Woodward v. Weber County et al
Filing
70
MEMORANDUM DECISION & ORDER: granting 56 Motion for Summary Judgment. Based on Plaintiff's concession, Defendants Weber County and Sheriffs Arbon and Thompson, and Plaintiff's third cause of action (unconstitutional poli cies, practices, procedures, customs, and/or training), are DISMISSED with prejudice. (ECF Nos. 2, at 9-10; 65, at 2.) Based on qualified immunity, federal constitutional claims against Defendant Sampson are DISMISSED with prejudice.Plaintiff's state-law claim is DISMISSED. Based on its discretion under 28 U.S.C.S. § 1367(c)(3) (2024), the Court declines to extend supplemental jurisdiction over the state-law claim. No controversy remaining in this Court, this action is CLOSED. Signed by Judge Ted Stewart on 03/27/2024. (kpf)
THE UNITED STATES DISTRICT COURT
DISTRICT OF UTAH
RONALD WOODWARD,
Plaintiff,
vs.
MEMORANDUM DECISION &
ORDER GRANTING DEFENDANTS'
SUMMARY-JUDGMENT MOTION
Case No. 2:19-CV-897-TS
WEBER COUNTY et al.,
District Judge Ted Stewart
Defendants.
Plaintiff's civil-rights complaint, brought primarily under 42 U.S.C.S. § 1983 (2024), is at
issue. (ECF No. 2.) Remaining claims of improper physical treatment under the Federal
Constitution and unnecessary rigor under the Utah Constitution stem from an incident in which
remaining defendant Jeromy Sampson (a) was using his phone while driving, (b) slammed on the
brakes to avoid a rear-end collision in a vehicle in which Plaintiff (a pretrial detainee at the time)
was not wearing a seatbelt, and (c) provided only ibuprofen for resulting injuries. 1 (Id.)
Defendant Sampson now moves for summary judgment, asserting his affirmative defense
of qualified immunity as to federal constitutional claims. (ECF No. 56.) That is, he argues he did
not violate Plaintiff's clearly established constitutional rights, (id.), "creating a presumption that
he is immune from suit," Truman v. Orem City, 1 F.4th 1227, 1235 (10th Cir. 2021) (cleaned
up). This shifts the burden to Plaintiff to show otherwise. See Sawyers v. Norton, 962 F.3d 1270,
In his summary-judgment opposition, Plaintiff dropped custom-and-policy claims against Defendants
Weber County (WC) and WC Sheriffs Arbon and Thompson. (ECF No. 65, at 2.)
1
1282 (10th Cir. 2020). Having thoroughly reviewed the parties' arguments and evidence, the
Court concludes his qualified-immunity defense shields Sampson from further litigation here.
A. APPLICABLE LEGAL STANDARDS
1. Federal Civil-Rights Claims
Section 1983 is a vehicle for "an injured person to seek damages against an individual
who has violated his or her federal rights while acting under color of state law." Est. of Booker v.
Gomez, 745 F.3d 405, 411 (10th Cir. 2014) (cleaned up).
The Eighth Amendment safeguards the rights of convicted inmates from deliberate
indifference to obvious and substantial risks of serious harm. Strain v. Regalado, 977 F.3d 984,
989 (10th Cir. 2020) (citing Estelle v. Gamble, 429 U.S. 97, 104 (1976)). But pretrial detainees,
like Plaintiff, have access to that claim under the Fourteenth Amendment. Id. (citing Garcia v.
Salt Lake Cnty., 768 F.2d 303, 307 (10th Cir. 1985)). The same deliberate-indifference standard
is applied regardless of which amendment supplies the claim's constitutional basis. Id. (citing
Est. of Hocker by Hocker v. Walsh, 22 F.3d 995, 998 (10th Cir. 1994)).
Plaintiff's § 1983 claims seek damages from Defendant Sampson for violating the
Fourteenth Amendment, which secures pretrial detainees from deliberate indifference to serious
harm.
2. Summary Judgment Review
Summary judgment is apt when "there is no genuine dispute as to any material fact and
the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). The Court "look[s]
at the factual record and the reasonable inferences to be drawn from the record in the light most
favorable to the non-moving party." Self v. Crum, 439 F.3d 1227, 1230 (10th Cir. 2006).
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"Once the moving party has identified a lack of a genuine issue of material fact, the
nonmoving party has the burden to cite to specific facts showing that there is a genuine issue for
trial." May v. Segovia, 929 F.3d 1223, 1234 (10th Cir. 2019) (cleaned up). "Those specific facts
must be supported by particular parts of materials in the record; relying on mere pleadings is
insufficient." Id. (cleaned up). "Unsubstantiated allegations carry no probative weight in
summary judgment proceedings." Self, 439 F.3d at 1230 (cleaned up). "When some contradictory
evidence exists, the basic summary judgment question is whether a reasonable jury could find for
the nonmovant on the disputed issue." Ortiz v. Torgensen, 857 F. App'x 419, 421 (10th Cir.
2021) (unpublished).
