Cottrell v. Clarke
Filing
27
MEMORANDUM OPINION. See for complete details. Signed by District Judge Henry E. Hudson on 09/29/2016. Clerk mailed copy to pro se Petitioner. (nbrow)
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF VIRGINIA
Richmond Division
CHRISTOPHER EARL COTTRELL,
Petitioner,
v.
HAROLD W. CLARKE,
Respondent.
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SEP 2 9 2016
CLERK, U.S. DISTRICT COURT
RICHMOND, VA
Civil Action No. 3:16cv200-HEH
MEMORANDUM OPINION
(Granting Respondent's Motion to Dismiss)
Christopher Earl Cottrell, a Virginia inmate proceeding pro se and in forma
pauperis, filed this petition for a writ of habeas corpus under 28 U.S.C. § 2254 ("§ 2254
Petition," ECF No. 1) challenging his convictions of two counts of assault and battery on
a corrections officer. In his § 2254 Petition, Cottrell argues entitlement to relief upon the
following grounds: 1
Claim One:
Claim Two:
"Conspiracy to deny jury instruction; omitting failure to
prove 'beyond a reasonable doubt' the sworn oaths of
plaintiffs." (Id. at 8.)
Claim Three:
"Ineffective assistance of counsel-denying fair and separate
trials as justice required." (Id. at 9.)
Claim Four:
1
"Lack of subject matter jurisdiction; conspiring to obtain
illegal convictions. Knowingly and willfully." (Id. at 6.)
"Ineffective assistance in failing to object to a known lack of
subject matter jurisdiction by the court." (Id. at 11.)
The Court corrects the spelling, capitalization, and punctuation in the quotes from Cottrell' s
submissions.
Claim Five:
"Ineffective assistance in failing to object to deliberate[ly]
omittedjury instruction." (Id. at 19.)
Claim Six:
"Ineffective assistance in failing to object to prosecutor's duty
to prove all elements of offense." (Id. at 20.)
Claim Seven:
"Ineffective assistance in failing to object to insufficiency of
evidence to convict." (Id.)
Claim Eight:
"Ineffective assistance being denied of fair and meaningful
appellate rights." (Id. at 21.)
Respondent moves to dismiss the § 2254 Petition. Cottrell has responded. The matter is
ripe for disposition. For the reasons stated below, the Court will grant Respondent's
Motion to Dismiss and will deny Cottrell' s § 2254 Petition.
I.
PROCEDURAL HISTORY
A jury in the Circuit Court for the County of Sussex, Virginia ("Circuit Court")
convicted Cottrell of two counts of assault and battery of a correctional officer, and fixed
his sentence at a term of five years of incarceration. (ECF No. 19-1, at 3.) On May 6,
2013, the Circuit Court entered final judgment and sentenced Cottrell to five years. (Id.)
Counsel filed a petition for appeal raising three claims of trial court error. (ECF
No. 19-2, at 2.) The Court of Appeals of Virginia awarded Cottrell an appeal on two
claims, and denied his petition for appeal with respect to the third claim. (ECF No. 19-3,
at 1-2.) Subsequently, the Court of Appeals of Virginia affirmed Cottrell's convictions.
(ECF No. 19-4, at 9.) The Supreme Court of Virginia dismissed in part, and refused in
part, the petition for appeal. (ECF No. 19-5, at 1.)
Cottrell filed his first petition for a writ of habeas corpus in the Supreme Court of
Virginia, but ultimately moved to withdraw the action after Respondent filed a motion to
2
dismiss. (ECF No. 19-6, at 1; see Br. Supp. Mot. Dismiss if 5, ECF No. 19.) On the
same day, August 17, 2015, Cottrell filed a second petition for a writ of habeas corpus.
(See ECF No. 19-6, at 1.) On August 20, 2015, the Supreme Court of Virginia
acknowledged that Cottrell filed the second petition for a writ of habeas corpus and
granted the motion to withdraw the first petition for writ of habeas corpus. (Id.) In his
second petition for a writ of habeas corpus, Cottrell raised the following vague claims:
1.
Ineffective assistance of counsel.
2.
Prosecutorial Misconduct.
3.
Judicial Misconduct.
4.
Lack of subject matter jurisdiction to convict.
5.
Denied of jury instruction charging proof beyond a reasonable doubt of
sworn oaths of correctional officers.
(ECF No. 19-7, at 4-5 (as paginated by CM/ECF).) None of the attachments to
Cottrell's habeas petition provided any further argument in support of his claims. See
Petition for Writ of Habeas Corpus, Cottrell v. Barksdale, No. 151263 (Va. filed Aug. 17,
2015).
On December 8, 2015, the Supreme Court of Virginia dismissed Cottrell's habeas
petition finding that "petitioner's claims assert conclusions or opinions without providing
factual support and, therefore, do not support the issuance of a writ of habeas corpus.
Penn v. Smyth, 188 Va. 367, 370-71, 49 S.E.2d 600, 601 (1948)." (ECF No. 19-8, at 1.)
01February29, 2016, the Supreme Court of Virginia denied Cottrell's petition for
rehearing. (ECF No. 19-9, at 1.)
I
3
On April 5, 2016, the Court received Cottrell's § 2254 Petition that raises the
greatly expanded claims for relief as set forth above.
II.
EXHAUSTION AND PREOCEDURAL DEFAULT
Respondent argues that:
To the extent Cottrell's current claims were presented to the
Supreme Court of Virginia in his bare-bones habeas petition, the claims are
exhausted for purposes of federal habeas review.
