Lufthansa Technik AG v. Astronics Advanced Electronic Systems Corp.

Filing 122

ORDER RE: CLAIMS CONSTRUCTION by Judge Ricardo S Martinez. (PM)

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UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT SEATTLE

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v.
ASTRONICS ADVANCED ELECTRONIC
SYSTEMS CORP. and KID-SYSTEME
GMBH,
Defendants.

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I.

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ORDER RE: CLAIMS CONSTRUCTION

Plaintiff,

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Case No. C14-1821RSM

LUFTHANSA TECHNIK AG,

INTRODUCTION

This matter comes before the Court on the parties’ briefs regarding Claim Construction.
Dkt. ## 62, 63, 81, 82. Oral argument was held on February 5, 2016, pursuant to Markman v.
Westview Instruments, Inc., 52 F.3d 967 (Fed. Cir. 1995).

Having reviewed the parties’

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briefing, and having considered the arguments and evidence presented in the Markman

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Hearing, the Court makes the following rulings regarding the patent claim terms at issue in this

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matter.

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II.

BACKGROUND

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Plaintiff Lufthansa Technik AG (“Lufthansa”) alleges infringement of United States

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Patent No. 6,016,016 (“the ’016 patent”) by Defendant Astronics Advanced Electronic Systems

ORDER RE: CLAIMS CONSTRUCTION - 1

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(“AES”).1 Lufthansa, in addition to being associated with other aspects of civil aviation, is also

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an innovator in the field of aircraft equipment. Dkt. #62 at 12. The inventions of the ’016

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patent were conceived by two Lufthansa employees, Andrew Muirhead and Henry Starke. Id.

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at 13. On May 31, 1997, the inventors filed an initial patent application in Germany, ultimately

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leading to European Patent No. 0881145. Id. On May 28, 1998, the inventors filed the
application that became the ’016 patent in the United States. Id.

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The patent claims at issue are directed to an aircraft power outlet system that “applies…

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voltage to the socket when the plug detector signals the presence of a plug…. i.e., no… voltage

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is provided… as long as no plug of an electric device is inserted.” Dkt. #64-1 at 7 (JA5).2 This

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“excludes a danger to people by a potentially high supply voltage in the socket when the socket

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is not used [or by] manipulations of the socket by children by means of paper clips, knitting

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needles etc…” Id. The system has a feature that detects the presence of the contact pins of a

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properly-inserted plug before allowing power to flow to the socket. The patent explains that

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when a plug is inserted, the free ends of the contact pins actuate two microswitches in the

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socket that detect the presence of a plug. JA6, 4:56-65. A “control and supervision unit”

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determines the time between the activation of one plug prong contact switch and that of the

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second contact switch. JA8, 7:46-49. If the contact time is below a pre-determined “maximum

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value,” the system allows power to flow to the socket via the supply lines. JA8, 7:49-51, 56-

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61. This so-called timing function restricts the supply of power to the outlet when the system
detects a foreign object inserted into only one slot in the socket or if the time difference
between detection of two inserted objects exceeds the pre-determined maximum time value.

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Lufthansa and AES are litigating this issue in Germany, with an appeal currently pending. Dkt. #62 at 12.
Hereinafter, the Court will cite to the Joint Appendix submitted by the parties by referring to its internal page
numbers, e.g. JA005. This Joint Appendix is available at Dkt. #64-1 through 64-3.
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ORDER RE: CLAIMS CONSTRUCTION - 2

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The invention includes other important safety features, e.g., if the system detects a fault or short
circuit, the power is shut off. JA6, 3:12-14.

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Lufthansa eventually “teamed up with Defendant KID-Systeme GmbH (“KID”) to

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commercialize the inventions of the ’016 patent…. [licensing] KID to practice the ’016 patent

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and its foreign counterparts, and KID’s SKYPower line of power outlet systems incorporate the
patented inventions.” Dkt. #62 at 12.

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Lufthansa filed its Complaint in this Court on November 26, 2014 and moved for leave

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to amend its Complaint and join KID as a Defendant (Dkt. #32) on September 8, 2015. Initial

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briefing on claim construction was filed by Lufthansa and AES on November 25, 2015 (Dkt.
##62, 63), with responsive briefing (Dkt. ##81, 82) filed on December 16, 2016.

Oral

argument occurred on February 5, 2016.

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KID made an appearance on January 8, 2016, solely to contest jurisdiction and move to

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dismiss claims brought against it. See Dkt. ## 83, 97. KID has not submitted briefing on claim

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construction and did not participate in the Markman hearing. KID’s Motion to Dismiss is

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currently noted for April 8, 2016. Dkt. #108.
III.

