DeYoung v. USA
Filing
25
MEMORANDUM DECISION denying 1 Motion to Vacate, Set Aside or Correct Sentence (2255) ; denying 4 Motion to move the court to Dismiss relief of order pursuant to FR Civ P Rule 60 with prejudice ; denying 5 Motion for relief of order pursuant to FRCP Rule 60 ; denying 9 Motion to Dismiss ; denying 13 Motion for Writ of Mandamus ; denying 15 Motion for Leave to Appeal in forma pauperis. Signed by Judge Clark Waddoups on 08/13/2013. (asp)
DeYoung v. USA
Doc. 25
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF UTAH, CENTRAL DIVISION
RULON FREDERICK DEYOUNG,
MEMORANDUM DECISION
AND ORDER
Petitioner,
Case Nos.:
vs.
2:11-cv-792-CW
2:12-cv-821-CW
UNITED STATES OF AMERICA,
Defendant.
Related Cases:
2:08-cr-525 CW
1:06-cv-88 CW
Judge Clark Waddoups
INTRODUCTION
Following his plea of guilty for crimes under the Tax Code, petitioner Rulon-Frederick
DeYoung1 has filed two separate civil actions challenging the court’s jurisdiction and the judgment
entered against him. Because of the overlap between the two actions, the court addresses them
together in this memorandum decision. For the reasons stated below, the court concludes it has
subject-matter jurisdiction and that the judgment against Rulon-Frederick is not void.
PROCEDURAL BACKGROUND
Conditional Plea and Appeal
Rulon-Frederick entered a conditional plea of guilty to Counts One through Five of the
Superseding Indictment on May 5, 2010, based on interference with the functions of the Internal
1
Per the petitioner’s prior request, the court refers to petitioner as “Rulon-Frederick.”
Dockets.Justia.com
Revenue Service (“IRS”) and tax evasion. As a condition of his plea, Rulon-Frederick preserved his
right to appeal the court’s denial of his motion to dismiss for speedy trial violations. The court found
Rulon-Frederick entered his plea freely, voluntarily, and with full knowledge of his rights and
consequences of his plea. Rulon-Frederick was sentenced on August 20, 2010, but the court allowed
him to remain on release while he appealed the denial of his motion to dismiss. On February 23,
2011, the Tenth Circuit upheld the court’s denial and issued its mandate on April 6, 2011. The court
then ordered Rulon-Frederick to self report to the Bureau of Prisons (“BOP”) by September 8, 2011.
Rulon-Frederick complied with that order.
Case No. 2:11-cv-792
On August 30, 2011, Rulon-Frederick filed a Motion to Vacate Void Judgment for Lack of
Jurisdiction. The court sua sponte treated the motion as one brought under 28 U.S.C. § 2255. On
January 10, 2012, the court denied the motion. On March 12, 2012, Rulon-Frederick filed a motion
to reconsider pursuant to Federal Rule of Civil Procedure 60. In that motion, Rulon-Frederick
asserted the court erred in treating his motion as a Habeas Corpus petition under section 2255
because he had not yet self reported to prison when he filed his initial motion. See Mot. to
Reconsider, 2 (Dkt. No. 5). He further asserted the court erred in concluding it had subject-matter
jurisdiction and that the indictment was sufficient.
Next, on April 26, 2012, Rulon-Frederick filed a motion to dismiss his criminal case,
pursuant to Rule 12(h)(3) of the Federal Rules of Civil Procedure, again on the ground the court
lacked subject-matter jurisdiction. In Rulon-Frederick’s latest filing, he refers to this motion and a
later memorandum as a section 2255 motion. See Notice of This Court’s Violation of Fed. Rules
-2-
& Law, 2 3 (Dkt. No. 24). Then on June 18, 2012, Rulon-Frederick filed a motion for writ of
mandamus, which reiterates the arguments made in his previous motions.
Case No. 2:12-cv-821
After Rulon-Frederick filed the motions discussed above, he filed an Application for Writ
of Habeas Corpus on August 27, 2012. The matter was docketed under a new case number even
though it pertains to the same criminal matter addressed in Case No. 2:11-cv-792. Rulon-Frederick
contends that application also was not submitted under section 2255. Rather, it is an Original Writ
of Habeas Corpus under the authority of the Constitution. Regardless of how the motion was
submitted, on November 9, 2012, the court ordered Rulon-Frederick to correct deficiencies it noted
in his motion or the case would be dismissed. He did not do so.
ANALYSIS
I.
TIMING OF A SECTION 2255 MOTION
A.
