Johnson et al v. Nationstar Mortgage LLC
Filing
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ORDER granting in part and denying in part Defendant Nationstar's 22 Motion for Protective Order. The court ORDERS Nationstar to produce its designated witness for a Rule 30(b)(6) deposition on June 19, 2017. The court further ORDERS the parties to conduct the Rule 30(b)(6) deposition by telephone or videoconference. If Nationstar does not wish its Rule 30(b)(6) witness to be deposed via a telephone or video link, then the court ORDERS Nationstar to produce its witness in Seattle, Washington on June 19, 2017, for an in-person Rule 30(b)(6) deposition. Signed by Judge James L. Robart. (PM)
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UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT SEATTLE
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ROBERT JOHNSON, et al.,
CASE NO. C16-1031JLR
Plaintiffs,
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v.
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NATIONSTAR MORTGAGE LLC,
Defendant.
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ORDER GRANTING IN PART
AND DENYING IN PART
DEFENDANT’S MOTION FOR A
PROTECTIVE ORDER
I.
INTRODUCTION
Before the court is Defendant Nationstar Mortgage LLC’s (“Nationstar”) motion
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for a protective order regarding Plaintiffs Robert Johnson and Kristin Johnson’s
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(collectively, “the Johnsons”) notice for a Federal Rule of Civil Procedure 30(b)(6)
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deposition. (Mot. (Dkt. # 22).) The court has considered the motion, the parties’
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submissions in support of and opposition to the motion, the relevant portions of the
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ORDER - 1
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record, and the applicable law. Being fully advised, 1 the court grants in part and denies
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in part Nationstar’s motion as described herein.
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II.
BACKGROUND
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The Johnsons filed this action on July 1, 2016. (See Compl. (Dkt. # 1).) The
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Johnsons allege that they suffered damages because Nationstar improperly initiated
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foreclosure proceedings against their home. (See generally id.) They assert claims under
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the Fair Debt Collection Practices Act, 15 U.S.C. § 1692, et seq., and Washington’s
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Consumer Protection Act, RCW ch. 19.86. (Compl. ¶¶ 21-26, 40-42.) They also assert
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claims for negligence and negligent training and supervision. (Id. ¶¶ 27-39.)
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On October 14, 2016, the court issued a scheduling order. (Sched. Ord. (Dkt.
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# 11).) The court set the trial to start on September 11, 2017. (Id. at 1.) The court also
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set the discovery cutoff on May 15, 2017, and the deadline for motions related to
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discovery issues on April 14, 2017. (Id.) The court set the deadline for filing dispositive
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motions on June 13, 2017. (Id.) Nationstar filed a motion for partial summary judgment
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on May 4, 2017. (See Nationstar PSJ Mot. (Dkt. # 16).) The Johnsons filed a response to
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Nationstar’s motion and a cross motion for summary judgment on May 25, 2017.
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(Johnson SJ Mot. (Dkt. # 31).)
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On May 3, 2017, the Johnsons served Nationstar with a notice for a Rule 30(b)(6)
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deposition of Nationstar in Seattle, Washington, on May 12, 2017. (1st Bollero Decl.
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(Dkt. # 23) ¶ 5, Ex. M.) The Johnsons served their deposition notice upon Nationstar
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No party has requested oral argument, and the court does not consider oral argument to
be helpful to its disposition of this motion. See Local Rules W.D. Wash. LCR 7(b)(4).
ORDER - 2
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prior to the May 15, 2017, discovery cutoff, but after the April 14, 2017, deadline for
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filing motions related to discovery issues. (See Sched. Ord. at 1; see also 1st Bollero
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Decl. ¶ 5, Ex. M; Resp. (Dkt. # 26) at 2; Sturdevant Decl. (Dkt. # 27) ¶ 3.)
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According to Nationstar’s counsel, “Nationstar typically does not have witnesses
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available for [c]ourt appearances, depositions, mediations, and related proceedings
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without being provided at least 30 days’ advance notice.” (Id. ¶ 3.) On May 3, 2017,
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Nationstar’s counsel informed the Johnsons’ counsel that Nationstar did not have any
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witnesses available for a Rule 30(b)(6) deposition until sometime in June 2017. (See
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Mot. at 3; see also 1st Bollero Decl. ¶ 2.) Nationstar’s counsel requested that the
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Johnsons’ counsel provide alternate dates for the Rule 30(b)(6) deposition. (See Mot. at
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4; 1st Bollero Decl. ¶ 2.) The parties also discussed a possible extension of the discovery
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cutoff. (See Mot. at 4; 1st Bollero Decl. ¶ 2.)