3. Qualified Immunity Review
Qualified immunity means that an official must have fair notice of the law before liability
attaches for violating it. Hope v. Pelzer, 536 U.S. 730, 739-40 (2002). Two important interests
are balanced by qualified immunity: "the need to hold public officials accountable when they
exercise power irresponsibly and the need to shield officials from harassment, distraction, and
liability when they perform their duties reasonably." Pearson v. Callahan, 555 U.S. 223, 231
(2009). Questions of qualified immunity should be resolved at the soonest feasible stage of
litigation. Anderson v. Creighton, 483 U.S. 635, 646 n.6 (1987). Plaintiffs confronting qualifiedimmunity challenges do not face a higher-than-normal pleading requirement. Currier v. Doran,
242 F.3d 905, 916-17 (10th Cir. 2001).
"The doctrine of qualified immunity shields officers from civil liability so long as their
conduct 'does not violate clearly established statutory or constitutional rights of which a
reasonable person would have known.'" City of Tahlequah v. Bond, 142 S. Ct. 9, 11 (2021) (per
3
curiam) (quoting Pearson, 555 U. S. at 231); Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982). It
means to shelter "all but the plainly incompetent or those who knowingly violate the law," City
of Tahlequah, 142 S. Ct. at 11 (quotation marks and citations omitted), giving "'"government
officials breathing room to make reasonable but mistaken judgments,"'" Martinez v. Jenneiahn,
No. 22-1219, 2023 U.S. App. LEXIS 17609, at *4 (10th Cir. July 12, 2023) (unpublished)
(quoting City and Cnty. of San Francisco v. Sheehan, 575 U.S. 600, 611 (2015) (quoting
Ashcroft v. al-Kidd, 563 U.S. 731, 741 (2011))).
To be clear, when the qualified-immunity defense is raised, a "plaintiff carries a two-part
burden to show: (1) that the defendant's actions violated a federal constitutional or statutory
right, and, if so, (2) that the right was clearly established at the time of the defendant's unlawful
conduct." T.D. v. Patton, 868 F.3d 1209, 1220 (10th Cir. 2017) (cleaned up). "A defendant is
entitled to qualified immunity if the plaintiff fails to satisfy either prong." Martinez, 2023 U.S.
App. LEXIS 17609, at *5. And, courts may "exercise their sound discretion in deciding which of
the two prongs of the qualified immunity analysis should be addressed first in light of the
circumstances in the particular case." Pearson, 555 U.S. at 236.
Considering qualified immunity at the summary-judgment phase obliges the Court to
accept Plaintiff's factual account supported with evidence and ask if that account is sufficient to
prevail over the assertion of qualified immunity. See Helvie v. Jenkins, 66 F.4th 1227, 1232 (10th
Cir. 2023); Est. of Taylor v. Salt Lake City, 16 4th 744, 756 (10th Cir. 2021).
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B. UNDISPUTED MATERIAL FACTS FOR THIS ORDER ONLY
The facts below are viewed in a light most favorable to Plaintiff.
1. Plaintiff was a pretrial inmate at Weber County Jail (WCJ) on November 25, 2015,
when Defendant Sampson loaded Plaintiff and other inmates into a vehicle for transport to a
community-service detail. (ECF No. 2, at 3-4; Woodward Decl., ECF No. 65-4, at 2-3.) The
vehicle's benches "included individual seat belts for inmate use during the ride from the Jail to
the worksite." 2 (Sampson Decl., ECF No. 57, at 2; Adams Decl., ECF No. 58, at 2.)
2. Sampson "did not restrain the inmates, including [Plaintiff], with a seatbelt or any
other appropriate restraint." (ECF No. 65-4, at 3.) Sampson "did not tell [the inmates] to use the
seat belts or do anything to ensure [inmates] were using the seat belts during that transportation."
This sentence was part of Defendant's "STATEMENT OF UNDISPUTED MATERIAL FACTS," number
seven, set forth in full as follows:
Sampson frequently used a truck commonly referred to as the "Duck Truck" to
transport low-risk inmates to work sites where they would do community
service work. The passenger compartment enclosed the bed of the truck and
contained two rows of bench seating for the inmates. The benches included
individual seat belts for inmate use during the ride from the Jail to the worksite.
(Sampson Decl. ¶ 8; Adams Decl. ¶¶ 5-6.)
(ECF No. 56, at 3.)
Plaintiff responded:
DENY. Plaintiff and another inmate, Mr. Duante Bumpers, both testified they
do not recall there being any seat belts in the back and that they never used
seatbelts during transport. See Exhibit 2, Deposition of Duante Bumpers,
September 29, 2023, 20:22-21:8. See Exhibit 3, Declaration of Ronald
Woodward, ¶¶ 8-9.
(ECF No. 65, at 3.)
The support Plaintiff cited for this denial is a snippet of Bumpers' deposition transcript, in which he stated,
"I don't know if [seatbelts] were there or not, but it's possible . . . . I know I've never put my seat belt on in [the
transport truck], but it could have been there." (Bumpers Dep., ECF No. 69-4, at 6.) And there is a reference to
Plaintiff's declaration, in which he said "Defendant Sampson did not restrain the inmates, including myself, with a
seatbelt or any other appropriate restraint. Defendant Sampson did not tell us to use the seat belts or do anything to
ensure we were using the seat belts during that transportation." (ECF No. 65-4, at 3.)
Thus, Plaintiff does not contest the existence of seatbelts in the truck. Plaintiff asserts only that another
inmate does not remember the seat belts. Meanwhile, Plaintiff's declaration did not say that he did not remember
seat belts being there, but just that Defendant Sampson did not use the seatbelt for Plaintiff, nor told Plaintiff to use
the seatbelt. (Id.) But Sampson did remember that there were seatbelts, based on his declaration. (ECF No. 57, at 2.)
So, the Court uses the seatbelts' presence in the truck as part of the undisputed material facts for this Order.
2
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(Id.) The inmates "were not handcuffed or otherwise restrained and there was nothing restricting
them from using the truck's seat belts." 3 (ECF No. 57, at 2.)
3. On the drive, another inmate, Duante Bumpers, "could see into the cab of the truck,
including seeing Sampson as he was driving, clearly through the window between the trailer and
the truck." (Bumpers Dep., ECF Nos. 65-3, at 6; 69-4, at 9, 13.) "Sampson was driving and he
was on his phone." (ECF No. 69-4, at 9.)
