (1975), before a judge with no actual bias against
the defendant or
interest in the outcome of his particular case. See, e.g., Aetna, supra, at
821-822,
106 S.Ct., at 1585-1586; Tumey, supra, at 523,47 S.Ct., at 441.
Bracy v. Gramley, 520 U.S. 899, 904-05, 117 S.Ct. 1793, 1797, 138 L.Ed.2d
97 (1997).
227
[A] 'fair trial in a fair tribunal is a basic requirement of due process.' In re
Murchison, 349 U.S. 133, 136, 75 S.Ct. 623, 625, 99 L.Ed. 942 (1955). This
applies to administrative agencies which adjudicate as well as to courts. Gibson
v. Benyhill, 411 U.S. 564, 579, 93 S.Ct. 1689, 1698, 36 L.Ed.2d 488
(1973). Not
only is a biased decisionmaker constitutionally unacceptable but 'our system of
law has always endeavored to prevent even the probability of unfairness.' In re
Murchison, supra, 349 U.S., at 136, 75 S.Ct., at 625; cf. Tumey v. Ohio, 273 U.S.
510, 532, 47 S.Ct. 437, 444, 71 L.Ed. 749 (1927). In pursuit of this end, various
situations have been identified in which experience teaches that the probability of
actual bias on the part of the judge or decisionmaker is too high to be
constitutionally tolerable. Among these cases are those in which the adjudicator
has a pecuniary interest in the outcome and in which he has been the target of
personal abuse or criticism from the party before him.
Withrow v. Larkin, 421 U.S. 35, 46-47, 95 S.Ct. 1456, 1464, 43 L.Ed.2d 712
(1975)(Footnotes
omitted).
Nonetheless, the Supreme Court has implicitly and explicitly rejected the notion that
rulings, statements, and comments made by a judicial officer antagonistic to a party, its counsel,
or the party's case necessarily warrant relief under the federal habeas corpus statutes as proof of
disqualifying bias:
"[J]udicial remarks during the course of a trial that are critical or disapproving of,
or even hostile to, counsel, the parties, or their cases, ordinarily do not support a
bias or partiality challenge."Litekyv. United States, 510 U.S. 540, 555, 114 S.Ct.
1147, 127 L.Ed.2d 474 (1994) (noting that we look for "a deep-seated favoritism
or antagonism that would make fair judgment impossible").
United States v. Irby, 703 F.3d 280, 282 (5th Cir. 2012), cert. denied,
U.S.
133 S.Ct.
2810, 186 L.Ed.2d 871 (2013).
On the contrary, the Supreme Court has recognized that trials are conducted by judicial
officers who retain their character as human beings:
First, judicial rulings alone almost never constitute a valid basis for a bias or
partiality motion. See United States v. Grinnell Corp., 384 U.S., at 583, 86 S.Ct.,
at 1710. In and of themselves (i.e., apart from surrounding comments or
accompanying opinion), they cannot possibly show reliance upon an extrajudicial
source; and can only in the rarest circumstances evidence the degree of favoritism
or antagonism required (as discussed below) when no extrajudicial source is
involved. Almost invariably, they are proper grounds for appeal, not for recusal.
228
Second, opinions formed by the judge on the basis of facts introduced or events
occurring in the course of the current proceedings, or of prior proceedings, do not
constitute a basis for a bias or partiality motion unless they display a deep-seated
favoritism or antagonism that would make fair judgment impossible. Thus,
judicial remarks during the course ofa trial that are critical or disapproving of
or even hostile to, counsel, the parties, or their cases, ordinarily do not support a
bias or partiality challenge. They may do so they reveal an opinion that derives
from an extrajudicial source; and they will do so they reveal such a high degree
offavoritism or antagonism as to make fair judgment impossible. An example of
the latter (and perhaps of the former as well) is the statement that was alleged to
have been made by the District Judge in Berger v. United States, 255 U.S. 22, 41
S.Ct. 230, 65 L.Ed. 481 (1921), a World War I espionage case against GermanAmerican defendants: "One must have a very judicial mind, indeed, not [to be]
prejudiced against the German Americans" because their "hearts are reeking with
disloyalty." Id., at 28 (internal quotation marks omitted). Not establishing bias or
partiality, however, are expressions of impatience, dissatisfaction, annoyance,
and even anger, that are within the bounds ofwhat imperfect men and women,
even after having been confirmed asfederaljudges, sometimes display. A judge 's
ordinary efforts at courtroom administration-even a stern and short-tempered
judge 'is' ordinary efforts at courtroom administration-remain immune.
Liteky v. United States, 510 U.S. 540, 555-56, 114 S.Ct. 1147, 1157, 127 L.Ed.2d 474
(1 994)(Emphasis added).
f
f
The Supreme Court may have had the comments expressed by petitioner's state trial
judge in his letter to petitioner's jurors in mind when it declared as follows:
The judge who presides at a trial may, upon completion of the evidence, be
exceedingly ill disposed towards the defendant, who has been shown to be a
thoroughly reprehensible person. But the judge is not thereby recusable for bias
or prejudice, since his knowledge and the opinion it produced were properly and
necessarily acquired in the course of the proceedings, and are indeed sometimes
(as in a bench trial) necessary to completion of the judge's task. As Judge
Jerome Frank pithily put it: "Impartiality is not gullibility. Disinterestedness does
not mean child-like innocence. If the judge did not form judgments of the actors
in those court-house dramas called trials, he could never render decisions." In re
J.P. Linahan, Inc., 138 F.2d 650, 654 (CA2 1943). Also not subject to
deprecatory characterization as "bias" or "prejudice" are opinions held by judges
as a result of what they learned in earlier proceedings. It has long been regarded
as normal and proper for a judge to sit in the same case upon its remand, and to sit
in successive trials involving the same defendant.
Liteky v. United States, 510 U.S. at 550-551, 114 S.Ct. at 1155 (Emphasis added).
229
There is no allegation in this case that any of the petitioner's state trial judge's allegedly
biased comments resulted from the state trial judge receiving information about petitioner
other
than through the petitioner's pretrial and trial court proceedings.
[O]pinions formed by the judge on the basis of facts introduced or events
occurring in the course of the current proceedings, or of prior proceedings, do not
constitute a basis for a bias or partiality motion unless they display a deep-seated
favoritism or antagonism that would make fair judgment impossible. Thus,
judicial remarks during the course of a trial that are critical or disapproving of, or
even hostile to, counsel, the parties, or their cases, ordinarily do not support a bias
or partiality challenge. They may do so if they reveal an opinion that derives from
an extrajudicial source; and they will do so if they reveal such a high degree of
favoritism or antagonism as to make fair judgment impossible. Liteky v. United
States, 510 U.S. 540, 555, 114 S.Ct. 1147, 127 L.Ed.2d 474 (1994)
First, the trial judge's remarks regarding his opinion of the casethat the
Allens were likely in criminal contempt and that they violated the courts
ordersdid not reveal opinions derived from an extrajudicial source. Even if they
did, however, "opinions formed by the judge on the basis of facts introduced or
events occurring in the course of the current proceedings, or ofprior proceedings,
do not constitute a basis for a bias or partiality motion unless they display a deepseated favoritism or antagonism that would make fair judgment impossible."
United States v. Allen, 587 F.3d 246, 252 (5th Cir. 2009), cert. denied, 559 U.S. 961 (2010)
(Footnotes omitted).
[J]udicial rulings alone almost never constitute a valid basis for a bias or partiality
motion. In and of themselves...they cannot possibly show reliance upon an
extrajudicial source; and can only in the rarest circumstances evidence the degree
of favoritism or antagonism required...when no extrajudicial source is involved.
Almost invariably, they are proper grounds for appeal, not for recusal.
United States v. Allen, 587 F.3d at 253 (Footnote omitted).
Insofar as petitioner asserts his trial judge was biased against him, petitioner must bear a
substantial burden and support that assertion with more than mere allegations his trial judge
expressed views antagonistic to petitioner or petitioner's case:
"[Bjias by an adjudicator is not lightly established." Valley v. Rapides Parish Sch.
Bd., 118 F.3d 1047, 1052 (5th Cir.1997). Courts ordinarily "presume that public
officials have properly discharged their official duties." Bracy v. Gramley, 117
S.Ct. at 1799 (internal quotation marks and citations omitted). General
allegations of bias or prejudice are insufficient to establish a constitutional
230
violation. See Aetna Life Ins. Co. v. Lavoie, 475 U.S. 813, 106 S.Ct. 1580, 1585,
89 L.Ed.2d 823 (1986) (holding that general allegations of ajudg&s frustration
with insurance companies are not sufficient to force recusal under the Due Process
Clause from a case in which an insurance company was a party). The Supreme
Court has stated that "most matters relating to judicial disqualification [do] not
rise to a constitutional level." Id. at 1584 (quoting FTC v. Cement Inst., 333 U.S.
683, 68 S.Ct. 793, 804, 92 L.Ed. 1010 (1948)). So even if ajudge is disqualified
under state or federal law, the disqualification is not always required by the Due
Process Clause. See id at 1585.
Richardson v. Quarterman, 537 F.3d 466, 474-75 (5th Cir. 2008), cert. denied, 555 U.S. 1173 (2009).
Petitioner's state trial judge's comments to petitioner's jurors written days after the
conclusion of petitioner's lengthy capital murder trial do not evidence the high degree of
favoritism or antagonism that makes fair judgment impossible. Rather, petitioner's trial judge's
post-trial comments to petitioner's jurors reflect little more than the perfectly human antipathy
which naturally attaches to persons who express no remorse for their own unprincipled, violent,
misconduct. The trial judge's comments were no more evidence of disqualifring bias than this
Court's rulings rejecting petitioner's insufficient evidence claims herein on the merits.
Nor did the trial judge's comments reveal any suggestion the judge's views toward the
petitioner resulted from anything other than the trial judge's own personal observations of
petitioner during proceedings before the state trial court. Thus, there is no allegation, much less
any evidence, now before this Court establishing the state trial judge's expressed antipathy
toward petitioner resulted from an extra-judicial source. As such, petitioner's complaint of
judicial bias lacks any arguable merit. Lite/çy v. United States, 510 U.S. at 550-55 1, 114 S.Ct.
at
1155. Petitioner's second claim herein does not warrant federal habeas corpus relief.
IX. Sheriff's Alleged Fraternization with Jury
A.
The Claim
231
In his fourteenth claim herein, petitioner argues his constitutional rights were violated
when Midland County Sheriff Gary Painter went to lunch with the jury at a restaurant a short
distance from the courthouse on the final day of the jury's deliberations at the punishment phase
of petitioner's trial.362
B.
State Court Disposition
Petitioner first raised this complaint in his motion for new trial.363 As explained in
Section I.E. above, the trial court held a lengthy evidentiary hearing on petitioner's motion for
new trial which included extensive testimony surrounding the circumstances of the Sheriff's trip
to the restaurant with the jury on the final day of petitioner's trial.364
Petitioner again raised his complaint regarding the Sheriffjoining the jury for lunch at the
restaurant near the courthouse as his fifth point of error on direct appeal.365 The Texas Court of
Criminal Appeals ruled as follows:
In his fifth point of error, appellant claims that Sheriff Gary Painter
improperly communicated and fraternized with the jury during its deliberations on
punishment. Specifically, he claims that, during a break in the proceedings,
presiding juror James Bobo approached Painter, who was an acquaintance, and
asked to speak with him after the trial was over. He claims further that, during a
lunch break, the sheriff accompanied the jury to a local restaurant and that his
presence improperly influenced the jury to set appellant's punishment at death.
When a juror converses with an unauthorized person about the case, injury
is presumed. Alba v. State, 905 S.W.2d 581, 587 (Tex.Crim.App.1995).
However, the state may show that the case was not discussed or it may rebut the
presumption of harm by showing that nothing prejudicial to the accused was said.
Id. We defer to the trial court's resolution of historical facts and its determinations
362
SecondAmended Petition, at pp. 287-95; Petitioner's Reply, at pp. 167-70.
363
Trial Transcript, Volume 5 of 5, at pp. 90 1-12.
3See notes
365
124-45, supra, and accompanying text.
Appellate Brief, at pp. 26-30.
232
concerning credibility and demeanor, and we view the evidence in the light most
favorable to the trial court's ruling. Quinn v. State, 958 S.W.2d 395, 401-02
(Tex.Crim.App. 1997).
At the hearing on appellant's motion for new trial, Painter testified that
when Bobo approached him, he said "When this is over and through with, I need
to talk to you." Bobo did not indicate what he needed to talk to him about, and
there was no further discussion between the two. Without more, appellant has
failed to show that his case was discussed or that anything prejudicial to appellant
was said.FN4 Alba, 905 S.W.2d at 587. Appellant's bare allegation that Painter
was present at lunch does not warrant relief on appeal. Tex.R.App. P. 38.1.
Appellant's fifth point of error is overruled.
FN4. At the motion for new trial hearing, Painter testified that he accompanied the
jurors to lunch because additional security was needed. Earlier in the week, a
threat had been phoned into the Midland County Attorney's Office indicating that
appellant was "going out with a bang." Painter, as head of courthouse security,
thought it prudent to accompany the jurors because of the attention this case
received.
Young v. State, AP 74,643, 2005 WL 2374669, *8 (Tex. Crim. App. September 28, 2005)
C.
AEDPA Analysis
The record from the evidentiary hearing on petitioner's motion for new trial establishes
(1) an ambiguous threat that petitioner was "going out with a bang" was telephoned to the office
of the Midland County Attorney on April 7 during the punishment phase of petitioner's capital
murder trial, (2) that information was passed on to responsible courthouse and Midland County
officials, (3) Sheriff Painter, who had been present at petitioner's trial for jury arguments and the
return of verdict at the guilt-innocence phase of trial, instructed courthouse security personnel to
increase their vigilance, arranged for a uniformed Deputy Sheriff (Glenn Wells) to be present in
the courtroom throughout the remainder of petitioner's trial, and arranged his own schedule so he
could continue to be present in the courtroom as well, (4) on the final day of deliberations at the
punishment phase of petitioner's trial, the jury decided to eat lunch at a nearby restaurant, (5)
without consulting his subordinates, Sheriff Painter decided to accompany the three other law
233
enforcement officers who were escorting the jury to and from the restaurant, (6) as the
jurors
were leaving the courthouse, the jury foreman, (James Bobo) approached the
Sheriff and asked if
he could speak with the Sheriff once petitioner's trial was over, (7) the Sheriff
indicated a
willingness to do so, (8) the Sheriff accompanied the jury and three other law
enforcement
officers to the restaurant, (9) the Sheriff sat at a table with the male members of the
jury while
another law enforcement officer sat at a separate table with the female jurors, (10) the two
other
law enforcement officers escorting the jury sat by themselves at a third table, (11) the
Sheriff
returned to the courthouse with the jury, (12) the Sheriff and Deputy Wells were both present
in
the courtroom later that same day when the verdict was returned at the punishment
phase of
petitioner's trial, and (13) after the trial was over and the jury had been excused, Mr. Bobo
spoke
with the Sheriff and asked the Sheriff to examine the guilt-innocence phase trial
testimony of
Sheriffs Office employee Paul
Hallmark.366
During his testimony at the guilt-innocence phase of petitioner's trial, Hallmark, a
Midland County Sheriff's Office crime scene investigator, had been cross-examined
vigorously
by petitioner's trial
counsel.367
During closing argument at the guilt-innocence phase of trial,
petitioner's trial counsel criticized Hallmark by name for allegedly failing to conduct proper
tests
and properly preserve and handle various items of physical evidence recovered
at the locations
366
notes 124-32, supra, and accompanying text.
367
cross-examinationby petitioner's trial counsel, Hallmark admitted (1) he failed to put down
butcherpaper
or some other material on the top of a desk to help preserve hair, fibers, and other
trace evidence before he opened sealed
bags of evidence recovered from the location where Petrey's body was discovered,
(2) the first time he went out to the
location where Petrey's body was discovered, he failed to locate and recover the pair of
gloves belonging to David Page
that contained a knife and a box of live .22 caliber rounds, (3) hair samples
were not taken from Page or petitioner
despite authorization in a pair of warrants for recovery of same, (4) no trace metal
testing was performed on any clothing,
(5) no Luminol testing was performed on petitioner's tennis shoes, and
(6) no photographs of petitioner's or Page's
hands were taken using an ultraviolet filter. S.F. Trial, Volume 25, testimony of
Paul Hallmark, at pp. 23-89, 103-16.
234
where Samuel Petrey's body was discovered and where petitioner was finally arrested at the
conclusion of a high speed chase.368
Significantly, other than Bobo's's brief conversation with Sheriff Painter as the two men
were leaving the courthouse with the jury for the restaurant on the final day of petitioner's trial
(wherein Bobo indicated cryptically a desire to speak with the Sheriff when petitioner's trial was
over), there was no allegation, much less any evidence, before the state court suggesting the
Sheriff or any other law enforcement officer had any conversations with the jury regarding
petitioner's case.369 Petitioner did not furnish the state courts with an affidavit from ajuror or
any other evidence suggesting any communication regarding petitioner's case ever took place
between the jurors and the Sheriff or any other person external to the jury. Equally significant,
there was no evidence before the state court suggestingthat Sheriff Painter had any conversation
or communication with any juror at lunch the final day of trial concerning petitioner's case. The
Sheriff testified without contradiction at both an impromptu hearing held the final day of
petitioner's trial as well as during the hearing on petitioner's motion for new trial, both times
categorically denying he had engaged in any communication with any juror about petitioner's
case.37°
InRemmer v. United States, 347 U.S. 227, 229, 74 S.Ct. 450, 451, 98 L.Ed. 654 (1954),
the Supreme Court held as follows:
368Dug closing argument at the guilt-innocence phase of trial, petitioner's trial counsel repeatedly criticized
hallmark's testimony and perfonnance of his duties as a crime scene investigator. S.F. Trial, Volume 29, at
pp. 58-61.
369
370
pp. 123-74.
See notes
124-32, supra, and accompanying text.
S.F. Trial, Volume 37, testimony of Gary Painter, at
pp. 14-20; Volume 38, testimony of Gary Painter, at
235
In a criminal case, any private communication, contact, or tampering directly or
indirectly, with a juror during a trial about the matter pending before the jury is,
for obvious reasons, deemed presumptively prejudicial, if not made in pursuance
of known rules of the court and the instructions and directions of the court made
during the trial, with full knowledge of the parties. The presumption is not
conclusive, but the burden rests heavily upon the Government to establish, after
notice to and hearing ofthe defendant, that such contact with the juror was
harmless to the defendant. (Emphasis added).
There was no evidence before the state courts suggesting any extrinsic evidence reached
the petitioner's jury as a result of some improper communication. In its findings of fact and
conclusions of law denying petitioner's motion for new trial, the state trial court reasonably
concluded from the evidence before it that Sheriff Painter's conduct was motivated by a desire to
enhance security in petitioner's courtroom after the telephone threat and did not appear to have
had any undue influence on petitioner's jury.37' The Texas Court of Criminal Appeals' holding
in petitioner's direct appeal was fully consistent with a conclusion that the state had overcome
the presumption of prejudice recognized in Remmer for unauthorized contact with the jury. In
short, the Texas Court of Criminal Appeals' holding in petitioner's direct appeal appears to be an
objectively reasonable application of the legal principle set forth in Remmer.
This Court's independent, de novo, review of the record from petitioner's trial reveals (1)
Sheriff Painter did not appear at petitioner's trial until the jury arguments and return of verdict at
the guilt-innocence phase of trial, (2) Deputy Wells did not appear in petitioner's courtroom until
after the April 7 telephone threat, i.e., after the commencement of the punishment phase of
petitioner's trial, (3) neither Sheriff Painter nor any other law enforcement officer engaged in any
improper or inappropriate communication with the jury, and (4) neither Sheriff Painter nor any
371
S.F. Trial,
Volume
39, at p. 101.
236
employee of the Midland County Sherifrs Office testified during the lengthy punishment phase
of petitioner's capital murder
trial.372
Bobo' s isolated, unsolicited, cryptic comment to Sheriff
Painter cannot reasonably be construed as an improper "external" influence upon the petitioner's
jury. See Oliver v. Quarterman, 514 F.3d 329, 336-40 (5th Cir. 2008)(discussing the distinction
between "external" influences on juries, which are prohibited, and "internal" influences and
holding the presence of a Bible reading in the jury room constituted an impermissible "external"
influence), cert. denied,
U.S.
,
129 S.Ct. 1985, 173 L.Ed.2d 1084 (2009). The same
holds for Sheriff Painter's conversations over lunch with the male jurors, all of which were
unrelated to petitioner's trial.373
The Supreme Court's holding in Turner v. State of Louisiana, 379 U.S. 466, 472-73, 85
S.Ct. 546, 550, 13 L.Ed.2d 424 (1965)(mandating a new criminal trial where two courtroom
bailiffs testified as key witness for the prosecution) does not apply to petitioner's case. None of
the law enforcement personnel who served as courtroom security at petitioner's trial (including
Sheriff Painter and Deputy Wells) ever testified at either phase of petitioner's trial.
D.
Conclusions
The Texas Court of Criminal Appeals' rejection on the merits during the course of
petitioner's direct appeal of petitioner's complaint about Sheriff Painter's contact with the jury
on the final day of deliberations at petitioner's capital murder trial was neither (1) contrary to, nor
372
notes 124-32, supra, and accompanying text.
Sheriff Painter testified without contradiction at the hearing held outside the jury's presence during jury
deliberations the fmal day of petitioner's trial that his conversations over lunch that day with Mr. Bobo and the other
male jurors were limited to discussions about the Sheriffs children, the service, the Sheriffs kids being in the service,
a golf game, playing golf in Marfa and Alpine, and some people who lived in Marfa and Alpine. S.F. Trial, Volume 37,
testimony of Gary Painter, at pp. 15-16.
237
involved an unreasonable application of, clearly established Federal law, as determined by the
Supreme Court of the United States, nor (2) based upon an unreasonable determination of the
facts in light of the evidence presented in the petitioner's trial and direct appeal. Petitioner's
fourteenth claim herein does not warrant federal habeas corpus relief.
X. Extending Roper & Atkins to ADHD and Mental Immaturity
A.
The Claim
In his fifteenth claim herein, petitioner argues his execution would violate the Eighth
Amendment because his mental age, immaturity, and mental illness (ADD/ADHD) entitle him to
the benefits of the same constitutional exemptions from execution for persons who commit
capital murder while under the age of eighteen or who are mentally retarded recognized in the
Supreme Court's holdings in Roper v. Simmons, 543 U.S. 551, 125 S.Ct. 1183, 161 L.Ed.2d
1
(2005), and Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002),
respectively.374
B.
State Court Disposition
In his thirty-third point of error on direct appeal, petitioner argued the Eighth Amendment
should be construed as prohibiting the execution of any person who commits a capital offense
while under the age of twenty-one.375 The Texas Court of Criminal Appeals held as follows:
In his thirty-third point of error, appellant alleges that the Texas death-penalty
scheme is unconstitutional because it permits the execution of offenders aged
eighteen to twenty-one. He argues that the brain does not fully develop until the
age of twenty-one, and therefore, offenders aged eighteen to twenty-one are less
culpable than offenders twenty-two years of age and older. Appellant cites Roper
374
SecondAmended Petition, at pp. 295-301; Petitioner's Reply, at pp.
Appellate Brief,
at pp. 97-99.
238
170-73.
Simmons, 543 U.S. 551, 125 S.Ct. 1183, 161 L.Ed.2d 1(2005), as evidence that
evolving standards of decency require this Court to raise the age of offenders
eligible for the death penalty. However, in Roper v. Simmons, the United States
Supreme Court held that the execution of offenders who were seventeen years of
age at the time they committed capital murder is unconstitutional. The Supreme
Court did not extend its ruling to offenders who were aged eighteen or over when
they committed capital murder, and we decline to do so. Appellant's thirty-third
point of error is overruled.
Young v. State, 2005 WL 2374669, *9 (Tex. Crim. App. September 28, 2005), cert. denied, 547
U.S. 1056 (2006).
v.
Petitioner argued in his ninth claim for relief in his first state habeas corpus application
that petitioner's relative youth at the time of his capital offense (eighteen years and four months)
combined with petitioner's immaturity and ADHD to render his execution a violation of the
Eighth Amendment principles announced in Roper v. Simmons,
supra.376
The Texas Court of
Criminal Appeals denied relief on the merits based upon the trial court's finding. Exparte
Clinton Lee Young, 2006 WL 3735395, * 1 (Tex. Crim. App. December 20, 2006).
C.
AEDPA Analysis
The Supreme Court's Eighth Amendment analysis in Atkins focused initially on current
trends among state legislatures regarding the imposition of the death sentence on mentally
retarded murderers. See Atkins
v.
Virginia, 536 U.S. at 311-17, 122 S.Ct. at 2246-50 (holding the
Eighth Amendment draws its meaning from the evolving standards of decency marking the
progress of a maturing society and the clearest and most reliable objective evidence of
contemporary values is the legislation enacted by state legislatures). The Supreme Court then
shifted its focus to the dual penological purposes served by the death penalty: retribution and
3ThFbst State Habeas Transcript, at
pp. 57-67.
239
deterrence of capital crimes by prospective offenders. Atkins v. Virginia, 536 U.S. at 3 18-21, 122
S.Ct. at 2250-52.
With regard to retribution, the Court held an exclusion from the death penalty for
mentally retarded murderers was warranted by virtue of "the lesser culpability of the mentally
retarded offender" which it contrasted with "the culpability of the average murderer." Atkins
v.
Virginia, 536, U.S. at 319, 122 S.Ct. at 2251.
The Supreme Court then held, in pertinent part, as follows:
- -
With respect to deterrence the interest in preventing capital crimes by
prospective offenders "it seems likely that 'capital punishment can serve as a
deterrent only when murder is the result of premeditation and deliberation."
Exempting the mentally retarded from that punishment will not affect the "cold
calculus that precedes the decision" of other potential murderers. Indeed, that sort
of calculus is at the opposite end of the spectrum from behavior of mentally
retarded offenders. The theory of deterrence in capital sentencing is predicated
upon the notion that the increased severity of the punishment will inhibit criminal
actors from carrying out murderous conduct. Yet it is the same cognitive and
behavioral impairments that make these defendants less morally culpable--for
example, the diminished ability to understand and process information, to learn
from experience, to engage in logical reasoning, or to control impulses--that also
make it less likely that they can process the information of the possibility of
execution as a penalty and, as a result, control their conduct based upon that
information.
Atkins
v.
Virginia, 536 U.S. at 319-20, 122 S.Ct. at 2251 (citations omitted).
The Supreme Court ultimately concluded the execution of mentally retarded criminals
would not measurably advance the deterrent or retributive purposes underlying the death penalty
and, therefore, the Eighth Amendment prohibits such punishment. Atkins v. Virginia, 536 U.S. at
321, 122 S.Ct. at 2252.
240
Significantly, the Supreme Court declined in Atkins to furnish state and lower federal
courts with a definitive legal definition of "mental retardation" or "mentally retarded," instead
offering two clinical definitions as possible options:
The American Association on Mental Retardation (AAMR) defines mental
retardation as follows: "Mental retardation refers to substantial limitations in
present functioning. It is characterized by significantly subaverage [sic]
intellectual functioning, existing concurrently with related limitations in two or
more of the following applicable adaptive skill areas: communication, self-care,
home living, social skills, community use, self-direction, health and safety,
functional academics, leisure, and work. Mental retardation manifests before age
18."
The American Psychiatric Association's definition is similar: "The
essential feature of Mental Retardation is significantly subaverage [sic] general
intellectual functioning (Criterion A) that is accompanied by significant
limitations in adaptive functioning in at least two of the following skill areas:
communication, self-care, home living, social/interpersonal skills, use of
community resources, self-direction, functional academic skills, work, leisure,
health, and safety (Criterion B). The onset must occur before age 18 years
(Criterion C). Mental Retardation has many different etiologies and may be seen
as a final common pathway of various pathological processes that affect the
functioning of the central nervous system."
Atkins v. Virginia, 536 U.S. at 308 n.3, 122 S.Ct. at 2245 n.3 (citations omitted).
As the Supreme Court noted in Atkins, "[n]ot all people who claim to be mentally
retarded will be so impaired as to fall within the range of mentally retarded offenders about
whom there is a national consensus." Atkins
v.
Virginia, 536 U.S. at 317, 122 S.Ct. at 2250.
Moreover, the Supreme Court went to point out the clinical definitions of mental retardation
which it had expressed approved "require not only subaverage [sic] intellectual functioning, but
also significant limitations in adaptive skills such as communication, self-care, and self-direction
that become man (fest before age 18."Atkins v. Virginia, 536 U.S. at 318, 122 S.Ct. at 2250
(emphasis added).
241
Thus, it is clearly established under the Supreme Court's holding in Atkins that a
convicted capital murderer asserting he is constitutionally exempt from execution based on his
mental retardation must support his claim of mental deficiency with a showing he suffered
"significant limitations in adaptive skills" before age 18. Id.
In Roper
v.
Simmons, supra, the Supreme Court extended its holding in Thompson
v.
Oklahoma, 487 U.S. 815, 838, 108 S.Ct. 2687, 2700, 101 L.Ed.2d 702 (1987)(plurality holding
Eighth Amendment precludes execution of persons who commit6 a capital offense while under
the age of sixteen), to preclude the execution of persons who commit capital murder while under
the age of eighteen. Roper v. Simmons, 543 U.S. at 578, 125 S.Ct. at 1200. In support of its
holding in Roper, the Supreme Court cited, in part, the prohibition in the mental health
community against diagnosing a minor with anti-social personality disorder:
It is difficult even for expert psychologists to differentiate between the juvenile
offender whose crime reflects unfortunate yet transient immaturity, and the rare
juvenile offender whose crime reflects irreparable corruption. See Steinberg &
Scott 1014-1016. As we understand it, this difficulty underlies the rule
forbidding psychiatrists from diagnosing any patient under 18 as having antisocial
personality disorder, a disorder also referred to as psychopathy or sociopathy, and
which is characterized by callousness, cynicism, and contempt for the feelings,
rights, and suffering of others. American Psychiatric Association, Diagnostic and
Statistical Manual of Mental Disorders 701-706 (4th ed. text rev.2000); see also
Steinberg & Scott 1015. If trained psychiatrists with the advantage of clinical
testing and observation refrain, despite diagnostic expertise, from assessing any
juvenile under 18 as having antisocial personality disorder, we conclude that
States should refrain from asking jurors to issue a far graver condemnationthat
a juvenile offender merits the death penalty. When a juvenile offender commits a
heinous crime, the State can exact forfeiture of some of the most basic liberties,
but the State cannot extinguish his life and his potential to attain a mature
understanding of his own humanity.
Roper v. Simmons, 543 U.S. at 573-574, 125 S.Ct. at 1197.
242
The Supreme Court concluded that, while admittedly arbitrary, drawing the line on the execution
of young offenders at age eighteen was justified:
Drawing the line at 18 years of age is subject, of course, to the objections always
raised against categorical rules. The qualities that distinguish juveniles from
adults do not disappear when an individual turns 18. By the same token, some
under 18 have already attained a level of maturity some adults will never reach.
For the reasons we have discussed, however, a line must be drawn. The plurality
opinion in Thompson drew the line at 16. In the intervening years the Thompson
plurality's conclusion that offenders under 16 may not be executed has not been
challenged. The logic of Thompson extends to those who are under 18. The age of
18 is the point where society draws the line for many purposes between childhood
and adulthood. It is, we conclude, the age at which the line for death eligibility
ought to rest.
Roper v. Simmons, 543 U.S. at 574, 125 S.Ct. at 1197-98.
Given the record before the state court on direct appeal and in petitioner's first state
habeas corpus proceeding, the Texas Court of Criminal Appeals' refusal to extend the Supreme
Court's holdings in Atkins and Roper to persons such as petitioner was fully consistent with the
principles underlying those decisions.
In contrast to mental retardation, which in Atkins the Supreme Court emphasized renders
an individual less capable of responding to the threat of execution as a deterrent to criminal
behavior and less able to assist their counsel in making a persuasive showing of mitigation,
Atkins
v.
Virginia, 536 U.S. at 320-21, 122 S.Ct. at 225 1-52, petitioner was able to assist his
counsel in presenting an extensive and impressive array of both fact and expert witnesses during
the punishment phase of petitioner's trial - almost all of whom made favorable comments about
petitioner's keen intellectual capabilities. Petitioner's trial counsel both testified petitioner was
243
active in his own defense and more than willing to suggest strategic and tactical maneuvers.377
There was no evidence before the state courts suggesting petitioner, while admittedly sometimes
impulsive when not properly
medicated,378
was unable to comprehend the deterrent effect of
capital punishment. Furthermore, petitioner's own mental health experts testified that
petitioner's ADHD, unlike mental retardation, was not necessarily a permanent condition and
was subject to treatment.379 Thus, the record from petitioner's trial showed there are significant
differences between ADHD and mental retardation. The Texas Court of Criminal Appeals'
refusal to extend the holding in Atkins to petitioner based upon petitioner's diagnosis of severe
ADHD was neither (1) contrary to, nor involved an unreasonable application of, clearly
established Federal law, as determined by the Supreme Court of the United States, nor (2) based
At the hearing on petitioner's motion for new trial, petitioner's lead trial counsel, attorney Paul Williams,
testified in pertinent part (1) petitioner was very bright, (2) despite not being on any psychotropic medications while
awaiting trial in the Midland County Jail, petitioner was fully capable of offering input to his trial counsel, (3) petitioner
made an infonned decision not to testify at trial, and (4) petitioner also fully understood and acquiesced in the decision
not to strike venire member Haydee Guerrero. S.F. Trial, Volume 39, testimony of Paul Williams, at pp. 17-18, 28-29,
32, 34, 41, 62-64.
During the same hearing, petitioner's co-counsel at trial, attorney Ian Cantacuzene, testified in pertinentpart
petitioner discussed his case extensively with both trial counsel and actively participated in voir dire and jury
(1)
selection and(2) passed notes to attorney Williams during his cross-examination ofprosecution witness David Page. S .F.
Trial, Volume 38, testimony of Ian Cantacuzene, at pp. 187-89,
Both of petitioner's trial counsel testified at the hearing on petitioner's motion for new trial that petitioner
was able to participate and contribute to his own defense despite not being on any psychotropic medications before or
during petitioner's trial. S.F. Trial, Volume 38, testimony of Ian Cantacuzene, at pp. 212-13; Volume 39, testimony of
Paul Williams, at pp. 32-34, 62-64.
319
Dr. Milan testified in part that, while petitioner could not be "fixed," petitioner was highly intelligent and
his symptoms could be treated with proper medication, as they had been during the petitioner's fmal months in the
custody of the TYC. S.F. Trial, Volume 34, testimony of Daneen A. Milam, at pp. 16, 70, 73-74, 91-96, 107-08, 110.
Dr. Mathew testified petitioner was quite bright and his condition, including petitioner's diagnosed conduct disorder,
could be treated with proper medication and cognitive therapy. S.F. Trial, Volume 34, testimony of Roy Mathew, at pp.
202-05,213,238; Volume 35, testimony ofRoy Mathew, at pp.206-08. Dr. Greene testified, in part, that (1) petitioner's
hyperactivity could be treated with proper medication, (2) petitioner's behavior could be addressed with cognitive or
consequences-based therapies, and (3) petitioner was very bright. S.F. Trial, Volume 36, testimony of Dr. Ross Greene,
at pp. 15-18, 23-25, 28, 30-33, 40-43.
On cross-examination by petitioner's trial counsel, prosecution witness Dr. Walker testified some kids can
control ADHD and some cannot. S.F. Trial, Volume 31, testimony of Don Walker, at p. 146.
244
upon an unreasonable determination of the facts in light of the evidence presented in the
petitioner's trial, direct appeal, and first state habeas corpus proceedings.
Petitioner also complains he was eighteen years and four months of age and extremely
immature emotionally at the time of his capital offense. Yet, as the Supreme Court emphasized
in Roper, the age of eighteen is considered the age at which human beings reach adulthood and
assume the mantle of full citizenship with all its responsibilities and duties. See Roper v.
Simmons, 543 U.S. at 574, 125 S.Ct. at 1 198(holding the age of eighteen is the line for death
eligibility despite the fact some adults never reach the level of maturity other achieve before they
reach 18). The Texas Court of Criminal Appeals' refusal to extend the holding in Roper to
petitioner, despite petitioner's purported lack of emotional maturity upon reaching age eighteen,
was neither (1) contrary to, nor involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court of the United States, nor (2) based upon an
unreasonable determination of the facts in light of the evidence presented in the petitioner's trial,
direct appeal, and first state habeas corpus proceedings.
D.
Teague Foreclosure
Furthermore, extension of the Supreme Court's holdings in Atkins and Roper to petitioner
is precluded by the non-retroactivity doctrine announced in Teague v. Lane, 489 U.S. 288, 109
S.Ct. 1060, 103 L.Ed.2d 334 (1989). Under the holding in Teague, federal courts are generally
barred from applying new constitutional rules of criminal procedure retroactively on collateral
review. Caspari v. Bohien, 510 U.S. 383, 389-90, 114 S.Ct. 948, 953, 127 L.Ed.2d 236 (1994).
A "new rule" for Teague purposes is one which was not dictated by precedent existing at the time
245
the defendant's conviction became final. See O'Dell v. Netherland, 521 U.S. 151, 156, 117 S.Ct.
1969, 1973, 138 L.Ed.2d 351 (1997)(holding a "new rule" either "breaks new ground," "imposes
a new obligation on the States or the Federal Government," or was not "dictated by precedent
existing at the time the defendant's conviction became final"). Under this doctrine, unless
reasonable jurists hearing the defendant's claim at the time his conviction became final would
have felt compelled by existing precedent to rule in his favor, a federal habeas court is barred
from doing so on collateral review. Id.
As of the date petitioner's conviction became final for Teague purposes (i.e., April 3,
2006), no federal court had ever extended the Supreme Court's holding in Atkins to bar the
execution of a capital murderer diagnosed with ADHD. While the holding in Atkins itself clearly
does fall within an exception to the rule in Teague for those who are mentally retarded, see, e.g.,
In re Sparks, 657 F.3d 259, 262 (5th Cir. 201 1)(citing numerous opinions holding Atkins
retroactive), extending the rule in Atkins to those persons such as petitioner who possess
exceptionally high intellectual abilities yet suffer from ADHD is precluded by the rule in Teague.
Such an extension would amount to adoption of a new rule of constitutional criminal procedure
which is not an option in the context of this federal habeas corpus proceeding. Teague v. Lane,
489 U.S. at 310, 109 S.Ct. at 1075.
Likewise, as of the date petitioner's conviction became final, no federal court had ever
extended the Supreme Court's holding in Roper to someone older than eighteen based upon a
diagnosis of ADHD or a finding of emotional immaturity. Once again, the holding in Roper is
entitled to retroactive application. In re Sparks, 657 F.3d at 262. However, extending the holding
in Roper to persons such as petitioner who were older than eighteen at the time of their capital
246
offense but who have been diagnosed as emotionally immature or with mental illnesses other
than mental retardation is precluded by the rule in Teague.
E.
Conclusions
Petitioner's fifteenth claim herein is foreclosed by the non-retroactivity principle
announced in
Teague.
The Texas Court of Criminal Appeals' rejections on the merits in the
course of petitioner's direct appeal and first state habeas corpus proceeding of petitioner's
arguments for the extension of the Supreme Court's holdings in Atkins and Roper to himself
were neither (1) contrary to, nor involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court of the United States, nor (2) based upon an
unreasonable determination of the facts in light of the evidence presented in the petitioner's trial,
direct appeal, and first state habeas corpus proceedings. Petitioner's fifteenth claim herein does
not warrant federal habeas corpus relief.
XI. Exclusion of Polygraph Test Results
A.
The Claim
In his seventh claim herein, petitioner argues his Sixth Amendment Confrontation Clause
rights were violated when the state trial court refused to permit petitioner's trial counsel to
introduce impeachment evidence showing prosecution witness David Page "flunked" a polygraph
examination.380
380SecondAmendedPetition, at pp. 259-61; Petitioner's Reply, at pp. 141-47.
Petitioner's Second Amended Petition also contains an unexhausted, procedurally defaulted, claim of ineffective
assistance buried in the text of his complaint about the state trial court's exclusion of testimony about Page's bad
polygraph test results: "Further, Young's Sixth Amendmentrightto the effective assistance of counsel was violated when
his trial counsel failed to cross examine Page on his statement that he knew what 'it' was when he was told that he had
not given investigators and attorneys complete details about what had happened or his direct involvement in the
247
B.
State Court Disposition
Petitioner's trial counsel proffered the expert testimony of a polygraph examiner who
testified during a hearing outside the jury's presence that Pag&s negative answers to a polygraph
test she administered on February 25, 2002 showed deception when she asked Page whether (1)
he had shot Doyle Douglas, (2) he shot Sam Petrey, and (3) he fired a bullet into either Douglas
or Petrey.381 The trial court denied petitioner's request to admit the polygraph examiner's
testimony.382
murders." Second Amended Petition, at p. 260.
Petitioner's conclusoryassertion of ineffective assistance is unaccompanied by any specific factual allegations
showing either (1) how cross examination of prosecution witness Page on this cryptically referenced subject by
petitioner's trial counsel would have resulted in evidence favorable to petitioner being presented to the jury or (2) how
cross examination ofPage on this subject might have impacted the outcome of either phase of petitioner's capital murder
trial. This Court has concluded a de novo review of this conclusory ineffective assistance claim and fmds it satisfies
neither prong of Stric/ciand analysis. Page was cross-examined extensive during petitioner's trial. Petitioner offers no
rational explanation for believing that, had his trial counsel asked Page any questions about what "it" was, the resulting
answers would have proven beneficial to petitioner. Likewise, there is absolutely no reasonable probability that, had
petitioner's trial counsel asked questions regarding what "it" was, the outcome of either phase of petitioner's trial would
have been different.
Petitioner's reply brief also contains numerous other legal arguments and citations to authority notcontained
in his Second Amended petition. Insofar as petitioner's reply brief contains legal arguments in support of petitioner's
seventh claim herein that were not included in petitioner's thirty-second claim on direct appeal, those legal arguments
are unexhausted and, at this point, procedurally defaulted. For example, petitioner cites the Supreme Court's opinion
,
, 130 S.Ct. 3259, 3263, 177 L.Ed.2d 1025 (2010)(reaffirmingthe longstandingrule
U.S.
in Sears v. Upton,
that reliable hearsay evidence relevant to a capital defendant's mitigation defense should not be excluded by rote
application of a state hearsay rule), and argues exclusion of his proffered testimony regarding Page's polygraph test
results violates the holding therein. However, the holding in Sears was premised on Eighth Amendmentprinciples never
mentioned or even alluded to in petitioner's thirty-second point of error on direct appeal. Petitioner proffered the
testimony of Page's polygraph examiner during the guilt-innocence phase of petitioner's capital murder trial and did not
seek to admit the same testimony during the punishment phase of trial. Thus, the holding inSears is inapposite to the
facts of petitioner's case and does not justify federal habeas relief for petitioner herein. Moreover, petitioner failed to
"fairly present" his Eighth Amendment legal arguments in support of his seventh claim herein to the state courts in the
course of his direct appeal or any of his multiple state habeas corpus proceedings and is precluded from doing so at this
juncture by the Texas writ-abuse statute.
381
S.F. Trial, Volume 27, testimony of Irma Rodriguez, at pp. 239-41.
3821d.,
atp. 243.
248
Petitioner presented a much more narrow version of his seventh claim herein as his thirtysecond point of error on direct appeal.383 The Texas Court of Criminal Appeals rejected this
claim on the merits as follows:
In his thirty-second point of error, appellant claims that the trial court erred in
sustaining the state's objection to appellant's attempt to impeach Page with the
results of a polygraph examination. "It has long been the rule in this State that the
results of a polygraph test are inadmissiblefor all purposes." Nethery v. State, 692
S.W.2d 686, 700 (Tex. Crim. App. 1985)(emphasis in original). The trial court's
ruling sustaining the state's objection and excluding the results of the polygraph
was proper. Appellant's thirty-second point of error is overruled.
Youngv. State, AP 74,643, 2005 WL 2374669, *10 (Tex. Crim. App. September 28, 2005).
C.
AEDPA Analysis
Petitioner cites no decisions by the United States Supreme Court, any decisions of any
other federal court, nor any other source of clearly established federal law, holding a criminal
defendant possesses a federal constitutional right (under either the Confrontation Clause or any
other federal constitutional provision) to impeach a prosecution witness at trial using said
witness' poor results on a polygraph examination. The Supreme Court has never held that the
Sixth Amendment's Confrontation Clause guarantees the right to impeach adverse witnesses
through the admission of extrinsic evidence, such as Page's polygraph test results. See Nevada v.
Jackson,
U.S.
,
,
133 S.Ct. 1990, 1994, 186 L.Ed.2d 62 (2013):
But this Court has never held that the Confrontation Clause entitles a criminal
defendant to introduce extrinsic evidence for impeachment purposes. See
Delaware v. Fensterer, 474 U.S. 15, 22, 106 S.Ct. 292, 88 L.Ed.2d 15 (1985) (
per curiam ) (observing that "the Confrontation Clause is generally satisfied when
Appellate Brief, at pp. 95-96. In contrast to the multi-faceted legal arguments petitioner presents to this
Court in his reply brief, petitioner's brief on direct appeal argued
249
the defense is given a full and fair opportunity to... expose [testimonial]
infinnities through cross-examination").
A federal court may grant habeas relief based on an erroneous state court evidentiary
ruling only if the ruling violates a specific federal constitutional right or is so egregious it renders
the petitioner's trial fundamentally unfair. Payne v. Tennessee, 501 U.S. at 825, 111 S.Ct. at
2608; Darden
v.
Wainwright, 477 U.S. at 179-83, 106 S.Ct. at 2470-72; Wood v. Quarterman,
503 F.3d 408, 414 (5th Cir. 2007), cert. denied, 552 U.S. 1314 (2008); Brown
F.3d 365, 376 (5th Cir. 2005), cert. denied, 546 U.S. 1217 (2006); Bigby
563 (5th Cir. 2005), cert. denied, 546 U.S. 900 (2005); Wilkerson
v.
v.
v.
Dretke, 419
Dretke, 402 F.3d 551,
Cain, 233 F.3d 886, 890 (5th
Cir. 2000).
