Maxill Inc. v. Loops, LLC et al
Filing
123
ORDER: The motion for partial summary judgment, docket no. 81 , brought by Loops is DENIED, and the cross-motion for summary judgment, docket nos. 101 & 102 , brought by Maxill is GRANTED. The infringement claim and counterclaim asserted by Lo ops against Maxill-Canada and Maxill-Ohio, respectively, are DISMISSED with prejudice. Maxill's pending motions (i) for partial summary judgment on invalidity and unenforceability, docket no. 84 , and (ii) to strike, docket no. 88 , are STRICKEN as moot. Maxill-Ohio's first and third claims seeking declaratory judgment regarding invalidity and unenforceability are STRICKEN without prejudice as moot. Signed by Judge Thomas S. Zilly.(MW)
1
2
3
4
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT SEATTLE
5
6
7
MAXILL INC., an Ohio corporation,
Plaintiff,
8
v.
9
10
LOOPS, LLC; and LOOPS
FLEXBRUSH, LLC,
11
12
13
C17-1825 TSZ
(consolidated with C18-1026 TSZ)
Defendants.
LOOPS, L.L.C.; and LOOPS
FLEXBRUSH, L.L.C.,
Plaintiffs,
14
ORDER
v.
15
16
MAXILL INC., a Canadian
corporation,
Defendant.
17
18
THIS MATTER comes before the Court on a motion for partial summary
19 judgment, docket no. 81, brought by Loops, L.L.C. and Loops Flexbrush, L.L.C.
20 (collectively, “Loops”) on liability for patent infringement, and the request of Maxill Inc.,
21 an Ohio corporation, and Maxill Inc., a Canadian corporation, (collectively, “Maxill”)
22 that the Court grant a summary judgment of non-infringement, see Opposition at 3
23
ORDER - 1
1 (docket nos. 101 & 102). 1 Having reviewed all papers and materials 2 presented in
2 support of, and in opposition to, the cross-motions, the Court enters this Order.
3 Background
4
The procedural history of this case is somewhat complicated. In July 2017, Loops
5 initiated suit in the District of Utah against Bob Barker Company, Inc. (“Bob Barker”)
6 and ten (10) Doe defendants, alleging infringement of United States Patent No. 8,448,285
7 (the “’285 Patent”). See Compl. (docket no. 2 in C18-1026 TSZ). In September 2017,
8 Loops joined Maxill Inc., a Canadian corporation, (“Maxill-Canada”) as a defendant in
9 the Utah action. See Am. Compl. (docket no. 7 in C18-1026 TSZ). As a result of a
10 settlement, the claims against Bob Barker were dismissed with prejudice. See Jt. Mot.
11 (docket no. 69 in C18-1026 TSZ); Order (docket no. 70 in C18-1026 TSZ). The case was
12 then transferred from Utah to this district. See Order (docket no. 72 in C18-1026 TSZ).
13
Meanwhile, in December 2017, Maxill Inc., an Ohio corporation, (“Maxill-Ohio”)
14 commenced this litigation, seeking a declaratory judgment that the ’285 Patent is invalid
15 and/or unenforceable and/or that Maxill-Ohio’s products do not infringe the ’285 Patent.
16 Compl. (docket no. 1). In February 2018, Loops answered and asserted a counterclaim of
17
18
1
The Court treats Maxill’s “request” as a cross-motion; however, even if the request, which was
19 not noted as a motion in accordance with Local Civil Rule 7(d), is not properly before the Court,
summary judgment against Loops may be entered. See Fed. R. Civ. P. 56(f); see also Albino v.
20 Baca, 747 F.3d 1162, 1176 (9th Cir. 2014) (when “the party moving for summary judgment has
had a full and fair opportunity to prove its case, but has not succeeded in doing so, a court may
21 enter summary judgment sua sponte for the nonmoving party”).
22
23
2
By Minute Order entered November 12, 2019, docket no. 121, the Court directed the parties to
submit samples of the accused device and the patent holder’s preferred embodiment. The parties
timely complied.
