Kenny v. Pacific Investment Management Company LLC et al

Filing 144

AMENDED STIPULATED PROTECTIVE ORDER by Judge Ricardo S Martinez. (RS)

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1 The Honorable Ricardo S. Martinez 2 3 4 5 6 7 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON AT SEATTLE 8 9 10 11 14 AMENDED STIPULATED PROTECTIVE ORDER Plaintiff, 12 13 Case No. 2:14-cv-01987-RSM ROBERT KENNY, v. PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company; PIMCO INVESTMENTS LLC, 15 Defendants. 16 17 18 1. PURPOSES AND LIMITATIONS 19 Discovery in this action is likely to involve production of confidential, proprietary, or 20 private information for which special protection may be warranted. Accordingly, the parties 21 hereby stipulate to and petition the court to enter the following Stipulated Protective Order. 22 The parties acknowledge that this agreement is consistent with LCR 26(c). It does not confer 23 blanket protection on all disclosures or responses to discovery, the protection it affords from 24 25 26 public disclosure and use extends only to the limited information or items that are entitled to confidential treatment under the applicable legal principles, and it does not presumptively AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -1 KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183 1 2 entitle parties to file confidential information under seal. The parties agree to be bound by the terms of this agreement pending the entry by the Court of this agreement, and any violation of 3 4 5 6 7 its terms shall be subject to the same penalties and sanctions, as if this agreement had been entered by the Court. 2. “CONFIDENTIAL” MATERIAL “Confidential” material shall include the following documents and tangible things 8 produced or otherwise exchanged by and among the parties and any non-parties to the above- 9 captioned action: 10 11 2.1. All information of a personal or private nature (financial or otherwise) and all information of a proprietary, financial, technical and/or commercially sensitive 12 13 14 nature of any sort, including but not limited to: (a) committee, or board of trustees; 15 16 (b) 17 18 Materials prepared for or provided to an audit committee, governance Trade secrets and other proprietary technical, research, development, sales, and marketing information; (c) 19 Financial, budgeting, and accounting information, including profit and loss information; 20 (d) Information about existing and potential customers and third parties with 21 whom a Disclosing Party had or is maintaining a business relationship, 22 including, but not limited to, client, customer or shareholder names; 23 24 (e) Information regarding business strategies, decisions, and negotiations; 25 (f) Proprietary information about the parties’ affiliates, parents, and 26 subsidiaries; AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -2 KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183 1 (g) 2 Information of a private or personal nature, such as Social Security Numbers, health information, personal financial data, credit information, 3 and employment information, including information contained in 4 personnel or human resources records; and 5 (h) 6 7 3. 8 9 10 11 Proprietary business procedures, manuals, or policies. SCOPE The protections conferred by this agreement cover not only confidential material (as defined above), but also (1) any information copied or extracted from confidential material; (2) all copies, excerpts, summaries, or compilations of confidential material; and (3) any testimony, conversations, or presentations by parties or their counsel that might reveal confidential 12 13 14 material. However, the protections conferred by this agreement do not cover information that is in the public domain or becomes part of the public domain through trial or otherwise. This 15 Protective Order does not prohibit the producing party from disclosing its own Confidential 16 Information at any time for any purpose. 17 4. 18 19 ACCESS TO AND USE OF CONFIDENTIAL MATERIAL 4.1. Basic Principles. A receiving party may use confidential material that is disclosed or produced by another party or by a non-party in connection with this 20 case only for prosecuting, defending, or attempting to settle this litigation. 21 22 23 Confidential material may be disclosed only to the categories of persons and under the conditions described in this agreement. Confidential material must be 24 stored and maintained by a receiving party at a location and in a secure manner 25 that ensures that access is limited to the persons authorized under this 26 agreement. AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -3 KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183 1 2 4.2. Disclosure of “CONFIDENTIAL” Information or Items. Unless otherwise ordered by the court or permitted in writing by the designating party, a receiving 3 4 5 party may disclose any confidential material only to: (a) the receiving party’s counsel of record in this action, as well as 6 employees of counsel to whom it is reasonably necessary to disclose the 7 information for this litigation and who have been advised of their 8 obligations hereunder; 9 (b) 10 the officers, directors, and employees (including in house counsel) of the receiving party to whom disclosure is reasonably necessary for