Gudgell v. Berryhill
Filing
22
MEMORANDUM DECISION AND ORDER - The Commissioner's decision to deny benefits is affirmed. Signed by Magistrate Judge Brooke C. Wells on 9/18/2018. (las)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF UTAH, NORTHERN DIVISION
Faith D. G,
Memorandum Decision and Order Affirming
the Decision the Commissioner to Deny
Benefits
Plaintiff,
v.
Nancy A. Berryhill, Acting Commissioner of
Social Security
Case No. 1:17-cv-114 BCW
Defendant.
Magistrate Judge Brooke Wells
This matter is before the undersigned in accordance with 28 U.S.C. § 636(c). Plaintiff,
Faith G, appeals the Commissioner’s denial of her application for Social Security Income (SSI)
disability benefits. 1 The court determines the decision of the Commissioner is supported by
substantial evidence and the law was properly applied. Therefore, finding no reversible error,
the court affirms the Commissioner’s decision.
I
Ms. G, 2 alleges she was disabled as of March 6, 2014, 3 due to “gastroparesis, chronic
abdominal pain, nausea, periodic vomiting, undernourishment, dehydration, weight loss,
intestinal dysmotility, chronic constipation, chronic fatigue and migraines.” 4 To establish
disability, Ms. G must show that she has an
inability to engage in any substantial gainful activity by reason of any medically
determinable physical or mental impairment which can be expected to result in
death or which has lasted or can be expected to last for a continuous period of not
less than 12 months ….” 5
1
See 42 U.S.C. §§ 1281 et seq.
Based on privacy concerns regarding sensitive personal information the court does not use Plaintiff’s last name.
Privacy concerns are a part of many of the Federal Rules. See Fed. R. App. P. 25(a)(5); Fed. R. Civ. P. 5.2; Fed. R.
Crim. P. 49.1; Fed. R. Bankr. P. 9037.
3
Plaintiff amended her onset date at the hearing held before the Administrative Law Judge.
4
Opening brief p. 1, ECF No. 14; see also Tr. 131
5
42 U.S.C. § 423(d).
2
Following an initial denial of benefits, Ms. G requested and received a hearing before an
administrative law judge (ALJ). Prior to her hearing, Ms. G alleged the additional impairments
of Ehlers-Danlos Syndrome, 6 Arnold Chiari Formation 7 and a Mood Disorder. Ms. G was born
June 10, 1995, graduated from high school and was enrolled at Weber State University at the
time of her hearing before the ALJ.
After holding two hearings and allowing the submission of additional evidence, the ALJ
followed the required five-step sequential evaluation process 8 and found Ms. G had the severe
impairments of gastro paresis and chronic abdominal pain. 9 Next, the ALJ found Plaintiff had
the residual functional capacity (RFC) to perform sedentary work with certain requirements. The
ALJ considered medical evidence in the record, including evidence regarding Ehlers-Danlos
Syndrome, 10 Arnold Chiari Formation 11 and Plaintiff’s alleged mood disorder. 12 The ALJ also
reviewed the medical opinions of Dr. Trevor Squire, Dr. Sarah Dugan, Dr. Stephen Scharmann, 13
state agency medical consultants Dr. Helen Kjolby, Dr. Alice Lingen, Dr. June Steinvorth and
Dr. Garett Chesley, 14 and the opinion of Dr. Mark Farber, the impartial medical expert that
appeared at the first hearing. 15 Ms. G has no past relevant work. At Step Five, the ALJ found
6
Ehlers-Danlos syndrome is “is a group of inherited disorders that affect your connective tissues — primarily your
skin, joints and blood vessel walls.” Common symptoms of the most common form of this disorder include overly
flexible joints and stretchy, fragile skin. https://www.mayoclinic.org/diseases-conditions/ehlers-danlossyndrome/symptoms-causes/syc-20362125 (last accessed Sept. 14, 2018).
7
Arnold Chiari Formation or Chiari malformation is a condition where brain tissue extends into the spinal canal due
to an abnormally small or misshapen skull. See https://www.mayoclinic.org/diseases-conditions/chiarimalformation/symptoms-causes/syc-20354010 (last accessed Sept 14, 2018).
8
20 CFR 404.1520(a).
9
Tr. 22.
10
Tr. 24.
11
Tr. 24, 28.
12
Tr. 22
13
Tr. 28-30.
14
Tr. 30.
15
Tr. 24-25, 28.
2
Ms. G could perform limited unskilled sedentary work such as an Addressor, Call-out operator
and Telephone clerk. 16 Thus, she was not disabled.