SUMMARY OF CLAIMS FOR CONSTRUCTION

The parties submitted a Joint Claim Construction and Prehearing Statement that
identified disputed claim terms. Dkt. #47 at 2-7. The following are the relevant claims with
disputed terms in bold:
1: A voltage supply apparatus for providing a supply voltage for an
electric device comprising a socket to which an electric device is
adapted to be connected by means of a plug, means for supplying
supply voltage to the socket, the socket including plug detector
means for detecting the presence of a plug inserted in the socket,
said voltage supplying means being provided remotely from the
socket and being connected to the socket by a signal line and a
supply line, the voltage supplying means being constructed and
arranged for applying the supply voltage to the socket when the
ORDER RE: CLAIMS CONSTRUCTION - 3

plug detector means indicates the presence of a plug over the
signal line to the voltage supplying means, the plug detector
means being constructed and arranged to detect the presence of
contact pins of a plug in the socket, and control means responsive
to plug presence detection by said plug detector means for
rendering the voltage supplying means operative to supply the
supply voltage to the socket only if the time between the
detection of a first contact pin and the subsequent detection of
a second contact pin of the plug does not exceed a
predetermined maximum time value.

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2: The voltage supply apparatus as defined in claim 1 wherein the
plug detector means includes mechanical switches activated by
contact pins of a plug inserted into the socket.

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3: The voltage supply apparatus as defined in claim 1 wherein the
socket and the voltage supplying means are associated with a seat
of an aircraft.

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4: The voltage supply apparatus as defined in claim 1 including
central voltage source means for supplying supply voltage to a
plurality of voltage supply means, and said control means is
constructed and arranged for cutting-off voltage of said central
voltage source means.

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12: The voltage supply apparatus as defined in claim 1 including
fault current detector means for detecting fault current to which
said control means is responsive.

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13: The voltage supply apparatus as defined in claim 12 including
voltage switch means for turning off the voltage supply if the fault
current detector detects fault current.

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14: The voltage supply apparatus as defined in claim 1 including
short circuit detector means for detecting a short circuit to which
said control means is responsive.

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15: The voltage supply apparatus as defined in claim 14 including
voltage switch means for turning off the voltage supply if the short
circuit detector means detects a short circuit.

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Defendant AES argues that the above terms are indefinite because they fail to disclose a

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definite structure, and because the term “subsequent” does not include simultaneous detection

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of a plug.

AES also argues that Lufthansa disclaimed simultaneous detection.

ORDER RE: CLAIMS CONSTRUCTION - 4

Plaintiff

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Lufthansa is the patent holder in this action, and argues that the ‘016 patent discloses sufficient

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structure for each of the means-plus-function limitations, which are the majority of the above

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terms. For Claim 1, Lufthansa argues that it did not disclaim simultaneous detection and that

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the timing limitation is not indefinite.

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IV.

LEGAL AUTHORITY

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A. Claim Construction Principles

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Patent claim construction is a question of law for the Court, even if the case is

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designated to go to a jury trial, but it may have underlying factual determinations that are now

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reviewed for clear error. Teva Pharms. USA, Inc. v. Sandoz, Inc., 135 S. Ct. 831, 837, 190 L.
Ed. 2d 719 (2015); Markman v. Westview Instruments, Inc., 52 F.3d 967 (Fed. Cir. 1995) (en

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banc), aff'd, 517 U.S. 370, 116 S. Ct. 1384, 134 L. Ed. 2d 577 (1996). After the claims have

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been properly construed, the fact-finder will compare the claims to the allegedly infringing

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product or process. The comparison is conducted on an element-by-element basis.

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When interpreting claims, a court’s primary focus should be on the intrinsic evidence of

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record, which consists of the claims, the specification, and the prosecution history. Phillips v.

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AWH Corp., 415 F.3d 1303, 1314-17 (Fed. Cir. 2005) (en banc). The Court should begin by

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examining the claim language. Id. at 1312. Claim language should be viewed through the lens

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of a person of “ordinary skill in the relevant art at the time of the invention.” SanDisk Corp. v.

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Memorex Prods., Inc., 415 F.3d 1278, 1283 (Fed. Cir. 2005). A court should give the claim’s
words their “ordinary and customary meaning.” Phillips, 415 F.3d at 1312-13 (quotation

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omitted). In construing a claim term’s ordinary meaning, the context in which a term is used

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must be considered. ACTV, Inc. v. Walt Disney Co., 346 F.3d 1082, 1088 (Fed. Cir. 2003).