Petitioner's trial counsel's cross-examination of David Page fills more than two hundred
pages in the transcript from petitioner's trial.384 Petitioner's trial counsel confronted Page with
the numerous inconsistencies between Page's trial testimony and Page's previous written
statements to law enforcement officers, repeatedly challenged Page on his assertions that
petitioner shot both Douglas and Petrey, and elicited admissions from Page that he (Page) had
attempted to mislead police regarding who shot Douglas at the creek.385 Petitioner's trial counsel
also obtained admissions from Page that he (Page) did not see exactly where the shots petitioner
fired inside Douglas' car struck Douglas' head, where the shot Mark Ray fired at the creek struck
Douglas' head, nor where the shots petitioner fired at the oil and gas pumping station struck
Petrey' s head. Given the length and breadth of petitioner's trial counsel's cross-examination of
S.F. Trial, Volume 27, testimony of David Lee Page, Jr., at pp. 6-73, 76-2 17, 224-35.
385
Id
250
prosecution witness David Page, the refusal of the state trial court to permit admission of the
testimony proffered by petitioner's trial counsel did not violate petitioner's rights under the
Confrontation Clause; nor did it render petitioner's trial fundamentally unfair.
D.
Conclusions
The Texas Court of Criminal Appeals' rejection on the merits during the course of
petitioner's direct appeal of petitioner's complaint about the trial court's exclusion of petitioner's
proffered expert testimony regarding Page's polygraph test results was neither (1) contrary to, nor
involved an unreasonable application of, clearly established Federal law, as determined by the
Supreme Court of the United States, nor (2) based upon an unreasonable determination of the
facts in light of the evidence presented in the petitioner's trial and direct appeal. Petitioner's
seventh claim herein does not warrant federal habeas corpus relief.
XII. Exclusion of Venire Member Roberts
A.
The Claim
In his eighth claim herein, petitioner argues the trial court erroneously excluded venire
member Danie Lynn Roberts during jury selection because she expressed some reservations
about the death
penalty.386
386SecondAmended Petition, at pp. 261-66; Petitioner'S Reply, at pp. 147-49.
In addition to his challenge to the state trial court's ruling on venire member Robert's qualifications as a juror
in a capital trial, petitioner also included an unexhausted, procedurally defaulted, ineffective assistance claim in his
eighth
claim herein. SecondAmended Petition, at p. 266. This ineffective assistance claim is legally and factually frivolous.
Petitioner complains that his prior counsel failed to "raise the bases for relief alleged in these claims." However,
petitioner's trial counsel did everythingnecessary to preserve for state appellate review petitioner's challenge to the state
trial court's ruling on the prosecution's challenge for cause to venire member Roberts. Furthermore, petitioner's state
appellate counsel included a point of error in petitioner's appellate brief challenging the state trial court's granting of
the prosecution's challenge for cause to veniremember Roberts on both state and federal grounds. Appellate Brief, at
pp. 95-96. The Texas Court of Criminal Appeals ruled on the merits of petitioner's challenge to the trial court's ruling
regarding venire member Roberts. Young v. State, 2005 WL 2374669, *5*6. Accordingly, each of thosecounsel did
251
B.
State Court Disposition
Petitioner presented the same complaint as his sixteenth point of error on direct appeal.387
The Texas Court of Criminal Appeals rejected this complaint on the merits as follows:
In his sixteenth point of error, appellant contends that the trial court erred
in granting the state's challenge for cause of prospective juror Danie Lynn
Roberts. We review the trial court's ruling under an abuse of discretion standard
and will not disturb the trial court's ruling if it is supported by the record. Herron
v. State, 86 S.W.3d 621, 629 (Tex.Crim.App.2002). "We examine the record as a
whole to determine whether there is support for the trial court's ruling, deferring to
the trial judge who was in a position to see and hear the venireperson." Id.
When asked about her feelings regarding the death penalty, Roberts
initially stated that she did not have anything against the death penalty, but was
unsure as to whether she had the right to decide if someone should live or die.
The prosecutor gave her several examples of cases in which the death penalty was
assessed and asked her if she agreed that the defendants in those cases deserved
the death penalty. In some instances she agreed; in others, she did not. She
indicated that in some cases the death penalty was "okay," but was reluctant to
"have that on [her] hands." When pressed further about rendering a death
sentence, she stated, "I don't think I could do it." However, she later stated, "If I
was on a jury that the facts really added up to where that person deserved to die,
then I could probably [assess the death penalty]."
During voir dire by defense counsel, Roberts was again asked whether she
could answer the questions in such a way that the death penalty would be assessed
and she stated, "I really-couldn't tell you." She added, "Until that moment arrives,
I couldn't say. I really couldn't." Finally, the trial judge asked Roberts the
following:
THE COURT: Ms. Roberts, let me ask you did I understand you to say
that you did not think you could envision any circumstance in which you could
exactly what was necessary to obtain state appellate and federal habeas review of the petitioner's complaint about that
trial court ruling. The reason petitioner's eighth claim herein does not entitled petitioner to federal habeas corpus relief
is because it lacks any arguable merit, not because of any deficiency in the performance of petitioner's state trial or
appellate counsel. Petitioner's state habeas counsel cannot reasonably be faulted for failing to re-represent a complaint
that had already been adjudicated on the merits in the course of petitioner's direct appeal. Thus, none of petitioner's
prior counsel were guilty of ineffective assistance in connection with the complaints voiced in petitioner's eighth claim
herein.
387
Appellate Brief, at pp.
64-65.
252
assess the death penalty or vote in such a way as the death penalty would be inflicted?
[ROBERTSI: Not right now.
The state challenged Roberts for cause. When granting the state's
challenge, the trial judge noted that Roberts initially vacillated in her responses,
ultimately stating that she could not assess the death penalty. The trial judge
noted on the record that he recognized her "hesitancy and demeanor" in evaluating
her ability to serve on the jury. Because the record reflects that Roberts was a
vacillating juror, the trial court did not abuse its discretion in granting the state's
challenge for cause. See Granados v. State, 85 S.W.3d 217, 232-33 (Tex. Crim.
App.2002). Appellant's sixteenth point of error is overruled.
Young
C.
v.
State,
2005 WL 2374669, at *5 ..*6.
AEDPA Analysis
Voir Dire Examination of Venire Member Roberts
During the voir dire examination of venire member Danie Lynn Roberts, the prosecution
elicited the following testimony, in pertinent part:
Q.
Okay. Share with us, then, what are your personal
beliefs and opinions about the death penalty.
A. Well, it's basically I just -- I don't have anything
against it, but I don't know if I have the right to say whether or not a person
should live or die.
Q.
So you don't have anything against it?
A. Uh-huh.
Q.
What kind of case do you think the death penalty might be appropriate?
A. There's not a particular thing. I mean, it's just -- it's not anything that I'd
say that I have a right to say.
Okay. Well, are you telling me that you don't think there's any case that
you feel like you ought to have to make that decision?
Q.
A. No, it's just I think it all depends on each individual. You know, I don't
know, unless I hear the evidence and everything like that along with it, then
there's not a
388
388
S.F. Trial, Volume 19, voir dire examination of Danie Lynn Roberts, at pp. 13-14,
253
The prosecution then asked about the Oklahoma City bombing case and Ms. Roberts
indicated, in her view, the death sentence imposed in that case had been appropriate.389 Ms.
Roberts then expressed the view that, in the racially-charged case of the Jasper, Texas men who
dragged a black man to death that imposing the death penalty in that case might be more
problematic: "I just think it would be more of punishment to just make them live the rest of their
life [sic] in jail than to be able to get it over with quickly and die."39°
The prosecution's voir dire examination then turned to the case of the sniper serial
shooting case from the District of Columbia area and continued, in pertinent part, as follows:
Q.
Okay. This Malvo case up in Virginia and Maryland, the sniper deal?
A. Uhhuh.
They're looking at the death penalty, potentially looking at the death penalty
in that case. Does that seem like that might be one that was appropriate to you for
the death penalty?
A. I don't know, I haven't heard much about it. I mean, I just heard little bits
Q.
and pieces.
-
Okay. All right. What do you have any other cases that come to your
mind that you think the death penalty is appropriate in those kind of cases?
Q.
A. The whole September 11th thing.
-
Okay. That would be a good one for you? Okay. Why don't you think
here's what I'm hearing you say. On the one hand you say I don't think I would
have the right, and on the other hand you're saying bit in these cases, it's okay.
How do you balance all that out?
Q.
A. I just think of it as long as I'm not the one deciding, then, because I don't
Q.
A.
Well, you will be the one deciding.
want something like that on my hands.
3891d.,atp. 14.
3901d.,atp. 15.
254
Q. Yeah. You will be the one deciding in this case. See the man sitting in the
white shirt?
Okay. To get on this jury, to serve on the jury, you have to swear to the
Court that in the right circumstance you will sentence him to death. He is like one
year younger than you are, maybe two years younger than you are, but this isn't
going to be like reading a book and deciding what to do. This is going to be you
looking in his eyes and sentencing him to death.
A. I don't think I could do it.
Q.
Well, that's what we're talking about in this case, okay?
A. Uh-huh.
Q.
I mean,
it's very heavy, okay? Can you even look him in the eyes?
A. No.
Okay. Are you telling me, then, that regardless of the fact situation, you're
not going to be able to serve on a jury, and regardless of the facts vote for the
death penalty.
Q.
A. Not looking in his eyes, I wouldn't.
Well, you're going to be up here looking in his eyes for two and a half
weeks, okay?
Q.
Well, you know, when you talk about the death penalty in -- the
philosophical part of it is one thing, okay, but really serving on a case where a
jury's going to make that decision would you agree with me is a whole different
deal?
A. I don't know.39'
The prosecution then discussed with Ms. Roberts several terms likely to be included in
the guilt-innocence phase and punishment phase jury instructions. After discussing those topics
and concluding with the third capital sentencing special issue, in general, the prosecution
returned to the issue of Ms. Robert's ability to vote to impose the death penalty:
Okay. Well, going back then to your personal beliefs about the death
penalty, do you ever think there's going to be a case that when you get down to
Special Issue No. 3 that you could ever see yourself voting for the death penalty?
Q.
id,
at pp. 15-17.
255
A. I really don't -- there's nothing that I can see in my head right now that I
could -- sitting on that jury, I don't think I could. I would rather go for life
imprisonment than the death penalty.
Okay. Well, here's the deal. To actually serve on a jury in Texas, you have
to be for the full range of punishment, okay? Remember a little bit ago we were
talking where you said in a murder case they're always going to have to go to
prison for killing somebody, even if they did it for, quote, or what they tried to
explain was the right reason, you know, that in your opinion, they would always
have to go to prison, ans to be a fair juror, you've got to be able to say well, I'll
look at all of it, you know, and that was true for murder and it's also true for
capital murder, you know. If you can't within yourself say "I can assure the court
that I can really look at this full range of punishment, life or death, and decide it
on the facts of the case rather than emotionally deciding it, okay, then you would
be great on some kind of other case like a drug case maybe or car burglary or
something like that, but not on a capital murder case, you following me?
Q.
A. Uh-huh.
Is that kind of where you are right now, that you just don't know that you
can really consider the death penalty in this kind of case?
A. Maybe after I heard all of the evidence and everything, but right now with
not knowing anything about it.
Q.
Q.
And we can't tel you anything about it.
A. Right.
Okay. So we have to go on your assurance now that you're open-minded
for the death penalty just like you could be open-minded for life. I take it life isn't
a problem for you?
Q.
A. Huh-uh
Okay. Well, and that's good. I got you halfway there, okay, but you also
have to be open-minded on the death -- for the death penalty considering that you
you know, you don't know anything about this case and we can't tell you, but
you have to assure us that even though you don't know anything about it, that you
can be open-minded for the death penalty, depending on what the facts are?
Q.
A. Depending on what the facts are.
Q. Yeah.
A. I could be open-minded about it depending on what the facts are.
Q.
Okay. But you don't favor the death penalty?
A. Uh-huh.
Can you envision some facts in which you could see yourself voting for the
death penalty?
Q.
A. The only thing that really comes to mind is if it was something along the
lines of the terrorism on September 11th, something along I mean, that's the
only specific example that I could give.
-
Q. Okay.
THE COURT: And you really don't have to give us specific examples,
but is there a case that where you could imagine that if you were on the jury, that
it would justify you voting for the death penalty.
VENIREPERSON: If I was on a jury that the facts really added up to
where the person deserved to die, then I could probably.
THE COURT: Okay.
Q. [By Mr. Schorre]
You could or you probably could?
A. I can't say for definite.
Q.
Okay.392
The trial judge then attempted to clarify Ms. Roberts' position on the same issue:
THE COURT: Do you think that and you see that the questions are
worded not where the jury says we sentence this person to death, but you answer
yes or no to those questions, but you know what the effect is going to be by the
answers.
VENIREPERSON: Yes.
-
THE COURT: See that? Do you think that there could be a case that
where a person commits capital murder that you could think the facts would be
bad enough for you to vote no on that third question, that is to say "I don't find
anything redeeming about this person, I don't find my mitigation evidence that
justifies sparing this person's life?" Could there be such a case?
VENIREPERSON: There could.
THE COURT: Okay. Well, Mr. Schorre's difficulty is that when you say
I probably could, in order to be a juror, you have to take an oath to say I will
follow the law and return a verdict according to the evidence.
VENIREPERSON: Uh-huh.
THE COURT: And that doesn't allow jurors the luxury of saying I
probably will do this, you have to say "yes, I will do this," so I'm going to let him
talk to you a little bit more. We do have to have a definite answer. Do you think
you could or you could not?
3921d, at pp. 24-27.
257
VENIREPERSON: If I was totally convinced, I could.
THE COURT: Okay. Mr. Schorre.
Q.
[By Mr. Schorre] Convinced
of what, I'm sorry?
A. That they did it, that they deserve
Q.
-
Okay.
A. That they deserve the death penalty, if I was totally convinced that they
deserve the death penalty.
Q. What would it take to convince you? I'm not looking for specific facts on a
case, but in general, okay, what would be the kind of thing that would convince
you that
A. I mean, if every single ounce of evidence pointed directly to that person, if
there was nothing that could kind of sway in any direction that, you know, this
wasn't for sure a person, if there was not any kind of evidence that could say this
person couldn't have done it because of this.
Q. Okay. No, no, okay. We've jumped. We've already convicted the guy,
okay? In my example I'm giving you, he's already been convicted, you're totally
convinced he did whatever the killing was that made it capital, you've already
decided when you listened to it he'd going to be dangerous and you've already
decided that he is morally responsible for the death or deaths, whatever the case
might be, and now we're on that Question Number 3, should his life be spared,
okay?
A. Uh-huh.
Q. What are the type
of things you're looking for then to make your decision?
A. It would just basically be based on the crime.
Q. On the crime?
A. Uh-huh.
Q.
Okay.393
After a lunch recess, Ms. Robert's voir dire examination continued with petitioner's trial
counsel asking the questions. After explaining the concept of reasonable doubt, discussing the
role of a juror, discussing several of the terms included in the Texas capital sentencing special
Id., at
pp. 28-30.
258
issues, and questioning Ms. Roberts about her ability to consider evidence of the petitioner's
background in mitigation, petitioner's trial counsel returned again to the issue at hand:
don't even pay you to do this except a couple bucks a day, and
most people don't volunteer, but to be on a jury, you don't have to tell the Judge,
"Well, I'm happy about the death penalty, I believe in it, it's the best thing in the
world," okay, because a jury can be made up with all people with all different
Q.
I fact, they
views. But the one thing everybody has to bear in common is when you raise your
hand, your right hand, and swear an oath that you will follow the law and render a
true verdict that you're telling the truth.
Now, as hard as this is, you can follow the law on the first phase of trial,
innocence or guilt, right?
A. Right.
On the second phase of the trial, you can answer the first question about
whether they'll probably be dangerous in the future, you can answer that based
upon the evidence, right?
Q.
A. Right.
You can answer the second one about did they deliberately take the life or
anticipate or intend a life would be taken, correct?
Q.
A. Right.
And now this in this situation, if you're in a capital murder case and you've
heard all the evidence, could you foresee a circumstance based upon the evidence
where you would sentence somebody to life in prison instead of the death penalty?
Q.
A. Yes.
Q. I thought I would ask you the easy one first. And although it may be a rare
thing for you, feeling how you feel about the value of human life, if you found
somebody guilty and you thought they were going to be dangerous and you
thought they not only intended I mean, they deliberately shot somebody or
stabbed them or killed them whatever way the murder occurred and there was
nothing in the evidence about the crime of the background of the person or
anything you heard that that person should live, in that rare case, could you give
the death penalty?
-
A. I really -- I couldn't tell you.
Q.
Okay.
A. Until that moment arrives, I couldn't say. I really couldn't.
Q. And of course, it's hard, there's no doubt I know you've talked about some
circumstances where you thought like Osama bin Laden killing, you know, 2,000
plus people, almost 3,000 people. Let me think of how to ask you this, because
259
what we need is people who can sat they don't have to like doing it, they have to
be able to say "Yes, I could consider it in the right case," no matter how rare that
could be.
Let me ask them one question.
Well, let me ask you this. I'm going to ask you the third -- we don't have any
problem with the first two questions. On the third question, could you honestly
answer that question yes or no based upon what you heard? I other words, could
you answer whether or not you thought there was some mitigating circumstance or
circumstances based upon the evidence?
A. Yes.
Okay. And in a situation like that, the law doesn't ever say you got to give
death. But it says you have to consider death as a possible punishment, and
consider once again means you have to honestly be able to consider it if the
evidence and the circumstances and the person and the crime are the kind that
warrant the death penalty in your view.
Q.
A. Uh-huh.
Q. Okay. And so thinking about that for a moment, can you -- and it may be
hard, you've probably never sat at home and said. "Boy, when could I give the
death penalty and when I couldn't?" But can you envision, if the evidence was
right, the facts were right and the Defendant, man or woman was just, you know,
evil, bad, had nothing good going for them, nothing good to commend them for
life at all, could you consider in the right circumstances death as a possible
punishment?
A. I can't envision anything, no.
Q.
Okay.
MR. CANTACUZENE: Thank you, ma'am.
MR. SCHORRE: I don't think I have any other questions.
THE COURT: Ms. Roberts, let me ask you did I understand you to say
that you did not think you could envision any circumstances in which you could
assess the death penalty or vote in such a way as the death penalty would be
inflicted?
VENIREPERSON: Not right now.
THE COURT: Any other questions?
MR. SCHORRE: I have none.
MR. CANTACUZENE:
No.394
3941d, at pp. 56-60.
260
After the trial judge excused Ms. Roberts, the prosecution
challenged for cause.395 Petitioner's trial counsel the argued Ms. Roberts had indicated a
willingness to answer the Texas capital sentencing special issues based upon the evidence and to
follow the law.396 The trial judge then ruled as follows:
THE COURT: When the question by Mr. Schorre, my notes reflect that
she could think of cases that were death worthy, but when she was asked whether
or not she could consider it, she was very hesitant, we have her the noon hour to
think it over, and only the defense asked her questions when came back, and even
with the leading questions by Mr. Cantacuzene, said she could not commit to
saying no, the Court noticed her demeanor and her hesitancy, and when asked by
the Court finally if she could ever consider envisioning assessing the death penalty
or voting in favor of the death penalty in any case, she said no, she could not.
State's challenge is granted. Court's satisfied that she's not qualified to serve.397
Clearly Established Federal Law
2.
The standard for determining the constitutional fitness of a capital sentencing juror is set
forth in a series of Supreme Court opinions dating back several decades:
In Witherspoon v. Illinois, 391 U.S. 510, 521-23, 88 S.Ct. 1770, 1776-77,
20 L.Ed.2d 776 (1968), the Supreme Court held that prospective jurors may not be
excused from sitting on a capital jury simply because they voiced general
objections to the death penalty or expressed conscientious or religious scruples
against its infliction. Rather, the Supreme Court held as follows:
The most that can be demanded of a venireman in this regard is
that he be willing to consider all of the penalties provided by state
law, and that he not be irrevocably committed, before the trial has
begun, to vote against the penalty regardless of the facts and
circumstances that might emerge in the course of the proceedings.
Witherspoon v. Illinois, 391 U.S. at 522 n.21, 88 S.Ct. at 1777 n.21.
In Adams v. Texas, 448 U.S. 38, 100 S.Ct. 2521, 65 L.Ed.2d 581 (1980),
the Supreme Court emphasized the limitations Witherspoon imposed on the
Id,
396j
at p. 60.
atpp. 61-62.
3971d., at pp.
62-63.
261
ability of the State to exclude members of ajury venire from service on a petit
capital jury and directly addressed jury selection in Texas capital murder trials:
a juror may not be challenged for cause based on his views about
capital punishment unless those views would prevent or
substantially impair the performance of his duties as a juror in
accordance with his instructions and his oath. The State may
insist, however, that jurors will consider and decide the facts
impartially and conscientiously apply the law as charged by the
court.
Adams v. Texas, 448 U.S. at 45, 100 S.Ct. at 2526.
In Adams, the Supreme Court further discussed the many practical
consequences of its Witherspoon holding:
If the juror is to obey his oath and follow the law of Texas,
he must be willing not only to accept that in certain circumstances
death is an acceptable penalty but also to answer the statutory
questions without conscious distortion or bias. The State does not
violate the Witherspoon doctrine when it excludes prospective
jurors who are unable or unwilling to address the penalty questions
with this degree of impartiality. * * *
[A] Texas jurofs views about the death penalty might
influence the manner in which he performs his role but without
exceeding the 'guided jury discretion" permitted him under Texas
law. In such circumstances, he could not be excluded consistently
with Witherspoon.
The State could, consistently with Witherspoon, use §
12.31(b) to exclude prospective jurors whose views on capital
punishment are such as to make them unable to follow the law or
obey their oaths. But the use of 12.3 1(b) to exclude jurors on
broader grounds based on their opinions concerning the death
penalty is impermissible. * * *
[N]either nervousness, emotional involvement, nor inability
to deny or confirm any effect whatsoever is equivalent to an
unwillingness or an inability on the part of the jurors to follow the
court's instructions and obey their oaths, regardless of their feelings
about the death penalty. * * * Nor in our view would the
Constitution permit the exclusion ofjurors from the penalty phase
of a Texas murder trial if they aver that they will honestly find the
facts and answer the questions in the affirmative if they are
convinced beyond a reasonable doubt, but not otherwise, yet who
frankly concede that the prospects of the death penalty may affect
what their honest judgment of the facts will be or what they may
deem to be a reasonable doubt. * * * [T}he State may bar from jury
service those whose beliefs about capital punishment would lead
them to ignore the law or violate their oaths.
262
Adams v. Texas, 448 U.S. at 46-50, 100 S.Ct. at 2527-29 (citations omitted).
In Wainwright v. Witt, 469 U.S. 412, 105 S.Ct. 844, 83 L.Ed.2d 841
(1985), the Supreme Court further clarified its holdings in Witherspoon and
Adams, holding that the proper inquiry when faced with a venire member who
expresses personal, conscientious, or religious views on capital punishment is
"whether the juror's views would prevent or substantially impair the performance
of his duties as a juror in accordance with his instructions and his oath."
Wainwright v. Witt, 469 U.S. at 424, 105 S.Ct. at 852. In Wainwright v. Witt, the
Supreme Court also emphasized that considerable deference is to be given the trial
court's first-hand evaluation of the potential juror's demeanor and that no
particular magical incantation or word choice need necessarily be followed in
interrogating the potential juror in this regard. Id., 469 U.S. at 430-35, 105 S.Ct. at
855-58.
More recently, in Uttecht v. Brown, 551 U.S. 1, 127 S.Ct. 2218, 167
L.Ed.2d 1014 (2007), the Supreme Court reviewed its Witherspoon-Witt line of
opinions and identified the following "principles of relevance":
First, a criminal defendant has the right to an impartial jury drawn
from a venire that has not been tilted in favor of capital punishment
by selective prosecutorial challenges for cause. Second, the State
has a strong interest in having jurors who are able to apply capital
punishment within the framework state law prescribes. Third, to
balance these interests, a juror who is substantially impaired in his
or her ability to impose the death penalty under the state-law
framework can be excused for cause; but if the juror is not
substantially impaired, removal for cause is impermissible. Fourth,
in determining whether the removal of a potential juror would
vindicate the State's interest without violating the defendant's
right, the trial court makes a judgment based in part on the
demeanor of the juror, a judgment owed deference by reviewing
courts.
Uttecht v. Brown, 551 U.S. at 9, 127 S.Ct. at 2224 (citations omitted).
The Supreme Court emphasized the critical inquiry for Witherspoon-Witt
purposes is not whether a state appellate court properly reviewed the propriety of
the exclusion but, rather, whether the trial court correctly applied the appropriate
federal constitutional standard. Uttecht v. Brown, 551 U.S. at 16-17, 127 S.Ct. at
2228. Finally, the Supreme Court admonished reviewing courts to defer to the
trial court's resolution of questions of bias arising from a potential juror's
conflicting voir dire answers because the trial court had the opportunity to observe
the demeanor of the potential juror. Uttecht v. Brown, 551 U.S. at 20, 127 S.Ct. at
2230 ("where, as here there is a lengthy questioning of a prospective juror and the
trial court has supervised a diligent and thoughtful voir dire, the trial court has
broad discretion."). "Courts reviewing claims of Witherspoon-Witt error,
however, especially federal courts considering habeas petitions, owe deference to
the trial court, which is in a superior position to determine the demeanor and
263
qualifications of a potential juror." Uttecht v. Brown, 551 U.S. at 22, 127 S.Ct. at
2231.
Bartee
v.
3.
Quarterman, 574 F.Supp.2d at 662-64.
Synthesis
Having independently reviewed the entirety of the voir dire examination of venire
member Roberts, this Court finds venire member Roberts constituted the quintessential
vacillating juror when it came to her willingness to state whether she could ever answer the
Texas capital sentencing special issues in a manner that resulted in the imposition of the death
penalty. As such, Ms. Roberts was properly subject to challenge for cause. Beazley v. Johnson,
242 F.3d 249, 261-62 (5th Cir.)(holding a state trial court's ruling regarding a venire member's
bias under the Witherspoon test is a factual finding subject to a presumption of correctness on
collateral review), cert. denied, 534 U.S. 945 (2001). In fact, this Court concludes Ms. Robert's
voir dire answers were more than merely equivocating; like the venire member at issue in
Feldman v. Thaler, 695 F.3d 372, 387 (5th Cir. 2012), cert. denied,
U.S.
,
133 S.Ct.
1584, 185 L.Ed.2d 585 (2013), Ms. Roberts' voir dire examination concluded with assertions
strongly suggesting she was likely incapable of imposing the death penalty. Ms. Roberts' voir
dire answers, even when examined on the dry record now before this Court, firmly establish her
ability to impose the death penalty was substantially impaired. The Texas Court of Criminal
Appeals' rejection of petitioner's Witherspoon claim on the merits was plainly reasonable.
Furthermore, the state trial judge had the opportunity to examine venire member Roberts'
demeanor during her voir dire examination and commented upon same when he issued his ruling.
See Uttecht v. Brown, 551 U.S. at 22, 127 S.Ct. at 2231 (emphasizing the deference owed to trial
judges' decisions regarding potential disqualifying juror bias based upon their first-hand
264
examination of venire members' demeanor during voir dire). The state trial court's conclusion
that venire member Roberts lacked the proper qualifications to serve as a juror in a capital trial
was eminently reasonable and fully supported by Ms. Roberts' voir dire answers quoted at length
above.398
The state trial court reasonably found as a factual matter that venire member Roberts
could not fulfill the constitutional duties of a capital juror to consider the evidence and render a
verdict based upon the evidence and the trial court's instructions. This Court's review of venire
member Roberts' voir dire examination leads this Court to conclude the state trial court's factual
finding was eminently reasonable in light of the evidence before that court.
D.
Conclusions
The Texas Court of Criminal Appeals' rejection on the merits during the course of
petitioner's direct appeal of the arguments contained in petitioner's eighth claim for relief herein
was neither (1) contrary to, nor involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court of the United States, nor (2) based upon an
unreasonable determination of the facts in light of the evidence presented in the petitioner's trial
and direct appeal. Petitioner's eighth claim herein does not warrant federal habeas corpus relief.
XIII. Over-breadth of Texas Murder-WithinKidnaping Statute
A.
The Claim
In his ninth claim herein, petitioner argues the Texas capital murder statute is
unconstitutional insofar as it incorporates the Texas Penal Code's statutory definition of
See notes 3 88-97, supra, and accompanying
text.
265
kidnaping, which petitioner argues is so over-broad as to permit a finding of capital murder
within a kidnaping in virtually every murder case.399
B.
State Court Disposition
Petitioner presented this same federal constitutional argument as his fifteenth point of
error on direct
appeal.40°
The Texas Court of Criminal Appeals rejected same on the merits:
In his fifteenth point of error, appellant claims that Texas Penal Code §
1 9.03(a)(2) is unconstitutional because it fails to narrow the class of offenses for
which the death penalty may be sought. He argues that kidnapping [sic] should
not be included in this section because "[v]irtually every murder involves some
restraint of the victim's movements and every murder by definition involves using
deadly force." We have previously rejected this claim. Rayford, 125 S.W.3d at
524-25. Appellant's fifteenth point of error is overruled.
Young v.
State,
2005 WL 2374669, at
* 9.
SecondAmended Petition, at pp. 266-70; Petitioner's Reply, at pp. 149-54.
In addition to his challenge to the statutory over-breadth of the Texas capital murder statute's murder-withinkidnaping provision, petitioner asserts an unexhausted, procedurally defaulted ineffective assistance claim complaining
that "all prior counsel provided ineffective assistance of counsel for failure to raise the bases for relief alleged in these
claims." SecondAmendedPetition, at p. 270. As was also true with regard to petitioner's eighth claim herein, however
(see note 386, supra), petitioner's trial counsel did everything necessary to preserve for state appellate review (and
potentially federal habeas review) the merits of petitioner's over-breadth challenge to the Texas capital statute's murderwithin-kidnapingprovision. Furthermore, petitioner's state appellate counsel presented a point of error on direct appeal
challenging the same federal constitutional challenge raised by petitioner in his ninth claim herein as point oferror fifteen
in petitioner's direct appeal. Appellate brief, at pp. 6 1-63. The Texas Court of Criminal Appeals rejected this claim on
the merits. Young v. State, 2005 WL 2374669, at *9 Thus, petitioner's trial and state appellate counsel did everything
necessary to preserve petitioner's federal constitutional challenge to the Texas capital murder statute's murder-withinkidnaping provision. They failed to nothing necessary to preserve petitioner's federal constitutional complaint for state
appellate and federal habeas review. Likewise, petitioner's state habeas counsel cannot reasonably be faulted for failing
tore-present a claim that had been fully litigated during petitioner's state direct appeal. Neither petitioner's trial counsel,
state appellate counsel, nor state habeas counsel rendered ineffective assistance with regard to petitioner's ninth claim
herein. Petitioner's arguments to the contrary and legally and factually frivolous.
Appellate Brief, at pp. 61-63.
C.
AEDPA Analysis
The factually faulty premise underlying petitioner's ninth claim herein is that "[e]very
murder offense involves to some degree restraint or abduction."401 The short answer to this
assertion is that neither the assassinations of President John F. Kennedy, Dr. Martin Luther King,
Jr. , or Robert F. Kennedy, to name a few infamous murders, nor the attempted assassination of
President Ronald Reagan involved any use of, or attempted, restraint or abduction as those terms
are understood under Texas law. Nor, for that matter, do the often gang-related, fatal, drive-by
shootings that plague the residents of many communities in this nation typically involve
"restraint" or "abduction" as those terms are reasonably understood under applicable Texas law.
There is no legal or evidentiary support in the record before this Court for the premise underlying
petitioner's ninth claim herein, i.e., petitioner's contention that "virtually every murder involves
some degree of restraint or abduction."
Section 1 9.03(a)(2) of the Texas Penal Code defines capital murder, in pertinent part, as
including murders in which a person "intentionally commits the murder in the course of
committing or attempting to commit kidnaping...." Section 20.03 (a) of the Texas Penal Code
provides "[a} person commits an offense if he intentionally or knowingly abducts another
person." Section 20.0 1(2) of the Texas Penal Code defines "abduct" as "to restrain a person with
intent to prevent his liberation" by either secreting or holding him in a place where he is not
likely to be found or using or threatening to use deadly force. Section 20.0 1(1) of the Texas
Penal Code defines "restrain" as "to restrict a person's movements without consent so as to
401
Second Amended Petition, at p. 268.
Petitioner's federal habeas pleadings borrow this statement from petitioner's appellate brief. Not surprisingly,
petitioner has never cited any authority to support of this proposition.
267
interfere substantially with the person's liberty, by moving the person from one place to another
or by confining the person." Section 20.01(1) further provides, in part, that "restraint" is
"without consent" if it is accomplished by either "force, intimidation, or deception." Thus, the
offenses of kidnaping and capital murder arising from an intentional murder committed during
the course of a kidnaping or attempted kidnaping are clearly and specifically defined by
applicable Texas statutes.
The fact the Texas Court of Criminal Appeals has (1) instructed Texas juries to examine
all of the evidence surrounding an alleged kidnaping to determine whether the essential elements
of that offense have been satisfied and (2) refused to adopt mandatory minimum duration or
distance requirements as essential elements of the Texas kidnaping statute does not render the
foregoing statutory definitions any less clear or unambiguous. See Reyes v. State, 84 S.W.3d 633,
637 (Tex. Crim. App. 2002)(holding a fact-finder should look at all the circumstances
surrounding an offense to determine whether it meets the statutory definition of kidnaping);
Hines v. State, 75 S.W.3d 444, 447-48 (Tex. Crim. App. 2002)(holding the Texas kidnaping
statute does not require the State to prove a defendant moved his victim a specific distance or
that the defendant held his victim a specific length of time before he can be found guilty of
kidnaping). Nor does it render the definition of capital murder involved in one of the theories of
capital murder in petitioner's case, i.e., intentional murder occurring during Petrey's kidnaping,
any less narrow for Eighth Amendment purposes.
In his reply brief, petitioner attacks the reasoning of the Texas Court of Criminal
Appeals' opinion rejecting petitioner's fifteenth point of error on direct appeal.402 The quality of
402
Petitioner's Reply, at pp. 15 1-52.
the state appellate court's opinion is not, however, determinative of petitioner's ninth claim
herein. Under the AEDPA, this Court reviews the holding of the state court, not the quality of
the reasoning or legal analysis contained in its opinion. See Maldonado
v.
Thaler, 625 F.3d at
239 (federal habeas review of a state court's adjudication involves review only of a state court's
decision, not the written opinion explaining the decision); St. Aubin v. Quarterman, 470 F.3d at
1100 (holding Section 2254(d) permits a federal habeas court to review only a state court's
decision and not the written opinion explaining that decision); Amador v. Quarterman, 458 F.3d
at 410 (holding the same); Pondexter v. Dretke, 346 F.3d at 148 (holding the precise question
before a federal habeas court in reviewing a state court's rejection on the merits of an ineffective.
assistance claim is whether the state court's ultimate conclusion was objectively reasonable);
Anderson v. Johnson, 338 F.3d at 390 (holding a federal habeas court reviews only a state court's
decision and not the opinion explaining that decision); Neal v. Puckett, 286 F.3d at 246 (holding
a federal court is authorized by §2254(d) to review oniy a state court's decision and not the
written opinion explaining that decision).
Petitioner is correct that the Supreme Court has emphasized the need for state statutory
capital murder schemes to clearly define the offenses to which the death penalty may attach. See,
e.g., Arave v. Creech, 507 U.S. 463, 470-71, 113 S.Ct. 1534, 1540-41, 123 L.Ed.2d 188
(1 993)(holding (1) a state must "suitably direct and limit the sentencing
entity's discretion so as
to minimize the risk of wholly arbitrary and capricious action," (2) the state must channel the
sentencing entity's discretion by clear and objective standards that provide specific and detailed
guidance and make rationally reviewable the process for imposing a sentence of death, and (3)
the federal court must determine whether the statutory language defining the circumstance,
269
viewed in light of any limiting construction, is itself too vague to provide any guidance to the
sentencing entity); Lewis v. Jeffers, 497 U.S. 764, 774-76, 110 S.Ct. 3092,3099-3100, 111
L.Ed.2d 606 (1990) (holding a state's definitions of its aggravating circumstances play a
significant role in channeling the sentencing entity's discretion); Zant v. Stephens. 462 U.S. 862,
877, 103 S.Ct. 2733, 2742, 77 L.Ed.2d 236 (1983)(holding an aggravating circumstance must
genuinely narrow the class of persons eligible for the death penalty and must reasonably justify
the imposition of a more severe sentence on the defendant compared to others found guilty of
murder).
The Supreme Court's holdings in the foregoing cases and others shed great light on the
types of statutory terms employed to define capital murder that will pass constitutional murder
under Eighth Amendment analysis. InArave
v.
Creech, for example, the Supreme Court upheld
as constitutional aggravating factors that included "utter disregard for human life" and "cold-
blooded, pitiless slayer." A rave
v.
Creech, 507 U.S. at 471-75, 113 S .Ct. at 1541-43. In Lewis v.
Jeffers, the Supreme Court upheld against constitutional challenge an Arizona aggravating
circumstance which asked the sentencing entity to determine of the defendant's offense was
"especially heinous...or depraved." Lewis
v.
Jeffers, 497 U.S. at 774-78, 110 S.Ct. at 3099-3 101.
In Gregg v. Georgia, 428 U.S. 153, 96 S.Ct. 2909, 49 L.Ed.2d 859 (1976), the Supreme Court
upheld against a facial constitutional challenge an aggravating factor which permitted the
imposition of the death penalty if the murder was "outrageously or wantonly vile, horrible or
inhuman in that it involved torture, depravity of mind, or an aggravated battery." Gregg v.
Georgia, 428 U.S. at 201-03, 96 S.Ct. at 2938-39. In Profitt v. Florida, 428 U.S. 242, 96 S.Ct.
2960, 49 L.Ed.2d 913 (1976), a Supreme Court plurality upheld statutory aggravating factors that
270
permitted imposition of the death penalty if the murder was either "especially heinous, atrocious,
or cruel" or "the defendant knowingly created a great risk of death to many persons." ProJItt v.
Florida, 428 U.S. at 255-56, 96 S.Ct. at 2968.
In contrast to the many, much less precise, terms the Supreme Court has upheld as
constitutional in A rave v. Creech, supra, and Lewis v. Jeffers, supra, the Texas capital murder
statute's statutory definition of capital murder as intentional murder committed in the course of
committing or attempting to commit the offense of kidnaping (as narrowly defined by Texas
statute) is a fount of precision and exactitude, lacking any of the defects the Supreme Court
found determinative in Godfrey v. Georgia, 446 U.S. 420, 428-33, 100 S.Ct. 1759, 1765-67, 64
L.Ed.2d 398 (1980)(p1urality opinion striking down as vague and over-broad an aggravating
factor which permitted the death penalty when the jury found the murder was "outrageously or
wantonly vile, horrible or inhuman").
The same day it rendered its decisions in Gregg and Profitt, the United States Supreme
Court upheld the Texas capital sentencing scheme in Jurek v. Texas, holding in part that the
Texas Penal Code's statutory definition of capital murder narrowed the category of persons
eligible to receive the death penalty sufficiently to withstand Eighth Amendment scrutiny. See
Jurek v. Texas, 428 U.S. at 273-76, 96 S.Ct. at 2957-58 (holding the Texas statutory definition of
capital murder essentially requires at least one aggravating circumstance exist in a murder case
before the defendant was eligible for the death penalty and recognizing, at least implicitly, the
statutory inclusion of murder-within-kidnaping as such a constitutionally sufficient narrowing
factor).
271
InSantellan v. Cockrell, 271 F.3d 190 (5th Cir. 2001), cert, denied, 535 U.S. 982 (2002),
the Fifth Circuit rejected the same argument raised by petitioner in his ninth claim herein, i.e., the
argument that the Texas capital murder statute failed to adequately narrow the class of persons
death-eligible in the case of a defendant charged with a capital murder committed in the course of
an attempted kidnaping:
Santellan alternatively argues that, as applied in this case, the Texas capital
punishment statute is unconstitutional for vagueness and because it does not
sufficiently narrow the class of death-eligible defendants. These arguments are
meritless. Attempted kidnapping is a statutory aggravating factor that elevates
Santellan's crime above the offense of ordinary murder and narrows the class of
crimes to which the death penalty may attach. See Tex. Penal Code § 19.03; Jurek
v. Texas, 428 U.S. 262, 268-72, 96 S.Ct. 2950, 2954-56, 49 L.Ed.2d 929 (1976);
Lowenfieldv. Phelps, 484 U.S. 231 at 243-46, 108 S.Ct. 546, 554-55, 98 L.Ed.2d
568 (1988). The offense of attempted kidnapping [sic]requires both specific
intent and more than mere preparation to "restrain" the victim. Santellan's
argument ignores the evidence of specific intent to kidnap and the evidence of
attempted intimidation and restraint by means of deadly force. As the State
observes, not only could a reasonable jury infer both specific intent and the
requisite amount of pre-murder restraint, but the evidence of Santellan's specific
intent to kidnap Garza distinguishes his case from ordinary murders. It is thus
incorrect to assert, as Santellan does, that his capital murder conviction threatens
to transform every murder into a death-eligible crime.
Santellan v. Cockrell, 271 F.3d at 196 n.5.
Petitioner's efforts in his reply brief to distinguish the Fifth Circuit's holding in Sante/lan from
his own case are unpersuasive.
The evidence at trial showed (1) petitioner approached Petrey's vehicle and forced Petrey
to surrender control of his pickup truck at gun point, (2) petitioner and Page drove Petrey from
Brookshire to Midland, Texas, stopping several times along the way to have Petrey make
purchases for their benefit, including purchases of new clothing for petitioner and an attempted
purchase of an assault rifle for petitioner, and (3) petitioner and Page drove Petrey to an isolated
272
location where petitioner twice shot Petrey in the head at relatively close range and explained
later to Page that he had killed Petrey because Petrey knew their names.403 Thus, there was ample
evidence in the record to show petitioner abducted Petrey at gunpoint and, with Page's
assistance, transported Petrey more than a hundred miles across the State before killing Petrey in
an isolated location. Petitioner's kidnaping and murder of Petrey distinguished his offense from
other murders in several significant ways, including petitioner's abduction of Petrey at gunpoint,
petitioner's subsequent substantial interference with Petrey' s liberty, and petitioner's use of
threats and intimidation to retain control over Petrey. Petitioner has no rational basis to complain
that he was charged with Petrey's capital murder based upon petitioner having murdered Petrey
while in the course of kidnaping Petrey.
D.
Conclusions
The Texas Court of Criminal Appeals' rejection on the merits in the course of petitioner's
direct appeal of petitioner's federal constitutional complaint about the alleged over-breadth of the
Texas capital murder statute's "murder-within-kidnaping" provision was neither (1) contrary to,
nor involved an unreasonable application of, clearly established Federal law, as determined by
the Supreme Court of the United States, nor (2) based upon an unreasonable determination of the
facts in light of the evidence presented in the petitioner's trial and direct appeal. Petitioner's
ninth claim herein does not warrant federal habeas corpus relief.
403
S.F. Trial, Volume 26, testimony of David Lee Page, Jr., at pp. 201-48.
273
XIV. Supplemental Punishment Phase Jury Instruction
A.
The Claim
In his thirteenth claim herein, petitioner argues the state trial court's supplemental jury
instruction issued in response to a jury note inquiring about the second capital sentencing special
issue violated his constitutional rights by directing the jury to answer that special issue
affirmatively.404
B.
State Court Disposition
As was explained at length in Section I.D.6. above, during deliberations at the
punishment phase of petitioner's capital murder trial, the jury sent out a note which read as
follows: "Regarding Issue Number 2 cause of death of deceased individuals. Question: Do you
have to believe both or at least one?"405 The trial judge crafted a written reply which read as
follows:
"Members of the jury. Paragraph 1 of the indictment charged capital murder by
the death of two individuals pursuant to the same scheme or course of conduct.
Paragraph 2 of the indictment charged capital murder by the death of an individual
during the course of kidnaping and robbery. If your consideration of Issue
Number 2 on punishment is as to Paragraph 1 of the indictment, the death of two
individuals is required to be found by the jury. If your consideration is as to the
second paragraph of the indictment, the death of an individual, Samuel Petrey, is
required."406
Petitioner's trial counsel voiced several objections to the trial judge's supplemental instructions,
specifically (1) complaining the supplemental instruction effectively lessened the State's burden
of proof on the second special issue, (2) invoking a variety of state and federal constitutional
404
SecondAmended Petition, at pp. 28 1-87; Petitioner's Reply, at pp. 158-67.
S.F. Trial, Volume 36,
atp. 135.
406
274
provisions, (3) arguing the supplemental instruction eliminated the requirement that the State
carry the burden of proof on the second special issue beyond a reasonable doubt, and (4) arguing
the correct response to the jury's note would be a directive that the jury had to find beyond a
reasonable doubt that petitioner was responsible for the death of both individuals.407 The trial
judge overruled petitioner's objections and gave the instruction quoted above.408
In his first four points of error on direct appeal, petitioner argued the trial court's note to
the jury (1) improperly coerced the jury to answer the second special issue affirmatively, (2)
allowed the jury to answer the second special issue affirmatively without rendering a unanimous
verdict, (3) constituted an impermissible comment on the weight of the evidence, and (4)
prevented the jury from considering unspecified mitigating evidence showing the petitioner had
not intended to kill both
men.409
The Texas Court of Criminal Appeals ruled as follows:
In points of error one through four, appellant challenges the trial courts
submission of a supplementary instruction to the jury at the punishment phase of
trial. During their deliberations, the jurors sent a note to the trial judge asking
whether, with regard to the anti-parties issue, they were required to find that
appellant committed both murders in this case or only one.'3 The trial court sent
a written instruction to the jurors explaining that the first paragraph of the
indictment alleged the murders of two victims pursuant to the same scheme or
course of conduct, while the second paragraph alleged the murder of one victim
committed during the course of committing kidnapping and robbery. The trial
court continued,
FN3. The note said, "Do you have to believe both or at least one?"
If your consideration of Issue No. 2 on punishment is as to Paragraph 1
of the indictment, the death of two individuals is required to be found by the
jury. If your consideration is as to the second paragraph of the indictment, the
death of an individual, Samuel Petrey, is required. Appellant objected to this
4071d at pp. 136-37.
4081d,atp.
409
137.
Appellate Brief, at pp. 22-25.