To the extent Cottrell has expanded on the bare-bones claims he
raised in his state habeas petition in the Supreme Court of Virginia, his
claims are not exhausted for the purposes of federal habeas review, as the
legal theories and factual allegations Cottrell now presents differ from those
he advance[ d] in the Supreme Court of Virginia. His claims should be
deemed simultaneously procedurally defaulted and exhausted because
Cottrell failed to present these claims to the Supreme Court of Virginia.
(Br. Supp. Mot. Dismiss i-Ji-1 13-14.) The Court declines to find Cottrell' s claims barred
from review here on the basis of procedural default. While Claims Three through Eight
are defaulted because Cottrell failed to raise them before the Supreme Court of Virginia,
in light of Martinez v. Ryan, 132 S. Ct. 1309 (2012), the Court addresses the merits of
these claims. See id. at 1321 (Scalia, J., dissenting) (observing that as "a consequence of
today's decision the States will always be forced to litigate in federal habeas, for all
defaulted ineffective-assistance-of-trial-counsel claims (and who knows what other
claims) ... the validity of the defaulted claim (where collateral-review counsel was not
appointed)"). The Court also believes that Claims One and Two are defaulted, however,
these claims are readily dismissed because they lack merit.
4
III.
THE APPLICABLE CONSTRAINTS UPON HABEAS REVIEW FOR
CLAIMS ONE AND TWO
In order to obtain federal habeas relief, at a minimum, a petitioner must
demonstrate that he is "in custody in violation of the Constitution or laws or treaties of
the United States." 28 U.S.C. § 2254(a). The Antiterrorism and Effective Death Penalty
Act ("AEDPA") of 1996 further circumscribed this Court's authority to grant relief by
way of a writ of habeas corpus. Specifically, "[s]tate court factual determinations are
presumed to be correct and may be rebutted only by clear and convincing evidence."
Gray v. Branker, 529 F.3d 220, 228 (4th Cir. 2008) (citing 28 U.S.C. § 2254(e)(l)).
Additionally, under 28 U.S.C. § 2254(d), a federal court may not grant a writ of habeas
corpus based on any claim that was adjudicated on the merits in state court unless the
adjudicated claim:
(1) resulted in a decision that was contrary to, or involved an unreasonable
application of, clearly established Federal law, as determined by the
Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination
of the facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d). The Supreme Court emphasizes that the question "is not whether a
federal court believes the state court's determination was incorrect but whether that
determination was unreasonable-a substantially higher threshold." Schriro v.
Landrigan, 550 U.S. 465, 473 (2007) (citing Williams v. Taylor, 529 U.S. 362, 410
(2000)).
Cottrell raised Claims One and Two on direct appeal. Thus, the Court's review of
those claims is constrained by the above.
5
IV.
SUFFICIENCY OF THE EVIDENCE CLAIMS
A federal habeas petition warrants relief on a challenge to the sufficiency of the
evidence only if "no rational trier of fact could have found proof of guilt beyond a
reasonable doubt." Jackson v. Virginia, 443 U.S. 307, 324 (1979). The relevant question
in conducting such a review is whether, "after viewing the evidence in the light most
favorable to the prosecution, any rational trier of fact could have found the essential
elements of the crime beyond a reasonable doubt." Id. at 319 (citing Johnson v.
Louisiana, 406 U.S. 356, 362 (1972)). The critical inquiry on review of the sufficiency
of the evidence to support a criminal conviction is "whether the record evidence could
reasonably support a finding of guilt beyond a reasonable doubt." Id. at 318.
The majority of Cottrell' s repetitive claims, although brought under the guise of
lack of jurisdiction or conspiracy or ineffective assistance of counsel, stem from
Cottrell's insistence that the warden and the officer that he assaulted and battered failed
to qualify as correctional officers or protected persons for the enhanced felony penalty.
He contends that insufficient evidence existed that the warden and officer were
correctional officers, and thus, he should have only been convicted of a misdemeanor.
To understand the frivolity of Cottrell's claims, the Court first provides a summary of the
evidence and underlying procedural history. The Court of Appeals of Virginia aptly
summarized the trial proceedings and the evidence of Cottrell' s overwhelming guilt as
follows:
On July 1, 2012, Correctional Officer Jones was working, in
uniform, at Sussex I State Prison. She was working in the control booth
of Housing Unit 2 where she could both control the cell doors and
6
monitor two of the housing unit's pods, ''Charlie" and "Delta." Each
pod consists of two floors. The control booth is elevated so that it is
between the two floors. The control booth has barred windows that can
be opened. Officer Jones was alone in the booth. Correctional Officer
Marvin Harvell was working as the floor officer for ''Charlie" pod.
Appellant was an inmate housed in ''Charlie" pod. Both Officers Jones
and Harvell knew appellant.
Around noon that day, the officers were preparing to send the
inmates to be locked into their cells. At Officer Harvell's direction,
Officer Jones opened the cell doors from her position in the control
booth. Officer Harvell directed the inmates to go to their cells. When
Officer Jones heard an inmate call her name, she felt and smelled feces hit
her in the control booth. She pushed her chair back from the desk at
which she was seated. As a result, she was not hit by a second cup of
feces thrown at her.
Officer Jones looked in the direction from which the feces had
come and saw appellant, near the control booth, walking away from her.
Officer Jones told Officer Harvell what happened and went to clean up.
Officer Harvell saw Officer Jones covered in feces. He then looked
toward the pod stairs and saw appellant coming down the stairs. Officer
Harvell saw no other inmates on the second floor of the pod. After
officers restrained appellant, Officer Harvell saw two cups, both with
feces on them, on the second floor of the pod.
Thereafter, on August 1, 2012, appellant was housed in the
segregation area of Sussex I prison. Eddie Pearson, the Warden of
Sussex I State Prison, was making rounds of prison housing units.
During the round, Warden Pearson spoke with inmates to learn of any
concerns he needed to address.
