Rios v. Saul
Filing
20
ORDER GRANTING IN PART 15 PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AND REMANDING FOR ADDITIONAL PROCEEDINGS; denying 16 Defendant's Motion for Summary Judgment. Case is closed. Signed by Judge Salvador Mendoza, Jr. (AY, Case Administrator)
Case 2:20-cv-00385-SMJ
ECF No. 20
filed 09/16/22
PageID.1439 Page 1 of 18
1
FILED IN THE
U.S. DISTRICT COURT
EASTERN DISTRICT OF WASHINGTON
2
Sep 16, 2022
SEAN F. MCAVOY, CLERK
3
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF WASHINGTON
4
5
DESSIRAE R.,
Plaintiff,
6
v.
7
8
9
No. 2:20-CV-00385-SMJ
KILOLO KIJAKAZI,
ACTING COMMISSIONER OF
SOCIAL SECURITY,1
ORDER GRANTING IN PART
PLAINTIFF’S MOTION FOR
SUMMARY JUDGMENT AND
REMANDING FOR
ADDITIONAL PROCEEDINGS
Defendant.
10
11
Before the Court are cross-motions for summary judgment. ECF Nos. 15, 16.
12
Attorney D. James Tree represents Dessirae R. (Plaintiff); Special Assistant United
13
States Attorney Erin Highland represents the Commissioner of Social Security
14
(Defendant). After reviewing the administrative record and the briefs filed by the
15
parties, the Court grants in part Plaintiff’s Motion for Summary Judgment, denies
16
Defendant’s Motion for Summary Judgment, and remands the matter to the
17
Commissioner for additional proceedings pursuant to 42 U.S.C. § 405(g).
18
19
20
1
Kilolo Kijakazi became the Acting Commissioner of Social Security on July 9,
2021. Pursuant to Rule 25(d) of the Federal Rules of Civil Procedure, Kilolo
Kijakazi is substituted for Andrew M. Saul as the defendant in this suit. No further
action need be taken to continue this suit. See 42 U.S.C. § 405(g).
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 1
Case 2:20-cv-00385-SMJ
ECF No. 20
filed 09/16/22
PageID.1440 Page 2 of 18
JURISDICTION
1
2
Plaintiff filed an application for Supplemental Security Income on April 23,
3
2018, alleging disability since February 1, 2010, due to anxiety, depression, PTSD,
4
high blood pressure, hip dysplasia, degenerative disc disease, bad knees,
5
fibromyalgia, social anxiety, ADD, and obsessive compulsive disorder. AR 137–
6
38.2 The application was denied initially and again upon reconsideration. AR 172–
7
75, 179–85. Administrative Law Judge (ALJ) Laura Valente held a hearing on
8
February 13, 2020, AR 77–115, and issued an unfavorable decision on March 20,
9
2020. AR 15–29. Plaintiff requested review of the ALJ’s decision by the Appeals
10
Council and the Appeals Council denied the request for review on August 20, 2020.
11
AR 1–5. The ALJ’s March 2020 decision is the final decision of the Commissioner,
12
which is appealable to the district court pursuant to 42 U.S.C. § 405(g). Plaintiff
13
filed this action for judicial review on October 20, 2020. ECF No. 1.
STATEMENT OF FACTS
14
15
Plaintiff, born in 1980, was 38 years old when she filed her application.
16
AR 27. She had a traumatic and unstable childhood, which included being sexually
17
assaulted. AR 525. She attended school through the sixth grade and eventually
18
obtained her GED and attended cosmetology school. AR 527. She has a minimal
19
20
2
References to the administrative record (AR), ECF No. 12, are to the provided
page numbers to avoid confusion.
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 2
Case 2:20-cv-00385-SMJ
ECF No. 20
filed 09/16/22
PageID.1441 Page 3 of 18
1
work history with a series of short-term jobs, including hair stylist, barista, office
2
assistant, and cashier. AR 278. She testified that her mental health symptoms and
3
chronic pain interfere with concentration and her ability to work. AR 87, 103–06.