Motion Filed in Case No. 2:11-cv-792
A habeas petition under 28 U.S.C. § 2255 applies to “[a] prisoner in custody under sentence
of a court established by Act of Congress.” 28 U.S.C. § 2255(a). Typically, such a petition must be
filed within one-year of “the date on which the judgment of conviction becomes final.” Id. §
2255(f)(1). When a defendant appeals his conviction, the judgment does not become final until “the
Supreme Court affirms it on direct review, denies certiorari, or (in the absence of a certiorari
petition) the time for filing a certiorari petition expires.” United States v. Sandoval, 371 Fed. Appx.
945, 948 (10th Cir. 2010) (quotations and citation omitted). The Supreme Court has specified that
a writ of certiorari must be filed within 90 days after “entry of the judgment or order sought to be
-3-
reviewed, and not from the issuance date of the mandate.” Supreme Court Rule 13(1), (3).
In this case, Rulon-Frederick’s initial motion in Case No. 2:11-cv-792 was filed before he
self reported to the BOP. Because he was not in custody, that motion was premature under section
2255. Moreover, Rulon-Frederick contends he did not intend to file the motion under section 2255.
Instead, the motion was filed as of right because subject-matter jurisdiction may be challenged at any
stage of a proceeding. Accordingly, the court vacates the Order it entered on January 20, 2012.
(Dkt. No. 3 in Case No. 2:11-cv-792).
Due to Rulon-Frederick’s representation that his Motion to Dismiss under Rule 12(h)(3) was
a section 2255 motion (Dkt. Nos. 9 and 10), the court treats it as such and concludes that it was
timely filed.
B.
Motion Filed Under Case No. 2:12-cv-821
With respect to motion filed under Case No. 2:12-cv-821, the motion falls within the scope
of section 2255. Rule 1 of the Rules Governing Section 2255 Proceedings states the scope of section
2255. It applies when a person in custody asserts “the judgment violates the Constitution or laws
of the United States,” or “the court lacked jurisdiction to enter the judgment.” Rule 1(a)(1) (2) of
the Rules Governing Section 2255 Proceedings. Although Rulon-Frederick contends the motion
was not brought under section 2255, the substance of the motion falls within the scope of that
section. The court therefore informed Rulon-Frederick that it was treating it as a 2255 motion. See
Order to Amend Deficient Mot. & Mem. Dec., 1 (Dkt. No. 6). The court warned Rulon-Frederick
that the motion was deficient and would need to be amended to avoid dismissal. Rulon-Frederick
did not correct the deficiencies. On that ground alone, the motion may be dismissed. The motion
-4-
also may be dismissed because it was not filed timely. See 28 U.S.C. § 2255(f)(1).
Rulon-Frederick, however, has persistently raised jurisdictional issues throughout his
criminal case and in the two present civil matters. He has filed multiple motions and notices on the
issue. Due to Rulon-Frederick’s efforts, despite the procedural deficiencies that exist in both cases,
the court addresses the substance of Rulon-Frederick’s arguments.
II.
SUBJECT-MATTER JURISDICTION
During the underlying criminal case and in the present motions, Rulon-Frederick has
challenged the court’s subject-matter jurisdiction. “‘A lack of subject matter jurisdiction means a
court’s lack of jurisdiction over an entire category of cases . . . .’” Gschwind v. Cessna Aircraft Co.,
232 F.3d 1342, 1347 (10th Cir. 2000) (quoting Moore’s Federal Practice 3d § 60.44[2][a b] (3d
1997)) (alteration omitted). Under 18 U.S.C. § 3231, Congress defined the category of criminal
cases a federal district court could hear. The section states, “[t]he district courts of the United States
shall have original jurisdiction, exclusive of the courts of the States, of all offenses against the laws
of the United States.” 18 U.S.C. § 3231. In other words, district courts have jurisdiction to hear any
case involving a federal criminal statute. In United States v. Blackstock, 245 Fed. Appx. 746, 750
(10th Cir. 2007), the Tenth Circuit stated “[t]his category of offenses obviously includes the tax
crimes defined in Title 26.” (Quotations, citation and alteration omitted.) Because Rulon-Frederick
was charged with tax crimes under 26 U.S.C. §§ 7201 and 7212(a), the court had subject-matter
jurisdiction to hear his criminal case. Likewise, the court has authority pursuant to 28 U.S.C. § 1331
to hear Rulon-Frederick’s present challenge, which raises constitutional issues through a civil
-5-
proceeding.2
III.