4. As the vehicle approached an intersection, Sampson "slammed on his brakes to make
sure he didn't hit the car in front," causing Plaintiff to "topple[]" and "violently hit [Plaintiff's]
head," when he "immediately felt head and neck pain." (Id.; ECF No. 65-4, at 3.) Other inmates
helped Plaintiff back to his seat. (ECF No. 65-4, at 4.)
3
This sentence was part of Defendant's "STATEMENT OF UNDISPUTED MATERIAL FACTS," number
nine, set forth in full as follows:
The trustee inmates were not handcuffed or otherwise restrained and there was
nothing restricting them from using the truck's seat belts. Sampson routinely
reminded inmates at that time to use seatbelts. However, since the trustee-level
inmates are unrestrained and separated from the driver, Sampson had no ability
to monitor inmate seat belt usage in the [truck] during the ride from the jail to
the worksite. (Sampson Decl. ¶ 9.)
(ECF No. 56, at 3.)
Plaintiff responded:
DENY. In his deposition Sampson testified that the only conversation he has
with inmates about seatbelts is that they are there. See Exhibit 1, Deposition of
Jeromy Sampson, April 10, 2023, 38:23-39:25. He also testified that he did not
know whether inmates ever used the seat belts, and he never checks to see if
inmates use the seat belts. Id., 22:9-13, 38:23-39:6.
(ECF No. 65, at 3.)
Thus, Plaintiff did not deny or contest the specific sentence, "The trustee inmates were not handcuffed or
otherwise restrained and there was nothing restricting them from using the truck's seatbelts," (ECF No. 56, at 3
(quoting ECF No. 57, at 2)), which the Court therefore uses as part of the undisputed material facts for this Order.
6
5. "It took multiple attempts by the other inmates in the car banging on the front wall
divider to get Defendant Sampson's attention and notify him of the incident and that [Plaintiff]
was hurt." (Id.; ECF No. 69-4, at 10.)
6. Plaintiff told Sampson that he hit his head. (ECF No. 65-2, at 7.) Inmate Bumpers saw
Plaintiff's "head was bleeding a little bit." (ECF No. 65-3, at 13.) Sampson asked Plaintiff if he
was okay and wanted to move to the truck cab, but Plaintiff "had difficulty responding to
Defendant Sampson, due to hitting [his] head and due to the fact that [his] dentures shattered into
pieces during the impact." (ECF No. 57, at 4; Sampson Dep., ECF No. 65-2, at 7; ECF No. 65-4,
at 4.) Plaintiff said he would continue to the jobsite. (ECF Nos. 65, at 5; 65-4, at 4; 69-3, at 9.)
7. Plaintiff was not able to work and did not work at the jobsite that day. (ECF Nos. 65-4,
at 4; 69-4, at 10.)
8. Upon return to WCJ, Plaintiff "reported worsening headaches, and had some bleeding
from [his] ears and nose," for which he "requested medical attention"; he "was only given some
Ibuprofen [by Sampson] and sent to [his] cell, where [he] spent then night vomiting due to
concussion." (ECF Nos. 57; 65-4, at 4.)
9. Sampson's shift ended soon after returning from the worksite on November 25, 2015.
(ECF No. 57.) Before leaving WCJ that day, he recorded the incident in WCJ's system so other
WCJ employees workers would be notified. (Id.) The incident report stated,
Woodward claimed he did a somersault and hit his hand that was
bracing the front of the box of the truck. I had Woodward ride
infront of the cab with me. He was able to work a full-time on
community services. When we returned back to the facility,
Woodward requested two ibuprofen for his neck, which I provided
him, and he refused medical.
(Id. (citing Incident Report, ECF No. 57-2).)
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10. On November 27, 2015, Plaintiff was released from WCJ. (ECF Nos. 2, at 3-4; 56-2.)
11. On November 30, 2015, Plaintiff visited the University of Utah Hospital emergency
department. (Hospital Visit Summ., ECF No. 56-6, at 1.) The "Reason for Visit" states, "Head
injury--Closed" and
Pt was in the back of a van last Wed and got thrown into the door
when the driver slammed on the brakes. . . . Was not evaluated at
the time of the accident, had episode of bloody drainage from ear
and nose x 2, reports not thinking clearly, and has new onset
numbness and tingling to index finger and toes.
(Id.) Provider notes show Plaintiff was "positive for neck pain . . . dizziness, weakness and
headaches" and he had "rt handed weakness," together with "[r]ight abduction and extension
slightly weaker." (Id. at 1-2, 6.) As to Plaintiff's spine MRI done at the hospital, a doctor's report
stated, "No findings of an acute cervical spine fracture or ligamentous injury," instead finding
"multilevel degenerative and uncovertebral arthropathy result in multilevel foraminal stenosis
which is severe C4-C7" and "[n]ondisplaced C4 [or C3] spinous process fracture." (Id. at 4, 6, 9.)
A "[s]mall posterior scalp hematoma" was noted. (Id.) Plaintiff was admitted to the hospital "for
further obs and re-eval in the a.m." (Id. at 6.) Treatments noted were steroids, "R C6 nerve root
block with IR," "C collar for comfort," and diazepam and Percocet prescriptions. (Id. at 14-15.)
Plaintiff was discharged from the hospital on December 1, 2015. (Id. at 14.)
C. QUALIFIED-IMMUNITY ANALYSIS: CLEARLY ESTABLISHED PRONG
Due to Defendant's assertion of a qualified-immunity defense, Plaintiff is burdened with
showing that Defendant Sampson transgressed his clearly established federal constitutional
rights. See City of Tahlequah, 142 S. Ct. at 11. Here, the Court exercises its discretion to begin
its analysis with prong two which is conclusive.