4
STANDARD OF REVIEW
5
The ALJ is responsible for determining credibility, resolving conflicts in
6
medical testimony, and resolving ambiguities. Andrews v. Shalala, 53 F.3d 1035,
7
1039 (9th Cir. 1995). The ALJ’s determinations of law are reviewed de novo, with
8
deference to a reasonable interpretation of the applicable statutes. McNatt v. Apfel,
9
201 F.3d 1084, 1087 (9th Cir. 2000). The decision of the ALJ may be reversed only
10
if it is not supported by substantial evidence or if it is based on legal error. Tackett
11
v. Apfel, 180 F.3d 1094, 1097 (9th Cir. 1999). Substantial evidence is defined as
12
being more than a mere scintilla, but less than a preponderance. Id. at 1098. Put
13
another way, substantial evidence is such relevant evidence as a reasonable mind
14
might accept as adequate to support a conclusion. Richardson v. Perales, 402 U.S.
15
389, 401 (1971). If the evidence is susceptible to more than one rational
16
interpretation, the Court may not substitute its judgment for that of the ALJ. Tackett,
17
180 F.3d at 1097; Morgan v. Commissioner of Social Sec. Admin., 169 F.3d 595,
18
599 (9th Cir. 1999). If substantial evidence supports the administrative findings, or
19
if conflicting evidence supports a finding of either disability or non-disability, the
20
ALJ’s determination is conclusive. Sprague v. Bowen, 812 F.2d 1226, 1229–30 (9th
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 3
Case 2:20-cv-00385-SMJ
ECF No. 20
filed 09/16/22
PageID.1442 Page 4 of 18
1
Cir. 1987). Nevertheless, a decision supported by substantial evidence will be set
2
aside if the proper legal standards were not applied in weighing the evidence and
3
making the decision. Brawner v. Secretary of Health and Human Services, 839 F.2d
4
432, 433 (9th Cir. 1988).
SEQUENTIAL EVALUATION PROCESS
5
6
The Commissioner has established a five-step sequential evaluation process
7
for determining whether a person is disabled. 20 C.F.R. § 416.920(a); Bowen v.
8
Yuckert, 482 U.S. 137, 140–42 (1987). In steps one through four, the claimant bears
9
the burden of establishing a prima facie case of disability. Tackett, 180 F.3d at
10
1098–99. This burden is met once a claimant establishes that a physical or mental
11
impairment prevents the claimant from engaging in past relevant work. 20 C.F.R.
12
§ 416.920(a)(4). If a claimant cannot perform past relevant work, the ALJ proceeds
13
to step five, and the burden shifts to the Commissioner to show (1) the claimant can
14
make an adjustment to other work and (2) the claimant can perform specific jobs
15
that exist in the national economy. Batson v. Commissioner of Social Sec. Admin.,
16
359 F.3d 1190, 1193–94 (9th Cir. 2004). If a claimant cannot make an adjustment
17
to other work in the national economy, the claimant will be found disabled. 20
18
C.F.R. § 416.920(a)(4)(v).
19
//
20
//
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 4
Case 2:20-cv-00385-SMJ
1
2
3
4
5
ECF No. 20
filed 09/16/22
PageID.1443 Page 5 of 18
ADMINISTRATIVE FINDINGS
On March 20, 2020, the ALJ issued a decision finding Plaintiff was not
disabled as defined in the Social Security Act. AR 15–29.
At step one, the ALJ found Plaintiff had not engaged in substantial gainful
activity since the application date. AR 18.
6
At step two, the ALJ determined Plaintiff had the following severe
7
impairments: degenerative disc disease of the lumbar spine, degenerative joint
8
disease of the hips, degenerative joint disease of the knees, obesity, opioid
9
addiction, hypertension, anxiety, and post-traumatic stress disorder. Id.
10
At step three, the ALJ found Plaintiff did not have an impairment or
11
combination of impairments that met or medically equaled the severity of one of
12
the listed impairments. AR 18–20.
