Neal v. Colvin
Filing
17
ORDER denying ECF No. 14 Plaintiff's Motion for Summary Judgment and granting ECF No. 15 Defendant's Motion for Summary Judgment. CASE CLOSED. Signed by Senior Judge Edward F. Shea. (TR, Case Administrator)
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UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF WASHINGTON
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RACHEL MARIE NEAL,
ORDER DENYING PLAINTIFF’S MOTION
FOR SUMMARY JUDGMENT AND GRANTING
DEFENDANT’S MOTION FOR SUMMARY
JUDGMENT
Plaintiff,
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v.
9
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No.: 4:16-CV-5131-EFS
COMMISSIONER OF SOCIAL SECURITY,
11
Defendant.
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Before the Court are cross summary judgment motions. ECF Nos. 14 &
14
15. Plaintiff Rachel Marie Neal appeals a denial of benefits by the
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Administrative Law Judge (ALJ). ECF No. 14. Ms. Neal contends that the
16
ALJ erred because she (1) failed to properly evaluate medical opinion
17
evidence
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(2) inappropriately found Ms. Neal not fully credible; and (3) failed to
19
meet her burden at steps four and five of the disability analysis. ECF
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No. 14. The Commissioner of Social Security (“Commissioner”) asks the
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Court
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performing past relevant work as a receptionist. ECF No. 15. After
23
reviewing
the
24
informed.
For the reasons set forth below, the Court grants Defendant’s
25
Motion for Summary Judgment and denies Plaintiff’s Motion for Summary
26
Judgment.
to
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28
ORDER - 1
from
treating,
affirm
the
record
examining,
ALJ’s
and
decision
relevant
and
reviewing
that
Ms.
authority,
medical
Neal
the
is
Court
sources;
capable
is
of
fully
I.
1
Statement of Facts1
2
Ms. Neal was born in 1985. AR 51. She obtained her Associate’s
3
Degree in 2011. AR 210. Ms. Neal has been diagnosed with congenital
4
fusion of the vertebrae, spondylosis, and degenerative disc disease. See
5
AR 101. In the past, Ms. Neal has treated her back pain with injections,
6
opiate pain medication, muscle relaxers, massage, and physical therapy.
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See, e.g., AR 242. At the time of her application, it appears that Ms.
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Neal was using only ibuprofen to address her pain. AR 73–74. Ms. Neal
9
spends
her
days
caring
for
her
young
son
and
performing
household
10
chores, and she engages in social activities with friends periodically.
11
AR 235–242.
12
Ms. Neal has significant employment history up until her alleged
13
disability onset date. AR 223–234. Just prior to filing this claim, Ms.
14
Neal was working as a receptionist in an orthopedic office, AR 223–224.
15
She had worked in that position for approximately two years, AR 223–224,
16
prior to relocating to a different city, see AR 355. Ms. Neal also
17
reports working as a caretaker and in various retail positions. AR
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223-234.
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II.
20
Procedural History
On November 12, 2013, Ms. Neal protectively applied for disability
21
insurance
22
security income, AR 186-192. Her alleged onset date was July 1, 2013.
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AR 184,
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reconsideration. AR 88–139, 141–144. Ms. Neal filed a written request
benefits,
186.
Ms.
AR
184–185,
Neal’s
and
claims
filed
were
a
claim
denied
for
supplemental
initially
and
upon
25
26
27
1
The facts are only briefly summarized. Detailed facts are contained in the
administrative hearing transcript, the ALJ’s decision, the parties’ briefs,
28
and the underlying records.
ORDER - 2
1
for an administrative hearing, AR 145–146, which was held before ALJ
2
Caroline Siderius on February 23, 2015, AR 34.
On March 30, 2015, the ALJ issued a decision denying Ms. Neal’s
3
4
claims.
5
decision.
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appealing the ALJ’s decision. ECF Nos. 1 & 4. The parties subsequently
7
filed the instant summary judgment motions. ECF Nos. 14 & 15.