this 11 litigation and who have been advised of their obligations hereunder; 12 13 (c) experts and consultants to whom disclosure is reasonably necessary for 14 this litigation and who have signed the “Acknowledgment and 15 Agreement to Be Bound” (“Acknowledgment”) (Exhibit A); 16 (d) the court, court personnel, and court reporters and their staff; 17 (e) third-party vendors retained by counsel to assist in the hosting, copying, 18 or imaging of confidential material, provided that counsel for the party 19 retaining the hosting, copying, or imaging service instructs the service 20 not to disclose any confidential material to third parties and to 21 immediately return all originals and copies of any confidential material; 22 23 (f) during their depositions, witnesses in the action to whom disclosure is 24 reasonably necessary and who have signed the “Acknowledgment and 25 Agreement to Be Bound” (Exhibit A), unless otherwise agreed by the 26 designating party or ordered by the court. However, no AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -4 KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183 1 Acknowledgment is required when the disclosure is from the receiving 2 party to any of the following of the designating party: current directors, 3 trustees, officers, employees, or representatives; current affiliates or 4 affiliates of affiliates; or entities under common control with the 5 6 designating party. Pages of transcribed deposition testimony or exhibits 7 to depositions that reveal confidential material must be separately bound 8 by the court reporter and may not be disclosed to anyone except as 9 permitted under this agreement; 10 (g) the author or recipient of a document containing the information or a 11 custodian or other person who otherwise possessed or knew the 12 information. 13 4.3. 14 Filing Confidential Material. Before filing confidential material or discussing or 15 referencing such material in court filings, the filing party shall confer with the 16 designating party to determine whether the designating party will remove the 17 confidential designation, whether the document can be redacted, or whether a 18 motion to seal or stipulation and proposed order is warranted. Local Civil Rule 19 5(g) sets forth the procedures that must be followed and the standards that will 20 be applied when a party seeks permission from the court to file material under 21 seal. 22 23 24 5. DESIGNATING PROTECTED MATERIAL 5.1. Exercise of Restraint and Care in Designating Material for Protection. Each 25 party or non-party that designates information or items for protection under this 26 agreement must take care to limit any such designation to specific material that AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -5 KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183 1 qualifies under the appropriate standards. The designating party must designate 2 for protection only those parts of material, documents, items, or oral or written 3 communications that qualify, so that other portions of the material, documents, 4 items, or communications for which protection is not warranted are not swept 5 6 unjustifiably within the ambit of this agreement. 7 Mass, indiscriminate, or routinized designations are prohibited. Designations 8 that are shown to be clearly unjustified or that have been made for an improper 9 purpose (e.g., to unnecessarily encumber or delay the case development process 10 or to impose unnecessary expenses and burdens on other parties) expose the 11 designating party to sanctions. 12 If it comes to a designating party’s attention that information or items that it 13 14 designated for protection do not qualify for protection, the designating party 15 must promptly notify all other parties that it is withdrawing the mistaken 16 designation. 17 18 5.2. Manner and Timing of Designations. Except as otherwise provided in this agreement (see, e.g., second paragraph of section 5.2(a) below), or as otherwise 19 stipulated or ordered, disclosure or discovery material that qualifies for 20 21 22 23 protection under this agreement must be clearly so designated before or when the material is disclosed or produced. (a) Information in documentary form: (e.g., paper or electronic documents 24 and deposition exhibits, but excluding transcripts of depositions or other 25 pretrial or trial proceedings), the designating party must affix the word 26 “CONFIDENTIAL” to each page that contains confidential material. If AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -6 KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183 1 only a portion or portions of the material on a page qualifies for 2 protection, the producing party also must clearly identify the protected 3 portion(s) (e.g., by making appropriate markings in the margins). 4 (b) 5 Testimony given in deposition or in other pretrial or trial proceedings: 6 the parties must identify on the record, during the deposition, hearing, or 7 other proceeding, all protected testimony, without prejudice to their right 8 to so designate other testimony after reviewing the transcript. Any party 9 or non-party may, within fifteen days after receiving a deposition 10 transcript, designate portions of the transcript, or exhibits thereto, as 11 confidential. 