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However, the claims “must be read in view of the specification, of which they are a

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part.” Phillips, 415 F.3d at 1315 (quoting Markman, 52 F.3d at 979. Additionally, the doctrine

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of claim differentiation disfavors reading a limitation from a dependent claim into an

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independent claim. See InterDigital Commc'ns, LLC v. Int'l Trade Comm'n, 690 F.3d 1318,

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1324 (Fed. Cir. 2012). The specification can offer “practically incontrovertible directions
about a claim meaning.” Abbott Labs. v. Sandoz, Inc., 566 F.3d 1282, 1288 (Fed. Cir. 2009).

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“When consulting the specification to clarify the meaning of claim terms, courts must take care

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not to import limitations into the claims from the specification.”

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Id.

“[A]lthough the

specification may well indicate that certain embodiments are preferred, particular embodiments
appearing in the specification will not be read into claims when the claim language is broader

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than such embodiments.” Tate Access Floors, Inc. v. Maxcess Techns., Inc., 222 F.3d 958, 966

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(Fed. Cir. 2000) (quotation omitted). “By the same token, the claims cannot enlarge what is

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patented beyond what the inventor has described in the invention.” Abbott Labs., 566 F.3d at

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1288 (internal quotation omitted).

“Likewise, inventors and applicants may intentionally

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disclaim, or disavow, subject matter that would otherwise fall within the scope of the claim.”
Id. at 1288.

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In addition to the specification, a court should consider the patent’s prosecution history,

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which consists of “the complete record of the proceedings before the PTO and includes the

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prior art cited during the examination of the patent.” Phillips, 415 F.3d at 1317. However,
because the prosecution represents an “ongoing negotiation” rather than the “final product” of

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the negotiation, “it often lacks the clarity of the specification and thus is less useful for claim

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construction purposes.” Id. Consulting the prosecution history can, however, be helpful in

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determining whether the patentee disclaimed an interpretation during prosecution. Research

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ORDER RE: CLAIMS CONSTRUCTION - 6

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Plastics, Inc. v. Federal Packaging Corp., 421 F.3d 1290, 1296 (Fed. Cir. 2005). “Under the

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doctrine of prosecution disclaimer, a patentee may limit the meaning of a claim term by making

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a clear and unmistakable disavowal of scope during prosecution.” Purdue Pharma L.P. v.

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Endo Pharm. Inc., 438 F.3d 1123, 1136 (Fed. Cir. 2006); see also Chimie v. PPG Indus., Inc.,

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402 F.3d 1371, 1384 (Fed. Cir. 2005) (“The purpose of consulting the prosecution history in
construing a claim is to ‘exclude any interpretation that was disclaimed during prosecution.’”).

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Although courts are permitted to consider extrinsic evidence, like expert testimony,

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dictionaries, and treatises, such evidence is generally of less significance than the intrinsic

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record. Phillips, 415 F.3d at 1317 (citing C.R. Bard, Inc. v. U.S. Surgical Corp., 388 F.3d 858,
862 (Fed. Cir. 2004)). Extrinsic evidence may not be used “to contradict claim meaning that is
unambiguous in light of the intrinsic evidence.” Id. at 1324.

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Means-plus-function claiming occurs when a claim term is drafted in a manner that

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invokes 35 U.S.C. § 112(f) (previously § 112, ¶ 6). Williamson v. Citrix Online, LLC, 792 F.3d

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1339, 1347-48 (Fed. Cir. 2015). Under this provision, an inventor may express a claim element

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“as a means or step for performing a specified function.” 35 U.S.C. § 112, ¶ 6. Means-plus

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function claims allow the inventor to claim his invention in terms of the function performed, as

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long as he discloses in the specification the structure that performs the associated function. See

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Med. Instrumentation & Diagnostics Corp. v. Elekta AB, 344 F.3d 1205, 1211 (Fed. Cir. 2003).

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The court must first determine whether each term is a means-plus-function limitation.
To guide this inquiry, the Federal Circuit loosely follows a rebuttable presumption: if the claim

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term “uses the word ‘means,’” it is presumed to be a means-plus-function limitation, but if the

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claim term does not use “means,” it is presumed not to be. Williamson, 792 F.3d at 1348. The

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ultimate determination, however, depends upon whether claim would be understood by persons

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ORDER RE: CLAIMS CONSTRUCTION - 7

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of ordinary skill in the art to give a sufficiently definite meaning for structure claimed. Id. In
this case, the parties agree that certain terms are means-plus-function limitations.

