Johansen v. City of Kent et al
Filing
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ORDER GRANTING DEFENDANTS' 13 RULE 12(c) MOTION FOR JUDGMENT ON THE PLEADINGS, by Judge Robert S. Lasnik. If plaintiff wishes to amend his complaint, he must file a motion for leave to amend within 14 days of this order. (KERR)
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UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT SEATTLE
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BRADLEY JOHANSEN,
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Plaintiff,
Case No. C16-416RSL
v.
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OFFICER A.J. COX and the CITY OF
KENT,
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ORDER GRANTING DEFENDANTS’
RULE 12(c) MOTION FOR
JUDGMENT ON THE PLEADINGS
Defendants.
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I. INTRODUCTION
This matter comes before the Court on defendants’ motion for partial judgment on the
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pleadings (Dkt. #13). Plaintiff Bradley Johansen filed a state-court complaint alleging
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negligence and civil rights claims against defendants Officer A.J. Cox and the City of Kent.
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Defendants removed the case and moved for judgment on the pleadings on all claims except for
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the excessive force claim against Officer Cox.
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For the reasons set forth below, the Court grants defendants’ motion.
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II. BACKGROUND
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On May 17, 2014, plaintiff was in custody at the City of Kent Correctional Facility
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(CKCF). That morning, Officer Cox inspected plaintiff’s cell. As a result of the inspection,
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ORDER GRANTING DEFENDANTS’
RULE 12(c) MOTION FOR PARTIAL
JUDGMENT ON THE PLEADINGS - 1
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Officer Cox informed plaintiff he would be placed in a 72-hour lockdown. Plaintiff did not
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move from his seated position in a top bunk. Officer Cox grabbed plaintiff’s arm and leg and
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pulled. When plaintiff landed on the floor, he broke his ankle. In February 2016, plaintiff filed
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a complaint in King County Superior Court alleging negligence by both defendants and that
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Officer Cox used excessive force in violation of plaintiff’s constitutional rights. Plaintiff also
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claimed the City of Kent1 negligently trained and supervised Cox and that the City’s failure to
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train, supervise, and discipline police officers amounts to a civil rights violation. Dkt. #1 at 7, ¶¶
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4.1-4.4. Defendant removed the action (Dkt. #1) and answered (Dkt. #3). This motion followed.
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III. ANALYSIS
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After a complaint has been answered, any party may move for judgment on the pleadings
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so long as the motion does not delay trial. Fed. R. Civ. P. 12(c). Judgment on the pleadings is
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proper “when, accepting all factual allegations in the complaint as true, there is no issue of
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material fact in dispute, and the moving party is entitled to judgment as a matter of law.”
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Chavez v. U.S., 683 F.3d 1102, 1108 (9th Cir. 2012) (internal brackets omitted). When, as here,
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the moving party asserts the defense that the complaint fails to state a claim, the Rule 12(c)
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analysis is substantially identical to that under Rule 12(b)(6) where “a court must assess whether
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the complaint contains sufficient factual matter, accepted as true, to state a claim to relief that is
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plausible on its face.” Chavez, 683 F.3d at 1108 (internal quotation marks and brackets
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omitted); see also Ashcroft v. Iqbal, 556 U.S. 662, 673 (2009).
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A. Documents Considered
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The Court’s review under Rule 12(c) is generally limited to the pleadings. See United
States v. Corinthian Colleges, 655 F.3d 984, 998-99 (9th Cir. 2011). If matters outside the
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Plaintiff’s complaint states “The City of Seattle is liable for the damages which resulted
due to its negligence in training and supervising Officer Cox.” Dkt. #1 at 7, ¶ 4.2. Assuming plaintiff
intended to allege the City of Kent’s liability, the claim is dismissed with prejudice for reasons stated
below.
ORDER GRANTING DEFENDANTS’
RULE 12(c) MOTION FOR PARTIAL
JUDGMENT ON THE PLEADINGS - 2
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pleadings are considered, the motion is converted into one for summary judgment. Fed. R. Civ.
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P. 12(d). However, Ninth Circuit authority indicates the Court can consider three types of
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extrinsic evidence without converting a 12(c) motion into a motion for summary judgment. See
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Corinthian Colleges, 655 F.3d at 999. First, the Court may take judicial notice of evidence when
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it is “not subject to reasonable dispute” because it is “generally known” or “capable of accurate
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and ready determination by resort to sources whose accuracy cannot be reasonably questioned.”
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Fed. R. Evid. 201(b); Corinthian Colleges, 655 F.3d at 999. A second exception allows for
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consideration of documents attached to the complaint. See Corinthian Colleges, 655 F.3d at 999.
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The third exception includes “evidence on which the complaint ‘necessarily relies’ if: (1) the
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complaint refers to the document; (2) the document is central to the plaintiff’s claim; and (3) no
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party questions the authenticity of the document.” Id.
