Le et al v. Urquart et al

Filing 296

MINUTE ORDER denying Defendant King County's 262 Motion for Summary Judgment; denying Defendant Deputy Sheriff Cesar Molina's 265 Motion for Summary Judgment. Authorized by Judge Thomas S. Zilly.(MW)

Case 2:18-cv-00055-TSZ Document 296 Filed 03/22/21 Page 1 of 7

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UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT SEATTLE

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BAO XUYEN LE, as Personal Representative
of the Estate of Tommy Le; HOAI “SUNNY”
LE; and DIEU HO;
Plaintiffs,

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C18-55 TSZ
v.

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MINUTE ORDER
REVEREND DR. MARTIN LUTHER
KING, JR. COUNTY; and KING COUNTY
DEPUTY SHERIFF CESAR MOLINA,

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Defendants.
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The following Minute Order is made by direction of the Court, the Honorable
Thomas S. Zilly, United States District Judge:
(1)
Defendant King County’s motion for summary judgment, docket no. 262, is
DENIED for the reasons set forth below.
(a)
Felony Bar: In seeking dismissal of plaintiffs’ negligence claim,
King County relies on RCW 4.24.420, which provides “a complete defense to any
action for damages for personal injury or wrongful death . . . [when] the person
injured or killed was engaged in the commission of a felony at the time of the
occurrence causing the injury or death and the felony was a proximate cause of the
injury or death.” Whether Tommy Le was committing a felony (for example,
assault of a law enforcement officer, see RCW 9A.36.031(1)(g)) at the time he
was fatally shot and whether any such felony was a proximate cause of his death
constitute questions of fact precluding summary judgment. See Watness v. City of
Seattle, --- P.3d ---, 2021 WL 606674, at *5-6 (Wash. Ct. App. Feb. 16, 2021);
Davis v. King County, 479 P.3d 1181, 1187 (Wash. Ct. App. 2021); see also Fed.
R. Civ. P. 56(a).

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(b)
Negligence Claim: To prevail on a negligence claim, a plaintiff
must prove (i) the defendant owed a duty; (ii) the defendant breach that duty;
(iii) an injury resulted; and (iv) the breach of duty was a proximate cause of the
injury. See Mancini v. City of Tacoma, 479 P.3d 656, 664 (Wash. 2021). King
County asserts that plaintiffs cannot establish either breach or proximate cause.
It contends that the applicable standard of care is set forth in RCW 9A.16.040,
which provides that “[h]omicide or the use of deadly force is justifiable . . . [w]hen
necessarily used by a peace officer meeting the good faith standard . . . [t]o arrest
or apprehend a person who the officer reasonably believes has committed, has
attempted to commit, is committing, or is attempting to commit a felony.”
RCW 9A.16.040(1)(c)(i). Whether Tommy Le had committed or was committing
a felony at the time he was shot involves disputes of fact, and thus, summary
judgment cannot be granted, regardless of whether “good faith” can be
established. “Good faith” is judged by “an objective standard,” considering “all
the facts, circumstances, and information known to the officer at the time to
determine whether a similarly situated reasonable officer would have believed that
the use of deadly force was necessary to prevent death or serious physical harm to
the officer or another individual.” RCW 9A.16.040(4). Plaintiffs contend that the
King County Sheriff’s deputies involved violated this “good faith” standard by
failing to formulate a tactical plan upon arrival at the scene, failing to move to
positions of cover and take steps to de-escalate the situation, failing to determine
that Tommy Le was experiencing a mental crisis, and failing to use less lethal
force, including redeployment or re-engagement of a Taser. See DeFoe Report at
16-17 & 23-27 (Opinions 1, 2, 7, 8, 9, & 10), Ex. A to DeFoe Decl. (docket
no. 111-1). 1 Whether deadly force was used in “good faith” in this matter
involves factual issues properly reserved for a jury. See Beltran-Serrano v. City of
Tacoma, 442 P.3d 608, 611-13 (Wash. 2019). Similarly, whether any of the
alleged breaches of duty identified by plaintiffs was a “but for” proximate cause