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Construction of means-plus-function limitations involves two steps. “First, the court

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must determine the claimed function. Second, the court must identify the corresponding

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structure in the written description of the patent that performs that function.” Applied Med. Res.
Corp. v. U.S. Surgical Corp., 448 F.3d 1324, 1332 (Fed. Cir. 2006) (citation omitted).

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“A patent is invalid for indefiniteness if its claims, read in light of the patent’s

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specification and prosecution history, fail to inform, with reasonable certainty, those skilled in

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the art about the scope of the invention.” Nautilus, Inc. v. Biosig Instruments, Inc., 134 S. Ct.
2120, 2123 (2014).

“Indefiniteness is a legal determination; if the court concludes that a

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person of ordinary skill in the art, with the aid of the specification, would understand what is

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claimed, the claim is not indefinite.” Biosig Instruments, Inc. v. Nautilus, Inc., 783 F.3d 1374,

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1381 (Fed. Cir. 2015) (citation omitted) (finding the challenged claim term not indefinite).

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Patents are presumed valid, and a challenger must prove invalidity by clear and convincing

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evidence. Intel Corp. v. VIA Techs., Inc., 319 F.3d 1357, 1366 (Fed. Cir. 2003). If a single

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claim limitation is indefinite, the entire claim is invalid.

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B. ‘016 Patent Terms for Construction

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1. “Means for Supplying Supply Voltage”
The first claim term in dispute is “Means for Supplying Supply Voltage.” Claim 1 of
the ‘016 patent provides as follows:
1. A voltage supply apparatus for providing a supply voltage for an electric
device comprising a socket to which an electric device is adapted to be
connected by means of a plug, means for supplying supply voltage to the
socket…

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ORDER RE: CLAIMS CONSTRUCTION - 8

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JA8. The parties agree this is a means-plus-function claim term. Dkt. #47 at 1. Lufthansa

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asserts that the function is “providing voltage to the socket” and the structure is “circuit

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assembly having supply and signal lines, switches, and logic elements to receive and transmit

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internal and external signals and configured to activate the switches based upon those signals.”

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Dkt. #62 at 24. In contrast, AES argues that the function is “providing voltage to the socket
when the plug detector means indicates the presence of a plug over the signal line to the voltage
supplying means,” and the structure is not disclosed. Dkt. #63 at 19.

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The Court agrees with Lufthansa that the function is “providing voltage to the socket,”
consistent with the plain language of the claim. Dkt. #62 at 24; JA8. The Court agrees with
Lufthansa that the structure is “circuit assembly having supply and signal lines, switches, and

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logic elements to receive and transmit internal and external signals and configured to activate

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the switches based upon those signals” based on the language of the specification. In a

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preferred embodiment, the voltage supplying means is described as “the supply device 16.”

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JA6, 4:11-26.

The specification describes structures associated with supply device 16,

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including specifically numbered supply cables, signal lines, switches, and “control and

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supervision unit 60.” JA6-8. The Court concludes that a person of ordinary skill in the art,3

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reading the specification, would understand that the structure is a “circuit assembly having

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supply and signal lines, switches, and logic elements to receive and transmit internal and

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external signals and configured to activate the switches based upon those signals.” See JA147.
The Court next turns to AES’ allegation of indefiniteness. AES argues that supply

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device 16, as shown on Figure 3 of the ‘016 Patent, is a “Russian nesting doll,” i.e. “a black

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box containing three interconnected black boxes:” the “control and supervision unit 60,” “short

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During the Markman Hearing, the parties agreed that a person of ordinary skill in the art would be at the least an
electrical engineer with a college degree. Lufthansa stated that such a person would also need two years of
experience working on aircraft systems, but argued that this issue is not dispositive in this case.

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circuit detector 62,” and “line supervision detector 64.” Dkt. #63 at 20. AES argues that no

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circuit structures are disclosed for any of these boxes. Id. AES argues that “a patentee cannot

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skirt the Patent Act’s requirements by pointing to some structure that theoretically could

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perform the function, or arguing that one skilled in the art could look at the specification and

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design a structure to perform the claimed function,” citing Biomedino, LLC v. Waters Techs.
Corp., 490 F.3d 946, 953 (Fed. Cir. 2007) (“the inquiry is whether one of skill in the art would

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understand the specification itself to disclose a structure, not simply whether that person would

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be capable of implementing a structure.”). Dkt. #63 at 13. AES argues that Biomedino is

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dispositive. Id. at 18. In Biomedino, a case involving medical valves, the Federal Circuit
upheld the lower court finding of invalidity for failure to disclose a structure, reasoning that “a

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bare statement that known techniques or methods can be used does not disclose structure.” 490

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F.3d at 953.

