Plascencia et al v. Collins Asset Group, LLC et al

Filing 31

ORDER granting STIPULATED PROTECTIVE ORDER. Signed by Judge Marsha J. Pechman. (TH)

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1 2 3 4 5 6 The Honorable Marsha J. Pechman 7 8 9 10 11 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON AT SEATTLE 17 ) Case No. 2:17-CV-01505-MJP ) ) ORDER GRANTING STIPULATED Plaintiff, ) PROTECTIVE ORDER ) v. ) ) COLLINS ASSET GROUP, LLC and ) DANIEL N. GORDON PC d/b/a GORDON, ) AYLWORTH & TAMI, P.C., ) ) Defendants. ) 18 1. PURPOSES AND LIMITATIONS 12 13 14 15 16 19 JAIME PLASCENCIA and CECELIA PLASCENCIA, Discovery in this action is likely to involve production of confidential, proprietary, or 20 private information for which special protection may be warranted. Accordingly, the parties 21 hereby stipulate to and petition the court to enter the following Stipulated Protective Order. The 22 parties acknowledge that this agreement is consistent with LCR 26(c). It does not confer blanket 23 protection on all disclosures or responses to discovery, the protection it affords from public 24 disclosure and use extends only to the limited information or items that are entitled to 25 confidential treatment under the applicable legal principles, and it does not presumptively entitle 26 parties to file confidential information under seal. ORDER GRANTING STIPULATED PROTECTIVE ORDER - Page 1 1 2 3 2. “CONFIDENTIAL” MATERIAL “Confidential” material shall include, but is not limited to, the following documents and tangible things produced or otherwise exchanged: 4 • Proprietary or confidential collection policies, procedures or protocols; and 5 • Documents disclosing the terms and conditions related to defendants’ purchase of plaintiffs’ debt. 6 7 8 3. SCOPE The protections conferred by this agreement cover not only confidential material (as 9 defined above), but also (1) any information copied or extracted from confidential material; (2) 10 all copies, excerpts, summaries, or compilations of confidential material; and (3) any testimony, 11 conversations, or presentations by parties or their counsel that might reveal confidential material. 12 However, the protections conferred by this agreement do not cover information that is in 13 the public domain or becomes part of the public domain through trial or otherwise. 14 4. ACCESS TO AND USE OF CONFIDENTIAL MATERIAL 15 4.1 Basic Principles. A receiving party may use confidential material that is disclosed 16 or produced by another party or by a non-party in connection with this case only for prosecuting, 17 defending, or attempting to settle this litigation. Confidential material may be disclosed only to 18 the categories of persons and under the conditions described in this agreement. Confidential 19 material must be stored and maintained by a receiving party at a location and in a secure manner 20 that ensures that access is limited to the persons authorized under this agreement. 21 4.2 Disclosure of “CONFIDENTIAL” Information or Items. Unless otherwise 22 ordered by the court or permitted in writing by the designating party, a receiving party may 23 disclose any confidential material only to: 24 25 26 (a) the receiving party’s counsel of record in this action, as well as employees of counsel to whom it is reasonably necessary to disclose the information for this litigation; (b) the officers, directors, and employees (including in-house counsel) of the ORDER GRANTING STIPULATED PROTECTIVE ORDER - Page 2 1 receiving party to whom disclosure is reasonably necessary for this litigation, unless the parties 2 agree that a particular document or material produced is for “Attorney’s Eyes Only” and is so 3 designated; (c) 4 experts and consultants to whom disclosure is reasonably necessary for 5 this litigation and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit 6 A); 7 (d) the court, court personnel, and court reporters and their staff; 8 (e) copy or imaging services retained by counsel to assist in the duplication of 9 confidential material, provided that counsel for the party retaining the copy or imaging service 10 instructs the service not to disclose any confidential material to third-parties and to immediately 11 return all originals and copies of any confidential material; (f) 12 during their depositions, witnesses in the action to whom disclosure is 13 reasonably necessary and who have signed the “Acknowledgment and Agreement to Be Bound” 14 (Exhibit A), unless otherwise agreed by the designating party or ordered by the court. Pages of 15 transcribed deposition testimony or exhibits to depositions that reveal confidential material must 16 be separately bound by the court reporter and may not be disclosed to anyone except as permitted 17 under this agreement; (g) 18 19 the author or recipient of a document containing the information or a custodian or other person who otherwise possessed or knew the information. 