Warden Pearson spoke with
appellant at his cell. Appellant told Warden Pearson that he was
upset about his treatment during recreation time, and he became more
upset while speaking with Warden Pearson. Appellant "cursed at
[Warden Pearson] and told [him] to get the 'F' away from his cell."
As Warden Pearson walked away from the cell, he heard "a big
commotion" coming from appellant's cell. Warden Pearson looked
back and saw appellant's arms sticking through the tray slot of the
cell door holding a cup in his hand. Appellant then threw the contents
of the cup at Warden Pearson. The feces hit Warden Pearson in the
face and on one side. Before Warden Pearson could recover from the
first assault, appellant threw a second cup of feces at him. Warden
Pearson immediately knew that he had been struck with feces by its
smell.
As a result of these two incidents, appellant was charged with
two counts of assault and battery of a correctional officer. Appellant's
7
trials on these charges were scheduled for April 24, 2013. On April
22, 2013, the Commonwealth filed a motion to consolidate appellant's
trials. The motion stated that appellant was charged with two counts .
of violating Code § 18.2-57, that justice did not require separate
trials, and that "the two offenses are acts that are connected or
constitute parts of a common scheme or plan." Appellant objected to
the motion, and on April 23, 2013, the trial court heard argument by
telephone on the motion. A court reporter was not present to
transcribe the argument.
The trial court thereafter granted the
Commonwealth's motion forjoinder of the charges for trial.
Prior to appellant's trial, the trial court stated on the record that
the Commonwealth proffered that appellant was charged with two
separate charges for felony assault and battery of a correctional officer,
that the offenses took place on July 25, and August 1, 2012, at Sussex I
State Prison, and that the two acts, throwing cups of fecal matter on the
victims on separate dates, were committed using the same modus
operandi. The trial court granted the motion because it found "the
offenses meet the definition of a common scheme or plan set forth in
both [Virginia Supreme Court Rules] 3A:6 and 3A: 10." The trial court
stated appellant had objected to the trial court's ruling, and had argued,
"the two incidences were not part of a common scheme or plan."
At trial, Officer Jones told the jury she recognized appellant's voice
as the voice she heard call out her name just before she was hit with
feces.
On cross-examination, Officer Jones was asked who had
administered her oath of office when she first became a correctional
officer. She answered that Lieutenant Harrison, her watch commander at
that time, administered her oath of office. She also told the jury she had
been a correctional officer at the prison since August 2010.
Warden Pearson told the jury that appellant used a cup of the type
the prison used to give inmates water, coffee, and juice to throw feces at
Officer Jones. He stated appellant kept the cups in violation of prison
rules. On cross-examination, appellant's counsel questioned Warden
Pearson concerning the protocol used to administer the oath of office for
new correctional officers. Warden Pearson testified that new correctional
officers are sworn either at the Academy or at the prison. If the oath was
administered at the prison, it would be administered by the warden, the
assistant warden, or whoever was responsible for "pinning" the new
officer.[2] Appellant's counsel then asked, "[I]n order to work for you
[correctional officers] have to be sworn, don't they?" Warden Pearson
replied, ''Correct."
2
"Pinning" is when a correctional officer is officially given the job as a
correctional officer.
8
After the Commonwealth presented its evidence, appellant moved
to strike the Commonwealth's evidence as to the felony assault of Officer
Jones. Specifically, appellant contended that pursuant to Code§ 53.1-1
a correctional officer must be "duly sworn." He argued that because
Officer Jones was administered the oath of office by her lieutenant, she
was not "duly sworn" pursuant to Code § 49-4[ 3] and, therefore, she was
not a correctional officer. In addition, he argued that to be working in
the pod, Officer Jones had to be a correctional officer and because she
was not "duly sworn," she was not permitted to be in the pod.
The trial court denied appellant's motion to strike the
Commonwealth's evidence. It found that Officer Jones had been
working as a correctional officer inside the prison for three years and
that "[t]here is a presumption ofirregularity [sic]." The trial court also
found that Officer Jones was an employee of the Department of
Corrections and directly involved in the care, treatment or supervision of
inmates in the custody ofthe Department, as charged in the indictment.
At the conclusion of all of the evidence, appellant renewed his
motion to strike the charge of assault on Officer Jones. He argued that
pursuant to Code §§ 49-1 and 49-4, Officer Jones was not properly
sworn and therefore could not be a correctional officer as defined in Code
§ 53.1-1. Appellant also addressed the trial court's earlier finding that
Officer Jones was an employee of the Department of Corrections and
directly involved in the care, treatment or supervision of inmates as
charged in the indictment. He argued that because the evidence did not
show Officer Jones was a duly sworn correctional officer, she was not
allowed into the interior of state correctional facilities, pursuant to Code
§ 53.1-30. As a result, he argued, Officer Jones could not be, and was
not, directly involved in the care, treatment or supervision of inmates in
the custody of the Department as charged in the indictment.
The trial court denied appellant's motion to strike the
Commonwealth's evidence. It found Officer Jones testified she was
sworn as an officer three years earlier and that she had been working
inside the correctional facility since she was sworn. In addition, the trial
court noted appellant himself elicited evidence from the warden that only
duly sworn correctional officers could enter the pods. The trial court
3
Code § 49-4 provides, in pertinent part,
Any oath or affidavit required by law, which is not
of such nature that it must be made in court, may be
administered by a magistrate, a notary, a commissioner in
chancery, a commissioner appointed by the Governor, a
judge or clerk or deputy clerk of a court, a commissioner or
clerk or deputy clerk of the State Corporation Commission,
or clerks of governing bodies of local governments.
