Keitz v. Unnamed Sponsors of Cocaine Research Study et al

Filing 45

MEMORANDUM OPINION. Signed by District Judge Glen E. Conrad on 07/19/2013. (ssm) Modified on 7/22/2013 to reflect correct signature date (ssm).

cL
ERrs oy cE u s Dl ccotqFl
slr

A RA d y
T osl A
Fl
uEn

I TH E UN I
N
TED STATES D I
STRI COU RT
CT
FOR THE W ESTERN DI
STRI OF VI GI I
CT
R N A
CH ARLO TTESV I
LLE D I I ON
V SI

jy (j(;
r- t(
w ,?
-

t

JUL 22 2 1
23
JULA CA
I

B:
v

a

UD . RK
CL

l /h
/'
tr

D Tcn j
E vtx
k

MI
CHA EL J ES K EI
AM
TZ,
Pl i if
a ntf ,

Ci lAc i N o.3: 1 c 0005
vi ton
1 - v4
M EM O M ND U M O PI I N
N O

UN NAM ED SPON SORS OF COCAI
NE
RESEA RCH STU D Y ,e al,
t .

By: Hon, e E.
Gln Conr
ad
Chi fU nie St t sD i t i tJ
e
t d a e sr c udge

D e e nt .
f nda s
Thi m a t ri bef r t c ton pl i if st o m otonsr que tng t c ts r
s te s o e he our
a ntf w
i
e s i he our e ve
pr e son H el n D r gas f
oc s
e
a , onnerRe t r o t Uni r iy ofV igi a G e ge K e t M a tn, he
c o f he ve s t
r ni , or
ih ri t
c r ntRec or a D r N as i a Ai- ud, i e t oft U ni r iy ofV igi a' Ce e f
ur e
t , nd . s m
t Dao D r c or he ve st
r ni s nt r or

AdditonRes ac andEduc i (L
ci
e rh
aton '
UVA CARE' .Theplitf fldhi i ta c anton
'
)
anif ie s niil ompli
A ugus 26,2011 na i asde e n st Com m on ea t ofV igi a a num be ofur a e
t
, m ng
f nda t he
w 1h
r ni ,
r
m m d

i vi l e oye by t Uni r iy ofVigi a a va i br nc soft Uni r iy of
ndi duas mpl d he ve st
r ni , nd rous a he
he ve st
Vigni i l ng t Rec o sa Viior oft Uni r iy ofVigi a. Fort r as t t
r i a, ncudi he t r nd st s he ve st
r ni
he e ons ha
f l , he co tw ildi m i ss ve a oft de e nt f om t ca e a w e la t pl i if s
olow t
ur l s s e r l he f nda s r he s , s l s he a ntf
br a h ofco r c c a m ,a w ildie ts r c upon t r m ai ng def nda .
ec
nt a t l i nd l r c e vi e
he e ni
e nt
1.

.

Background

A sr c
e ount d i gr t rde ai i t c ts p e ous opi on di m i s ng t c s K e t v.
e n ea e t l n he our ' r vi
ni
s s i he a e, iz

Unna Spo or ofCoc neResa c St No. 11 v00054, 1W L 38 8( . Va
med ns s
ai
e r h udy, 3: c
201
7951 W D. .
Se .1 2011,hepli ifalge t thes frds veeme ala s asars tofhi
pt , )t antf le s ha
ufee e r nt nguih
eul
s
pa tcpain i ame c sudya UVA CARE (helt '.Thesudywasme ntt t tt
rii to n
dial t t
t i udy'
s
)
t
a o es he
e f t oft dr To r m a e on a dr us ' de ie f rcoc i . A spa toft s udy, he
f ec s he ug pia t
ug er s s r o
a ne
r
he t
t
pl n i fw asi t d w ih To r m a e, hi h c us d hi t e r e e s r pa c a
ai tf
nges e t pia t w c a e m o xpe i nc eve e ni nd

pl i ifha neihe r que t s r i e ofpr es norr que t a de e n t a c pts r i of
a ntf d t r e s ed e v c
oc s
e s ed
f nda t o c e e v ce
pr s , pr r qui ie t t e r w ines r quie e .
oce s a e e st o he xpe t t s e r m ntI
On M a c 7,201 t pl ntf tl d a a e
rh
3, he ai if i e n m nded com pl nt na i i addii t t
ai , m ng, n
ton o he
pr vi l na e de e nt ,Dr A i- a
e ous y m d f nda s . tD oud.I t a e d c pl i ,t pl i ifr ie a e
n he m nde om a nt he a ntf e t r t d

t f c sa a us tonsi s
he a t nd cc a i n uppor ofhi m e c ma p a tc cli . Thepli ifa s a d a
t
s dial l r ci e am
antf l o dde
c am f br ac ofc r c ba ed o i wrte c r tt pa tcpa ei adr r s a c
l i or e h onta t s n $ it n ontac o ri i t n
a
ug e e r h

e i nt' ( ke No.34a 2. I s por oft s t pli ifalgedt tt dee nt
xperme . Doc t
'
t ) n up t hi,he antf le ha he fnda s