ORDER - 2
1 patent infringement. Answer & Counterclaim (docket no. 10). In March 2018, this
2 matter was stayed pending resolution of motions brought by Bob Barker and Maxill3 Canada, which were then pending in the District of Utah. Minute Order (docket no. 14).
4
After the Utah case was transferred to this district, the two lawsuits were
5 consolidated into this lower-numbered case, which had been initiated by Maxill-Ohio.
6 See Minute Order at ¶ 1 (docket no. 17). On July 11, 2019, within hours after the Court
7 issued its Claim Construction Order, docket no. 71, Loops sought leave to amend to
8 assert claims related to United States Patent No. 10,334,940. See Mot. (docket no. 72).
9 The motion was denied. Minute Order at ¶ 2 (docket no. 80). The claims relating to the
10 ’285 Patent brought by Loops against Does 1-10 having been dismissed, see Minute
11 Order at ¶ 1 (docket no. 61), the claims and counterclaims remaining in this action are as
12 follows:
13
Claim (C) or Counterclaim (XC)
Asserted By
Asserted Against
C1: Declaratory Judgment of
Invalidity of ’285 Patent
Maxill-Ohio
Loops
Maxill-Ohio
Loops
16
C2: Declaratory Judgment of
Non-Infringement of ’285 Patent
17
C3: Declaratory Judgment of
Patent Misuse and Unenforceability
Maxill-Ohio
Loops
18
C: Infringement of ’285 Patent
Loops
Maxill-Canada 3
19
XC: Infringement of ’285 Patent
Loops
Maxill-Ohio
14
15
20
21
3
Maxill-Canada has asserted non-infringement, invalidity, estoppel, limitation on damages,
double recovery, inequitable conduct, and patent misuse as affirmative defenses, but has not
22 pleaded any counterclaim for declaratory judgment. See Answer (docket no. 22). Thus, MaxillCanada is not entitled to the same relief as Maxill-Ohio. See infra Conclusion at ¶ 2.
23
ORDER - 3
1 A.
The Issues Before the Court
2
The cross-motions addressed in this Order concern only whether the accused
3 device infringes the ’285 Patent. Loops and Maxill are competitors in the business of
4 supplying to prisons and other institutions toothbrushes that “may be safely used by . . .
5 inmates.” See ’285 Patent at Col. 1, Lines 15-16, Ex. A to Kayser Decl. (docket
6 no. 81-2). Loops manufactures a product known as the Flexbrush® and Maxill markets
7 the SupermaxxTM line of supplies for correctional facilities. Compl. at ¶¶ 10-11 (docket
8 no. 1). In seeking partial summary judgment, Loops contends that the Court may rule,
9 as a matter of law, that Maxill’s Supermaxx toothbrush infringes the ’285 Patent. In
10 contrast, Maxill argues that either (i) the Court may grant summary judgment in favor of
11 Maxill because Loops cannot, as a matter of law, prove infringement, or (ii) factual
12 questions preclude the Court from granting partial summary judgment in favor of Loops.
13 B.
The ’285 Patent
14
Loops, LLC is the assignee of the ’285 Patent, which discloses a toothbrush and
15 methods of making it. ’285 Patent at Col. 1, Lines 13-17. The ’285 Patent depicts an
16 embodiment of the invention as follows:
17
18
19
20
21
22
23
ORDER - 4
1 Id. at Figs. 1-7 (docket no. 81-2 at 4). Another embodiment of the invention in the ’285
2 Patent is illustrated as follows:
3
4
5
6
7
8
9 Id. at Figs. 8-9 (docket no. 81-2 at 5).
10
The ’285 Patent has 20 claims, three of which are independent, namely Claims 1,
11 11, and 18. 4 Claims 1 and 11 describe a “toothbrush” 10 having “an elongated body” 12
12 with “a head portion” 14 and “a handle portion” 16, as well as other limitations. See id.
13 at Col. 7, Lines 64-67; Col. 8, Lines 49-52. Claims 1 and 11 also state that the elongated
14 body 102 is made from “a first material,” while the “head” 104 is composed of “a second
15 material.” Id. at Col. 7, Line 65 - Col. 8, Line 1; Col. 8, Lines 50-53.