12 (c) 13 Other tangible items: the producing party must affix in a prominent place 14 on the exterior of the container or containers in which the information or 15 item is stored the word “CONFIDENTIAL.” If only a portion or 16 portions of the information or item warrant protection, the producing 17 party, to the extent practicable, shall identify the protected portion(s). 18 5.3. Inadvertent Failures to Designate. If timely corrected, an inadvertent failure to 19 designate qualified information or items does not, standing alone, waive the 20 21 22 designating party’s right to secure protection under this agreement for such material. Upon timely correction of a designation, the receiving party must 23 make reasonable efforts to ensure that the material is treated in accordance with 24 the provisions of this agreement. 25 26 AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -7 KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183 1 2 6. CHALLENGING CONFIDENTIALITY DESIGNATIONS 6.1. Timing of Challenges. Any party or non-party may challenge a designation of 3 confidentiality at any time. Unless a prompt challenge to a designating party’s 4 confidentiality designation is necessary to avoid foreseeable, substantial 5 6 unfairness, unnecessary economic burdens, or a significant disruption or delay 7 of the litigation, a party does not waive its right to challenge a confidentiality 8 designation by electing not to mount a challenge promptly after the original 9 designation is disclosed. 10 6.2. 11 Meet and Confer. The parties must make every attempt to resolve any dispute regarding confidential designations without court involvement. Any motion 12 regarding confidential designations or for a protective order must include a 13 certification, in the motion or in a declaration or affidavit, that the movant has 14 15 engaged in a good faith meet and confer conference with other affected parties 16 in an effort to resolve the dispute without court action. The certification must 17 list the date, manner, and participants to the conference. A good faith effort to 18 19 confer requires a face-to-face meeting or a telephone conference. 6.3. Judicial Intervention. If the parties cannot resolve a challenge without court 20 intervention, the designating party may file and serve a motion to retain 21 22 confidentiality under Local Civil Rule 7 (and in compliance with Local Civil 23 Rule 5(g), if applicable) within 14 days of the parties agreeing that the meet and 24 confer process will not resolve their dispute (or any additional period agreed to, 25 in writing, by the receiving party). The burden of persuasion in any such motion 26 shall be on the designating party. Frivolous challenges, and those made for an AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -8 KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183 1 improper purpose (e.g., to harass or impose unnecessary expenses and burdens 2 on other parties) may expose the challenging party to sanctions. All parties shall 3 continue to maintain the material in question as confidential until the court rules 4 on the challenge. 5 6 7. MOTIONS TO SEAL 7.1. 7 8 9 10 The parties shall comply with the provisions of Local Rule 5(g) on Sealing and Redacting of Court Records. 8. NON-PARTIES 8.1. 11 Non-parties that produce documents or provide deposition testimony in this Litigation in response to a subpoena or otherwise may designate the documents 12 or testimony provided by them as Confidential Information or Highly 13 Confidential Information—Attorneys’ Eyes Only in the manner provided in this 14 15 Protective Order, and may fully avail themselves of the protections afforded to 16 parties under this Protective Order by executing the acknowledgement form 17 attached hereto as Exhibit B. 18 19 8.2. Non-parties required to produce documents or provide deposition testimony in this Litigation pursuant to a court order may designate the documents or 20 testimony provided by them as “Highly Confidential Information—Attorneys’ 21 22 23 Eyes Only” for extremely sensitive “Confidential Information or Items” whose disclosure to another Party or nonparty would create a substantial risk of serious 24 injury that could not be avoided by less restrictive means (e.g., documents which 25 a non-party asserts are protected by the attorney-client privilege). For such 26 documents or deposition testimony, the provisions in this Protective Order shall AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -9 KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183 1 2 apply except that disclosure of “Highly Confidential Information—Attorneys’ Eyes Only” material may only be disclosed by a Receiving Party to the 3 4 5 following: (a) the Receiving Party’s Outside Counsel of record in this action, as well as 6 employees of said Counsel to whom it is reasonably necessary to 7 disclose the information for this litigation; 8 (b) 9 Experts (as defined in this Order) (1) to whom disclosure is reasonably necessary for this litigation, and (2) who have signed the “Agreement to 10 Be Bound by Protective Order” (Exhibit A); 11 (c) the Court and its personnel; (d) court reporters, their staffs, and professional vendors to whom disclosure 12 13 14 is reasonably necessary for this litigation and who have signed the 15 “Agreement to Be Bound by Protective Order” (Exhibit A); and 16 (e) the author of the document or the original source of the information; 17 (f) during their depositions, witnesses in the action to whom disclosure is 18 reasonably necessary and who have signed the “Agreement to Be Bound 19 by Protective Order” (Exhibit A). Pages of transcribed deposition 20 testimony or exhibits to depositions that reveal Protected Material must 21 be separately bound by the court reporter and may not be disclosed to 22 anyone except as permitted under this Stipulated Protective Order. 