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The Court has previously ruled that, at trial, expert witnesses will not be permitted to (i) testify
about whether Deputy Sheriff Cesar Molina used lawful, reasonable, justified, or appropriate
force when he shot Tommy Le on June 14, 2017; (ii) opine about which version of events is
more credible or which facts actually occurred; (iii) speculate about the intent, motive, or state of
mind of anyone involved, including Tommy Le and Deputy Molina; or (iv) testify about the law
concerning the use of force. Minute Order at ¶ 1(a) (docket no. 195). The Court also ruled that
Scott DeFoe and other experts will be permitted to testify at trial about law enforcement
practices, tactics, techniques, and training, subject to the Court’s rulings on any objections made
during the course of their testimony. Id. at ¶ 1(b). In connection with the pending motions for
summary judgment, neither King County nor Deputy Molina has challenged the admissibility of,
or moved to strike, the opinions referenced above, and the Court has considered them in a
manner that is consistent with its previous Minute Order. The Court makes no ruling at this time
concerning the scope of expert testimony at trial, which defendants now seek to further limit in
their recently-filed supplemental motions in limine, docket no. 291.

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(or cause in fact) of Tommy Le’s death cannot be decided on summary judgment. 2
In addition, the acts on which plaintiffs premise their negligence claim are not
“too remote or insubstantial” to be the “legal cause” of Tommy Le’s death, and
the Court “cannot preclude liability as a matter of law.” See Meyers v. Ferndale
Sch. Dist., --- P.3d ---, 2021 WL 822221, at *7 (Wash. Mar. 4, 2021).

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(c)
Monell Liability: The Court has previously rejected King County’s
argument that plaintiffs have not made a sufficient showing under Monell v. Dep’t
of Soc. Servs. of N.Y.C., 436 U.S. 658 (1978), and its progeny, to proceed to trial
against King County on their claims under 42 U.S.C. § 1983. See Minute Order at
¶ 1(b) (docket no. 178); Minute Order at ¶ 1 (docket no. 215). In its now pending
motion, King County again contends that plaintiffs’ Monell claim lacks merit. The
Court has considered the issue anew and still concludes that genuine disputes of
material fact preclude summary judgment. A municipality may not be held liable
under § 1983 on a respondeat superior theory. Monell, 436 U.S. at 691. Instead,
municipal liability must be premised on one of four theories: (i) a policy or
longstanding practice or custom from which the alleged constitutional violation
resulted; (ii) an unconstitutional action by an official with final policy-making
authority; (iii) ratification by an official with final policy-making authority of a
subordinate’s unconstitutional conduct; or (iv) a failure to adequately train
employees that amounts to deliberate indifference concerning the constitutional

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In also arguing that plaintiffs cannot prove proximate cause, defendant Deputy Sheriff Cesar
Molina has cited to an unpublished decision of the Washington Court of Appeals, Lacy v.
Snohomish County, No. 79294-6-I, 2020 WL 5891897 (Wash. Ct. App. Oct. 5, 2020). King
County has not relied on this authority. Lacy is procedurally and factually distinguishable. In
Lacy, the appellate court reviewed the grant of a motion for a directed verdict, issued after
plaintiff had presented her evidence at trial and rested her case. Id. at *4. In contrast, the
pending motions are for summary judgment. In Lacy, the plaintiff had three theories of
negligence: (i) failure to immediately stage lifesaving aid; (ii) negligent escalation of the
situation in a manner leading to the use of excessive force, which included a leg sweep, causing
the decedent to land in a prone position in a ditch, while a deputy put weight on his back; and
(iii) failure to properly administer cardiac pulmonary resuscitation (CPR). Id. at *2 & *5. The
first and third theories and related facts bear no resemblance to those at issue in this case. With
respect to the second theory, the plaintiff in Lacy presented at trial “no evidence from which a
reasonable juror could find, without speculating, that had [the deputy] used proper de-escalation
tactics and not escalated the situation [by threatening to deploy his stun gun], [the decedent]
more likely than not would have survived.” Id. at *7. In contrast, in this matter, plaintiffs have
offered expert opinions, which must be taken as true for purposes of summary judgment, that “if
Deputy Sheriff Cesar Molina would have utilized proper cover, he may have been able to see
that Mr. Tommy Le did not possess a weapon” and that, “[h]ad tactically sound procedures been
applied, it is more likely than not that Mr. Tommy Le’s death could have been avoided.” DeFoe
Report at 18 & 20 (docket no. 111-1). Again, the Court makes no ruling regarding defendants’
pending supplemental motions in limine, docket no. 291. See supra note 1.