275
instruction on the grounds that it lessened the state's burden of proof, that it
violated his Sixth Amendment right to a fair trial, that it violated his Fifth and
Fourteenth Amendment rights to due process, and that it violated his Eighth
Amendment rights because the jury was required to find appellant was
responsible for the death of two individuals. On appeal, appellant claims that
the instruction improperly coerced the jury to answer the second special issue
in the affirmative, that the instruction allowed the jury to answer the second
special issue in the affirmative without requiring all twelve jurors to answer
"yes," that the instruction was an improper comment on the weight of the
evidence, and that the instruction prevented the jury from "considering
circumstances of the offense favorable to appellant that might have been
considered mitigating evidence." Because appellant's objections at trial do not
comport with the claims he now raises, he has failed to preserve those claims
for appeal. Tex.R.App. P. 33.1. Appellant's first, second, third, and fourth
points of error are overruled.
State, 2005 WL 2374669, at *7
Young
v.
C.
Procedural Default
Respondent correctly points out the Texas Court of Criminal Appeals' ruling that
petitioner failed to comply with the Texas contemporaneous objection rule and, thereby,
failed to properly preserve the multi-faceted arguments contained in petitioner's first four
points of error on direct appeal, bars this Court's federal habeas review of those same claims
as asserted in petitioner's thirteenth claim herein.
See Turner
v.
Quarterman, 481 F.3d 292,
301 (5th Cir.)(holding the Texas contemporaneous objection rule is regularly applied in the
vast majority of similar cases and is an adequate procedural bar to federal habeas review),
cert.
denied,
551 U.S. 1193(2007); Rowell v.
Dretke,
398 F.3d 370, 374-75 (5th
Cir.)(holding a state court's express finding that the petitioner failed to comply with the
Texas contemporaneous objection rule foreclosed federal habeas review of a challenge to the
defendant's punishment phase jury charge)cert. denied, 546 U.S. 848 (2005); Cotton v.
Cockrell,
343 F.3d 746, 754 (5th Cir. 2003)(holding the Texas contemporaneous objection
276
rule is an adequate and independent state ground that procedurally bars federal habeas
review), cert, denied, 540 U.S. 1186 (2004). Petitioner's failure to raise timely objection
before the state trial court asserting the specific federal constitutional claims he now includes
in his thirteenth claim herein resulted in a procedural default on those claims. See Scheanette
v.
Quarterman, 482 F.3d 815, 823-24 (5th Cir. 2007)(holding failure to present same Sixth
and Fourteenth Amendment claims in state court (on direct appeal) as petitioner raised in
federal habeas corpus proceeding constituted procedural default on same even though
petitioner had raised related Eighth Amendment claims attacking his punishment phase jury
charge), stay denied, 555 U.S. 1160 (2009).
D.
Alternatively, No Merit on De Novo Review
Because no state court has ever addressed the merits of the petitioner's thirteenth
claim herein, this Court's review of this claim is necessarily de novo. See Porter v.
McCollum, 558 U.S. at 39, 130 S.Ct. at 452 (holding de novo review of the allegedly
deficient performance of petitioner's trial counsel was necessary because the state courts had
failed to address this prong of Strickland analysis); Rompilla
v.
Beard, 545 U.S. at 390, 125
S.Ct. at 2467 (holding de novo review of the prejudice prong of Strickland was required
where the state courts rested rejection of an ineffective assistance claim on the deficient
performance prong and never addressed the issue of prejudice).
Eighth Amendment Arguments
Insofar as petitioner argues in his thirteenth claim herein that the trial court's
supplemental jury instruction somehow prevented petitioner's jury from giving effect to any
277
of the mitigating evidence petitioner presented during the trial, that complaint is legally and
factually frivolous. The petitioner's jury charge, in pertinent part, directed petitioner's jury to
consider "all evidence admitted at the guilt or innocence stage and the punishment stage,
including evidence of the defendant's background or character or circumstances of the
offense that militate for or mitigate against the imposition of the death penalty."41°
As was explained above, the proper Eighth Amendment standard for reviewing the
sufficiency of punishment phase jury instructions is found inBoyde
v.
California, 494 U.S. at
380, 110 S.Ct. at 1198 ("the proper inquiry in such a case is whether there is a reasonable
likelihood that the jury has applied the challenged instruction in a way that prevents the
consideration of constitutionally relevant evidence"). See Ayers v. Belmontes, 549 U.S. 7, 1416, 127 S.Ct. 469, 474-75, 166 L.Ed.2d 334 (2006)(applying the familiar Boyde standard and
holding an instruction directing the capital sentencing jury to consider any other circumstance
that might excuse the crime sufficiently broad to permit consideration of possible future good
conduct). The trial court's supplemental jury instruction in question addressed only the
manner the jury was to consider and answer the second special issue and cannot reasonably
be construed as interfering with the jury's consideration of any mitigating evidence in the
record when the jury turned its attention to the third special issue, i.e., the mitigation special
issue. Nothing the state trial court instructed the jury with regard to petitioner's second
capital sentencing special issue precluded, prevented, or otherwise reasonably impeded
petitioner's jury's ability to give full effect to any and all of the mitigating evidence petitioner
presented at trial in the course of answering the final capital sentencing special issue, i.e., the
410
Trial Transcript,
Volume
5 of 5, at p. 859.
278
mitigation special issue. There is no reasonable likelihood petitioner's jury construed the
trial court's note answering the jury's specific question about the second special issue as
somehow limiting the jury's ability to consider and give effect to any of the mitigating
evidence before it when the jury answered the final special issue concerning mitigation. See
Buchanan v. Angelone, 522 U.S. 269, 161-62, 118 S.Ct. 757, 276-77, 139 L.Ed.2d 702
(1 998)(holding (1)
the inquiry is whether there is a reasonable likelihood the jury applied the
challenged instruction in a way that prevented the consideration of constitutionally relevant
mitigating evidence and (2) jury instructions directing the jury to consider "all the evidence"
justifring a sentence of less than death fully satisfied the Eighth Amendment). Nothing in the
Eighth Amendment requires the State of Texas to structure its second capital sentencing
special issue in such a way as to expressly permit consideration by the jury of mitigating
evidence when answering that factual inquiry. The final special issue, i.e., the mitigation
special issue, furnishes a more than adequate vehicle for a capital sentencing jury's
consideration of all mitigating evidence in the record. See Scheanette v. Quarterman, 482
F.3d at 826-27 (holding that, even ifjury instructions precluded consideration of petitioner's
evidence of good character and low likelihood of committing a serious act of violence during
incarceration in connection with mitigation special issue, the same evidence could be
adequately considered by the jury in answering the future dangerousness special issue). The
Eighth Amendment component of petitioner's thirteenth claim herein lacks any arguable
merit.
279
Due Process Arguments
2.
Insofar as petitioner argues the supplemental jury instruction at issue somehow
removed the State's burden of proving an affirmative answer to the second capital sentencing
special issue beyond a reasonable doubt, that argument urges an interpretation of petitioner's
punishment phase jury charge that is wholly unreasonable. The petitioner's punishment
phase jury charge very clearly imposed the burden of proof on the State with regard to the
second special issue:
You are instructed that in answering Issue No. 2 the State has the
burden to prove beyond a reasonable doubt that the answer should be "yes."
The jury may not answer Issue No. 2 "yes" unless the jury agrees unanimously
on the answer, AND the jury may not answer Issue No. 2 "no" unless ten or
more jurors agree. The members of the jury need not agree on what particular
evidence supports a negative answer. If any juror has a reasonable doubt as to
his or [sic] answer to Issue No. 2, the juror shall vote "no" to that issue.411
View in proper context, the jury's note inquiring about the second special issue asked
whether the jury had to find petitioner personally responsible for one or both murders before
it could return an affirmative answer to that special issue: "Regarding Issue Number 2 cause
of death of deceased individuals. Question: Do you have to believe both or at least one?"412
The trial judge's reply to that inquiry did not address the subject of the burden of
proof because that subject was already more than adequately addressed by both the jury
instruction quoted above and the fact the second special issue itself included the mandatory
language regarding the burden of proof, i.e., the second special issue commenced "Do you
411
Id.,
412
atp. 861.
S.F. Trial,
Volume 36,
at p. 135.
find from the evidence beyond a reasonable doubt that the defendant...."413 The trial judge's
written response to the jury's note did not mention the burden of proof applicable to the
second special issue and cannot reasonably be construed as removing or lessening the State's
burden of proof with regard to that special issue:
"Members of the jury. Paragraph 1 of the indictment charged capital murder
by the death of two individuals pursuant to the same scheme or course of
conduct. Paragraph 2 of the indictment charged capital murder by the death of
an individual during the course of kidnaping and robbery. If your
consideration of Issue Number 2 on punishment is as to Paragraph 1 of the
indictment, the death of two individuals is required to be found by the jury. If
your consideration is as to the second paragraph of the indictment, the death of
an individual, Samuel Petrey, is required."414
By the time the state trial judge issued his supplemental jury instruction during
deliberations at the punishment phase of petitioner's capital murder trial, petitioner's jury had
already returned verdicts finding petitioner guilty beyond a reasonable doubt of capital
murder under two distinct legal theories. In order to find petitioner guilty under both those
theories, the jury had to be convinced beyond a reasonable doubt the petitioner was
criminally responsible, either individually or under the Texas law of parties, for the
intentional killings of both Douglas and Petrey. Thus, petitioner's guilt had already been
established beyond a reasonable doubt. Therefore, petitioner's reliance upon the Supreme
Court's holdings in Francis v. Franklin, 471 U.S. 307, 105 S.Ct. 1965, 85 L.Ed.2d 344
(1985), Sandstrom
v.
Montana, 442 U.S. 510, 99 S.Ct. 2450,61 L.Ed.2d 39(1979), and In re
Winship,397 U.S. 358, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970), is misplaced. Those opinions
413
Trial Transcript, Volume 5 of 5, at p. 861.
S.F. Trial, Volume 36, at p. 135.
281
address the constitutional requirement of proof beyond a reasonable doubt on the essential
elements of a criminal offense. Moreover, Francis and Sandstrom addressed the issue ofjury
instructions at the guilt-innocence phase of criminal trials which instructed the respective
juries regarding presumptions which the Supreme Court held improperly shifted the burden
of proving essential elements of a criminal offense from the State. Nothing in the petitioner's
trial judge's supplemental jury instruction addressed any presumption or shifted the burden of
proving any essential element of petitioner's capital offense. Likewise, viewed in proper
context, the supplemental jury instruction did not shift the burden of proof from the State on
the second capital sentencing special issue. Rather, the only rational construction of the
supplemental jury charge possible is that the jury was instructed therein it could not answer
the second capital sentencing special issue affirmatively (1) with regard to the first paragraph
of the indictment unless it were convinced beyond a reasonable doubt the petitioner either
actually caused, intended, or anticipated the deaths of both Douglas and Petrey and (2) with
regard to the second paragraph of the indictment unless it were convinced beyond a
reasonable doubt the petitioner either actually caused, intended, or anticipated Petrey's death.
Insofar as petitioner complains that the supplemental jury charge permitted the jury to
answer the second capital sentencing special issue affirmatively without requiring the jury to
unanimously agree on a particular factual theory of capital murder supporting that answer
(i.e., either the murder of Petrey in the course of a kidnaping and robbery or the murder of
Petrey in the course of the same scheme or course of conduct that included the murder of
Douglas), petitioner's complaint is non sequitur. The Supreme Court's holding in Schad v.
Arizona, 501 U.S. 624, 111 S.Ct. 2491, 115 L.Ed.2d 555 (1991), does not require ajury to
282
agree unanimously on a specific factual theory of capital murder before returning a "guilty"
verdict. Id Furthermore, the non-retroactivity doctrine of Teague v. Lane, supra, precludes
adoption of such a new rule of federal constitutional criminal procedure in this federal habeas
corpus proceeding. Salazar v. Dretke, 393 F.Supp.2d at 487.
In Schad, a majority of the Supreme Court recognized the general rule that a single
count may include allegations the defendant committed the offense by one or more specified
means and held there is no constitutional requirement the jury reach unanimity on the
preliminary factual issues which underlie the verdict. See Schad v. Arizona, 501 U.S. at 63132, 111 S.Ct. at 2496-97 (plurality opinion of Justice Souter, Chief Justice Rhenquist, and
Justices O'Connor and Kennedy); Schad v. Arizona, 501 U.S. at 649-50, 111 S.Ct. at 2506
(Justice Scalia' s separate concurring opinion in which he specifically agreed with the
plurality's determination the jury need not agree on the mode of commission of a single crime
when that offense can be committed in various ways). If, as the Supreme Court majority held
in Schad, there is no constitutional requirement that a capital murder jury reach unanimity
with regard to any of several specific means by which such a crime may be committed when
the indictment alleges multiple theories of the offense, then the premise underlying
petitioner's complaint about the lack of unanimity underlying the jury's answer to his second
capital sentencing special issue vanishes. In Schad, as occurred in petitioner's case, the
prosecution properly indicted petitioner on a single count of capital murder and alleged and
attempted to prove multiple factual theories by which petitioner could have committed that
single offense. Id. Hence, petitioner's complaint his punishment phase jury charge, as read in
conjunction with the trial court's supplemental instruction concerning the second capital
an affirmative answer to the
sentencing special issue, did not instruct his jury to render
second special issue only
if the jury unanimously agreed on a particular factual theory of
within the province of this Court to
capital murder underlying same is non sequitur. It is not
clear holding inSchad.
either disregard or overrule the Supreme Court majority's
the petitioner's
There is no rational possibility, much less a reasonable likelihood,
including the
jury construed the trial court's punishment phase jury instructions,
supplemental instruction responding to the jury's inquiry
about the second special issue, as
affirmative answer to the second
removing or lessening the State's burden of proving an
a reasonable doubt.
capital sentencing special issue based on evidence beyond
3.
Sixth Amendment Arguments
the supplemental
Petitioner once more cites to Apprendi and Ring and argues
instruction somehow deprived him of his Sixth Amendment
rights. However, as was
nor Ring applies to the capital
explained at length in Section V.E. above, neither Apprendi
phase of a Texas
sentencing special issue submitted to the jury at the punishment
capital
Tuilaepa is accomplished at the guiltmurder trial. In Texas, the eligibility issue discussed in
capital murder defendant guilty
innocence phase of trial, i.e., once the jury finds a Texas
phase of trial is focused
beyond a reasonable doubt of capital murder, the punishment
See Johnson
exclusively on the selection decision discussed in Tuilaepa.
v.
Texas, 509 U.S.
scheme accomplishes the
at 362, 113 S.Ct. at 2666 (holding the Texas capital sentencing
"narrowing function," at the
eligibility determination, i.e., the constitutionally mandated
answers to the Texas
guilt-innocence phase of trial). A Texas capital sentencing jury.'s
:
the trial judg&s factual
capital sentencing special issue do not serve the same purpose as
Texas capital sentencing
findings did in either Apprendi or Ring. The jury's answers to the
of capital murder under
special issues are not factualfindings on the essential elements
Texas law.
state trial court's
Moreover, reasonably construed in proper context, nothing in the
supplemental jury instruction "directed" or "instructed" petitioner's
capital sentencing jury
sentencing special issue.
that it had to return an affirmative answer to the second capital
reasonably be construed
Likewise, nothing in the supplemental instruction could
as usurping
had proven by evidence beyond a
the jury's responsibility for determining whether the State
special issue was warranted in
reasonable doubt that an affirmative finding to the second
in question urged by
petitioner's case. The construction of the supplemental instruction
petitioner in his thirteenth claim herein is wholly unreasonable.
E.
Conclusions
herein by failing to comply
Petitioner procedurally defaulted on his thirteenth claim
of the
with the Texas contemporaneous objection rule and by virtue
Texas Court of criminal
direct appeal. Alternatively, even
Appeals' dismissal of same in the course of petitioner's
Sixth, Eighth, and Fourteenth
when reviewed under a de novo standard, petitioner's Fifth,
warrant federal habeas corpus
Amendment complaints in his thirteenth claim herein do not
relief.
285
XV. Ineffective Assistance at Trial
A.
Overview of the Claims
In his fourth claim herein, petitioner asserts some eighteen complaints about the
performance of his trial counsel.415 Perhaps because many of these complaints originated as
cryptic concerns the petitioner submitted pro se to the state trial court, and were disposed of
in what later became petitioner's second state habeas corpus proceeding, many of these
complaints are ambiguous.416 Because petitioner presented his ineffective assistance claims
to the state courts in a wide variety of contexts, and because the state court disposition of
those claims is sufficiently confusing, this Court will discuss the state procedural history of
each ineffective assistance complaint individually.
B.
Clearly Established Federal Law
The Sixth Amendment entitles criminal defendants to "the effective assistance of
counsel," i.e., legal representation that does not (1) fall below an objective standard of
reasonableness in light of prevailing professional norms and the circumstances of the
defendant's case (Wong v.
Belmontes, 558 U.S.
15, 16-17,
130
S.Ct 383,
384, 175
L.Ed.2d
SecondAmended Petition, at pp. 182-245; Petitioner's Reply, at pp. 73-134.
The numbering system employed by petitioner in his Second Amended Petition to identify his assertions of
ineffective assistance in his fourth claim for relief herein is, to be charitable, extremely confusing. As respondent
correctly points out (See Respondent '.s SecondAmendedAnswer, docket entry no. 95, at p.95 n.22), petitioner has listed
two different assertions of ineffective assistance under the heading "4.B.2." In addition, this Court has identified at least
one assertion of ineffective assistance to which petitioner did not give a separate designation in its operative pleading.
Accordingly, this Court's analysis of petitioner's multi-faceted fourth claim herein will be broken down into discrete
discussions of each separate assertion of ineffective assistance by petitioner (identified by the pages in petitioner's
Second Amended Petition where that complaint is presented), regardless of how petitioner numbered or failed to number
his complaints in his fourth claim herein.
415
416
note 150, supra, and accompanying text.
328 (2009); Bobby v. Van Hook, 558 U.S. 4, 7, 130 S.Ct. 13, 16, 175 L.Ed.2d 255 (2009));
and (2) give rise to a reasonable probability that, but for counsel's unprofessional errors, the
result of the proceeding would have been different (Porter v. McCollum, 558 U.S. 30, 38-40,
130
130 S.Ct. 447, 452-53, 175 L.Ed.2d 398 (2009); Wong v. Belmontes, 558 U.S. at 19-20,
S.Ct. at 386).
The constitutional standard for determining whether a criminal defendant has been
denied the effective assistance of trial counsel, as guaranteed by the Sixth Amendment, was
announced by the Supreme Court in Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct.
2052, 2064, 80 L.Ed.2d 674 (1984):
A convicted defendant's claim that counsel's assistance was so defective as to
require reversal of a conviction or death sentence has two components. First,
the defendant must show that counsel's performance was deficient. This
requires showing that counsel made errors so serious that counsel was not
functioning as the "counsel" guaranteed the defendant by the Sixth
Amendment. Second, the defendant must show that the deficient performance
prejudiced the defense. This requires showing that counsel's errors were so
serious as to deprive the defendant of a fair trial, a trial whose result is
reliable.
To satisfy the first prong of Strickland, i.e., establish that his counsel's performance
was constitutionally deficient, a convicted defendant must show that counsel's representation
"fell below an objective standard of reasonableness." Wiggins v. Smith, 539 U.S. 510, 521,
123 S.Ct. 2527, 2535, 156 L.Ed.2d 471 (2003); Williams v. Taylor, 529 U.S. 362, 390-91,
120 S.Ct. 1495, 1511, 146 L.Ed.2d 389 (2000). In so doing, a convicted defendant must
carry the burden of proof and overcome a strong presumption that the conduct of his trial
counsel falls within a wide range of reasonable professional assistance. Strickland v.
Washington, 466 U.S. at 687-91, 104 S.Ct. at 2064-66. Courts are extremely deferential in
scrutinizing the performance of counsel and make every effort to eliminate the distorting
effects of hindsight. See Wiggins v. Smith, 539 U.S. at 523, 123 S.Ct. at 2536 (holding the
proper analysis under the first prong of Strickland is an objective review of the
reasonableness of counsel's performance under prevailing professional norms which includes
a context-dependent consideration of the challenged conduct as seen from the perspective of
said counsel at the time). "No particular set of detailed rules for counsel's conduct can
satisfactorily take account of the variety of circumstances faced by defense counsel or the
range of legitimate decisions regarding how best to represent a criminal defendant." Bobby v.
Van Hook, 558 U.S. at 7, 130 S.Ct. at 16; Stricklandv. Washington, 466 U.S. at 688-89, 104
S.Ct. at 2065. It is strongly presumed counsel rendered adequate assistance and made all
significant decisions in the exercise of reasonable professional judgment. Strickland v.
Washington, 466 U.S. at 690, 104 S.Ct. at 2066.
To satisfy the "prejudice" prong, a convicted defendant must establish a reasonable
probability that, but for the objectively unreasonable misconduct of his counsel, the result of
the proceeding would have been different. Wiggins
v.
Smith, 539 U.S. at 534, 123 S.Ct. at
2542; Strickland v. Washington, 466 U.S. at 694, 104 S.Ct. at 2068. A reasonable probability
is a probability sufficient to undermine confidence in the outcome of the proceeding. Id.
In evaluating prejudice in the context of the punishment phase of a capital trial, a
federal habeas court must re-weigh all the evidence in aggravation against the totality of
available mitigating evidence (had the petitioner's trial counsel chosen a different course).
Wong v. Belmontes, 558 U.S. at 20, 130 S.Ct. at 386; Wiggins v. Smith, 539 U.S. at 534, 123
::
S.Ct. at 2542. Strickland does not require the State to "rule out" or negate a sentence of life
in prison to prevail; rather, it places the burden on the defendant to show a "reasonable
probability" that the result of the punishment phase of a capital murder trial would have been
different. Wong v. Belmontes, 558 U.S. at 27, 130 S.Ct. at 390-91.
In evaluating petitioner's complaints about the performance of his counsel under the
AEDPA, i.e., those complaints which the state courts have addressed on the merits, the issue
before this Court is whether the Texas Court of Criminal Appeals could reasonably have
either
concluded petitioner's complaints about his trial counsel's performance failed to satisfy
2003),
prong of the Strickland analysis. Schaetzle v. Cockrell, 343 F.3d 440, 444 (5th Cir.
consider
cert. denied, 540 U.S. 1154 (2004). In making this determination, this Court must
to
the underlying Strickland standard. Id. In those instances in which the state courts failed
adjudicate either prong of the Strickland test (such as those complaints the state courts
fairly
summarily dismissed under the Texas writ-abuse statute or which petitioner failed to
present to the state courts), this Court's review of the un-adjudicated prong is de novo. See
Porter v. McCollum, 558 U.S. at 39, 130 S.Ct. at 452 (holding de novo review of the
allegedly deficient performance of petitioner's trial counsel was necessary because the state
courts had failed to address this prong of Strickland analysis); Rompilla
v.
Beard, 545 U.S. at
390, 125 S.Ct. at 2467 (holding de novo review of the prejudice prong of Strickland required
where the state courts rested their rejection of an ineffective assistance claim on the deficient
performance prong and never addressed the issue of prejudice); Wiggins v. Smith, 539 U.S. at
534, 123 S.Ct. at 2542 (holding the same).
A habeas petitioner has the burden to prove both prongs of the Strickland ineffective
assistance standard by a preponderance of the evidence. Rogers
v.
Quarterman, 555 F.3d 483,
489 (5th Cir. 2009), cert. denied, 558 U.S. 839 (2009); Blanton v. Quarterman, 543 F.3d at
235; Montoya v. Johnson, 226 F.3d 399, 408 (5th Cir. 2000), cert. denied, 522 U.S. 1067
(2001).
Under the well-settled Strickland standard, the Supreme Court recognizes a strong
presumption that counsel rendered adequate assistance and made all significant decisions in
the exercise of reasonable professional judgment. Bell v. Cone, 535 U.S. at 698, 122 S.Ct. at
1852; Strickland v. Washington, 466 U.S. at 690, 104 S.Ct. at 2066; Scheanette
v.
Quarterman, 482 F.3d at 820; Sonnier v. Quarterman, 476 F.3d 349, 356 (5th Cir. 2007),
cert. denied, 552 U.S. 948 (2007); Arnador v. Quarterman, 458 F.3d at 410; Gonzales
v.
Quarterman, 458 F.3d 384, 390 (5th Cir. 2006), cert. denied, 549 U.S. 1323 (2007).
C.
Failure to Present Evidence Showing Petitioner Did Not Shoot Petrey
The Complaint
In his first assertion of ineffective assistance by his trial counsel raised in his fourth
claim herein, petitioner argues his trial counsel should have called a former Midland County
Jail inmate named Raynaldo Ray Villa to testify he had overheard prosecution witness David
Page admit that he (Page) shot
2.
417
Petrey.417
Procedural Default on Unexhausted Complaint
SecondAmended Petition, at pp.
188-90;
Petitioner's Reply, at pp.
'S.
73-75.
In his Second Amended Petition, petitioner alleged he exhausted state remedies on
this complaint by presenting same as part of his twelfth ground for relief in his first state
habeas corpus application.418 In point of fact, however, petitioner's twelfth ground for relief
in petitioner's first state habeas corpus application contained a complaint that petitioner's
trial counsel failed to present a ballistics report which allegedly showed prosecution witness
Mark Ray, and not petitioner, had possession at some point in time of the handgun which was
used to twice shoot Doyle Douglas in the head.419 Nothing in petitioner's first state habeas
corpus application "fairly presented" the state courts with a complaint about the failure of
petitioner's trial counsel to call Raynaldo Ray Villa to testify about allegedly inculpatory
remarks made by David Page.
In his reply brief, for the first time, petitioner asserts that he raised his complaint
about his trial counsel's failure to call Raynaldo Ray Villa to testify about Page's alleged
confession to the Petrey shooting in the course of petitioner's motion for new trial.420
Petitioner's motion for new trial did include an assertion of ineffective assistance by
petitioner's trial counsel which referred cryptically to an attached affidavit furnished by
petitioner.421
Petitioner's affidavit accompanying petitioner's motion for new trial does
418SecondAmendedPetjtion at p. 182.
Applicant further believes that trial counsel were in possession of ballistics reports
which demonstrate that the gun to which accomplice witnesses testified he was in
possession of did not shoot Doyle Douglas twice in the head as indicated by the
testimony at trial. According to these reports, Mark Ray was inpossession of the
gun which caused the injury to the right side of Douglas' head.
First State Habeas Transcript, Volume 1, at pp. 90-91.
419
420
Petitioner's Reply, at p. 73.
421
Trial Transcript, Volume 5 of 5, at p. 903.
291
contain an ineffective assistance complaint about the failure of petitioner's trial counsel to
call several named witnesses to testify at the guilt-innocence phase of petitioner's capital
murder trial but Raynaldo Ray Villa is not among the names of potential witnesses listed in
petitioner's affidavit.422 Instead, there is a cryptic reference in petitioner's motion for new
2.423 In his affidavit, dated April
trial to an affidavit of"R.R. Villa attached thereto as exhibit
25,
2003, Raynaldo Ray Villa states, in pertinent part (1) Villa was an inmate at the Midland
County Jail in October, 2002, (2) Villa became acquainted and had many conversations with
David Page, (3) Page informed Villa that Page had killed Petrey but was pinning it on
petitioner because Page did not want to get life in prison, and (4) Villa understood he could
be called to testify concerning the contents of his affidavit.424
The state trial court heard extensive testimony from petitioner's trial counsel, but not
petitioner and not Raynaldo Ray Villa, concerning the claims asserted in petitioner's motion
for new trial. Petitioner's co-counsel at trial, attorney Ian Cantacuzene, testified without
contradiction that (1) he and the defense team interviewed a number ofjail house informants,
all but one of whom indicated they would testify Page had told them both petitioner and Page
shot Petrey, (2) the defense did call the one jail house informant who claimed Page had
admitted to shooting Petrey, but (3) he had never heard of Raynaldo Ray Villa until after
petitioner's trial was completed and was unaware at the time of trial that Villa had any
422
Trial Transcript, Volume
4231d.,
424
atp.
5 of 5,
at pp.
905.
903.
Trial Transcript, Volume S of 5, at p. 910.
292
information relevant to petitioner's case.425 Petitioner's lead trial counsel, attorney Paul
Williams, testified without contradiction at the same hearing on petitioner's motion for new
trial in pertinent part (1) the defense's trial strategy was to call only those j ailhouse
informants who would testify that Page alone had shot Petrey and (2) all but one of these
witnesses would have testified Page had stated that both he and petitioner had shot Petrey.426
The state trial court denied petitioner's motion for new trial on the merits, finding, in
pertinent part there was no evidence showing the outcome of either phase of petitioner's trial
would have been different had any of the uncalled fact witnesses identified by petitioner been
called to testify at trial.427 Petitioner did not raise a point of error on direct appeal
complaining about the denial of his motion for new trial. At no point in his state appellate
brief or any of his state habeas corpus applications did petitioner specifically complain about
his trial counsel's failure to call Raynaldo Ray Villa as a witness at either phase of
petitioner's trial.
Petitioner argues in his reply brief, without any citation to authority, that the inclusion
of his complaint about his trial counsel's failure to call Villa to testify at trial in petitioner's
motion for new trial renders that claim "exhausted" for federal habeas corpus purposes.428
The problems with this argument are two-fold. First, contrary to petitioner's assertion
petitioner's motion for new trial did not "fairly present" a complaint about the failure of
425
S.F. Trial, Volume 38, testimony of Ian Cantacuzene, at pp. 256-82.
426
S.F. Trial, Volume 39, testimony of Paul Williams, at pp. 51-62.
427
S.F. Trial, Volume 39, at pp. 102-04.
428Petitioner 's Reply, at p. 73.
293
petitioner's trial counsel to call Villa to testify at petitioner's trial. Such alleged failure is not
mentioned in either petitioner's motion itself or in petitioner's affidavit attached thereto.
While Villa's affidavit was attached to petitioner's motion for new trial, nothing in the
motion for new trial nor in petitioner's affidavit asserting Villa had information relevant to
petitioner's trial was ever presented to the Texas Court of Criminal Appeals, either in the
context of an ineffective assistance claim or otherwise.
The second, and more significant, problem with petitioner's latest argument is that it
misconstrues the nature of the exhaustion doctrine. To satisfy the exhaustion doctrine, a
habeas petitioner must fairly apprise the highest court of his state of the federal rights which
were allegedly violated. Smith v. Quarterman, 515 F.3d 392, 402 (5th Cir. 2008); Anderson
v.
Johnson, 338 F.3d 382, 388 n.22 (5th Cir. 2003); Beazley v. Johnson, 242 F.3d at 263; Shute
v.
State of Texas, 117 F.3d 233, 237 (5th Cir. 1997). In Texas, the highest state court with
jurisdiction to review the validity of a state criminal conviction is the Texas Court of
Criminal Appeals. See Tigner
v.
Cockrell, 264 F.3d 521, 526 (5th Cir. 200 1)(sua sponte
refusing to review a claim that had never been presented to the Texas Court of Criminal
Appeals); Richardson
v.
Procunier, 762 F.2d 429, 432 (5th Cir. 1985)("[A] Texas inmate
seeking federal habeas relief who, in directly appealing his state criminal conviction, has by-
passed the Texas Court of Criminal Appeals will not be deemed to have exhausted his state
remedies until he has raised his claims before the state's highest court through collateral
review provided by state habeas procedures.").
Because petitioner has never presented the Texas Court of Criminal Appeals with any
complaint about his trial counsel's failure to call Raynaldo Ray Villa to testify at petitioner's
294
trial in any of petitioner's three state habeas corpus proceedings, that complaint is currently
unexhausted and, therefore, procedurally defaulted. See Trottie
v.
Stephens, 720 F.3d at 248-
49 (holding unexhausted and procedurally defaulted factual bases for claims that had not
been included in the federal habeas petitioner's state habeas corpus affidavits); Johnson
v.
Cain, 712 F.3d at 234 (holding unexhausted claim procedurally defaulted where petitioner
could not satisfy either "cause and actual prejudice" or "fundamental miscarriage ofjustice"
exceptions to procedural default doctrine). This Court held this cause in abeyance for the
very purpose of permitting petitioner to fairly present to the Texas Court of Criminal Appeals
and, thereby exhaust, his previously unexhausted claims. Because petitioner has failed to do
so and has offered no rational justification for that failure, this complaint about the
performance of his trial counsel is procedurally defaulted.
Nonetheless, Title 28 U.S.C. §2254(b)(2) empowers a federal habeas court to deny an
unexhausted claim on the merits. Pondexter v. Quarterman, 537 F.3d at 527; Moreno v.
Dretke, 450 F.3d at 116.
3.
Alternatively. No Merit on De Novo Review
Because no Texas court has ever addressed the merits of this unexhausted and
procedurally defaulted ineffective assistance claim, this Court's review of both prongs of the
Strickland test is necessarily de novo. See Porter v. McCollum, 558 U.S. at 39, 130 S.Ct. at
452 (holding de novo review of the allegedly deficient performance of petitioner's trial
counsel was necessary because the state courts had failed to address this prong of Strickland
analysis); Rompilla v. Beard, 545 U.S. at 390, 125 S.Ct. at 2467 (holding de novo review of
295
the prejudice prong of Strickland was required where the state courts rested their rejection of
an ineffective assistance claim on the deficient performance prong and never addressed the
issue of prejudice); Wiggins
a.
v.
Smith, 539 U.S. at 534, 123 S.Ct. at 2542 (holding the same).
No Deficient Performance
The evaluation of defense counsel's performance under the first prong of Strickland is
an objective one focusing on the reasonableness of said counsel's conduct in view of the
information in the possession of defense counsel and the information which, through the
exercise of due diligence, defense counsel could and should have had at their disposal.
Wiggins
v.
Smith, 539 U.S. at 523, 123 S.Ct. at 2536 (holding the proper analysis under the
first prong of Strickland is an objective review of the reasonableness of counsel's
performance under prevailing professional norms which includes a context-dependent
consideration of the challenged conduct as seen from the perspective of said counsel at the
time).
Under the well-settled Strickland standard, the Supreme Court recognizes a strong
presumption that counsel rendered adequate assistance and made all significant decisions in
the exercise of reasonable professional judgment. Bell v. Cone, 535 U.S. at 698, 122 S.Ct. at
1852; Strickland v. Washington, 466 U.s. at 690, 104 5.Ct. at 2066; Scheanette v.
Quarterman, 482 F.3d at 820); Sonnier v. Quarterman, 476 F.3d at 356.
Complaints of uncalled witnesses are not favored, because the presentation of
testimonial evidence is a matter of trial strategy and because allegations of what a witness
would have testified are largely speculative. Day v. Quarterman, 566 F.3d 527, 538 (5th Cir.
296
2009); Coble
v.
Quarterman, 496 F.3d 430, 436 (5th Cir. 2007); Miller v. Dretke, 420 F.3d
356, 362 (5th Cir. 2005).
This Court has carefully reviewed Villa's affidavit attached to petitioner's motion for
new trial, as well as the record from the evidentiary hearing held in connection with
petitioner's motion for new trial. There is no fact-specific allegation now before this Court,
much less any evidence, showing either (1) Villa ever communicated what he knew (about
Page's allegedly inculpatory comment) to either petitioner or any member of the petitioner's
defense team prior to the conclusion of petitioner's trial, (2) the petitioner or any member of
the petitioner's defense team were otherwise aware of Villa's knowledge of Page's allegedly
inculpatory conmient prior to the conclusion of petitioner's trial, (3) Villa was available to
testify at petitioner's trial, or (4) through the exercise of due diligence petitioner's defense
team could have discovered Villa's knowledge of Page's allegedly inculpatory comment prior
to the conclusion of petitioner's trial. As explained above, petitioner's co-counsel at trial
testified without contradiction at the hearing on petitioner's motion for new trial that, while
he and the rest of the defense team interviewed a plethora ofj au house informants who
claimed to have heard Page make inculpatory comments (most of which did not really
exculpate petitioner), he had never heard Villa's name until after petitioner's trial was
completed.429
Petitioner neither testified at the hearing on his motion for new trial nor called
Villa to testify during that evidentiary proceeding. Petitioner has alleged no facts showing his
trial counsel either knew about Villa's possession of relevant information or, with the
exercise of due diligence, could have learned of Villa's possession of beneficial information
429
S.F. Trial, Volume 38, testimony of Ian Cantacuzene, at pp. 256-82.
297
prior to the conclusion ofpetitioner 's trial. Accordingly, petitioner has failed to allege
specific facts showing the failure of petitioner's trial counsel to call Villa to testify at
petitioner's trial caused the performance of said counsel to fall below an objective level of
reasonableness.
b.
No Prejudice
To satisfy the second or "prejudice" prong, a convicted defendant must establish a
reasonable probability that, but for the objectively unreasonable misconduct of his counsel,
the result of the proceeding would have been different. Wiggins v. Smith, 539 U.S. at 534,
123 S.Ct. at 2542;
Strickland v. Washington, 466 U.S. at 694, 104 S.Ct. at 2068.
Federal habeas corpus petitioners asserting claims of ineffective assistance based on
counsel's failure to call a witness (either a law witness or an expert witness) satisfy the
prejudice prong of Strickland analysis only by naming the witness, demonstrating the witness
was available to test5' and would have done so, setting out the content of the witness'
proposed testimony, and showing the testimony would have been favorable to a particular
defense. Woodfox v. Cain, 609 F.3d at 808; Day v. Quarterman, 566 F.3d at 538.
Petitioner has failed to allege any specific facts, much less furnish any evidence,
showing Villa was available to testify at petitioner's trial and would have done so. Villa's
affidavit states only that he was an inmate in the Midland County Jail, he had conversations
with Page, and Page made an inculpatory statement that exculpated petitioner.43° While
Villa's affidavit concludes that he understand he may be called to testify about the foregoing
note 424, supra, and accompanying text.
(presumably in the future), that affidavit was dated several weeks after the conclusion of
petitioner's capital murder trial and Villa says nothing therein about his availability or
willingness to testify had he been called to do so during petitioner's trial. Accordingly,
petitioner's first assertion of ineffective assistance fails to satisfy the prejudice prong of
Strickland. Woodfox
v.
Cain, 609 F.3d at 808; Day v. Quarterman, 566 F.3d at 538.
Moreover, there is no reasonably probability that, but for the failure of petitioner's
trial counsel to call Villa to testify during petitioner's trial, the outcome of either phase of
petitioner's capital murder trial would have been different. The evidence of petitioner's guilt
was overwhelming. Three eyewitnesses testified (1) they observed petitioner shoot Doyle
Douglas in the head at point blank range and (2) petitioner thereafter directed them to dispose
of Douglas' body after petitioner forced Mark Ray at gunpoint to shoot Douglas in the head
an additional time. Patrick Brook and two other eyewitnesses testified petitioner confessed to
shooting Douglas twice in the head. David Page identified petitioner as the principal
kidnaper and lone shooter of Samuel Petrey. Petitioner confessed to Bart Lynch, Rosemary
Sanders, and Amber Lynch that he stole Petrey's pickup truck. Petitioner took extremely
dangerous, evasive, action to avoid apprehension when approached by law enforcement
officers while petitioner was driving Petrey's pickup truck. See United States
190 F.3d 673, 678 (5th Cir. 1999)(evidence
v.
Martinez,
of an accused's flight is generally admissible as
tending to establish guilt). At the time of his arrest, petitioner had possession of the .22
caliber semi-automatic pistol which fired each of the shell casings found by law enforcement
officers inside Douglas' abandoned vehicle and at the isolated crime scene where Petrey' s
body was discovered. Moreover, petitioner's trial counsel did present testimony from a j all
299
house informant (Christopher McElwee) at the guilt-innocence phase of petitioner's trial that
he had overheard Page make an inculpatory statement regarding Petrey's fatal
shooting3'
There is simply no reasonable probability Villa's testimony, which was likely subject to the
same type of cross-examination about prior criminal convictions which impeached
McElwee's trial testimony, would have convinced the jury to acquit petitioner.432
Likewise, in addition to the evidence presented at the guilt-innocence phase of
petitioner's trial, the largely uncontradicted evidence at the punishment phase of petitioner's
capital murder trial established (1) petitioner's long history of violent conduct dating back to
elementary school, (2) petitioner's discharge after only about three months (likely an
insufficient time according to petitioner's own mental health experts to permit proper
determination of the proper combination and dosage of Psychotropic medications needed to
calm petitioner) from both the Triangle Pines and Waco Center facilities, (3) multiple
incidents in which petitioner led a gang within the TYC in violent riots that included assaults
on TYC staff, (4) petitioner's history of physical abuse as a child at the hands of his
biological father and step-father (which was clearly double-edged in nature), (5) the eighteen-
year-old petitioner's romantic relationship with a fifteen year old, (6) the petitioner's longterm fascination with guns, (7) the petitioner's participation in a staged robbery of a fast-food
restaurant (a crime which petitioner's underage girlfriend heard him plan and saw him carry
out), (8) petitioner's participation in a violent attempted home invasion in which both the
431
S.F. Trial, Volume 27, testimony of Christopher McElwee, at pp. 264-75.
During the hearing on petitioner's motion for new trial, the State introduced State Exhibit nos. 1 7A through
17D, containing a list of Raynaldo Ray Villa's prior convictions. S.F. Trial, Volume 38, testimony of Ian Cantacuzene,
atp. 282.
300
home owner and petitioner's accomplice (Patrick
Brook) were wounded, and (9) petitioner's
store in which multiple weapons were taken
participation in the burglary of a sporting goods
including the .22 caliber semi-automatic
(and many display cases needlessly smashed),
Samuel Petrey. Furthermore, as correctly
handgun used to execute both Doyle Douglas and
the petitioner's capital sentencing jury was
pointed out by the prosecution, the record before
ever done anything which could rationally
bereft of any evidence showing the petitioner had
genuine remorse for his murders of Douglas or
be construed as signaling sincere contrition or
even a remote possibility, much less a
Petrey. Under such circumstances, there is not
the Texas capital sentencing scheme's
reasonable probability, that the jury's answers to
petitioner's trial counsel called Villa to
special issues would have been any different had
testifj at either phase of trial.
c.
Conclusions
Petitioner procedurally defaulted on his first assertion
of ineffective assistance by
Court of Criminal Appeals, either in a
failing to fairly present that complaint to the Texas
the trial court's denial of petitioner's
point of error on direct appeal complaining about
claim fairly presented during any of
motion for new trial or in an ineffective assistance
The petitioner cannot avail himself of the
petitioner's three state habeas corpus proceedings.
Court in Martinez v. Ryan, supra, and
new rule announced by the United States Supreme
petitioner's procedural default on this
Trevino v. Thaler, supra, because responsibility for
state appellate counsel or with
ineffective assistance complaint lies not with petitioner's
the responsibility for petitioner's
petitioner's first or second state habeas counsel. Rather,
assistance complaint lies with petitioner's
failure to exhaust state remedies on this ineffective
301
habeas court with this
current federal habeas counsel - who failed to "fairly present" the state
still-unexhausted claim during the course of petitioner's most recent state
habeas corpus
proceeding.
now to
After three unsuccessful state habeas corpus proceedings, were petitioner
of ineffective
attempt to return to state court and litigate the merits of his first assertion
assistance in his fourth claim herein, that effort would be precluded
statute.
See Art.
by the Texas writ-abuse
11.071, §5(a), Tex. Code Crim. Proc. Ann. (Vernon Supp. 201 1)(barring
state habeas corpus
consideration on the merits of new claims contained in a subsequent
presented in a previous
application unless either (1) the new claims could not have been
unavailable at the time
application because the legal or factual basis for the new claims were
evidence, but for a violation
the previous application was filed, (2) by a preponderance of the
applicant guilty
of the United States Constitution, no rational juror could have found the
but for a violation of the
beyond a reasonable doubt, or (3) by clear and convincing evidence,
in the state's favor one or
United States Constitution, no rational juror would have answered
prevented petitioner from
more of the capital sentencing special issues). Absolutely nothing
or any of his three
asserting this same ineffective assistance complaint in his direct appeal
factual and legal bases
state habeas corpus proceedings. Petitioner was aware of the alleged
new trial.
for this ineffective assistance claim at the time he filed his motion for
Likewise,
with no evidence
petitioner alleges no facts in this Court and presented the state habeas court
erected by
which satisfied either of the final two exceptions to the Texas writ-abuse barrier
does not satisfy
Section 5 of Article 11.071. Because the complaint asserted by petitioner
the failure of
either prong of Strickland analysis, no constitutional violation resulted from
302
renders
petitioner's trial counsel to call Villa to testify at petitioner's trial. This conclusion
above.
inapplicable the last two exceptions to the Texas writ-abuse statute summarized
Moreover, even when given de novo review, petitioner's first assertion of ineffective
of
assistance in his fourth claim herein fails to allege sufficient facts to satisfy either prong
corpus
Strickland analysis. Thus, the failure of petitioner's state appellate and state habeas
counsel to present this meritless ineffective assistance complaint did not cause the
Clark v.
performance of said counsel to fall below an objective level of reasonableness. See
be grounds
Thaler, 673 F.3d 410, 429 (5th Cir.)("failure to assert a meritless objection cannot
for a finding of deficient performance."), cert. denied,
U.S.
,
133 S.Ct. 179, 184
L.Ed.2d 90 (2012); Paredes v. Quarterman, 574 F.3d 281, 291 (5th Cir. 2009)(holding
prong of
failure to raise a meritless objection does not satisfy the deficient performance
Strickland), cert. denied, _U.S.
,
131 S.Ct. 1050, 178 L.Ed.2d 870 (2011); Woody.
objections
Quarterman, 503 F.3d 408, 413 (5th Cir. 2007)(failure to raise futile or meritless
is not ineffective lawyering), cert. denied, 552 U.S. i 314 (2008); Johnson
v.
Coc/crell, 306
to
F.3d 249, 255 (5th Cir. 2002)(holding there was nothing deficient in counsel's failure
object to the admission of psychiatric testimony that was admissible under then-existing
261 (5th
precedent), cert. denied, 538 U.S. 926 (2003); Robison v. Johnson, 151 F.3d 256,
of a document
Cir. 1 998)(nothing deficient regarding trial counsel's failure to seek admission
v.
the state court concluded was inadmissible), cert. denied, 526 U.S. 1100 (1999); Emery
be
Johnson, 139 F.3d 191, 198 (5th Cir. 1997)(failure to assert a meritless objection cannot
the grounds for a finding of deficient performance), cert. denied, 525 U.S. 969 (1998).
with the
Because there was nothing objectively unreasonable (i.e., professionally deficient)
303
fairly present petitioner's first
failure of petitioner's state appellate or state habeas counsel to
the state courts, the Supreme
assertion of ineffective assistance in his fourth claim herein to
do not furnish a legal basis
Court's recent rulings in Martinez v. Ryan and Trevino v. Thaler
failure to exhaust available
for overcoming the procedural default arising from petitioner's
in his fourth claim herein.
state remedies on his first assertion of ineffective assistance
claim herein is
Accordingly, this aspect of petitioner's multi-faceted fourth
and does not warrant federal
procedurally defaulted, alternatively lacks arguable merit,
habeas corpus relief.
