Xia v. Salazar
Filing
56
ORDER denying 23 Motion for Summary Judgment. See order for details. Signed by Magistrate Judge Paul M. Warner on 3/31/2014. (srs)
IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF UTAH
CENTRAL DIVISION
WAYNE W. XIA,
MEMORANDUM DECISION AND
ORDER
Plaintiff,
v.
Case No. 2:10cv25
SALLY JEWELL, Secretary of
the Department of the Interior,
Defendant.
Magistrate Judge Paul M. Warner
All parties in this case have consented to having United States Magistrate Judge Paul M.
Warner conduct all proceedings in this matter, including entry of final judgment, with appeal to
the United States Court of Appeals for the Tenth Circuit.1 See 28 U.S.C. § 636(c); Fed. R. Civ.
P. 73. Before the court is a motion for summary judgment2 filed by the Secretary of the
Department of the Interior, Sally Jewell3 (“Secretary”). On October 24, 2013, the court held a
1
See docket no. 13. This matter was originally assigned to Magistrate Judge Brooke
Wells, and the parties consented to proceed before a magistrate judge. Wayne W. Xia appealed
Judge Wells’s grant of summary judgment. The Tenth Circuit Court of Appeals reversed in part
and remanded the case. See docket no. 43. Judge Wells recused from the case, and it was
reassigned to Magistrate Judge Warner. See docket no. 44.
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3
See docket no. 23.
When this lawsuit and motion were filed, the Secretary of the Interior was Kenneth L.
Salazar. The court recognizes that he has since been replaced by Sally Jewell and has changed
the caption accordingly.
hearing on the motion. At the hearing, the Secretary was represented by Amy Oliver and Wayne
W. Xia (“Mr. Xia”) was represented by Andrew Hale. Before the hearing, the court carefully
considered the motion, memoranda, and other materials submitted by the parties. After
considering the arguments of counsel, taking the motion under advisement, and reviewing the
supplemental briefing ordered at the hearing regarding the applicability of the case of University
of Texas Southwestern Medical Center v. Nassar, 133 S. Ct. 2517 (2013), the court renders the
following memorandum decision and order.
I. BACKGROUND
Mr. Xia has been employed as a supervisor and civil engineer in the Bureau of
Reclamation’s (“Bureau”) Upper Colorado Regional Office in Salt Lake City, Utah, for 11 years.
In 2007, he applied to be the Assistant Regional Director for the Upper Colorado Region but was
not selected. In April 2008, he filed an Equal Employment Opportunity Commission (“EEOC”)
claim alleging discrimination on the basis of race (“2008 Claim”). Mr. Xia named the following
individuals in the 2008 Claim: Bill McDonald, Regional Director of the Pacific Northwest
Region; Rick Gold, former Regional Director of the Upper Colorado Region; and Larry
Walkoviak, Regional Director of the Upper Colorado Region. The Department of Interior
(“Department”) dismissed the 2008 Claim as untimely on December 23, 2008.
In October 2008, Mr. Xia and one other person, Max Spiker, applied for the position of
Power Manager for the Upper Colorado Region. Brent Rhees, an Assistant Regional Director,
led the interview panel on January 8, 2009. Michael Ferguson and David Murillo, power
managers from neighboring regions, participated in the interviews via telephone. While Mr.
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Rhees was aware of Mr. Xia’s 2008 Claim, neither Mr. Ferguson or Mr. Murillo was aware of
that claim. Mr. Rhees had worked directly with and/or for the three named individuals in Mr.
Xia’s 2008 Claim: Mr. McDonald, Mr. Gold (as well as Mr. Gold’s wife), and Mr. Walkoviak.
The announcement for the Power Manager position did not require any educational
degree, but it did require one year of experience equivalent to the GS-14 level as well as
specialized experience in the following four core competencies: Project and Program
Management, Leadership, Technical Knowledge (Engineering), and Technical Knowledge
(Power Operations). Mr. Xia had experience managing geotechnical projects with a public entity
in New York and with the Salinity Control program with the Bureau. Mr. Xia also has a master’s
degree in civil engineering, a bachelor’s degree in engineering geology, as well as an engineering
license. Mr. Spiker had experience managing both generating and hydropower projects with the
Bureau. While Mr. Spiker does not possess an engineering degree, he understands electrical and
mechanical engineering concepts through his many years of practical experience with the power
operations of the Bureau.