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right at issue. See Menotti v. City of Seattle, 409 F.3d 1113, 1147 (9th Cir. 2005);
see also City of Canton v. Harris, 489 U.S. 378, 386-92 (1989). Plaintiffs do not
appear to pursue a Monell claim pursuant to the second or fourth theories. See
Plas.’ Resp. at 12-14 (docket no. 281); see also Stipulation and Order (docket
no. 65). With regard to the first theory, King County alleges that plaintiffs have
abandoned any “policy, practice, or custom” claim, but it is mistaken. See Plas.’
Resp. at 6 & 8 (docket no. 212) (referring to “official policies” and “a culture
where officers . . . felt they could ‘get away with anything’”). A policy, practice,
or custom may be inferred if, after the constitutional tort, officials “took no steps
to reprimand or discharge the [tortfeasors], or if they otherwise failed to admit the
[tortfeasors’] conduct was in error.” McRorie v. Shimoda, 795 F.2d 780, 784 (9th
Cir. 1986); see Larez v. City of Los Angeles, 946 F.2d 630, 645-48 (9th Cir. 1991);
see also Velasquez v. City of Long Beach, 793 F.3d 1010, 1027-29 (9th Cir. 2015).
Ratification may also be inferred, for purposes of the third theory of Monell
liability, from a failure to discipline for a constitutional violation, but “something
more” than a “mere refusal to overrule a subordinate’s completed act” is required.
See Christie v. Iopa, 176 F.3d 1231, 1239-40 (9th Cir. 1999); Kanae v. Hodson,
294 F. Supp. 2d 1179, 1190 (D. Haw. 2003) (describing the requisite “something
more” as “holes” and “inconsistencies” in the subsequent investigation that
“should have been apparent to any reasonable administrator,” expert testimony
that “it was nearly impossible for an officer to be disciplined as a result of a citizen
complaint” and that “a unit was allowed to investigate itself,” or officer conduct
that was “so outrageous that a reasonable administrator should have known that he
or she should do something about it”); see also Thomas v. Cannon, No. 3:15-5346,
2017 WL 2289081, at *12-13 (W.D. Wash. May 25, 2017). Plaintiffs have
offered direct evidence that Deputy Molina received no sanction for his actions
and was later promoted, as well as circumstantial evidence that the investigation
conducted by the King County Sheriff’s Office concerning the shooting of Tommy
Le was less than thorough; 3 if jurors believe plaintiffs’ version of events, they
might be persuaded that a reasonable administrator would have taken steps to
further investigate and/or disapprove of Deputy Molina’s conduct. See Molina
Dep. at 83:21-84:12, Ex. A to Arnold Decl. (docket no. 109-24); Hayes Report at
¶¶ 27 & 50, Ex. A to Hayes Decl. (docket no. 113-1) (indicating that the police

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In response to King County’s motion, plaintiffs have proffered certain reports prepared for
King County’s Office of Law Enforcement Oversight (“OLEO”), Exs. K & L to Arnold Decl.
(docket nos. 282-11 & 282-12), as well as deposition testimony of Deborah Jacobs, former
director of OLEO, Ex. C to Arnold Decl. (docket no. 282-3). The Court has not considered this
evidence in concluding that plaintiffs have presented sufficient evidence in support of Monell
liability to survive King County’s motion for summary judgment. King County’s motion to
strike, docket no. 284, is therefore STRICKEN as moot. The Court makes no ruling at this time
concerning the admissibility at trial of either the OLEO reports or Ms. Jacobs’s prior statements
and/or testimony.

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reports, Use of Force Review Board findings, and press releases made “no
mention of . . . crucial evidence” from the autopsy report); Mulligan Dep. at
25:10-26:14, 35:24-37:22, 39:20-40:6, Ex. A to Arnold Decl. (docket no. 175-1)
(identifying evidence that the Use of Force Review Board did not hear); see also
Autopsy Report, Ex. 23B to Arnold Decl. (docket no. 109-3 at 6); Supervisor
Checklist for Deputy Involved Shootings, Ex. 2 to Abbott Dep., Ex. B to Arnold
Decl. (docket no. 282-2) (indicating “unknown” in response to the question of
whether the “suspect” was armed); Certification (docket no. 176). 4 Plaintiffs have
presented triable issues, and they may present their “policy, practice, or custom”
and ratification theories for Monell liability to the jury.