ç i ltdalg lye f r e b eo iaint plitf, rtesg da re n . .' (d. t4)
t oae e al n o c a l blg to o an ifpe h ine g e me t . . I a .
v
'
Thepl ntf fl amotont pr ee t f mapa rsao wiht a ndedc ant a
ai if ied
i o oc d q or
upei lng t he me
ompli , nd
onM ac 20, 3,heco tsmula ousygrnt t pl ntf smoi t pr e t f ma
rh 20l t ur i tne l a ed he ai if ton o oc ed q or
pa r s a diec ed t pl i ift pr de t na esa addr s esoft de enda supon
upe i nd r t he a ntf o ovi he m
nd
es
he f
nt
w hom he w i hed t c te f c s r c On J 1 201 t pl i iffl d a m oton di e tng
s
he our f e t e vi e.
une 2, 3, he a ntf ie
i
r ci
t c t o s r e M s D r gasa i c tng t ta tona na esa addr s esw oul be
he our t e v
. a
nd ndi a i ha ddii l m
nd
es
d
f t m i On J y 5,201 t pl i ifr quesed t tt c t s e f c s r i on M r
orhco ng.
ul
3, he a ntf e
t ha he our al o f e t e v ce
.

M a tn a Dr Ai- oud.
ri nd . tDa
l
l.

Di
scusson
i
A.

St
andard ofR e ew
vi

W he eapl ntf flsac antpurua t 28U. C.j 1 5,t c tbeasa
r ai if ie ompli
s nt o
S. 91 he our r
ma t y s r e ng dut t e ur t tltga sa eno a i t prvie ofavoi ng t
ndaor c e ni
y o ns e ha ii nt r t busng he i l ge
di he
pr pa
e ymen ofa i sr tvec t a s i t wih t l ws t Spe ii a l ( dititc t
t dm nitai oss s oc aed t he a ui. cfc ly, d src our
a
m us di m i sa a ton t tt co tfndst be f i ousorm alci o t tf ist s a e a
t s s n c i ha he ur i o
rvol
i ous r ha a l o t t

cl m. M iha v. re t Cnt ,434F.d 725,7 ( h Ci.2006)(ii 28U. C.j
ai ' c u Chalson y.
'
3
28 4t r
ctng
S.

1TheFourh Cic tatimedt co tsopi o dim isngt pl ntf' t hnial te ycl m .
t r ui -r
f
he ur' nin s s i he ai ifs ec c batr ai

1 5 e( )B).He c , cam t a i bae o ame ie slg l h o yma beds se s a
91 ()2 ( ) n e a li h t s s d n rt s e a t e r y imis d u
l
s eunde j1 1 ( ( ( .
pont
r 9 5e)2)B)
Com pl i sf l d by pr K ltga s a e he d t a l ss rnge s a r t n t e d a t
a nt ie
o ii nt r l o es t i nt t nda d ha hos r fed

byat ys Gor nv. e 57 F. 11 11 (t Ci.1 ) W hiec t mus
tome . do Le ke, 4 2d 47, 51 4h r 978 . l ours t
lbe a l c t u pr K docume s Esel v. mbl 429U. 97(976 ,f r uie n of
i r ly ons r e o
nt, t l Ga e,
e
S. 1 ) ûhe eq rme t
t
.

lbe a c tuci doe notmea t tt cou tc n i nor acla f l e i t pladi t
i r l onsr ton s
n ha he r a g e e r aiur n he e ng o
a lgef t whih s tf t a ca m c r nty c z bl i af der ld src c t' Chidr sv.
le ac s c e orh li ure l ogni a e n e a itit our.
' l es

Chal t Count SheifsOfie, 2:3c 008, 3W L 32706 at* ( S. J 26,
reson
y rf' fc No. 1 v1 201
42, 2 D. C. une
201 )( tngW ele v. pt ofSocilSe vs,901F.d 38 ( hCi.1 )
3 cii
lr De .
a r .
2 7 4t r 990).
B.