23 24 25 26 (g) The Receiving Party shall be responsible for securing the “Agreement to Be Bound by Protective Order” required pursuant to subsection (b), vendors under subsection (d) of this provision, and under subsection (f), AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -10 KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183 1 for any witnesses it produces for a deposition .The Designating Party 2 shall be responsible for securing the “Agreement to Be Bound by 3 Protective Order” required pursuant to subsection (d) for court reporters 4 or their staffs and, for the purpose of subsection (f), for any witnesses it 5 produces for a deposition in addition to any third party witnesses. 6 8.3. 7 Notwithstanding the foregoing provisions of Section 8, with regard to any 8 disclosure of documents or testimony that would divulge privileged 9 communications that fall within the fiduciary exception to the attorney-client 10 privilege as recognized in the Court’s November 21, 2016 Order granting 11 Plaintiff’s Second Motion to Compel (Dkt No. 140), the procedures set forth in 12 the Stipulation and Order Re: Independent Trustee Discovery (Dkt. No. 141-1), 13 shall apply. 14 15 9. PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN OTHER LITIGATION 16 If a party is served with a subpoena or a court order issued in other litigation that 17 18 19 20 compels disclosure of any information or items designated in this action as “CONFIDENTIAL,” that party must: (a) promptly notify the designating party in writing and include a copy of 21 the subpoena or court order and shall not produce any confidential 22 material in response to the subpoena or court order until the passage of 23 five (5) business days after notice to the designating party (to provide the 24 designating party to take any steps available to it under the law to 25 26 challenge the subpoena or court order); AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -11 KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183 1 (b) 2 promptly notify in writing the party who caused the subpoena or order to issue in the other litigation that some or all of the material covered by the 3 subpoena or order is subject to this agreement. Such notification shall 4 include a copy of this agreement; and 5 (c) 6 by the designating party whose confidential material may be affected. 7 8 10. 9 10 11 cooperate with respect to all reasonable procedures sought to be pursued UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL If a receiving party learns that, by inadvertence or otherwise, it has disclosed confidential material to any person or in any circumstance not authorized under this agreement, the receiving party must immediately (a) notify in writing the designating party of the 12 13 14 unauthorized disclosures, (b) use its best efforts to retrieve all unauthorized copies of the protected material, (c) inform the person or persons to whom unauthorized disclosures were 15 made of all the terms of this agreement, and (d) request that such person or persons execute the 16 “Acknowledgment and Agreement to Be Bound” that is attached hereto as Exhibit A. 17 11. 18 19 INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE PROTECTED MATERIAL When a producing party gives notice to receiving parties that certain inadvertently 20 produced material is subject to a claim of privilege or other protection, the obligations of the 21 receiving parties are those set forth in Federal Rule of Civil Procedure 26(b)(5)(B) and Section 22 D of the Agreement Regarding Discovery of Electronically-Stored Information and Order dated 23 24 November 19, 2015 (“ESI Agreement”). If the parties cannot resolve a dispute with regard to the inadvertent production of any document and its return under Section D of the ESI 25 26 Agreement, the procedure set forth in Section 6.3 shall apply, and the producing party shall AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -12 KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183 1 2 have the burden of persuasion under Rule of Evidence 502(b). This provision is not intended to modify whatever procedure may be established in an e-discovery order or agreement that 3 4 5 provides for production without prior privilege review. 12. NON TERMINATION AND RETURN OF DOCUMENTS Within 60 days after the termination of this action, including all appeals, each receiving 6 7 party must return all confidential material to the producing party, including all copies, extracts 8 and summaries thereof. Alternatively, the parties may agree upon appropriate methods of 9 destruction. 10 11 Notwithstanding this provision, counsel are entitled to retain one archival copy of all documents filed with the court, trial, deposition, and hearing transcripts, correspondence, 12 13 14 deposition and trial exhibits, expert reports, attorney work product, and consultant and expert work product, even if such materials contain confidential material. The confidentiality obligations imposed by this agreement shall remain in effect until a 15 16 designating party agrees otherwise in writing or a court orders otherwise. 