LaRoche v. Billbe, et al
Filing
83
ORDER by Judge Thomas S. Zilly Granting Defendants' 47 Motion for Summary Judgment; Denying Plaintiff's 67 Cross Motion for Summary Judgment; Striking Plaintiff's 69 Motion to Avoid Lien ; Striking Attorney Brian J. Waid's 76 Motion for Leave to Submit Surreply; Striking Defendants' 78 Motion in Limine; Plaintiff's remaining legal malpractice claims are DISMISSED with Prejudice. (LMK)
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UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT SEATTLE
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CAROLE LAROCHE,
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Plaintiff,
C13-1913 TSZ
v.
ORDER
TED D. BILLBE, et al.,
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Defendants.
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THIS MATTER comes before the Court on defendants’ motion for summary
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judgment, docket no. 47, and plaintiff’s cross-motion for summary judgment, docket
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no. 67. Having reviewed all papers filed in support of and in opposition to each motion,
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the Court enters the following order.
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Discussion
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Plaintiff Carole LaRoche brings this legal malpractice action against her former
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attorney, Ted. D. Billbe, who represented her in dissolution proceedings against Alan
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Hoffman. The Court has already granted partial summary judgment in favor of
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defendants and dismissed plaintiff’s claims premised on the theory that Billbe should
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have, but did not argue for rescission of the prenuptial agreement between LaRoche and
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Hoffman. See Order (docket no. 30). LaRoche’s remaining malpractice claims are based
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ORDER - 1
1 on (i) alleged misstatements of fact by Billbe to the King County Superior Court;
2 (ii) Billbe’s failure to request certain relief for LaRoche; and (iii) “[s]uch other and
3 different breaches of fiduciary duty as may be identified during discovery and/or trial of
4 this matter.” Am. Compl. at ¶¶ 4.1(B)-(D) (docket no. 62); see also Pla.’s Resp. &
5 Cross-Mtn. (docket no. 67).
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With respect to the remaining claims, LaRoche’s expert, Emmelyn Hart, has
7 opined that Billbe’s representation fell below the applicable standard of care in only two
8 respects: (i) requesting substantially less than all of the attorney fees and costs incurred
9 by LaRoche in the dissolution proceedings; and (ii) failing to advise LaRoche in advance
10 of his intent to seek only $75,000 of the roughly $150,000 accrued in attorney fees and
11 costs. See Hart Report, Ex. 1 to Expert Disclosure (docket no. 34-1); Hart Decl. at
12 ¶ 5(D), Ex. 13 to LaRoche Decl. (docket no. 66-13) (previously filed as docket no. 23).
13 To the extent that LaRoche contends Billbe’s legal services were deficient in any respects
14 other than the two stated by Hart, such claims lack evidentiary support and are hereby
15 dismissed.
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The only allegation of malpractice, other than the two identified by Hart, that is
17 discussed in plaintiff’s response to defendants’ motion for summary judgment involves
18 Billbe’s efforts at trial to prove that Hoffman had commingled community and separate
19 assets. Hart has expressed no opinion concerning whether Billbe’s efforts in this regard
20 were anything other than competent. Thus, LaRoche presents no triable issue. See Geer
21 v. Tonnon, 137 Wn. App. 838, 851, 155 P.3d 163 (2007) (observing that “[e]xpert
22 testimony is often required to determine whether an attorney’s duty of care was breached
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ORDER - 2
1 in a legal professional negligence action”). The Court notes that, in a preface to her oral
2 ruling, King County Superior Court Judge Carol A. Schapira observed that the case had
3 been “well-tried” by Billbe and the opposing attorney. See Tr. at 943 (Aug. 26, 2010),
4 Ex. 10 to Billbe Decl. (docket no. 33-11 at 58). In addition, while announcing her
5 decision about the division of property between LaRoche and Hoffman, Judge Schapira
6 emphasized that the community had “greatly overspent” its income and had received
7 “substantial supplementation” from Hoffman’s separate assets. Id. at 951-52 (docket
8 no. 33-11 at 66-67). Judge Schapira therefore saw no need to trace community and
9 separate assets “with mathematical precision.” Id. at 950 (docket no. 33-11 at 65).
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With regard to Billbe’s tactical decision to request only $75,000 in attorney fees
11 and costs for LaRoche and his alleged failure to discuss this approach in advance with
12 LaRoche, the applicable standard is whether Billbe’s judgments were “within the range
13 of reasonable choices” that a “reasonable, careful and prudent attorney in Washington”
14 would make. See Clark County Fire Dist. No. 5 v. Bullivant Houser Bailey P.C., 180
15 Wn. App. 689, 706, 324 P.3d 743 (2014). RCW 26.09.140 authorizes a court to order a
16 party in a dissolution proceeding to pay the other party’s reasonable attorney fees and
17 costs, after “considering the financial resources of both parties” or, in other words, “the
18 parties’ relative need and ability to pay.” E.g., In re Marriage of Shellenberger, 80 Wn.