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III. Disability Determination
A
9
AR
20–29.
AR
1–4.
The
On
“disability”
Appeals
October
is
Council
6,
defined
denied
2016,
as
Ms.
the
review
Neal
of
filed
“inability
to
the
this
engage
ALJ’s
lawsuit
in
any
10
substantial gainful activity by reason of any medically determinable
11
physical or mental impairment which can be expected to result in death
12
or which has lasted or can be expected to last for a continuous period
13
of
14
1382c(a)(3)(A).
15
evaluation process to determine whether a claimant is disabled.
16
C.F.R. §§ 404.1520, 416.920.
not
less
than
twelve
months.”
The
decision
maker
42
U.S.C.
uses
a
§§ 423(d)(1)(A),
five-step
sequential
20
17
Step one assesses whether the claimant is engaged in substantial
18
gainful activities during the relevant period. If she is, benefits are
19
denied.
20
decision maker proceeds to step two.
21
20
Step
C.F.R.
two
assesses
whether
not,
medically
If
the
24
combination
of
impairments,
25
the
not
have
disability
C.F.R.
the
severe
impairment is severe, the evaluation proceeds to the third step.
does
20
a
is
416.920(c).
claimant
impairments.
has
she
23
28
of
claimant
If
impairment
27
combination
the
416.920(b).
22
26
or
§§ 404.1520(b),
a
severe
claim
is
§§ 404.1520(c),
impairment
denied.
If
or
the
Step three compares the claimant’s impairment with a number of
listed impairments acknowledged by the Commissioner to be so severe as
to preclude substantial gainful activity.
ORDER - 3
20 C.F.R. §§ 404 Subpt. P
1
App. 1, 404.1520(d), 404.1525, 404.1526, 416.920(d), 416.925, 416.926.
2
If the impairment meets or equals one of the listed impairments, the
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claimant is conclusively presumed to be disabled. If the impairment does
4
not meet or equal one of the listed impairments, the evaluation proceeds
5
to the fourth step.
Step four assesses whether the impairment prevents the claimant
6
7
from
performing
work
she
has
8
determining the claimant’s residual functional capacity (RFC). 20 C.F.R.
9
§§ 404.1520(e),
416.920(e).
performed
If
the
in
claimant
the
is
past.
able
This
to
includes
perform
her
10
previous work, she is not disabled. If the claimant cannot perform this
11
work, the evaluation proceeds to the fifth step.
12
Step
five,
during
in
this
view
claimant
of
sequential
her
can
see Bowen v. Yuckert, 482 U.S. 137 (1987).
shifts
economy
the
15
proof
national
whether
education, and work experience. 20 C.F.R. §§ 404.1520(g), 416.920(g);
of
the
assesses
14
burden
in
step,
perform
The
work
final
13
16
other
the
age,
disability
17
analysis. The claimant has the initial burden of establishing a prima
18
facie case of entitlement to disability benefits. Rhinehart v. Finch,
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438 F.2d 920, 921 (9th Cir. 1971). The claimant meets this burden if she
20
establishes
21
engaging in her previous occupation. The burden then shifts to the
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Commissioner to show that (1) the claimant can perform other substantial
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gainful activity, and (2) a “significant number of jobs exist in the
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national economy” which the claimant can perform. Kail v. Heckler, 722
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F.2d 1496, 1498 (9th Cir. 1984). A claimant is disabled only if her
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impairments are of such severity that she is not only unable to do her
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previous
that
work
but
a
physical
cannot,
or
mental
considering
impairment
her
age,
prevents
education,
her
and
from
work
experiences, engage in any other substantial gainful work that exists in
ORDER - 4
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sufficient quantity in the national economy.
2
42 U.S.C. §§ 423(d)(2)(A),
1382c(a)(3)(B).
In this case, the ALJ determined that Ms. Neal was not disabled.
3
4
At
5
substantial
6
date. AR 22. At step two, the ALJ found that Ms. Neal has the severe
7
impairment of degenerate disc disease of the cervical and lumbar spine.