After the Appeals Council denied review, the ALJ’s decision became the final decision of
the Commissioner. Ms. G seeks review of this decision arguing the ALJ erred in four ways: (1)
The ALJ erred in failing to identify all of Plaintiff’s severe impairments and did not consider
them in determining her RFC; (2) The ALJ failed to order genetic testing or a consultative
examination by a Rheumatologist for the Ehlers-Danlos syndrome; (3) The ALJ erred in giving
Dr. Stephen Scharmann’s medical opinion little weight; and (4) The ALJ erred in assessing
Plaintiff’s RFC. The court will address each of the alleged errors in turn.
The court reviews the Commissioner’s “decision only to determine whether the correct
legal standards were applied and whether the factual findings are supported by substantial
evidence in the record.” 17 Substantial evidence is “such relevant evidence as a reasonable mind
might accept as adequate to support a conclusion. It requires more than a scintilla, but less than a
preponderance.” 18 “The possibility of drawing two inconsistent conclusions from the evidence
does not prevent an administrative agency's findings from being supported by substantial
evidence.” 19 Thus, the court may not “’displace the agenc[y's] choice between two fairly
conflicting views, even though the court would justifiably have made a different choice had the
matter been before it de novo.’” 20
16
Tr. 32.
Madrid v. Barnhart, 447 F.3d 788, 790 (10th Cir.2006).
18
Cowan v. Astrue, 552 F.3d 1182, 1185 (10th Cir.2008) (internal quotation marks omitted).
19
Zoltanski v. F.A.A., 372 F.3d 1195, 1200 (10th Cir. 2004); see also Lax v. Astrue, 489 F.3d 1080, 1084 (10th Cir.
2007).
20
Id. (quoting Custer County Action Ass’n v. Garvery, 256 F.3d 1024, 1030 (10th Cir. 2001)).
17
3
II
Ms. G first asserts the ALJ erred in failing to identify all her severe impairments and did
not consider them in fashioning her RFC. Specifically, Plaintiff takes issue with the ALJ failing
to find that her Ehlers-Danlos Syndrome, Arnold Chiari Formation and dysautonomia were not
severe, medically determinable impairments. 21 This step-two argument fails.
An impairment is severe if it “significantly limits [ a claimant’s] physical or mental
ability to do basic work activities ….” 22 The burden is on a claimant to make a de minimis
showing of impairment at step two. 23 Thus, a claimant need only establish and an ALJ need only
find, at least one severe impairment at step two to proceed to the next step. 24 Therefore, “the
failure to find a particular impairment severe at step two is not reversible error when the ALJ
finds that at least one other impairment is severe.” 25 Here, the ALJ found Ms. G had two severe
impairments – gastro paresis and chronic abdominal pain. 26
In addition, the record does not support Plaintiff’s assertion that the ALJ failed to
incorporate the effects of the additional impairments into the hypotheticals presented to the
vocational expert. The ALJ specifically discussed these impairments throughout the decision
noting the lack of evidence supporting their diagnosis. 27 And, even without an objective
evidentiary basis for these impairments, the ALJ noted “that the claimant is found to have a
21
Pla.’s brief p. 5-9.
20 C.F.R. § 404.1520(c).
23
See Langley v. Barnhart, 373 F.3d 1116, 1123 (10th Cir. 2004); see also Bowen v. Yuckert, 482 U.S. 137, 158,
107 S.Ct. 2287, 2300 (1987) (O’Conner, J., concurring) (noting the low standard at Step 2 where only “those
claimants with slight abnormalities that do not significantly limit any ‘basic work activity’ can be denied benefits
without undertaking” a vocational analysis utilizing the other steps).
24
See Oldham v. Astrue, 509 F.3d 1254, 1256-57 (10th Cir. 2007) (rejecting the claimant’s arguments regarding the
severity of her impairments because the ALJ found she “suffered from severe impairments” which is “all the ALJ
was required to do”); see also Allman v. Colvin, 813 F.3d 1326, 1330 (10th Cir. 2016) (noting that an ALJ need only
find at least one severe impairment).
25
Allman, 813 F.3d at 1330.
26
Tr. 22.
27
Tr. 24.
22
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residual functional capacity for less than sedentary work ….” 28 “The RFC assessment must
include a narrative discussion describing how the evidence supports each conclusion, citing
specific medical facts (e.g., laboratory findings) and nonmedical evidence (e.g., daily activities,
observations).” 29 Here, the ALJ's RFC determination is supported by a proper narrative
statement, as well as substantial evidence.
III
Ms. G’s argument that the ALJ erred by failing to order genetic testing or a consultative
examination by a Rheumatologist to assess the Ehler-Danlos Syndrome also fails. Social
Security Ruling 16-4p, which explains the use of genetic testing in evaluating disability claims,
provides that the Social Security Agency will consider genetic testing, but it will not order
genetic testing. 30
The “starting place” for a claimant to establish a need for a consultative examination at
the Agencies’ expense, “must be the presence of some objective evidence in the record
suggesting the existence of a condition which could have a material impact on the disability
decision requiring further investigation.” 31 In the instant dispute, the mere fact that two doctors,
Rhett Smith and Stephen Scharmann, wrote a letter stating that Ms. G had a history of EhlersDanlos syndrome with joint problems, without objective evidence supporting their opinions, did
not trigger a need for a consultative examination. Ms. G is essentially trying to shift her
responsibility for obtaining objective evidence onto the Government.