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Plaintiff describes additional evidence from the discovery process in his response.
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Response (Dkt. #14) at 3-5. None of the exceptions apply to the personnel records he discusses.
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He also provides excerpts from a deposition of Officer Cox (Dkt. #15-1) which does not fall into
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any of the exceptions. Plaintiff also provides representations of “Use of Physical Force Policy
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KCF F.06.01” (Dkt. #15-2) and “Restraints Policy KCF F.06.02” (Dkt. #15-3) and discusses
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those policies in his response. Plaintiff provides insufficient evidence to justify judicial notice of
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the policies. Defendants do not address the policies in their reply, but the source, publication
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status, and context of the policies is not clear from the response or declaration of plaintiff’s
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counsel. Plaintiff did not refer to the policies in his complaint and did not attach them.
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Therefore, the policies do not fall into any exception. The Court declines to convert this motion
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into one for summary judgment and limits its consideration of defendants’ motion to the
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pleadings.
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B. Claim of Both Defendants’ Negligence
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Defendants contend that plaintiff “has not adequately pleaded either the existence of a
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duty under state law or facts from which it could be reasonably inferred that [either] breached
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ORDER GRANTING DEFENDANTS’
RULE 12(c) MOTION FOR PARTIAL
JUDGMENT ON THE PLEADINGS - 3
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any such duty.” Motion (Dkt. #13) at 3. Defendants also argue, citing Brutsche v. City of Kent,
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164 Wn.2d 664 (2008), that plaintiff cannot state a claim for negligence when the conduct in
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question is intentional.2 Dkt. #13 at 3-4.
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Plaintiff cites Gregoire v. City of Oak Harbor, 170 Wn.2d 628 (2010), for the proposition
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that jails “have an active, affirmative and nondelegable duty to protect the well-being of inmates,
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which includes a duty to refrain from affirmatively injuring them.” Dkt. #14 at 6. In addition,
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plaintiff argues that a failure to exercise ordinary care includes intentional and reckless conduct.
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Id. at 8. Plaintiff alleges Officer Cox breached his duties when he grabbed plaintiff and pulled
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him to the floor where he broke his ankle.
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Plaintiff has alleged facts indicating defendants had two duties to plaintiff. One duty is
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that of a “a jailor’s special relationship with inmates, particularly the duty to ensure health,
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welfare, and safety.” Gregoire, 170 Wn.2d at 635. This affirmative obligation clearly
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establishes a duty to provide medical care as well as protection from other inmates and from
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self-destructive acts. Id. at 635 n.5. This duty does not eliminate a second duty to exercise
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reasonable care. See Caulfield v. Kitsap County, 108 Wn. App. 242, 251 (2001) (the existence
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of a special relationship does not eliminate recognized duties); Keller v. City of Spokane, 146
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Wn.2d 237, 243 (2002) (all persons are held to a general duty of care to act reasonably under the
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circumstances).
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However, plaintiff’s basic recitation of the incident does not allege facts showing
defendants breached either of those duties. See Dkt. #1 at 6, ¶¶ 3.1-3.5. The complaint does not
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Defendants rely on Brutsche for the proposition that Officer Cox could not have acted
negligently because he intended to pull plaintiff from the bunk. Brutsche does not hold that deliberate
actions of officers are not reachable in negligence. The case holds that a trespass action will lie against
police officers who act unreasonably during the execution of a search warrant and damage property.
Brutsche, 164 Wn.2d at 674. Unreasonable behavior includes accidental and intentional conduct. Id.
The opinion does not support defendants’ argument that volitional application of force by a corrections
officer cannot be negligent.
ORDER GRANTING DEFENDANTS’
RULE 12(c) MOTION FOR PARTIAL
JUDGMENT ON THE PLEADINGS - 4
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shed light on how Officer Cox’s behavior was unreasonable under the circumstances or
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foreseeably dangerous to plaintiff. The statement of facts is “merely consistent with a
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defendant’s liability” and therefore “stops short of the line between possibility and plausibility of
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entitlement to relief.” Iqbal, 556 U.S. at 678.
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Plaintiff’s claim of City of Kent’s negligence must also be dismissed. In Washington,
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employers are vicariously liable for the negligent actions of their employees when those
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employees act within the scope of their employment. Niece v. Elmview Group Home, 131
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Wn.2d 39, 48 (1997). Without a sufficient allegation of negligence against Officer Cox, a claim
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of vicarious liability against the City of Kent also fails. Plaintiff’s negligence claims are
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dismissed.
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C. Claim of City of Kent’s Negligent Training and Supervision
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Defendant argues that a claim of negligent supervision and training cannot stand when an
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employee acts within the scope of his employment as Officer Cox did. Dkt. #13 at 4. Plaintiff
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does not object to dismissal of this claim. Dkt. #14 at 5 n.1. The claim of negligent training and
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supervision against the City of Kent is dismissed.