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Plaintiff alleges that Defendant Sampson breached his Fourteenth Amendment rights
when he (a) had been using his phone while driving, (b) slammed on the brakes to avoid a rearend collision in a vehicle in which Plaintiff was not handcuffed or shackled and did not use the
seatbelt available to him (though he was not told to do so), and (c) provided only ibuprofen for
resulting injuries. Even assuming Defendant was deliberately indifferent in violation of the
Fourteenth Amendment, Plaintiff has not shown the law was clearly established. Plaintiff thus
fails to carry his burden on qualified immunity's second prong.
1. Legal Standard
The Court recaps the principles regarding "clearly established law":
"A clearly established right is one that is 'sufficiently clear
that every reasonable official would have understood that what he
is doing violates that right.'" Mullenix v. Luna, 577 U.S. 7, 11
(2015) (per curiam) (quoting Reichle v. Howards, 566 U.S. 658,
664 (2012)). "To be clearly established, a legal principle must have
a sufficiently clear foundation in then-existing precedent." Dist. of
Columbia v. Wesby, 138 S. Ct. 577, 589 (2018). "The dispositive
question is 'whether the violative nature of the particular conduct
is clearly established.'" Mullenix, 577 U.S. at 12 (quoting al-Kidd,
563 U.S. 731 at 742). Accordingly, the Supreme Court has
repeatedly admonished circuit courts "not to define clearly
established law at a high level of generality." Kisela v. Hughes,
138 S. Ct. 1148, 1152 (2018). Though "a case directly on point" is
not required, "existing precedent must have placed the
constitutional question regarding the illegality of the defendant's
conduct beyond debate." Cummings v. Dean, 913 F.3d 1227, 1239
(10th Cir.), cert. denied sub nom. Cummings v. Bussey, 140 S. Ct.
81 (2019).
"Ordinarily . . . there must be a Supreme Court or Tenth
Circuit decision on point, or the clearly established weight of
authority from other [circuits] must have found the law to be as the
plaintiff maintains." Toevs v. Reid, 685 F.3d 903, 916 (10th Cir.
2012) (internal quotation marks omitted).
....
. . . [W]e decline to consider district court opinions in evaluating
the legal landscape for purposes of qualified immunity.
9
Ullery v. Bradley, 949 F.3d 1282, 1291, 1300 (10th Cir. 2020) (other citations omitted); see also
Wesby, 138 S. Ct. at 590 ("A rule is too general if the unlawfulness of the officer's conduct 'does
not immediately follow from the conclusion that [the rule] was firmly established.'" (quoting
Anderson, 483 U.S. at 641)); Mullenix, 577 U.S. at 12 (stating "dispositive question [for
qualified immunity] is whether the violative nature of the particular conduct is clearly
established" and "[t]his inquiry must be undertaken in light of the specific context of the case,
not as a broad proposition" (quotations omitted)); Watson v. Univ. of Utah Med. Ctr., 75 F.3d
569, 577 (10th Cir. 1996) (stating burden "quite heavy" because "plaintiff must do more than
simply allege the violation of a general legal precept [and] . . . must 'instead demonstrate a
substantial correspondence between the conduct in question and prior law allegedly establishing
that the defendant's actions were clearly prohibited'" (ellipses in original) (quoting Jantz v. Muci,
976 F.2d 623, 627 (10th Cir. 1992) (quoting Harlow, 457 U.S. at 818))).
2. Plaintiff's Cases
Plaintiff essentially maintains that the law was clearly established, in support of his
arguments that his federal constitutional rights were violated when Defendant Sampson (a) had
been using his phone while driving, (b) slammed on the brakes to avoid a rear-end collision in a
vehicle in which Plaintiff was not handcuffed or shackled and did not use the seatbelt available
to him (though he was not told to do so), and (c) provided only ibuprofen for resulting injuries.
To determine whether Plaintiff has met his burden of showing that these rights were
"clearly established at the time of the defendant's conduct," Ullery, 949 F.3d at 1289, the Court
scoured Plaintiff's response to the summary-judgment motion, (ECF No. 65), reviewing each of
the cases Plaintiff cited in his apparent attempt to show that his rights were "'sufficiently clear
10
that every reasonable official would have understood that[--Defendant Sampson's (a) use of his
phone while driving, (b) sudden application of brakes to avoid a rear-end collision in a vehicle in
which Plaintiff was not using the available seatbelt, and (c) provision of only ibuprofen for
resulting injuries--]violate[d] th[ose] right[s].'" Mullenix, 577 U.S. at 11 (quoting Reichle, 566
U.S. at 664); see also Martinez, 2023 U.S. App. LEXIS 17609, at 7 ("Mr. Martinez has presented
no Supreme Court or Tenth Circuit case where an officer acting under similar circumstances as
[the defendants] was held to have violated [the Constitution], [n]or has he shown that the alleged
right is clearly established in other circuits." (quotation marks and citations omitted)).
Because they are federal district-court cases ineligible for consideration here, see Ullery,
949 F.3d at 1300, the Court rejects Plaintiff's citations and reliance on Pendleton v. Schroeder,
No. C980791, 1998 U.S. Dist. LEXIS 7790 (N.D. Cal. May 22, 1998), and the leading case cited
by Plaintiff, Kemp v. Webster, No. 09-CV-295, 2012 U.S. Dist. LEXIS 148438, at *15 (D. Colo.
Oct. 16, 2012). (ECF No. 65, at 10-11.) Ignoring that this Court must "decline to consider district
court opinions in evaluating the legal landscape for purposes of qualified immunity," Ullery, 949
F.3d at 1300, Plaintiff explicitly says that--as a 2012 district-court case--Kemp (and its citing of a
host of other cases) put a 2015 defendant, like Sampson, "on notice that [(a)] failing to seatbelt
an inmate combined with driving recklessly [and (b) providing only ibuprofen for resulting
injuries] is deliberate indifference to a substantial risk of harm." (ECF No. 65, at 11.) Plaintiff's
statement does not comport with the law.