8
AR 22–23. At step three, the ALJ found that Ms. Neal’s impairments did
9
not meet or medically equal the severity of any listed impairments. AR
10
step
one,
the
gainful
ALJ
determined
activity
that
Ms.
Neal
had
following
her
alleged
not
engaged
disability
in
onset
23. At step four, the ALJ found:
[T]he claimant has the residual functional capacity to
perform light work as defined in 20 CFR 404.1567(b) and
416.967(b) except she can lift twenty pounds occasionally,
ten pounds frequently; she can perform no work that
requires stretching arms out in any direction to lift more
than five pounds or push and/or pull with upper extremities
more than five pounds. She can sit for up to six hours in
an eight-hour workday, but for no more than two hours at
one time; stand or walk for up to four hours in an eighthour workday, but for one hour at a time. She can
occasionally squat, kneel, climb ramps and stairs, but
never crawl or climb ladders, rope or scaffolds and no work
at unprotected heights or operation of heavy machinery or
equipment. She should avoid constant turning of the neck in
all directions and jobs that require holding the head in a
flexed position for more than thirty minutes at a time.
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12
13
14
15
16
17
18
19
20
AR 23–24. This finding was based in part on the ALJ’s determination that
21
Ms. Neal’s statements regarding the severity of her symptoms were “not
22
entirely credible.” AR 25. Based on this assessment, the ALJ concluded
23
that Ms. Neal could perform past relevant work as a receptionist. AR
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28-29. Accordingly, the ALJ concluded at step four that Ms. Neal is not
25
disabled. AR 29.
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IV.
Standard of Review
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On review, the Court considers the record as a whole, not just the
28
evidence supporting the ALJ’s decision. Weetman v. Sullivan, 877 F.2d
ORDER - 5
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20, 22 (9th Cir. 1989) (quoting Kornock v. Harris, 648 F.2d 525, 526
2
(9th Cir. 1980)). The Court upholds the ALJ’s determination that the
3
claimant is not disabled if the ALJ applied the proper legal standards
4
and there is substantial evidence in the record as a whole to support
5
the decision. Delgado v. Heckler, 722 F.2d 570, 572 (9th Cir. 1983)
6
(citing 42 U.S.C. § 405(g)); Brawner v. Sec’y of Health & Human Servs.,
7
839 F.2d 432, 433 (9th Cir. 1987). Substantial evidence is more than a
8
mere scintilla, Sorenson v. Weinberger, 514 F.2d 1112, 1119 n.10 (9th
9
Cir. 1975), but less than a preponderance, McAllister v. Sullivan, 888
10
F.2d 599, 601-02 (9th Cir. 1989); Desrosiers v. Sec’y of Health & Human
11
Servs., 846 F.2d 573, 576 (9th Cir. 1988). “It means such relevant
12
evidence as a reasonable mind might accept as adequate to support a
13
conclusion.” Richardson v. Perales, 402 U.S. 389, 401 (1971) (citations
14
omitted). “[S]uch inferences and conclusions as the [ALJ] may reasonably
15
draw from the evidence” will also be upheld. Mark v. Celebrezze, 348
16
F.2d 289, 293 (9th Cir. 1965). If the evidence supports more than one
17
rational
18
decision. Allen v. Heckler, 749 F.2d 577, 579 (9th Cir. 1984).
19
20
21
22
V.
interpretation,
a
reviewing
court
must
uphold
the
ALJ’s
Analysis
The Court addresses each of Ms. Neal’s challenges to the ALJ’s
decision in turn.
A.
Evaluation of Medical Opinion Evidence
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“In disability benefits cases . . . physicians may render medical,
24
clinical opinions, or they may render opinions on the ultimate issue of
25
disability — the claimant’s ability to perform work.” Garrison v. Colvin,
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759 F.3d 995, 1012 (9th Cir. 2014) (alteration in original). There are
27
three types of physicians: treating physicians, examining physicians, and
28
non-examining physicians. Lester v. Chater, 81 F.3d 821, 830 (9th Cir.