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Lufthansa argues that the circuit diagrams of Figures 3 and 5 disclose circuitry, citing
JA6, 3:64-65, 4:1-2; JA147, ¶ 57. Dkt. #62 at 27. In the alternative, Lufthansa argues that “an

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applicant is not required to disclose specific circuitry when one of ordinary skill would

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recognize the associated structures from the description in the specification.” Id. Lufthansa

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cites to Atmel Corp. v. Info. Storage Devices, Inc., 198 F.3d 1374, 1380 (Fed. Cir. 1999) as a

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case on point. In Atmel, the claim included the term “high voltage generating means.” The

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defendant argued that the structure disclosed was insufficient because the specification depicted
the high-voltage generator circuit as a “black block,” without any detail as to what electrical

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components comprised that circuit. The district court granted summary judgment of invalidity,

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but the Federal Circuit reversed because the lower court failed to consider the knowledge of

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one skilled in the art. Id. at 1383. Atmel holds that, consistent with Federal Circuit precedent,

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ORDER RE: CLAIMS CONSTRUCTION - 10

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“disclosure of structure corresponding to a means-plus-function limitation may be implicit in

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the written description if it would have been clear to those skilled in the art what structure must

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perform the function recited in the means-plus-function limitation.” Id. at 1380. Because the

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specification cited an article and the patentee’s expert “testified that this title alone was

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sufficient to indicate to one skilled in the art the precise structure of the means recited in the
specification,” the Federal Circuit found the disclosure in the specification adequate. Id. at

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1382. Lufthansa also cites to Tech. Licensing Corp. v. Videotek, Inc., 545 F.3d 1316, 1338

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(Fed. Cir. 2008) for the proposition that a patent is not indefinite merely because the circuit

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element is shown as a “‘black box,’ i.e., nothing in the figures or text of the written description
describes the details of its inner circuitry…. the absence of internal circuitry in the written

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description does not automatically render the claim indefinite.” Dkt. #81 at 6.4 In Response to

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AES’s brief, Lufthansa argues that Biomedino is not dispositive or applicable, because:

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The patent in Biomedino involved a mechanical device for filtering
and removing harmful compounds from blood. The term at issue
there was “control means,” but that term was used in a very
different context from how it is used in the ’016 patent. There, the
term apparently described some kind of mechanical valve for
routing the flow of blood and fluids during the filtration and
removal process. The patent stated that “known differential
pressure equipment can be used to operate valves, known valving
equipment may be used, or known control equipment may be
used.” 490 F.3d at 951. The Federal Circuit found the disclosure in
Biomedino insufficient, distinguishing it from the situation in
Atmel, where the specification disclosed an article, the content of
which was well known by skilled artisans in the field. Id. at 952.
The ’016 patent is much more like the patent in Atmel than the one
in Biomedino. Here, the specification discloses structures that a
skilled artisan would recognize—for example, switches, supply
lines, signal lines, and logic elements.

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Lufthansa also cites to two other cases for similar holdings. Dkt. #81 at 6 (citing S3 Inc. v. nVIDIA Corp., 259
F.3d 1364, 1370-71 (Fed. Cir. 2001); Intel Corp. v. VIA Techs., Inc., 319 F.3d 1357, 1365-66 (Fed. Cir. 2003).

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Dkt. #81 at 7. Lufthansa supports their argument by citing to both parties’ expert reports. Id.

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(citing JA144-160; JA271). Lufthansa’s expert testified that a “person of ordinary skill in the

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art would understand that the switches themselves are elements of the circuitry that generate

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signals on the signal lines… [and] would not need any disclosure of specific switches or

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circuitry to understand the scope of the claims.” JA150-51.
The Court agrees with Lufthansa’s analysis and Lufthansa’s expert and concludes that

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the disclosed structures are sufficient under Atmel. This conclusion is based on the language of

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the patent itself, and to the extent necessary to establish how someone skilled in the art would

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interpret the structures being claimed, on both expert reports.

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2.

“Plug Detector Means”

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The next term in dispute is “plug detector means.” The parties agree this is a means-

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plus-function claim term, and agree that the function is “detecting the presence of contact pins

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of a plug inserted in the socket.” Dkt. #47 at 1, 3. Thus the only dispute is over the structure.