D.
Failure to Object to Admission of TYC Records
The Complaints
in his fourth claim herein,
In his second and third assertions of ineffective assistance
petitioner argues his trial counsel should have objected to the admission
of petitioner's TYC
(2) the record contained
records on the grounds (1) the records were illegally obtained,
Clause principles.433
hearsay, and (3) admission of the TYC records violated Confrontation
2.
State Court Disi,osition
to object to
Petitioner presented his complaints about the failure of his trial counsel
twelfth ground for
the admission of his TYC records on hearsay grounds in his multi-faceted
Texas Court of Criminal
relief contained in his first state habeas corpus application.434 The
76-87.
SecondAmended Petition, at pp. 190-212; Petitioner's Reply, at pp.
First State Habeas Transcript, Volume
1, at
pp. 85-90.
304
Young, WR 65,137-01, 2006
Appeals denied this claim on the merits. Exparte Clinton Lee
VJL 3735395, * 1 (Tex. Crim. App. December 20, 2006).
to object to the
Petitioner presented his complaint about the failure of his trial counsel
obtained as part of his
admission of his TYC records on the grounds they were illegally
multi-faceted fourth claim for relief in his third state habeas
corpus
Court of Criminal Appeals summarily dismissed petitioner's
application.435
The Texas
fourth claim in his third state
Clinton Lee Young, WR 65,137habeas corpus application on writ-abuse grounds. Exparte
03, 2009 WL 1546625, *1 (Tex. Crim. App. June 3, 2009).
at no point has petitioner
Contrary to the allegations in petitioner's pleadings herein,
his trial counsel to object to the
ever "fairly presented" his complaint about the failure of
Clause grounds to the Texas Court
admission of petitioner's TYC records on Confrontation
of Criminal Appeals.436
3.
Procedural Defaults
Third State Habeas Transcript, Volume 1 of 10, at pp. 134-51.
182) that he presented the entirety of
Petitioner's allegation in his Second Amended Petition herein (at p.
hereon to the state courts in his twelfth claim
fourth claim
his second assertion of ineffective assistance contained in his
about his trial counsel's failure
habeas corpus application is factually erroneous. The only complaint
in his original state
as an ineffective assistance claim in petitioner's first state
to object to the admission of his TYC records fairlypresented
hearsay objection. First State Habeas Transcript, at pp. 85habeas corpus application focused exclusively on an omitted
state pleading to any additional grounds for objection to
90. There was no mention, allusion, or reference in that
complained exclusively about the failure of
petitioner's TYC records. Id Petitioner's third state habeas application
TYC records on the grounds the records in question
petitioner's trial counsel to object to the admission of petitioner's
which violated petitioner's Fourth Amendmentright to
had been obtained illegally by state prosecutors in a manner
privacy. Third States Habeas Transcript, at pp. 134-51.
436
305
Petitioner procedurally defaulted on his complaint about the failure of his trial counsel
illegally
to object to the admission of his TYC records on the ground those records had been
Court of Criminal
obtained in violation of petitioner's Fourth Amendment rights. The Texas
in the course of
Appeals dismissed this complaint pursuant to the Texas writ-abuse statute
adequate
petitioner's third state habeas corpus proceeding. Such a dismissal constitutes an
v. Quarterman,
and independent barrier to federal habeas review of this complaint. Hughes
petitioner's
530 F.3d at 342; Aguilar v. Dretke, 428 F.3d at 533. As explained hereinafter,
satisfy either
second assertion of ineffective assistance in his fourth claim herein fails to
to fairly present
prong of Strickland. Thus, the failure of petitioner's state habeas counsel
of said state
this same complaint to the state habeas courts did not cause the performance
cannot,
habeas counsel to dip below an objective level of reasonableness. Petitioner
doctrine.
therefore, satisfy the cause and actual prejudice exception to the procedural default
of justice
Nor, as explained below, can petitioner satisfy the fundamental miscarriage
exception thereto.
For the reasons similar to those discussed at length in Section XV.C.2. above,
petitioner procedurally defaulted on his unexhausted complaint about his trial counsel's
Clause
failure to object to the admission of petitioner's TYC records on Confrontation
state habeas
grounds by failing to fairly present same to the state courts in any of petitioner's
corpus proceeding. See Trottie
v.
Stephens, 720 F.3d at 239-40 (federal habeas petitioner
the claims
procedurally defaulted on unexhausted claims where factual allegations underlying
had not been presented to the state courts); Johnson v. Cain, 712 F.3d at 234 (petitioner
to
procedurally defaulted on ineffective assistance complaint by failing to fairly present same
306
the state courts);
Scott
v.
Hubert,
635 F.3d at 667 (holding the exhaustion requirement has
both a legal and a factual component which require a federal habeas petitioner to present his
claims to the state court (1) within the same federal constitutional framework as he presents
them to the federal habeas court and (2) with the same material evidentiary support upon
which he relies in the federal habeas court). Petitioner did fairly present his complaint about
his trial counsel's failure to object to the admission of petitioner's TYC records on hearsay
grounds in his initial state habeas corpus application but did not include in his first state
habeas corpus application any hint, suggestion, or clue that petitioner was also attempting to
argue his trial counsel should also have raised a Confrontation Clause objection to
petitioner's TYC records. Petitioner thereby procedurally defaulted on that complaint. For
the reasons discussed hereinafter, petitioner cannot satisfy any of the recognized exceptions
to the procedural default doctrine with regard to this same complaint.
4.
AEDPA Analysis of Exhausted Complaint
As explained above, during petitioner's first state habeas corpus proceeding the Texas
Court of Criminal Appeals rejected on the merits petitioner's complaint that his trial counsel
rendered ineffective assistance by failing to object to the admission of petitioner's TYC
records on hearsay grounds.
a.
No Deficient Performance
During petitioner's first state habeas corpus proceeding, petitioner co-counsel at trial
testified without contradiction (1) petitioner's defense team had access to petitioner's TYC
records eight-to-ten months prior to trial and reviewed same, (2) petitioner's TYC records
307
were properly authenticated as business records under Texas law, (3) much of the information
contained therein was double-edged in nature, i.e., it was both potentially helpful and
harmful, (4) the defense made a strategic decision not to oppose admission of petitioner's
TYC records because the defense wished to avoid the potential harm that could result from
having a large number of TYC employees testify to wrongdoing by petitioner that was not
recorded in the petitioner's TYC records, (5) defense expert Dr. Milam was able to contrast
the relatively minor conduct actually recorded in petitioner's TYC records with the more
ominous-sounding charges listed therein against petitioner, (6) admission of petitioner's TYC
records supported the defense's strategy of showing mitigating evidence of a correlation
between petitioner's improved behavior and petitioner's psychiatrist finding the proper
mixture of psychotropic medications, and (7) petitioner's TYC records furnished mitigating
evidence showing petitioner suffered from ADHD.437 Petitioner's lead trial counsel testified
during the petitioner's first state habeas corpus proceeding (1) he feared that objecting to the
admission of petitioner's TYC records would make the defense look bad in front of the jury
because the records were going to be admitted, (2) when the defense review petitioner's TYC
record, they found helpful information therein, (3) careful examination of the record revealed
they overstated the seriousness of many of the infractions with which petitioner had been
charged (e.g., one "assault" with which petitioner was charged had actually been an instance
of petitioner shooting a rubber band at another youth), (4) the linchpin of the defense's
punishment phase trial strategy was to show that, despite petitioner's problems at the TYC,
S.F. First State Habeas Hearing, Volume 2, testimony of Rodion Cantacuzene, at pp. 212-17; Volume 3,
testimony of Rodion Cantacuzene, at pp. 21-27.
once the proper identity and dosage of petitioner's medications was ascertained, petitioner's
fully
disciplinary problems took a precipitous drop, (5) that punishment phase strategy was
revealed
supported by admission of petitioner's TYC records, (6) the defense's investigation
that some of the full TYC incident reports had been destroyed and all that were left were
of
summaries of those reports, and (7) petitioner's TYC records supported the testimony
defense's expert from Harvard (Dr. Greene) that petitioner had been improperly medicated
violent
for most of his life and, once properly medicated, petitioner's hyperactivity and
conduct disappeared.438
Petitioner furnished the state habeas court with no testimony or other evidence
prior to
showing there was any information available to petitioner's trial counsel at or
by said
petitioner's trial which rendered any of the foregoing strategic decisions made
review of the
counsel objectively unreasonable. On the contrary, this Court's independent
of
record from petitioner's trial fully supports the state habeas court's implicit finding
objective reasonableness in petitioner's trial counsel's strategic decision not to oppose
admission of petitioner's TYC records.
Other than the teenage victim of petitioner's attempted sexual assault, the two
of trial
witnesses who likely did the most harm to petitioner during the punishment phase
both of
were a pair of former TYC employees, Garrett Gilliam and Jacqueline Timmons,
in
whom testified about multiple incidents in which petitioner instigated or participated
violent altercations with other youth and with TYC
438
staff.439
S.F. First State Habeas Hearing, Volume 3, testimony
See note
90, supra,
309
Petitioner's trial counsel
of Paul Williams, at pp. 73-80.
attempted to cross-examine both of these witnesses using petitioner's TYC records and to
show thereby that much of their testimony on direct examination was not directly supported
by petitioner's TYC records. Both of these witnesses furnished substantially more bad
evidence as live witnesses against petitioner than was present in the petitioner's TYC
records; thus proving objectively reasonable defense attorney Cantacuzene's explanation that
the defense wished to avoid a parade of live witnesses who would furnish additional bad facts
against petitioner that were not included in the often summary incident reports contained in
petitioner's TYC file.
Furthermore, petitioner's mental health expert witnesses relied extensively on the
contents of petitioner's TYC records in reaching their conclusions that (1) petitioner had been
improperly medicated during most of his life and (2) once properly medicated, petitioner's
behavior became considerable calmer; all three of petitioner's primary mental health experts,
Dr. Daneen Milam, Dr. Roy Mathew, and Dr. Ross Greene, testified extensively about the
psychotropic medications petitioner received while prior to and during petitioner's stay in the
TYC, as well as about the petitioner's history of childhood abuse and dysfunctional family
reflected in petitioner's voluminous TYC
records.44°
The conclusions of both of petitioner's
trial counsel that petitioner's TYC records contained considerable potentially mitigating
evidence was both factually accurate and objectively reasonable.
Finally, petitioner has identified only a few instances in which petitioner's TYC
records contained identifiable hearsay information subject to exclusion in the event a timely
°
notes 101-04, 111, 261-63, supra, and accompanying text.
310
hearsay objection had been made to the punishment phase admission of the petitioner's
voluminous TYC records. Given that (1) the contents of the petitioner's TYC records
furnished the bulk of the documentary support for the opinion testimony of petitioner's
mental health experts, (2) the records contained a wealth of potentially mitigating evidence
concerning petitioner's disadvantaged background, dysfunctional family, and childhood
history of abuse and neglect, and (3) the defense team had an objectively reasonable plan to
neutralize many of the harshest aspects of petitioner's TYC records (i.e., the testimony of Dr.
Milam comparing the charges against petitioner with the record of petitioner's actual
conduct), this Court independently concludes the failure of petitioner's trial counsel to object
on hearsay grounds to the admission of petitioner's TYC records did not cause the failure of
performance of petitioner's trial counsel to fall below an objective level of reasonableness.
Petitioner's trial counsel had valid, objectively reasonable, strategic reasons for choosing not
to object to the admission of petitioner's TYC records. The trial testimony of former TYC
employees Gilliam and Timmons amply demonstrates the wisdom of petitioner's trial
counsel's strategic decision; both of those witnesses furnished more "bad acts" evidence
against petitioner than had been included in the dry TYC records of those same incidents.
b.
No Prejudice
As correctly pointed out by petitioner's trial counsel in their testimony during
petitioner's first state habeas corpus proceeding, petitioner's TYC records had been properly
authenticated under applicable Texas law and most were, in all reasonable likelihood, going
to be admitted in at least some form. While petitioner has identified a few instances of
alleged hearsay information contained with his voluminous TYC records, there is no
311
of
reasonable probability that, but for the failure of petitioner's trial counsel to seek exclusion
the hearsay portion of petitioner's TYC records, the outcome of the punishment phase of
petitioner's capital murder trial would have been different. Petitioner has alleged no facts,
much less furnished any evidence, and identified no legal authority showing his TYC records
could have been excluded in their entirety by a timely hearsay objection.
Furthermore, there were considerable benefits to be gained by the defense from the
admission of petitioner's TYC records. Those records furnished considerable corroboration
for the testimony of many of petitioner's punishment phase fact witnesses who described
petitioner's abused, neglected, childhood, dysfunctional family, and long-term drug and
alcohol use. The same records furnished the bases for much of the expert opinion testimony
of petitioner's mental health professionals about petitioner's history of ADHD and the
repeated failure of state officials to properly medicate petitioner throughout his childhood
(until the final months of petitioner's stay in the TYC).
Finally, petitioner's trial counsel presented petitioner's jury with as comprehensive a
of
punishment phase defense as appears to have been reasonably available at the time
petitioner's trial. Eighteen facts witnesses and a quartet of mental health experts testified
extensively about petitioner's history of childhood abuse and neglect, petitioner's good
character traits, petitioner's history of drug and alcohol abuse, petitioner's highly
dysfunctional family, the inability of treating physicians and state officials to properly
medicate petitioner (until very late in petitioner's youth), and petitioner's significant
312
behavioral problems growing up that were caused by his ADD!ADHD.441 Petitioner's trial
counsel also elicited considerable potentially mitigating evidence during their crossexamination of the prosecution's fact and expert witnesses.442
The problems facing petitioner's defense team at the punishment phase of trial were
that (1) the jury had already found petitioner guilty beyond a reasonable doubt under two
separate theories of capital murder, one of which necessarily compelled a factual
determination that petitioner was criminally responsible for two separate murders, (2) the
prosecution's punishment phase evidence established (a) petitioner's long history and
of
demonstrated propensity for violence when not properly medicated, (b) petitioner's history
alcohol and drug abuse, (c) petitioner's failure to continue with his prescription medications
(d)
and decision to self-medicate with methamphetamine following his release from the TYC,
petitioner's long-term fascination with guns, (e) petitioner's physically abused and neglected
childhood, (f) the lack of stability within petitioner's family throughout his childhood, and (g)
the petitioner's commission of numerous criminal, violent, acts in the relatively brief time
since his release from the TYC, and (3) the absence of any evidence in the record indicating
See
notes 93-106, 110-11, supra, and accompanying text.
Trial, Volume 31, testimony of Richard McMullen, at pp. 45-100 (testimony on cross-examination
Barton, at pp.
regarding petitioner's difficult childhood and dysfunctional family life); Volume 31, testimony of Debbie
the failure of petitioner's motion
106-18 (testimony on cross-examinationregarding petitioner's dysfunctional family and
127-53
at
to properly administer petitioner's prescription medications); Volume 31, testimony of Don Walker, pp.
of ADD/ADHD as a child, suffered
(testimony on cross-examination that petitioner displayed classic symptoms
ADD/ADHD had
emotionally as a result ofhis parents' divorce, and displayed the expected behavior of a person whose
Deborah Clem, at pp. 223-55 (testimony on cross-examination
not been successfully treated); Volume 31, testimony of
in petitioner's life,
regarding alcohol abuse by petitioner's step-father, the absence of any positive male roles models
petitioner's serious drug abuse by age thirteen); Volume 32, testimony
petitioner's father's drug and alcohol abuse, and
stimulant
of Helen Short, at pp. 89-171 (testimony on cross-examinationregarding petitioner's non-responsiveness to
ADHD, failure ofofficials to furnish petitionerwith chemical dependency
medications prescribed to address petitioner's
latter stages of
treatment, petitioner's dysfunctional family, and petitioner's positive response to medication during the
his stay in TYC).
442
See
S.F.
313
remorse over
petitioner had ever done anything to suggest his sincere contrition or genuine
the deaths of Doyle Douglas or Samuel Petrey.
trial, a
In evaluating prejudice in the context of the punishment phase of a capital
against the totality of
federal habeas court must re-weigh all the evidence in aggravation
a different course).
available mitigating evidence (had the petitioner's trial counsel chosen
v. Smith, 539 U.S. at 534, 123
Wong v. Belmontes, 558 U.S. at 20, 130 S.Ct. at 386; Wiggins
or negate a sentence of life
S.Ct. at 2542. Strickland does not require the State to "rule out"
to show a "reasonable
in prison to prevail; rather, it places the burden on the defendant
probability" that the result of the punishment phase of a capital murder
trial would have been
different. Wongv. Belmontes, 558 U.S. at 27, 130 S.Ct. at 390-91.
no reasonable
Given the foregoing, this Court independently concludes there is
object to (and gain the
probability that, but for the failure of petitioner's trial counsel to
Exhibit no. 147), the
exclusion of) the hearsay portion of petitioner's TYC records (State
have been
outcome of the punishment phase of petitioner's capital murder trial would
different.
c.
Conclusions
This Court independently concludes petitioner's ineffective assistance complaint
about the failure of his trial counsel to object on hearsay grounds to the admission
of
petitioner's TYC records (State Exhibit no. 147) satisfies neither prong of Strickland
the merits during the
analysis. Therefore, the Texas Court of Criminal Appeals' rejection on
complaint about the
course of petitioner's first state habeas corpus proceeding of petitioner's
314
TYC
failure of his trial counsel to object on hearsay grounds to the admission of petitioner's
unreasonable
records (State Exhibit no. 147) was neither (1) contrary to, nor involved an
Court of the
application of, clearly established Federal law, as determined by the Supreme
in light of the
United States, nor (2) based upon an unreasonable determination of the facts
corpus
evidence presented in the petitioner's trial, direct appeal, and first state habeas
of the
proceeding. The state habeas court's ruling was an eminently reasonable application
from
well-settled Strickland standard. Petitioner's ineffective assistance complaint arising
the failure of his trial counsel to object on hearsay grounds to the punishment-phase
admission of petitioner's TYC records (part of petitioner's third assertion of
ineffective
relief.
assistance in his fourth claim herein) does not warrant federal habeas corpus
5.
Alternatively, No Merit on De Novo Review of Procedurally Defaulted
Complaints
to
Reviewed de novo, petitioner's complaints about his trial counsel's failure to object
the admission of petitioner's TYC records on the grounds their admission violated
petitioner's Fourth Amendment privacy rights and Sixth Amendment Confrontation Clause
rights also do not satisfy either prong of Strickland analysis.
a.
No Deficient Performance
As was explained at length in Section XV.D.4.a. above, there were very compelling,
the
objectively reasonable, strategic reasons why petitioner's trial counsel believed it was in
petitioner's best interests not to raise objections to the admission of petitioner's voluminous
TYC records. More specifically, petitioner's trial counsel reasonably believed the TYC
records contained substantial mitigating evidence and the aggravating aspects of those
315
the
records could be mitigated at trial through Dr. Milam's expert testimony identifying
trial
relatively minor nature of the petitioner's misconduct recorded therein. Petitioner's
the summary
counsel also reasonably believed the petitioner would benefit from confronting
facing a parade
accounts of misconduct contained in petitioner's dry TYC records rather than
the
of live witnesses who, like prosecution witnesses Gilliam and Timmons, possessed
the summary
potential risk of furnishing the jury with additional bad acts testimony beyond
trial counsel and
facts contained in petitioner's TYC records of what appeared to petitioner's
defense expert Dr. Milam to be relatively minor incidents of misconduct.
at the time of
Furthermore, petitioner does not identify any legal authority in existence
have cited in
petitioner's 2003 capital murder trial to which petitioner's trial counsel could
support of a motion to exclude petitioner's TYC records upon either Confrontation
Clause or
Fourth Amendment grounds.
Petitioner' s trial counsel cannot be faulted reasonably for failing to urge a
premised upon
Confrontation Clause objection to the admission of petitioner's TYC records
S.Ct. 1354, 158
the Supreme Court's rationale in Crawford v. Washington, 541 U.S. 36, 124
down
L.Ed.2d 177 (2004), as urged by petitioner herein.443 That decision was handed
trial
subsequent to the conclusion of petitioner's 2003 capital murder trial. Petitioner's
counsel cannot reasonably be faulted for failing to anticipate the sea-change in Confrontation
290,
Clause jurisprudence resulting from that opinion. See United States v. Fields, 565 F.3d
SecondAmended Petition, at p. 211.
representation), cert.
295 (5th Cir.)(clairvoyance is not a required attribute of effective
denied, 558 U.S. 914 (2009).
had been
Likewise, petitioner's arguments suggesting petitioner's TYC records
obtained by prosecutors in a manner which contravened petitioner's
right to privacy are
time of petitioner's 2003
unsupported by citation to any legal authority in existence at the
records to be inadmissible
trial specifically declaring any records similar to petitioner's TYC
upon the Fourth Amendment or
at the punishment phase of a Texas capital murder trial based
correctly points out, since the
other constitutional notions of personal privacy. As respondent
there has been no
effective date of Rule 509 of the Texas Rules of Criminal Evidence,
v. Hardy, 963 S.W.2d 516,
physician-patient privilege in Texas criminal proceedings. State
519 (Tex. Crim. App. 1997); Richardson
v.
State, 865 S.W.2d 944, 953 n.7 (Tex. Crim. App.
of privacy with regard to any
1993). Thus petitioner possessed no reasonable expectation
his stay in the TYC, whether
communications he may have had with TYC personnel during
care or otherwise; nor
those conversations were made for the purpose of obtaining medical
regard to the information
did petitioner possess a reasonable expectation of privacy with
contained in any documents created by the TYC personnel with
whom petitioner came into
of petitioner's behavior.
contact during his stay in the TYC based upon their observations
Hudson
v.
Palmer. 468 U.S. 517, 526, 104 S.Ct. 3194, 3200, 92 L.Ed.2d 392
(1 984)("[S]ociety
is not prepared to recognize as legitimate any subjective expectation of
privacy that a prisoner might have in his prison cell...").
Petitioner's trial counsel were not required by the Sixth Amendment to assert
records based upon
groundless or meritless objections to the admission of petitioner's TYC
317
either the Fourth Amendment or the Sixth Amendment's Confrontation Clause. See
Clark v.
for
Thaler, 673 F.3d at 429 (holding failure to assert a meritless objection cannot be grounds
(holding failure
a finding of deficient performance); Paredes v. Quarterman, 574 F.3d at 291
of Strickland);
to raise a meritless objection does not satisfy the deficient performance prong
is not
Wood v. Quarterman, 503 F.3d at 413 (failure to raise futile or meritless objections
ineffective lawyering).
Given the objectively reasonable reasons petitioner's trial counsel possessed
for not
of
objecting to the admission of petitioner's TYC records on any grounds, the failure
petitioner's trial counsel to raise Fourth Amendment privacy or Sixth Amendment
of
Confrontation Clause objections at the punishment phase of trial to the admission
an
petitioner's TYC records did not cause the performance of said counsel to fall below
objective level of reasonableness.
b.
No Prejudice
Even if petitioner's trial counsel had somehow succeeded in excluding petitioner's
former
TYC records, it is reasonably likely that maneuver would have resulted in even more
about
TYC personnel like prosecution witnesses Gilliam and Timmons testifying in person
incidents of violence or misconduct by petitioner they personally witnessed, with the
accompanying possibility their trial testimony would include even more "bad acts" evidence
than were included in petitioner's TYC records.
There is no reasonable probability that exclusion of the petitioner's TYC records in
the manner urged by petitioner herein would have altered the outcome of the punishment
experts expressly
phase of petitioner's capital murder trial. Since petitioner's mental health
health experts
relied upon those records in formulating their opinions, the petitioner's mental
as to lay
would have been subject to cross-examination by the prosecution in such a manner
out the worst features of petitioner's history contained in petitioner's TYC records.
contained in
Moreover, as correctly argued by respondent, most of the factual information
or by petitioner's
petitioner's TYC records was introduced by either the prosecution's experts
childhood problems
experts, such as Dr. Milam's detailed testimony chronicling petitioner's
with ADHD and the juvenile justice system.
the other
For the same reasons set forth at length in Section XV.D.4.b. above, given
reasonable probability
evidence then before petitioner's capital sentencing jury, there is no
of petitioner's
that, but for the failure of petitioner's trial counsel to object to the admission
Confrontation
TYC records on either Fourth Amendment privacy or Sixth Amendment
Clause grounds, the outcome of the punishment phase of petitioner's
capital murder trial
would have been different.
c.
Conclusions
has failed to
This Court independently concludes after a de novo review that petitioner
about his trial
allege any specific facts in support of his procedurally defaulted complaints
court's failure to object on Fourth Amendment privacy grounds or Sixth Amendment
satisfy either
Confrontation Cause grounds to the admission of petitioner's TYC records to
assistance
prong of Strickland analysis. Petitioner's second and third assertions of ineffective
in his fourth claim herein do not warrant federal habeas corpus relief.
319
E.
Failure to Present Ballistics Evidence to Show Someone Other Than Petitioner Shot
Doyle Douglas
1.
The Complaint
In his fourth assertion of ineffective assistance contained in his fourth claim for relief
herein, petitioner argues his trial counsel should have (1) introduced the ballistics report of
prosecution witness Tim Counce, (2) retained the services of an independent ballistics expert
and introduced testimony (such as that contained in the affidavit of Richard Ernest attached
as Exhibit 95 to petitioner's Second Amended Petition herein), and (3) argued therefrom that
this ballistics evidence, in conjunction with the evidence from Doyle Douglas' autopsy and
the trial testimony regarding the relative positions of the three accomplices, established that
someone other than petitioner actually shot Douglas.444
2.
State Court Disposition
In his twelfth claim for relief in his first state habeas corpus application, petitioner
argued as follows:
Applicant further believes that trial counsel were in possession of
ballistics reports which demonstrate that the gun to which accomplice
witnesses testified he was in possession of [sic] did not shoot Doyle Douglas
twice in the head as indicated by the testimony at trial. According to these
Amended Petition, at pp. 212-19; Petitioner's Reply, at pp. 87-104.
The declaration of Richard Ernest, along with Mr. Ernest's CV, is marked as Exhibit 95 to petitioner's Second
Amended Petition, appears at pp. 988-1001, in docket entry no. 89-3.
Prosecution witness Tim Counce's three-page ballistics report dated November 20, 2002 was not admitted into
evidence during petitioner's trial but was admitted into evidence during the evidentiary hearing held in petitioner's first
state habeas corpus proceeding as Defendant's Exhibit W-5 and is found in S.F. First State Habeas Hearing, Volume 7
of 7.
320
reports, Mark Ray was in possession of the gun which caused the injury to the
right side of Douglas' head.445
The Texas Court of Criminal Appeals rejected this complaint on the merits in the course of
petitioner's first state habeas corpus proceeding. Exparte Clinton Lee Young, WR 65,137-01,
2006 WL 3735395,
*1
(Tex. Crim. App. December 20, 2006).
In March, 2006, petitioner submitted a number of pro se claims to the state trial
court, including specific complaints that petitioner's trial counsel had rendered ineffective
assistance by failing to introduce Tim Counce's ballistics report, the autopsy report, and other
unspecified evidence which showed David Page was the person who shot Douglas twice in
the
head.446
The Texas Court of Criminal Appeals construed these complaints as a
subsequent state habeas corpus application and dismissed same pursuant to the Texas writabuse statute. Exparte Clinton Lee Young, WR 65,137-02, 2006 WL 3735395, *1 (Tex.
Crim. App. December 20, 2006).
In the omnibus fourth claim contained in his second subsequent (third) state habeas
corpus application, petitioner argued (1) once again that his trial counsel rendered ineffective
assistance by failing to (a) introduce the ballistics report of Tim Counce, (b) introduce the
expert opinion testimony of Richard Ernest, and (c) argue that, based upon the foregoing and
the autopsy results, Mark Ray and David Page shot Douglas, and (2)for the first time that his
trial counsel rendered ineffective assistance by failing to introduce the expert opinion
testimony of Richard Ernest and argue this evidence, along with the autopsy results and other
First State Habeas Transcript, Volume 1, at p. 91.
446
First State Habeas Transcript, Volume 5, at pp. 759, 76 1-62.
321
trial evidence, showed that Page shot Samuel
Petrey.447
The Texas Court of Criminal
summarily dismissed these ineffective assistance claims pursuant to the Texas writ-abuse
statute. Exparte Clinton Lee Young, WR 65,137-03, 2009 WL 1546625,
*1
(Tex. Crim. App.
June 3, 2009).
3.
Procedural Default
By failing to raise his complaints that his trial counsel rendered ineffective assistance
by (1) failing to (a) introduce the ballistics report of Tim Counce, (b) introduce the expert
opinion testimony of Richard Ernest, and (c) argue that, based upon the foregoing and the
autopsy results, Mark Ray and David Page shot Douglas, and (2) failing to introduce the
expert opinion testimony of Richard Ernest and argue this evidence, along with the autopsy
results and other trial evidence, showed that Page shot Samuel Petrey, petitioner procedurally
defaulted on those complaints. The Texas Court of Criminal Appeals dismissed those
complaints based upon the Texas writ-abuse statute in the course of petitioner's second and
third state habeas corpus proceedings. Those dismissals constitute independent and adequate
barriers to this Court's federal habeas review of these ineffective assistance complaints.
Hughes
v.
Quarterman, 530 F.3d at 342; Aguilar v. Dretke, 428 F.3d at 533.
For the reasons discussed hereinafter, these complaints also possess no merit and,
therefore, petitioner can satisfr neither the "cause and actual prejudice" nor the "fundamental
miscarriage ofjustice" exceptions to the procedural default doctrine. Likewise, because the
failure of petitioner's first state habeas counsel to present these same arguments in the course
Third States Habeas Transcript, Volume
1
of 10, at pp. 152-58, 161-67.
322
of petitioner's initial state habeas corpus proceeding did not cause the performance of said
counsel to fall below an objective level of reasonableness, the Supreme Court's recent
holdings in Martinez v. Ryan and Trevino
v.
Thaler afford petitioner no relief from his
procedural default.
Finally, insofar as petitioner's reply brief asserts wholly new factual and legal theories
in support of this claim that were never presented to the state courts in any of petitioner's
state habeas corpus proceedings,448 those new factual allegations and legal theories are
currently unexhausted and procedurally defaulted. Trottie v. Stephens, 720 F.3d at 239-40;
Johnson v. Cain, 712 F.3d at 234; Scott v. Hubert, 635 F.3d at 667.
4.
AEDPA Review of Exhausted Portion of Complaint
As explained above, in the course of petitioner's first state habeas corpus proceeding,
the Texas Court of Criminal Appeals rejected on the merits petitioner's arguments that his
trial counsel should have (1) introduced the ballistics report of prosecution witness Tim
Counce and other ballistic reports and (2) argued based thereon, the autopsy evidence, and
other trial testimony, that the gun in the possession of Mark Ray "caused the injury to the
right side of Doyle Douglas' head."
Insofar as petitioner presents this Court with the declaration of Richard Ernest and
other new documents not previously presented to the state court during petitioner's first state
habeas corpus proceeding, this Court is precluded from considering those documents and any
448
Petitioner's Reply Brief contains a variety of new complaints about the performance of petitioner's trial
counsel during the guilt-innocence phase of petitioner's trial, including assertions petitioner's trial counsel should have
presented evidence from Ernest showing the physical dimensions inside Douglas vehicle made it impossible for petitioner
to have fired the shots which struck the back and left of Douglas' head. Petitioner's Reply, at
pp. 87-104.
323
other new evidence under the AEDPA's narrow standard of review. See Cullen v. Pinhoister,
U.S.
,
,
131 S.Ct. 1388, 1401, 179 L.Ed.2d 557 (201 1)(holding a federal habeas
petitioner is not entitled to present new evidence supporting a claim in federal court when the
state court has ruled on the merits of the underlying claim).
a.
No Deficient Performance
The initial analytical problem with this complaint is that petitioner never presented
any evidence to the state habeas court showing any ballistics reports (other that of Tim
Counce) were in existence at the time of petitioner's trial. Petitioner also failed to allege any
specific facts or present any evidence in his first state habeas corpus proceeding showing that
Tim Counce's ballistics report or any other ballistics report available at the time of
petitioner's trial identified precisely who had previously had possession of which of the guns
that were submitted to the Texas Department of Public Safety's crime lab for examination
and testing. It was undisputed at trial that the .22 caliber semi-automatic pistol found in
petitioner's possession at the time of his arrest (after a high speed chase) fired both of the
spent shell casings found inside Douglas' abandoned vehicle and both of the spent shell
casings found at the location where Petrey's body was
discovered.449
Counce's ballistics
report states, in pertinent part and fully consistently with his trial testimony, that he was
unable to rule out the possibility (1) two of the projectiles sent to the lab from Harrison
County may have been fired from the weapon identified at trial as State Exhibit no.
3
(the .22
semiautomatic handgun in petitioner's possession at the time of his arrest) and (2) a third
"
S.F. Trial, Volume 25, testimony of Tim Counce, at pp. 156-59.
324
projectile sent to the lab from Harrison County may have been fired by the weapon later
identified at trial as State Exhibit no. 5 (a .22 caliber revolver). Counce's report does not
purport to identify any of the projectiles recovered during Douglas' autopsy as having
actually been fired by any identified weapon. This is hardly surprising since Douglas'
autopsy report (State Exhibit no. 99 at trial) describes each of the projectiles removed from
Douglas' cranium during autopsy as "markedly
deformed."45°
Thus, Counce's report, like
Counce's trial testimony, was fully consistent with the prosecution's theory at trial, i.e., that
petitioner was shot twice in the head with State Exhibit no.
3
(petitioner's weapon) and once
with the .22 revolver petitioner handed to Mark Ray at the creek.
Even when viewed in conjunction with Douglas' autopsy report, Counce's report (the
only documentary evidence admitted in support of this aspect of petitioner's ineffective
assistance claim in petitioner's first state habeas corpus proceeding) fails to establish that
petitioner did not shoot Douglas in the manner to which the three eyewitness testified at trial,
i.e., it is not truly exculpatory. First, it was undisputed at trial that Ray shot Douglas in the
head after the group rolled Douglas' body into the shallow creek where it was subsequently
discovered with Douglas' head completely covered by a pillow.45' While there was
450
Douglas' autopsy report appears among the trial exhibits found in S.F. Trial, Volume 42.
451
Damell McCoy testified petitioner forced Ray to shoot Douglas one time after the group rolled Douglas'
body into the creek. S.F. Trial, Volume 21, testimony of Damell McCoy, at pp. 129-31, 208-09. McCoy identified th
weapon petitioner gave to Ray and which Ray used to shoot Douglas at the creek as a black revolver. Id., at p. 208.
Mark Ray testified petitioner directed the others to roll Douglas' body until it was face down in the creek and
then retrieved a pillow from Douglas' vehicle and directed Ray at gun point to shoot Douglas once in the head through
the pillow with a gun petitioner handed to Ray and then took away from Ray as soon as Ray fired the one shot into the
pillow. S.F. Trial, Volume 22, testimony of Mark Ray, at pp. 118-29, 220, 228. Ray described the handgun petitioner
handed to Ray and which Ray used to shoot Douglas as a revolver. Id., at pp. 124-25.
David Page testified Ray shot Douglas at the creek with a .22 caliber handgun petitioner gave to Ray after they
rolled Douglas into the creek and that Ray appeared reluctant to do so. S.F. Trial, Volume 26, testimony of David Lee
Page, Jr., at pp. 176-79; Volume 27, testimony of David Lee Page, Jr., at pp. 65, 139-40, 143-46.
325
conflicting testimony at trial between Mark Ray, David Page, and Darnell McCoy regarding
which guns petitioner allegedly gave to McCoy and Ray prior to their meeting with Patrick
Brook in a motel room,452 all three eyewitnesses were consistent in their trial testimony that
petitioner used a semi-automatic pistol to shoot Doyle Douglas in the head while all five men
were in Longview on the night in
question.453
Mark Ray's trial testimony that he
subsequently shot Douglas in the head with a revolver (at petitioner's direction) after the
group had rolled Douglas into a shallow creek was not controverted by any other trial witness
or any forensic evidence. More importantly, there was no evidence introduced at trial
452
McCoy testified (1) denied he had a gun when the group visited Patrick Brook in Brook's motel room, (2)
Ray was given the .38 Special by petitioner when they arrived at Brook's motel, (3) petitioner handed McCoy the .38
Special at the creek and directed McCoy to shoot Douglas but McCoy refused to do so, (4) petitioner and Page had .22
caliber handguns when the group was at the creek, (5) on the drive away from the creek, petitioner took back all the
handguns. S.F. Trial, Volume 21, testimony of Darnell McCoy, at pp. 124-25, 185-87, 209.
Ray testified that, other the briefperiod at the creek when petitioner handed Ray a revolver, Ray shot Douglas,
and petitioner grabbed the revolver back from Ray, he did not have possession of any handgun the night in question. S.F.
Trial, Volume 22, testimony ofMarkRay, atpp. 123-25, 172, 178, 183, 185, 211,250. Ray identified State Exhibit no.
5, a .22 caliber revolver with a broken handle, as the gun petitioner handed to Ray which Ray used to shoot Douglas at
the creek. Id., at pp. 250-51.
Page testified in part (I) when the group arrived after Douglas' shooting at the motel where Patrick Brook was
staying, petitioner handed McCoy a .38 Special and gave Ray a .22 caliber revolver before the three men entered Brook's
motel room, (2) after the group dumped Douglas' body they drove back to Ore City and petitioner directed Ray and
McCoy to give petitioner back the two guns the petitioner had previously given to them, and (3) both McCoy and Ray
later gave petitioner back the guns petitioner had given to them. S.F. Trial, Volume 26, testimony of David Lee Page,
Jr., at pp. 167-69, 175-76, 181-83. Page denied that he ever had a gun. S.F. Trial, Volume 26, testimony of David Lee
Page, Jr., at p. 174; Volume 27, testimony of David Lee Page, Jr., at p. 185. Page also specifically denied that he shot
Douglas or Petrey. S.F. Trial, Volume 27, testimony of David Lee Page, Jr., at p. 221.
'
McCoy identified the handgun petitioner used to shoot Douglas as a long barrel .22 with a long clip on it.
of Darnell McCoy, at pp. 113, 182.
Ray identified State Exhibit no. 3, the .22 caliber semi-automatic pistol found in petitioner's possession at the
time of petitioner's arrest, as the weapon petitioner used to shoot Douglas. S.F. Trial, Volume 22, testimony of Mark
Ray, at pp. 167, 250.
Page testified (1) petitioner had State Exhibit no. 3 (the semi-automatic .22 caliber pistil), State Exhibit no. 5
(a .22 caliber revolver), and a .38 Special with him on the night of Douglas' murder, (2) petitioner kept the .22 semiautomatic with him at all times that night, (3) petitioner returned the .22 revolver and .38 Special to Dano Young
following Douglas' murder, and (4) petitioner kept the .22 semi-automatic with him on their trip to Midland, (5)
petitioner used the .22 semi-automatic to shoot both Douglas and Petrey. S.F. Trial, Volume 26, testimony of David Lee
Page, Jr., at pp. 141-43, 165, 168-68, 188, 214; Volume 27, testimony of David Lee Page, Jr., at pp. 76-77, 175-76.
S.F. trial, Volume 21, testimony
326
showing any person in or near Douglas' vehicle other than petitioner had possession
of a
firearm at the time Doyle Douglas was initially shot inside Douglas 'parked vehicle in
Longview. Finally, while all three eyewitnesses testified or gave statements to law
enforcement officers suggesting that both petitioner and Ray shot Douglas "in the back of the
head," they all admitted during their trial testimony they could not identify with specificity
the precise locations in Douglas' head into which either petitioner or Ray had fired.454
Contrary to the implications underlying this complaint (as well as petitioner's related
unexhausted complaints regarding ballistics evidence), neither Douglas' autopsy report nor
the trial testimony of the medical examiner who performed Douglas' autopsy specifically
identified any of the three bullets she retrieved during Douglas' autopsy with any of the three
gunshot entrance wounds she identified except for State Exhibit no. 9, which she testified was
associated with gunshot wound number 1, i.e., the wound in the middle of the back of
454 McCoy testified (1) petitioner shot Douglas in the head while Douglas was looking toward Douglas' left at
David Page, who was getting back into the car seat directly behind Douglas, (2) he heard but did not see the shots fired
into Douglas, (3) he could not tell precisely where in the head Ray shot Douglas at the creek because there was a pillow
over Douglas head at the time, but (4) he believed it was the back of the head based upon the fact Douglas was face down
in the creek at the time Ray fired that shot. S.F. trial, Volume 21, testimony of Darnell McCoy, at pp. 106-07, 109, 17173, 164-65, 200-01.
Ray testified (1) Douglas was seated in the driver's seat looking toward the open car door to his left when the
shots were fired by petitioner, (2) petitioner put the gun close to Douglas' head (sox to eight inches) and said "Doyle,
I need your car," just before firing twice, (3) Douglas did not have time to react to petitioner's words or turn his head
before petitioner fired the shots, (4) at the creek, petitioner handed Ray the .22 revolver and directed petitioner to kneel
down in the creek and shoot Douglas through the pillow, (5) Ray put the pillow over Douglas' head, closed his eyes, and
fired the shot with his right band, and (6) petitioner then grabbed the gun back from Ray and yelled at Ray to get up. S.F.
Trial, Volume 22, testimony of Mark Ray, at pp. 84-85, 87-89, 91-92, 121-29, 164-67, 178, 199, 201,250-51.
Page testified (1) Douglas was leaning forward, pulling his driver's seat up, and looking to his left when
petitioner shot Douglas, (2) Page did not see the actual gunshots but when he looked after hearing the shots, petitioner's
gun was about a foot to eighteen inches from Douglas' head, (3) at the creek, Ray put the pillow over Douglas' head,
kind of shied away a little, and then fired a shot into Douglas, (4) while he was certain petitioner shot Douglas in the
head, he could testif' as to exactly where in the head Douglas was shot by petitioner, (5) he could only estimate the
number of shots fired inside Douglas' car, and (6) he was only guessing where Douglas was shot at the creek and could
not really tell because it was dark and he did not see the exact position of Douglas' head when Ray fired the shot. S.F.
Trial, Volume 26, testimony of David Lee Page, Jr., at pp. 157-60, 178; Volume 27, testimony of David Lee Page, Jr.,
at pp. 14-15, 20-21, 26, 66, 77, 80-81, 143-47, 168, 170, 182, 229.
327
Douglas'
head.455
Counce did testify at trial that State Exhibit no. 9, i.e., the projectile the
medical examiner linked with the gunshot wound to the back of Douglas' head, had not been
fired by the .22 revolver admitted at trial as State Exhibit no. 5, i.e., the weapon Ray
identified as the one he used to shoot Douglas at the creek.456 Counce could not, however,
definitively determine whether State Exhibit no. 9 had been fired by State Exhibit no. 3, i.e.,
the .22 semi-automatic petitioner had in his possession at the time of petitioner's arrest;
rather, Counce could only testify he could not rule out that possibility.457
It should be evident from the foregoing discussion that petitioner's trial was not one
in which the ballistics evidence relating to the bullets removed from Douglas' body
established petitioner's guilt. Rather, what proved to be the most highly inculpatory forensic
testimony introduced during the guilt-innocence phase of petitioner trial was Counce' s expert
testimony that the two shell casings found on the floorboard of Douglas' abandoned vehicle
AND the two shell casings found in close proximity to Samuel Petrey's body were all fired
by the .22 semi-automatic weapon in petitioner's possession at the time of his arrest.
Nothing petitioner's trial counsel could have done at trial in terms of either admitting thenavailable evidence or making jury arguments could have changed that fact. Admitting
Counce's ballistics report would only have corroborated Counce's trial testimony on that
same point.
S.F. Trial, Volume 22, testimony of Jill Urban, at pp. 284-85.
456
S.F. Trial, Volume 25, testimony of Tim Counce, at pp. 16 1-62.
4571d.
328
Petitioner's assertion that Counce's report, combined with Douglas' autopsy report,
somehow furnished a basis for "compelling" jury argument that Ray or Page initially shot
Douglas was without evidentiary foundation in the record before petitioner's state habeas
court. Petitioner's trial counsel testified during petitioner's first state habeas corpus
proceeding (1) they had reviewed Counce's report prior to trial, (2) they attempted to argue a
theory at the guilt-innocence phase of trial suggesting that McCoy or Page had been the initial
shooter of Douglas, (3) this argument was based on the angles of the entry wounds in
Douglas' head and the absence of gunpowder residue in or around Douglas' gunshot wounds,
(4) determining the pathways of each bullet removed from Douglas' body and attempting to
match same with specific firearms was problematic in view of the medical examiner's
testimony, (5) the defense did elicit testimony from the medical examiner that it was possible
the fatal shots had been fired from the back seat of Douglas' vehicle, (6) there was no hard
evidence in the record to support the defense's theory, and (7) defense counsel decided not to
ask Counce about their theory because they were uncertain how he would respond.458
The problem with petitioner's complaint about his trial counsel failing to take the
strategic approach petitioner urged in his first state habeas corpus proceeding is that such an
approach (1) would not have addressed the ballistics evidence linking petitioner's weapon to
the
shell casings
found both inside Douglas' abandoned vehicle and beside Petrey's body and
(2) the ballistics evidence presented by the prosecution was not based upon any findings
linking any particular weapon with any of the "markedly deformed" projectiles removed from
S.F. First State Habeas Hearing, Volume 3, testimony of Rodion Cantacuzene, at pp.
Paul Williams, at pp. 56-59.
329
52, 54;
testimony of
Douglas' body at autopsy. Simply put, it did not matter to the prosecution's theory of the
case which of the gunshot wounds identified during Douglas' autopsy had been caused by
petitioner or which had been caused by Ray. The medical examiner who performed Douglas'
autopsy testified all three gunshot wounds would have been fatal.459 A second medical
examiner testified there was a remote possibility Douglas could have recovered from the
gunshot wound to the right side of Douglas' face (i.e., gunshot wound no. 3) but the other
two gunshots wounds would each have been fatal to Douglas
individually.460
In view of the foregoing, this Court independently concludes the failure of petitioner's
trial counsel to introduce Counce's report and argue more forcefully that someone other than
petitioner shot Douglas initially did not cause the performance of petitioner's trial counsel to
fall below an objective level of reasonableness.
b.