ORDER - 6
1
1995). The ALJ must provide “clear and convincing” reasons for rejecting
2
an
3
without
4
“substantial
5
substantial evidence requirement by setting out a detailed and thorough
6
summary
7
interpretation thereof, and making findings.” Garrison, 759 F.3d at 1012
8
(internal quotation marks omitted).
examining
physician’s
providing
of
“specific
evidence”
the
facts
1.
9
opinions
in
and
the
and
and
may
not
legitimate
record.
conflicting
Id.
reject
such
reasons”
“An
clinical
ALJ
opinions
supported
can
evidence,
satisfy
stating
by
the
his
Dr. Sahota and Physical Therapist Randy Bruce
10
Ms. Neal argues that the ALJ improperly rejected the opinions of
11
treating physician, Dr. Sahota, and physical therapist, Randy Bruce. Mr.
12
Bruce
13
approved
14
limitations reflected in the statement were not supported by the record.
15
Ms. Neal argues that this was inappropriate because Dr. Sahota’s findings
16
were entitled to deference as findings of a treating physician, Mr.
17
Bruce’s opinions were also entitled to consideration, and the findings
18
were not contradictory to other medical evidence in the record.
completed
and
a
Medical
signed
by
Source
Dr.
Statement,
Sahota.
The
ALJ
and
that
found
that
statement
some
of
was
the
As an initial matter, under the Social Security regulations, “only
19
20
licensed
21
considered acceptable medical sources.” Molina v. Astrue, 674 F.3d 1104,
22
1111 (9th Cir. 2012) (internal quotes omitted). Physical therapists are
23
not “acceptable medical sources,” and their opinions are not entitled to
24
the
25
§ 404.1513(a), (d); see also Huff v. Astrue, 275 F. App’x 713, 716 (9th
26
Cir. 2008) (explaining that the “ALJ was entitled to give the physical
27
28
physicians
same
therapist’s
deference
opinion
and
as
less
certain
other
acceptable
weight”
when
qualified
medical
the
specialists
sources.
opinion
20
are
C.F.R.
“contradicted
the
findings of other acceptable medical sources in the record, and the ALJ
ORDER - 7
1
properly relied on the acceptable medical sources”). Still, the opinions
2
of “other sources” such as physical therapists may be used to “show the
3
severity
4
claimant’s] ability to work,” 20 C.F.R. § 404.1513(d), and, in this
5
case,
6
acceptable medical source.
of
the
[the
claimant’s]
report
prepared
impairment(s)
by
Mr.
Bruce
and
was
how
also
it
affects
approved
[the
by
an
7
The ALJ assigned “some weight” to opinions in the report prepared
8
by Mr. Bruce and signed by Dr. Sahota because “much of their opinion is
9
generally consistent with the objective medical evidence.” AR 27. The
10
ALJ
found,
however,
that
“the
opinion
regarding
missed
days
and
11
limitations for focus and concentration are not supported by treating
12
source findings that described the claimant as stable or with only mild
13
symptoms.” AR 27. The ALJ also found that the weight of the opinion was
14
lessened due to the fact that Ms. Neal “has not undergone any consistent
15
treatment with no treatment for more than two years and no consistent
16
pain treatment.” AR 27. The ALJ concluded that “most of the restrictions
17
prescribed by Mr. Bruce and Dr. Sahota have been incorporated by the
18
undersigned into the residual functional capacity assessment in this
19
decision.” AR 27.
20
The Court finds that the ALJ did not err in rejecting the findings
21
as to missed days and limitations on focus and concentration in the
22
statement prepared by Mr. Bruce, an “other source,” and approved by Dr.
23
Sahota, a treating source. The ALJ appropriately explained that she was
24
rejecting
25
treating source records and the fact that Ms. Neal had not undergone
26
treatment
27
28
those
for
findings
over
two
because
years
and
they
used
were
only
inconsistent
both
over-the-counter
with
pain
medication to alleviate her symptoms. See AR 27. The ALJ noted that
treating records of Dr. Sahota himself described Ms. Neal’s condition as
ORDER - 8
1
“stable”
and
a
treating
record
from
Dr.