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D. Claim of City of Kent’s Violation of Plaintiff’s Civil Rights
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Defendant argues that plaintiff has not identified “a municipal policy or explain[ed] how
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it caused the alleged violation of his rights.” Dkt. #13 at 4. According to the defendant, there
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are no facts supporting an inference “that the City of Kent has a widespread custom of using
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excessive force against inmates” or that “any deficiencies in training or supervision” caused the
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alleged violation. Id. at 5.
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Plaintiff argues that language in his complaint adequately states a claim: “The City of
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Kent is liable to [plaintiff] for violating his civil rights ‘to the extent that the [City’s] failure to
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train, supervise, and discipline police officers is a policy, practice or custom of the City of
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Kent.’” Dkt. #14 at 8-9 (quoting Dkt. #1 at 7, ¶ 4.4). His response urges consideration of matters
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outside the pleadings, which the Court declines.
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ORDER GRANTING DEFENDANTS’
RULE 12(c) MOTION FOR PARTIAL
JUDGMENT ON THE PLEADINGS - 5
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Municipalities are not subject to liability for civil rights violations arising from the
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isolated acts of employees. See Monell v. Dep’t of Soc. Servs., 436 U.S. 658, 691 (1978).
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Municipalities can be liable when “the decisions of a government’s lawmakers, the acts of its
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policymaking officials, and practices so persistent and widespread as to practically have the
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force of law” cause a deprivation of a legal right. Connick v. Thompson, 563 U.S. 51, 60-61
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(2011). A municipality’s failure to train employees “must amount to deliberate indifference to
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the rights of persons with whom the untrained employees come into contact.” Connick, 563 U.S.
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at 61 (internal quotation marks and citations omitted). “Deliberate indifference [requires] proof
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that a municipal actor disregarded a known or obvious consequence of his action. [W]hen city
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policymakers are on . . . notice that a particular omission in their training programs causes city
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employees to violate citizens’ constitutional rights, the city may be deemed deliberately
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indifferent if the policymakers choose to retain that program.” Id. (emphases added). “A less
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stringent standard would result in de facto respondeat superior liability on municipalities.” Id. at
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62 (internal quotation marks and citation omitted).
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Considering only the pleadings, plaintiff alleges he was in custody at a facility operated
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by the city and that Officer Cox was employed by the city at the facility when he suffered his
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injuries. There is no information supporting an inference that any municipal actor or
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policymaker was aware of a defect in officers’ training or that there was a “persistent and
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widespread” problem of the sort that caused plaintiff’s injuries. Connick, 563 U.S. at 60-61.
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Because plaintiff’s allegation is factually insufficient, it is dismissed.
IV. REMEDY
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Entering judgment for the party that successfully moves for dismissal under Rule 12(c) is
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not required. “Dismissal with prejudice and without leave to amend is not appropriate unless it
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is clear . . . that the complaint could not be saved by amendment.” Harris v. County of Orange,
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682 F.3d 1126, 1131 (9th Cir. 2012).
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Defendants allow that the civil rights claim against the City of Kent may be amended.
ORDER GRANTING DEFENDANTS’
RULE 12(c) MOTION FOR PARTIAL
JUDGMENT ON THE PLEADINGS - 6
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Dkt. #16 at 5. They argue plaintiff’s negligence claims cannot be saved by amendment because
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allegations of negligence cannot be made against intentional acts as a matter of law. Dkt. #16 at
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While plaintiff’s allegations of negligence are not factually supported by the complaint,
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plaintiff may remedy this by alleging additional facts. See Manchester v. Ceco Concrete Const.,
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LLC, C13-832RAJ, 2014 WL 3738650 at *2 (W.D. Wash. July 28, 2014) (noting plaintiffs may
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allege alternative theories of recovery). The Court concludes dismissing the negligence claims
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with prejudice would be inappropriate.
V. CONCLUSION
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For the foregoing reasons, defendants’ motion for partial judgment on the pleadings (Dkt.
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#13) is GRANTED. Plaintiff’s claim of negligent training and supervision is dismissed with
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prejudice. Plaintiff’s negligence claim against both defendants and civil rights claim against the
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City of Kent are dismissed without prejudice. If plaintiff believes he can, consistent with his
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Rule 11 obligations, amend his complaint to remedy the deficiencies identified above, he may
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file a motion to amend and attach a proposed pleading for the Court’s consideration, unless
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plaintiff chooses to proceed on the excessive force claim only. If plaintiff wishes to amend his
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complaint, he must file a motion for leave to amend within 14 days of this order.
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Dated this 7th day of February, 2017.
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A
Robert S. Lasnik
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United States District Judge
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ORDER GRANTING DEFENDANTS’
RULE 12(c) MOTION FOR PARTIAL
JUDGMENT ON THE PLEADINGS - 7
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