13
14
15
16
17
18
19
20
The ALJ assessed Plaintiff’s Residual Functional Capacity (RFC) and found
she could perform a range of light work, with the following limitations:
The claimant can stand and walk for a total of two hours in an
eight-hour workday; and sit for six hours in an eight-hour workday. In
addition, the claimant can occasionally climb ramps and stairs;
occasionally climb ladders, ropes or scaffolds; occasionally stoop,
kneel, crouch, or crawl; and can frequently balance. Moreover, the
claimant can frequently push and pull with the bilateral lower
extremity; and must avoid concentrated exposure to wetness,
vibrations, and hazards. Finally, the claimant is limited to simple
routine tasks in two-hour increments; can work in the same room with
coworkers but no coordination of work activity; can work superficially
and occasionally with the general public; and can adapt to simple
workplace changes.
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 5
Case 2:20-cv-00385-SMJ
1
ECF No. 20
filed 09/16/22
PageID.1444 Page 6 of 18
AR 21.
2
At step four, the ALJ found Plaintiff was unable to perform her past relevant
3
work as a barista fountain server, hair stylist, cashier, video rental clerk, or
4
administrative clerk. AR 27.
5
At step five the ALJ found that, considering Plaintiff’s age, education, work
6
experience and residual functional capacity, Plaintiff could perform jobs that
7
existed in significant numbers in the national economy, specifically identifying the
8
representative occupations of document preparer and final assembler. AR 28.
9
The ALJ thus concluded Plaintiff was not under a disability within the
10
meaning of the Social Security Act at any time from the date the application was
11
filed through the date of the decision. AR 28–29.
ISSUES
12
13
The question presented is whether substantial evidence supports the ALJ’s
14
decision denying benefits and, if so, whether that decision is based on proper legal
15
standards. Plaintiff contends the Commissioner erred by (1) not properly assessing
16
Plaintiff’s testimony, (2) not properly assessing Dr. Metoyer’s opinion, and (3)
17
failing to meet the step five burden. ECF No. 15 at 2.
18
//
19
//
20
//
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 6
Case 2:20-cv-00385-SMJ
ECF No. 20
3
4
PageID.1445 Page 7 of 18
DISCUSSION
1
2
filed 09/16/22
A.
Plaintiff’s Subjective Statements
Plaintiff contends the ALJ erred by improperly rejecting her subjective
complaints. ECF No. 15 at 8–15.
5
It is the province of the ALJ to make determinations regarding a claimant’s
6
subjective statements. Andrews v. Shalala, 53 F.3d 1035, 1039 (9th Cir. 1995).
7
However, the ALJ’s findings must be supported by specific, cogent reasons. Rashad
8
v. Sullivan, 903 F.2d 1229, 1231 (9th Cir. 1990). Once the claimant produces
9
medical evidence of an underlying medical impairment, the ALJ may not discredit
10
testimony as to the severity of an impairment merely because it is unsupported by
11
medical evidence. Reddick v. Chater, 157 F.3d 715, 722 (9th Cir. 1998). Absent
12
affirmative evidence of malingering, the ALJ’s reasons for rejecting the claimant’s
13
testimony must be “specific, clear and convincing.” Smolen v. Chater, 80 F.3d
14
1273, 1281 (9th Cir. 1996); Lester v. Chater, 81 F.3d 821, 834 (9th Cir. 1996).
15
“General findings are insufficient: rather the ALJ must identify what testimony is
16
not credible and what evidence undermines the claimant’s complaints.” Lester, 81
17
F.3d at 834; Dodrill v. Shalala, 12 F.3d 915, 918 (9th Cir. 1993).
18
The ALJ concluded Plaintiff’s medically determinable impairments could
19
reasonably be expected to cause the alleged symptoms; however, Plaintiff’s
20
statements concerning the intensity, persistence and limiting effects of those
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 7
Case 2:20-cv-00385-SMJ
ECF No. 20
filed 09/16/22
PageID.1446 Page 8 of 18
1
symptoms were not entirely consistent with the medical evidence and other
2
evidence in the record. AR 22. The ALJ found Plaintiff’s complaints were
3
unsupported by the objective evidence of record and evidence of improvement with
4
pain medications, and inconsistent with Plaintiff’s activities. AR 22–24.