Wahl
described
Ms.
Neal’s
2
symptoms as mild. See AR 26–27. The ALJ did not err by giving more
3
weight to opinions from acceptable medical sources than to the statement
4
prepared by Mr. Bruce and approved by Dr. Sahota. In addition, the ALJ
5
did not reject the statement or even assign the opinion “little weight,”
6
and instead gave the opinion “some weight” and accepted most of the
7
findings in the statement because they were supported by the record.
8
Ms. Neal also argues that the limitations suggested by Mr. Bruce
9
and Dr. Sahota were not contradicted by the record and were confirmed by
10
the medical examiner, Dr. Thompson. This argument is not supported by
11
the record. While Dr. Thompson did not expressly disagree with the
12
limitations proposed by Mr. Bruce and Dr. Sahota, his findings differed
13
from
14
follows:
15
16
17
18
19
20
21
22
23
24
25
their
findings.
The
exchange
proceeded,
in
relevant
part,
Dr. Thompson: The RFC of Exhibit
10F, I believe, is what
counsel is referring to, and the opinion of the examining
doctors is considered. My job is not to disagree, and I don’t
necessarily disagree. However, I have to offer an RFC based on
strictly the objective musculoskeletal evidence in the written
record. That’s my charge. Consequently I have a somewhat more
— somewhat less restrictive RFC.
AR 42.
Claimant’s Attorney: [T]he attending sources have said that
she would be limited to seldom, meaning only up to about 10
percent of the time, of twisting the torso, or twisting the
neck, and that she should avoid maintaining a flexed neck
posture, and maintaining a forward bent posture, such as
trying to reach over a conveyor belt, something like that.
Would you concur with those restrictions?
Dr. Thompson: Yes, I would.
***
26
27
28
Claimant’s Attorney: The attending physician also opined that
she is probably going to have episodic flare ups of symptoms
that absenteeism is likely to exceed two to three days per
ORDER - 9
as
5
month. Would you have any reason to disagree with that
observation?
Dr. Thompson: I do not have reason to disagree. Obviously my
role here is not to — not so much to make that estimate,
because I think that those kind of estimates, unless there’s
absolute evidence, is beyond the scope of what my roles [sic]
is.
6
AR 44–45. After this line of questioning, the ALJ asked Dr. Thompson to
7
clarify:
1
2
3
4
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
ALJ: I just want to clarify one of the limitations, doctor,
with her arms and the position of her head and her neck. Could
you just give me an idea of what kind of limitations she would
need in an eight hour day?
***
Dr. Thompson: So consequently a prolonged positioning in a
head down position really would be avoided. And it is indeed
time limited. People can do it for a period of time, and then
there has to be breaks or change positions [sic], or lie down
sometimes.
***
ALJ: It sounds like you would recommend limiting the movement
of the head. You don’t want a job where you’re having to look
up, look down, look sideways constantly. It sounds like this
is a person who would need to remain pretty much upright, and
without doing a lot of heavy lifting in any direction, or
really even light lifting in any direction.
Dr. Thompson: That’s my belief, your honor.
AR 46–48 (“sic” in original). Claimant’s attorney then followed up with
additional questions:
23
24
25
26
27
28
Claimant’s Attorney: Doctor I think you were saying that even
if we’ve got an upright position, or we’ve got the table in
the right place, because they’re trying to do something with
their hands, and if that job then requires them to look down
to do that, it’[s] that flexion of the neck that, with her
degenerative condition, she probably wouldn’t tolerate that
more than on a seldom basis, meaning about 10 percent of the
day? Is that fair?
ORDER - 10
1
2
3
Dr. Thompson: It’s very hard to make a number, but it would
certainly be limited. And it would probably not really meet
the definition of occasional, which is a third of a day. Would
doubt that.