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Claims 1 and 2 of the ‘016 patent provide as follows:

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1. A voltage supply apparatus for providing a supply voltage for an electric
device comprising a socket to which an electric device is adapted to be
connected by means of a plug, means for supplying supply voltage to the
socket, the socket including plug detector means for detecting the presence
of a plug inserted in the socket…
…the plug detector means being constructed and arranged to detect the
presence of contact pins of a plug in the socket, and control means
responsive to plug presence detection by said plug detector means for
rendering the voltage supplying means operative to supply the supply
voltage to the socket…
2. The voltage supply apparatus as defined in claim 1 wherein the plug
detector means includes mechanical switches activated by contact pins of a
plug inserted into the socket.
JA8 (emphasis added).

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ORDER RE: CLAIMS CONSTRUCTION - 12

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As with the previous claim term, AES argues that the structure of this term is indefinite.

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Dkt. #47 at 3. Lufthansa argues that the associated structure is “switches,” which are explicitly

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mentioned in claim 2 and described in the specification. See JA4, 2:31-34, JA6 4:42-45,

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JA7:44-49. AES again argues that the patent fails to disclose the circuitry needed to perform

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the function. Dkt. #63 at 21-22.
Consistent with the Court’s ruling on the first disputed term and the testimony of

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Lufthansa’s expert, the Court finds that disclosure of such circuitry is not required for a person

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skilled in the art to understand this term. For these reasons previously stated, the Court finds

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that the structure is not indefinite, that the term “plug detector means” has the function of
“detecting the presence of contact pins of a plug inserted in the socket” and its associated
structure is “switches.”
3. “Control means”
The next term in dispute is “control means.” The parties agree this is a means-plusfunction claim term. Dkt. #47 at 1. Claims 1 and 4 of the ‘016 patent provides as follows:

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1. …and control means responsive to plug presence detection by said plug
detector means…
4. …and said control means is constructed and arranged for cutting-off
voltage of said central voltage source means.
JA8 (emphasis added).
Lufthansa argues that the function is “[r]endering the voltage supplying means
operative to supply voltage to the socket.” Dkt. #47 at 3. AES argues that the function is

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“[r]endering the voltage supplying means operative… only if the time between detection of a

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first contact pin of a plug and the subsequent detection of a second contact pin of the plug does

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not exceed a predetermined time interval.” Id. The parties agree on a second function, cutting

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ORDER RE: CLAIMS CONSTRUCTION - 13

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off voltage. Dkt. #47 at 6. Lufthansa argues that the corresponding structure is “logic elements

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to receive and transmit internal and external signals and configured to activate switches based

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upon those signals.” Id. at 4. As with the previous term, AES argues that the structure is

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indefinite. Id.

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Lufthansa argues that AES’ function is reading in a superfluous “when” limitation.
Dkt. #62 at 29. AES argues that this “when” limitation is explicitly part of the claim, and that

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“courts routinely find that when a claimed function occurs is a crucial part of the limitation.”

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Dkt. #63 at 15 (citing cases from several district courts). Lufthansa argues that “the control

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means function is not limited to the specific conditions that AES seeks to impose, nor has AES
ever argued that the structure would be different if their proposed function were adopted as

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opposed to [Lufthansa’s].” Dkt. #81 at 11 n.3. Lufthansa argues that the structure is disclosed

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in the specification:

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Between the first activation of the one contact switch 45 and that
of the other contact switch 46, a contact time is obtained by the
control and supervision unit 60. If this contact time is below a
maximum value, a corresponding enabling information is stored in
the control and supervision unit 60…. the control and supervision
unit 60 applies the supply voltage to the supply line 20 by means
of an internal voltage switch so that the contact pins 53, 54 are
provided with mains voltage via the contact elements 42, 43.
Dkt. #62 at 30 (citing JA8). AES again argues that there is no structure identified in the patent,
instead there is just a “generic, blank box.” Dkt. #63 at 16.

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Consistent with the Court’s ruling on the first disputed term, the Court finds that

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disclosure of circuitry is not required for a person skilled in the art to understand this term. The

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Court further finds that AES is impermissibly attempting to read an extra, unsupported

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limitation into the function of these terms. See Omega Eng’g, Inc. v. Raytek Corp., 334 F.3d
1314, 1322 (Fed. Cir. 2003). For these reasons, the Court finds that the structure is not

ORDER RE: CLAIMS CONSTRUCTION - 14

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indefinite, that the term “control means” has the function of “rendering the voltage supplying

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means operative to supply voltage to the socket” and its associated structure is “logic elements

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to receive and transmit internal and external signals and configured to activate switches based

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upon those signals.”