5
Plaintiff argues the ALJ’s rationale is insufficient, as much of the decision
6
was devoted to concurring that Plaintiff has significant supportive evidence of her
7
physical and mental impairments, and that the ALJ failed to specifically identify
8
which of Plaintiff’s subjective complaints were being rejected. ECF No. 15 at 8–9.
9
She further asserts that notations of improvement were not sustained or substantial
10
and that the ALJ failed to identify any activities that actually contradicted Plaintiff’s
11
allegations. Id. at 11–14. Defendant argues the ALJ appropriately considered
12
evidence of unsupportive treatment records, improvement with medication, and
13
Plaintiff’s activities, and that Plaintiff’s alternative interpretation of the records did
14
not render the ALJ’s decision invalid. ECF No. 16 at 3–9.
15
The Court finds the ALJ failed to offer clear and convincing reasons for
16
discounting Plaintiff’s reports. A claimant’s activities may support an adverse
17
credibility finding if the activities contradict her other testimony. Orn v. Astrue, 495
18
F.3d 625, 639 (9th Cir. 2007). However, the ALJ failed to identify any activities
19
that were inconsistent with Plaintiff’s reports. The ALJ noted only that Plaintiff was
20
able to attend church and Bible study and go on vacations. AR 24. The record
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 8
Case 2:20-cv-00385-SMJ
ECF No. 20
filed 09/16/22
PageID.1447 Page 9 of 18
1
contains virtually no evidence of how often Plaintiff attended church, or what kinds
2
of activities she engaged in while there. The record contains evidence of Plaintiff
3
taking a trip to California and having a mental episode while there, AR 1108, and
4
traveling to Mexico in order to have surgery that she was unable to obtain at home,
5
experiencing PTSD triggers while there, and subsequently developing a pulmonary
6
embolism, likely from the airplane travel, AR 92–95, 811, 1029. These records do
7
not demonstrate any inconsistency with Plaintiff’s testimony.
8
Similarly, the isolated notations of Plaintiff improvement with pain
9
medication or being able to better tend to her activities while taking pain medication
10
do not indicate inconsistency with her testimony. The two times in the record the
11
ALJ pointed to where Plaintiff reported her pain medication was helping with
12
increased daily function, Plaintiff still reported significant pain in her knees and all
13
over her body, triggering further referrals to orthopedists and rheumatologists to
14
address her pain. AR 355–58. She reported being able to sporadically engage in
15
activities around the house to some extent, requiring breaks and assistance from her
16
caregiver, but never claimed to be completely incapacitated. AR 91–92, 100–01,
17
528. Improvement in symptoms does not mean elimination of symptoms.
18
The only other rationale offered by the ALJ was the lack of support from the
19
objective physical and mental evidence. An ALJ may cite inconsistencies between
20
a claimant’s testimony and the objective medical evidence in discounting the
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 9
Case 2:20-cv-00385-SMJ
ECF No. 20
filed 09/16/22
PageID.1448 Page 10 of 18
1
claimant’s symptom statements. Bray v. Comm’r of Soc. Sec. Admin., 554 F.3d
2
1219, 1227 (9th Cir. 2009). But this cannot be the only reason provided by the ALJ.
3
See Lester, 81 F.3d at 834 (the ALJ may not discredit the claimant’s testimony as
4
to subjective symptoms merely because they are unsupported by objective
5
evidence). The Court also notes that the ALJ did not clearly identify what testimony
6
was found to be unreliable. “To ensure that our review of the ALJ’s credibility
7
determination is meaningful, and that the claimant’s testimony is not rejected
8
arbitrarily, we require the ALJ to specify which testimony she finds not credible,
9
and then provide clear and convincing reasons, supported by evidence in the record,
10
to support that credibility determination.” Brown-Hunter v. Colvin, 806 F.3d 487,
11
489 (9th Cir. 2015).
12
On remand, the ALJ shall reconsider Plaintiff’s subjective testimony and
13
specify which testimony she finds not credible and provide clear and convincing
14
reasons for this determination.
15
B.
16
17
Dr. Patrick Metoyer
Plaintiff argues the ALJ erred in evaluating the medical opinion from
consultative examiner Dr. Patrick Metoyer. ECF No. 15 at 15–20.