And, though Plaintiff hangs his hat on the inapplicable Kemp, he then fails to address any
of the factual differences between his case and Kemp--i.e., in Kemp, ice and snow on the road,
Kemp's anxiety about the weather and offer to miss his medical appointment so he would not
11
need to be transported, Kemp's constraint by "leg chains, a waste [sic] chain, handcuffs and a
'black box'" (to further immobilize his hands), Kemp's refused request to be belted in, the
defendant's erratic driving, the other defendant's chastisement of the driver's poor driving, the
crash, and the citing of the driver. Kemp, 2012 U.S. Dist. LEXIS 148438, at *2.
Also, Plaintiff solely uses the ineligible district-court-case Kemp to support his argument
that Defendant Sampson violated Plaintiff's clearly established right to adequate medical
treatment. (ECF No. 65, at 12.) The whole "analysis" is a block quote from Kemp giving general
standards about deliberate indifference to inmates' serious medical needs, followed by four
sentences--devoid of citations and analysis--flatly saying that Plaintiff reported a head injury to
Sampson; Bumpers said Plaintiff had a bleeding cut on his head; "[a] head injury is sufficiently
serious to satisfy the objective component of the test"; and Sampson's "admitted knowledge of
the injury is sufficient to satisfy the subjective component." (Id. (citing Kemp, 2012 U.S. Dist.
LEXIS 148438, at *20-21).) Plaintiff's curt treatment of the accepted facts that Sampson heard
Plaintiff say that he hit his head, (ECF No. 65-2, at 7), then treated him with just ibuprofen, (ECF
Nos. 57; 65-4, at 4), is insufficient to carry his second-prong qualified-immunity burden on
summary judgment. This issue is not considered further.
Additionally, as to the alleged reckless driving with no seatbelt, Plaintiff merely lists the
cases cited by Kemp and offers no insight or analysis as to how any of the cases cited by Kemp
may lead this Court to see them as clearly established law for purposes of this case. (ECF No. 65,
at 11.) He provides no context or comparison points for any of the Kemp-cited cases to suggest
how each of them individually put Sampson on notice of the unconstitutionality of his alleged
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behavior. The cases cited by Kemp and listed by Plaintiff, without any attempt to analogize them
to his facts, are as follows:
a. Hope v. Pelzer, 536 U.S. 730 (2002). Kemp merely cites Hope as being quoted by the
Eighth Circuit case, Brown v. Fortner, 518 F.3d 552 (8th Cir. 2008), not for any factual
similarities regarding cases, but as to the basic qualified-immunity principle that "'officials can
still be on notice that their conduct violated established law even in novel factual
circumstances.'" Kemp, 2012 U.S. Dist. LEXIS 148438, at *18 (quoting Hope, 536 U.S. at 741).
Fatally, Plaintiff's terse citation to Hope does not mention or try to analyze the cruel-andunusual-punishment standard applied to Hope's facts (an inmate twice punished by being
handcuffed to a hitching post) vis-à-vis the dissimilar driving incident here, let alone evince an
understanding of the standard. (ECF No. 65, at 11.) Plaintiff's fleeting reference to Hope
therefore does not meet the qualified-immunity criteria for clearly established law.
b. Farmer, 511 U.S. at 828. Kemp quoted Farmer to support these general and wellestablished standards governing cruel-and-unusual-punishment-type 4 claims:
"[a] prison official's deliberate indifference to a substantial risk of
serious harm to an inmate violates the Eighth Amendment."
Farmer, 511 U.S. at 828. The test for deliberate indifference has
both an objective and subjective component. Id. at 834. The
objective component is met when a plaintiff alleges a deprivation
that is "sufficiently serious." Id. This has been described as
"conditions posing a substantial risk of serious harm," Smith v.
Cummings, 445 F.3d 1254, 1258 (10th Cir. 2006), an "excessive
risk to inmate health or safety," Farmer, 511 U.S. at 837, and
conditions "sure or very likely to cause serious illness and needless
suffering," Helling v. McKinney, 509 U.S. 25, 33 (1993). The
subjective component refers to the defendant's mindset.
Again, to assess such Fourteenth Amendment claims, "an analysis identical to that applied in Eighth
Amendment cases" is applied. Burke v. Regalado, 935 F.3d 960, 991 (10th Cir. 2019) (cleaned up).
4
13
"'[D]eliberate indifference describes a state of mind more
blameworthy than negligence,' but 'something less than acts or
omissions for the very purpose of causing harm or with knowledge
that harm will result.'" Dexter v. Ford Motor Co., 92 Fed. App'x
637, 640 (quoting Farmer, 511 U.S. at 835) (internal citations
omitted). A prison official is only liable if "the official knows of
and disregards an excessive risk to inmate health or safety; the
official must both be aware of facts from which the inference could
be drawn that a substantial risk of serious harm exists, and he must
also draw the inference." Farmer, 511 U.S. at 837.
Kemp, 2012 U.S. Dist. LEXIS 148438, at *9-11.
Farmer involved the United States Supreme Court's clarification of a consistent test for
"deliberate indifference," within the context of housing placement of a preoperative transsexual
"vulnerable to sexual attack by [other] inmates," a factual scenario far afield from this one.
Farmer, 511 U.S. at 831-32. And Plaintiff does not even try to liken it to his facts or claim.
Under the Supreme Court precedent in Mullenix, 577 U.S. at 12, the Court is not entitled to use
these "broad general proposition[s]" from a factually dissimilar case, to reach a conclusion that
the "violative nature of particular conduct is clearly established . . . in light of the specific
context of the case." Mullenix, 577 U.S. at 12 (quotation marks and citations omitted). Plaintiff's
bald citation to Farmer does not meet his burden of showing Defendant Sampson violated a
clearly established right.
c. Helling v. McKinney, 509 U.S. 25, 33 (1993). Kemp cites Helling for these abstract
quotes: (a) "Inmates must be 'furnished with the basic human needs, one of which is reasonable
safety,'" and (b) regarding the deliberate-indifference test, the objective component may be met
by alleging "conditions 'sure or very likely to cause serious illness and needless suffering.'"