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4. “Fault current detector means” and “short circuit detector means”
The next terms in dispute are “fault current detector means” and “short circuit detector

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means.” The parties agree these are means-plus-function claim terms. Dkt. #47 at 1. Claims

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12, 14 and 15 of the ‘016 patent provides as follows:

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12. The voltage supply apparatus as defined in claim 1 including fault
current detector means for detecting fault current to which said control
means is responsive.
14. The voltage supply apparatus as defined in claim 1 including short
circuit detector means for detecting a short circuit to which said control
means is responsive.
15. The voltage supply apparatus as defined in claim 14 including voltage
switch means for turning off the voltage supply if the short circuit detector
means detects a short circuit.

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JA9 (emphasis added).

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The parties disagree about the function of these terms. Lufthansa argues that the

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function of the fault current detector means is “detecting fault current,” and the function of the

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“short circuit detector means” is “detecting a short circuit or overload.” Dkt. #47 at 6-7. AES

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argues that the function of the fault current detector means is “detecting fault current to which
said control means is responsive,” and the function of the short circuit detector means is

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“detecting a short circuit to which the control means is responsive.” Id. Lufthansa argues that

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the structures for these terms are, respectively, “circuit configured to determine the difference

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of the current flowing in the outlet supply lines and transmit a signal,” and “circuit configured

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ORDER RE: CLAIMS CONSTRUCTION - 15

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to determine if the current flowing in the outlet supply lines is excessive and transmit a signal.”
As with the previous claim term, AES argues that the structure for these terms are

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Id.

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indefinite. Id.

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Lufthansa argues that AES again tries to read an extra limitation into the function that
requires “not only detection of a fault current or short circuit, but also requires that the control
means is responsive to the detection.” Dkt. #62 at 32. AES argues that omitting this limitation

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is improper “because, as the Patent claims, the signals generated by these detectors are sent to

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the control means for processing, so leaving out that portion of the claim referencing the

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control means makes no sense.” Dkt. #63 at 23. Lufthansa argues that the specification
provides the structure for both of these claim terms:
During operation of the socket 22, i.e., when the control and
supervision unit 60 has applied the supply voltage to the socket 22
via the supply lines 20, the short circuit detector 62 and the line
supervision detector 64 have to perform extensive supervision
tasks. On the one hand, a current limitation of the voltage supply to
about 100 V is performed in the short circuit detector 62. Thereby
an overload of the supply device 16 is prevented. Furthermore,
when a strong overload is present, an overload signal is outputted
by the short circuit detector to the control and supervision unit 60
via the signal line 63. The second function of the short circuit
detector 62 is fault current detection. If the difference of the
current flowing in the two current supply lines 20' exceeds a
predetermined value, a corresponding signal is outputted via the
signal line 63 to the control and supervision unit 60, which then
turns off the current supply. Both control functions of the short
circuit detector 62 thus serve to determine electric interferences
caused by the electric device 36 or potential manipulations.”
Dkt. #62 at 32 (citing JA7). AES again argues that there is no structure identified in the patent,
instead there are blank boxes. Dkt. #63 at 23.

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Consistent with the Court’s ruling on the first disputed term, the Court finds that

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disclosure of circuitry is not required for a person skilled in the art to understand this term. The

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Court further finds that AES is improperly attempting to read an extra, unsupported limitation
ORDER RE: CLAIMS CONSTRUCTION - 16

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into the function of these terms. See Omega Eng’g, supra. For these reasons, the Court finds

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that the structures for these terms are not indefinite, that the term “fault current detector means”

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has the function of “detecting fault current,” “short circuit detector means” has the function of

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“detecting a short circuit or overload,” and the structures for these terms are, respectively,

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“circuit configured to determine the difference of the current flowing in the outlet supply lines
and transmit a signal,” and “circuit configured to determine if the current flowing in the outlet
supply lines is excessive and transmit a signal.”
5. “Subsequent Detection”
Claim 1 of the ‘016 patent provides as follows:
1. …only if the time between the detection of a first contact pin and the
subsequent detection of a second contact pin of the plug does not exceed
a predetermined maximum time value.
JA8 (emphasis added).
Lufthansa’s construction of this claim language is “the detection of the presence of first
and second inserted contact pins such that the time interval of the detection ranges from zero to

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a predetermined maximum time value inclusive of these two end points.” Dkt. #47 at 5.

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Lufthansa’s proposed construction would cover any device that detects prongs inserted within

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“zero” seconds of each other (simultaneously) or “within a predetermined maximum time value

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inclusive of these two end points” (subsequently). Id.

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AES argues that this claim language is indefinite.