A nal i
ys s
i
.

M edi M al
cal pract ce Cl m
i
ai

The pl i ifna e s ve albr nc oft U ni r iy ofV igi a asde e nt i t
a ntf m d e r a hes he ve st
r ni
f nda s n he

ca e.The pli ifha now r quese t c ts r et f r e a c r ntRe t , s Dr s
s
a ntf s
e t d he our e v he o m r nd ure
cor M . aga
a M r M a tn, es tve y. H ow e r i ac or nce w ih c e r bi ng a ho iy f om t
nd . ri r pec i l
ve , n c da
t l a , ndi ut r t r he

S p e Co r o Vign a tec ur fn sta t eUnv ri sRe t r aen ts be t os i, s
u r me u t f r ii,h o t id h t h ie st
y' co s r o u j c t ut a
t of i e i a a ncy oft Com m onw e 1h t ti i m une f o c vi la lt The Re t a
he fc s n ge
he
a t ha s m
r m i l i biiy.
c or nd

Viior oft Uni ofVigi av. re,267Va.2 244(
st s he v. r ni Ca tr
42, 2004) Fort smer s ns t
. he a ea o ,he
U ni r iy is l , w e last U ni r iy' M e c lCe e , e a s en il d t s e gn
ve s t t e f as l he ve st s di a nt r ar l o tte o over i
i m uniy.
m
t

l Care ,heCour frtsaedt tçgj e ta e e ssauor orc tt i l
n tr t
t is tt ha tabs n n xprs ttt y onsiutona
pr vi i w a vi s r i i m uniy, he Com m o e t a is a nc esa e i m une f om
o s on i ng ove e gn m
t t
nw alh nd t ge i r m
'
r
labiiy f t t i act orom i onsoft ragent and em pl
i lt or he ortous s
ssi
hei
s
oyees,' I The Cour t
' d.
t hen

a e s d w he he t w a ve of s r i i m t t i t Vi gi a Tor Cl i sA c a i d t
ddr s e
t r he i r ove e gn m miy n he r ni
t am
t pple o

t Uni riy.I a 243( tngVa.
he vest d. t
cii
Codejj8. 1 1t o 1 9) TheUni riyha
01-95. hr ugh 95. .
vest d

r ie a i nt d fns a an thepanifsme ia map a tc cam f ra ij r s e
as d n mmu iy ee e g is t li t
f
d c l lr cie li o n nu y h
s f r d whiei t c r oft Uni r iy' heat s t m . l a 244.TheCour r l dt tt
ufe e
l n he a e he ve st s lh yse
d. t
t u e ha he
w a ve di nota pl aga ns t Uni r iy,a r ve s t ti lcour' o de de ng t
i r d
p y i t he ve st nd e r ed he r a
ts r r nyi he

Uni riy' plaofs r gni
ve st s e
oveei mmuniy.J. a 246.(l ve t Ac' lckofa e es wave
t - t
I
L
C n he ts a
Gi
n xpr s i r
oft c
he omm o 1w s r i n i
n a ove e g mmuniy a f de t Commonwe t sa
t for d he
alh' gences UVA r t i is
i ,
e ans t

s veeg i nt fo t ecam br u h b Ca tr'.Th Co r as r i rtdt
o rin mmu i r m h li o g t y re.) e u t lo et ae he
y
'
e
l t ndi prnc pl t ti vi lû
ongsa ng i i e ha ndi dua i oye oft Co m onw e t a e e il t
empl es he m
a1h r ntted o

s egni
overi mmuniy. l ( tngLo v.Las n, Va 81 88( 993) Gaai ov.Oha , 9
t ' d.cii hr re 246 . , 1 ; r ul
'
r 23
Va 209,21 ( 990) Le zv.Mori,236Va. 83( (.
.
5 1 ; nt
rs
78, 19889
Ca t rm a t di m i s oft pl i i f sc a m saga ns t Uni r iy i t sc e. A s
r e nda es s s al he a ntf l i
i t he ve s t n hi as
i Ca t r t pl i ifhe e ha a l ge a m e c lm a pr c i e c a m a i tbr nc oft
n r e , he a ntf r s le d
di a l a tc l i ga ns a hes he
U ni r iy' he t s t m . The co ti wihouta ho iy t co r ve a cl a hol ng f om t
ve s t s alh ys e
ur s t
ut rt o nt a ne e r di r he
Supr m e Cour ofV i gi ar ga di is i e pr a i ofa pr son ofV igi a l w . Se Ere
e
t
r ni e r ng t nt r et ton
ovi i
r ni a
e i