4.3 20 Filing Confidential Material. Before filing confidential material or discussing or 21 referencing such material in court filings, the filing party shall confer with the designating party 22 to determine whether the designating party will remove the confidential designation, whether the 23 document can be redacted, or whether a motion to seal or stipulation and proposed order is 24 warranted. Local Civil Rule 5(g) sets forth the procedures that must be followed and the 25 standards that will be applied when a party seeks permission from the court to file material under 26 seal. ORDER GRANTING STIPULATED PROTECTIVE ORDER - Page 3 1 5. DESIGNATING PROTECTED MATERIAL 5.1 2 Exercise of Restraint and Care in Designating Material for Protection. Each party 3 or non-party that designates information or items for protection under this agreement must take 4 care to limit any such designation to specific material that qualifies under the appropriate 5 standards. The designating party must designate for protection only those parts of material, 6 documents, items, or oral or written communications that qualify, so that other portions of the 7 material, documents, items, or communications for which protection is not warranted are not 8 swept unjustifiably within the ambit of this agreement. Mass, indiscriminate, or routinized designations are prohibited. Designations that are 9 10 shown to be clearly unjustified or that have been made for an improper purpose (e.g., to 11 unnecessarily encumber or delay the case development process or to impose unnecessary 12 expenses and burdens on other parties) expose the designating party to sanctions. If it comes to a designating party’s attention that information or items that it designated 13 14 for protection do not qualify for protection, the designating party must promptly notify all other 15 parties that it is withdrawing the mistaken designation. 5.2 16 Manner and Timing of Designations. Except as otherwise provided in this 17 agreement (see, e.g., second paragraph of section 5.2(a) below), or as otherwise stipulated or 18 ordered, disclosure or discovery material that qualifies for protection under this agreement must 19 be clearly so designated before or when the material is disclosed or produced. (a) 20 Information in documentary form: (e.g., paper or electronic documents 21 and deposition exhibits, but excluding transcripts of depositions or other pretrial or trial 22 proceedings), the designating party must affix the word “CONFIDENTIAL” to each page that 23 contains confidential material. If only a portion or portions of the material on a page qualifies for 24 protection, the producing party also must clearly identify the protected portion(s) (e.g., by 25 making appropriate markings in the margins). 26 /// ORDER GRANTING STIPULATED PROTECTIVE ORDER - Page 4 (b) 1 Testimony given in deposition or in other pretrial proceedings: the parties 2 and any participating non-parties must identify on the record, during the deposition or other 3 pretrial proceeding, all protected testimony, without prejudice to their right to so designate other 4 testimony after reviewing the transcript. Any party or non-party may, within fifteen days after 5 receiving the transcript of the deposition or other pretrial proceeding, designate portions of the 6 transcript, or exhibits thereto, as confidential. If a party or non-party desires to protect 7 confidential information at trial, the issue should be addressed during the pre-trial conference. (c) 8 Other tangible items: the producing party must affix in a prominent place 9 on the exterior of the container or containers in which the information or item is stored the word 10 “CONFIDENTIAL.” If only a portion or portions of the information or item warrant protection, 11 the producing party, to the extent practicable, shall identify the protected portion(s). 