18
For claims filed on or after March 27, 2017, new regulations apply that
19
change the framework for how an ALJ must weigh medical opinion evidence.
20
Revisions to Rules Regarding the Evaluation of Medical Evidence, 2017 WL
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 10
Case 2:20-cv-00385-SMJ
ECF No. 20
filed 09/16/22
PageID.1449 Page 11 of 18
1
168819, 82 Fed. Reg. 5844 (Jan. 18, 2017); 20 C.F.R. § 416.920c. The new
2
regulations provide the ALJ will no longer give any specific evidentiary weight to
3
medical opinions or prior administrative medical findings, including those from
4
treating medical sources. 20 C.F.R. § 416.920c(a). Instead, the ALJ will consider
5
the persuasiveness of each medical opinion and prior administrative medical
6
finding, regardless of whether the medical source is an Acceptable Medical Source.
7
20 C.F.R. § 416.920c(c). The ALJ is required to consider multiple factors, including
8
supportability, consistency, the source’s relationship with the claimant, any
9
specialization of the source, and other factors (such as the source’s familiarity with
10
other evidence in the file or an understanding of Social Security’s disability
11
program). Id. The regulations make clear that the supportability and consistency of
12
the opinion are the most important factors, and the ALJ must articulate how they
13
considered those factors in determining the persuasiveness of each medical opinion
14
or prior administrative medical finding. 20 C.F.R. § 416.920c(b). The ALJ may
15
explain how they considered the other factors, but is not required to do so, except
16
in cases where two or more opinions are equally well-supported and consistent with
17
the record. Id.
18
Supportability and consistency are further explained in the regulations:
19
(1) Supportability. The more relevant the objective medical
evidence and supporting explanations presented by a medical
source are to support his or her medical opinion(s) or prior
20
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 11
Case 2:20-cv-00385-SMJ
1
2
3
4
5
ECF No. 20
filed 09/16/22
PageID.1450 Page 12 of 18
administrative medical finding(s), the more persuasive the
medical opinions or prior administrative medical finding(s) will
be.
(2) Consistency. The more consistent a medical opinion(s) or
prior administrative medical finding(s) is with the evidence
from other medical sources and nonmedical sources in the
claim, the more persuasive the medical opinion(s) or prior
administrative medical finding(s) will be.
6
20 C.F.R. § 416.920c(c). The Ninth Circuit has additionally held that the new
7
regulatory framework displaces the longstanding case law requiring an ALJ to
8
provide “specific and legitimate” or “clear and convincing” reasons for rejecting a
9
treating or examining doctor’s opinion. Woods v. Kijakazi, 32 F.4th 785 (9th Cir.
10
2022).
11
Plaintiff attended a consultative psychological exam with Dr. Patrick
12
Metoyer in August 2018. AR 525–29. Dr. Metoyer diagnosed Plaintiff with PTSD,
13
panic disorder, obsessive compulsive disorder, and major depressive disorder.
14
AR 528. He opined that Plaintiff was moderately impaired in interacting with
15
coworkers and the public, in maintaining regular attendance in the workplace, and
16
in completing a normal workday or work week without interruption from
17
psychological symptoms. AR 529. He further opined that she would be markedly
18
impaired in dealing with the usual stress encountered in the workplace if it involved
19
persistent activity, complex tasks, task pressure, or interacting with other
20
individuals. Id.
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 12
Case 2:20-cv-00385-SMJ
ECF No. 20
filed 09/16/22
PageID.1451 Page 13 of 18
1
The ALJ found this opinion to be somewhat persuasive, noting Dr. Metoyer
2
supported his findings and that the opinion was based on a consultative exam with
3
the claimant. AR 26. However, the ALJ found some of the assessed limitations were
4
not persuasive as they were inconsistent with evidence that indicated normal
5
psychological findings and lesser limitations. AR 27.