No Prejudice
Even if petitioner's trial counsel could have employed ballistics reports and other
evidence available at the time of petitioner's trial to establish (as petitioner urged in his first
state habeas corpus application), that Mark Ray fired the shot that caused the injury to the
right side of Douglas' head, proving that fact would not have cast any aspersions on the other
evidence establishing petitioner's guilt in connection with the fatal shooting of Douglas. As
explained above, all three gunshot wounds to Douglas head were likely fatal, two of which
'
S.F. Trial, Volume 22, testimony of Jill Urban, at p. 297.
°
S.F. Trial, Volume 26, testimony of Janice Townsend-Parchman, at pp. 21-24.
330
most certainly.46' The three eyewitnesses all testified petitioner shot Douglas in the head but
admitted they could not be certain precisely where in Douglas' head those shots entered.
Furthermore, proving Ray's shot entered the right side of Douglas' head would not have cast
any doubt upon the trial testimony of Patrick Brook, McCoy, and Ray in which they
described petitioner's confession to Brook that he (petitioner) shot Douglas twice in the head.
At trial, it was undisputed the two spent shell casings found on the floorboard of Douglas'
abandoned vehicle were fired by the semi-automatic handgun petitioner had in his possession
at the time of his arrest.
Given such evidence, this Court independently concludes there is no reasonable
probability that, but for the failure of petitioner's trial counsel to introduce Tim Counce's
ballistics report and argue that Ray fired the shot which entered the right side of Douglas'
head, the outcome of either phase of petitioner's capital murder trial would have been any
different.
c.
Conclusions
This Court has independently concluded the exhausted portion of petitioner's fourth
assertion of ineffective assistance contained in petitioner's fourth claim for relief herein does
not satisfy either prong of Strickland analysis.
The Texas Court of Criminal Appeals' rejection on the merits during the course of
petitioner's first state habeas corpus proceeding of the exhausted portion of petitioner's
fourth assertion of ineffective assistance in petitioner's fourth claim herein was neither (1)
461
S.F. Trial, Volume 22, testimony of Jill Urban, at p. 297; Volume 26, testimony of Janice TownsendParchman, at pp. 21-24.
331
contrary to, nor involved an unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States, nor (2) based upon an unreasonable
determination of the facts in light of the evidence presented in the petitioner's trial, direct
appeal, and first state habeas corpus proceeding. The exhausted portion of petitioner's fourth
assertion of ineffective assistance in petitioner's fourth claim for relief herein does not
warrant federal habeas corpus relief.
5.
No Merits under De Novo Review on Procedurally Defaulted Portions of this
Complaint
As explained above, petitioner procedurally defaulted on a wide variety of additional
complaints relating to the failure of his trial counsel to more aggressively present a defense at
the guilt-innocence phase of trial premised upon ballistics evidence. Some of those
procedurally defaulted complaints were dismissed under the Texas writ-abuse statute in the
course of petitioner's second and third state habeas corpus proceedings. Others, including a
number of new factual and legal assertions presented for the first time in petitioner's reply
brief, are procedurally defaulted because they remain wholly unexhausted.
As a practical matter, however, the Supreme Court's recent opinions in Trevino
v.
Thaler, supra, and Martinez v. Ryan, supra, compel a federal habeas court to examine the
merits of even procedurally defaulted ineffective assistance claims when, as here, there are
allegations by a federal habeas corpus petitioner that his state counsel rendered ineffective
assistance during a prior state habeas corpus proceeding and thereby caused the procedural
default of a claim of ineffective assistance by the petitioner's state trial counsel. See Trevino
v.
Thaler,
U.S.
at,
133 S.Ct. at 1912 ("In Martinez v. Ryan, 566 U.S.
332
l,_, 132 S.Ct.
1309, 1320, 182 L.Ed.2d 272, this Court held that
'a procedural default will not bar a federal
habeas court from hearing a substantial claim of ineffective assistance at trial if, in the
[State's] initial-review collateral proceeding, there was no counsel or counsel in that
proceeding was ineffective."). The state courts have not addressed the merits of petitioner's
procedurally defaulted ineffective assistance complaints. This Court is required, therefore, to
conduct a de novo review of the otherwise procedurally defaulted aspects of petitioner's
fourth assertion of ineffective assistance in petitioner's fourth claim herein. Porter v.
McCollum, 558 U.S. at 39, 130 S.Ct. at 452; Rompilla v. Beard, 545 U.S. at 390, 125 S.Ct. at
2467; Wiggins v. Smith, 539 U.S. at 534, 123 S.Ct. at 2542.
a.
No Deficient Performance
The procedurally defaulted portion of petitioner's fourth assertion of ineffective
assistance in his fourth claim herein relies heavily on the declaration of Richard Ernest
attached as Exhibit no. 95 to petitioner's Second Amended Petition. In his declaration, Mr.
Ernest asserts (1) his examination of State Exhibit no. 11, which he associates with gunshot
wound no. 3 to Douglas' head (i.e., the wound to the right side of Douglas' face) reveals
indications it was fired by State Exhibit no. 5, i.e., the .22 revolver Mark Ray admitted he
used to shoot Douglas at the
creek462
and (2) based upon his review of Texas Department of
Public Safety records and Douglas' autopsy report (but apparently without actually
examining any projectiles), Douglas' gunshot wound numbers
462
1
and 2 (i.e., those to the rear
Declaration of Richard Ernest, Exhibit 95 to Second Amended Petition, docket entry no. 89-3, at p. 989.
333
and left side of Douglas' head) are associated with the State Exhibit no. 3 P463 Mr. Ernest, a
firearms and tool mark examiner whose CV does not appear to include any training or
experience in human physiology or forensic medicine, then opines as follows:
Because of the physical dimensions and limitations involved in an automobile,
it is the opinion of this examiner that it is unlikely that these two shots (State
Exhibits 9 and 10) were fired inside the automobile by the front seat
passenger, Clinton Young, into the left side of the head and back of the head
of the victim, Doyle Douglas, while he (the victim) was in the driver's
position in the automobile. Given this evidence, it is more likely that Douglas
was shot by someone who was firing from the victim's left side (the driver's
side of the car).464
Mr. Ernest then proceeds to speculate, without citation to anything in the trial record, that the
shell casings found inside Douglas' abandoned vehicle may not have been associated with the
shots fired into Douglas' head in Longview.465
The initial analytical problem with the foregoing assertions by Mr. Ernest is that, as
explained above, identifying the precise bullet which Mark Ray fired into Douglas' head
would not have exculpated petitioner. None of the three eyewitnesses testified at trial that
they identify with specificity precisely where in Douglas' head either the petitioner or Ray
had fired their weapons. It was far from clear precisely where Ray shot Douglas. It was
undisputed the location at the creek where Ray fired his shot was unlit and there was a pillow
over Douglas' head when Ray fired his shot. Even if Ernest had been called to testify at
petitioner's trial that Ray fired the shot which struck Douglas on the right side of the face,
463
Id,
at p.
990.
4641d, at pp. 990-91.
465
Id, at p.
991.
334
that evidence would not have exculpated petitioner. Any attempt by petitioner's trial counsel
to utilize Ernest's expert conclusions regarding State Exhibit no.
11
and gunshot wound no.
3
to impeach the assertions of the three eyewitnesses that Ray shot Douglas "in the back of the
head" would surely have been met with arguments from the prosecution pointing out the
numerous instances in which all three eyewitnesses had repeatedly disavowed any personal
knowledge of the precise locations in Douglas' head where either the petitioner or Ray had
fired their weapons.
Ernest's speculative assertions about "the physical dimensions and limitations
involved in an automobile," appear on their face to well beyond the normal scope of expertise
for a firearms and tool mark examiner. Moreover, a portion of Ernest's opinion appears
wholly inconsistent with the trial testimony of the medical examiner. Dr. Urban testified
without contradiction at trial that State Exhibit no. 9 was associated with gunshot wound no.
1
in the back of Douglas'
head.466
Mr. Ernest does not appear to dispute or disagree with this
finding. Dr. Urban testified further that gunshot wound no.
1
entered the back of Douglas'
head, traveled through the skull and brain from back to front, in a slightly right to left and
slightly upward
direction.467
All three eyewitnesses testified without contradiction at trial that
Douglas was seated in the driver's seat of his vehiclefacing away from petitioner who was
seated in the front passenger seat at the moment petitioner fired the first shot.468 Viewed
objectively, there was nothing the least bit "unlikely" about the possibility a person seated in
466
S.F. Trial, Volume 22, testimony of Jill Urban, at p. 285.
467
Id, at p. 268.
468
See
note 454, supra.
335
the driver's side of a small car looking to his left and leaning forward could be shot in the
back of the head or the side of the head by a person seated to his immediate right. This
analytical defect in Mr. Ernest's opinion would likely have subjected him to vigorous crossexamination and possible impeachment. Moreover, there was no evidence before the trial
court establishing the order of the shots fired into Douglas' head in Longview or the time
differential between the two shots fired inside Douglas' vehicle. Nor did any of the
eyewitnesses testify regarding the possible movement, if any, in the position of Douglas'
head after the first shot and before the second shot. Even assuming petitioner could have
established at trial that Ray fired the shot at the creek which entered the right side of
Douglas' face, that fact did not standing alone, furnish a basis for establishing that petitioner
did not fire either of the two remaining shots into Douglas' head while Douglas was seated
behind the wheel inside his car in Longview. It certainly would not have impeached any of
the trial testimony of the three eyewitnesses about the circumstances of petitioner's shooting
of Douglas. Nor would Ernest's proffered testimony have impeached the trial testimony of
Patrick Brook (and two other eyewitnesses) that petitioner confessed to shooting Douglas in
the head twice. Nor would any of the evidence Ernest offers have impeached any of the
eyewitness testimony as to the events at the creek when petitioner directed Ray at gunpoint to
shot Douglas a third time through a pillow. Finally, nothing in Ernest's declaration negates
the findings of the prosecution 's tool mark examiner that State Exhibit no. 3 fired allfour
shell casings found inside Douglas' abandoned vehicle and at the scene
of Petrey 's
murder.
Ernest's highly speculative comments about other possible sources for the shell casings found
inside douglas' vehicle are outside the proper scope of expertise for a firearms and tool mark
336
examiner and would have been subject to proper objection on that ground, as are Ernest's
comments about the forensic science of gunshot wounds to the head.
Insofar as Ernest identifies discrepancies between Page's trial testimony regarding the
details of Samuel Petrey's fatal shooting and the medical examiner's testimony regarding her
findings during her autopsy on Samuel Petrey, Ernest offers absolutely nothing new.
Petitioner's trial counsel cross-examined Page extensively concerning precisely those
discrepancies, as well as many others between Page's description at trial of petitioner's fatal
shooting of Petrey and the physical evidence concerning that event.469 In fact, petitioner 's
trial counsel elicited admissions on cross-examinationfrom Page that (1) Page had not
actually seen petitioner shoot Petrey, (2) Page misled investigators when theyfirst
interviewed Page about the details of Petrey 's shooting, and (3) Page had "guessed" about
where and how petitioner shot Petrey when Page did a videotaped re-enactment ofPetrey 's
shootingfor law enforcement offIcers.47°
In light of the foregoing, this Court independently concludes the failure of petitioner's
trial counsel retain a ballistics expert who could have offered the same testimony at trial as
that contained in Ernest's declaration did not cause the performance of said counsel to fall
below an objective level of reasonableness. Ernest's speculative assertions about the
circumstances of Douglas' murder would likely have been subject to potentially damaging
cross-examination based upon Ernest's lack of expertise in human physiology or forensic
469
S.F. Trial, Volume 27, testimony of David Lee Page, Jr., at pp. 57-58, 90-97.
4701d
337
medicine and Ernest's observations about discrepancies between Page's trial testimony about
Petrey' s murder and the results of Petrey' s autopsy offer nothing of substance beyond that
which petitioner's trial counsel obtained during the defense's extensive cross-examination of
Page.
b.
No Prejudice
Moreover, for much the same reasons discussed in Section XV.E.4.b. above, there is
no reasonable probability that, but for the failure of petitioner's trial counsel to present
testimony at trial similar to that furnished by Ernest in his declaration now before this Court,
the outcome of either phase of petitioner's capital murder trial would have been different.
Nothing in Ernest's declaration offers any arguable basis for attacking the trial testimony
showing petitioner confessed to Patrick Brook (in the presence of two other witnesses) that
he had shot Douglas in the head twice. Nor do Ernest's opinions offer any potentially
significant basis for impeaching the trial testimony of the three eyewitnesses to the Douglas'
shooting, all of whom repeatedly denied any knowledge of the exact locations in Douglas'
head into which petitioner or Ray fired. There was no dispute at trial that Ray fired a shot
into Douglas' head using State Exhibit no. 5. As explained above, which of the three shots
Ray fired into Douglas' head mattered very little because none of the three eyewitnesses
claimed to possess either (1) personal knowledge of the exact locations of the respective
entrance wounds in Douglas' head or (2) the ability to match same with the shots fired by
petitioner and Ray, respectively. Ernest's declaration offers nothing substantially new that
petitioner's trial counsel could have used to further impeach Page on cross-examination. It
was painfully evident by the conclusion of Page's cross-examination that (1) he knew very
338
little about the details of Petrey' s murder and (2) his prior statements to law enforcement
officials on that subject were highly speculative, if not misleading.
Finally, insofar as petitioner attempts to rely upon the affidavits of members of his
jury as evidence his trial counsel's failure to present petitioner's new ballistics theory
"prejudiced" petitioner within the meaning of Strickland, that effort is in vain. Petitioner
cannot rely upon the affidavits ofjury foreman James Bobo or juror Michael Byrne
speculating about how additional evidence or different jury arguments might have swayed
their subjective thought processes or altered the july's deliberations to undermine the validity
of petitioner's capital murder conviction. See Tanner v. United States, 483 U.S. 107, 120-25,
107 S.Ct. 2739, 2747-50, 97 L.Ed.2d 90 (1987)(recognizing that Rule 606(b), Fed.R.Evid.,
precludes juror testimony regarding "any matter or statement occurring during the course of
the jury's deliberations or to the effect ofanything upon his or any other juror's mind or
emotions as influencing him to assent to or dissent from the verdict or indictment or
concerning his mental processes in connection therewith..."); Summers v. Dretke, 431 F.3d
861, 873 (5th Cir. 2005)("Under Rule 606(b) of the Federal Rules of Evidence, jurors'
affidavits are inadmissible 'regarding the following four topics: (1) the method or arguments
of the jury's deliberations, (2) the effect of any particular thing upon an outcome in the
deliberations, (3) the mindset or emotions of any juror during deliberation, and (4) the
testifying juror's own mental process during the deliberations."), cert. denied, 549 U.s. 840
(2006); United States v. Jones, 132 F.3d 232, 245 (5th Cir. 1998)("Federal Rule of Evidence
606(b) bars juror testimony regarding at least four topics: (1) the method or arguments of the
jury's deliberations, (2) the effect of any particular thing upon an outcome in the
339
deliberations, (3) the mindset or emotions of any juror during deliberations, and (4) the
testif,ring jurofs own mental process during the deliberations."), affirmed, 527 U.S.
373
(1999).
Conclusions
c.
The procedurally defaulted portions of petitioner's fourth assertion of ineffective
assistance in his fourth claim for relief herein fail to satisf' either prong of Strickland
analysis.
F.
Failure to Test Douglas' Vehicle
The Complaint
In his fifth assertion of ineffective assistance in his fourth claim for relief herein,
petitioner argues his trial counsel failed to "test Douglas's vehicle so that the defense could
explain why two
2.
.22
caliber shell casings were found in the passenger side of the
vehicle."471
State Court Disposition
Petitioner presented a similar, equally cryptic, pro se complaint about the performance
of his trial counsel in a pleading petitioner filed in March 2006 in the state trial court:
"Ineffective assistance of trial counsel for failing to have tests conducted on the car of victim
Doyle Douglas which would have provided exculpatory evidence."472 The Texas Court of
Criminal Appeals construed this and other pro se complaints voiced by petitioner as a
subsequent writ application and summarily dismissed same pursuant to the Texas writ-abuse
47'
SecondAmended Petition, at pp. 220-21; Petitioner's Reply, at pp. 105-07.
472
First State Habeas Transcript, Volume 5, at p. 759.
340
statute. Exparte Clinton Lee Young, WR 65,137-02, 2006 WL 3735395, *1 (Tex. Crim. App.
December 20, 2006).
Petitioner also included a similar, slightly expanded, version of this complaint in his
omnibus fourth claim for relief in his second subsequent (third) state habeas corpus
application.473
The Texas Court of Criminal Appeals summarily dismissed this claim
pursuant to the Texas writ-abuse statute. Exparte Clinton Lee Young, WR 65,137-03, 2009
WL 1546625, *1 (Tex. Crim. App. June 3, 2009).
3.
Procedural Default
Because petitioner failed to fairly present this same ineffective assistance complaint
in his first state habeas corpus application, the Texas Court of Criminal Appeals' summary
dismissal of same on state writ-abuse principles bars federal habeas review, i.e., petitioner
has procedurally defaulted on same. McGowen
v.
Thaler, 675 F.3d at 499 n.72; Coleman
v.
Quarterman, 456 F.3d at 542.
4.
Alternatively. No Merit on De Novo Review
As was explained in Section XV.E.5. above, as a practical matter, the Supreme
Court's recent opinions in Trevino
v.
Thaler, supra, and Martinez v. Ryan, supra, compel a
federal habeas court to examine de novo the merits of even procedurally defaulted ineffective
assistance claims when, as here, there are allegations by a federal habeas corpus petitioner
that his state counsel rendered ineffective assistance during a prior state habeas corpus
proceeding and thereby caused the procedural default of a claim of ineffective assistance by
Third State Habeas Transcript, Volume
1
of 10, at pp. 159-60.
341
the petitioner's state trial counsel. See Trevino v. Thaler,
("In Martinez v. Ryan, 566 U.S. 1,
-'
U.S. at
,
133 S.Ct. at 1912
132 S.Ct. 1309, 1320, 182 L.Ed.2d 272, this Court
held that 'a procedural default will not bar a federal habeas court from hearing a substantial
claim of ineffective assistance at trial if, in the [State's] initial-review collateral proceeding,
there was no counsel or counsel in that proceeding was ineffective."). This Court is
required, therefore, to conduct a de novo review of the petitioner's otherwise procedurally
defaulted fifth assertion of ineffective assistance in petitioner's fourth claim herein. Porter v.
McCollum, 558 U.S. at 39, 130 S.Ct. at 452; Rompilla
v.
Beard, 545 U.S. at 390, 125 S.Ct. at
2467; Wiggins v. Smith, 539 U.S. at 534, 123 S.Ct. at 2542.
a.
No Deficient Performance
In his Second Amended Petition, petitioner argues that testing of Douglas' vehicle
would have shown that defects in the dashboard of Douglas' vehicle were, in fact, bullet
holes, thereby creating an alternative explanation for how the shell casings caine to be inside
Douglas'
vehicle.474
In his reply brief, petitioner alleges for the first time that testing would
have shown "the defects in the dashboard of Douglas's car were created by shots fired at the
car from outside, after Douglas was
shot."475
Petitioner does not, however identify exactly
what type of tests he now believes should have been conducted.
Another fundamental problem with these assertions is that petitioner has failed to
allege any specific facts, much less furnish any evidence, showing petitioner's trial counsel
474SecondAmended Petition,
Petitioner's Reply, at p.
at p.
220.
106 (Emphasis added).
342
were actually aware, or through the exercise of due diligence could have learned, of any
information prior to petitioner's trial which would have led reasonable counsel to believe
conducting these unspecified tests would produce either exculpatory evidence, mitigating
evidence, or impeachment evidence. Assuming there were bullet holes or other defects in the
dashboard or interior of Douglas' vehicle, that fact is hardly surprising. Page testified
without contradiction that, after petitioner kidnaped Petrey, they drove both Petrey's pickup
truck and Douglas' Grand Prix to an isolated location where petitioner fired several shots at
Douglas'
vehicle.476
Page also testified petitioner was standing fairly close to Douglas'
vehicle when petitioner fired those
shots.477
Neither Page nor any other witness testified,
however, that petitioner was close enough to Douglas' vehicle that any of the shell casings
ejected from petitioner's semi-automatic handgun could have fallen into the interior of
Douglas' vehicle at that time. The prosecution introduced photographs showing defects in
the exterior of Douglas' vehicle presumably attributable to petitioner's shooting spree.478
Thus, the presence or absence of bullet holes or other defects in the interior of Douglas'
vehicle was not determinative of any issue properly before the jury at either phase of
petitioner's capital murder trial. Petitioner's trial counsel cannot reasonable be faulted for
failing to investigate a matter which does not rationally appear relevant to any issue to be
determined at trial.
476SF Trial, Volume 26, testimony of David Lee Page, Jr., at pp. 210-14; Volume 27, testimony of testimony
of David Lee Page, Jr., at pp. 80-81.
'1
S.F. Trial, Volume 26, testimony of David Lee Page, Jr., at 213.
p.
S.F. Trial, Volume 23, testimony of Ann Hinkle, at pp. 13-23.
343
Moreover, petitioner does not allege any facts showing any reputable scientific tests
existed at the time of petitioner's trial which could have ascertained precisely when (i.e.,
whether before or after Douglas' fatal shooting) the spent shell casings found inside Douglas'
abandoned vehicle came to be inside that vehicle. Petitioner also alleges no specific facts
showing that establishing the presence or absence of bullet holes or other defects inside
Douglas' vehicle would have helped resolve this issue. Petitioner does not identify any
information he communicated to his trial counsel or which his defense team could have
otherwise discovered through the exercise of due diligence showing any tests existed at the
time of petitioner's trial which could have shown exactly when the bullet holes or other
defects petitioner alleges existed in the interior of Douglas' vehicle or showing exactly when
the shell casings found inside Douglas' abandoned vehicle came to be there.
"The defense of a criminal case is not an undertaking in which everything not
prohibited is required. Nor does it contemplate the employment of wholly unlimited time and
resources." Smith v. Collins, 977 F.2d 951, 960 (5th Cir. 1992), cert.
denied,
510 U.S. 829
(1993). Petitioner has failed to allege any specific facts which show the failure of petitioner's
trial counsel to seek the very nonspecific testing on Douglas' vehicle petitioner now
complaints should have been conducted caused the performance of said counsel to fall below
an objective level of reasonableness.
b.
No Prejudice
Petitioner has alleged no specific facts showing that any testing method existed at the
time of petitioner's capital murder trial which could have determined whether the spent shell
344
casings found inside Douglas' abandoned vehicle resulted from shots fired after Douglas'
fatal shooting in Longview. Likewise, petitioner fails to allege any specific facts showing
any testing method was available at the time of petitioner's capital murder trial which could
have determined whether any identifiable defects inside Douglas' vehicle had resulted from a
gunshot fired before or after Douglas' murder. Thus, petitioner has failed to allege specific
facts which show a reasonable probability that, but for the failure of petitioner's trial counsel
to seek unspecified testing on Douglas' vehicle, the outcome of either phase of petitioner's
capital murder trial would have been any different.
Accordingly, petitioner's conclusory fifth assertion of ineffective assistance in his
fourth claim for relief herein fails to satisfy the prejudice prong of Strickland analysis. See
Day v. Quarterman, 566 F.3d at 540-41 (conclusory assertions of ineffective assistance
during cross-examination and conclusory assertions trial counsel failed to examine medical
records prior to trial failed to satisfy prejudice prong of Strickland analysis); Collier v.
Collins, 300 F.3d 577, 587 (5th Cir.)(conclusory allegations of ineffective assistance do not
raise a constitutional issue in a federal habeas corpus proceeding), cert. denied, 537 U.s.
1084 (2002).
c.
Conclusions
Petitioner's procedurally defaulted, conclusory, fifth assertion of ineffective
assistance in his fourth claim for relief herein does not satisfy either prong of Strickland
analysis and does not warrant federal habeas relief.
345
G.
Failure to Perform Testing on Page's Gloves
1.
The Complaint
In his sixth assertion of ineffective assistance contained in his fourth claim for relief
herein, petitioner argues his trial counsel should have obtained "trace metal testing," gunshot
residue testing, and a visual inspection of David Page's gloves found at the location where
Samuel Petrey's body was discovered.479
2.
State Court Disposition
Petitioner presented a cryptic version of this complaint for the first time as a proposed
claim twenty-one contained in a motion he filed in June, 2006 with the state habeas court in
which he sought permission to add a variety of claims to his initial state habeas corpus
application.480
The Texas Court of Criminal Appeals construed this pleading and others as a
subsequent state habeas application and dismissed same pursuant to the Texas writ-abuse
statute. Exparte Clinton Lee
Young,
WR 65,137-02, 2006 WL 3735395,
*1 (Tex. Crim. App.
December 20, 2006).
Petitioner presented a slightly more expanded but no less conclusory version of the
same complaint in his onmibus fourth claim in his second subsequent (third) state habeas
corpus application.48' The Texas Court of Criminal Appeals summarily dismissed this claim
Second Amended Petition, at pp. 221-22; Petitioner's Reply, at 107-10.
°
481
First State Habeas Transcript, Volume 7, at p. 1139.
Third States Habeas Transcript, Volume
1
of 10, at pp. 165-66.
346
pursuant to the Texas writ-abuse statute. Exparte Clinton Lee Young, WR
65,137-03, 2009
WL 1546625, *1 (Tex. Crim. App. June 3, 2009).
3.
Procedural Default
The Texas Court of Criminal Appeals' multiple dismissals of this
complaint based
upon state writ-abuse principles bars federal habeas review, i.e., petitioner
has procedurally
defaulted on same. McGowen v. Thaler, 675 F.3d at 499 n.72; Coleman
v.
Quarterman, 456
F.3d at 542.
4.
Alternatively. No Merit on De Novo Review
As explained in Section XV.E.5. above, the Supreme Court's recent
opinions in
Trevino v. Thaler, supra, and Martinez
v.
Ryan, supra, compel a federal habeas court to
examine de novo the merits of even procedurally defaulted ineffective
assistance claims
when, as here, there are allegations by a federal habeas corpus petitioner
that his state counsel
rendered ineffective assistance during a prior state habeas corpus
proceeding and thereby
caused the procedural default of a claim of ineffective assistance by the
petitioner's state trial
counsel. Trevino
-'
v.
Thaler,
U.S. at
,
133 S.Ct. at 1912; Martinez v. Ryan, 566 U.S. at
132 S.Ct. at 1320.
a.
No Deficient Performance
In his Second Amended Petition, petitioner argues that testing of
Page's gloves could
have shown that the gloves contained gunshot residue and that
examination of the gloves
would have somehow refuted Page's trial testimony that he wore them
347
earlier that day when
he was doing yard work at his home.482 In his reply brief,
petitioner argues for the first time
that petitioner told law enforcement authorities Page was
wearing the gloves when Page shot
Petrey.483
Curiously, however, petitioner does not allege any specific facts
showing that he ever
informed his trial counsel or defense team that Page was wearing the
gloves at the time Page
allegedly shot Petrey. Moreover, petitioner alleges no specific facts
showing how the
presence of gunshot residue on the gloves would have proven
exculpatory. The presence or
absence of gunshot residue on the gloves did not itself establish
who was wearing the gloves
when one or more shots were fired by the person wearing the
gloves. Petitioner did not
present any evidence at trial, and does not allege any specific facts
before this Court,
suggesting it was physically impossible for petitioner to have ever
worn the gloves. More
specifically, petitioner alleges no facts showing it was physically
impossible for petitioner to
have worn the gloves when petitioner fired shots into
Douglas' vehicle or when petitioner
shot Petrey. Petitioner also alleges no facts showing that it was
possible to
determine at the
time of trial whether the petitioner or Page was wearing the
gloves at the time one or more
shots were fired by whoever was wearing the gloves. The
presence of "trace metal" on the
482
Second Amended Petition, at p. 222.
Petitioner's Reply, at p. 108.
Contrary to petitioner's contention, however, Midland County
Sheriffs Office criminal investigator Spencer
did not testify that petitioner had indicated that Page shot
Petrey. Instead, Spencer testified only that petitioner told
Spencer that "Page was wearing the gloves at the time of the
shooting." S.F. Trial, Volume 24, testimony of Gregory
Kent Spencer, at p. 286. Moreover, this is a wholly new factual
allegation which petitioner did not include in his third
state habeas corpus application or even in his Second Amended
Petition herein. As such, this new factual allegation is
unexhausted. See Scott v. Hubert, 635 F.3d at 667 (recognizing the
exhaustion doctrine contains both factual and legal
components and that a petitioner is required to furnish the state courts
with the same material factual support he presents
to the federal court). Nowhere in his state habeas pleadings
did petitioner present the factual allegation that Young had
informed law enforcement authorities that Page shot Petrey
while wearing the gloves in question.
348
gloves would have been consistent with the uncontradicted trial
testimony that, when
recovered, the gloves were wrapped around a box of live .22 caliber
shells and at least one
loose live round.484
Petitioner's trial counsel testified without contradiction during the hearing
petitioner's motion for new trial that they and their defense team
interviewed a
on
number ofjail
house informants who told them David Page claimed that both he
and petitioner shot Samuel
Petrey.485
They made a conscious decision not to present any of these
witnesses.486 Even
if
petitioner's trial counsel could have obtained evidence showing the
gloves did contain
evidence of gunshot residue, such evidence would not have
contradicted the potential
testimony of the same jail house informants with whom the defense
team had spoken who
indicated Page told them that both petitioner and Page had shot
Petrey.
In sum, because there was no way to prove who was wearing
the gloves in question at
the time any gunshots were fired by a person wearing those
gloves, the potentially
exculpatory value of evidence showing gunshot residue on the gloves
was minimal, at best.
The uncontradicted testimony at trial established that gunshot
residue and trace metal testing
had the potential to destroy any DNA that was present on the
items tested.487 In light of the
information available to petitioner's trial counsel that Page had told
numerous jail inmates
484S.F. Trial, Volume 24, testimony
at pp. 6, 64-65.
ofPaul Hallmark, at pp. 322-24; Volume 25, testimony of Paul
Hallmark,
S.F. Trial, Volume 38, testimony oflan Cantacuzene, atpp.
259-82; Volume 39, testimony ofPaul Williams,
at pp. 57-62.
4861d
S.F. Trial, Volume 25, testimony
of Paul Hallmark, at p. 91.
349
that both he and petitioner had shot Petrey, the failure of petitioner's trial
counsel to obtain
trace metal and gunshot residue testing on the gloves did not cause the
performance of said
counsel to fall below an objective level of reasonableness.
b.
No Prejudice
For the reasons discussed above, petitioner has failed to allege any
specific facts
showing gunshot residue testing or trace metal testing of the gloves
would have produced any
exculpatory evidence, mitigating evidence, or impeachment evidence.
Petitioner alleges no
facts showing it was possible, at the time of petitioner's trial, to definitively
determine who
was wearing the gloves at the time gunshot residue, if any, was deposited
on same. Petitioner
also fails to allege any specific facts showing it was possible at the time of
trial to establish
scientifically precisely when any gunshot residue found on the gloves was
deposited thereon.
Likewise, the uncontradicted testimony at trial established that gunshot
residue testing is
generally less effective when dealing with semi-automatic weapons
such as State Exhibit no.
3
because in such weapons the gunshot residue goes down the barrel (away
from the shooter),
rather than backward as in the case of a revolver.488 It was undisputed at
trial that the gloves
belonged to Page and he had worn them in the days immediately before
Petrey's murder.489 It
was equally undisputed at trial that the optimal time for performing a
gunshot residue test is
within two hours of the firing of a firearm.49°
488
S.F. Trial, Volume 25, testimony of Paul Hallmark, at
pp. 19-20.
489S.F. Trial, Volume 26, testimony ofDavid Lee Page, Jr., at
p. 137; Volume 27, testimony ofDavid Lee Page,
Jr., at pp,. 205-06.
S.F. Trial, Volume 25, testimony of Paul Hallmark, at 36.
p.
350
Petitioner alleges in conclusory fashion that unspecified examination of the
gloves
might have produced unidentified evidence showing that, contrary to
Page's trial testimony,
Page did not wear the gloves earlier on the day before Douglas' shooting.
However,
petitioner offers no specific facts showing how a visual inspection or an
examination of the
gloves for "age, wear, and dirt" at the time of trial would have definitively
determined either
(1) precisely when Page acquired the gloves or (2) whether Page
had worn the gloves, as
Page claimed, the day before Douglas' murder to do yard work.49' It
was undisputed at trial
that (1) Page wrapped a butterfly knife and a box of .22 caliber live
rounds inside the gloves
and (2) Page threw the gloves and their contents away at the pump
jack
site where Petrey was
fatally shot.492 Page testified he did so before Petrey was shot.493
Because there is no specific allegation now before this Court showing (1)
there was
any way to establish at the time of petitioner's trial either (a) the
identity of the person
wearing the gloves at the time that person fired a shot or (b) exactly
when a shot was fired by
a person wearing the gloves, or (2) gunshot residue testing, trace metal
testing, or
examination of the gloves at the time of petitioner's trial would have actually
produced
exculpatory evidence, mitigating evidence, or impeachment evidence, there
is no reasonable
probability that, but for the failure of petitioner's trial counsel to obtain such
testing and
examination of Page's gloves, the outcome of either phase of petitioner's
capital murder trial
would have been any different. Petitioner's speculative assertions
regarding what testing or
'' S.F. Trial, Volume 26, testimony of David Lee Page, Jr., at
pp. 137.
492
S.F. Trial, Volume 26, testimony of David Lee Page, Jr., at
pp. 241-42.
493
Id.
351
inspection of the gloves might have proven do not satisfy the prejudice
prong of Strickland.
See Woodfox v. Cain, 609 F.3d at 808-09 (speculative assertions,
even from an expert, will
not support a finding of "prejudice" under Strickland).
c.
Conclusions
Petitioner's procedurally defaulted, conclusory, sixth assertion of ineffective
assistance in his fourth claim for relief herein does not satisfy either
prong of Strickland
analysis and does not warrant federal habeas relief.
H.
Failure to Investigate Conspiracy Among the Eyewitnesses
The Complaint
In his seventh assertion of ineffective assistance contained in
his fourth claim for
relief herein, petitioner argues his trial counsel should have investigated
the existence of an
ill-defined conspiracy among Page, Ray, and McCoy and a person
identified only as Page's
girlfriend "Amanda."494
2.
State Court Disposition
Petitioner first raised this cryptic complaint in a quasi-pro se pleading he
filed in
March, 2006 in the state trial court.495 The Texas Court of Criminal
Appeals construed this
claim as part of a subsequent writ application and dismissed same
pursuant to the Texas writabuse statute. Exparte Clinton Lee Young, WR 65,137-02, 2006
WL 3735395, *1 (Tex.
Crim. App. December 20, 2006).
Second Amended Petition, at pp. 222-23; Petitioner's Reply, at
pp. 110-11.
First State Habeas Transcript, Volume 5, at 759.
p.
352
3.
Procedural Default
The Texas Court of Criminal Appeals' dismissal of this complaint based
upon state
writ-abuse principles bars federal habeas review, i.e., petitioner has
procedurally defaulted on
same. McGowen
4.
v.
Thaler, 675 F.3d at 499 n.72; Coleman v. Quarterman, 456 F.3d at 542.
Alternatively, No Merit on De Novo Review
As explained in Section XV.E.5. above, the Supreme Court's recent
opinions in
Trevino v. Thaler and Martinez
v.
Ryan compel a federal habeas court to examine de novo the
merits of even procedurally defaulted ineffective assistance claims when, as
here, there are
allegations the petitioner's state counsel rendered ineffective assistance during
a prior state
habeas corpus proceeding.
a.
No Deficient Performance
In his Second Amended Petition, petitioner argues cryptically that, had his
trial
counsel investigated, they would have learned Page, Ray, and McCoy were
coordinating their
stories "through someone on the
outside."496
In his reply brief, petitioner alleges such an
investigation would have proven the three eyewitnesses were coordinating their
stories while
in prison.497
Petitioner fails to allege any facts in support of this assertion of ineffective
assistance
showing there was any information either known to petitioner's defense
team or which could
have been learned by them through the exercise of due diligence at or
before the time of
496SecondAmended Petition, at p. 223.
"
Petitioner's Reply, at p. 111.
353
petitioner's trial suggesting that an investigation into a possible "conspiracy"
between Page,
Ray, McCoy, and possibly others might produce either exculpatory,
mitigating, or
impeachment evidence. In his reply brief, petitioner alleges that he complained to his first
state habeas counsel, attorney Gary Taylor, about such a conspiracy.498 What
petitioner fails
to allege are any facts showing that he ever voiced a similar complaint to his
trial counsel or
that he ever furnished his trial counsel with any information which might have
led said
counsel to reasonably believe that undertaking an investigation into a possible
conspiracy
between the eyewitnesses to Douglas' murder might prove advantageous to
petitioner's
defense at trial.
Furthermore, petitioner alleges no specific facts showing what information, if any,
was available at the time of petitioner's trial to suggesting the three
eyewitnesses had
conspired or were then conspiring against petitioner or attempting to "coordinate" their
testimony at petitioner's capital murder trial. Nor has petitioner alleged any specific
facts
suggesting precisely how his trial counsel could have conducted the investigation in
question.
None of the three eyewitnesses nor their own trial counsel were required to
comply with a
request by petitioner's trial counsel for information or interviews relevant to
petitioner's case.
See United States
v.
Girod,
646 F.3d 304, 311(5th Cir. 201 1)(as a general rule, witnesses to a
crime are the property of neither the prosecution nor the defense - both
sides have an equal
right of access thereto
-
but
no right of the defendant is violated when a potential witness
freely chooses not to talk to defense counsel). Petitioner has also alleged no
specific facts
showing any facts or circumstances existed prior to petitioner's trial which would
have
498
Petitioner's Reply, at p. 110.
354
entitled petitioner's trial counsel to request or take the pretrial deposition of any of the
eyewitnesses or any other person pursuant to a state law analogue to Rule 15(a), Federal
Rules of Criminal Procedure.
Accordingly, petitioner has failed to allege any specific facts showing the failure of
his trial counsel to investigate the possibility the three eyewitnesses were
engaged in a
conspiracy to coordinate their trial testimony caused the performance of petitioner's
trial
counsel to fall below an objective level of reasonableness. See Smith v. Collins, 977
F.2d at
960 ("The defense of a criminal case is not an undertaking in which everything
not prohibited
is required. Nor does it contemplate the employment of wholly unlimited
time and
resources.").
b.
No Prejudice
Petitioner alleges no specific facts showing what, if anything, a timely investigation
by his trial counsel into an alleged pretrial conspiracy between Page, Ray, McCoy, and
possibly others would have produced in terms of admissible exculpatory, mitigating,
or
impeachment evidence. In fact, petitioner alleges no specific facts showing what
information, if any, such an investigation would have produced. Thus, petitioner has
failed to
satisQ,r the prejudice prong
of Strickland. See Day v. Quarterman, 566 F.3d at 541 (complaint
regarding trial counsel's failure to examine the State's medical records failed to establish
Strickland prej udice where petitioner alleged no facts showing what would have been
discovered by review of the State's records).
355
c.
Conclusions
Petitioner's procedurally defaulted, conclusory, seventh assertion of ineffective
assistance in his fourth claim for relief herein does not satisfy either prong of
Strickland
analysis and does not warrant federal habeas relief.
Failure to Move for Mistrial
1.
The Complaint
In his eighth assertion of ineffective assistance in his fourth claim
herein, petitioner
argues his trial counsel should have moved for a mistrial after it was
discovered one of the
jurors was related to Samuel Petrey.499
2.
State Court Disposition
At the start of the second day of the guilt-innocence phase of petitioner's
capital
murder trial, the trial court informed the parties and their counsel outside
the presence of the
jury that the second alternate juror, Ms. Huckabee, had learned the previous
day from her
own sister that the widow of Samuel Petrey was the sister-in-law of Mrs.
Huckabee's brother,
i.e., Samuel Petrey was the husband of a sister of Mrs. Huckabee' s
brother's wife.50° Both
sides requested that Mrs. Huckabee be dismissed from the jury; the trial
court granted their
request and excused Mrs. Huckabee.50' The trial judge informed the
remaining jurors in open
court that, the previous evening Mrs. Huckabee had learned she was
distantly related to "a
SecondAmended Petition, at pp. 223-24; Petitioner's Reply, at
pp. 1 11-12.
°°
S.F. Trial,
501
Id.,
Volume 22, at p. 5.
at pp. 6-7.
person involved in this case" and explained she would no longer be serving as an
alternate
juror.502
Petitioner first presented his complaint about his trial counsel's failure to move
for a
mistrial following Mrs. Huckabee's dismissal as an alternate juror in a pleading
filed in
March, 2006 in the state trial court wherein petitioner's state habeas counsel
summarized a
number of pro se complaints petitioner wished to present to the state habeas
court.503 The
Texas Court of Criminal Appeals construed this claim as part of a subsequent
writ
application and dismissed same pursuant to the Texas writ-abuse statute.
Exparte Clinton
Lee Young, WR 65,137-02, 2006 WL 3735395, *1 (Tex. Crim. App.
December 20, 2006).
3.
Procedural Default
The Texas Court of Criminal Appeals' dismissal of this complaint based
upon state
writ-abuse principles bars federal habeas review, i.e., petitioner has procedurally
defaulted on
same. McGowen
4.
v.
Thaler, 675 F.3d at 499 n.72; Coleman
v.
Quarterman, 456 F.3d at 542.
Alternatively. No Merit on De Novo Review
As explained in Section XV.E.5., above, the Supreme Court's recent opinions in
Trevino v. Thaler and Martinez v. Ryan compel this Court to conduct a de
nova review of the
merits of petitioner's procedurally defaulted ineffective assistance complaints
'°21d., alp. 7.
503
First State Habeas Transcript, Volume 5, at p. 759.
357
a.
No Deficient Performance
In his Second Amended Petition, petitioner argues his trial counsel
should have
moved for a mistrial because "the jurors had bonded with one another and
Huckabee's
departure could only have influenced the juror's [sic] decision about Young's
fate."504 In his
reply brief, petitioner alleges in conclusory fashion that bias had infected his
jury because the
jury had "talked and prayed together."505 Petitioner alleges no specific
facts in support of
these assertions and cites nothing in the record now before this Court
establishing the jury
had, in fact, either "bonded" or "prayed together." Nor has petitioner
alleged any facts
showing that any of his substantive or procedural rights were violated
by virtue of the mere
presence of Mrs. Huckabee in the courtroom as an alternate juror during
the first day of
testimony at the guilt-innocence phase of petitioner's trial. There are no
fact-specific
allegations before this Court showing Mrs. Huckabee had participated in any
activity as an
alternate juror beyond simply sitting in the courtroom during the first day of
trial testimony.
Petitioner does not identify anything procedurally inappropriate, much less
legally improper,
with the manner in which she was dismissed from the jury.
Petitioner does not allege any specific facts showing his trial counsel were aware,
or
could have learned with the exercise of due diligence, of any facts as of
the date Mrs.
Huckabee was dismissed which should have put said counsel on notice of the
existence of
either (1) a legitimate basis under applicable law for a mistrial, (2) any
reason to suspect
504SecondAmendedPetition, at p. 224.
505
Petitioner's Reply, at p. 111.
358
petitioner's jury had been exposed to any bias or extrinsic information regarding
petitioner's
case, (3) Mrs. Huckabee had communicated in any manner with any of the
other jurors
concerning either her distant relationship to Petrey or any other aspect of the petitioner's
case,
or (4) any information suggesting the remaining jurors would be unable to render
a verdict
based solely upon the evidence and the trial court's jury instructions. Under such
circumstances, petitioner's conclusory assertions herein do not establish the failure of
petitioner's trial counsel to move for a mistrial caused the performance of said counsel to fall
below an objective level of reasonableness.
b.
No Prejudice
Petitioner has identified no legal authority suggesting that a mistrial was mandated,
much less permissible, under the facts surrounding Mrs. Huckabee's dismissal as
an alternate
juror at the start of the second day of the guilt-innocence phase of petitioner's trial.
Petitioner
has alleged no specific facts showing his jury was exposed to any extrinsic
information as a
result of Mrs. Huckabee' s mere presence in the jury box the first day of trial. Nor
has
petitioner alleged any specific facts showing Mrs. Huckabee communicated any information
to any other juror about herself, her distant relationship to Samuel Petrey, or any
other matter
not otherwise presented to the jury in open court.
Petitioner alleges no specific facts showing Mrs. Huckabee falsely answered any
question during voir dire or that she withheld any relevant information concerning her
personal knowledge of the facts of petitioner's case or the persons involved therein.
In fact,
petitioner alleges no specific facts showing that Mrs. Huckabee had ever met Samuel
Petrey
359
or was aware she was distantly related to him until she was informed of that fact
on the first
day of petitioner's trial. Thus, this is not a case in which there is an allegation a
juror
withheld information from the trial court or parties concerning the juror's personal
knowledge of either the facts of the case, the parties, the potential witnesses, or any
other
person or subject involved therein. Petitioner has not alleged any specific facts
showing Mrs.
Huckabee withheld any information or gave a less than fully honest answer to a
material
question during voir dire. See McDonough Power Equipment, Inc.
v.
Greenwood, 454 U.s.
548, 556, 104 S.Ct. 845, 850, 78 L.Ed.2d 663 (l984)(to obtain a new trial
where a juror gave
a mistaken though honest response to a voir dire question, a party must
demonstrate (1) the
juror failed to answer honestly a material question on voir dire and (2) a correct
response
would have provided a valid basis for a challenge for cause); Montoya
v.
State, 65 F.3d 405,
418-19 (5th Cir. 1 995)(applying the two-pronged McDonough test in a federal
habeas corpus
context to a complaint about an allegedly inaccurate voir dire answer), cert.
denied, 517 U.s.
1133 (1996).
Petitioner does not allege any specific facts showing there was any off-the-record
contact with any juror (other than Mrs. Huckabee by her own sister) by any
person regarding
petitioner's case. The presumption of prejudice recognized in the authorities cited
by
petitioner in his Second Amended Petition is inapplicable to petitioner's case. See
Remmer v.
United States, 347 U.S. at 229, 74 S.Ct. at 451 (discussing the constitutional
standard
applicable when there is an improper outside contact).
360
c.
Conclusions
Petitioner's procedurally defaulted, conclusory, eighth assertion of ineffective
assistance in his fourth claim for relief herein does not satisfy either prong of Strickland
analysis and does not warrant federal habeas relief.
J.
Failure to Cross-Examine Deborah Sanders Re Mark Ray
1.