12 5.3 Inadvertent Failures to Designate. If timely corrected, an inadvertent failure to 13 designate qualified information or items does not, standing alone, waive the designating party’s 14 right to secure protection under this agreement for such material. Upon timely correction of a 15 designation, the receiving party must make reasonable efforts to ensure that the material is 16 treated in accordance with the provisions of this agreement. 17 6. CHALLENGING CONFIDENTIALITY DESIGNATIONS 18 6.1 Timing of Challenges. Any party or non-party may challenge a designation of 19 confidentiality at any time. Unless a prompt challenge to a designating party’s confidentiality 20 designation is necessary to avoid foreseeable, substantial unfairness, unnecessary economic 21 burdens, or a significant disruption or delay of the litigation, a party does not waive its right to 22 challenge a confidentiality designation by electing not to mount a challenge promptly after the 23 original designation is disclosed. 24 6.2 Meet and Confer. The parties must make every attempt to resolve any dispute 25 regarding confidential designations without court involvement. Any motion regarding 26 confidential designations or for a protective order must include a certification, in the motion or in a declaration or affidavit, that the movant has engaged in a good faith meet and confer ORDER GRANTING STIPULATED PROTECTIVE ORDER - Page 5 1 conference with other affected parties in an effort to resolve the dispute without court action. The 2 certification must list the date, manner, and participants to the conference. A good faith effort to 3 confer requires a face-to-face meeting or a telephone conference. 4 6.3 Judicial Intervention. If the parties cannot resolve a challenge without court 5 intervention, the designating party may file and serve a motion to retain confidentiality under 6 Local Civil Rule 7 (and in compliance with Local Civil Rule 5(g), if applicable). The burden of 7 persuasion in any such motion shall be on the designating party. Frivolous challenges, and those 8 made for an improper purpose (e.g., to harass or impose unnecessary expenses and burdens on 9 other parties) may expose the challenging party to sanctions. All parties shall continue to 10 maintain the material in question as confidential until the court rules on the challenge. 11 7. PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN OTHER 12 LITIGATION 13 If a party is served with a subpoena or a court order issued in other litigation that compels 14 disclosure of any information or items designated in this action as “CONFIDENTIAL,” that 15 party must: 16 17 18 (a) promptly notify the designating party in writing and include a copy of the subpoena or court order; (b) promptly notify in writing the party who caused the subpoena or order to 19 issue in the other litigation that some or all of the material covered by the subpoena or order is 20 subject to this agreement. Such notification shall include a copy of this agreement; and 21 (c) cooperate with respect to all reasonable procedures sought to be pursued 22 by the designating party whose confidential material may be affected. 23 8. UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL 24 If a receiving party learns that, by inadvertence or otherwise, it has disclosed confidential 25 material to any person or in any circumstance not authorized under this agreement, the receiving 26 party must immediately (a) notify in writing the designating party of the unauthorized ORDER GRANTING STIPULATED PROTECTIVE ORDER - Page 6 1 Disclosures; (b) use its best efforts to retrieve all unauthorized copies of the protected material; 2 (c) inform the person or persons to whom unauthorized disclosures were made of all the terms of 3 this agreement; and (d) request that such person or persons execute the “Acknowledgment and 4 Agreement to Be Bound” that is attached hereto as Exhibit A. 5 9. INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE PROTECTED 6 MATERIAL When a producing party gives notice to receiving parties that certain inadvertently 7 8 produced material is subject to a claim of privilege or other protection, the obligations of the 9 receiving parties are those set forth in Federal Rule of Civil Procedure 26(b)(5)(B). The parties 10 agree to the entry of a non-waiver order under Fed. R. Evid. 502(d) as set forth herein. 