Kemp, 2012 U.S. Dist. LEXIS 148438, at *9 (quoting Helling, 509 U.S. at 33). Helling's facts
14
involve an inmate-plaintiff's exposure to secondhand smoke, a fact situation greatly deviating
from unsafe driving conditions. See Helling, 509 U.S. at 27.
These relatively broad strokes of law from Helling are not in question here. Their
applicability is accepted and honored. Neither has Plaintiff done more here than tangentially
allege the existence of general legal precepts, when his burden instead was to show "a substantial
correspondence between the conduct in question and [how Helling] allegedly establish[es] that
the defendant[s'] actions were clearly prohibited." See Watson, 75 F.3d at 577. Plaintiff's mere
citing of this case does not help meet his burden to show the law as to his unconstitutional
physical-treatment claim was clearly established.
d. Dexter, 92 F. App'x 637. Dexter decided "that failure to seatbelt alone was not enough
to rise to the level of an Eighth Amendment violation." Kemp, 2012 U.S. Dist. LEXIS 148438, at
*11 (citing Dexter, 92 F. App'x at 641). "The Dexter court clarified that although there were facts
suggesting reckless driving, the plaintiff's claims relied solely on failure to seatbelt, and the court
was not analyzing failure to seatbelt combined with reckless driving." 5 Id. (citing Dexter, 92 F.
App'x at 640). So this case stands for the proposition that failing to seatbelt is not a constitutional
breach--nothing more.
This is so even though the defendant-officers in Dexter acted contrary to a prison policy requiring seatbelt
use. Dexter, 92 F. App'x at 641 n.4 ("[V]iolation of an express prison policy requiring seatbelting of inmates cannot
provide the basis for establishing an Eighth Amendment violation. See . . . Davis v. Scherer, 468 U.S. 183, 194
(1984) ('Officials sued for constitutional violations do not lose their qualified immunity merely because their
conduct violates some statutory or administrative provision.'). In a related context (due process), the Supreme Court
has held that 'the State may choose to require procedures for reasons other than protection against deprivation of
substantive rights . . . but in making that choice the State does not create an independent substantive right.' Olim v.
Wakinekona, 461 U.S. 238, 250-51 (1983) (footnote omitted)." (cleaned up)). This also applies to Plaintiff's
argument here about Defendant Sampson's alleged violation of prison policy, which will not be considered further.
(ECF No. 65, at 11.)
5
15
Kemp even conceded this, stating, "Neither the Tenth Circuit nor the Supreme Court has
examined whether a failure to seatbelt combined with reckless driving and snowy weather [the
fact situation in Kemp] constitutes cruel and usual punishment. The closest the Tenth Circuit
came was in Dexter when the court looked at failure to seatbelt alone." Kemp, 2012 U.S. Dist.
LEXIS 148438, at *17.
Obviously, Plaintiff's facts present many other distinctions from Dexter, in which "the
inmates were handcuffed and shackled, [so] they were unable to seatbelt themselves"; inmates
asked to be belted in but were not; the defendant driver was distracted by reaching for food; and
the driver lost control of and rolled the vehicle, ejecting the plaintiff. Dexter, 92 F. App'x at 638.
Still, Plaintiff does not carry his burden to address any distinctions or similarities.
Consequently, Plaintiff's citation to Dexter does not show clearly established law to
support his claims.
e. Brown v. Fortner, 518 F.3d 552 (8th Cir. 2008). The Court
need not analyze whether this decision is on-point with the facts
alleged in [Plaintiff's] complaint. This is because a single out-ofcircuit case does not satisfy the weight of authority approach for
demonstrating the law is clearly established. Accordingly, even
assuming th[is Eighth] Circuit decision is on-point, [Plaintiff] has
not carried his burden on the clearly established prong of the
qualified immunity analysis.
Swanson v. Griffin, No. 21-2034, 2022 U.S. App. LEXIS 5179, at *12 (10th Cir. Feb. 25, 2022)
(unpublished) (citing Routt v. Howry, 835 F. App'x 379, 385 (10th Cir. 2020) (unpublished);
Christensen v. Park City Mun. Corp., 554 F.3d 1271, 1278 (10th Cir. 2009); Parkhurst v.
Lampert, 339 F. App'x 855, 861 (10th Cir. July 16, 2009) (unpublished)).
16
Brown is not a Supreme Court or Tenth Circuit case, nor does it alone establish a "weight
of authority," so it is ineligible to be used as clearly established law that would have put this
defendant in the Tenth Circuit on notice that certain conduct was unconstitutional. See Toevs,
685 F.3d at 916.
f. Discussion. None of these cases cited by Plaintiff are "'on point'" precedent, in that
they are not the product of the right courts, or do not "'involve[] materially similar conduct or
appl[y] with obvious clarity to the conduct at issue.'" Martinez, 2023 U.S. App. LEXIS 17609, at
*5 (quoting Lowe v. Raemisch, 864 F.3d 1205, 1208 (10th Cir. 2017) (citations omitted)). The
first three of these cases are in the right category--United Supreme Court cases. However, they
are of the wrong level of generality. Plaintiff has cited them to support high-level, axiomatic
constitutional principles that everyone can agree on. See Moses-El v. City and Cnty. of Denver,
No. 20-1102, 2022 U.S. App. LEXIS 14847, at *30 n.20 (10th Cir. May 31, 2022) (unpublished)
(concluding plaintiff's claims failed on qualified-immunity second prong when plaintiff cited
cases "at too high a level of generality" and neither of two cases cited were "factually analogous"
to case at bar); Swanson, 2022 U.S. App. LEXIS 5179, at *7 ("[P]laintiffs may not identify their
claim through '"extremely abstract rights"' because this would '"convert the rule of qualified
immunity . . . into a rule of virtually unqualified liability."'" (quoting White, 580 U.S. at 79
(quoting Anderson, 483 U.S. at 639))); Frasier v. Evans, 992 F.3d 1003, 1004 (10th Cir. 2021)
("[T]he precedent must have clearly established the right 'in light of the specific context of the
case, not as a broad general proposition.'" (citation omitted)).