28
Id.
Soc. Sec. Ruling, SSR 96–8p, 1996 WL 374184, at *7 (S.S.A. July 2, 1996).
30
Soc. Sec. Ruling, SSR 16-4p 2016 WL 1575064, *5 (S.S.A. Apr. 13, 2016). This ruling became effective before
the ALJ’s decision in September 2, 2016. See also 20 C.F.R. § 416.919a.
31
Hawkins v. Chater, 113 F.3d 1162, 1167 (10th Cir. 1997).
29
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IV
Ms. G argues the ALJ erred in rejecting Dr. Scharmann’s opinion. The record does not
support her argument. The ALJ reviewed Dr. Scharmann’s opinion, including the treating source
statement he submitted on March 15, 2016, and despite being a “treating medical source,” the
ALJ did not assign Dr. Scharmann controlling weight. Rather, the ALJ gave him “little weight”
pointing to inconsistencies with Dr. Scharmann’s limitations for sitting, standing and walking
with other physical exams in the record. Specifically, the ALJ cited to Exhibits 15F, 17F, 22F,
and Ms. G’s own testimony that she participates in public plays performing on stage at a park
and sits for several hours on the computer writing stories on a consistent basis.
Exhibit 15F contains treatment notes from a series of visits Ms. G made to the Utah
Digestive Health Institute from June 16, 2014 to January 22, 2016. 32 Plaintiff argues these
records are not persuasive because they come from a digestive institute and not a sports medicine
specialist such as Dr. Scharmann. A closer review of these records, however, undermines
Plaintiff’s position because they contain information regarding the symptoms commonly
associated with Ehlers-Danlos Syndrome. For example, on July 7, 2014, Plaintiff’s
musculoskeletal exam was normal and there were no reported problems with her joints or skin. 33
The normal test results repeated on numerous occasions during this time frame despite Plaintiff’s
subjective complaints to the contrary. 34 In fact, Ms. G reported walking everyday and did not
mention any problems with doing so during a May 2015 visit. 35 These records constitute
evidence that support the ALJ’s decision to discount Dr. Scharmann’s opinion.
32
Tr. 761-84.
Tr. 765.
34
Tr. 768, 776, 779, 782.
35
Tr. 775.
33
6
In similar fashion, the other exhibits cited to by the ALJ—17F, treatment notes by Dr.
Scharmann reporting that the “patient may resume normal activities” 36 and 22F, notes from a
neurology consultation with Dr. Squire—also provide support for the ALJ’s decision to discount
Dr. Scharmann’s opinion. Additionally, Ms. G’s own testimony regarding her daily activities
provide added support for the ALJ’s decision. 37 An ALJ must “’give good reasons in [the]
notice of determination or decision’ for the weight he ultimately assigns [an] opinion.” 38 Here,
the ALJ provided good reasons for the weight he assigned to Dr. Scharmann. Plaintiff’s
disagreement with the assigned weight is not a sufficient basis to warrant a remand and the court
will not reweigh the evidence. 39
V
Finally, Ms. G takes issue with the ALJ’s assessment of her RFC. As noted above, a
“RFC assessment must include a narrative discussion describing how the evidence supports each
conclusion, citing specific medical facts (e.g., laboratory findings) and nonmedical evidence
(e.g., daily activities, observations).” 40 The ALJ thoroughly discussed Plaintiff’s symptoms,
Plaintiff’s medical records, the opinion of the impartial medical expert Dr. Farber and Plaintiff’s
daily activities. Thus, this argument also fails.
36
Tr. 787.
See e.g., Newbold v. Colvin, 718 F.3d 1257, 1266 (10th Cir. 2013) (noting the claimant’s reported activities of
daily living appropriately undermined a treating physician’s “extreme limitations”)/
38
Watkins v. Barnhart, 350 F.3d 1297, 1301 (10th Cir. 2003) (quoting 20 C.F.R. § 404.1527(d)(2)).
39
See Aualls v. Apfel, 206 F.3d 1368, 1371 (10th Cir. 2000) (“In conducting our review, we may neither reweigh the
evidence nor substitute our judgment for that of the Commissioner.”).
40
Soc. Sec. Ruling, SSR 96–8p, 1996 WL 374184, at *7 (S.S.A. July 2, 1996).
37
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VI
The court concludes the correct legal standards were applied and the ALJ’s factual
findings are supported by substantial evidence in the record. The Commissioner’s decision to
deny benefits is affirmed. The Clerk of the Court is instructed to close this case.
DATED this 18 September 2018.
Brooke C. Wells
United States Magistrate Judge
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