All three interview panelists agreed that Mr. Spiker had a stronger background in one of
the core competencies: Power Operations. But both Mr. Murillo and Mr. Ferguson felt that Mr.
Xia was better qualified in the Leadership competency area while Mr. Rhees believed Mr. Spiker
was better qualified in that area. After the interviews, the panel concluded that both applicants
were qualified for the position. On February 9, 2009, Mr. Rhees selected Mr. Spiker for the
position because of his extensive power operations experience and his experience as Deputy
Power Manager.
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Mr. Xia filed an administrative complaint claiming that Mr. Rhees failed to hire him for
the Power Manager position in retaliation for the 2008 Claim. On October 19, 2009, the
Department issued its final decision concluding that Mr. Xia had not suffered retaliation, and Mr.
Xia then filed the instant action against the Secretary. The Secretary filed a motion for summary
judgment. In a memorandum decision and order dated January 31, 2012, Judge Wells granted
summary judgment in favor of the Secretary holding that Mr. Xia failed to establish the causal
connection necessary for his prima facie case of retaliation. Specifically, Mr. Xia did not
establish the requisite temporal proximity between the filing of his 2008 Claim in April of that
year and his non-selection for the power manager position in February 2009. Mr. Xia appealed
that decision to the Tenth Circuit.
The Tenth Circuit agreed that Mr. Xia could not demonstrate a retaliatory motive based
on temporal proximity alone. However, it reversed and remanded on the grounds that the district
court did not consider the following pretext evidence in its causation analysis: (1) Mr. Xia’s
qualifications in relation to Mr. Spiker; (2) Mr. Rhees’s knowledge of Mr. Xia’s 2008 Claim; (3)
Mr. Rhees’s working relationship with Mr. McDonald, Mr. Gold, and Mr. Walkoviak who were
all named in Mr. Xia’s 2008 Claim; and (4) Mr. Rhees’s knowledge that Mr. Spiker (a) was not
planning on staying in Salt Lake City, (b) maintained a home in Colorado, and (c) planned to
move back to Colorado. However, the court “expressed no view on the admissibility, weight, or
credibility of Mr. Xia’s ‘other evidence’” in support of his prima facie claim.4
4
Docket no. 43 at 8.
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II. DISCUSSION
Summary judgment is appropriate if the pleadings, affidavits, and other evidence “show
that there is no genuine issue as to any material fact and that the moving party is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(c). Once the movant demonstrates an absence
of a genuine issue of material fact, the nonmovant cannot simply rest upon his or her pleadings,
“but must set forth specific facts showing that there is a genuine issue for trial.” Cudjoe v. Indep.
Sch. Dist. No. 12, 297 F.3d 1058, 1062 (10th Cir. 2002) (quotations and citation omitted).
Because Mr. Xia seeks to prove his retaliation claim through indirect evidence, the
burden-shifting analysis of McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973), applies.
Mr. Xia therefore must first establish that a prima facie case of retaliation. To demonstrate a
prima facie case of retaliation, Mr. Xia must show “(1) that he engaged in protected opposition to
discrimination, (2) that a reasonable employee would have found the challenged action materially
adverse, and (3) that a causal connection existed between the protected activity and the materially
adverse action.” Pinkerton v. Colo. Dep’t of Transp., 563 F.3d 1052, 1064 (10th Cir. 2009). If
Mr. Xia establishes a prima facie case, the burden shifts to the Secretary to provide a legitimate,
nondiscriminatory reason for failing to promote Mr. Xia. See id. If the Secretary can articulate a
legitimate reason for not selecting Mr. Xia, then the burden shifts back to Mr. Xia to show that
the asserted reason for failing to promote him is merely a pretext for retaliation. See id.
As noted by the Tenth Circuit, Mr. Xia satisfied the first two factors of the prima facie
case. However, the parties dispute whether Mr. Xia has, through other evidence, demonstrated a
causal connection between his 2008 Claim and his non-selection for the power manager position.