Citing Dexter is also not helpful to Plaintiff because it held exclusively "that failure to
seatbelt an inmate in a passenger van is not even a constitutional violation." Reyes v. Fowlks, No.
17
22-4028, 2023 U.S. App. LEXIS 17606, at *5-6 (10th Cir. July 12, 2023) (unpublished).
Reckless driving was not part of the calculation. Dexter, 92 F. App'x at 640.
And the last case--Brown--is ineligible for consideration because it is an Eighth Circuit
case. See Martinez, 2023 U.S. App. LEXIS 17609, at *15 ("[T]wo cases from one other circuit
are insufficient to clearly establish the law." (citing Irizarry v. Yehia, 38 F.4th 1282, 1294-95
(10th Cir. 2022))); see also Swanson, 2022 U.S. App. LEXIS 5179, at *7-8 ("[A]lthough Mr.
Swanson attempts to rely on out-of-circuit authority to demonstrate that the right he asserts is
clearly established under the weight of authority approach, only one of the three out-of-circuit
decisions is potentially on-point. But a plaintiff's identification of a single out-of-circuit case is
not sufficient to satisfy the weight of authority approach.").
Not one of these cases, explicitly or implicitly, leads this Court to conclude that Plaintiff's
Fourteenth Amendment rights were "'sufficiently clear that every reasonable official would have
understood that what he is doing violates th[ose] right[s],'" Mullenix, 577 U.S. at 11 (quoting
Reichle, 566 U.S. at 664), when driving distractedly under these circumstances with Plaintiff
unbelted. This conclusion takes into consideration that "[t]hough 'a case directly on point' is not
required, 'existing precedent must have placed the constitutional question regarding the illegality
of the defendant's conduct beyond debate.'" Ullery, 949 F.3d 1282, 1291 (quoting Cummings,
913 F.3d at 1239); see also City of Tahlequah, 124 S. Ct. at 11-12 (parsing and rejecting Tenth
Circuit's use of cases with "dramatically different" facts to support Tenth Circuit's conclusion
that officers violated clearly established law); Swanson, 2022 U.S. App. LEXIS 5179, at *7
(concluding plaintiff did not carry second-prong burden when he "identified some generally
18
applicable rules of law" but no "Supreme Court or Tenth Circuit case addressing a set of facts
sufficiently similar").
This is all to say that Plaintiff has not provided authority that leads the Court to find "the
law to be as the plaintiff maintains." Toevs, 685 F.3d at 916. Plaintiff apparently maintains that
the Supreme Court and Tenth Circuit law, as it was when Defendant Sampson drove like he did
without Plaintiff belted, then gave Plaintiff only ibuprofen for pain from the resulting bump on
the head, put Sampson on notice that Sampson's behavior violated the Federal Constitution. And
he had the burden to provide the precedent to support his contention. See id. But, as the above
list shows, he has not carried that burden.
The qualified-immunity inquiry "may appear unduly formalistic . . . . But this is the task
required of [courts] under the qualified-immunity precedents [courts] are obligated to follow."
Ullery, 949 F.3d at 1301; see also Lombardo v. City of St. Louis, 143 S. Ct. 2419, 2421 (2023)
(Sotomayor, J., dissenting) ("The 'clearly established' prong of the qualified immunity analysis
can pose a very high bar for plaintiffs seeking to vindicate their rights. Even when government
officials violate the law, qualified immunity shields them from damages liability unless the
'violative nature of [the] particular conduct is clearly established.'" (quoting Mullenix, 577 U.S.
at 12)).
In short, after a thorough review of Plaintiff's response to Defendants' summary-judgment
motion, (ECF Nos. 56, 65), and based on the undisputed material facts taken in a light most
favorable to Plaintiff, the Court concludes that Plaintiff's arguments that Defendant Sampson
breached his Fourteenth Amendment rights--by driving distractedly and stopping suddenly
causing unbelted Plaintiff to fall and be injured, then giving Plaintiff ibuprofen for his pain--fail
19
to meet his burden under the second prong of the qualified-immunity analysis to show that
Sampson's conduct violated '"clearly established statutory or constitutional rights of which a
reasonable person would have known.'" City of Tahlequah, 142 S. Ct. at 11 (quoting Pearson,
555 U. S. at 231). "A defendant is entitled to qualified immunity if the plaintiff fails to satisfy
either prong." Martinez, 2023 U.S. App. LEXIS 17609, at *5. The Fourteenth Amendment
claims against Defendant Sampson are therefore denied.
3. Defendant Sampson's Case
Plaintiff did not carry his burden of citing cases showing a lack of clearly established law.
Though Defendant had no duty to follow up with caselaw backing his position, Defendant
brought to the Court's attention a Tenth Circuit case that clearly bolsters the conclusion that
Plaintiff has not met his second-prong qualified-immunity obligation; that case is Reyes v.
Fowlks, No. 22-4028, 2023 U.S. App. LEXIS 17606 (10th Cir. July 12, 2023) (unpublished),
with these relevant facts:
[O]fficers placed Plaintiff in handcuffs and a belly chain and
transported him in the front seat of an off-road patrol vehicle
("OHV"). The OHV had a large sign requiring anyone riding in the
vehicle to be securely fastened with a seatbelt and shoulder harness.