The Complaint
In his ninth assertion of ineffective assistance in his fourth claim herein, petitioner
argues his trial counsel should have cross-examined Sanders during the punishment phase of
petitioner's capital murder trial about an alleged conversation between Sanders and
petitioner's mother, Carla Sexton, in which Sanders allegedly admitted she had overheard
Mark brag about shooting Doyle
2.
Douglas.506
State Court Disposition
Petitioner first presented this complaint about his trial counsel's failure to crossexamine Sanders about her conversation with Carla Sexton regarding Mark Ray's allegedly
inculpatory statements about the Douglas murder in a pleading filed in March, 2006 in the
state habeas
court.507
The Texas Court of Criminal Appeals construed this claim as part of a
subsequent writ application and dismissed same pursuant to the Texas writ-abuse statute. Ex
506SecondAmended Petition, at p. 225; Petitioner's Reply, at pp. 112-13.
For unknown reasons, petitioner's second Amended Petition lists this ineffective assistance
complaint among
the complaints he raises about the performance of his trial counsel duringthe guilt-innocence
phase of trial. Deborah
Sanders did not testify until the punishment phase of petitioner's trial, however.
507
First State Habeas Transcript, Volume 5, at p. 760.
361
state habeas
court.507
The Texas Court of Criminal Appeals construed this claim as part of a
subsequent writ application and dismissed same pursuant to the Texas writ-abuse statute.
Ex
parte Clinton Lee Young, WR 65,137-02, 2006 WL 3735395,
*1 (Tex. Crim. App. December
20, 2006).
3.
Procedural Default
The Texas Court of Criminal Appeals' dismissal of this complaint based upon
state
writ-abuse principles bars federal habeas review, i.e., petitioner has procedurally defaulted
on
same. McGowen
4.
v.
Thaler, 675 F.3d at 499 n.72; Coleman
v.
Quarterman, 456 F.3d at 542.
Alternatively, No Merit on De Novo Review
As explained in Section XV.E.5. above, the Supreme Court's recent opinions in
Trevino
v.
Thaler and Martinez
v.
Ryan compel this Court to conduct a de novo review of
petitioner's procedurally defaulted complaints of ineffective assistance claims by his trial
counsel
a.
No Deficient Performance
Deborah Sanders testified for the prosecution during the punishment phase of
petitioner's capital murder trial about conversations she had with petitioner and what she
overheard the night of Doyle Douglas' murder when petitioner and others visited the
motel
room she was sharing with Patrick
507
Brook.508
Petitioner argues his trial counsel should have
First State Habeas Transcript, Volume 5, at p. 760.
508
S.F. Trial, Volume 30, testimony of Deborah Sanders, at
pp. 107-26. Her punishment phase testimony is
summarized in note 80, supra.
362
asked Sanders about an purported conversation between Sanders and Carla Sexton
in which
Sanders allegedly said she had heard Mark Ray brag about shooting Doyle
Douglas. The
initial analytical problem with this complaint is, by the time Sanders testified at
petitioner's
trial, Mark Ray had already admitted during his guilt-innocence phase testimony
at
petitioner's trial that he (Ray) shot Douglas.509 Furthermore, by the time Sanders testified
at
the punishment phase of petitioner's trial, the jury had also (1) heard Patrick
Brook's guiltinnocence phase testimony that Ray claimed to have shot Douglas twice51° and (2)
convicted
petitioner of capital murder, finding petitioner guilty beyond a reasonable doubt
on two
separate theories, one of which required it to determine petitioner was criminally
responsible
for the murder of Douglas.
Petitioner alleges no facts showing that, at the time of Sanders' testimony during
petitioner's trial, petitioner's trial counsel were aware, or could have learned through the
exercise of due diligence, that Sanders had allegedly made the statement in
question to Carla
Sexton. Once more, petitioner alleges in his reply brief that he requested his first
state habeas
counsel present this ineffective assistance claim but does not specifically allege
any facts
showing that he or anyone else ever made petitioner's trial counsel aware of
information
suggesting such a line of cross-examination with Sanders might prove fruitful. More
specifically, petitioner alleges no specific facts showing that his trial counsel were
aware, or
could reasonably have learned through diligent investigation, that Sanders had
ever told
anyone that she heard Mark Ray "brag" about shooting her uncle Doyle
Douglas.
S.F. Trial, Volume 22, testimony
of Mark Ray, at pp. 120-29.
S.F. Trial, Volume 21, testimony of Patrick Brook, at
pp. 253-54, 266.
363
Under such circumstances, there was nothing objectively unreasonable with the
failure of petitioner's trial counsel to explore this subject with Deborah Sanders on crossexamination during her punishment-phase testimony at petitioner's trial. By the time Sanders
testified, petitioner's jury had already heard (1) Ray, McCoy, and Page all testify that
Ray
shot Douglas once at the creek and (2) Brook testify Mark Ray had described
shooting
Douglas twice and kicking Douglas down into a creek. Even if Sanders had admitted to
making the statement in question to Carla Sexton, such an admission would have added
little
to the potentially mitigating evidence already before petitioner's jury.
Under such circumstances, the failure of petitioner's trial counsel to cross-examine
prosecution witness Deborah Sanders at the punishment phase of trial regarding statements
Sanders allegedly made to Carla Sexton suggesting Sanders had heard Mark Ray
brag about
shooting Doyle Douglas, did not cause the performance of said counsel to fall below an
objective level of reasonableness. In fact, petitioner's trial counsel could reasonably have
concluded an attempt to belabor at the punishment phase of trial a point the jury had
apparently already rejected, i.e., petitioner's implicit suggestion he was not responsible for
Douglas' murder, could backfire by alienating the jury.
b.
No Prejudice
In evaluating prejudice in the context of the punishment phase of a capital trial, a
federal habeas court must re-weigh all the evidence in aggravation against the totality
of
available mitigating evidence (had the petitioner's trial counsel chosen a different
course).
Wong v. Belmontes, 558 U.S. at 20, 130 S.Ct. at 386; Wiggins
364
v.
Smith, 539 U.S. at 534, 123
S.Ct. at 2542. The prosecution's evidence during the punishment phase of petitioner's trial
included largely uncontradicted testimony establishing (1) petitioner's long history of violent
conduct dating back to elementary school, (2) petitioner's discharge after only about three
months from both the Triangle Pines and Waco Center facilities for misconduct, (3)
multiple
incidents in which petitioner led a gang within the TYC in violent riots that included
assaults
on TYC staff, (4) petitioner's history of physical abuse as a child at the hands of his
biological father and step-father (clearly double-edged in nature), (5) the eighteen-year-old
petitioner's romantic relationship with a fifteen year old, (6) the petitioner's long-term
fascination with guns, (7) the petitioner's participation in a staged robbery of a fast-food
restaurant (a crime which petitioner's underage girlfriend heard him plan and saw him carry
out), (8) petitioner's participation in a violent attempted home invasion in which both
the
home owner and petitioner's accomplice were wounded, and (9) petitioner's participation in
the burglary of a sporting goods store in which multiple weapons were taken, including
the
.22 caliber semi-automatic handgun used to execute both Doyle Douglas and
Samuel Petrey.
In addition, three days after the jury heard Deborah Sanders' punishment-phase
trial
testimony, it heard the testimony of a young man whom petitioner had assaulted and
whom
petitioner had violently attempted to force to perform fellatio on petitioner.511 Meanwhile,
petitioner's punishment phase witnesses attempted to paint petitioner as basically a good
person whose criminal misconduct was the product of improper medications for ADHD
and
an abused, neglected, childhood. The petitioner's capital sentencing jury weighed all of
the
foregoing evidence and concluded beyond a reasonable doubt (1) there was a probability the
l
S.F. Trial, Volume 31, testimony of Nathan Wendell, at
pp. 6-31.
365
petitioner would commit criminal acts of violence that would constitute a continuing
threat to
society and (2) the petitioner either actually caused Petrey's death, intended to kill
Petrey, or
anticipated that a human life would be taken. The jury also concluded the mitigating
evidence
in the record did not warrant the imposition of a life sentence upon
petitioner.
Under the foregoing circumstances, there is no reasonable probability that, but for
the
failure of petitioner's trial counsel to cross-examine Deborah Sanders at the
punishment
phase of trial concerning her prior statement to Carla Sexton in which Sanders
allegedly
admitted she had overheard Mark Ray brag about shooting Doyle Douglas, the
jury's answers
to any of the Texas capital sentencing special issues would have been any
different.
c.
Conclusions
Petitioner's procedurally defaulted, conclusory, ninth assertion of ineffective
assistance in his fourth claim for relief herein does not satisfy either prong of
Strickland
analysis and does not warrant federal habeas relief.
K.
Failure to Strike Venire Member Haydee Guerrero
1.
The Complaint
In his tenth assertion of ineffective assistance in his fourth claim herein, petitioner
argues his trial counsel should have employed a peremptory strike against
venire member
(and later juror) Flaydee Guerrero because she had only limited English
512
fluency.512
SecondAmended Petition, at pp. 226-27; Petitioner's Reply, at pp. 113-16.
In his most recent pleading, petitioner appears to be arguing that his trial
counsel should have made a challenge
for cause to Ms. Guerrero based upon her lack of English fluency. There are two
problems with this new argument.
First, absolutely nothing in petitioner's pleadings before the state courts "fairly
presented" such an ineffective
assistance complaint to the Texas Court of criminal Appeals. All of petitioner's
complaints in his motion for new trial
and the affidavit attached thereto, filed in May, 2003, or in petitioner's
"Summary of Applicant's Pro Se Complaint,"
2.
State Court Disposition
a.
Voir Dire Proceedings
At the conclusion of the individual voir dire examination of venire member
Haydee
Guerrero, petitioner's trial counsel challenged her for cause based upon her answers
to a
number of voir dire questions.513 The trial court denied petitioner's challenge
for cause.514
The prosecution then voiced a "concern," in which petitioner's trial counsel
concurred, that
both Ms. Guerrero and another venire member had both appeared to have had
some difficulty
comprehending some of the terms used by both parties during voir
dire.515
The trial judge
responded to petitioner's trial counsel's observations about Mrs. Guerrero' s
apparently
conflicting answers to two questions about psychologists as follows:
I got the impression it was a result
of a very long, convoluted question that
had a lot of legal phraseology in it, and I watched Mrs. Guerrero very
filed in March, 2006, focused on the issue of whether petitioner's trial
counsel should have utilized a "strike" against
Ms. Guerrero. At no point in any ofthose pleadings, did petitioner "fairly
present" the state court with a complaint about
his trial counsel's failure to challenge Ms. Guerrero for cause.
The second problem with this complaint may explain that omission. In point of
fact, the comments made by
both the prosecution and petitioner's trial counsel to the trial judge at the
conclusion of Ms. Guerrero's voir dire
examination, discussed hereinafter, cannot reasonably be construed as anything other
than a joint challenge for cause
to Ms.
Guerrero and another venire member. This Court has reviewed the record from that
proceeding and independently
concludes petitioner's trial counsel reasonably believed, just as they testified during
the hearing on petitioner's motion
for new trial, that they had, in fact, unsuccessfully challenged Ms. Guerrero for
cause on the ground ofher lack ofEnglish
fluency. Thus, insofar as petitioner herein urges an unexhausted (and necessarily
procedurally defaulted) complaint about
the failure ofhis trial counsel to make a challenge for cause against Ms. Guerrero
based upon her lack ofEnglish fluency,
that ineffective assistance complaint fails to satisf' the deficient performance
prong of Strickland analysis.
Ms. Guerrero's voir dire examination appears in Volume 14 of 26 of the
Supplemental Reporter's Record
from trial, which includes the voir dire examination of the entire jury venire, at
pp. 50-112. Volumes 7 through 14 of
that record appear in a single bound volume among the records from petitioner's
state trial court proceedings.
Petitioner's trial counsel's challenge for cause to Ms. Guerrero appears at Supplemental
Reporter's Record,
Volume 14,atpp. 110-11.
514
Supplemental Reporter's Record, Volume 14, at p. 111.
5151d.,atpp. 111-12.
367
carefully. She never said "I don't understand what you're saying." She would
be thoughtful and take her time answering questions, but she -- and frequently
she would shake her head yes or no. I do not have the impression Mrs.
Guerrero had any difficulty understanding plain English.516
b.
Motion for New Trial
Petitioner first complained about the failure of his trial counsel to strike Ms. Guerrero
in petitioner's affidavit attached to his motion for new trial, filed in May,
2003.517
At the
evidentiary hearing held on petitioner's motion for new trial, both of petitioner's trial counsel
testified (1) they made a deliberate decision after consultation with their jury selection
expert
and petitioner not to strike venire member Guerrero because their peremptory strikes
were
shrinking and they believed a number of the venire member who followed Guerrero posed
the
risk of doing great harm to petitioner if they served on his capital jury, (2) petitioner
was
initially opposed to Guerrero serving on his jury but acquiesced to his trial counsel's
recommendation, and
(3)
they would have struck Guerrero if petitioner had continued to
insist they do so.518
More specifically, petitioner's co-counsel at trial, attorney Cantacuzene, testified it
was the defense team's belief that
if they struck Ms. Guerrero, they stood a very realistic
possibility of having someone on the jury who was more favorable disposed to impose the
death penalty than was Ms.
516
Guerrero.519
Petitioner's lead trial counsel was even more blunt
Supplemental Reporter's Record, Volume 14, at p. 112.
Trial Transcript, Volume 5 of 5, at p. 909.
518S.F. Trial, Volume 38, testimony of Ian Cantacuzene, at
pp.
of Paul Williams, at pp. 18-19, 41,69.
187-95,225,237-38,287; Volume 39, testimony
S.F. Trial, Volume 38, testimony of Ian Cantacuzene, at 287.
p.
368
in his assessment of the prospects facing the defense team when the time to choose
whether
to strike venire member Guerrero arrived. He testified that, in his opinion, the venire
members who followed Guerrero "were just awful for the defense" and he feared the
defense
would run out of peremptory challenges before they reached what he termed the
members of
"murderer's row."52°
Interestingly, petitioner's attorneys both testified they believed the comments made by
both parties to the trial court at the conclusion of Ms. Guerrero's voir dire amounted to
challenges for cause based upon her lack of English fluency.52'
Petitioner neither testified at the hearing on his motion for new trial nor presented any
other evidence controverting the foregoing testimony of his trial counsel. The state trial
court
denied petitioner's motion for new trial after making express factual findings that (1)
petitioner acquiesced in the decision not to strike Guerrero and (2) petitioner's trial counsel
determined Guerrero would be more favorably disposed toward the defense than other
potential jurors.522 Petitioner did not complain on direct appeal about the denial of this
aspect
of his motion for new trial.
c.
Second State Habeas Proceeding
Petitioner next presented his complaint about his trial counsel's failure to strike Ms.
Guerrero in a pleading filed in March, 2006 listing a number of pro se ineffective assistance
520
S.F. Trial, Volume 39, testimony of Paul Williams, at 41.
p.
521
S.F. Trial, Volume 38, testimony of Ian Cantacuzene, at 191; Volume 39, testimony
p.
of Paul Williams, at
522
S.F. Trial, Volume 39, at pp. 10 1-02.
p. 19.
369
complaints.523
The Texas Court of Criminal Appeals construed this claim as part of a
subsequent writ application and dismissed same pursuant to the Texas writ-abuse statute. Ex
parte Clinton Lee Young, WR 65,137-02, 2006 WL 3735395,
*1
(Tex. Crim. App. December
20, 2006).
3.
Procedural Default
The Texas Court of Criminal Appeals' dismissal of this complaint based upon
state
writ-abuse principles bars federal habeas review, i.e., petitioner has procedurally
defaulted on
same. McGowen
4.
v.
Thaler, 675 F.3d at 499 n.72; Coleman v. Quarterman, 456 F.3d at 542.
Alternatively. No Merit on De Novo Review
As explained in Section XV.E.5., above, the Supreme Court's recent opinions in
Trevino
v.
Thaler and Martinez
v.
Ryan compel this Court to conduct a de novo review of
petitioner's procedurally defaulted complaints of ineffective assistance by his trial counsel.
a.
No Deficient Performance
Petitioner alleges no specific facts which show any of the sworn testimony given by
petitioner's trial counsel about venire member Guerrero or their decision not to employ a
peremptory strike against her was either factually inaccurate or otherwise reflected an
objectively unreasonable assessment of the facts as petitioner's defense knew it.
Moreover,
petitioner does not allege any facts showing the state trial court's factual
determinations made
in the course of denying petitioner's motion for new trial were objectively
unreasonable in
523
First State Habeas Corpus Transcript, Volume 5, at
370
p. 760.
light of the evidence then before that court.524 Insofar as petitioner complains about Ms.
Guerrero' s alleged lack of English fluency, petitioner tenth assertion of ineffective assistance
in his fourth claim herein fails to address in an intelligible manner the uncontroverted
testimony of his trial counsel that the venire members who followed Guerrero were much less
desirable as jurors than was Guerrero. In view of the uncontroverted testimony of said
counsel in the record now before this Court, this Court finds there is no fact-specific
allegation currently before this Court establishing the failure of petitioner's trial counsel to
strike venire member Guerrero caused the performance of said counsel to fall below an
objective level of reasonableness.
b.
No Prejudice
Given the evidence before the petitioner's capital sentencing jury discussed in Section
XV.J.4.b. above and the uncontradicted testimony of petitioner's trial counsel during
petitioner's motion for new trial proceeding in the petitioner's trial court record, this Court
independently concludes there is no reasonable probability that, but for the failure of
petitioner's trial counsel to strike venire member Guerrero, the outcome of either phase of
petitioner's capital murder trial would have been any different.
Because petitioner never directly appealed the denial of his motion for new trial and
procedurally defaulted
on this same ineffective assistance complaint when he attempted to present it to the state
courts in 2006, the AEDPA's
highly deferential standard of review does not apply to the state trial court's factual fmdings
made in conjunction with
the denial of petitioner's motion for new trial. Nonetheless, those factual fmdings were
fully supported by the evidence
before that state court and may not be completely disregarded, as petitioner implicitly urges
this Court to do in his
pleadings herein. Petitioner's pleading herein make no mention of this aspect of petitioner's
motion for new trial, the
testimony of petitioner's trial counsel on this ineffective assistance complaint, or the state trial
court's express factual
fmdings.
371
c.
Conclusions
Petitioner's procedurally defaulted, conclusory, tenth assertion of ineffective
assistance in his fourth claim for relief herein does not satisfy either prong of Strickland
analysis and does not warrant federal habeas relief.
L.
Failure to Present Mental Health Evidence at the Guilt-Innocence Phase of Trial
The Complaint
In his eleventh assertion of ineffective assistance in his fourth claim herein, petitioner
argues his trial counsel should have introduced evidence during the guilt-innocence
phase of
trial, much like the mental health evidence petitioner's trial counsel introduced during
the
punishment phase of trial, showing petitioner's ADHD rendered petitioner incapable of
anticipating his accomplice's actions.525
2.
State Court Disposition
Petitioner first presented this ineffective assistance complaint in a pleading he filed in
the state habeas trial court in March, 2006 listing a number of pro se ineffective
assistance
complaints.526
The Texas Court of Criminal Appeals construed this claim as part of a
subsequent writ application and dismissed same pursuant to the Texas writ-abuse statute.
Ex
parte Clinton Lee Young, WR 65,137-02, 2006 WL 3735395, *1 (Tex. Crim. App. December
20, 2006).
525
Second Amended Petition, at pp. 227-29; Petitioner's Reply, at pp. 116-18.
526
First State Habeas Corpus Transcript, Volume 5, at p. 760.
372
3.
Procedural Default
The Texas Court of Criminal Appeals' dismissal of this complaint based upon state
writ-abuse principles bars federal habeas review, i.e., petitioner has procedurally defaulted on
same. McGowen
4.
v.
Thaler, 675 F.3d at 499 n.72; Coleman
v.
Quarterman, 456 F.3d at 542.
Alternatively, No Merit on De Novo Review
As explained in Section XV.E.5. above, the Supreme Court's recent opinions in
Trevino v. Thaler and Martinez
v.
Ryan compel this Court to conduct a de novo review of
petitioner's procedurally defaulted complaints of ineffective assistance by his trial counsel.
a.
No Deficient Performance
Petitioner argues his trial counsel should have mounted a defense at the guiltinnocence phase of trial premised upon the contention that petitioner was so mentally ill he
could not anticipate the actions of his accomplices.
There is no argument here, nor could there reasonably be, that petitioner's trial
counsel were unaware at the guilt-innocence phase of petitioner's capital murder trial of the
extensive body of expert and lay testimonial evidence then-available establishing petitioner
suffers from severe ADHD. There is no allegation before this Court suggesting the
investigation of petitioner's background and mental health conducted by his trial counsel and
mental health expert witnesses was anything less than thorough. Petitioner's trial counsel
presented extensive, compelling, evidence of petitioner's background and documented mental
health problems during the punishment phase of trial.527 Thus, the issue properly before this
527
See notes 92-104, 110-11,
supra, and accompanying text.
373
Court is whether the failure of petitioner's trial counsel to present the same or similar
evidence during the guilt-innocence phase of petitioner's trial was objectively unreasonable.
Based upon this Court's independent review of the record from petitioner's capital
murder trial, there are readily apparent, objectively reasonable, strategic reasons why
petitioner's trial counsel may have wished to avoid initiating a battle of mental health experts
during the guilt-innocence phase of petitioner's trial like the one which emerged during the
punishment phase of the same trial. The most glaringly obvious is the high degree of
likelihood the jury would misconstrue such double-edged evidence as a tacit admission on
petitioner's behalf that he was guilty of capital murder, either based upon the Texas law of
parties or the petitioner's documented history of violent conduct dating back to petitioner's
years in kindergarten. Each of the mental health experts who testified on petitioner's behalf
at the punishment phase of trial spent a considerable portion of their testimony addressing the
petitioner's history of (1) childhood physical abuse at the hands of his alcoholic father and
step-father, (2) many violent outbursts, and (3) long-term drug and alcohol abuse, all of
which could have convinced the jury at the guilt-innocence phase of trial that the petitioner
was a violent drug abuser. In addition, Dr. Mathew testified during the punishment phase of
trial regarding petitioner's voluntary ingestion of large quantities of methamphetamine in the
days leading up to petitioner's capital offenses.528 Voluntary intoxication is not generally a
defense to a criminal offense under applicable Texas law. Section 8.04 of the Texas Penal
Code bars a criminal defendant from using evidence of intoxication to challenge his culpable
mental state.
See Davis
v.
State,
313 S.W.3d 317, 330 (Tex. Crim. App. 2010)(Texas law
S.F. Trial, Volume 34, testimony of Roy Mathew, at pp. 225-26.
374
does not authorize a defense of intoxication or a special instruction on the mitigating value of
intoxication with respect to the guilt-innocence phase of a capital murder trial), cert. denied,
U.S.
-,
132 S.Ct. 122, 181 L.Ed.2d 45 (2011). Thus, there was no vehicle readily
available at the guilt-innocence phase of petitioner's capital murder trial through which
petitioner's jury could have given mitigating value to evidence the petitioner suffered from
ADHD or was voluntarily intoxicated at the time of his capital offense.
Petitioner's trial counsel could have easily concluded, in an eminently objectively
reasonable manner, the proper place for jury consideration of such double-edged mental
health evidence was the punishment phase of petitioner's capital murder trial, not the guiltinnocence phase. Unlike the mitigation special issue submitted to the jury during the
punishment phase of petitioner's capital murder trial, there was no readily available vehicle at
the guilt-innocence phase of trial through which the jury could give mitigating effect to the
double-edged mental health evidence petitioner presented during the punishment phase of
his trial. Davis
v.
State, 313 S.W.3d at 330. Petitioner has failed to overcome the
presumption of reasonableness this Court must apply when reviewing petitioner's ineffective
assistance complaints. See Kimmelman v. Morrison, 477 U.S. 365, 386, 106 S.Ct. 2574,
2589, 91 L.Ed.2d 305 (1986) (petitioner must overcome a presumption that a counsel
rendered reasonable professional assistance).
This Court independently concludes the decision by petitioner's trial counsel to
forego the use of double-edged mental health evidence, like that employed by said counsel
during the punishment phase of petitioner's capital murder trial, during the guilt-innocence
phase of petitioner's capital murder trial was objectively reasonable. See St. A ubin v.
375
Quarterman, 470 F.3d at 1103 (a tactical decision not to pursue and present potentially
mitigating evidence on the ground it is double-edged in nature is objectively reasonable and
does not amount to deficient performance); Rector
v.
Johnson, 120 F.3d 551, 564 (5th Cir.
1997)(holding the same), cert. denied, 522 U.S. 1120 (1998). The same reasoning applies to
the objectively reasonable decision by petitioner's trial counsel not to present mental health
evidence at the guilt-innocence phase of trial which showed the defendant has a mental
illness which renders him prone to impulsive, violent, outbursts and reduces his capacity for
reflection and genuine contrition. Petitioner's eleventh ineffective assistance complaint in his
fourth claim herein fails to satisfy the first prong of Strickland analysis.
b.
No Prejudice
For similar reasons, petitioner was not prejudiced within the meaning of Strickland by
the decision of petitioner's trial counsel to forego use of clearly double-edged mental health
evidence until the punishment phase of trial. There was no vehicle available at the guilt-
innocence phase of petitioner's trial through which the jury could have rendered factual
findings favorable to petitioner based upon a showing petitioner suffered from ADHD or was
voluntarily intoxicated at the time of his offense. None of the mental health experts who
testified on petitioner's behalf suggested petitioner's ADHD and other mental health
problems rendered petitioner legally insane or incapable of forming the requisite mental state
to commit the offense of capital murder.
Petitioner's argument that evidence of his ADHD could have been utilized to argue
petitioner failed to foresee the actions of his accomplices ignores the overwhelming evidence
376
at the guilt-innocence phase of trial showing (1) petitioner was the individual directing events
in connection with the fatal shooting of Doyle Douglas and (2) petitioner shot Samuel Petrey.
There was no evidence introduced at the guilt-innocence phase of trial suggesting the
petitioner was merely along for the ride during the events which culminated in the fatal
shootings of either Douglas or Petrey. Given the extensive evidence of petitioner's primary
roles in both murders introduced during the guilt-innocence phase of petitioner's trial, there is
no reasonable probability that, but for the failure of petitioner's trial counsel introduce
evidence of petitioner's ADHD and other mental health problems during the guilt-innocence
phase of trial, the outcome of either portion of petitioner's capital murder trial would have
been different. This complaint fails to satisfy the prejudice prong of Strickland analysis.
c.
Conclusions
Petitioner's procedurally defaulted, conclusory, eleventh assertion of ineffective
assistance in his fourth claim for relief herein does not satisfy either prong of Strickland
analysis and does not warrant federal habeas relief.
M.
Failure to Call Petitioner's Former Teachers to Testify
1.
The Complaint
In his twelfth assertion of ineffective assistance in his fourth claim herein, petitioner
argues his trial counsel should have called a pair of petitioner's former elementary school
teachers (Margaret Fant and Mary Hall) to testify during the punishment phase of trial.529
529
Second Amended Petition, at pp. 230-34; Petitioner Reply, at pp. 118-22.
377
2.
State Court Disposition
Petitioner raised this same complaint as part of his twelfth claim in his first state
habeas corpus proceeding.53° Petitioner did not call either of these individuals to testify
during the hearing held in petitioner's first state habeas corpus proceeding and did not offer
any affidavits of other written declarations from either of these potential witnesses suggesting
exactly what their trial testimony might have been. Petitioner's trial counsel testified during
that hearing, moreover, that their defense investigator interviewed both of these potential
witnesses and they made a decision not to call either of these individuals to testify, in part,
because (1) they had several members of petitioner's family beg for petitioner's life, (2) they
called several other witnesses who testified petitioner was a kind, good, person, (3) Mrs. Hall
would have testified petitioner was able to control his hyperactivity, and (4) Mrs. Fant would
have contradicted the defense's position that petitioner's mother had tried to help petitioner
but could not overcome the pernicious influences of petitioner's violent, alcoholic, father and
step-father.531
The state habeas trial court expressly found (1) petitioner had failed to support
this ineffective assistance complaint with any evidence establishing what either Fant or Hall
would have testified had they been called as witnesses at the punishment phase of petitioner's
°
First State Habeas Transcript, Volume 1, at p. 90.
More specifically, petitioner alleged as follows:
Applicant complains of additional actions by trial counsel. Applicant contends that his
former teachers Margaret Ann Font and Mary Hall would have testified that he was a good child,
bright, ifhyperactive. Such evidence would have presented favorable evidence from the same general
time periods in which the State's witnesses observed applicant and was relevant to the jury's
consideration of the first and third punishment issues.
'
S.F. First State Habeas Hearing, Volume 3, testimony of Rodion Cantacuzene, Jr., at
pp. 42-45, 51-52;
Volume 3, testimony of Paul Williams, at pp. 70-72.
378
trial, (2) the defense presented substantial evidence at trial that petitioner was a bright and
good child, and (3) the suggested evidence from Fant and Hall is cumulative of the evidence
presented at trial.532 The Texas Court of Criminal Appeals rejected this ineffective assistance
complaint on the merits. Exparte Clinton Lee Young, WR 65,137-01, 2006 WL 3735395, *1
(Tex. Crim. App. December 20, 2006).
3.
AEDPA Review
a.
No Deficient Performance
Petitioner presents a two-page sworn declaration from Margaret Fant as Exhibit no.
104 in support of his Second Amended Petition herein.533 Because the state habeas court
addressed the merits of this ineffective assistance complaint in the course of petitioner's first
state habeas corpus proceeding, this Court may not consider this new evidence in ruling on
the propriety of the state habeas court's ruling under the AEDPA. See Cullen v. Pinhoister,
U.S. at
, 131
S.Ct. at 1401 (holding a federal habeas petitioner is not entitled to
present new evidence supporting a claim in federal court when the state court has ruled on the
merits of the underlying claim).
Moreover, even if this Court were to consider this complaint de novo, in light of the
uncontradicted testimony of petitioner's trial counsel in petitioner's first state habeas corpus
proceeding, neither the declaration of Margaret Fant nor the petitioner's conclusory pleadings
herein support a finding that the failure of petitioner's trial counsel to cal either Fant or Hall,
532
State Trial Court's Order issued June 26,
Docket entry no. 89-3, at pp.
2006, First
1094-95.
379
State Habeas Transcript, Volume 2, at p.
251.
or both, caused the performance of said counsel to fall below an objective level of
reasonableness. Complaints of uncalled witnesses are not favored, because the presentation
of testimonial evidence is a mafter of trial strategy and because allegations of what a witness
would have testified are largely speculative. Day v. Quarterman, 566 F.3d at 538; Coble v.
Quarterman, 496 F.3d at 436; Miller v. Dretke, 420 F.3d at 362.
As the state habeas trial court correctly noted, petitioner's trial counsel presented
numerous witness who testified as to petitioner's good character, high intellect, and generally
good behavior as a child.534 Petitioner's trial counsel also elicited testimony on cross-
examination of prosecution witnesses highlighting petitioner's difficult childhood and
positive character
traits.535
In sum, petitioner's trial counsel presented substantial evidence
which cast petitioner in a favorable light, showed he was a bright, albeit hyperactive, child,
and generally portrayed him as a good child burdened with ADHD and an extremely
dysfunctional family situation.
The state habeas court reasonably concluded that petitioner failed to overcome the
presumption of reasonableness with regard to the failure of petitioner's trial counsel to call
either Hall or Fant to testif' at trial. This was an eminently reasonable conclusion based
upon the evidence presented during petitioner's first state habeas corpus proceeding. More
specifically, the petitioner's trial counsel testified without contradiction that both Fant and
hail had been interviewed by the defense team and a strategic decision had been made not to
See
notes 95-99, 105-06, supra, and accompanying text.
See notes
84-86, 89, supra.
380
call them to testify because they posed the risk of undermining at least some aspects of the
story petitioner's trial counsel were attempting to tell the jury at the punishment phase of
petitioner's trial. This Court own examination of the record from petitioner's trial and first
state habeas corpus proceeding, even if the new Fant declaration is considered, leads to the
inescapable conclusion that this assertion of ineffective assistance fails to satisfy the deficient
performance prong of Strickland analysis.
b.
No Prejudice
In evaluating prejudice in the context of the punishment phase of a capital trial, a
federal habeas court must re-weigh all the evidence in aggravation against the totality of
available mitigating evidence (had the petitioner's trial counsel chosen a different course).
Wong v. Belmontes, 558 U.S. at 20, 130 5.Ct. at 386; Wiggins v. Smith, 539 U.S. at 534, 123
S.Ct. at 2542. The prosecution's evidence during the punishment phase
of petitioner's trial
included largely uncontradicted testimony establishing (1) petitioner's long history of violent
conduct dating back to elementary school, (2) petitioner's discharge after only about three
months from both the Triangle Pines and Waco Center facilities for misconduct, (3) multiple
incidents in which petitioner led a gang within the TYC in violent riots that included assaults
on TYC staff, (4) petitioner's history of physical abuse as a child at the hands of his
biological father and step-father (clearly double-edged in nature), (5) the eighteen-year-old
petitioner's romantic relationship with a fifteen year old, (6) the petitioner's long-term
fascination with guns, (7) the petitioner's participation in a staged robbery of a fast-food
restaurant (a crime which petitioner's underage girlfriend heard him plan and saw him carry
out), (8) petitioner's participation in a violent attempted home invasion in which both the
381
home owner and petitioner's accomplice were wounded, and (9) petitioner's participation in
the burglary of a sporting goods store in which multiple weapons were taken, including the
.22 caliber semi-automatic handgun used to execute both Doyle Douglas and Samuel Petrey.
In addition, petitioner's jury heard the testimony of a young man whom petitioner had
assaulted and whom petitioner had violently attempted to force to perform fellatio on
petitioner.536
Meanwhile, petitioner's punishment phase witnesses attempted to paint petitioner as
basically a good person whose criminal misconduct was the product of improper medications
for ADHD and an abused, neglected, childhood. The petitioner's capital sentencing jury
weighed all of the foregoing evidence (including the extensive case in mitigation presented
by petitioner's defense team) and concluded beyond a reasonable doubt (1) there was a
probability the petitioner would commit criminal acts of violence that would constitute a
continuing threat to society and (2) the petitioner either actually caused Petrey' s death,
intended to kill Petrey, or anticipated that a human life would be taken. The jury also
concluded the mitigating evidence in the record did not warrant the imposition of a life
sentence upon petitioner.
Given the evidence before petitioner's capital sentencing jury, there is no reasonable
probability that, but for the failure of petitioner's trial counsel to present clearly cumulative
testimony from Fant and Hall regarding petitioner's keen intellect and good behavior as a
child at the punishment phase of trial, the jury's answers to any of the Texas capital
536
S.F. Trial, Volume 31, testimony of Nathan Wendell, at
pp. 6-31.
382
sentencing special issues would have been any different. Petitioner's jury already had
extensive testimony concerning petitioner's intellectual talent and good conduct as a child.
The problem was, petitioner was not a child as of the date of his capital murder trial. By the
time the jury began its deliberations at the punishment phase of petitioner's trial (1) had
already convicted petitioner beyond a reasonable doubt of being criminally responsible for
two homicides and (2) had heard additional testimony showing petitioner's many other
violent and criminal acts, including petitioner's attempted sexual assault upon another teen,
the violent riots petitioner led as a gang leader inside the TYC, and the high speed chase on
which petitioner led law enforcement officers immediately prior to his arrest.
c.
Conclusions
The Texas Court of Criminal Appeals' rejection on the merits during the course of
petitioner's first state habeas corpus proceeding of petitioner's complaint about his trial
counsel's failure to call Margaret Fant and Mary Hall to testify at the punishment phase of
petitioner's capital murder trial was neither (1) contrary to, nor involved an unreasonable
application of, clearly established Federal law, as determined by the Supreme Court of the
United States, nor (2) based upon an unreasonable determination of the facts in light of the
evidence presented in the petitioner's trial, direct appeal, and first state habeas corpus
proceedings.
383
N.
Failure to Present Mitigating Evidence Showing Why Petitioner Stoed Taking His
Prescription medication Upon Discharge from the TYC and Why Petitioner Appeared
Coherent and Calm Throughout Trial
The Complaint
In is thirteenth assertion of ineffective assistance in his fourth claim herein, petitioner
argues his trial counsel should have presented evidence during the punishment phase of trial
showing why petitioner (1) stopped taking his prescription medications after his release from
the TYC and (2) appeared to be coherent and focused throughout trial.537
2.
State Court Disposition
Petitioner raised this same complaint for the first time in his omnibus fourth claim in
his second subsequent (third) state habeas corpus application.538 The Texas Court of
Criminal Appeals summarily dismissed this claim pursuant to the Texas writ-abuse statute.
Exparte Clinton Lee Young, WR 65,137-03, 2009 WL 1546625, *1 (Tex. Crim. App. June 3,
2009).
3.
Procedural Default
The Texas Court of Criminal Appeals' dismissal of this complaint based upon state
writ-abuse principles bars federal habeas review, i.e., petitioner has procedurally defaulted on
same. McGowen
v.
Thaler, 675 F.3d at 499 n.72; Coleman v. Quarterman, 456 F.3d at 542.
Second Amended Petition, at pp. 234-39; Petitioner's Reply, at pp. 122-24.
Third State Habeas Transcript, Volume
1
of 10, at pp. 183-87.
384
4.
Alternatively, No Merit on De Novo Review
As explained in Section XV.E.5. above, the Supreme Court's recent opinions in
Trevino
v.
Thaler and Martinez
v.
Ryan compel this Court to conduct a de novo review of
petitioner's procedurally defaulted complaints of ineffective assistance by his trial counsel.
a.
No Deficient Performance
Petitioner argues his trial counsel should have presented testimony from defense
expert Dr. Milam establishing (1) petitioner was addicted to drugs before be entered the
TYC, (2) petitioner never received treatment for his drug and alcohol addiction, (3) the
chances were high petitioner would abuse drugs once he was released from custody, (4) the
concept of "hyperfocusing" explained how petitioner could appear coherent and attentive
throughout trial, and (5) petitioner's ADHD rendered petitioner incapable of assessing and
responding to the rapidly changing situation in his capital offense.
The initial two of the foregoing topics were amply covered by the testimony of Dr.
Milam and Dr. Mathew already before petitioner's capital sentencing jury.539 Thus, any
additional testimony by Dr, Milam or petitioner's other mental health experts would have
been cumulative. From the trial testimony of Dr. Milam and Dr. Mathew regarding
petitioner's drug dependency, the third concept listed above could also reasonably be
inferred. Dr Mathew testified that persons such as petitioner who suffer from severe
See S.F. Trial, Volume 34, testimony of Daneen Milam, at
pp. 61-63, 96 (petitioner received no chemical
dependency treatment at TYC despite being chemically dependent); Volume 34, testimony of Roy Mathew, at
pp. 186,
193-98, 224-26, 241 (there is a high correlation between ADD and drug abuse, petitioner using large quantities
of
methamphetamine during the ten days before Douglas' murder, likely psychotic during Douglas murder, and likely
withdrawing at time of Petrey murder); Volume 35, testimony of Roy Mathew, at
pp. 206-07 (petitioner has a history
of stimulant abuse).
385
ADD/ADHD have a difficult time planning ahead and setting goals.54° Dr. Greene testified
that extreme difficulty focusing and the inability to consider the consequences of one's
actions before acting are two of the core features of ADHD.54' From this testimony the jury
could reasonably have inferred the final concept listed above. The failure of petitioner's trial
counsel to have Dr. Milam address the first three and final areas listed above did not cause
the performance of said counsel to fall below an objective legal of reasonableness. Those
matters were already properly before petitioner's jury.
As far as why petitioner chose to stop taking his prescription medications some period
after his release from the TYC, petitioner offers no suggestions that his decision was anything
other than a voluntary decision made by petitioner following almost three years of detention
in the TYC and the Waco Center for Youth. Petitioner alleges no specific facts in his
pleadings herein stating exactly why petitioner chose to stop taking the prescription
medications which his own family and friends said had rendered petitioner a different person
upon his emergence from the TYC. Furthermore, petitioner alleges no facts showing Dr.
Short's trial testimony that petitioner reported no drug use for more than a month prior to his
admission to the Waco Center was factually inaccurate. Thus, petitioner's jury was faced
with evidence which showed petitioner had not used street drugs for almost three years before
his release from the TYC. The record before this Court is bereft of any evidence showing
petitioner was ever treated for drug withdrawal during either his time at the Waco Center or
his time in the TYC. Under such circumstances, there was nothing objectively unreasonable
540
S.F. Trial, Volume 34, testimony of Roy Mathew, at pp. 173-74, 183-84, 240.
" S.F. Trial, Volume
36, testimony of Ross Greene, at p, 12.
386
with the decision by petitioner's trial counsel to avoid having to explain why petitioner
decided to stop taking his prescription medications and begin self-medicating with
methamphetamine. Such a tactic could have undermined the defense's punishment phase
trial strategy. Moreover, petitioner does not allege any specific facts showing why he chose
to stop taking his prescription medications or how his trial counsel could have presented
evidence of same without petitioner himself taking the stand at trial.
Petitioner's pleadings herein do not present this Court with any fact-specific
allegations showing exactly what the concept of "hyperfocusing" involves or how that
concept might have proven helpful to petitioner at trial without utterly eviscerating the
defense team's trial strategy of convincing the jury that petitioner was unable to control
himself due to his severe ADHD. Petitioner's lead trial counsel testified without
contradiction during petitioner's first state habeas corpus proceeding that the linchpin of the
defense's trial strategy at the punishment phase of trial was to show the petitioner suffered
from severe ADHD (which caused petitioner's impulsive behavior) and that, once properly
medicated, petitioner could be expected to behave in a non-violent manner.542 Petitioner's
trial counsel testified without contradiction during the hearing on petitioner's motion for new
trial that they wanted to exclude any evidence showing the petitioner could control his
ADHD symptoms, including petitioner's Midland County Jail medical records showing
petitioner was not taking psychotropic medications during trial.543 There was nothing
542
S.F. First State Habeas Hearing, Volume 3, testimony of Paul Williams, at
pp. 74-77.
S.F. Trial, Volume 38, testimony of Ian Cantacuzene, at
pp.21 2-13; Volume 39, testimony ofPaul Williams,
at pp. 32-34, 62-64.
387
objectively unreasonable with the decision by petitioner's trial counsel not to present expert
testimony suggesting that petitioner could, in fact, control his AD}ID symptoms through
"hyperfocusing" or any other form of treatment that did not include psychotropic
medications. Such a tactic would have undermined the trial strategy of petitioner's defense
team, which was to blame petitioner's history of violence on petitioner's improperly or
unmedicated ADHD and to argue that, once properly medicated, petitioner did not pose a
threat of future violence.
b.
No Prejudice
For reasons similar to those discussed in Section XV.M.3.b. above, the failure of
petitioner's trial counsel to introduce expert testimony on hyperfocusing or any of the other
subjects discussed by petitioner in this assertion of ineffective assistance did not prejudice
petitioner within the meaning of Strickland. Petitioner's trial counsel reasonably believed
they could obtain favorable jury answers to the Texas capital sentencing special issues by
presenting evidence and arguing that (1) petitioner's violent history was the product of
untreated or improperly treated ADHD (a matter outside petitioner's control) and (2) once
properly medicated, petitioner would no longer pose a risk of future dangerousness.
Petitioner's trial counsel actually presented substantial lay and expert testimony in support of
their punishment-phase strategy, much of which overlaps the "new" mitigating evidence
petitioner now argues should have been presented at his trial.
Given the extensive punishment phase case presented by the prosecution, the scope of
the prosecution's punishment phase case, and the nature of petitioner's capital offense,
::
however, there is no reasonable probability that, but for the failure of petitioner's trial
counsel to introduce additional mitigating evidence of the type outlined above, the outcome
of the punishment phase of petitioner's trial would have been different. In fact, adopting the
new tactic urged by petitioner would have seriously undermined the defense's reasonable
punishment-phase trial strategy.
c.
Conclusions
Petitioner's procedurally defaulted thirteenth assertion of ineffective assistance in his
fourth claim herein does not satisfy either prong of Strickland and does not warrant federal
habeas corpus relief.
0.
Failure to Object to Supplemental Jury Instructions on Grounds It Was a Conmient on
the Weight of the Evidence. Allowed an Affirmative Answer Sans Unanimity, and
Prevented Consideration of Mitigating Evidence
1.
The Complaint
In his fourteenth assertion fo ineffective assistance in his fourth claim herein,
petitioner argues his trial counsel should have objected to the trial court's supplemental jury
instructions regarding the second capital sentencing special issue on the grounds the
supplemental instruction (1) constituted a comment on the weight of the evidence, (2)
allowed an affirmative answer to the second special issue without requiring unanimity among
the jurors on the specific factual theory justifying an affirmative answer thereto, and (3)
precluded the jury from giving consideration to all of petitioner's mitigating
Second Amended Petition, at pp. 239-42; Petitioner's Reply, at p. 125.
389
evidence.544
2.
State Court Disposition
Petitioner first presented this ineffective assistance complaint as his proposed
fifteenth claim in his first state habeas corpus proceeding in a pleading filed in January, 2006
in the state trial
court.545
The Texas Court of Criminal Appeals construed this claim, and
several others, as a subsequent state writ application and dismissed same pursuant to the
Texas writ-abuse statute. Exparte Clinton Lee Young, WR 63,137-02, 2006 WL 3735395, * I
(Tex. Crim. App. December 20, 2006).
3.
Procedural Default
The Texas Court of Criminal Appeals' dismissal of this complaint based upon state
writ-abuse principles bars federal habeas review, i.e., petitioner has procedurally defaulted on
same. McGowen
4.
v.
Thaler, 675 F.3d at 499 n.72; Coleman v. Quarterman, 456 F.3d at 542.
Alternatively. No Merit on De Novo Review
As explained in Section XV.E.5. above, the Supreme Court's recent opinions in
Trevino v. Thaler and Martinez
v.
Ryan compel this Court to conduct a de novo review of
petitioner's procedurally defaulted complaints of ineffective assistance by his trial counsel.
a.
No Deficient Performance
Petitioner's complaint that his trial counsel should have objected to the supplemental
jury
instruction in question on the ground that the supplemental instruction constituted a
comment on the weight of the evidence is foreclosed by the state habeas trial court's
First State Habeas Transcript, Volume 5,
at p. 675.