4
AR 49. This exchange demonstrates that Dr. Thompson did not expressly
5
agree with the findings of Dr. Sahota and Mr. Bruce as to Ms. Neal’s
6
absenteeism or as to the finding that Ms. Neal’s flexion of the neck
7
would be limited to seldom. While Dr. Thompson also did not expressly
8
disagree with the statement findings, he did note that he would not
9
assign a number to Ms. Neal’s ability to perform certain activities and
10
found that assigning a number as to absenteeism was beyond the scope of
11
his responsibilities as a medical expert. Accordingly, the ALJ reasonably
12
found that the statement prepared by Mr. Bruce and signed by Dr. Sahota
13
was not fully supported by Dr. Thompson.
14
Thus, because the ALJ noted contradictory evidence in the record
15
and Dr. Thompson’s testimony did not fully support the findings of Dr.
16
Sahota and Mr. Bruce, the ALJ was justified in rejecting portions of the
17
statement that she found to be unsupported by the record.
18
19
20
21
22
23
24
2.
Dr. Thompson
Ms. Neal contends that the ALJ failed to properly consider the
opinion of the medical examiner, Dr. Thompson, because the ALJ’s RFC did
not reflect all limitations found by Dr. Thompson, and the ALJ did not
provide
an
explanation
for
rejecting
Dr.
Thompson’s
opinion.
This
argument is not supported by the transcript of the hearing.
As reflected in the exchange above, Dr. Thompson did not find, as
25
Ms. Neal asserts, that Ms. Neal should be limited to seldom twisting her
26
torso and neck or that Ms. Neal would need to avoid any forward flexion
27
of the low back. Dr. Thompson stated that he agreed with the findings of
28
Dr. Sahota and Mr. Bruce that Ms. Neal could conduct these activities
ORDER - 11
1
only on a seldom basis “or something like that.” AR 44. Dr. Thompson
2
later clarified that Ms. Neal’s ability to perform these tasks would be
3
“limited,” but declined to assign a particular number to how often Ms.
4
Neal could do such tasks. AR 49. In addition, in response to the ALJ’s
5
questioning, Dr. Thompson stated that Ms. Neal’s ability to look down
6
and flex the neck is time limited. AR 46. The ALJ’s RFC finding that Ms.
7
Neal cannot turn her head constantly and cannot hold her head in a
8
flexed position for more than 30 minutes is a reasonable interpretation
9
of Dr. Thompson’s statements.
10
In addition, Dr. Thompson stated that he had no reason to disagree
11
with the finding of Dr. Sahota and Mr. Bruce regarding absenteeism, but
12
rather than agreeing with that finding, Dr. Thompson stated that such a
13
finding
14
expert.
15
recommendation when she declined to include absenteeism in the RFC.
16
17
was
beyond
the
Accordingly,
The
Court
scope
the
therefore
of
ALJ
holds
his
did
responsibilities
not
that
the
contradict
ALJ
did
as
Dr.
not
a
medical
Thompson’s
reject
Dr.
Thompson’s findings.
18
B.
Credibility Determination
19
Ms. Neal argues that the ALJ improperly found that she was not
20
fully credible based on cherry-picking evidence from the record and a
21
flawed finding that Claimant’s daily activities were inconsistent with
22
her symptom testimony.
23
A
two-step
analysis
is
used
by
the
ALJ
to
assess
whether
a
24
claimant’s testimony regarding subjective pain or symptoms is credible.
25
Garrison, 759 F.3d at 1014. Step one requires the ALJ to determine
26
whether
27
impairment, which could reasonably be expected to produce some degree of
28
the pain or other symptoms alleged. Lingenfelter v. Astrue, 504 F.3d
ORDER - 12
the
claimant
presented
objective
medical
evidence
of
an
1
1028, 1035–36 (9th Cir. 2007); Smolen v. Chater, 80 F.3d 1273, 1282 (9th
2
Cir. 1996). Objective medical evidence of the pain or fatigue, or the
3
severity thereof, need not be provided by the claimant. Garrison, 759
4
F.3d at 1014.