19 App. 71, 87, 906 P.2d 968 (1995). The decision whether to award and how much to
20 award in attorney fees pursuant to RCW 26.09.140 is entirely discretionary, and such
21 decision will be upheld unless it was “clearly untenable or manifestly unreasonable.”
22 Abel v. Abel, 47 Wn.2d 816, 819, 289 P.2d 724 (1955).
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ORDER - 3
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Judge Schapira concluded that LaRoche had a financial need for, and Hoffman
2 had the ability to pay, court-ordered fees, and she awarded LaRoche $70,000. Findings
3 of Fact and Conclusions of Law (“Findings”), Ex. 3 to LaRoche Decl. (docket no. 66-3).
4 On LaRoche’s behalf, Billbe unsuccessfully moved for reconsideration of the attorney fee
5 award. See Ex. 2 to Rosenberg Decl. (docket no. 82-2). In a declaration filed in support
6 of the motion for reconsideration, LaRoche indicated that, although she testified at trial
7 her estimated attorney fees and costs would be just over $120,000, her actual fees and
8 costs exceeded $150,000, which included a $10,000 retainer paid to her prior attorney
9 about which she had not previously advised Billbe. LaRoche Decl. at ¶¶ 1-3, Ex. 1 to
10 Rosenberg Decl. (docket no. 82-1). LaRoche further explained that Billbe’s request for
11 only $75,000 in attorney fees was made in conjunction with a suggested property award
12 of $1.6 million along with spousal support, but that Judge Schapira’s significantly lower
13 property award and denial of spousal maintenance rendered a higher attorney fee award
14 appropriate. Id. at ¶¶ 4-5.
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Hart, LaRoche’s expert, has opined that “[n]o reasonable Washington lawyer
16 would have made the same decision as Mr. Billbe [to request only $75,000] given the
17 well-established case law determining the issue [of attorney fees and costs in dissolution
18 proceedings].” Hart Report at 6 (docket no. 34-1). Hart has further opined that Billbe’s
19 alleged failure to keep LaRoche “reasonably informed” about his intent to “abandon a
20 portion of her attorney fees and costs” fell below the applicable standard of care, citing
21 Washington Rule of Professional Conduct (“RPC”) 1.4. Id. at 6-7. In contrast, Billbe’s
22 expert, Kenneth E. Brewe, indicates that Billbe’s representation “cannot be reasonably
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ORDER - 4
1 argued” to have fallen below the standard of care. Brewe Rebuttal Report at 4 (docket
2 no. 46-1). Brewe disagrees with the proposition that no reasonable lawyer would have
3 requested less than all of the incurred fees and costs, after taking into account the “entire
4 litigation puzzle.” Id. He also disputes that Billbe failed to keep LaRoche “reasonably
5 informed,” and he challenges Hart’s interpretation of RPC 1.4, which does not, according
6 to Brewe, require an attorney to obtain informed consent for every litigation decision. 1
7 Id. at 6-8.
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The Court does not view the conflict between Hart’s and Brewe’s opinions as
9 presenting a genuine issue of material fact precluding summary judgment. See Fed. R.
10 Civ. P. 56(a). In formulating her opinion, Hart did not even consider the declaration
11 LaRoche submitted to Judge Schapira. See Hart Report at § V (docket no. 34-1). Hart’s
12 assertions that Billbe’s tactical decisions were not within the range of those a reasonable
13 Washington attorney would have made and that Billbe failed to inform LaRoche of his
14 strategies are contradicted by LaRoche’s own declaration, which was filed over three
15 years before she initiated this lawsuit. In addition, despite Hart’s meritless beliefs to the
16 contrary, the Court concludes as a matter of law that, given the substantial property award
17 sought by LaRoche, as well as spousal support, Billbe acted well within the applicable
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Defendants contend that a legal malpractice claim cannot be premised on a violation of the Rules of
Professional Conduct, citing Hizey v. Carpenter, 119 Wn.2d 251, 830 P.2d 646 (1992). The Court does
20 not read Hizey so broadly. Although Hizey prohibits any reference to the Rules of Professional Conduct
in jury instructions and expert testimony because they “were never intended as a basis for civil liability”
and “provide only vague guidelines,” id. at 261-66, the decision acknowledges that experts “may still
21 properly base their opinion . . . on an attorney’s failure to conform to an ethics rule,” so long as the expert
addresses “the breach of the legal duty of care, and not simply the supposed breach of the ethics rules,”
22 id. at 265 (emphasis in original).