17 IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD. 18 19 20 21 22 23 24 25 26 Dated this 15th day of February, 2016. By: By: By: By: s/ Michael D. Woerner s/ Tana Lin s/ Laura R. Gerber s/ Ian Mensher Michael D. Woerner, WSBA No. 15452 Tana Lin, WSBA No. 35271 Laura R. Gerber, WSBA No. 34981 Ian Mensher, WSBA #39593 Keller Rohrback L.L.P. 1201 Third Avenue, Suite 3200 Seattle, WA 98101 Telephone: 206-623-1900 AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -13 By: s/ Ronald L. Berenstain s/ David F. Taylor s/ Sean C. Knowles Ronald L. Berenstain, WSBA No. 7573 David F. Taylor, WSBA No. 25689 Sean C. Knowles, WSBA No. 39893 Perkins Coie LLP 1201 Third Avenue, Suite 4900 Seattle, WA 98101-3099 Telephone: 206-359-8000 Facsimile: 206-359-9000 Email: rberenstain@perkinscoie.com KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183 1 2 3 4 dftaylor@perkinscoie.com sknowles@perkinscoie.com Facsimile: 206-623-3384 Email: mwoerner@kellerrohrback.com tlin@kellerrohrback.com lgerber@kellerrohrback.com imensher@kellerrohrback.com Michael J. Brickman (Admitted Pro Hac Vice) Richardson, Patrick, Westbrook & Brickman, LLC 174 East Bay Street Charleston, SC 29401 Telephone: 843-727-6520 Facsimile: 843-727-3103 Email: mbrickman@rpwb.com John D. Donovan (Admitted Pro Hac Vice) Robert A. Skinner (Admitted Pro Hac Vice) Amy D. Roy (Admitted Pro Hac Vice) Ropes & Gray LLP Prudential Tower 800 Boylston Street Boston, MA 02199-3600 Telephone: 617-951-7000 Facsimile: 617-951-7050 Email: John.Donovan@ropesgray.com Robert.Skinner@ropesgray.com Amy.Roy@ropesgray.com John C. Ertman (Admitted Pro Hac Vice) Ropes & Gray LLP 1211 Avenue of the Americas New York, NY 10036-8704 Telephone: 212-596-9000 Facsimile: 212-596-9090 Email: John.Ertman@ropesgray.com 19 Nina Fields Britt (Admitted Pro Hac Vice) James C. Bradley (Admitted Pro Hac Vice) Matthew A. Nickles (Admitted Pro Hac Vice) Richardson, Patrick, Westbrook & Brickman, LLC 1037 Chuck Dawley Boulevard, Bldg. A Mount Pleasant, SC 29465 Telephone: 843-727-6500 Facsimile: 843-216-6509 Email: nfields@rpwb.com jbradley@rpwb.com mnickles@rpwb.com 20 Attorneys for Plaintiff 5 6 7 8 9 10 11 12 13 14 15 16 17 18 21 22 Attorneys for Defendants Pacific Investment Management Company LLC and PIMCO Investments LLC PURSUANT TO STIPULATION, IT IS SO ORDERED DATED: February 22, 2017 A 23 24 RICARDO S. MARTINEZ CHIEF UNITED STATES DISTRICT JUDGE 25 26 AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -14 KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183 1 2 3 EXHIBIT A ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND I, _________________________________ [print or type full name], of 4 _______________________ [print or type full address], declare under penalty of perjury that I 5 6 have read in its entirety and understand the Stipulated Protective Order that was issued by the 7 United States District Court for the Western District of Washington on [date] in the 8 case of Robert Kenny v. Pacific Investment Management Company LLC, et al, W.D.Wash. No. 9 2:14-cv-01987-RSM. I agree to comply with and to be bound by all the terms of this Stipulated 10 Protective Order and I understand and acknowledge that failure to so comply could expose me 11 to sanctions and punishment in the nature of contempt. I solemnly promise that I will not 12 disclose in any manner any information or item that is subject to this Stipulated Protective 13 14 15 Order to any person or entity except in strict compliance with the provisions of this Order. I further agree to submit to the jurisdiction of the United States District Court for the 16 Western District of Washington for the purpose of enforcing the terms of this Stipulated 17 Protective Order, even if such enforcement proceedings occur after termination of this action. 18 19 Date: ______________________________ 20 City and State where sworn and signed: ________________________________ 21 Printed name: _______________________________ 22 Signature: __________________________________ 23 24 25 26 AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -15 KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183 1 2 EXHIBIT B ____________________________ is producing documents pursuant to subpoena in the above- 3 captioned case (the “Lawsuit”). _________________________ shall be bound by, and the 4 5 6 documents produced pursuant to subpoena in the Lawsuit shall be treated in accordance with, the Amended Protective Order entered in the Lawsuit on ______________________, 2017. 7 8 9 Dated: ___________________________ _____________________________ [Name] 10 By:_________________________ 11 Its:__________________________ 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 AMENDED STIPULATED PROTECTIVE ORDER (Case No. 2:14-cv-01987-RSM) -16 KELLER ROHRBACK L.L.P. 1201 Third Avenue, Suite 3200 Seattle, W ashington 98101-3052 TELEPHONE: (206) 623-1900 FACSIMILE: (206) 623-3384 RICHARDSON PATRICK WESTBROOK & BRICKMAN, LLC 1017 Chuck Dawley Blvd. Mount Pleasant, South Carolina 29464 TELEPHONE: (843) 727-6500 FACSIMILE: (843) 881-6183

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