390
conclusion that, under applicable state law, the supplemental instruction did not constitute an
improper comment on the weight of the evidence because it did not "instruct, command, or
suggest" that the jury answer the second special issue in any particular manner.546 The state
trial court's findings were made in the context of its analysis of petitioner's fifteenth claim,
which the state habeas trial court concluded did not satisfy the requirements for a subsequent
writ under the Texas writ-abuse statute. The Texas Court of Criminal Appeals reached the
same conclusion. A state court's interpretation of state law binds a federal court sitting in
habeas corpus. Bradshaw
(2005); Paredes
v.
v.
Richey, 546 U.S. 74, 76, 126 S.Ct. 602, 603, 163 L.Ed.2d 407
Quarterman, 574 F.3d at 291; Woody. Quarterman, 503 F.3d at 414.
Because petitioner's trial counsel reasonably could have concluded (as did the state habeas
trial court) that the supplemental instruction in question did not constitute an improper
comment on the weight of the evidence under applicable Texas law, the failure of petitioner's
trial counsel to raise such an objection did not cause the performance of petitioner's counsel
to fall below an objective level of reasonableness.
Likewise, the state habeas trial court found the supplemental jury instruction in
question did not improperly relieve the prosecution of its duty to obtain a unanimous jury
verdict to the second capital sentencing special issue.547 This holding is eminently reasonable
and fully consistent with the Supreme Court's holding in Schad v. Arizona, supra.
546
Trial Court's Order of June 26, 2006, First State Habeas Transcript, Volume 2, at
pp. 282-83.
' Trial
Court's Order of June 26, 2006, First State Habeas Transcript, Volume 2, at
pp. 283-85.
391
For the reasons set forth at length in Section XIV.D. above, petitioner's complaint
about that the supplemental jury instruction precluded petitioner's capital sentencing jury
from giving consideration to any of the mitigating evidence properly before it lacks any
arguable merit. See Ayers v. Belmontes, 549 U.S. at 14-16, 127 S.Ct. at 474-75 (applying the
familiar Boyde standard and holding an instruction directing the capital sentencing jury to
consider any other circumstance that might excuse the crime sufficiently broad to permit
consideration of possible future good conduct). The trial court's supplemental jury
instruction in question addressed only the manner the jury was to consider and answer the
second special issue and cannot reasonably be construed as interfering with the jury's ability
to give full mitigating effect to any of petitioner's mitigating evidence pursuant to the third
capital sentencing special issue.
The failure of petitioner's trial counsel to make any of the three objections to the
supplemental jury instruction identified by petitioner in this assertion of ineffective assistance
did not cause the performance of petitioner's trial counsel to fall below an objective level of
reasonableness. None of those objections possessed any arguable legal merit, under either
state or federal law. Trial counsel are not required to make meritless or frivolous objections.
Miller v. Thaler, 714 F.3d 897, 904 n.6 (5th Cir. 2013); Roberts v. Thaler, 681 F.3d 597, 612
(5th Cir.), cert. denied,
b.
U.S.
,
133 S.Ct. 529, 184 L.Ed.2d 345 (2012).
No Prejudice
Because none of the objections petitioner now urges possessed any arguable legal
merit under either state or federal law, there is no reasonable probability that, but the failure
392
of petitioner's trial counsel to make any of those objections to the supplemental jury
instructions, the outcome of the punishment phase of petitioner's capital murder trial would
have been different. The failure of trial counsel to make futile or meritless objections cannot
possibly prejudice petitioner within the meaning of Strickland. See Paredes v. Quarterman,
574 F.3d at 291 n.13 (failure to raise a meritless argument cannot be the basis for an
ineffective assistance claim because the result of the proceeding would not have been
-different had the attorney raised the issue).
c.
Conclusions
Petitioner's procedurally defaulted fourteenth assertion of ineffective assistance in his
fourth claim herein does not satisfy either prong of Strickland analysis and does not warrant
federal habeas corpus relief.
P.
Failure to Object to Prosecution Disrilaving/Waving "Serial Killer" Book
The Complaint
In his fifteenth assertion of ineffective assistance in his fourth claim herein, petitioner
argues his trial counsel should have objected to the prosecution "waving the book Serial
Killer in front of the jury during the punishment phase" of trial.548
548
Second Amended Petition, at p. 242; Petitioner's Reply, at pp. 126-28.
In addition to the exchange between the prosecution and its expert witness Dr. Short, the term
"serial killer"
was used by the prosecutor and Dr. Mathew during a brief exchange in which Dr, Mathew testified he failed
to see any
link between petitioner's conduct and that which he believed was typical of a legitimate serial killer. S.F.
Trial, Volume
35, testimony of Roy Mathew, at p. 214.
393
2.
State Court Disposition
During the prosecution's direct examination of prosecution mental health expert Dr.
Short, the prosecution, without objection, followed up a question as whether children with
ADD were necessarily dangerous (which Dr. Short answered negatively) with a question as to
whether a child who had ADD would necessarily be classified as a serial killer.549 Dr. Short
again answered
negatively.550
The prosecutor then began questioning Dr. Short regarding the
definition of the term "psychopath" and the characteristics of psychopaths as defined in
Hare's Psychopathy Checklist.55' When the prosecutor then shifted terminology and inquired
about serial killers, Dr. Short replied that Hare's definition rendered "serial killers" a very
small subset of what Hare termed "psychopaths."552
The following exchanges then took place:
MR. CANTACUZENE: Your Honor, if I may, I don't believe
this is relevant, because she has not been able to say based upon a reasonable
medical probability that the psychopathy -- being a psychopath or a sociopath
applies to Mr. Young. I don't see how this is relevant without any underlying
psychiatric evaluation performed by the doctor.
MR. SCHORRE: Okay. Actually what I would propose doing
is letting the doctor give us the --
moment?
MR. CANTACUZENE: Your Honor, may we approach for a
(At Bench, on the record)
MR. SCHORRE: You're getting smarter.
S.F. Trial, Volume 32, testimony of Helen Short, at p. 55.
5501d.
'
552
Id,
at pp. 57-59.
Id, at p. 60.
394
MR. CANTACUZENE: Yeah.
MR. SCHORRE: I'm going to have her just describe the
characteristics. I'm not going to ask her to make the jump over to Clint
because she hasn't evaluated him.
MR. CANTACUZENE: Right.
MR. SCHORRE: Thank you.
THE COURT: Wait just a moment. We're not through.
MR. CANTACUZENE: Your Honor, I don't believe it's
relevant. I believe it is misleading to the jury. I believe the prejudicial effect
outweighs any probative value this jury may answer. I don't believe its based
upon a reasonable medical probability that this applies to Clint, there's been
no psychiatric or psychological evaluation by the State that gives him the
underlying foundation of this, there is -- she has clearly admitted that she
unethically and improperly diagnosed him at the age of 14 years 8 months
with antisocial personality disorder, and to use that which she clearly admits
was wrong and the DSM IV says is not appropriate, she's now linking Mr.
Schorre now wants to leap to, you know, books he buys at Barnes & Nobles,
and serial killers, and I don't think that is appropriate, I don't -MR. SCHORRE: Actually, J. D. Gave me the book. I don't
know where he bought it.
THE COURT: Well -MR. SCHORRE: Here's my point.
THE COURT: Let me explain this. The issue before this jury
is not whether or not this Defendant is likely to be a serial killer. The issues
are those three questions they've got to answer. You do go too far when you
start describing things that really this jury's not going to have to answer.
MR. SCHORRE: I think it goes to, in my opinion, future
dangerousness. If, in fact, yes, the jury has the facts before them of what the
Defendant's done, okay, I think the jury's entitled to find, to hear what a
psychopath and a serial killer are, and then they can apply the facts that
they've heard to that definition for them to make the prediction on future
dangerousness, because they're the only ones that can really make the
definition or make the decision on future dangerousness, and that's -- I'm just
trying to give them the tools so they can effectively make that decision.
395
THE COURT: Well, asking Doctor Short characteristics of
someone that's got antisocial personality disorder or let's say psychotic
behavior is legitimate, but you are, it seems to me, inciting
the jury when you start talking about things like serial killer. I mean, they can
make this diagnosis without even going into that. Now, if she makes that
evaluation, that's one thing, but you have suggested it to her by raising that
book and showing her a book called Serial Killers, and my conclusion is that
that is improper and that's the ruling. You let her make the diagnosis without
suggesting to her.
MR. SCHORRE: Can I ask her what, according to the
literature, what traits th4e serial killers that have been studied have?
THE COURT: The evaluation this jury's got to make is not
whether this guy's going to be a serial killer. It is whether he is going to be
dangerous and whether or not and that's really the primary thing. Being
dangerous in future can be things other than being a serial killer.
MS. CLINGMAN: There would be no problem, then, since
she's already testified that psychopaths are a substantive antisocial to have her
delineate those characteristics of a psychopath and say that multiple murders
or persons who are multiple murderers would fit into those categories.
THE COURT: Let's let her make the evaluation. I mean, let
her describe what those characteristics are.
MR. SCHORRE: Can we take a break? I need to go down the
hall and I bet some of the jury does, too. Is that agreeable?
THE COURT: Yes.
MR. WILLIAMS: Your Honor, we would ask for a running
objection to any testimony from the doctor on psychopaths or antisocial
personality disorder since she has testified that she can't sat that he'd a
psychopath and that her diagnosis antisocial personality disorder was
improper.
THE COURT: The ruling is that she's not going to be
permitted to say he is, but the objection as to her describing the characteristics
of someone with antisocial personality disorder for a psychopath is overruled.
The Court determines that she may make that. She can describe to the jury
those characteristics and let the jury decide.
MS. CLINGMAN: Well, and she's already testified that based
on her conclusion to his hypothetical that a person such as Clint with multiple murders is antisocial.
THE COURT: And Mr. Williams, yes, you may have your
running objection.
396
MR. WILLIAMS: Thank you.553
Petitioner first presented this ineffective assistance complaint as his proposed twentysecond claim in a pleading filed the state trial court in June, 2006.
The Texas Court of
Criminal Appeals construed this claim, and several others, as a subsequent state writ
application and dismissed same pursuant to the Texas writ-abuse statute. Exparte Clinton
Lee Young, WR 63,137-02, 2006 WL 3735395, *1 (Tex. Crim. App. December 20, 2006).
Procedural Default
The Texas Court of Criminal Appeals' dismissal of this complaint based upon state
writ-abuse principles bars federal habeas review, i.e., petitioner has procedurally defaulted on
same. McGowen v. Thaler, 675 F.3d at 499 n.72; Coleman
4.
v.
Quarterman, 456 F.3d at 542.
Alternatively, No Merit on De Novo Review
As explained in Section XV.E.5. above, the Supreme Court's recent opinions in
Trevino
v.
Thaler and Martinez v. Ryan compel this Court to conduct a de novo review of
petitioner's procedurally defaulted complaints of ineffective assistance by his trial counsel.
a.
No Deficient Performance
While not raising precisely the same objection petitioner now urges, petitioner's trial
counsel did timely object to the line of questioning in which the prosecution aftempted to
elicit testimony from the prosecution's mental health expert identifjing petitioner as a serial
"
S.F. Trial, Volume 32, at pp. 60-65.
First State Habeas transcript, Volume 7, at p. 1139.
397
killer and obtained a ruling from the state trial court which foreclosed that line of questioning
while
and clearly directed the prosecution to refrain from holding up the book in question
this Court
questioning Dr. Short. There is no fact-specific allegation in the record now before
in front
establishing that the prosecution ever again allegedly "waved" the book in question
of the jury during petitioner's trial. Thus, petitioner's trial counsel could reasonably have
be
believed their objection achieved the desired result, i.e., the prosecution would not
facts showing
displaying the book to Dr. Short again. Nor does petitioner allege any specific
point in the trial. On
he was reasonably entitled to any other relief from the trial court at that
the book's
the contrary, making further objection could reasonably have unduly emphasized
to the book,
title and shifted the jury's focus from the contents of Dr. Short's trial testimony
prejudicial impact of
which had not been admitted into evidence, and thereby increased any
the prosecutor's actions.
Under such circumstances, the failure of petitioner's trial counsel to specifically
performance of
object to the prosecutor displayed the book in question did not cause the
Petitioner's
petitioner's trial counsel to drop below any objective level of reasonableness.
only sustained
trial counsel timely objected to the line of questioning and the trial court not
the book while
the objection but also instructed the prosecutor to refrain from holding up
questioning Dr. Short.
b.
No Prejudice
the
The record before this Court reveals only the information quoted above regarding
of the
prosecution's allegedly waving the book in question before the jury. At the time
incident in question, petitioner's jury had already convicted petitioner beyond a reasonable
doubt of capital murder under two separate theories. Moreover, the evidence of petitioner's
long history of violent, criminal, behavior was overwhelming. Petitioner's trial counsel did
make a timely objection and the state trial court ruled in petitioner's favor and directed the
prosecution, at least implicitly, to refrain from displaying the book in question to the witness.
Petitioner does not allege any specific facts showing he was prejudiced within the meaning of
Strickland by
his trial counsel's failure to move for a mistrial following the trial court's
favorable ruling on petitioner's objection.
The trial court precluded the prosecution from inquiring on direct examination of its
own expert whether the petitioner could be classified as a serial killer. On cross-examination,
the petitioner's expert, Dr. Mathew, rejected out of hand the prosecution's suggestion that
petitioner qualified as a serial killer.
Given the evidence of petitioner's long history of violent conduct, the details of
petitioner's capital offense, and the extensive case in mitigation actually presented by
petitioner's trial counsel, all properly before petitioner's capital sentencing jury, there is no
reasonable probability that, but for the failure of petitioner's trial counsel to specifically
object to the prosecution displaying the book in question before the jury, the outcome of the
punishment phase of petitioner's capital murder trial would have been different.
399
c.
Conclusions
Petitioner's procedurally defaulted fifteenth assertion of ineffective assistance in his
fourth claim herein does not satisfy either prong of Strickland analysis and does not warrant
federal habeas corpus relief.
Q.
Failure to Obiect to the Admission of Petitioner's Midland County Jail Records (State
Exhibit no. 145)
The Complaint
In his sixteenth assertion of ineffective assistance in his fourth claim herein, petitioner
argues his trial counsel should have objected to the admission of petitioner's Midland County
Jail records (State Exhibit no. 145) because some of the records in that exhibit contained
false
information.555
Second Amended Petition, at pp. 242-43; Petitioner's Reply, at pp. 129-31.
In his reply brief, for the first time, petitioner asserts a number ofnew complaints about the performance of his
trial counsel which petitioner has never fairly presented to any state court. These new complaints are currently
unexhausted and, therefore, procedurally defaulted. Included among these unexhausted, procedurally defaulted
complaints are arguments petitioner's trial counsel should have (1) investigated the factual accuracy of an undated report
by a Deputy Elder concerning a telephone conversation the Deputy allegedly overheard in which petitioner commented
on having access to the names and addresses of his jurors, (2) moved to exclude Deputy Elder's report as factually
inaccurate, and (3) sought to exclude documents included in petitioner's Midland County Jail records that reflected bad
behavior by petitioner. This Court independently concludes after de novo review that none of these new complaints
satisfy either prong of Strickland analysis. At no point in his pleadings herein does petitioner allege any specific facts
showing he ever complained to his trial counsel concerning any alleged factual inaccuracies in Deputy Elder's report
or any other document contained in State Exhibit no. 145. Nor does petitioner allege any specific facts showing his trial
counsel were aware, or with the exercise of due diligence could have learned, of any information which would have
furnished a legitimate basis for excluding State Exhibit no. 145 or any of its contents. Contrary to the implication
underlying these complaints, the fact petitioner complained to his first state habeas counsel about some of the information
in State Exhibit no. 145 does not establish petitioner or anyone else made petitioner's trial counsel aware of any factual
inaccuracies in State Exhibit no. 145. That petitioner disagreed with some of the information contained in State Exhibit
no. 145 did not, standing alone, furnish a legal basis for seeking the exclusion of State Exhibit no. 145 or any of its
contents. Petitioner did not testify at trial or in any of his subsequent proceedings attacking his conviction, i.e., his
motion for new trial hearing or his multiple state habeas corpus hearing. Petitioner does not allege he was ever willing
to testify in a hearing to challenge the factual accuracy of any of the information contained in State Exhibit no. 145.
Petitioner does not allege any specific facts showing that any other evidence existed at the time of petitioner's trial which
his trial counsel could have employed to exclude State Exhibit no. 145 or any of its contents. Thus, petitioner's new,
unexhausted, procedurally defaulted, conclusory assertions of ineffective assistance fail to satisfy either prong of
400
State Court Disposition
2.
Petitioner's Midland County Jail records were admitted into evidence without
objection at the punishment phase of petitioner's capital murder trial.556 Petitioner first
argued his trial counsels' failure to object to the admission of these records constituted
ineffective assistance in a pleading filed in March, 2006 in the state trial
court.557
The Texas
Court of Criminal Appeals construed this claim, and several others, as a subsequent state writ
application and dismissed same pursuant to the Texas writ-abuse statute. Exparte Clinton
Lee Young, WR 63,137-02, 2006 WL 3735395, *1 (Tex. Crim. App. December 20, 2006).
Procedural Default
3.
The Texas Court of Criminal Appeals' dismissal of this complaint based upon state
writ-abuse principles bars federal habeas review, i.e., petitioner has procedurally defaulted on
same. McGowen v. Thaler, 675 F.3d at 499 n.72; Coleman
v.
Quarterman, 456 F.3d at 542.
Alternatively. No Merit on De Novo Review
4.
As explained in Section XV.E.5. above, the Supreme Court's recent opinions in
Trevino
v.
Thaler and Martinez
v.
Ryan compel this Court to conduct a de nova review of
petitioner's procedurally defaulted complaints of ineffective assistance by his trial counsel.
Strickland
analysis.
556
S.F. Trial, Volume 30, at p. 179.
First State Habeas Transcript, Volume 5, at p. 759.
Petitioner's pleading filed March 9, 2006 did not identify any factual errors contained in petitioner's Midland
County Jail records or specify what information petitioner had alleged made known to his trial counsel concerning same.
401
a.
No Deficient Performance
At the hearing held on petitioner's motion for new trial, petitioner's lead trial counsel
testified without contradiction that he was not concerned about admission of petitioner's
Midland County Jail records because the petitioner's behavior while housed in that facility
had been pretty good.558 Petitioner alleges no specific facts showing his trial counsel's
assessment of the contents of petitioner's Midland County Jail records was objectively
unreasonable in view of the information then available to said counsel.
Petitioner's pleadings herein identify only one alleged factual inaccuracy included
within the almost two hundred pages of State Exhibit no. 145, i.e., a January 10, 2003 report
made by a Deputy Elder.559 While petitioner complains the records include various accounts
of bad behavior on his part, he does not specifically allege any facts showing any of the
information contained in the other reports or documents in State Exhibit no. 145 were
factually inaccurate. Nor does petitioner allege any specific facts showing the existence of
any evidence at the time of his trial which his attorney could have employed to challenge the
admission of State Exhibit no. 145 or to exclude any portion of same. Nor, for that matter,
does petitioner identify any potential meritorious legal basis for objecting to the admission of
the petitioner's Midland County Jail records. Like petitioner's TYC records, petitioner's
Midland County Jail records were accompanied by an authenticating affidavit sufficient to
render them public or business records within the meaning of the long recognized exception
S.F. Trial, Volume 39, testimony of Paul Williams, at pp. 34, 64.
For ease of reference, this Court has added page numbers to State Exhibit no. 145. The January 10, 2003
report by Deputy Elder appears at page 142 of that trial exhibit.
402
to the Texas hearsay rule. Thus, petitioner has failed to identify any legitimate legal basis to
support an objection by his trial counsel to the admission of State Exhibit no. 145.
Petitioner's trial counsel cannot reasonably be faulted for failing to make a futile or meritless
objection. Clark v. Thaler, 673 F.3d at 429; Paredes v. Quarterman, 574 F.3d at 291.
b.
No Prejudice
Likewise, the failure of petitioner's trial counsel to make a futile or meritless
objection did not "prejudice" petitioner within the meaning of Strickland. J?aredes
v.
Quarterman, 574 F.3d at 291 n.13. Given the evidence of petitioner's long history of violent
conduct, the details of petitioner's capital offense, and the extensive case in mitigation
actually presented by petitioner's trial counsel, all properly before petitioner's capital
trial
sentencing jury, there is no reasonable probability that, but for the failure of petitioner's
counsel to object to the admission of petitioner's Midland County Jail records, the outcome
of the punishment phase of petitioner's capital murder trial would have been different.
c.
Conclusions
Petitioner's procedurally defaulted, conclusory, sixteenth assertion of ineffective
assistance in his fourth claim herein does not satisfy either prong of Strickland analysis and
does not warrant federal habeas corpus relief.
403
R.
Failure to Impeach Prosecution Witness Timmons
The Complaint
1.
In his seventeenth assertion of ineffective assistance in his fourth claim herein,
petitioner argues his trial counsel should have utilized the "Timmons Report" discussed at
length above in Section VII.H. above to impeach prosecution witness Jacqueline Timmons.56°
State Court Disposition
2.
Petitioner first complained about his trial counsel's failure to use the report in
2006.561
question to impeach Timmons in a pleading filed in the state trial court in March,
The Texas Court of Criminal Appeals construed this claim, and several others, as a
subsequent state writ application and dismissed same pursuant to the Texas writ-abuse
statute. Exparte Clinton Lee Young, WR 63,137-02, 2006 WL 3735395, *1 (Tex. Crim. App.
December 20, 2006).
Procedural Default
3.
The Texas Court of Criminal Appeals' dismissal of this complaint based upon state
writ-abuse principles bars federal habeas review, i.e., petitioner has procedurally defaulted on
same. McGowen v. Thaler, 675 F.3d at 499 n.72; Coleman
v.
Quarterman, 456 F.3d at 542.
560SecondAmended Petition, at pp. 243-44; Petitioner's Reply, at pp. 131-32,
'
First State Habeas Transcript, Volume 5, at p. 760.
404
4.
Alternatively. No Merit on De Novo Review
As explained in Section XV.E.5. above, the Supreme Court's recent opinions in
Trevino
v.
Thaler and Martinez
v.
Ryan compel this Court to conduct a de novo review of
petitioner's procedurally defaulted complaints of ineffective assistance by his trial counsel.
a.
No Deficient Performance
As was explained in Section VII.H. above, contrary to the thesis underlying this
ineffective assistance complaint, the report in question562 corroborated the most salient
aspects of prosecution witness Timmons' trial testimony about an incident in which she
witnessed petitioner assault another youth and a TYC staff person. Likewise, also as
discussed in Section VII.I-I., contrary to petitioner's suggestion, nothing in that report either
(1) establishes that petitioner did NOT also assault Timmons during the same altercation or
(2) suggest, contrary to Timmons' trial testimony, that another, more detailed report on the
incident did not exist. On the contrary, the report indicates that, when Timmons attempted to
restrain the petitioner, he pulled away from her and violently charged the other youth with
whom he had been
fighting.563
Thus, there were objectively reasonable reasons why
petitioner's trial counsel may have chosen not to employ the four-page report in question in
an attempt to impeach Timmons' trial testimony. Simply put, there were objectively
reasonable reasons why petitioner's trial counsel may have wished to avoid calling the jury's
attention to the Timmons Report. The failure of petitioner's trial counsel to employ the
Petitioner attached a copy of the Timmons Report to his Second Amended Petition herein as Exhibit 20.
Docket entry no. 88, at pp. 209-12.
562
563
Exhibit 20 to Petitioner's Second Amended Petition, docket entry no. 88, at p. 211.
405
report to attempt to impeach Timmons did not cause the performance of petitioner's trial
counsel to fall below an objective level of reasonableness.
b.
No Prejudice
Because the report could not have been utilized to impeach Timmons in the manner
suggested by petitioner, the failure of petitioner's trial counsel to attempt to do so did not
"prejudice" petitioner within the meaning of Strickland. Paredes
291 n. 13. Given the evidence
v.
Quarterman, 574 F.3d at
of petitioner's long history of violent conduct, the details of
petitioner's capital offense, and the extensive case in mitigation actually presented by
no
petitioner's trial counsel, all properly before petitioner's capital sentencing jury, there is
to the
reasonable probability that, but for the failure of petitioner's trial counsel to object
phase
admission of petitioner's Midland County Jail records, the outcome of the punishment
of petitioner's capital murder trial would have been different.
c.
Conclusions
Petitioner's procedurally defaulted, conclusory, seventeenth assertion of ineffective
and
assistance in his fourth claim herein does not satisfy either prong of Strickland analysis
does not warrant federal habeas corpus relief.
S.
Failure to Object to Prosecutorial Comments About Petitioner's Confession to the
Douglas Murder & Lack of Remorse
The Complaint
In his final assertion of ineffective assistance in his fourth claim herein, petitioner
argues his trial counsel should have objected to the prosecution's closing arguments at the
4..
Doyle
punishment phase of trial suggesting (1) petitioner had confessed to murdering
murders.564
Douglas and (2) petitioner had never expressed remorse for either of his
State Court Disposition
2.
Petitioner first complained about his trial counsel's failure to object to the
prosecution's comment on the lack of evidence of petitioner's remorse in his affidavit
motion
attached to his motion for new trial.565 At the evidentiary hearing held on petitioner's
he should
for new trial, petitioner's lead trial counsel testified that, in hindsight, he believed
trial court
have objected to the prosecutor's comment in question.566 Nonetheless, the state
overruled petitioner's motion for new trial, rejecting on the merits all of petitioner's
his motion for
ineffective assistance claims therein.567 Petitioner did not appeal the denial of
claims in
new trial. Likewise, while petitioner did assert a number of ineffective assistance
trial counsel's
his first state habeas corpus application, he did not complain therein about his
failures to object to any prosecution argument at the punishment phase of trial.
the
Rather, petitioner next complained about his trial counsel's failures to object to
court in
prosecution's punishment-phase jury arguments in a pleading filed in the state trial
March,
2006.568
The Texas Court of Criminal Appeals construed this claim, and several
others, as a subsequent state writ application and dismissed same pursuant to the
SM
Amended Petition, at pp. 244-45; Petitioner's Reply, at pp. 132-34.
Trial Transcript, Volume 5 of 5, at pp. 908-09.
566
S.F. Trial, Volume 39, testimony of Paul Williams, at p. 38.
567
S.F. Trial, Volume 39, at pp. 100-04.
568
First State Habeas Transcript, Volume 5, at p. 760.
407
Texas writ-
3735395, *1 (Tex.
abuse statute. Exparte Clinton Lee Young, WR 63,137-02, 2006 WL
Crim. App. December 20, 2006).
Procedural Default
3.
upon state
The Texas Court of Criminal Appeals' dismissal of this complaint based
procedurally defaulted on
writ-abuse principles bars federal habeas review, i.e., petitioner has
same. McGowen v. Thaler, 675 F.3d at 499 n.72; Coleman
4.
v.
Quarterman, 456 F.3d at 542.
Alternatively, No Merit on De Novo Review
opinions in
As explained in Section XV.E.5. above, the Supreme Court's recent
a de novo review of
Trevino v. Thaler and Martinez v. Ryan compel this Court to conduct
his trial counsel.
petitioner's procedurally defaulted complaints of ineffective assistance by
a.
No Deficient Performance
trial included
As was explained in Section VII.G.2 above, the record from petitioner's
ample evidence establishing petitioner confessed to Patrick Brook
in the presence of McCoy
complaint in his
and Ray that petitioner shot Douglas twice in the head.569 Thus, petitioner's
to the prosecution's
Second Amended Petition about his trial counsel's failure to object
arguable merit. In
reference to petitioner's "confession" to the Douglas shooting lacks any
unexhausted,
his latest pleading, however, petitioner asserts for the first time a new,
ineffective assistance complaint, about his trial counsel's failure to
object to the prosecution
in Section VII.G.2.
suggesting that petitioner confessed to Dr. Mathew. As was explained
from defense counsel,
above, petitioner is correct that the prosecutor, without objection
569
See note 326, supra.
408
Douglas.57°
erroneously suggested Dr. Mathew had testified petitioner admitted to shooting
Dr. Mathew but,
In point of fact, petitioner did not confess his role in the Douglas murder to
the Doyle
rather, to Patrick Brook.57' Dr. Mathew testified the petitioner refused to discuss
Douglas murder with him.572
Under such circumstances, the most petitioner's trial counsel could have reasonably
that
hoped to achieve with a timely objection to the prosecutor's erroneous comment
the
petitioner had confessed to Dr. Mathew was a ruling from the trial court sustaining
that the arguments
objection and instructing the jury that it was the sole judge of the facts and
the
of counsel did not constitute evidence. Moreover, a timely objection might have given
prosecution the opportunity to correct her misstatement and remind the jury, once
again, that
that he had
petitioner had confessed to Patrick Brook in the presence of at least two witnesses
the
shot Douglas twice in the head.573 Finally, it must be remembered that, by the time
prosecutor gave her jury argument at the punishment phase of trial, the jury had already
necessarily
convicted petitioner of capital murder under two separate theories, one of which
responsibility
required the jury to find petitioner guilty beyond a reasonable doubt of criminal
for the murder of Doyle Douglas.
°
S.F. Trial, Volume 36, at p. 95.
"
See note
572
326, supra.
S.F. Trial, Volume 34, testimony of Roy Mathew, at p. 221.
and Mark Ray testified
Deborah Sanders was present in the motel room when Patrick Brook, Darnell McCoy,
in the head twice. But she testified she fell asleep off and on
they witnessed the petitioner confess to shooting Douglas
Douglas (her uncle) was dead. S.F. Trial,
during the meeting and apparently overheard only petitioner's statements that
Volume 30, testimony of Deborah Sanders, at pp. 113-16, 121, 125.
409
The prosecutor's misstatement that petitioner had confessed to Dr. Mathew (when in
fact petitioner had confessed to Patrick Brook) was an isolated conmient that was
immediately followed by the prosecutor moving on to a discussion of the final capital
sentencing special issue. In view of the context, the failure of petitioner's trial counsel to
object to the prosecutor's punishment-phase misstatement as to the identity of the person(s)
to whom petitioner had confessed that he committed the Douglas murder did not cause the
performance of petitioner's trial counsel to fall below an objective level of reasonableness.
As this Court explained in detail in Section VII.G.3. above, the prosecutor's comment
on the lack of evidence in the trial record showing petitioner had ever displayed or expressed
remorse for his murders of Douglas and Petrey was an accurate interpretation of the evidence
then before the jury and not an improper comment on the petitioner's failure to testify at trial.
Therefore any objection petitioner's trial counsel may have raised to the prosecutor's remark
as a comment on the petitioner's silence lacked any arguable merit. The failure of
petitioner's trial counsel to object to the prosecutor's remark about the lack of evidence in the
record showing petitioner had ever demonstrated sincere remorse or contrition for his crimes
did not cause the performance of petitioner's trial counsel to fall below an objective level of
reasonableness.
b.
No Prejudice
Because neither of the objections urged by petitioner in his final assertion of
ineffective assistance in his fourth claim herein had any legitimate basis in law or fact, the
failure of petitioner's trial counsel to raise either of those objections did not "prejudice"
410
petitioner within the meaning of Strickland. Paredes V. Quarterman, 574 F.3d at 291 n.13.
Given the evidence of petitioner's long history of violent conduct, the details of petitioner's
capital offense, and the extensive case in mitigation actually presented by petitioner's trial
counsel, all properly before petitioner's capital sentencing jury, there is no reasonable
probability that, but for the failure of petitioner's trial counsel to object to the prosecution's
jury arguments in question, the outcome of the punishment phase of petitioner's capital
murder trial would have been different.
c.
Conclusions
Petitioner's procedurally defaulted eighteenth assertion of ineffective assistance in his
fourth claim herein does not satisfy either prong of Strickland analysis and does not warrant
federal habeas corpus relief.
XVI. Ineffective Assistance on Appeal
A.
The Claim
In his twenty-second claim herein, petitioner argues his state appellate counsel
rendered ineffective assistance in connection with petitioner's direct appeal by failing "to
raise critical claims on Young's behalf, claims that were readily apparent from the record."574
B.
State Court Disposition
Petitioner presented the state habeas court with same conclusory assertion of
ineffective assistance by his state appellate counsel that he presents in his twenty-second
"
Second Amended Petition, at pp. 338-40; Petitioner's Reply, at pp. 191-93.
hearing on
Petitioner requests permission to supplement or amend this claim and also requests an evidentiary
same. Second Amended Petition, at p. 338.
411
subsequent
claim herein as part of petitioner's omnibus fourth claim for relief in his second
dismissed
(third) state habeas corpus application.575 The Texas Court of Criminal Appeals
65,13 7this claim pursuant to the Texas writ-abuse statute. Exparte Clinton Lee Young, WR
03, 2009 WL 1546625, *1 (Tex. Crim. App. June 3, 2009).
C.
Procedural Default
state
The Texas Court of Criminal Appeals' dismissal of this complaint based upon
defaulted
writ-abuse principles bars federal habeas review, i.e., petitioner has procedurally
same. McGowen
D.
v.
on
Thaler, 675 F.3d at 499 n.72; Coleman v. Quarterman, 456 F.3d at 542.
Alternatively. No Merit on De Novo Review
in
As explained in Section XV.E.5. above, the Supreme Court's recent opinions
Trevino v. Thaler and Martinez
v.
Ryan compel this Court to conduct a de novo review of
counsel.
petitioner's procedurally defaulted complaints of ineffective assistance by his trial
to the
To avoid a possible remand in the event the holdings in those cases are extended
de
performance of petitioner's state appellate counsel, this Court will conduct an alternative,
novo, review of petitioner's twenty-second claim herein.
The ComDlaint
Petitioner's argues his state appellate counsel failed to present "claims that are readily
claims might have
apparent from the record." Petitioner offers no other clue as to what these
them.
been or where in the trial record petitioner's state appellate counsel could have found
Third States Habeas Transcript, Volume
1
of 10, at pp. 191-92.
412
2.
The Constitutional Standard
The same two-pronged standard for evaluating ineffective assistance claims against
trial counsel announced in Strickland applies to complaints about the performance of counsel
on appeal. See Smith
v.
Robbins, 528 U.S. 259, 285, 120 S.Ct. 746, 764, 145 L.Ed.2d 756
(2000)(holding a petitioner arguing ineffective assistance by his appellate counsel must
establish both (1) his appellate counsel's performance was objectively unreasonable and (2)
there is a reasonable probability that, but for appellate counsel's objectively unreasonable
conduct, the petitioner would have prevailed on appeal); Dorsey v. Stephens, 720 F.3d 309,
319 (5th Cir. 201 3)("A criminal defendant has a constitutional right to receive effective
assistance of counsel on his first appeal. In a direct appeal, ineffective assistance of counsel
claims are governed by the standard established by the Supreme Court in Strickland v.
Washington. "(Footnotes omitted), cert. filed November 8, 2013 (no. 13-7687)); Higgins
v.
Cain, 720 F.3d 255, 261 n.8 (5th Cir.)("The Strickland standard is used to evaluate claims for
ineffective assistance of appellate counsel."), cert. denied,
L.Ed.2d (2013); Blanton
v.
U.S.
,
134 S.Ct. 688,
Quarterman, 543 F.3d at 240 (the traditional Strickland standard
applies to claims alleging ineffective assistance by appellate counsel); Ries v. Quarterman,
522 F.3d 517, 531 (5th Cir.) (Strickland analysis applies to claims of ineffective assistance by
appellate counsel), cert. denied, 555 U.S. 990 (2008); Henderson
v.
Quarterman, 460 F.3d
654, 665 (5th Cir. 2006)(Strickland furnishes the proper standard for review of a complaint of
ineffective assistance by state appellate counsel), cert. denied, 549 U.S. 1252 (2007); Amador
v.
Quarterman, 458 F.3d at 410-11 (holding complaints of ineffective assistance by state
appellate counsel are governed by the Strickland standard of review); Moreno
413
v.
Dretke, 450
F.3d 158, 168 (5th Cir. 2006)(applying the dual prongs of Strickland analysis to complaints
of ineffective assistance by appellate counsel), cert. denied, 549 U.S. 1120 (2007); Busby v.
Dretke, 359 F.3d 708, 714 (5th Cir.)(holding Strickland applies to a prisoner's claim his
appellate counsel was ineffective for failing to raise a certain issue on appeal), cert. denied,
541 U.S. 1087 (2004).
Thus, the standard for evaluating the performance of counsel on appeal requires
inquiry into (1) whether appellate counsel's performance was deficient, i.e., whether
appellate counsel's conduct was objectively unreasonable under then-current legal standards,
and (2) whether appellate counsel's allegedly deficient performance "prejudiced" petitioner,
i.e., whether there is a reasonable probability that, but for appellate counsel's deficient
performance, the outcome of petitioner's appeal would have been different. Smith v. Robbins,
528 U.S. at 285, 120 S.Ct. at 764; Higgins v. Cain, 720 F.3d at 260-61; Henderson
v.
Quarterman, 460 F.3d at 665; Busby v. Dretke, 359 F.3d at 714; Schaetzle v. Cockrell, 343
F.3dat444.
Appellate counsel who files a merits brief need not and should not raise every nonfrivolous claim but, rather, may select from among them in order to maximize the likelihood
of success on appeal. Smith v. Robbins, 528 U.S. at 288, 120 S.Ct. at 765; Jones v. Barnes,
463 U.S. 745, 751, 103 S.Ct. 3308, 3313, 77 L.Ed.2d 987 (1983); Henderson v. Quarterman,
460 F.3d at 665; Busby
v.
Dretke, 359 F.3d at 714; Schaetzle
v.
Cockrell, 343 F.3d at 445.
The process of winnowing out weaker arguments on appeal and focusing on those
more likely to prevail is the hallmark of effective appellate advocacy. Smith v. Murray, 477
414
U.s. 527, 536, 106 S.Ct. 2661, 2667, 91 L.Ed.2d 434 (1986); Jones v. Barnes, 463 U.S. at
751-52, 103 S.Ct. at 3313.
Nonetheless, appellate counsel is obligated to research relevant facts and law or to
make an informed decision that certain avenues will not prove fruitful. See Busby
v.
Dretke,
359 F.3d at 714 (a reasonable attorney has an obligation to research relevant facts and law or
make an informed decision that certain avenues will not be fruitful); United States v.
Reinhart, 357 F.3d 521, 525 (5th Cir. 2004)(holding the same); Schaetzle
v.
Cockrell, 343
F.3d at 445 (failure to raise a discrete, purely legal issue, where the precedent could not be
more pellucid or applicable, denies adequate representation). Likewise, solid, meritorious
arguments based on directly controlling precedent should be discovered and brought to the
appellate court's attention. United States v. Reinhart, 357 F.3d at 525; Schaetzle
v.
Cockrell,
343 F.3d at 445.
Where, as in petitioner's case, appellate counsel presented, briefed, and argued, albeit
unsuccessfully, one or more non-frivolous grounds for relief on appeal and did not seek to
withdraw from representation without filing an adequate Anders brief, the defendant must
satisfy both prongs of the Strickland test in connection with his claims of ineffective
assistance by his appellate counsel. See Roe
v.
Flores-Ortega, 528 U.S. 470, 477 & 482, 120
S.Ct. 1029, 1034 & 1037, 145 L.Ed.2d 985 (2000)(holding the dual prongs of Strickland
apply to complaints of ineffective appellate counsel and recognizing, in cases involving
"attorney error," the defendant must show prejudice); Smith v. Robbins, 528 U.S. at 287-89,
120 S.Ct. at 765-66 (holding petitioner who argued his appellate counsel rendered ineffective
assistance by failing to file a merits brief must satisfy both prongs of Strickland); Busby
415
v.
Dretke,
359 F.3d at 7 14-17 (applying dual prongs of Strickland to a complaint about
appellate counsel's failure to present a point of error on appeal).
3.
Synthesis
a.
No Deficient Performance
Petitioner's state appellate counsel filed an appellate brief on petitioner's behalf
which asserted thirty-four points of error, which included many of the same claims petitioner
has raised herein attacking the Texas capital sentencing scheme, petitioner's jury charge
(including the trial court's supplemental jury instructions), the sufficiency of the evidence
supporting the jury's verdicts at both phases of trial, and the trial court's rulings on a variety
of evidentiary matters. Petitioner does not identify a single, additional, potentially
meritorious, point of error his state appellate counsel could have added to petitioner's
thorough state appellate brief. Petitioner's wholly conclusory assertion that petitioner's state
appellate counsel failed to raise unidentified claims which were "readily apparent from the
record" is insufficient to satisfy the deficient performance prong of Strickland analysis.
There was nothing objectively unreasonable with the failure of petitioner's state appellate
counsel to raise any of the substantive claims (i.e., those other than ineffective assistance
complaints) petitioner has included in his Second Amended Petition herein in petitioner's
direct appeal. As explained above, none of petitioner's substantive claims herein possess any
arguable federal constitutional merit.
Nor does petitioner allege any specific facts showing how his state appellate counsel's
failure to appeal the denial of petitioner's motion for new trial caused the performance of
416
petitioner's state appellate counsel to fall below an objective level of reasonableness. As
explained at great length in Section XV. above, none of the ineffective assistance complaints
petitioner voiced in his motion for new trial satisfied either prong of Strickland analysis.
There was nothing objectively unreasonable in the decision by petitioner's state appellate
counsel not to raise points of error urging the arguments contained in petitioner's overruled
motion for new trial. The evidence elicited during the evidentiary hearing on petitioner's
motion for new trial established beyond any doubt the frivolous nature of petitioner's
complaints of ineffective assistance in that motion.
Petitioner has failed to allege any facts sufficient to overcome the presumption that
the performance of his state appellate counsel fell within the broad range of objectively
reasonable, professionally competent, appellate representation. See Dorsey v. Stephens, 720
F.3d at 320 (rejecting complaint of ineffective assistance by appellate counsel where
petitioner failed to allege specific facts showing the existence of a particular non-frivolous
issue appellate counsel failed to present that was clearly stronger than the issues appellate
counsel did present). Petitioner has not identified any non-frivolous potential points of error
available to petitioner's state appellate counsel which were stronger than any of the points of
error petitioner's state appellate counsel did include in petitioner's state appellate brief.
b.
No Prejudice
Because petitioner has failed to allege any specific facts showing the existence of a
non-frivolous point of error which his state appellate counsel failed to assert on direct appeal
that was "clearly stronger than issues counsel did present," petitioner has failed to satisfy the
417
prejudice prong of Strickland analysis. Smith
c.
v.
Robbins, 528 U.S. at 288, 120 S.Ct. at 765-
Conclusions
Petitioner's procedurally defaulted, conclusory, twenty-second claim herein fails to
satisfy either prong of Strickland analysis and does not warrant federal habeas corpus relief.
XVII. Cumulative Error
A.
The Claim
In his twenty-third claim for relief herein, petitioner argues that he is entitled to
federal habeas corpus relief by virtue of the "cumulative and inter-related errors that occurred
at the guilt and penalty phases of trial."576
B.
State Court Disposition
Petitioner presented the state court with the same conclusory cumulative error
argument he included in his twenty-third claim herein in as part of his omnibus fourth claim
in his second subsequent (third) state habeas corpus
application.577
The Texas Court of
Criminal Appeals dismissed this claim pursuant to the Texas writ-abuse statute. Ex parte
Clinton Lee Young, WR 65,137-03, 2009 WL 1546625, *1 (Tex. Crim. App. June 3, 2009).
576
Second Amended Petition, at pp. 340-42; Petitioner's Reply, at pp. 193-94.
Third State Habeas Transcript, Volume
1
of 10, at pp. 192-94.
418
C.
Procedural Default
The Texas Court of Criminal Appeals' dismissal of this complaint based upon state
writ-abuse principles bars federal habeas review, i.e., petitioner has procedurally defaulted on
same. McGowen
D.
v.
Thaler, 675 F.3d at 499 n.72; Coleman v. Quarterman, 456 F.3d at 542.
Alternatively, No Merit on De Novo Review
As explained in Section XV.E.5. above, the Supreme Court's recent opinions in
Trevino
v.
Thaler and Martinez
v.
Ryan compel this Court to conduct a de novo review of
petitioner's procedurally defaulted complaints of ineffective assistance by his trial counsel.
To avoid a possible remand in the event the holdings in those cases are extended to the
performance of petitioner's state appellate counsel, this Court will conduct an alternative, de
novo, review of petitioner's twenty-third claim herein.
Writing for this Court more than a decade ago in another capital habeas corpus
proceeding, then-District Judge (now Circuit Judge) Edward C. Prado addressed a conclusory
cumulative error claim virtually identical to the one petitioner presents in his twenty-third
claim herein:
In his thirteenth and final claim for relief, petitioner argues that the
cumulative effect of the foregoing alleged errors by his trial counsel and the
state trial court warrant federal habeas relief. However, federal habeas corpus
relief may only be granted for cumulative errors in the conduct of a state trial
where (1) the individual errors involved matters of constitutional dimension
rather than mere violations of state law; (2) the errors were not procedurally
defaulted for habeas purposes; and (3) the errors so infected the entire trial that
the resulting conviction violates due process. The cumulative error doctrine
provides relief only when the constitutional errors committed in the state trial
court so fatally infected the trial that they violated the trial's fundamental
fairness. Insofar as petitioner asserts a "cumulative error" theory as a separate
ground for relief, that argument is foreclosed by the Fifth Circuit's opinion in
419
Derden v. McNeel and its progeny. In order to satisfy the cumulative error
rule in the Fifth Circuit, a federal habeas petitioner must show that (1) the
state trial court actually committed errors, (2) the errors are not procedurally
barred, (3) the errors rise to the level of constitutional deprivations, and (4) the
record as a whole reveals that an unfair trial resulted from those errors. As
this Court's discussion of the many details of petitioner's trial set forth at great
length above makes clear, none of the alleged errors by the petitioner's state
trial court or alleged deficiencies in the performance of petitioner's trial
counsel identified by petitioner rise to the level of a violation of petitioner's
constitutional rights. This Court independent review of the record of
petitioner's trial, as a whole, reveals that proceeding was not unfair in any
constitutional sense. In this case, petitioner attempts to rely upon the
collective force and effect of the various alleged errors committed by his state
trial court in presiding over petitioner's capital murder trial as an independent
basis for federal habeas relief. However, a petitioner who attempts to
cumulate trial court errors that do not rise to the federal constitutional
dimension has presented nothing to cumulate. As the Fifth Circuit once
succinctly put it, "[tjwenty times zero equals zero." For the foregoing reasons,
petitioner's final ground for relief is without merit.
Cordova vJohnson, 993 F.Supp. 473, 542-43 (W.D. Tex. 1998), CoA denied, 157 F.3d 380
(5thCir. 1998), cert. denied, 525 U.S. 1131 (1999).
These same principles apply to petitioner's cumulative error claim herein. See Turner
v.