9
found, given the presumption of regularity accorded public officials in
the performance of their duties, as well as the circumstantial evidence,
established that Officer Jones had been duly sworn and that the
Commonwealth had met its burden to establish that Officer Jones was a
duly sworn correctional officer at the time appellant threw the feces on
her.
The jury found appellant guilty of both indictments. After the jury
retired to determine appellant's sentence, appellant asked the trial court
''to set aside the verdict as being contrary to the evidence for the same
reasons that I stated in my motion." The trial court denied appellant's
motion.
(ECF No. 19--4, at 2-6 (first, second, fifth, sixth, eighth, and ninth alterations in
original).)
Cottrell's claims are rambling and repetitive and the Court finds it difficult to
pinpoint the precise issue that Cottrell intends to raise in each claim. For example, in
Claim One, Cottrell argues: "lack of subject matter jurisdiction; conspiring to obtain
illegal convictions. Knowingly and willingly." (§ 2254 Pet. 6.) Cottrell further explains:
Before the trial was even commenced, "direct evidence" reveals that the
judge and both parties conspired by way of conference telephone call "off
the record" where motion for joinder was made by Commonwealth and
consolidating the two incidents and where all three (3) had agreed the
allegations against me amounted to misdemeanor but, by virtues of
[victims] being labeled as "correctional officers" they became Class 6
felonies under subsection (c) of Va. Code§ 18.2-57.
(Id.) Similarly, in Claim Two Cottrell contends: "Conspiracy to deny jury instruction
omitting failure to prove 'beyond a reasonable doubt' the sworn oaths of [victims]." (Id.
at 8.) Cottrell argues that "when the three discussed jury instructions at the conclusion[]
10
of Commonwealth's case it becomes apparent how they had previously discussed the
elements issues by that telephone conference call 'off the record'." (ld.) 4
At the core of most of his claims, Cottrell challenges his convictions based on his
belief that the victims were not correctional officers, and therefore he should have been
convicted of two misdemeanors instead of two felonies. 5 The state courts found the
underlying premise, that Officer Krystal Jones and Warden Eddie Pearson were not
correctional officers or persons directly involved in the supervision of inmates, entirely
lacking in merit. In rejecting the claim pertaining to Officer Jones, the Court of Appeals
of Virginia explained:
Appellant also contends on appeal that the trial court erred in not
striking the felony portion of his charge of assaulting Officer Jones, arguing
that Officer Jones was not a duly sworn correctional officer.
4
Cottrell seemingly argues that some overarching conspiracy existed between his counsel, the
Circuit Court, and the Commonwealth because they had discussions that Cottrell was not a part
of, and because Cottrell believes they sought to obtain his conviction in the absence of proof that
either victim was a correctional officer. As discussed in the analysis of his many claims,
Cottrell's allegations are entirely devoid of merit.
5 Section 18.2-57 of the Virginia Code provides in relevant part:
A. Any person who commits a simple assault and battery is guilty of a
Class 1 misdemeanor ....
C. In addition, if any person commits an assault or an assault and battery
against another knowing or having reason to know that such other person
is ... a correctional officer as defined in§ 53.1-1 [or] a person directly
involved in the care, treatment, or supervision of inmates in the custody of
the Department of Corrections . . . such person is guilty of a Class 6
felony .... "
Va. Code Ann.§ 18.2-57 (2016). Both assaults and batteries were charged as assault and battery
of a correctional officer. However, Warden Pearson fell under the portion of the statute
protecting a "person directly involved in the ... supervision of inmates." Va. Code Ann.§ 18.257(C). Nevertheless, the Court refers to both charges as assault and battery of a correctional
officer for ease of reference.
11
On appeal of a motion to strike the Commonwealth's evidence, "we
review the evidence in the light most favorable to the Commonwealth,
granting all reasonable inference fairly deducible therefrom."' Archer v.
Commonwealth, 26 Va. App. 1, 11, 492 S.E.2d 826, 831 (1997) (quoting
Martin v. Commonwealth, 4 Va. App. 438, 443 358 S.E.2d 415, 418
(1987)). '"When reviewing the sufficiency of the evidence to support a
conviction, the Court will affirm the judgment unless the judgment is
plainly wrong or without evidence to support it."' Smallwood v.
Commonwealth, 278 Va. 625, 629 688 S.E.2d 154, 156 (2009) (quoting
Bolden v. Commonwealth, 275 Va. 144, 148, 654 S.E.2d 584, 586 (2008)).
At trial, Officer Jones testified that her lieutenant at the correctional
center administered the oath of office to her. Code § 53.1-1 provides that
"Correctional officer' means a duly sworn employees of the Department of
Corrections whose normal duties relate to maintaining immediate control,
supervision and custody of prisoners confined in any state correctional
facility." Code § 49--4 states, in pertinent part, that
[a]ny oath or affidavit required by law, which is not of such
nature that it must be made in court, may be administered by
a magistrate, a notary, a commissioner in chancery, a
commissioner appointed by the Governor, a judge or clerk or
deputy clerk of a court, a commissioner or clerk or deputy
clerk of the State Corporation Commission, or clerks of
governing bodies of local governments.
The Commonwealth concedes on appeal that a lieutenant is not a
person empowered to administer an oath under Code§ 49--4. However, the
Commonwealth urges the Court to consider circumstantial evidence that
Officer Jones was properly sworn as a correctional officer within the
meaning of the statute. The Commonwealth asserts that the trial court
found that Officer Jones, whether duly sworn or not, was directly involved
in the care, treatment, and supervision of inmates as noted in Code § 53 .1-1
which defines a correctional officer. The record shows Officer Jones
attended the correctional officer training academy, had worked with the
Department of Corrections for three years, and regularly worked in a pod.