16 C.
The Infringement Contentions
17
Loops contends that Maxill’s Supermaxx toothbrush infringes Claims 1 and 11, as
18 well as the following claims: Claims 2, 3, 5, 6, and 9, which depend from Claim 1, and
19 Claims 12, 13, 15, and 16, which depend from Claim 11. See Mot. at 9-24 (docket
20 no. 81). Maxill argues that its accused device does not contain all of the elements set
21
22
4
Loops does not allege that Maxill’s device infringes Claim 18 or the two claims (Claims 19 and
20) that depend from Claim 18. See Ex. B to Answer and Counterclaim (docket no. 10-2).
23
ORDER - 5
1 forth in Claims 1 and 11 and, therefore, does not infringe either the independent claims or
2 the claims that depend from them. Maxill asserts different reasons why the Supermaxx
3 toothbrush does not infringe dependent Claims 5 and 13, 5 but the Court need not address
4 those contentions because it agrees with Maxill that the accused device is missing one of
5 the limitations outlined in Claims 1 and 11.
6 Discussion
7 A.
Applicable Standards
8
Summary judgment is appropriate if no genuine dispute of material fact exists and
9 the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a).
10 Although infringement, whether literal or pursuant to the doctrine of equivalents, is a
11 question of fact, the Court may decide the issue as a matter of law if “no reasonable jury
12 could find that every limitation recited in the properly construed claim either is or is not
13 found in the accused device.” EMD Millipore Corp. v. AllPure Techs., Inc., 768 F.3d
14 1196, 1200-01 (Fed. Cir. 2014) (quoting Innovention Toys, LLC v. MGA Entm’t, Inc., 637
15 F.3d 1314, 1319 (Fed. Cir. 2011), and Bai v. L & L Wings, Inc., 160 F.3d 1350, 1353
16 (Fed. Cir. 1998)). When both sides move for summary judgment, the Court must
17 evaluate each motion on its own merits, resolving all reasonable inferences against the
18
19
20
5
Claim 5 dictates that the “second material” (for the “head”) be selected from among the
enumerated substances, which include “polypropylene and copolymers.” ’285 Patent at Col. 8,
21 Lines 17-29. Claim 13 specifies that the “second material” have “a durometer hardness of
between about 75 and about 95 on the Shore A scale.” Id. at Col. 8, Lines 65-67. Maxill argues
22 that the head of the Supermaxx toothbrush is not composed of polypropylene or copolymers or
of a substance having a durometer hardness in the range indicated.
23
ORDER - 6
1 party whose motion is being considered. DeMarini Sports, Inc. v. Worth, Inc., 239 F.3d
2 1314, 1322 (Fed. Cir. 2001).
3
A patent holder bears the burden of proving infringement by a preponderance of
4 the evidence. Centricut, LLC v. Esab Group, Inc., 390 F.3d 1361, 1367 (Fed. Cir. 2004).
5 To establish literal infringement, the patent holder must demonstrate that each and every
6 limitation in the asserted patent claim “reads on” the accused device “exactly.” DeMarini
7 Sports, 239 F.3d at 1331. Infringement may be found under the doctrine of equivalents
8 when “an accused device performs substantially the same overall function or work, in
9 substantially the same way, to obtain substantially the same overall result as the claimed
10 invention.” Pennwalt Corp. v. Durand-Wayland, Inc., 833 F.2d 931, 934 (Fed. Cir.
11 1987), overruled in part on other grounds by Cardinal Chem. Co. v. Morton Int’l, Inc.,
12 508 U.S. 83 (1993) (holding that the Federal Circuit’s affirmance of a non-infringement
13 ruling was not a per se ground for vacating a declaratory judgment of invalidity).
14
In applying the doctrine of equivalents, the Court must still start with the claim
15 language, and it may not “erase a plethora of meaningful structural and functional
16 limitations of the claim on which the public is entitled to rely in avoiding infringement.”