11 10. NON TERMINATION AND RETURN OF DOCUMENTS 12 Within sixty days after the termination of this action, including all appeals, each 13 receiving party must return or destroy all confidential material to the producing party, including 14 all copies, extracts and summaries thereof. Alternatively, the parties may agree upon appropriate 15 methods of destruction. Notwithstanding this provision, counsel are entitled to retain one archival copy of all 16 17 documents filed with the court, trial, deposition, and hearing transcripts, correspondence, 18 deposition and trial exhibits, expert reports, attorney work product, and consultant and expert 19 work product, even if such materials contain confidential material. 20 /// 21 /// 22 /// 23 /// 24 /// 25 /// 26 /// ORDER GRANTING STIPULATED PROTECTIVE ORDER - Page 7 The confidentiality obligations imposed by this agreement shall remain in effect until a 1 2 designating party agrees otherwise in writing or a court orders otherwise. 3 IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD. 4 HENRY & DEGRAAFF, PS KEATING JONES HUGHES, PC 5 s/ Christina L. Henry Christina L. Henry, WSBA No. 31273 chenry@hdm-legal.com 150 Nickerson St., Suite 311 Seattle, WA 98109 Phone: (206) 330-0595 Fax: (206) 400-7609 Of Attorneys for Plaintiff s/ Peter Eidenberg Peter Eidenberg, WSBA No. 40923 peidenberg@keatingjones.com One SW Columbia St., Suite 800 Portland, OR 97258 Phone: (503) 222-9955 Fax: (503) 796-0699 Of Attorneys for Defendant Gordon Aylworth & Tami, PC 11 BARRAZA LAW, PLLC LEWIS BRISBOIS BISGAARD & SMITH, LLP 12 s/ V. Omar Barraza V. Omar Barraza, WSBA No. 43589 omar@barrazalaw.com 14245-F Ambaum Blvd SW Burien, WA 98166 Phone: (206) 933-7861 Fax: (206) 933-7863 Of Attorneys for Plaintiff s/ Kathleen A. Turner Stephen H. Turner, pro hac vice Stephen.Turner@lewisbrisbois.com Kathleen A. Nelson, WSBA No. 22826 Kathleen.Nelson@lewisbrisbois.com 1111 Third Avenue, Suite 2700 Seattle, Washington 98101 Phone: (206) 436-2020 Fax: (206) 436.2030 Of Attorneys for Defendant Collins Asset Group, LLC 6 7 8 9 10 13 14 15 16 17 18 19 /// 20 /// 21 /// 22 /// 23 /// 24 /// 25 /// 26 /// ORDER GRANTING STIPULATED PROTECTIVE ORDER - Page 8 1 PURSUANT TO STIPULATION, IT IS SO ORDERED. 2 IT IS FURTHER ORDERED that pursuant to Fed. R. Evid. 502(d), the production of any 3 documents in this proceeding shall not, for the purposes of this proceeding or any other 4 proceeding in any other court, constitute a waiver by the producing party of any privilege 5 applicable to those documents, including the attorney-client privilege, attorney work-product 6 protection, or any other privilege or protection recognized by law. 7 DATED this 16th day of January, 2018. 8 9 10 11 A Marsha J. Pechman United States District Judge 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 ORDER GRANTING STIPULATED PROTECTIVE ORDER - Page 9 EXHIBIT A 1 2 ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND 3 I, ________________________________________________ [print or type full name], 4 of ________________________________________________________ [print or type full 5 address], declare under penalty of perjury that I have read in its entirety and understand the 6 Stipulated Protective Order that was issued by the United States District Court for the Western 7 District of Washington on [_______________, 2018] in the case of Jamie Plascencia and 8 Cecelia Plascencia v. Collins Asset Group, LLC and Daniel N. Gordon, PC dba Gordon 9 Aylworth & Tami, PC, U.S.D.C. for the Western District of Washington, Seattle Division, 10 Case No. 2:17-CV-01505-MJP. I agree to comply with and to be bound by all the terms of this 11 Stipulated Protective Order and I understand and acknowledge that failure to so comply could 12 expose me to sanctions and punishment in the nature of contempt. I solemnly promise that I will 13 not disclose in any manner any information or item that is subject to this Stipulated Protective 14 Order to any person or entity except in strict compliance with the provisions of this Order. 15 I further agree to submit to the jurisdiction of the United States District Court for the 16 Western District of Washington for the purpose of enforcing the terms of this Stipulated 17 Protective Order, even if such enforcement proceedings occur after termination of this action. 18 19 Date: 20 City and State where sworn and signed: 21 22 Printed name: . . Signature: . . 23 24 25 26 ORDER GRANTING STIPULATED PROTECTIVE ORDER - Page 10

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