5
If the claimant satisfies the first step of this analysis, and
6
there is no evidence of malingering, the ALJ must accept the claimant’s
7
testimony about the severity of her symptoms unless the ALJ provides
8
specific, clear, and convincing reasons for rejecting the claimant’s
9
symptom-severity testimony. Id. An ALJ is not “required to believe every
10
allegation of disabling pain” or other non-exertional impairment. Orn v.
11
Astrue, 495 F.3d 625, 635 (9th Cir. 2007). To discredit a claimant’s
12
testimony after finding that a medical impairment exists, however, “the
13
ALJ
14
(internal quotation marks omitted). “Factors that an ALJ may consider in
15
weighing a claimant’s credibility include reputation for truthfulness,
16
inconsistencies in testimony or between testimony and conduct, daily
17
activities, and unexplained, or inadequately explained, failure to seek
18
treatment or follow a prescribed course of treatment.” Id. at 636.
must
provide
the
22
intensity, persistence and limiting effects of these symptoms are not
23
entirely credible . . . .” AR 25. The ALJ explained that “[s]upport for
24
this conclusion has been derived from the objective medical evidence,
25
the lack of treating medical opinion during the relevant period, as well
26
as the opinions of the independent medical expert at the hearing and the
however,
the
claimant’s
be
Neal’s
Id.
alleged
reasonably
Ms.
disbelief.”
21
symptoms;
that
the
determinable
could
found
for
20
impairment
ALJ
reasons
In
28
case,
cogent
19
27
this
specific,
expected
statements
to
“medically
cause
the
concerning
the
opinions of non-examining state agency medical consultants who had the
opportunity to evaluate the documentary evidence of record.” AR 25.
ORDER - 13
1
The ALJ noted: “[Ms. Neal] has not been referred to a chronic pain
2
management facility or undergone treatment for pain; she has undergone
3
generally
4
treatment,
5
evaluating
6
objective findings during the examinations.” AR 25. These findings are
7
supported by the record, and the Court holds that it was appropriate for
8
the ALJ to consider these inconsistencies between Ms. Neal’s conduct and
9
her testimony.
conservative
has
medical
After
10
been
treatment
sporadic
sources
describing
the
with
and
have
inconsistent
noted
medical
over-the-counter
no
more
evidence
in
and
than
the
Ibuprofen;
treating
mild
or
record,
and
stable
the
ALJ
11
further explained that Ms. Neal’s “allegation of total disability is not
12
reflective of the objective medical evidence.” AR 28. The ALJ reasoned
13
that “the level of activity reported by the claimant is inconsistent
14
with
15
caring for, playing with, and lifting her young son; spending time on
16
the computer and time with friends; being able to walk a half mile;
17
doing
18
driving a car; going shopping; paying bills and managing money; doing
19
crafts; and participating in game nights. AR 28. The ALJ also noted that
20
“the claimant acknowledged that she stopped working after the birth of
21
her son and her husband finding a better job so she could stay at home
22
with her son.” AR 28.
her
allegation
dishes,
of
laundry,
total
disability”
vacuuming,
because
sweeping,
Ms.
mopping,
Neal
reported
cooking
meals;
23
Although the Ninth Circuit has held that “impairments that would
24
unquestionably preclude work and all of the pressures of a workplace
25
environment will often be consistent with doing more than merely resting
26
in bed all day,” Garrison, 759 F.3d at 1016, the Court holds that the
27
28
ALJ appropriately considered the types of activities performed by Ms.
Neal and whether those activities were consistent with the level of
ORDER - 14
1
disability claimed. See Fair v. Bowen, 885 F.2d 597, 603 (9th Cir.
2
1989). The Court holds that the ALJ’s finding that Ms. Neal’s reported
3
activities include activities that are consistent with light work is
4
reasonable and supported by substantial evidence in the record.