Quarterman, 481 F.3d 292, 301 (5th Cir.)(Federal habeas corpus relief may only be
granted for cumulative errors in the conduct of a state trial where (1) the individual errors
involved matters of constitutional dimension rather than mere violations of state law; (2) the
errors were not procedurally defaulted for habeas purposes; and (3) the errors so infected the
entire trial that the resulting conviction violates due process), cert. denied, 551 U.S. 1193
(2007); Derden v. McNeel, 978 F.2d 1453, 1454 (5th Cir. 1992)(en banc) (holding the same),
cert. denied, 508 U.S. 960 (1993); Mullen
1
v.
Blackburn, 808 F.2d 1143, 1147 (5th Cir.
987)("Twenty times zero equals zero.").
420
For the reasons set forth at length above, petitioner has not alleged any specific facts
showing that there was any constitutional error committed during the course of his trial.
Petitioner's many ineffective assistance of counsel complaints all suffer from the same defect
- they fail to allege any specific facts showing any
of those claims satisfy either prong of
Strickland analysis. Thus, like Cordova, petitioner has failed to allege any facts showing
there was any constitutional error which can be cumulated. See Coble v. Quarterman, 496
F.3d 430, 440 (5th Cir. 2007)("Federal habeas relief is only available for cumulative errors
that are of a constitutional dimension.").
E.
Conclusions
Petitioner's procedurally defaulted, conclusory, twenty-third claim herein does not
identify any constitutional error which occurred during his capital murder trial and does not
warrant federal habeas relief.
XVIII. Actual Innocence
A.
The Claim
In his twenty-fourth claim herein, petitioner argues he is actually innocent of capital
murder "for the multiple reasons discussed above."578
B.
State Court Disposition
Petitioner presented the same, conclusory, claim for relief as part of his omnibus
fourth claim in his second subsequent (third) state habeas corpus application.579 The Texas
Second Amended Petition, at pp. 342-43; Petitioner's Reply, at
pp. 195-97.
Third State Habeas Transcript, Volume 1 of 10, at p. 194.
421
Court of Criminal Appeals dismissed this claim pursuant to the Texas writ-abuse statute. Ex
parte Clinton Lee Young, WR 65,137-03, 2009 WL 1546625,
*1 (Tex. Crim. App. June 3,
2009).
C.
Procedural Default
The Texas Court of Criminal Appeals' dismissal of this complaint based upon state
writ-abuse principles bars federal habeas review, i.e., petitioner has procedurally defaulted on
same. McGowen
D.
v.
Thaler, 675 F.3d at 499 n.72; Coleman
v.
Quarterman, 456 F.3d at 542.
Alternatively, No Merit on De Novo Review
As explained in Section XV.E.5. above, the Supreme Court's recent opinions in
Trevino
v.
Thaler and Martinez v. Ryan compel this Court to conduct a de novo review of
petitioner's procedurally defaulted complaints of ineffective assistance by his trial counsel.
To avoid a possible remand in the event the holdings in those cases are extended to the
performance of petitioner's state appellate counsel, this Court will conduct an alternative, de
novo, review of petitioner's twenty-fourth claim herein.
Actual innocence may furnish a gateway for federal habeas review of a procedurally
defaulted claim of constitutional error. McQuiggin
1924, 1932, 185 L.Ed.2d 1019 (2013); House
2076-77, 165 L.Ed.2d
1
v.
v.
Perkins,
U.S.
,
,
133 S .Ct.
Bell, 547 U.S. 518, 537-38, 126 S.Ct. 2064,
(2006). It does not, however, furnish an independent basis for a
grant of federal habeas corpus relief. See Herrera
v.
Collins, 506 U.S. 390, 400, 113 S.Ct.
853, 860, 122 L.Ed.2d 203 (1993) ("Claims of actual innocence based on newly discovered
evidence have never been held to state a ground for federal habeas relief absent an
422
independent constitutional violation occurring in the underlying state criminal proceeding.");
Coleman v. Thaler, 716 F.3d 895,908 (5th Cir. 2013)(holding the same).
Unlike the defendants in Herrera
v.
Collins, supra, and House
v.
Bell, supra,
petitioner has not presented this Court with any new evidence which casts any doubt on the
efficacy of the jury's verdicts at either phase of petitioner's capital murder trial. Instead,
petitioner's assertion herein that he is "actually innocent" of capital murder merely refers to
the legal and factual arguments petitioner had made in his pleadings herein and
appears based
upon vague and conclusoiy assertions which invite this Court to re-weigh all of the
guiltinnocence phase trial testimony and to substitute its own determination of the credibility
of
the prosecution's witnesses for that implicitly made by petitioner's jury. Petitioner's
naked,
conclusory, assertion of actual innocence does not even begin to satisfy the House standard
for establishing "actual innocence" under applicable federal law:
This "claim of 'actual innocence' is not itself a constitutional claim, but
instead a gateway through which a habeas petitioner must pass to have his
otherwise barred constitutional claim considered on the merits." Proving such
a claim is "daunting indeed," requiring the petitioner to show, "as a factual
matter, that he did not commit the crime of conviction." The petitioner "must
support his allegations with new, reliable evidence that was not presented at
trial and must show that it was 'more likely than not that no reasonable juror
would have convicted him in the light of the new evidence." Such "new,
reliable evidence" may include, by way of example, "exculpatory scientific
evidence, credible declarations of guilt by another, trustworthy eyewitness
accounts, and certain physical evidence."
McGowen v. Thaler, 675 F.3d at 499-500 (Footnotes omitted)
Petitioner's citation to the Supreme Court's opinion in Schiup v. Delo, 513 U.S. 298,
115 S.Ct. 851, 130 L.Ed.2d 808 (1995), compels no different conclusion. See
Henderson v.
Thaler, 626 F.3d 773, 783 (5th Cir. 2010)(holding that claims of "actual innocence" under
423
both Schiup and Herrera are conditioned on the existence of new evidence that was not
presented at trial and which calls the petitioner's conviction into question), cert. denied,
U.S.
, 131
S.Ct. 2961, 180 L.Ed.2d 250 (2011). Petitioner has failed to furnish this Court
with any new evidence sufficient to satisf' the Schiup "actual innocence"
standard.58°
Nor does petitioner's citation to the Supreme Court's "actual innocence" analysis in
the context of the sentencing phase of a capital trial in Sawyer v. Whitley, 505 U.S. 333, 350,
112 S.Ct. 2514, 2524, 120 L.Ed.2d 269 (1992), afford petitioner any basis for relief herein.58'
"To prevail on a Sawyer claim of actual innocence, the petitioner must show "by clear and
convincing evidence that but for constitutional error at his sentencing hearing, no reasonable
juror would have found him eligible for the death penalty under [state] law." Henderson
v.
Thaler, 626 F.3d at 784. As explained at length above, petitioner has failed to demonstrate
580
The Supreme Court's explanation of what it meant by the term "actual innocence" is far more helpful to
understanding how a federal habeas court must evaluate such a claim than the standard itself:
The meaning of actual innocence as formulated by Sawyer, and Carrier does not merely
require a showing that a reasonable doubt exists in the light of the new evidence, but rather that no
reasonable juror would have found the defendant guilty. It is not the district court's independent
judgment as to whether reasonable doubt exists that the standard addresses; rather the standard
requires the district court to make a probabilistic determination about what reasonable, properly
instructed jurors would do. Thus, a petitioner does not meet the threshold requirement unless he
persuades the district court that, in light of the new evidence, no juror, acting reasonably, would have
voted to fmd him guilty beyond a reasonable doubt.
We note fmally that the Carrier standard requires a petitioner to show that it is more likely
than not that "no reasonable juror" would have convicted him. The word "reasonable" in that
formulation is not without meaning. It must be presumed that a reasonable juror would consider fairly
all of the evidence presented. It must also be presumed that such a juror would conscientiously obey
the instructions of the trial court requiring proof beyond a reasonable doubt.
Schlup v. Delo, 513 U.S. at 329, 115 S.Ct. at 868 (footnote omitted).
58!
The Supreme Court has held that a showing of "actual innocence" is made in connection with the punishment
phase of a capital murder trial when a petitioner shows by clear and convincing evidence that, but for constitutionalerror,
no reasonable juror would have found petitioner eligible for the death penalty under applicable state law.
Scnsyer v.
Whitley, 505 U.S. 333,346-48, 112 S.Ct. 2514,2523, 120 L.Ed.2d 269(1992). The Supreme Court explained in
Sawyer
v. Whitley that this "actual innocence" requirement focuses on those elements which render a
defendant eligible for the
death penalty and not on additional mitigating evidence that was prevented from being introduced as a result of a
claimed
constitutional error. Sawyer v. Whitley, 505 U.S. at 347, 112 S.Ct. at 2523.
424
the existence of any constitutional error during his capital murder trial, either at the guiltinnocence phase of his trial or the punishment phase of same.
E.
Conclusions
Thus, petitioner's procedurally defaulted, conclusory, "actual innocence" claim herein
fails to satisfy the Supreme Court's "actual innocence" jurisprudence under either
the
House/Herrera standard, the Schiup standard, or the Sawyer standard. Petitioner's twentyfourth claim herein affords no basis for a finding sufficient to overcome petitioner's
multiple
procedural defaults, much less a basis for federal habeas corpus relief.
XIX. Statute of Limitations
Respondent argues that a large number of petitioner's claims in petitioner's Second
Amended Petition herein are barred from federal habeas review by the AEDPA's one-year
statute of limitations.
Petitioner filed his original federal habeas corpus petition in this cause on December
20, 2007, asserting therein a wide range of claims, including arguments that (1) there
was
insufficient evidence to support the jury's verdicts at the guilt-innocence phase of trial and
on
Special issues nos.
1
and 2 at the punishment phase of trial, (2) the jury lacked a proper
vehicle at the punishment phase of trial to give full effect to all of petitioner's mitigating
evidence, (3) the exercise of prosecutorial discretion in determining whether to charge
petitioner with capital murder violated Due Process and Eighth Amendment principles, (4)
petitioner's trial counsel rendered ineffective assistance by failing to (a) object to the
admission of petitioner's TYC records, (b) call petitioner's former teachers to testify at the
punishment phase of trial, (c) use ballistics evidence to show someone other than petitioner
425
shot Douglas, and (d) do all of the things outlined in petitioner's pro se
complaints filed in
March, 2006 with the state trial court, (5) the state appellate court's refusal to review
the
sufficiency of the evidence supporting the jury's negative answer to the third Special Issue,
i.e., the mitigation special issue, violated Fifth and Eighth Amendment
principles, (6)
petitioner's relative youth and immaturity render him ineligible for execution under the
Eighth Amendment, (7) the state trial court's supplemental punishment-phase jury
instruction
regarding the second Special Issue constituted an improper comment on the weight
of the
evidence, shifted or reduced the State's the burden of proof on that Special Issue,
and
precluded the jury's consideration of relevant mitigating evidence, and (8) the
prosecution
interfered with the defense team's efforts to interview Amber Lynch and Damell
and Patricia
McCoy. Docket entry no. 18. The claims asserted in petitioner's original federal
habeas
corpus petition correspond generally, and share a common core of operative facts,
with the
following claims included in petitioner's Second Amended Petition, filed October
18, 2012:
claims 3-6, 10-13, 15, 17-18, 21, and 2629.582
Respondent is correct the remaining claims contained in petitioner's Second
Amended Petition herein petition (i.e., claims 1-2, 7-9, 14, 16, 19-20, 22-25) do not
relate
back, either legally or factually, to any of the claims in petitioner's original
federal habeas
corpus petition. None of the claims in this latter group are tied to a common core
of
582
In addition to the dozen claims petitioner enumerated in his original
petition herein, petitioner attached
thereto a copy of the pleading he filed March 9, 2006 in the state trial which listed a
plethora of pro se complaints about
the performance of his trial counsel and alleged instances of prosecutorial misconduct.
This Court has construed the
petitioner's original petition herein as having incorporated by reference those pro se
complaints. Therefore, this Court
has concluded the conclusory, often cryptic, ineffective assistance complaints and
complaints of alleged prosecutorial
misconduct contained therein are not barred by the AEDPA's one-year statute of limitations.
For the reasons discussed
at length in Sections VII. and XV. above, however, none of those complaints possess
any arguable legal or factual merit.
426
operative facts with any of the claims petitioner presented in his timely, original, petition
herein. Respondent is correct, therefore, that these latter claims are, alternatively,
barred
from federal review by the AEDPA's one-year statute of limitations. See Mayle v.
Felix, 545
U.s. 644, 664, 125 S.Ct. 2562, 2574, 162 L.Ed.2d 582 (2005)(holding only those claims
contained in a timely original federal habeas corpus petition and an untimely amended
petition which shared a common core of operative facts related back for purposes of Rule
1
5(c)(2) of the Federal Rules of Civil Procedure).
Moreover, because this Court has reviewed the merits of all of these untimely claims
and has concluded that none of them possess any merit under applicable federal
law,
petitioner cannot avoid the impact of his untimely amendment of his pleadings herein
by
arguing his state appellate or state habeas counsel rendered ineffective assistance in
such a
manner as to prevent petitioner's timely filing of his untimely claims herein. There was
nothing objectively unreasonable or prejudicial within the meaning of Strickland
about the
failure of petitioner's state appellate or state habeas counsel to take any action in
conjunction
with any of petitioner's time-barred claims herein.
Finally, for the reasons discussed at length in Section XVIII.D. above, petitioner's
conclusory assertion of "actual innocence" does not entitle petitioner to avoid the impact of
his untimely filing of his time-barred claims herein. Petitioner has not alleged any
specific
facts sufficient to satisfy any of the Supreme Court's different versions of the "actual
innocence" equation. Accordingly, the Supreme Court's recent holding in McQuiggin v.
Perkins,
U.S.
,
,
133 S.Ct. 1924, 185 L.Ed.2d 1019 (2013)(holding a showing of
427
actual innocence can overcome the AEDPA's statute of limitations), furnishes
no vehicle for
petitioner to obtain merits review of his time-barred claims herein.
Petitioner's first, second, seventh through ninth, fourteenth, sixteenth, nineteenth,
twentieth, and twenty-second through twenty-fifth claims herein are time-barred
under the
AEDPA' s one-year statute of limitations.
XX. Refluests for a Federal Evidentiarv Hearing
At numerous points in his pleadings herein petitioner requests an evidentiary
hearing
for the purpose of permitting him to develop the factual and evidentiary
bases for his claims
herein. With regard to those claims herein on which petitioner obtained a
ruling on the
merits from the Texas Court of Criminal Appeals, either on direct appeal or in
the course of
petitioner's first or third state habeas corpus proceedings, petitioner is not entitled to an
evidentiary hearing in this Court. See CuIlen
v.
Pinhoister,
U.S. at
,
131 S.Ct. at
1398-1401 (holding an evidentiary hearing is unnecessary when a state court has
rejected a
claim on the merits and federal habeas review of that rejection is governed by
§2254(d)( 1));
Clark v. Thaler, 673 F.3d 410, 4 16-17 (5th Cir.)(no evidentiaiy hearing or factual
development in federal court where the claim was adjudicated on the merits in state
court),
cert. denied,
U.S.
,
133 S.Ct. 179, 184 L.Ed.2d 90 (2012); Pape v. Thaler, 645 F.3d
281, 288 (5th Cir. 201 1)(holding the same), cert. denied,
U.S.
,
132 S.Ct. 1100, 181
L.Ed.2d 987 (2012). Federal courts sitting in habeas are not an alternative
forum for trying
facts and issues which a petitioner made insufficient effort to prove in state
proceedings.
Cullenv. Pinholster,_U.S.
(5th Cir. 2012), cert. denied,
at_, 131 S.Ct. at 1401;Lewisv. Thaler, 701 F.3d783, 790
U.S.
,
133 S.Ct. 1739, 185 L.Ed.2d 798 (2013).
428
Thus, petitioner is not entitled to a federal evidentiary hearing on either his
first claim
herein or his first through fourth and twelfth assertions of ineffective
assistance in his fourth
claim herein, all of which were litigated to a resolution on the merits in
petitioner's first or
latest state habeas corpus proceedings. Likewise, petitioner fully litigated the
factual basis
for his fourteenth claim herein in the context of his motion for new trial
and obtained a
ruling
on the merits from the Texas Court of Criminal Appeals on that claim in
the course of his
direct appeal. Young v. State, 2005 WL 2374669, at *8. Petitioner likewise
obtained merits
rulings from the same state appellate court on direct appeal with regard to his
fifth through
seventh, ninth through thirteenth, fifteenth through twenty-first claims herein and
is not
entitled to an evidentiary hearing in this Court on any of those claims.
Moreover, Title 28 U.S.C. Section 2254(e)(2) restricts this Court's ability to
hold an
evidentiary hearing even when a claim has not been fully adjudicated on the
merits by a state
court. See Schriro v. Landrigan, 550 U.S. 465, 474, 127 S.Ct. 1933,
1940, 167 L.Ed.2d 836
(2007)("In deciding whether to grant an evidentiary hearing, a federal court must
consider
whether such a hearing could enable an applicant to prove the petitioner's factual
allegations
which, if true, would entitle the applicant to federal habeas relief."). "[IJf
the record refutes
the applicant's factual allegations or otherwise precludes habeas relief, a
district court is not
required to hold an evidentiary hearing." Id. Petitioner presents a number of
claims herein
which are record-based - such as his complaints of insufficient evidence to
support the jury's
guilt-innocence phase and punishment-phase verdicts, challenges to the Texas
capital
sentencing scheme and his jury instructions at both phases of trial, and challenges
to state
trial court evidentiary rulings and rulings on challenges for cause during
voir dire. These
429
record-based challenges must necessarily be evaluated based upon the record as it existed
before the state trial court at the time it ruled on petitioner's motions, challenges, and
objections. Factual or evidentiary development is not necessary for such claims in this
Court
because the record before the state court will determine the propriety of the state trial
court's
rulings on such matters. Id. Therefore, petitioner's second, third, fifth through
thirteenth,
fifteenth through twenty-first, and twenty-eighth claims herein, all of which present purely
record-based legal issues, do not require factual development or an evidentiary hearing
in this
Court.
This Court has examined de novo the merits of petitioner's second and
twenty-second
through twenty-ninth claims herein, assumed the accuracy of the facts petitioner alleges
in
support of these claims (except where refuted by the record from petitioner's state trial
court,
state direct appeal, and state habeas proceedings), conducted a de novo review of
same, and
has determined petitioner has failed to allege any facts which would entitle him
to federal
habeas relief. Likewise, this Court has conducted a de novo review of all of
petitioner's
complaints of ineffective assistance contained in petitioner's fourth claim herein and
has
concluded that, even assuming the accuracy of the facts petitioner alleges in support
of those
complaints (except where refuted by the state court record), none of those complaints
satisfy
either prong of Strickland analysis. Therefore, petitioner is not entitled to a federal
evidentiary hearing on any of these claims. Id.; see also Spence v. Johnson, 80 F.3d
989,
1000 (5th Cir. 1996)(holding in a pre-AEDPA case that a federal habeas
petitioner must
allege facts which, if proved, would entitle him to relief before the petitioner is entitled
to a
430
federal evidentiary hearing and that the federal court need not "blindly accept
speculative and
inconcrete claims as the basis to order a hearing"), cert, denied, 519 U.S. 1012 (1996).
For the foregoing reasons, petitioner is not entitled to an evidentiary hearing
before
this Court to present new evidence or to further develop the facts in support of
any of his
claims herein in this federal habeas corpus proceeding.
XXI. Requests for Stay & "Remand"
Petitioner has filed motions requesting that this Court once more hold this case in
abeyance to permit another return by petitioner to state court or, alternatively,
that this Court
"remand" this cause to the state courts.
The latter request is non sequitur. Federal habeas courts cannot "remand" a
case to
the state courts. Billiot v. Puckett, 135 F.3d 311, 316 n.5 (5th Cir.), cert.
denied, 525 U.S.
(1998).
966
A federal habeas corpus proceeding is an original action filed in federal court
collaterally attacking an otherwise valid and final state criminal conviction or sentence.
It is
not an appeal from the defendant's underlying conviction or sentence.
Insofar as petitioner seeks another stay of this federal habeas proceeding for the
purpose of returning to state court to litigate the issue of ineffective assistance by
his state
habeas counsel, that request lacks any arguable merit for two, equally compelling,
reasons.
First, this Court has undertaken an exhaustive review of the record from
petitioner's trial
motion for new trial, direct appeal, and multiple state habeas corpus proceedings,
has
assumed the accuracy of the factual allegations underlying petitioner's claims
herein (except
those refuted by the state court records), and has independently concluded after de
novo
review that none of petitioner's claims herein (including his complaints of ineffective
431
assistance by his state trial and state appellate counsel) warrant federal habeas corpus
relief.
Thus, any alleged deficiencies in the performance of petitioner's state habeas
counsel in
failing to adequately or timely assert any of petitioner's claims herein during a prior
state
habeas corpus proceeding did not "prejudice" petitioner within the meaning of
Strickland.
See Paredes
v.
Quarterman, 574 F.3d at 291 n.13 (failure to make a futile or meritless
objection did not "prejudice" petitioner within the meaning of Strickland). Moreover,
there
was nothing objectively unreasonable about the failure of petitioner's initial state
habeas
counsel to present any of petitioner's procedurally defaulted, meritless, claims herein
during
petitioner's first state habeas corpus proceeding. Clark v. Thaler, 673 F.3d at 429; Paredes v.
Quarterman, 574 F.3d at 291.
Second, infirmities in state habeas corpus proceedings, including alleged
deficiencies
in the performance of state habeas counsel, do not furnish a basis for federal habeas
corpus
relief. See In re Gantras, 666 F.3d 910, 911(5th Cir. 2012)(holding challenges to
Louisiana
procedures for addressing post-conviction petitions were not cognizable in a federal
habeas
corpus proceeding); Kinsel v. Cain, 647 F.3d 265, 273 n.32 (5th Cir.)(challenges to
state
court's rulings in state post-conviction proceeding did not afford a basis for federal habeas
relief because infirmities in state habeas proceedings do not constitute grounds for relief
in
federal court), cert. denied,
U.S.
,
132 S.Ct. 854, 181 L.Ed.2d 551 (2011); Wiley v.
Epps, 625 F.3d 199, 207 (5th Cir. 2010)(holding complaint about state habeas court's
denial
of evidentiary hearing not cognizable in federal court); Stevens v. Epps, 618 F.3d 489, 502
(5th Cir. 201 0)("Ineffectiveness of post-conviction counsel cannot be the grounds
habeas relief."), cert. denied,
U.S.
,
for federal
131 S.Ct. 1815, 179 L.Ed.2d 775 (2011); Haynes
432
v.
Quarterman, 526 F.3d 189, 195 (5th Cir. 2008)(holding complaints about the
performance
of state-appointed counsel in petitioner's first post-conviction proceeding were inadequate
to
warrant federal habeas relief); Brown v. Dretke, 419 F.3d 365, 378 (5th Cir.
2005)(complaint
about state judge's consideration in a post-conviction proceeding of evidence
heard by a
previously recused judge did not furnish a basis for federal habeas corpus
relief), cert. denied,
546 U.S. 1217 (2006); Moore
v.
Quarterman, 369 F.3d 844, 846 (5th Cir. 2004)(holding
infirmities in state habeas proceedings do not constitute grounds for federal
habeas relief
because an attack on the state habeas proceeding is an attack on a proceeding
collateral to the
detention and not the detention itself); Elizalde
Dretke, 362 F.3d 323, 331(5th
v.
Cir.)(complaints of denial of effective assistance of counsel during state
post-conviction
proceeding did not furnish a basis for federal habeas relief), cert. denied, 543
U.S. 849
(2004); Henderson
v.
Cockrell, 333 F.3d 592, 606 (5th Cir. 2003)(complaints of ineffective
assistance by state habeas counsel did not furnish a basis for federal habeas relief),
cert.
denied, 540 U.S. 1163 (2004); 28 U.S.C. Section 2254(i)("The
ineffectiveness or
incompetence of counsel during Federal or State collateral post-conviction
proceedings shall
not be a ground for relief in a proceeding arising under section 2254.").
Petitioner is not entitled to another stay of the proceedings in this cause to
permit his
return to state court to litigate the alleged ineffective assistance of his initial
state habeas
corpus counsel. Petitioner presented extensive testimony and other evidence
on that topic
during his first state habeas corpus
proceeding.583
This Court held this cause in abeyance for
a considerable length of time and yet petitioner still failed to exhaust
available state remedies
See notes 159
& 165, supra.
433
on his currently unexhausted twenty-fifth claim herein, as well as the
plethora of new factual
allegations and new legal theories petitioner has presented for the first time in
his rely brief
herein. The fault for petitioner's procedural defaults on his unexhausted
twenty-fifth claim
herein and the new factual allegations and legal theories petitioner
presents in his reply brief
lies squarely on the shoulders of his current federal habeas counsel,
not petitioner's initial
state habeas counsel. There is no reasonable likelihood another stay at
this juncture for the
purposes urged by petitioner in his latest motions would produce anything
relevant to
petitioner's claims herein. This Court's de novo rejection on the merits of all of
petitioner's
procedurally defaulted claims herein renders superfluous, if not moot, all of
petitioner's
complaints about the alleged deficiencies in the performance of his initial state
habeas
counsel. It is unnecessary to determine whether petitioner's initial state
habeas counsel
rendered ineffective assistance for purposes of the exception to the procedural
default
doctrine recognized in Martinez v. Ryan, supra, and Trevino
v.
Thaler, supra, because this
Court has conducted a de novo review of the merits of all of petitioner's
procedurally
defaulted claims and finds none of them present any meritorious federal
constitutional claims.
XXII. Certificate of App ealabilitv
The AEDPA converted the "certificate of probable cause" previously
required as a
prerequisite to an appeal from the denial of a petition for federal habeas corpus
relief into a
"Certificate of Appealability" ("C0A"). See Hill v. Johnson, 114 F.3d 78, 80
(5th Cir.
1997)(recognizing the "substantial showing" requirement for a CoA under the
AEDPA is
merely a change in nomenclature from the CPC standard); Muniz v.
Johnson, 114 F.3d 43, 45
(5th Cir. 1 997)(holding the standard for obtaining a CoA is the same
as for a CPC). The CoA
434
requirement supersedes the previous requirement for a certificate of
probable cause to appeal
for federal habeas corpus petitions filed after the effective date of
the AEDPA. Robison v.
Johnson, 151 F.3d 256, 259 n.2 (5th Cir. 1998), cert. denied, 526 U.S.
1100 (1999);
Hallmark v. Johnson, 118 F.3d 1073, 1076 (5th Cir. 1997), cert. denied
sub nom. Monroe
v.
Johnson, 523 U.S. 1041 (1998). Effective December 1, 2009, Rule 11(a)
of the Rules
Governing Section 2254 Cases in United States District Courts requires this
Court to issue or
deny a CoA when it enters an order adverse to a federal habeas
corpus petitioner.
Under the AEDPA, before a petitioner may appeal the denial of a
habeas corpus
petition filed under Section 2254, the petitioner must obtain a CoA.
Miller-El v.
Johnson, 537
U.S. 322, 335-36, 123 S.Ct. 1029, 1039, 154 L.Ed.2d 931 (2003);
28 U.S.C. §2253(c)(2).
Likewise, under the AEDPA, appellate review of a habeas petition is
limited to the issues on
which a CoA is granted. See Crutcher v. Cockrell, 301 F.3d 656, 658
n.10 (5th Cir.
2002)(holding a CoA is granted on an issue-by-issue basis, thereby
limiting
appellate review
to those issues); Jones v. Cain, 227 F.3d 228, 230 n.2 (5th Cir.
2000)(holding the same);
Lackey v. Johnson, 116 F.3d 149, 151 (5th Cir. 1997)(holding the
scope of appellate review
of denial of a habeas petition limited to the issues on which CoA has
been granted). In other
words, a CoA is granted or denied on an issue-by-issue basis, thereby
limiting appellate
review to those issues on which CoA is granted alone. Crutcher v.
Cockrell, 301 F.3d at 658
n.10; Lackey v. Johnson, 116 F.3d at 151; Hill v. Johnson, 114 F.3d
at 80; Muniz v. Johnson,
114 F.3d at 45; Murphy v. Johnson, 110 F.3d 10, 11 n.1 (5th Cir.
1997); 28 U.S.C.
§2253(c)(3).
435
A CoA will not be granted unless the petitioner makes a substantial
showing of the
denial of a constitutional right. Tennard v. Dretke, 542 U.S. 274,
282, 124 S.Ct. 2562, 2569,
159 L.Ed.2d 384 (2004); Miller-El v. Johnson, 537 U.S. at 336,
123 S.Ct. at 1039; Slack v.
McDaniel, 529 U.S. 473, 483, 120 S.Ct. 1595, 1603, 146 L.Ed.2d 542
(2000); Barefoot v.
Estelle, 463 U.S. 880, 893, 103 S.Ct. 3383, 3394, 77 L.Ed.2d 1090
(1983).
To make such a showing, the petitioner need not show he
will prevail on the merits
but, rather, must demonstrate that reasonable jurists could
debate whether (or, for that matter,
agree) the petition should have been resolved in a different
manner or that the issues
presented are adequate to deserve encouragement to proceed further.
Tennard v. Dretke, 542
U.S. at 282, 124 S.Ct. at 2569; Miller-El v. Johnson, 537 U.S. at
336, 123 S.Ct. at 1039;
Slack v. McDaniel, 529 U.S. at 484, 120 S.Ct. at 1604; Barefoot v.
Estelle, 463 U.S. at 893
n.4, 103 S.Ct. at 3394 n.4. This Court is required to issue or
deny a CoA when it enters a
final Order such as this one adverse to a federal habeas petitioner.
Rule 11(a), Rules
Governing Section 2254 Cases in the United States District Courts.
The showing necessary to obtain a CoA on a particular claim is
dependent upon the
manner in which the District Court has disposed of a claim. If this
Court rejects a prisoner's
constitutional claim on the merits, the petitioner must demonstrate
reasonable jurists could
find the court's assessment of the constitutional claim to be
debatable or wrong. "[W}here a
district court has rejected the constitutional claims on the merits,
the showing required to
satisfy §2253(c) is straightforward: The petitioner must
demonstrate that reasonable jurists
would find the district court's assessment of the constitutional
claims debatable or wrong."
Miller-El v. Johnson, 537 U.s. at 338, 123 S.Ct. at 1040 (quoting Slack
v. McDaniel, 529
436
U.S. at 484, 120 S.Ct. at 1604). Accord Tennardv. Dretke, 542
U.S. at 282, 124 S.Ct. at
2569. In a case in which the petitioner wishes to challenge on
appeal this Court's dismissal
of a claim for a reason not of constitutional dimension, such as procedural
default,
limitations, or lack of exhaustion, the petitioner must show jurists of
reason would find it
debatable whether the petition states a valid claim of the denial of
a constitutional right and
whether this Court was correct in its procedural ruling. See Slack v.
McDaniel, 529 U.S. at
484, 120 S.Ct. at 1604 (holding when a district court denies a
habeas claim
on procedural
grounds, without reaching the underlying constitutional claim, a CoA
may issue only when
the petitioner shows that reasonable jurists would find it
debatable whether (1) the claim is a
valid assertion of the denial of a constitutional right and (2)
the district court's procedural
ruling was correct).
In death penalty cases, any doubt as to whether a CoA should
issue must be resolved
in the petitioner's favor. Avila v. Quarterman, 560 F.3d 299, 304
(5th Cir.), cert. denied, 558
U.s. 993 (2009); Moore v. Quarterman, 534 F.3d 454, 460 (5th Cir.
2008); Foster v.
Quarterman, 466 F.3d at 364; Dickson v. Quarterman, 462 F.3d 470, 476
(5th Cir. 2006);
Pippin v. Dretke, 434 F.3d at 787; Bridgers v. Dretke, 431 F.3d
853, 861 (5th Cir. 2005),
cert. denied, 548 U.S. 909 (2006).
Nonetheless, a CoA is not automatically granted in every death penalty
habeas case.
See Miller-El v. Cockrell 537 U.S. at 337, 123 S.Ct. at 1040
("It follows that issuance of a
COA must not be pro forma or a mafter of course."); Sonnier
v.
Quarterman, 476 F.3d at
364-69 (denying CoA on a wide variety of challenges to the Texas
capital sentencing
scheme).
437
Reasonable minds could not disagree over this Court's conclusion
that none of
petitioner's complaints about the performance of his trial counsel
contained in his
claim herein satisfy the prejudice prong of Strickland analysis.
fourth
The evidence of petitioner's
guilt at the guilt-innocence phase of his trial was over
whelming. Three eyewitnesses
testified they saw petitioner shoot Doyle Douglas in the head and
then force Mark Ray to do
likewise at gunpoint.584 Patrick Brook, petitioner's former
partner in crime, testified
petitioner admitted to Brook (in the presence of two other
witnesses) on the night of the fatal
shooting of Douglas that he (petitioner) shot Douglas twice in
the head.585 There was
overwhelming evidence, in the form of the uncontradicted trial
testimony of David Page and
other eyewitnesses, presented during the guilt-innocence
phase of petitioner's trial
that
Samuel Petrey was abducted from a grocery store parking lot,
driven have way across the
State of Texas, forced to purchase clothing for petitioner,
and forced to attempt to purchase
an assault rifle for petitioner.586 Petitioner told others he killed
Douglas because he needed a
vehicle to get to Midland to see his girlfriend.587 The jury could
reasonably have inferred
from the trial testimony that petitioner compelled David Page
to accompany petitioner to
Midland because Page had previously "snitched" on petitioner
to Amber Lynch about
petitioner's infidelity and petitioner feared Page would tell authorities
about Douglas'
See notes 1-15,
585
586
See
supra, and accompanying text.
note 11, supra, and accompanying text.
See notes
16-47, supra, and accompanying text.
note 8, supra, and accompanying text.
438
murder.588
When approached by law enforcement officers,
petitioner led them on a high
speed chase that included petitioner driving the
wrong direction on a major highway and did
not end until after two of the tires on the vehicle
petitioner was driving
had been shot out and
an officer drew a bead on the petitioner.589
When taken into custody, petitioner had in his
possession the semi-automatic handgun which jurors
could reasonable infer (based upon the
presence of shell casings fired from that weapon having
been found inside Douglas' vehicle
and near Petrey's body) had been used to
fatally shoot both Douglas and Petrey.59°
The prosecution's evidence at the punishment
phase of petitioner's
capital murder
trial was equally compelling.591 In addition to the
facts of petitioner's capital offense, the
prosecution presented ample evidence showing
petitioner's (1) long history of violent and
588
See notes 14-15, supra, and
accompanying text. Mark Ray also testified Page
reluctantly agreed to
accompany petitioner to Midland only after petitioner
threatened the families of Page, McCoy, and Ray.
Volume 22, testimony of Mark Ray, at
S.F. Trial,
pp. 142-44.
See note
590
See notes
48, supra, and accompanying text.
48 & 71, supra.
Dr. Helen Short, a psychiatrist who had
treated petitioner at the Waco Center for Youth,
testified for the
prosecution at the punishment phase of trial (1) she
diagnosed petitioner with ADHD and a conduct
disorder but added
antisocial personality disorder which she admitted
was improper because petitioner was not
then eighteen years of age
and the DSM-IV requires a patient reach age 18
before that latter diagnosis may be made, (2)
nonetheless, when she
examined him the petitioner displayed all the
classic symptoms of antisocial personality
disorder, including being
manipulative deceitful, impulsive, aggressive, reckless,
irresponsible, lacking empathy for others, and
mechanical emotions, lacking a conscience, no respect
displaying
for authority, and having little-to-no remorse,
(3) petitioner was
very bright but had anger management issues and
really wanted to be the person in charge of
everyone else, (4) the best
predictor of future behavior is past behavior, (5)
petitioner was extremely dangerous - too dangerous
to be housed in a
psychiatric facility, (6) in light of petitioner's many
criminal actions as an adult, she believed her
prior diagnosis of
antisocial personality disorder was accurate, and
(7) petitioner needed further diagnosis to
determine
true psychopath. S.F. Trial, Volume 32, testimony
of Helen Short, at pp. 47-58. When challenged bywhether he was a
counsel on cross-examination that her previous
petitioner's trial
diagnosis of petitioner with antisocial personality
disorder had been
"unethical," Dr. Short responded she believed her
diagnosis of petitioner with antisocial personality
disorder at age
fourteen had not been unethical but, rather, had been
factually accurate and "premature." Id., at
explained that the conduct disorder she diagnosed
pp. 102-03. She also
petitioner possessing when she treated him was
essentially the same
thing as antisocial personality disorder, only that
designation was what the DSM-IV used for persons
under the age of
eighteen. Id., at pp. 108-09.
439
criminal conduct, (2) long history of drug and alcohol
abuse, (3) troubled childhood
punctuated by physical abuse from both his alcoholic,
drug-addicted, father and his alcoholic
step-father, and (4) participation in both a violent
burglary and armed home
invasion only
days before Douglas' murder.592 Furthermore, as
pointed out by the prosecutor during closing
argument, the record before petitioner's capital
sentencing jury was bereft of any indication
petitioner had ever done anything which could be
construed as signaling sincere remorse or
genuine contrition for his capital offense.
Petitioner's punishment-phase evidence showing he
suffered from severe ADHD and
had not been properly medicated during most of his
youth must be re-weighed in the context
of the Strickland prejudice analysis with full realization
that petitioner's ADHD rendered him
prone to impulsive behavior and unlikely to
appreciate the consequences of his conduct.593
As explained in Section I.D.2. above,594
petitioner's state trial
compelling, case in mitigation on petitioner's behalf,
albeit
double-edged mental health
592
See notes
evidence.595
counsel presented an extensive,
one based primarily upon
The additional mitigating evidence and new
79-92, supra, and accompanying text.
Petitioner's own mental health expert Dr. Milam (1)
described petitioner as impulsive, "like a Mercedes
without brakes," (2) explained petitioner had
Benz
requested to participate in anger management classes
while at TYC but,
when admitted to anger management class, was later
kicked out for fighting with another youth, (3)
while the psychiatrist
at the TYC did a good job finding the
appropriate medications to calm petitioner, petitioner
had not been required to
remain on those medications once he left the TYC,
(4) something was significantly wrong with
petitioner's brain and,
while petitioner's behavior had been treated, the
petitioner's underlying problems had not been treated,
and (5) her
prognosis was that petitioner would probably have to be
incarcerated for the rest ofhis life because he could not be
S.F. Trial, Volume 34, testimony of Daneen
fixed.
A. Milam, at pp. 23-25, 68-69, 73-74,
85-86, 9 1-92, 95-96, 107-08.
See notes 92-106, supra, and
accompanying text.
fundamental problem with petitioner's mitigation evidence
concerning his ADHD was that it was doubleedged in nature. While petitioner's mental health
experts Dr. Mathew and Dr. Greene testified
petitioner's symptoms
(i.e., petitioner's impulsiveness, hyperactivity,
and possibly even his conduct disorder) could
be treated with proper
medication, even they acknowledged there were
negative aspects to petitioner's condition. Dr.
Mathew testified ADHD
patients are quick to anger, lack self-control, and
impulsive. S.F. Trial, Volume 34, testimony ofRoy
Mathew, at pp. 183-
440
arguments petitioner now argues in his ineffective
presented at his trial pales in comparison to the
assistance claims should also have been
mitigating evidence considered and rejected
by petitioner's capital sentencing jury. There is
no rational basis to believe any of the new
evidence or arguments urged by petitioner herein would
have made any difference had they
been presented to the jury at either phase of
petitioner's trial.
Reasonable jurists could not
disagree with this Court's conclusion there is no
reasonable probability that, but for the
alleged failures of petitioner's trial counsel
identified by petitioner in his pleading herein, the
outcome of either phase of petitioner's capital
murder trial would
have been any different.
Even if it is possible to quibble over this Court's
resolution of the deficient
performance prong of Strickland analysis with regard to
some of the complaints about the
performance of petitioner's trial counsel listed in
petitioner's fourth claim herein, no
reasonable jurist can disagree with this Court's
conclusions that (1) petitioner procedurally
defaulted on virtually all of his ineffective assistance
complaints
not prejudiced within the meaning of Strickland
herein and (2) petitioner was
by any of the alleged deficiencies in the
performance of petitioner's trial counsel identified by
petitioner herein. Petitioner is not
entitled to a CoA on any of his complaints about the
performance of his trial counsel.
84. Dr. Greene testified (1) the
overwhelmingmajority (65%) of children with ADHD will develop
oppositional defiant
disorder, (2) children with ADHD are manipulative,
(3) the most effective treatment for ADHD is
stimulant medication,
but (4) petitioner had proven to be a
"stimulant nonresponder," and (5) petitioner had been
tried on virtually every
stimulant known to mankind with very little
effectiveness. S.F. Trial, Volume 36, testimony of Ross
Greene, at pp. 12,
15-19, 21-23, 30-31, 45.
Another problem with both of these experts'
punishment-phase testimony was that when they attempted to
justify their assertions that, with proper
medication, petitioner would not pose a risk of future
dangerousness, their
testimony tended to depart from the scientific and enter
the realm of the metaphysical. Dr. Mathew
testified ever person
has the capacity for change and personalities
can change through faith systems, stating "I have
too much faith in the
goodness of people", and "Every person has the
potential to become better." S.F. Trial, Volume 35,
testimony of Roy
Mathew, at pp. 207-08. Dr. Greene testified "I'm not
sure what evil means" and admitted he could
not give a prognosis
for petitioner once petitioner arrived in the TDCJ.
S.F. Trial, Volume 36, testimony of Ross
Greene, at pp. 44, 62.
441
Petitioner's challenges to the Texas capital sentencing
scheme re-urge arguments both
this Court and the Fifth Circuit have repeatedly held
do not warrant a CoA. See, e.g, Jasper
v.
Thaler, 765 F.Supp.2d at 875 (denying CoA on the
same challenges to the Texas capital
sentencing scheme raised by petitioner herein); Bartee
v.
Quarterman, 574 F.Supp.2d at 712-
14 (denying CoA on similar challenges to the
Texas capital sentencing scheme); Moore v.
Quarterman, 526 F.Supp.2d at 740 (denying CoA on similar
challenges to the Texas capital
sentencing scheme). Petitioner's third, sixteenth,
seventeenth, and nineteenth through
twenty-first claims do not warrant a CoA.
Likewise, for reasons similar to those discussed above in
connection with petitioner's
complaints of ineffective assistance by his trial counsel, this
Court of Criminal Appeals reasonably rejected
Court's conclusion the Texas
petitioner's challenges to the sufficiency of
the evidence supporting the jury verdicts at both
phases of his trial is not subject to
disagreement by reasonable jurists. Reasonable jurists could
not disagree with this Court's
conclusion that, viewed in the light most favorable to the
jury's verdicts, with all reasonable
inferences drawn therefrom in favor of the jury's verdicts,
the evidence at both phases of
petitioner's capital murder trial supporting the jury's verdicts
was overwhelming. See
McDaniel v. Brown. 558 U.S. at 133, 130 S.Ct. at 673 ("a
reviewing court 'faced with a
record of historical facts that supports conflicting
inferences must presume
-
even if it does
not affirmatively appear in the record - that the trier of
fact resolved any such conflicts in
favor of the prosecution, and must defer to that
resolution."). Petitioner's fifth, sixth,
twelfth, and eighteenth claims herein do not merit a
CoA.
442
Reasonable jurists could not disagree with this Court's
conclusions that (1) the Texas
Court of Criminal Appeals reasonably rejected
petitioner's Brady claims and Giglio/Napue
claims premised on alleged secret plea deals with
Mary Ray and David Page, (2) petitioner
procedurally defaulted on his twenty-fifth claim herein by
expressly
withdrawing same from
the state habeas court's consideration during his
most recent state habeas
(3) petitioner's Brady claim premised upon the
alleged withholding
corpus proceeding,
of impeachment evidence
regarding prosecution expert witness A.P. Merillat also
fails to satisfy the materiality prong
of Brady analysis, (4) petitioner procedurally defaulted
on his meritless complaint of judicial
bias arising from the trial judge's post-trial letter to
jurors, and (5) the Texas Court of
Criminal Appeals reasonably rejected petitioner's
complaints about the Sheriff sharing lunch
with the jury on the final day of punishment-phase
deliberations and listening to the jury
forearm's concerns after the conclusion of petitioner's trial.
Petitioner's first, second,
fourteenth, and twenty-fifth claims herein do not warrant
a CoA.
Reasonable jurists also could not disagree with this Court's
conclusions that
petitioner's remaining claims, including virtually all of his
complaints of ineffective
assistance by either his trial counsel or state appellate
counsel raised herein, are procedurally
defaulted and, alternatively when given de novo review,
lack arguable merit under wellsettled Supreme Court jurisprudence. Reasonable
jurists could not disagree with this Court's
conclusion that petitioner has procedurally defaulted on
myriad new legal arguments and new
factual theories contained in his reply brief herein
which are currently unexhausted.
Finally, reasonable jurists could not disagree with this
Court's conclusion that
petitioner's first, second, seventh through ninth, fourteenth,
sixteenth, nineteenth, twentieth,
443
twenty-second through twenty-sixth, twenty-eighth, and
barred by the AEDPA's one-year statute of
twenty-ninth claims herein are all
limitations. None of those claims bear any
rational relationship, factually or legally, to the claims
petitioner presented
in his timely
original petition herein. Petitioner is not entitled to a
CoA with regard to any of his claims
herein.
XXII. Conclusion and Order
Accordingly, it is hereby ORDERED that:
1.
All relief requested in petitioner's second
amended federal habeas corpus petition,
filed October 18, 2012, docket entry no. 87, as
supplemented by petitioner's reply brief, filed
March 28, 2013, docket entry no. 100, is DENIED.
2. Petitioner is DENIED a Certificate of
Appealability on all claims herein.
3. All of petitioner's requests for an evidentiary
hearing, including those contained in
his pleadings herein and in his motions filed
September 6, 2013, docket entry no. 112,
October 22, 2013, docket entry no. 121, and
November 20, 2013, docket entry no. 125,
respectively, are DENIED.
4. Petitioner's motion for stay, filed April
12, 2013, docket entry no. 101, is
DENIED.
5. Petitioner's motion for remand, filed
October 22, 2013, docket entry no. 122, is
DENIED.
6. All other pending motions are
DISMISSED AS MOOT.
7. The Clerk shall prepare and enter a
Judgment in conformity with this
Memorandum Opinion and Order.
444
SIGNED and ENTERED this
day of February, 2014 at Midland, Texas.
1
ROBERT JUNILIJ
United States Distic/Judge
445
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