17 Id. at 935 (quoting Perkin-Elmer Corp. v. Westinghouse Elec. Corp., 822 F.2d 1528,
18 1532 (Fed. Cir. 1987)). The doctrine of equivalents is designed to relieve an inventor
19 from a “semantic strait jacket” when equity requires; it is not intended to permit
20 redrafting of a patent claim or to expand a patent claim to encompass more than an
21 insubstantial change. Perkin-Elmer, 822 F.2d at 1532.
22
23
ORDER - 7
1 B.
No Infringement
2
Both Claim 1 and Claim 11 require that the “elongated body” 12 be “flexible
3 throughout.” See ’285 Patent at Col. 7, Line 65; Col. 8, Line 50. The parties dispute
4 whether Maxill’s Supermaxx toothbrush has the requisite elongated body that is “flexible
5 throughout,” but they agree that the Court may decide the issue as a matter of law. In the
6 Claim Construction Order entered in July 2019, the Court observed that the term “flexible
7 throughout” contains “easily understood, everyday or commonplace words” that need no
8 further interpretation. See Order at 9-10 (docket no. 71). “Flexible” connotes “capable
9 of being flexed : capable of being turned, bowed, or twisted without breaking : PLIABLE,”
10 while “throughout” means “from one end to the other.” See Webster’s Third New Int’l
11 Dictionary 869 & 2385 (1981).
12
In support of its assertion that the “flexible throughout” limitation is met, Loops
13 offers the opinion of Fred P. Smith, P.E., which relies on the following photographs:
14
15
16
17
18
19
20 Smith Report at 16 & 17, Ex. G to Walker Decl. (docket no. 81-9). In his report, Smith
21 states that Maxill’s product “has an elongated body (orange) [that is] flexible throughout
22 (all of the orange material is the same flexible material),” that the “first material
23
ORDER - 8
1 (orange) . . . is less rigid than the second material (white),” and that “there is significantly
2 less bending in the head portion containing the head than there is in the handle portion.”
3 Id. at 16 & 18 (emphasis added).
4
Maxill counters that the elongated body of the Supermaxx toothbrush is not
5 flexible “from one end to other,” but rather, as evidenced by the photographs on the
6 previous page and below, the elongated body is flexible along only 3 of its 4¼ inches
7 (or roughly 71% of its length).
8
9
10
11
12
13 Id. at 20.
14
15
16
17
18
19
Ex. J to Walker Decl. (docket no. 106-2) (depicting the accused product being twisted).
20
Having examined the sample of the accused device submitted by the parties, the
21
Court concludes, as argued by Maxill, that the elongated body of the Supermaxx product
22
does not satisfy the “flexible throughout” element of Claims 1 and 11, either literally or
23
ORDER - 9
1 pursuant to the doctrine of equivalents. According to the claim language, the “elongated
2 body” includes both the head portion and the handle portion of the device. The head
3 portion of the elongated body does not bend, flex, turn, bow, or twist. Instead, the head
4 portion of the elongated body is rigid, having imbedded into it the bristle-containing
5 head, which impedes the flexibility of the surrounding or encasing (orange) material.
6 Thus, the elongated body of Maxill’s toothbrush is “flexible” only within the handle
7 portion, and not “from one end to the other” or “throughout.”
8
In asserting that the elongated body of the Supermaxx toothbrush is “flexible
9 throughout,” the expert retained by Loops, Fred Smith, explains that “all of the orange
10 material is the same flexible material.” Smith Report at 16 (docket no. 81-9). Smith does
11 not opine or provide evidence that the accused device flexes along or within the head
12 portion, as well as the handle portion, of the elongated body. Rather, Smith misconstrues
13 Claims 1 and 11 to require merely that the orange substance (or “first material”) be
14 flexible. Smith’s reasoning ignores both the noun being defined in the claims (“elongated
15 body,” as opposed to “first material”) and the adverb (“throughout”) that modifies the
16 relevant adjective (“flexible”). See ’285 Patent at Col. 7, Line 65 & Col. 8, Line 50. This
17 type of rewriting of the claim language is not permitted in connection with infringement
18 analysis.