5
The ALJ provided specific, clear, and convincing reasons for not
6
fully crediting Ms. Neal’s testimony as to symptom severity. The ALJ,
7
therefore, did not err in finding Ms. Neal’s testimony not entirely
8
credible
9
Neal’s daily activities, Ms. Neal’s failure to pursue treatment, and
10
other evidence in the record such as Ms. Neal’s statement that her
11
decision not to work was based on factors other than disability.
12
based
C.
on
inconsistencies
with
the
objective
evidence,
Ms.
Step Four and Step Five Findings
13
Ms. Neal argues that the ALJ failed to meet her burden at steps
14
four and five of the disability inquiry. Ms. Neal argues that the ALJ
15
erred at step four by failing to include restrictions suggested by Dr.
16
Thompson, Dr. Sahota, and Mr. Bruce. Ms. Neal argues that the ALJ was
17
required to advance to step 5 and that the ALJ failed to meet her burden
18
at step five because the hypothetical she posed to the vocational expert
19
did not fully capture Ms. Neal’s limitations.
20
“If an ALJ finds a severe impairment at step two, that impairment
21
must be considered in the remaining steps of the sequential analysis.”
22
Bray v. Comm’r of Soc. Sec. Admin., 554 F.3d 1219, 1228 (9th Cir. 2009).
23
If the hypothetical posed to the vocational expert “does not reflect all
24
the claimant’s limitations, we have held that the expert’s testimony has
25
no evidentiary value to support a finding that the claimant can perform
26
jobs in the national economy.” DeLorme v. Sullivan, 924 F.2d 841, 850
27
(9th Cir. 1991). The hypothetical should be “accurate, detailed, and
28
supported by the medical record.” Osenbrock v. Apfel, 240 F.3d 1157, 1165
ORDER - 15
1
(9th Cir. 2001) (quoting Tackett v. Apfel, 180 F.3d 1094, 1101 (9th Cir.
2
1999)). It is, however, “proper for an ALJ to limit a hypothetical to
3
those
4
record.” Id.
impairments
The
5
Court
that
has
are
held
supported
that
the
by
substantial
ALJ
did
not
evidence
fail
in
to
the
include
6
restrictions suggested by Dr. Thompson, reasonably declined to fully
7
credit Ms. Neal’s testimony, and reasonably rejected portions of the
8
statement prepared by Mr. Bruce and approved by Dr. Sahota. Based on
9
these determinations, the Court now holds that the hypothetical the ALJ
10
posed
to
11
limitations supported by the record in this matter. Based on the opinion
12
of the vocational expert, the ALJ appropriately concluded that Ms. Neal
13
could perform past relevant work as a receptionist. Thus, Ms. Neal does
14
not
15
regulations, and the ALJ was not required to advance to step five.
16
VI.
meet
the
vocational
the
definition
expert
of
was
a
reasonable
disabled
under
the
reflection
Social
of
the
Security
Conclusion
17
For the reasons outlined above, the Court finds that the ALJ’s
18
finding of nondisability is both reasonable and supported by substantial
19
evidence in the record. The Court therefore denies Plaintiff’s Motion
20
for Summary Judgment and grants Defendant’s Motion for Summary Judgment.
21
Accordingly, IT IS HEREBY ORDERED:
22
1.
2.
25
26
Neal’s
Motion
for
Summary
Judgment,
ECF
No.
14,
is
DENIED.
23
24
Ms.
The Commissioner’s Motion for Summary Judgment, ECF No. 15,
is GRANTED.
3.
The Clerk’s Office is to enter Judgment in favor of the
27
Commissioner.
28
4.
ORDER - 16
The case shall be CLOSED.
1
2
3
IT IS SO ORDERED.
The Clerk’s Office is directed to enter this
Order and provide copies to counsel and ALJ Caroline Siderius.
DATED this 14th
day of August 2017.
4
5
___s/Edward F. Shea__
EDWARD F. SHEA
Senior United States District Judge
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
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24
25
26
27
28
Q:\EFS\Civil\2016\5131.Neal.ord.deny.smj.ss.lc02.docx
ORDER - 17
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