R. v.Tompki ,304U. 64,78- ( ) c di l t Uni riya isbrnc wil
R.
ns
S.
79 1938 .Ac or ngy,he ve st nd t a hes l
be di m i s f om t ca e a t c t ilnota t m pts vi e o e t rM s D r gasorM r
s s ed r he s nd he our w l
te
er c n ihe
. a
.
M ari
tn.
O n t o he ha Dr A i- uod' c e i notq t a cl a . The pl ntf ha ls e he
he t r nd, . t Da
s as s
uie s e r
ai i f s i t d r
asan i vi ly na e de e nt hie s r i i m uniy ofe pr e t em pl s oft
ndi dua l m d f nda .W l ove e gn m
t l n ot c s
oyee
he
Com m onw e t f om la lt f neglge e s e Ca t r 267 V a. t2 t de e e onl
a1h r i biiy or
i nc , e r e ,
a 46, he f ns
y
a t che whe t e pl yee c s ts y a 1f ur e e e t oft t s l d outi J m esv. a 221
ta s
n he m o
an a i f 1 o l m n s he e t ai
n a
J ne,

Va. 5 ( 98 .Thi rquiest c tt e mi $ 1 t naur oft f i pef me
43, 3 1 0) s e r he our o xa ne:$ ) he t e he uncton ror d
(
byt e oye ( t e e oft sae' i e eta i veme i t f in;( t
he mpl e;2) he xtnt he tt s ntr s nd nvol nt n he uncto 3) he
de e ofc r a die tone r s dbyt saeove t e oye a ( whehe t ac
gre ontol nd r ci xecie
he tt r he mpl e; nd 4) t r he t

c ane ofi vedt us o j me a dicei ' Mesi v.Bur n,228Va. ,
ompli d nvol he e f udg nt nd s rton.
' sna
de
301

31 ( 9 4 (ii J me , 21Va a 5 ) i ts ha be na p idi n meo c s st sae
3 1 8 ) ctng a s 2
. t 3 .Th s et s e p le n u r us a e o tte oye doc or who a ede e ngm e c lm apr tces t. See e. ,Lohrv.La s n,2
mpl d t s
r f ndi
di a l aci uis
. c.
r e 46

Va.81 85- ( 993) GaRi ov.Oha ,239Va. 9,21 ( 990)
, 86 1 ; r ul
r
20 3 1 .
The c tbele st tw hie D r A i- uod m a e nt ly be a e t as e ta vi e
our i ve ha
l . t Da
y ve ua l
bl o s r
abl
s e gn i m uniy de ens a tona i or a i a tt c e i nec s r be or t m a t
over i m
t f e, ddii l nf m ton bou he as s es a y f e he ter

c n be r s ved. Fore mpl,he lve ofi ve nti t sud andhe dic e i i
a
e ol
xa e r e l nvol me n he t y
r s r ton n
a i se i t pr r a e bo h r l ntt t a yssa ca
dm nitrng he og am r t eeva o he nal i nd nnota yetbede tve y
s
fnii l
de e m i
t r ned. The e or t c tw ilpr e t s r t c pl nta s m ons on Dr A ir f e, he our l oc ed o e ve he om ai nd um
. t
Da
uod a t a es pr d by t pl ntf .
t he ddr s ovi ed
he ai i f
i.
i

Breach ofC ont
ractC l m
ai

Unde isma t y s r ni du y,he c ti a s c
r t ndaor c ee ng t t our s lo ompe ld t dim ist pl i ifs
le o s s he antf
br a h ofc r tc am .Thepli ifsonl de c i i oft co r c ua a e m e r e st i
ec
ontac l i
antf
y s rpton he nta t l gr e nt ef r o t

a ( wrte co rc t pa tcpaei adr rs ache rme . ( cke No. a 2. Tht
s 1 itn nta t o rii t n ug e e r xpei nt' Do t 34 t )
a
'
l f t la l ga i i vol ng t c r tc a m i t tt de e
one ac ua le ton n vi he ontac l i s ha he f ndant ( ol t a l ly
s t a ed ega l
vi

e orea eo i tont pli if pe t sgne age me ....'(
nf c bl blgai o antf, r he i d re nt ' Docke No. a 4.
t 34 t )
N ot ng m or i s i a
hi
e s a d boutt t r s o t a ee e , he pa te e
he e m f he gr m nt t
r i s' xpec a i a o i tons
t tons nd blga i