None of the officers attached either to Plaintiff, although they
fastened their own seatbelts and shoulder harnesses. Because of
Plaintiff's handcuffs and belly chain, he could not move his hands
more than a few inches or fasten his own seatbelt and shoulder
harness.
Officer Chase Pili drove the OHV in a dangerous manner
and drove off the road. He crashed into a fence post and caused
serious physical injuries to Plaintiff. None of the officers sustained
injuries. Rather than treat Plaintiff's injuries, they continued to
process him for driving while impaired.
Id. at *2.
20
Under § 1983, the plaintiff alleged the defendant-officers violated the Fourteenth
Amendment when they "failed to provide him constitutionally adequate care during his
transport." Id. at *4. Addressing the defendants' qualified-immunity defense, the court centered
on the prong-two question of "whether the right was clearly established," concluding, "[I]t is
not." Id. at *6. The court said, "[E]ven if we agree with Plaintiff that Defendants' conduct
violated the Fourteenth Amendment, Plaintiff can point us to no case law clearly establishing the
unconstitutionality of Defendants' conduct at the time it occurred." Id. at *6.
If this 2023 case determined that its fact scenario did not match up with clearly
established law, then there for sure was not clearly established law to guide Defendant
Sampson's behavior in 2015 about the facts here. Id. And Reyes's facts are more egregious than
Plaintiff's. Plaintiff Reyes was in handcuffs and a belly chain that kept him from affixing his own
seatbelt and shoulder harness and the defendant there actually crashed while driving recklessly,
id. at *2. In contrast, Plaintiff here was not handcuffed or shackled and could have belted himself
in, and Defendant Sampson did not crash, (ECF Nos. 57, at 2; 69-4, at 9). 6
6
Reyes also addresses another unconvincing argument raised by Plaintiff, which is the issue of Defendant
Sampson's alleged violation of traffic laws and how those violations may play into Fourteenth Amendment liability.
(ECF No. 65, at 10-11.) The Reyes case states,
Plaintiff argues that the district court erred by failing to recognize Defendants'
actions of failing to seatbelt Plaintiff and failing to put Plaintiff's helmet on were
a direct violation of the Utah Code. Plaintiff mistakenly attempts to equate a
violation of an obligation under state law with a violation of clearly-established
federal law. See Cummings v. Dean, 913 F.3d 1227, 1243 (10th Cir. 2019)
(noting that a defendant may violate clearly-established state law, but that
presents an entirely separate question from whether that failure violated clearlyestablished federal law).
Reyes, 2023 U.S. App. LEXIS 17606, at *6 n.3.
Likewise, here, Plaintiff mistakenly tried to equate violation of state law with violation of clearly
established federal law. Such arguments are not valid and so are not further addressed.
21
4. Qualified-Immunity Summary
Plaintiff has not carried his burden under the second prong of his qualified-immunity
requirements in that he has not shown clearly established law supports his constitutional claims.
See Patton, 868 F.3d at 1220; Fed. R. Civ. P. 56(c)(1). "A defendant is entitled to qualified
immunity if the plaintiff fails to satisfy either prong." Martinez, 2023 U.S. App. LEXIS 17609, at
*5. Thus, Defendant Sampson is protected by the qualified-immunity doctrine from further
litigation in this matter.
D. UNNECESSARY RIGOR CLAIM
Because Plaintiff's federal claims are now dismissed, he has but one pending claim
remaining--under the Utah Constitution's unnecessary rigor clause. See Utah Const. art. I, § 9
("Persons arrested or imprisoned shall not be treated with unnecessary rigor.").
The federal statute governing supplemental jurisdiction reads in pertinent part: "The
district courts may decline to exercise supplemental jurisdiction over a claim . . . if . . . the
district court has dismissed all claims over which it has original jurisdiction." 28 U.S.C. §
1367(c) (2024). This statute also provides the period of limitations for a pendent state law claim
is "tolled while the claim is pending [in federal court] and for a period of [at least] 30 days after
it is dismissed." Id. § 1367(d).
In Dexter, when the defendants were determined to be immune from suit on the federal
claims, the Tenth Circuit declined to consider the plaintiff's claim under the Utah Constitution's
unnecessary rigor clause, explaining,
Needless decisions of state law should be avoided both as a matter
of comity and to promote justice between the parties, by procuring
for them a surer-footed reading of applicable law. Certainly, if the
federal claims are dismissed before trial, even though not
22
insubstantial in a jurisdictional sense, the state claims should be
dismissed as well.
Dexter, 92 F. App'x at 644 (cleaned up).
For these same reasons, this Court declines to take supplemental jurisdiction over
Plaintiff's state-law claim for unnecessary rigor here. With all federal claims having been
dismissed, this final claim is more properly evaluated by Utah state courts.
E. CONCLUSION
Defendant Sampson is entitled to his affirmative defense of qualified immunity.
IT IS THEREFORE ORDERED that:
(1) Defendants' summary-judgment motion is GRANTED. (ECF No. 56.)
(2) Based on Plaintiff's concession, Defendants Weber County and Sheriffs Arbon and
Thompson, and Plaintiff's third cause of action (unconstitutional policies, practices, procedures,
customs, and/or training), are DISMISSED with prejudice. (ECF Nos. 2, at 9-10; 65, at 2.)
(3) Based on qualified immunity, federal constitutional claims against Defendant
Sampson are DISMISSED with prejudice.
23
(4) Plaintiff's state-law claim is DISMISSED. Based on its discretion under 28 U.S.C.S.
§ 1367(c)(3) (2024), the Court declines to extend supplemental jurisdiction over the state-law
claim.
(5) No controversy remaining in this Court, this action is CLOSED.
DATED this 27th day of March, 2024.
BY THE COURT:
________________________________
JUDGE TED STEWART
United States District Court
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