The warden also testified that only sworn officers, who have been
administered the oath of office at the correctional officer academy or at the
facility, could work for the Department of Corrections. Appellant
presented no evidence to rebut the presumption that Officer Jones was a
correctional officer within the meaning of the statute. Accordingly, from
the record on appeal, we conclude that Officer Jones was a correctional
officer within the meaning of the statute. We also conclude that the trial
court did not err in refusing to strike the felony component of the assault
and battery charge relating to Officer Jones.
12
(ECF No. 19-4, at 8-9 (alteration in original).)
To the extent that Cottrell also challenges whether Warden Pearson was a
correctional officer, the Court of Appeals of Virginia also rejected this argument and
explained:
Appellant contends the trial court erred in refusing to strike the
felony component of the assault and battery of his warden, Eddie Pearson,
because Pearson was not a person employed by the Department of
Corrections directly involved in the care, treatment, or supervision of
inmates.
Appellant argues that, because Pearson was a warden, he was not an
officer "directly involved in the care, treatment, or supervision of inmates"
as required by Code § 18.2-57(C). Appellant contends this section of the
statute was "designed to protect the individuals who have no choice but to
be in direct contact with the inmates ... ," and because Pearson merely
supervised the individuals who directly supervised the inmates, the statute
did not apply to someone in his position.
As the trial judge correctly noted, however, Pearson was, in fact,
directly supervising appellant at the time the assault and battery occurred.
Pearson was engaged in a discussion with appellant regarding the
conditions attached to his supervision during recreation.
Accordingly, the evidence was competent, credible, and sufficient to
prove appellant's guilt beyond a reasonable doubt.
(ECF No. 19-3, at 2 (second omission in original).)
To the extent that Cottrell challenges whether the Circuit Court erred in refusing to
strike the felony component of the assault and battery charges because Jones and Pearson
were not sworn officers or direct supervisors of inmates under Virginia law, he fails to
state a claim cognizable on federal habeas. Both the Circuit Court and the Court of
Appeals of Virginia found that Officer Jones was a correctional officer under Virginia
law and that Warden Pearson was in direct supervision of Cottrell at the time of the
assault, and therefore each qualified under section 18.2-57(C) of the Virginia Code.
13
Claims resting upon an interpretation of state law provide no basis for federal habeas
relief. Wright v. Angelone, 151 F .3d 151, 157 (4th Cir. 1998). This is because "[i]t is
beyond the mandate of federal habeas courts . . . to correct the interpretation by state
courts of a state's own laws." Sharpe v. Bell, 593 F.3d 372, 383 (4th Cir. 2010) (citing
Cagle v. Branker, 520 F.3d 320, 324 (4th Cir. 2008)); see Estelle v. McGuire, 502 U.S.
62, 67-68 (1991) ("[I]t is not the province of a federal habeas court to reexamine statecourt determinations on state-law questions."); Lewis v. Jeffers, 497 U.S. 764, 780 (1990)
(citing cases for the proposition that "federal habeas corpus relief does not lie for errors
of state law").
To the extent that Cottrell truly challenges the sufficiency of the evidence,
· overwhelming evidence existed of his guilt of two counts of assault and battery of a
correctional officer. Under section 18.2-57(C) of the Virginia Code, "if any person
commits an assault or an assault and battery against another knowing or having reason to
know that such other person is ... a correctional officer as defined in§ 53.1-1 [or] a
person directly involved in the care, treatment, or supervision of inmates in the custody of
the Department of Corrections ... such person is guilty of a Class 6 felony .... " Va.
Code Ann. § 18.2-57 (2016). With respect to the first assault and battery against Officer
Jones, Cottrell does not dispute that the elements of assault and battery were satisfied;
instead, he contests whether Officer Jones was a sworn correctional officer. 6
During trial, Officer Jones testified that she was familiar with Cottrell, she heard
an inmate call her name, and was subsequently hit with one cup of feces. A second cup
6
Cottrell later argues in Claim Seven that no evidence existed that he threw the feces because no
one saw him do it.
14
of feces was thrown at her, but missed her. Officer Jones observed Cottrell walking
away. Another officer found two cups of feces on the second floor of the pod
immediately after the officer observed Cottrell coming down the stairs. No other inmates
were observed on the second floor. Officer Jones had been serving as a correctional
officer directly involved in the care, treatment, and supervision of inmates for three years
prior to the incident. After reviewing the evidence "in the light most favorable to the
prosecution, [a] rational trier of fact could have found" that Cottrell committed assault
and battery against a person who was directly involved in the care, treatment, and
supervision of inmates. Jackson, 443 U.S. at 319 (citing Johnson, 406 U.S. at 362).
With respect to Warden Pearson, the indisputable evidence demonstrates that
Warden Pearson observed Cottrell throw two cups of feces out of his cell door tray slot
onto him. Cottrell argues that as a warden, Pearson was not directly involved in the care,
treatment, or supervision of inmates. However, the evidence demonstrated that Warden
Pearson was discussing an aspect of Cottrell' s supervision when Cottrell twice threw
cups of feces at him. The Circuit Court and the Court of Appeals of Virginia found that
this satisfied the element of supervision required for a conviction of an assault and battery
under section 18.2-57(C). This Court agrees that a rational trier of fact could have made
this determination. Jackson, 443 U.S. at 319 (citing Johnson, 406 U.S. at 362).
Because overwhelming evidence of Cottrell' s guilt existed, Claims One and Two
will be dismissed. 7
7
Cottrell also makes oblique references to the motion for joinder of trials and to the jury
instructions in Claims One and Two. The Court addresses his objections to joinder and the jury
15
V.
A.