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On May 8, 2017, the Johnsons’ counsel advised Nationstar’s counsel of his
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availability on any Monday in June. (See Mot. at 4; 1st Bollero Decl. ¶ 2.) On May 9,
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2017, Nationstar’s counsel confirmed to the Johnsons’ counsel that Nationstar’s Rule
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30(b)(6) witness would be available on June 19, 2017. (See Mot. at 4; 1st Bollero Decl.
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¶ 2.) However, Nationstar’s counsel also stated that she was not sure if Nationstar would
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agree to an extension of the discovery cutoff for the purpose of conducting the
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deposition. (See Mot. at 4; 1st Bollero Decl. ¶ 2.) In response, the Johnsons’ counsel
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indicated his intention to go forward with the May 12, 2017, noticed Rule 30(b)(6)
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deposition unless Nationstar filed a motion for a protective order. (See Mot. at 4; 1st
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Bollero Decl. ¶ 2.)
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Nationstar also objects to the Johnsons’ Rule 30(b)(6) deposition notice because
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the Johnsons scheduled the deposition in Seattle, Washington, rather than in Coppell,
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Texas, which is the location of Nationstar’s main office. (See Mot. at 3; 1st Bollero Decl.
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¶¶ 2-3.) The Johnsons’ attorney, however, responds that he is “prepared to depose
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Nationstar over the telephone.” (Sturdevant Decl. ¶ 3.)
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On May 11, 2017, Nationstar filed the present motion for a protective order
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seeking protection that “its deposition not . . . occur on the date and location as currently
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scheduled.” 2 (See Mot. at 6.) The Johnsons oppose the motion. 3 (See generally Resp.)
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III.
ANALYSIS
“The court may, for good cause, issue an order to protect a party or person from
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annoyance, embarrassment, oppression, or undue burden or expense.” Fed. R. Civ. P.
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26(c)(1). Options available to the court include “forbidding the disclosure or
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Nationstar filed its motion for a protective order after the expiration of the April 14,
2017, deadline for filing motions related to discovery. (See Sched. Ord. at 1.) However,
Nationstar had good cause for filing its motion after the April 14, 2017, deadline because the
Johnsons did not serve their Rule 30(b)(6) deposition notice until May 3, 2017. (1st Bollero
Decl. ¶ 5, Ex. M); see Charm Floral v. Wald Imports, Ltd., No. C10-1550-RSM, 2012 WL
424581, at *1 (W.D. Wash. Feb. 9, 2012) (citing Fed. R. Civ. P. 6(b)) (“[Plaintiffs] had good
cause to file the motion after the deadline because the discovery dispute to which it relates did
not arise until after the discovery motion deadline had passed.”); see also Lizotte v. Praxair, Inc.,
No. 07-1868RSL, 2009 WL 159249, *1 n.1 (W.D. Wash. Jan. 22, 2009) (“Plaintiff filed his
motion on December 21, 2008, which was after the deadline for filing motions related to
discovery. However, the Court finds that plaintiff had good cause to file the motion after the
deadline because the conduct underlying this motion occurred after the deadline. For that reason,
plaintiff could not have filed this motion sooner.”).
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The Johnsons’ response to Nationstar’s motion for a protective order was due on
Wednesday, May 17, 2017. See Local Rules W.D. Wash. LCR 7(b)(2) (“[A]ny papers opposing
[second Friday] motions . . . shall be filed and received by the moving party no later than the
Wednesday before the noting date.”). The Johnsons did not file their response until Thursday,
May 18, 2017. (See Resp.) Accordingly, the Johnsons’ response was untimely. The court will
consider the Johnsons’ response, but cautions counsel that further violations of the court’s Local
Rules may result in sanctions.
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discovery . . . [and] forbidding inquiry into certain matters, or limiting the scope of
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disclosure or discovery to certain matters.” Fed. R. Civ. P. 26(c)(1)(A), (D). The party
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seeking to limit discovery has the burden of proving ‘good cause,’ which requires a
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showing ‘that specific prejudice or harm will result’ if the protective order is not
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granted.” Schreib v. Am. Family Mut. Ins. Co., 304 F.R.D. 282, 285 (W.D. Wash. 2014)
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(quoting In re Roman Catholic Archbishop of Portland in Or., 661 F.3d 417, 424 (9th
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Cir. 2011)).
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The court will grant in part Nationstar’s motion because, with little consultation,
the Johnsons noted the Rule 30(b)(6) deposition on a date that Nationstar’s Rule 30(b)(6)
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designated deponent was not available. However, Nationstar’s blanket position that it
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typically does not make deposition witnesses available “without being provided at least
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30 days’ advance notice” is unreasonable. (See Sturdevant Decl. ¶ 3.) At a minimum,
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Nationstar must inquire as to a specific witness’s actual availability for a properly noticed
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deposition prior to insisting on the witness’s unavailability or the rescheduling of the
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deposition. In any event, the parties have already arrived at a solution to their scheduling
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issue. Counsel for the parties and Nationstar’s Rule 30(b)(6) deponent are all available
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on Monday, June 19, 2017. (See Mot. at 4; 1st Bollero Decl. ¶ 2.) Thus, the court grants
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an extension of the discovery cutoff until June 19, 2017, for the sole purpose of
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conducting a deposition of Nationstar’s designated Rule 30(b)(6) deponent. Further, the
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court orders Nationstar to make its designated deponent available on that day for a Rule
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30(b)(6) deposition by the Johnsons’ counsel.