6
Plaintiff argues the ALJ selectively cited the record, asserting that the record
7
shows she had persistent abnormal psychological exams and that the ALJ’s
8
examples are not representative of the record as a whole. ECF No. 15 at 18–19. She
9
further asserts that the ALJ’s examples of Plaintiff being pleasant and cooperative
10
are not inconsistent with Dr. Metoyer’s finding that she would have problems
11
dealing with stress in the workplace. Id. at 20. Defendant argues the ALJ reasonably
12
found parts of Dr. Metoyer’s opinion to be inconsistent with the treatment records
13
showing normal findings, and Plaintiff’s alternative interpretation of the record did
14
not render the ALJ’s interpretation unreasonable. ECF No. 16 at 13–14.
15
The Court finds the ALJ’s discussion is not supported by substantial
16
evidence. It is not clear to the Court that notations of Plaintiff being pleasant,
17
cooperative, or calm at medical appointments are inconsistent with Dr. Metoyer’s
18
opinion that she would have marked limitations in dealing with stress in the
19
workplace. The record shows multiple instances of Plaintiff’s reporting worsening
20
mental health symptoms when faced with stressors such as interacting with her
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 13
Case 2:20-cv-00385-SMJ
ECF No. 20
filed 09/16/22
PageID.1452 Page 14 of 18
1
daughter, maintaining her relationship with her significant other, and dealing with
2
finances or grief. AR 497–98, 593–94, 639, 653, 665, 907, 1008, 1029, 1038–40,
3
1045, 1052, 1081, 1146–47. With respect to the ALJ’s citations regarding normal
4
psychological findings, the ALJ only referenced a visit for a headache and some of
5
Plaintiff’s suboxone treatment for chronic pain and opioid dependence weening.
6
AR 570, 1236, 1240, 1244, 1268, 1273. The ALJ omitted the suboxone treatment
7
records in the same exhibit where Plaintiff presented with anxiety on exam,
8
AR 1248, 1252, 1256, 1260, and other treatment records showing anxious and
9
depressed mood, tearfulness, and reports of nightmares and irritability, AR 451,
10
623, 639, 653, 659–61, 665, 673, 692, 905, 1008, 1024, 1029, 1055, 1061–63, 1073,
11
1084–86, 1098, 1108, 1112, 1122, 1146, 1297.
On remand, the ALJ shall reconsider the persuasiveness of Dr. Metoyer’s
12
13
opinion.
14
C.
Step Five
15
Plaintiff argues the ALJ’s step five findings are not supported by substantial
16
evidence, as one job conflicted with the RFC and the other does not exist in
17
significant numbers in the national economy. ECF No. 15 at 4–7. Defendant does
18
not dispute Plaintiff’s assertion that the document preparer job conflicted with the
19
RFC but maintains the ALJ’s findings regarding the final assembler position were
20
sufficient to meet the step-five burden. ECF No. 16 at 14–17.
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 14
Case 2:20-cv-00385-SMJ
ECF No. 20
filed 09/16/22
PageID.1453 Page 15 of 18
1
Upon questioning from the ALJ at the hearing, the vocational expert (VE)
2
identified three jobs that he found to be consistent with the hypothetical posed by
3
the ALJ: document preparer, final assembler, and addresser and provided
4
information about the jobs and their existence in the national economy. AR 109–
5
10. In response to questioning from Plaintiff’s representative, the VE testified that
6
he derived the job numbers broadly from the Bureau of Labor and Statistics and that
7
he used the program Job Browser Pro to get specific numbers for each individual
8
job title. AR 112–13.
9
Six days after the hearing, Plaintiff’s representative submitted a
10
memorandum to the ALJ challenging the VE’s numbers, using data from Job
11
Browser Pro. AR 329–38. The representative argued that the Job Browser Pro
12
software actually generated job numbers that were substantially lower than what the
13
VE testified to. Id. In her decision, the ALJ adopted the vocational expert’s
14
testimony without acknowledging the rebuttal evidence submitted by the
15
representative. AR 28.
16
Plaintiff argues the decision is not supported, as the Job Browser Pro numbers
17
were significantly different than the VE’s testimony despite the VE testifying he
18
relied on Job Browser Pro. ECF No. 15 at 7. Defendant argues the VE’s evidence
19
constitutes substantial evidence and argues that lay interpretations of data are
20
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 15
Case 2:20-cv-00385-SMJ
ECF No. 20
filed 09/16/22
PageID.1454 Page 16 of 18
1
insufficient to preclude the ALJ from relying on the VE’s testimony. ECF No. 16
2
at 16–17.