INEFFECTIVE ASSISTANCE OF COUNSEL
Applicable Law
To demonstrate ineffective assistance of counsel, a convicted defendant must
show, first, that counsel's representation was deficient and, second, that the deficient
performance prejudiced the defense. Strickland v. Washington, 466 U.S. 668, 687
(1984). To satisfy the deficient performance prong of Strickland, the convicted defendant
must overcome the '"strong presumption' that counsel's strategy and tactics fall 'within
the wide range of reasonable professional assistance."' Burch v. Corcoran, 273 FJd 577,
588 (4th Cir. 2001) (quoting Strickland, 466 U.S. at 689). The prejudice component
requires a convicted defendant to "show that there is a reasonable probability that, but for
counsel's unprofessional errors, the result of the proceeding would have been different.
A reasonable probability is a probability sufficient to undermine confidence in the
outcome." Strickland, 466 U.S. at 694. In analyzing ineffective assistance of counsel
claims, it is not necessary to determine whether counsel performed deficiently if the
claim is readily dismissed for lack of prejudice. Id. at 697.
B.
Claim Three
From the record, the Court discerns that Cottrell was a difficult client and took
issue with many aspects of counsel's representation. 8 In Claim Three, Cottrell faults
instructions in Part V.B and V.D, in conjunction with his allegations of ineffective assistance of
counsel.
8
For example, prior to trial, Cottrell filed a number of prose motions even though he was
represented by counsel. At the beginning of trial, Cottrell indicated that he wanted to represent
himself because counsel "hasn't done what I asked him to do" pertaining to unrelated allegations
that Cottrell was injured during his cell extraction after he assaulted Warden Pearson. (Apr. 14,
16
counsel for "[d]enying fair and separate trials as justice required." (§ 2254 Pet. 9.) In
Cottrell's rambling claim, he complains that counsel "fail[ed] to object to the phone call
made by the Commonwealth to the court a day before trial where the Commonwealth
moved for joinder," and that the call was not transcribed and made part of the record.
(Id.) Cottrell claims that "one of the alleged incidents had not been investigated," that
"the other was partially investigated," and that one incident had "video implicating me,
but that the other didn't." (Id.) In light of the overwhelming evidence of Cottrell's guilt,
he fails to demonstrate any deficiency of counsel or resulting prejudice.
First, to the extent that Cottrell argues that counsel failed to object to the motion
for joinder, this contention is belied by the record. Prior to trial, the Commonwealth
indicated that it filed a motion to join the offenses for trial, but that defense counsel had
objected. (Apr. 14, 2013 Tr. 20.) In granting the motion to consolidate the offenses and
overruling defense counsel's objection, the Circuit Court explained:
Now, yesterday in order to give the Court a heads-up, counsel
initiated a phone conference with the Court. [The Commonwealth and
defense counsel] and the Court were present at that phone conference. It
was not on the record, but both counsel -- And Commonwealth advanced
its reasons why the motions were joined, or should be joined under [Va.
Sup. Ct. R.] 3A:6, and 3A:l0.
The defense advanced its reason why the motion to consolidate ...
should not be granted.
The Court listened carefully to arguments of both counsel. It
considered Rule 3A6 and Rule 3Al 0. That received a proffer from the
Commonwealth of what its evidence would establish. That proffer was not
disputed by the defense, assuming that it was in the light most favorable to
the Commonwealth. The facts weren't conceivable by the defense, but for
2013 Tr. 8-10.) The Circuit Court ruled that this evidence and his complaints about counsel
were unrelated to the criminal trial. (Apr. 14, 2013 Tr. 10.) The Court allowed counsel to
continue to represent Cottrell.
17
purposes of the motion to consolidate the defense conceded that the
Commonwealth's allegations were as they stated ....
The allegations were the defendant is alleged to have committed the
misdemeanors of assault and battery. They become felonies by virtue of
correctional officers and the defendant being -- Well, by virtue of them
being correctional officers.
The defendant is alleged to have assaulted and battered two persons,
one, Krystal Jones ....
And, one, Warden Eddie Pearson. . . . . The offenses are alleged to
have taken place within seven days of each other, July 25, 2012 and August
1, 2012. They are alleged to have taken place at the same place at the
institution of the Department of Corrections.
They are alleged to have taken place with the same modus operandi,
if you will. That is the defendant is alleged on both occasions to have
thrown two cups of fecal matter on each person. So two cups on Officer
Jones and two cups on Warden Pearson a week apart ....
. . . [T]he Court is of the opinion that the offenses meet the definition
of a common scheme or plan set forth in both ... 3A:6 and 3A: 10, and that
the motion to consolidate is a proper one and ought to be granted.
The Court however notes the defense objecti[on] to the same,
advanced as it's [sic] reasons therefore that the two incidences were not
part of a common scheme or plan.
The Court notes the defendant's objections for the record, and will
stay on the record that the defense has put the Court on notice of its alleged
error, of the error that the defense alleges the Court has made and has given
its reasons therefore.
(Apr. 24, 2013 Tr. 20-23.)
Counsel clearly objected to the motion to consolidate the offenses for trial and the
Court overruled the objection. Cottrell fails to articulate any further argument that
counsel should have advanced that would have altered that result, and therefore fails to
demonstrate any deficiency of counsel or resulting prejudice. 9
9
Moreover, misjoinder of charges "rise[s] to the level of a constitutional violation only if it
results in prejudice so great as to deny a defendant his Fifth Amendment right to a fair trial."
United States v. Lane, 474 U.S. 438, 446 n.8 (1996) (explaining that "[i]mproper joinder does
not, in itself, violate the Constitution"). To show prejudice resulting from misjoinder, a
18
To the extent that Cottrell faults counsel for failing to object to the phone
conference or failing to have it transcribed, the Court discerns no prejudice to Cottrell
from counsel's actions. Overwhelming evidence existed of Cottrell's guilt of the two
assaults and batteries. Thus, Cottrell is unable to "show that there is a reasonable
probability that, but for counsel's unprofessional errors, the result of the proceeding
would have been different." Strickland, 466 U.S. at 694. Accordingly, Claim Three will
be dismissed
C.