First, AES argues that the

construction cannot include simultaneous detection because such an interpretation “conflicts

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with the plain meaning of two express phrases in the claim—‘only if’ and ‘subsequent

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detection.’” Dkt. #63 at 24-25. AES argues that Lufthansa is attempting to read these two

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phrases right out of the claim, and that this approach has been rejected by the Federal Circuit.

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ORDER RE: CLAIMS CONSTRUCTION - 17

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Id. at 25 (citing Vederi, LLC v. Google, Inc., 744 F.3d 1376, 1382–85 (Fed. Cir. 2014)

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(reversing district court because “construction requiring elevation, and ʻelevation’ alone in the

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strict sense, gives no effect to the ‘substantially’ modifier contained in the claims.”); Aspex

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Eyewear, Inc. v. Marchon Eyewear, Inc., 672 F.3d 1335, 1348 (Fed. Cir. 2012) (reversing

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district court’s claim construction that the term “rearwardly directed free end” meant a
“rearwardly directed end portion” because such a construction “effectively read [] the term

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‘free’ out of the limitation”)). AES argues that the claim’s construction must incorporate the

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“later in time” meaning of “subsequent.” Dkt. #63 at 24.

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AES also points to the prosecution history. The record clearly shows that Lufthansa
amended Claim 1, removing the term “simultaneous” and adding the term “subsequent.” See

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JA105-110. The record also clearly shows that this language was changed, at least in part, to

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get around a prior patent, “the Crane Patent.” See JA108-09 (“the amendment… is ‘necessary’

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to define the invention over the patent to Crane et al…”).

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Because the claim cannot be construed to cover simultaneous detection, AES argues

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that the claim is left with an ambiguous range of time, that the patent does not adequately

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define simultaneous or subsequent detection, and that one of ordinary skill in the art “can only

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guess what is covered and what is not, making the claim indefinite.” Dkt. #63 at 28-29.

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In Response, Lufthansa argues that the patent history does not show a “clear and
unmistakable disavowal” as required to find a disclaimer occured. Dkt. #62 at 16. Lufthansa
argues that it merely “amended its claims to clarify the claim scope when the examiner found

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one limitation to be a subset of another limitation…and then expressly stated that it was not

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surrendering any coverage…” Dkt. #81 at 14. Lufthansa points to language in the prosecution

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history where the examiner instructed the applicant to remove simultaneous detection to

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ORDER RE: CLAIMS CONSTRUCTION - 18

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overcome indefiniteness because simultaneous detection was a subset when a maximum

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contact time is not exceeded between the first and second plug detection. Id. (citing JA101-02).

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Lufthansa also argues that AES’ interpretation of the word “subsequent” to mean “later in

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time” is incorrect. Id. at 15. Lufthansa deems this interpretation to be “litigation-induced.” Id.

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Lufthansa offers its own definition: “the detection of another or second contact pin.” Finally,
Lufthansa argues that “there is nothing unclear about this term” because Lufthansa has shown
that the predetermined time value includes zero. Id. at 16.
The Court agrees with AES—both the explicit language of the claim and the
prosecution history make clear that this claim does not include simultaneous detection. There
is ample evidence from the prosecution history to conclude that Lufthansa made a “clear and

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unmistakable disavowal” of simultaneous detection in part to avoid the Crane patent. See

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Purdue Pharma, supra.

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“subset” discussion in the prosecution history, and believed that Lufthansa removed

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Even if the Court ignored that evidence, focused instead on the

“simultaneous” solely to remove the overlapping subsets, Lufthansa fails to explain why it not

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only removed the word “simultaneous” in the amendment, but added the word “subsequent.”

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The Court agrees with AES’ interpretation of that word.

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“subsequent” to have no temporal meaning in this claim ignores that the word “time” is found

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in the same sentence. JA8. Because the claim cannot be construed to cover simultaneous

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Lufthansa’s interpretation of

detection, AES is correct that the claim is left trying to cover an ambiguous range of time, and
that one of ordinary skill in the art can only guess what is covered and what is not. Based on

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the language of the claim, the remainder of the patent, and the prosecution history, the Court

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finds by clear and convincing evidence that the claim language “subsequent detection” is

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indefinite.

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ORDER RE: CLAIMS CONSTRUCTION - 19

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V.

CONCLUSION

This Court has construed the disputed claim terms in this case as set forth above, and
the Clerk is directed to send a copy of this Order to all counsel of record.

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DATED this 25 day of April 2016.

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A

RICARDO S. MARTINEZ
CHIEF UNITED STATES DISTRICT JUDGE

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ORDER RE: CLAIMS CONSTRUCTION - 20