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1 standard of care in seeking over sixty percent (60%) of LaRoche’s then-estimated
2 attorney fees and costs. Billbe’s performance cannot be judged with the benefit of
3 hindsight, but rather must be assessed from the perspective of a reasonable attorney
4 making a request under RCW 26.09.140, not knowing exactly how the community’s
5 assets would be divided.
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Even if LaRoche could, however, show that Billbe breached a duty of care owed
7 to her, she could not prevail at trial. LaRoche must also establish a causal link between
8 any such breach and the damage she incurred. E.g., Hizey v. Carpenter, 119 Wn.2d 251,
9 260-61, 830 P.2d 646 (1992). She has failed to do so. Although Hart opines that Billbe’s
10 performance fell below the applicable standard of care, Hart does not indicate that, but
11 for Billbe’s alleged mishandling of the issue, LaRoche would have received a higher
12 award of attorney fees and costs. See Daugert v. Pappas, 104 Wn.2d 254, 260-63, 704
13 P.2d 600 (1985) (adhering to the “but for” standard of causation for legal malpractice
14 claims). In fact, despite Judge Schapira’s comment that she “might have even awarded
15 more [in attorney fees and costs] if that figure [of $75,000] had not been mentioned,”
16 Tr. at 955 (docket no. 66-12), 2 Judge Schapira granted even less in attorney fees and
17 costs than were requested by Billbe, see id. at 956 (awarding only $70,000). In doing so,
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Given the context of her remarks, the Court is persuaded that Judge Schapira was attempting to appease
19 Hoffman, who would be required to pay the fees, rather than suggesting she would have awarded more
had it been requested. After announcing that she would grant $75,000, Judge Schapira explained, “this is
20 no criticism of anybody, but in terms of need and ability to pay. This is -- I think it was a fair thing to ask
for. I might have even awarded more if that figure had not been mentioned. We know that the actual
attorney’s fees are much bigger.” Tr. at 955 (docket no. 66-12). In essence, Judge Schapira was telling
21 Hoffman and his attorney that the award was not a sanction, see Mattson v. Mattson, 95 Wn. App. 592,
604, 976 P.2d 157 (1999) (indicating that a party’s intransigence can form the basis of an attorney-fee
22 award in a dissolution proceeding), and that the $75,000 request was reasonable.
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ORDER - 6
1 Judge Schapira expressly acknowledged that LaRoche had incurred more in fees and
2 costs ($120,000) than was being awarded. Findings at ¶ 2.15 (docket no. 66-3).
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Moreover, any causal connection between Billbe’s initial request for $75,000 and
4 LaRoche’s alleged damage was destroyed by Billbe’s subsequent unsuccessful motion for
5 reconsideration. LaRoche does not in the present case challenge the adequacy of Billbe’s
6 performance in crafting or presenting the motion for reconsideration. Judge Schapira was
7 fully apprised of the reasons supporting a higher award of attorney fees and costs, but
8 nevertheless denied the request, thereby severing any link between Billbe’s allegedly
9 deficient conduct and LaRoche’s damage. In light of Judge Schapira’s denial of the
10 motion for reconsideration, any assertion that, but for Billbe’s “lowball” figure and
11 alleged failure to obtain LaRoche’s consent to it, LaRoche would have received more in
12 attorney fees and costs is pure speculation. LaRoche has not shown that a rational trier of
13 fact could find for her at trial on her remaining claims, and the Court therefore GRANTS
14 defendants’ motion for summary judgment. See Celotex Corp. v. Catrett, 477 U.S. 317,
15 322 (1986); see also Fed. R. Civ. P. 56(a).
16 Conclusion
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For the foregoing reasons, the Court ORDERS as follows:
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(1)
Defendants’ motion for summary judgment, docket no. 47, is GRANTED;
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(2)
Plaintiff’s cross-motion for summary judgment, docket no. 67, is DENIED;
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(3)
Plaintiff’s remaining legal malpractice claims are DISMISSED with
21 prejudice;
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(4)
Plaintiff’s motion to avoid lien, docket no. 69, and the related motion filed
2 by attorney Brian J. Waid for leave to submit a surreply, docket no. 76, are STRICKEN
3 as moot;
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(5)
Defendants’ motions in limine, docket no. 78, are STRICKEN as moot; and
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(6)
The Clerk is DIRECTED to enter judgment consistent with this Order and
6 the Order entered on July 18, 2014 (docket no. 30), and to send a copy of this Order to all
7 counsel of record and to plaintiff pro se.
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Dated this 4th day of February, 2015.
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A
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Thomas S. Zilly
United States District Judge
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