Claim Four
In Claim Four, Cottrell faults counsel for "failing to object to a known lack of
subject matter by the [Circuit] Court." (§ 2254 Pet. 11.) Cottrell once again argues that
counsel "knew" that Warden Pearson was not a person "protected under section (c) of
Va. Code§ 18.2-57" and "that the specific indictment was a misdemeanor on its face."
(Id.) Cottrell seemingly faults counsel for failing to move to strike the felony component
of the assault and battery of Warden Pearson. First, counsel cannot be faulted for failing
to file a motion that lacks merit. United States v. Moore, 934 F. Supp. 724, 731 (E.D. Va.
1996). The Court of Appeals of Virginia determined that the Circuit Court "correctly
noted [that] Pearson was, in fact, directly supervising appellant at the time the assault and
battery occurred" and the evidence was sufficient to prove Cottrell' s guilt beyond a
defendant must demonstrate that there is a reasonable probability that the jury confused evidence
and convicted him of an offense for which he would have been acquitted. See Zafiro v. United
States, 506 U.S. 534, 539 (1993). Cottrell fails to demonstrate that the joinder of the two assault
and battery charges deprived him of a right to a fair trial. The overwhelming evidence
demonstrated that Cottrell was guilty of twice throwing two cups of feces, a mere seven days
apart from one another, at correctional officers. Cottrell fails to demonstrate any prejudice from
any purported error of counsel with regard to the joinder of the two offenses.
19
reasonable doubt. (ECF No. 19-3, at 2.) Second, because overwhelming evidence
existed of Cottrell' s guilt of assault and battery on Warden Pearson, Cottrell fails to
demonstrate any prejudice from counsel's purported error. To the extent that Cottrell
argues that there was no subject matter jurisdiction in the Circuit Court pertaining to the
offense against Officer Jones, that contention also lacks merit.. Accordingly, Claim Four
will be dismissed.
D.
Claim Five
In Claim Five, Cottrell faults counsel for "failing to object to deliberate[ly]
omitted jury instruction." (§ 2254 Pet. 18.) Cottrell argues that counsel should have had
"a lesser-included offense instruction for [a] misdemeanor" read to the jury. (Id.)
Cottrell again alludes to a purported conspiracy to obtain his conviction for a felony, and
contends that the Commonwealth, the Circuit Court judge, and counsel had a discussion
at the bench about the instructions that he could not hear. (Id.)
The Court discerns no deficiency of counsel or resulting prejudice. At the
conclusion of the Commonwealth's case, counsel attempted to offer ajury instruction
about "[a] lesser included offense, if [the jury] find[s] it wasn't a correctional officer."
(Apr. 24, 2013 Tr. 122.) Counsel offered an instruction for both Warden Pearson and
Officer Jones ''which have the lesser included offense of assault and battery, omitting the
elements of a correctional officer engaged in his duty" or a person directly supervising
inmates. (Apr. 24, 2013 Tr. 128; see April 24, 2013 Tr. 131.) Counsel argued
extensively in support of the lesser-included offense instructions. The Circuit Court
explained that "[t]here is no evidence at all that could lead a reasonable person to
20
conclude that the Warden is not a Department of Corrections employee" (Apr. 24, 2013
Tr. 129), but decided to hold the instructions until after the conclusion of the evidence.
(Apr. 24, 2013 Tr. 132.) The Circuit Court subsequently instructed the jury as follows:
The defendant is charged with a crime of assault and battery of a
correctional officer in the performance, in the case of Krystal Jones, her
duties. The Commonwealth must prove beyond a reasonable doubt each of
the following elements of the crime:
( 1), That the defendant committed an assault and battery against
Krystal G. Jones;
(2), That the defendant knew or had reason to know when he
committed the assault and battery that Krystal G. Jones was a correctional
officer;
(3), That Krystal G. Jones was engaged in the performance of her
duties as a correctional officer.
If you find that the Commonwealth has proved beyond a reasonable
doubt the first element of the crime as charged, but you find that the
Commonwealth has failed to prove beyond a reasonable doubt either or
both of the remaining elements, then you shall find the defendant guilty of
assault and battery, but you shall not fix punishment until your verdicts
have been returned and further evidence has been heard by you.
(Apr. 24, 2013 Tr. 146-47.) The Circuit Court offered a similar instruction with respect
to the offense against Warden Pearson. (Apr. 24, 2013 Tr. 147-48.) Thus, contrary to
Cottrell's allegation, it appears that the Circuit Court offered a lesser-included offense
instruction for both counts of assault and battery.
The Court fails to discern any deficiency of counsel or resulting prejudice. To the
extent that Cottrell desired a different jury instruction, he fails to proffer what that jury
instruction should have been. Moreover, overwhelming evidence existed that Cottrell
was guilty of both counts of assault and battery of individuals who clearly met the class
21
of persons identified in section 18.2-57(C) of the Virginia Code. Claim Five wholly
lacks merit and will be dismissed.
E.
Claim Six
In Claim Six, Cottrell contends that counsel rendered "ineffective assistance in
failing to object to prosecutor's duty to prove all elements of offense." (§ 2254 Pet. 19.)
Cottrell again argues that insufficient evidence existed that Warden Pearson and Officer
Jones qualified as persons protected under Va. Code Ann.§ 18.2-57(C). No extensive
discussion is required here. As previously detailed, counsel moved to strike on the
grounds that Officer Jones failed to qualify as an officer because she had not received a
proper oath. (Apr. 24, 2013 Tr. 116-17.) The Circuit Court denied that motion. (Apr.