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//
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The court will also grant Nationstar’s motion in part with respect to the location of
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the Rule 30(b)(6) deposition. Nationstar is correct that generally counsel should conduct
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the deposition of a corporate party by the corporation’s agents or officers at the
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company’s principle place of business. Imageware Sys., Inc. v. Fulcrum Biometrics,
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LLC, No. 13CV936-DMS(JMA), 2014 WL 12489939, at *2 (S.D. Cal. Nov. 26, 2014);
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Lewis v. Ford Motor Co., 685 F. Supp. 2d 557, 573 (W.D. Pa. 2010). Although a party
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can overcome this presumption, see Imageware Sys., 2014 WL 12489939, at *2 (listing
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the factors to consider), the Johnsons do not attempt to do so (see generally Resp.).
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Instead, the Johnsons’ counsel states that he is “prepared to depose Nationstar over the
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telephone.” (Sturdevant Decl. ¶ 3.) The court agrees that this is a reasonable solution.
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Accordingly, the court orders the parties to conduct the Rule 30(b)(6) deposition of
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Nationstar on June 19, 2017, over the telephone or via videoconference. If Nationstar
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does not wish its Rule 30(b)(6) deponent to submit to a telephonic or remote video
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deposition, then Nationstar can make its deponent available in Seattle, Washington, on
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June 19, 2017.
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The Johnsons argue that they are disadvantaged by the June 19, 2017, date for
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Nationstar’s Rule 30(b)(6) deposition because the deposition will occur after the June 13,
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2017, deadline for filing dispositive motions. (See Resp. at 2.) Although the Johnsons
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timely noted Nationstar’s Rule 30(b)(6) deposition prior to the May 15, 2017, discovery
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cutoff, they nevertheless served the notice after the April 14, 2017, deadline for discovery
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motions. (See Sched. Ord. at 1.) The court sets the deadline for discovery motions
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approximately 30 days prior to the discovery cutoff to help ensure that all discovery
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disputes are resolved prior to the discovery cutoff. (See generally id.) Adhering to this
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schedule helps ensure a full record for purposes of any dispositive motions that the
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parties may file. Because the Johnsons noted Nationstar’s Rule 30(b)(6) deposition after
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the deadline for discovery motions, they assumed the risk that any dispute regarding the
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Rule 30(b)(6) deposition would not be resolved prior to the discovery cutoff or the
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dispositive motions deadline. Thus, the court is not swayed to alter its ruling by the
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Johnsons’ argument.
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The Johnsons also argue that they did not note the Rule 30(b)(6) deposition earlier
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in the discovery period because Nationstar delayed its production of documents. (See id.
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at 2-3.) Although the Johnsons filed a motion to compel discovery on April 14, 2017
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(Mot. to Compel (Dkt. # 13)), they did so in contravention to the court’s scheduling order
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requiring a movant to request a conference with the court prior to filing such a discovery
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motion (see 4/17/17 Order (Dkt. # 15); Sched. Ord. at 2). Accordingly, the court struck
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the Johnsons’ motion to compel, but without prejudice to renewing the motion in a
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manner that comported with the court’s scheduling order. (4/17/17 Order at 2.) Indeed,
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the court even extended the deadline for discovery motions so that the Johnsons could
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re-file their motion. (Id. at 2 n.1.) The Johnsons, however, never re-filed their motion.
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(See generally Dkt.) Having failed to re-file their motion to compel, the Johnsons cannot
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now complain that they were disadvantaged by any delay in Nationstar’s document
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production.
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//
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IV.
CONCLUSION
Based on the foregoing analysis, the court GRANTS in part and DENIES in part
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Nationstar’s motion for a protective order (Dkt # 22). The court ORDERS Nationstar to
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produce its designated witness for a Rule 30(b)(6) deposition on June 19, 2017. The
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court further ORDERS the parties to conduct the Rule 30(b)(6) deposition by telephone
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or videoconference. If Nationstar does not wish its Rule 30(b)(6) witness to be deposed
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via a telephone or video link, then the court ORDERS Nationstar to produce its witness in
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Seattle, Washington on June 19, 2017, for an in-person Rule 30(b)(6) deposition.
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Dated this 2nd day of June, 2017.
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A
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JAMES L. ROBART
United States District Judge
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