3
The Court finds the ALJ erred. Once a claimant has established that they
4
suffer from a severe impairment that prevents them from doing any work they have
5
done in the past, the claimant has made a prima facie showing of disability. At this
6
point the burden shifts to the Commissioner to show that the claimant can perform
7
some other work that exists in “significant numbers” in the national economy,
8
taking into consideration the claimant’s residual functional capacity, age, education,
9
and work experience. Tackett v. Apfel, 180 F.3d 1094, 1100 (9th Cir. 1999).
10
“An ALJ may take administrative notice of any reliable job information,
11
including information provided by a VE.” Bayliss v. Barnhart, 427 F.3d 1211, 1218
12
(9th 2005). “A VE’s recognized expertise provides the necessary foundation for his
13
or her testimony.” Id. However, the Ninth Circuit has held that where there is a vast
14
discrepancy between the VE’s numbers testimony and evidence submitted by a
15
claimant, presumably from the same source, the inconsistency must be addressed
16
by the ALJ. Buck v. Berryhill, 869 F.3d 1040, 1052 (9th Cir. 2017). Unlike in Shaibi
17
v. Berryhill, 883 F.3d 1102 (9th Cir. 2017) and the unpublished case cited by
18
Defendant, Kemlingson v. Saul, 800 F. App’x 531 (9th Cir. 2020), Plaintiff here
19
submitted her rebuttal evidence to the ALJ prior to the decision being rendered, and
20
she reiterated her arguments before the Appeals Council. AR 329–42. Because the
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 16
Case 2:20-cv-00385-SMJ
ECF No. 20
filed 09/16/22
PageID.1455 Page 17 of 18
1
job numbers evidence submitted by Plaintiff indicates the final assembler position
2
does not exist in significant numbers, this claim must be remanded for further
3
proceedings. On remand, the ALJ shall consider the discrepancy, along with any
4
other reliable vocational evidence presented.
CONCLUSION
5
6
Plaintiff argues the ALJ’s decision should be reversed and remanded for the
7
payment of benefits. The Court has the discretion to remand the case for additional
8
evidence and findings or to award benefits. Smolen v. Chater, 80 F.3d 1273, 1292
9
(9th Cir. 1996). The Court may award benefits if the record is fully developed and
10
further administrative proceedings would serve no useful purpose. Id. Remand is
11
appropriate when additional administrative proceedings could remedy defects.
12
Rodriguez v. Bowen, 876 F.2d 759, 763 (9th Cir. 1989). In this case, the Court finds
13
that further development is necessary for a proper determination to be made.
14
The ALJ’s decision is not supported by substantial evidence. On remand, the
15
ALJ shall reevaluate Plaintiff’s subjective statements and the medical and
16
vocational evidence of record, making findings on each of the five steps of the
17
sequential evaluation process, and take into consideration any other evidence or
18
testimony relevant to Plaintiff’s disability claim.
19
//
20
//
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 17
Case 2:20-cv-00385-SMJ
ECF No. 20
1
Accordingly, IT IS ORDERED:
2
1.
2.
Plaintiff’s Motion for Summary Judgment, ECF No. 15, is
Defendant’s Motion for Summary Judgment, ECF No. 16, is
DENIED.
5
6
PageID.1456 Page 18 of 18
GRANTED IN PART.
3
4
filed 09/16/22
3.
The matter is REMANDED to the Commissioner for additional
proceedings consistent with this Order.
7
8
4.
An application for attorney fees may be filed by separate motion.
9
5.
JUDGMENT shall be ENTERED for Plaintiff and the file shall be
10
11
12
13
CLOSED.
IT IS SO ORDERED. The Clerk’s Office is directed to enter this Order and
provide copies to all counsel.
DATED this 16th day of September 2022.
14
15
16
SALVADOR MENDOZA, JR.
United States District Judge
17
18
19
20
ORDER ON PLAINTIFF’S MOTION TO COMPEL – 18
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?