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(2)
Defendant Deputy Sheriff Cesar Molina’s motion for partial summary
7 judgment, docket no. 265, is DENIED for the reasons set forth below.
(a)
Negligence: For the reasons set forth in Paragraphs 1(a) and (b),
above, Deputy Molina’s motion for partial summary judgment is denied as to
invocation of the felony bar set forth in RCW 4.24.420 and denial of any breach of
duty and proximate causation. Deputy Molina also relies on a footnote in
Briscoe v. City of Seattle, 483 F. Supp. 3d 999 (W.D. Wash. 2020), to assert that
negligence liability does not extend to individual law enforcement officers acting
within the course of their employment. Briscoe, however, does not stand for such
proposition. Briscoe concerned the shooting death of Che Andre Taylor. Id. at
1002. In Briscoe, plaintiffs argued that two officers (namely Audi Acuesta and
Timothy Barnes) should be held individually liable because they gave inconsistent
commands to Taylor before he was shot by other officers. Id. at 1009 n.9. Neither
Acuesta nor Barnes instigated the arrest of nor fired a weapon at Taylor, and their
alleged negligence in commanding Taylor to get on the ground was not itself a
proximate cause of Taylor’s death. As a result, the proper defendant for any
negligence claim premised on the instructions given to Taylor prior to his death
was the City of Seattle, who employed all the officers involved, including those
who eventually shot Taylor. The present case is distinguishable. Molina was not
an assisting officer like Acuesta or Barnes, but rather the person who fired the
fatal rounds, and any negligence on his part would itself have the requisite link to
Tommy Le’s death to support tort liability. Moreover, Washington considers the
liability of an employee and the vicarious liability of an employer (on a respondeat

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The certification filed by King County on May 17, 2019, docket no. 176, was signed by Erin
20 Overbey, Chief Legal Advisor for the King County Sheriff’s Office. Contemporaneously with
its reply brief, King County filed a declaration by Ms. Overbey, docket no. 286, attempting to
21 provide, for the first time, further information about internal procedures relating to the Use of
Force Review Board’s findings. Plaintiffs’ motion to strike, docket no. 290, is GRANTED.
Ms. Overbey’s declaration was not timely submitted, and plaintiffs have had no opportunity to
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superior theory) to be joint and several. See Johns v. Hake, 131 P.2d 933, 935
(Wash. 1942) (“A master and his servant are jointly and severally liable for the
negligent acts of the servant in the course of his employment. The act of the
servant is the act of the master. One damaged by an act of the servant may sue
both the master and the servant, or he may sue either separately.”); Howe v. N.
Pac. Ry. Co., 70 P. 1100, 1102 (Wash. 1902). Thus, plaintiffs’ negligence claim
may proceed against both Deputy Molina and King County. With regard to
Deputy Molina’s separate argument that he owed no duty to Tommy Le, such
assertion runs contrary to Washington law. See Beltran-Serrano, 442 P.3d at 61115; see also Watness, 2021 WL 606674, at *4 (“an officer owes a legal duty to
exercise reasonable care when engaging in affirmative conduct toward others,
whether they be crime victims or individuals suspected of committing crimes”).

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(b)
Qualified Immunity: Deputy Molina asks the Court to decide, or
clarify that it has decided, the portion of his earlier motion for summary judgment
in which he supposedly invoked qualified immunity as to the Fourteenth
Amendment claims of Tommy Le’s parents. The Court’s Minute Order entered
May 24, 2019, reads as follows:
The deferred portion of the motion for summary judgment brought
by defendant King County Deputy Sheriff Cesar Molina, docket
no. 87, in which he sought qualified immunity as a matter of law,
is DENIED.
Minute Order at ¶ 1 (docket no. 190). The ruling could not be more clear: Deputy
Molina’s motion was denied as to qualified immunity. The analysis explained that
the questions of whether Deputy Molina used excessive force and whether he
violated a “clearly established” Fourth Amendment right involve genuine disputes
of material fact. Id. In a separate, earlier ruling, the Court explained how the
excessive force and Fourteenth Amendment claims are interrelated:
With regard to whether Deputy Molina used excessive force in
tasering and/or shooting Tommy Le (First Cause of Action), and
whether any use of excessive force deprived Le’s parents of a
liberty interest in the companionship and society of their son (First
Cause of Action), the Court concludes that genuine disputes of
material fact exist, and Deputy Molina’s motion for summary
judgment on those issues is DENIED . . . .
Minute Order at ¶ 2(c) (docket no. 148). As the record reflects, the issue of
qualified immunity was previously decided, and the Court’s earlier rulings
constitute the law of the case.

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(3)
record.

The Clerk is directed to send a copy of this Minute Order to all counsel of

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Dated this 22nd day of March, 2021.
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William M. McCool
Clerk

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s/Gail Glass
Deputy Clerk

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