unde t a e nt orhow t de e
r he gr eme ,
he f ndan s ac insco tt ed abr a oft agr e e .
t ' to
nsiut
e ch he e m nt
The co ttnds t tt pl i if salega i t tt de e nt l ol t a l ly
ur i
ha he a ntf
l ton ha he f nda s t a ed ega l
vi
enf c a e oblga i ' s e c l t ki ofc l or s a em e t tf ist s a e a c a m
or e bl
i ton' i xa ty he nd
onc us y t t nt ha a l o t t l i

t rFed a Rul ofCi lPr e e 1 b)6 .Alho ht c t ta ce a tuea1
mde erl e
vi oc dur 2( () t ug he our mus c pt s r 1
pl us bl f c ua s a e e si ude i t c pl i , lA t.Co p. Tw o bl 550 U .
a i e a t l t t m nt ncl d n he om a nt Bel l r v.
m y,
S.

544,570(
2007) t c 'i û trquiedt a e astuet lga c usonsstfrhi t .
,he oul s t e r o cc pt r he e l oncl i e o t n he
t no
. .

c ant' Edwa dsv.CiyofGol bor 1 F. 231 244 ( h Ci.1 9)(mphass
ompli .
'
r
t
ds o, 78 3d ,
4t r 99 e
i

a
dded) s ealoAs r tv.lba,556U. 662, (
; ç s hcof q l
S. 678 2009)(f- e r r ctl oft
çl adbae e ias he
-hr

ee nt ofac us ofa ton,s re bymeec l or sae nt, no s tc ') The
lme s
a e ci uppo td
r oncus y ttme s do t ufl e. .
'
pl ntf ' co pl nti t sc e f l e n t s tf t t ne es a y e e ent ofa br c of
ai i f s m ai n hi as ais ve o e orh he c s r l m s
ea h
c r tcl m , nd t c twilt r f e di m i st spor i oft c m pl nt
ontac ai a he our l he e or s s hi
ton he o ai .
1
11.

C oncl i
us on

The cour wilpr e t die ts r i o Dr N a sm a A i- ud a t a es
t l oc ed o r c e v ce n . s i
t Dao t he ddr s

pr vi l pr de The pli tf i onc a i r ndedt ti ma ng amedialma pr c ie
e ousy ovi d.
a n if s e ga n emi
ha n ki
c
l a tc
cai , r ni l w r quieshi t ha o ane awrtenopi on sgne by a e r wines
l m Vigi a a e r m o ve bt i d
it
ni i d
n xpe t t s
s a i t tt d e nt ( vi t d f om t a i a e s a r ofca e a t de a i w a a
t tng ha he ef nda s s a e r he pplc bl t nda d
de
r nd he vi ton s

p o maec u eo teij re came ' Va Co ej8012 1 Gie t a heha no
r xi t a s f h nu is li d. . d . - 0.. v n h t
'
s w
r quese s r c o t def nda s he i expe t t ha a r ad o a ne s h m i t n
e
t d e vi e n he e nt , s
c ed o ve le y bt i d uc
te
c r ii to l d,t de e ntm a c os t i
e tfca i n. ndee he f nda
y ho e o nvoke t pr s ons oft s a ut a a
he ovi i
he t t e s

pr lmi r matr l (t
ei na y te . d.d
uponwrte rques ofa defnda ,hepl ntf s lwihi 1
itn e t ny e ntt ai if hal, t n 0
busne sda afe r eptofs h r que t pr det de e ntwih ace ttcai f m t t
i s ys t r ec i
uc e s, ovi he f nda
t
rii ton or ha
a fr st tt pl i t f had ob ai d t nec s a y c r iyi e
fq m ha he a n i f
t ne he e s r e tf ng xper opi on a t tm e s r i
t ni t he i e v ce

wasrquetd ....)
e se
'.
'
The Cl r i die t d t s nd c pi s oft sm e or ndum opi on a t a com pa ng
ek s rce o e o e
hi m a
ni nd he c
nyi
or t t pl i ifand r m ai ng def nt The Cl r i a s di e t d t i l c esof
der o he a ntf
e ni
enda .
e k s l o r c e o nc ude opi

t sc tsSe e r1, 1opi oni t matr( ke No.3) a wel a t Fou t
hi our' ptmbe 201 ni n he te Doc t
, s l s he rh
Cic tsFe ay 1 201 M e a
r ui' bnzr 5, 3 morndum Opi on( ke No.29.
ni Doc t
)
ENTER:Thi l
s R

da ofJ y,201
y ul
3.

Chi Unie St t s D it i tJ
ef t d a e s rc udge