SUPERSEDING INDICTMENT
Rulon-Frederick also contends the United States failed to properly charge him with a crime
under the Superseding Indictment. In particular, he contends a portion of the Tax Code related to
collection of state income tax was repealed in 1990. Because that law was no longer in effect, he
argues that he cannot be charged with a crime for evading “any tax” or obstructing the IRS in
collecting that tax. The Superseding Indictment does not mention state income tax. Instead, it refers
to tax owed to the Internal Revenue Service. Rulon-Frederick acknowledged those facts when he
voluntarily and knowingly pled guilty. See Statement in Advance of Plea, ¶ 11 (Dkt. No. 369 in
Case No. 2:08-cr-525).
The Supreme Court has stated, “a guilty plea represents a break in the chain of events which
has preceded it in the criminal process.” Tollett v. Henderson, 411 U.S. 258, 267 (1973)). Thus,
when “a criminal defendant has solemnly admitted in open court that he is in fact guilty of the
offense which he is charged, he may not thereafter raise independent claims relating to the
deprivation of constitutional rights that occurred prior to the entry of the guilty plea.” Id.; see also
United States v. Doe, 698 F.3d 1284, 1289 (10th Cir. 2012) (citing this principle). Courts have
applied this rule to challenges about an insufficient indictment or an indictment that fails to “charge
2
In the underlying criminal case and other related cases, Rulon-Frederick has further
challenged whether this court is a proper Article III court and whether this judge is an Article III
judge. This issue has been addressed and rejected in multiple opinions. See e.g., United States v.
Welsh, 316 Fed. Appx. 222, 224 (4th Cir. 2008) (rejecting as frivolous that a district court was not
an Article III court); Daniels v. United States, Civ. No. 10-00495, 2011 U.S. Dist. LEXIS 17917, at
*7 (D. Ha. Feb. 23, 2011). The court therefore will not revisit the issue.
-6-
a crime against the United States.” United States v. De Vaughn, 694 F.3d 1141, 1148 49 (10th Cir.
2012) (quotations and citation omitted). Although there are narrow exceptions to this rule, those
exceptions are not applicable here. Because Rulon-Frederick voluntarily and intelligently entered
a plea of guilty, the court denies Rulon-Frederick’s motions to vacate the judgment against him.
IV.
PROSECUTION’S CONDUCT
Rulon-Frederick also challenges the prosecution’s conduct during the Grand Jury proceeding.
He contends the government failed to inform the Grand Jury about exculpatory information. He
further contends the government improperly characterized the witnesses’ religious beliefs and
prejudiced the jury about the Order of Tranquility in contravention of the First Amendment. Again,
these claims relate to an alleged denial of constitutional rights that occurred prior to Rulon-Frederick
solemnly admitting in open court that he was guilty of the offenses charged. Accordingly, he cannot
challenge that misconduct or discrimination occurred during the Grand Jury process. See Tollett,
411 U.S. at 266.
V.
CERTIFICATE OF APPEALABILITY
When a district court issues a final order in a proceeding under section 2255, the court must
address whether a certificate of appealability should be issued. Rule 11(a) of Rules Governing
Section 2255 Proceedings. “A certificate of appealability may issue . . . only if the applicant has
made a substantial showing of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). RulonFrederick has failed to make a substantial showing that he was denied a constitutional right.
Accordingly, the court denies a certificate of appealability in both cases for his 2255 motions.
-7-
VI.
IN FORMA PAUPERIS PETITION
In both civil matters, Rulon-Frederick also has filed a motion to proceed in forma pauperis
on appeal. He did not, however, attach a certified copy of the trust fund account statement for the
six-month period preceding his notice of appeal. See 28 U.S.C. § 1915(a)(2). Because RulonFrederick has not complied with the statutory requirement to proceed in forma pauper the court
denies both motions.3
CONCLUSION
For the reasons stated above, the court DENIES the motion to vacate and all related motions
in Case No. 2:11-cv-792 (Dkt. Nos. 1, 4, 5, 9, and 13). It further DENIES the 2255 motion in Case
No. 2:12-cv-821 (Dkt. No. 1).
Additionally, the court DENIES the motions to proceed in forma pauperis. (Dkt. No. 15 in
Case No. 792; Dkt. No. 9 in Case No. 2:12-cv-821).
Finally, the court directs that final judgment be entered in Case No. 2:11-cv-792 and Case
No. 2:12-cv-821.
DATED this 13th day of August, 2013.
BY THE COURT:
____________________________________
Clark Waddoups
United States District Judge
3
Even if he had attached the account statement, the in forma pauperis motions are moot with
respect to Rulon-Frederick’s 2255 motions because the court has denied a certificate of appealability.
-8-
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?