19
In reply to Maxill’s cross-motion, Loops points to Smith’s statement about the
20 head portion of the elongated body showing “significantly less bending” than the handle
21 portion of the elongated body. See Smith Report at 18 (docket no. 81-9). Reliance on
22 this portion of Smith’s report is misplaced for two reasons. First, Smith’s observation
23
ORDER - 10
1 was made in connection with an entirely different limitation of Claim 1, namely the
2 requirement that the “first material” (for the elongated body) be “less rigid” than the
3 “second material” (for the head). See id. at 17-18; see also ’285 Patent at Col. 8,
4 Lines 6-7. Second, in comparing the rigidity of the handle and head portions of the
5 elongated body, for purposes of contrasting the first and second materials, respectively,
6 Smith says nothing about the flexibility of the head portion itself. Smith’s assessment
7 that the head portion shows “significantly less bending” than the handle portion is
8 meaningless; he could be describing something completely stiff or extremely pliable.
9
Loops has offered no evidence to support any assertion that the head portion of the
10 elongated body actually bends or twists, i.e., is “flexible.” Moreover, Loops articulates
11 no basis for concluding that the term “throughout” does not include the inflexible
12 1¼-inch portion of the 4¼-inch elongated body of the accused device. On this record,
13 taken as a whole, Loops cannot carry its burden of proving at trial that the Supermaxx
14 toothbrush infringes the ’285 Patent, and thus, summary judgment in favor of Maxill is
15 warranted. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587
16 (1986); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986).
17 Conclusion
18
For the foregoing reasons, the Court ORDERS:
19
(1)
The motion for partial summary judgment, docket no. 81, brought by Loops
20 is DENIED, and the cross-motion for summary judgment, docket nos. 101 & 102,
21 brought by Maxill is GRANTED. The Court concludes, as a matter of law, that Maxill’s
22 Supermaxx toothbrush does not infringe Claim 1 or Claim 11 of the ’285 Patent, or any
23
ORDER - 11
1 of the claims that depend from Claims 1 and 11, because the elongated body of the
2 accused device is not “flexible throughout.” In light of this ruling, the Court need not
3 separately analyze whether the accused device infringes dependent Claims 5 and 13.
4
(2)
The infringement claim and counterclaim asserted by Loops against Maxill-
5 Canada and Maxill-Ohio, respectively, are DISMISSED with prejudice. Maxill-Ohio is
6 entitled to a declaratory judgment of non-infringement as requested in its second claim in
7 this matter. See supra note 3.
8
(3)
Maxill’s pending motions (i) for partial summary judgment on invalidity
9 and unenforceability, docket no. 84, and (ii) to strike, docket no. 88, Fred P. Smith’s
10 rebuttal report dated August 16, 2019, docket no. 89, are STRICKEN as moot.
11
(4)
Maxill-Ohio’s first and third claims seeking declaratory judgment regarding
12 invalidity and unenforceability are STRICKEN without prejudice as moot. See Nystrom
13 v. TREX Co., 339 F.3d 1347, 1351 n.* (Fed. Cir. 2003) (observing that “a district court
14 has discretion to dismiss a counterclaim alleging that a patent is invalid as moot where it
15 finds no infringement” (citing Phonometrics, Inc. v. N. Telecom Inc., 133 F.3d 1459,
16 1468 (Fed. Cir. 1998) (citing Nestier Corp. v. Menasha Corp.-Lewisystems Div., 739 F.2d
17 1576, 1580-81 (Fed. Cir. 1984) (citing Leesona Corp. v. United States, 530 F.2d 896, 906
18 n.9 (Ct. Cl. 1976) (when “non-infringement is clear and invalidity is not plainly evident,”
19 treating only the infringement issue is appropriate))))).
20
(5)
The Clerk is DIRECTED to enter judgment consistent with this Order, to
21 send a copy of this Order and the Judgment to all counsel of record, and to CLOSE this
22 case.
23
ORDER - 12
1
IT IS SO ORDERED.
2
Dated this 26th day of November, 2019.
3
4
A
5
Thomas S. Zilly
United States District Judge
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
ORDER - 13
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?