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The Supreme Court’s recent decision in University of Texas Southwest Medical Center v. Nassar,
133 S.Ct. 2517 (2013), altered a plaintiff’s burden in a Title VII retaliation action. In Nassar, the
Supreme Court held that the standard for causation under a Title VII retaliation case is the
“but-for” standard of traditional tort law, not the “motivating factor” standard used in Title VII
discrimination claims. Id. at 2533. “This requires proof that the unlawful retaliation would not
have occurred in the absence of the alleged wrongful action or actions of the employer.” Id.
“In order to make a prima facie case, one must only introduce evidence from which an inference
can be drawn that an employer would not have taken the adverse action had the employee not
filed prior discrimination charges.” Ward v. Jewell, No. 2:10cv87, 2014 WL 119413, at *3 (D.
Utah, Jan. 13, 2014).
For purposes of the instant motion and viewing the evidence in a light most favorable to
Mr. Xia, the court concludes that Mr. Xia has set forth sufficient evidence that he would have
been promoted to the power manager position but for his 2008 Claim. The pretextual evidence
raises an inferential link between his 2008 Claim and his non-selection for the power manager
position. Specifically, while the three interviewers thought Mr. Spiker was the better candidate
in relation to Power Operations, Mr. Xia was arguably more qualified for the position
considering the equal weight given to the four core competencies. Mr. Ferguson and Mr. Murillo
agreed that Mr. Xia had was better qualified in the Leadership area, while Mr. Rhees believed
that Mr. Spiker was. Given Mr. Rhees’s knowledge of Mr. Xia’s 2008 Claim and his working
relationship with those named in it, Mr. Xia has presented the requisite causal connection.
Likewise, Mr. Rhees’s knowledge that Mr. Spiker was not planning on staying in Salt Lake City,
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that he maintained a home in Colorado, and that he planned to move back to Colorado, raises an
inference that but for the 2008 Claim, Mr. Xia would have been promoted. Accordingly, Mr. Xia
has established a prima facie case of retaliation.
The burden now shifts to the Secretary. When the burden shifts to the employer, it must
“rebut the presumption of discrimination by producing evidence that the employee was rejected,
or someone else was preferred, for a legitimate, non[-retaliatory] reason.” Texas Dept. of
Community Affairs v. Burdine, 450 U.S. 248, 254 (1981). The Secretary has met this burden by
stating that Mr. Rhees believed Mr. Spiker to be the better candidate for the position because of
his extensive power operations experience and his experience as Deputy Power Manager. The
burden shifts back to Mr. Xia to demonstrate that the proffered reason for hiring Mr. Spiker was
pretext for retaliation.
A proffered reason is not considered pretextual “unless it is shown both that the reason
was false, and that discrimination was the real reason.” St. Mary’s Honor Ctr. v. Hicks, 509 U.S.
502, 515 (1993). Thus, Mr. Xia must demonstrate that the purported reasons for hiring Mr.
Spiker over Mr. Xia were “so incoherent, weak, inconsistent, or contradictory that a rational
factfinder could conclude the reasons were unworthy of belief.” Young v. Dillon Cos., Inc., 468
F.3d 1243, 1250 (10th Cir.2006)). Because Mr. Xia has provided some evidence of pretext, and
viewing the facts in a light most favorable to him, a reasonable jury could conclude that the “but
for” reason he did not receive the promotion was in retaliation for his 2008 Claim. At the very
least, and for purposes of this motion, there are material facts in dispute precluding summary
judgment regarding the relative qualifications of Mr. Xia and Mr. Spiker, the impact of Mr.
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Rhees’s knowledge of the 2008 Claim and his working relationships with those named in it, and
Mr. Rhees’s understanding that Mr. Spiker intended to return to Colorado.
III. CONCLUSION
Based on the foregoing, this court DENIES the Secretary’s motion for summary
judgment.
IT IS SO ORDERED.
DATED this 31st day of March, 2014.
BY THE COURT:
PAUL M. WARNER
United States Magistrate Judge
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