24, 2013 Tr. 117-19.) Cottrell fails to explain with any specificity what more he believed
counsel should have argued that would have altered the result of the motion to strike with
respect to Officer Jones.
While counsel did not move to strike on the ground that Warden Pearson failed to
qualify under Va. Code Ann.§ 18.2-57(C), that premise clearly lacked merit. The
overwhelming evidence established that Warden Pearson was directly supervising
Cottrell when Cottrell threw the feces. Cottrell fails to demonstrate any deficiency of
counsel.
Additionally, in light of the overwhelming evidence of Cottrell's guilt, he fails to
demonstrate any prejudice from counsel's purported errors. Any reasonable juror would
have found Cottrell guilty of assault and battery of a correctional officer or a person
22
directly involved in the supervision of inmates. Accordingly, Claim Six will be
dismissed.
F.
Claim Seven
In Claim Seven, Cottrell argues that counsel rendered "ineffective assistance in
failing to object to insufficient evidence to convict." (§ 2254 Pet. 20.) Cottrell claims
that counsel was deficient in failing to object to the sufficiency of the evidence because
no one actually saw him throw the cups of feces at Officer Jones, and because the video
played to the jury failed to implicate him definitively. To the contrary, counsel indeed
moved to strike on the ground that the evidence was insufficient to convict Cottrell
because no one saw him throw the cups of feces at Officer Jones. (Apr. 24, 2013 Tr.
119-20.) Cottrell fails to identify any additional persuasive argument that counsel could
have made in that motion to strike, and therefore fails to demonstrate any deficiency of
counsel or resulting prejudice.
In addition, contrary to Cottrell' s belief, abundant circumstantial evidence existed
to find him guilty. Officer Jones heard an inmate call her name and was hit with a cup of
feces. She observed Cottrell walking away. Officer Harvell subsequently observed
Cottrell coming down the stairs from the second floor and then he found two cups of
feces by the stairs. No other inmate was observed on the second floor. Because
overwhelming evidence of his guilt existed, Cottrell fails to demonstrate any prejudice
from counsel's purported errors. Claim Seven will be dismissed.
23
VI.
INEFFECTIVE ASSISTANCE OF APPELLATE COUNSEL
In Claim Eight, Cottrell contends that counsel rendered ineffective assistance on
appeal because he was "denied of fair and meaningful appellate rights." (§ 2254 Pet. 21.)
Cottrell essentially argues that counsel should have advanced his allegations of lack of
jurisdiction, denial of separate trials, denial of jury instructions, the prosecutor's failure to
prove the elements of the offense, and the insufficiency of the evidence. (Id. at 22.)
"In order to establish a claim that appellate counsel was ineffective for failing to
pursue a claim on direct appeal, the applicant must normally demonstrate" that appellate
counsel performed deficiently and that a reasonable probability of a different result
exists. Bell v. Jarvis, 236 F.3d 149, 164 (4th Cir. 2000) (citing Strickland v. Washington,
466 U.S. 668, 688, 694 (1984)). A presumption exists that appellate counsel "decided
which issues were most likely to afford relief on appeal." Id. (quoting Pruett v.
Thompson, 996 F.2d 1560, 1568 (4th Cir. 1993)). '"[O]nly when ignored issues are
clearly stronger than those presented, will the presumption of effective assistance of
counsel be overcome."' Id. (quoting Smith v. Robbins, 528 U.S. 259, 288 (2000)).
Counsel had no obligation to assert all non-frivolous issues on appeal. Rather,
"'winnowing out weaker arguments on appeal and focusing on' those more likely to
prevail, far from being evidence of incompetence, is the hallmark of effective appellate
advocacy." Smith v. Murray, 477 U.S. 527, 536 (1986) (quoting Jones v. Barnes, 463
U.S. 745, 751-52 (1983)). Cottrell fails to demonstrate the clear strength of the
arguments he claims counsel should have raised on appeal, when compared with the
24
stronger grounds pursued by counsel. 10 Moreover, in light of the overwhelming evidence
of his guilt, Cottrell fails to demonstrate any resulting prejudice. Accordingly, Claim
Eight will be dismissed.
VII.
OUTSTANDING MOTIONS
Cottrell has filed a "Motion for Judgment" (ECF No. 22), a "Motion for Summary
Judgment" (ECF No. 24), and an "Application for Immediate Release from Custody"
(ECF No. 26) all seeking an expedited ruling and his release from custody. Cottrell has
also filed a "Motion for Appointment of Counsel to Obtain Entitlement to an Evidentiary
Hearing" (ECF No. 25). Because the Court finds that his § 2254 Petition lacks merit and
he is entitled to no relief, the Motions (ECF Nos. 22, 24, 25, 26) will be denied.
VIII. CONCLUSION
Respondent's Motion to Dismiss (ECF No. 17) will be granted. The§ 2254
Petition will be denied. Cottrell's outstanding Motions (ECF Nos. 22, 24, 25, 26) will be
denied. The action will be dismissed. A certificate of appealability will be denied.
An appropriate Order will accompany this Memorandum Opinion.
~
Isl
HENRY E. HUDSON
UNITED STATES DISTRICT JUDGE
Date:S~,1. 2f aol'
Richmond, Vfrginia
°
1
Counsel raised three assignments of error: (1) the Circuit Court erred in consolidating the
cases for trial; (2) the Circuit Court erred in not striking the evidence as to the felony component
of the assault and battery of Officer Jones; and, (3) the Circuit Court erred in not striking the
felony component of the assault and battery of Warden Pearson. (ECF No. 19-2, at 2 (as
paginated by CM/ECF).)
25
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