Stewart v. Washington State University
Filing
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PROTECTIVE ORDER re parties' 12 Stipulation, by Judge Ricardo S. Martinez. (SWT)
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The Honorable Ricardo Martinez
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UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT SEATTLE
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DOMINIQUE STEWART, an
individual,
Plaintiff,
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v.
STIPULATED
PROTECTIVE ORDER
WASHINGTON STATE
UNIVERSITY, a state education
institute,
Defendant.
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NO. 18-cv-00557RSM
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PURPOSES AND LIMITATIONS
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Discovery in this action is likely to involve production of confidential, proprietary, or
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private information for which special protection may be warranted. Accordingly, the parties
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hereby stipulate to and petition the court to enter the following Model Stipulated Protective
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Order. The parties acknowledge that this agreement is consistent with LCR 26(c). It does not
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confer blanket protection on all disclosures or responses to discovery, the protection it affords
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from public disclosure and use extends only to the limited information or items that are entitled
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to confidential treatment under the applicable legal principles, and it does not presumptively
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entitle parties to file confidential information under seal.
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STIPULATED PROTECTIVE ORDER
(NO. 18-cv-00557RSM)
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ATTORNEY GENERAL OF WASHINGTON
Torts Division
800 Fifth Avenue, Suite 2000
Seattle, WA 98104-3188
(206) 464-7352
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2.
“CONFIDENTIAL” MATERIAL
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“Confidential” material shall include the following documents and tangible things
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produced or otherwise exchanged: Washington State University student records containing
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personal, medical, mental health, academic, disciplinary and conduct information and
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Washington State University personnel records. Information contained within these
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records are confidential and privileged under CFR 45.164 (HIPAA); 42 Part 2, 20 USC
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1232 (FERPA); RCW 70.02 and RCW 42.56.230.
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3.
SCOPE
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The protections conferred by this agreement cover not only confidential material (as
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defined above), but also (1) any information copied or extracted from confidential material; (2)
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all copies, excerpts, summaries, or compilations of confidential material; and (3) any testimony,
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conversations, or presentations by parties or their counsel that might reveal confidential material.
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However, the protections conferred by this agreement do not cover information that is in
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the public domain or becomes part of the public domain through trial or otherwise.
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4.
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ACCESS TO AND USE OF CONFIDENTIAL MATERIAL
4.1
Basic Principles. A receiving party may use confidential material that is disclosed
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or produced by another party or by a non-party in connection with this case only for prosecuting,
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defending, or attempting to settle this litigation. Confidential material may be disclosed only to
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the categories of persons and under the conditions described in this agreement. Confidential
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material must be stored and maintained by a receiving party at a location and in a secure manner
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that ensures that access is limited to the persons authorized under this agreement.
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4.2
Disclosure of “CONFIDENTIAL” Information or Items. Unless otherwise
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ordered by the court or permitted in writing by the designating party, a receiving party may
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disclose any confidential material only to:
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(a)
the receiving party’s counsel of record in this action, as well as employees
of counsel to whom it is reasonably necessary to disclose the information for this litigation;
STIPULATED PROTECTIVE ORDER
(NO. 18-cv-00557RSM)
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ATTORNEY GENERAL OF WASHINGTON
Torts Division
800 Fifth Avenue, Suite 2000
Seattle, WA 98104-3188
(206) 464-7352
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(b)
the officers, directors, and employees (including in house counsel) of the
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receiving party to whom disclosure is reasonably necessary for this litigation, unless the parties
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agree that a particular document or material produced is for Attorney’s Eyes Only and is so
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designated;
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(c)
experts and consultants to whom disclosure is reasonably necessary for
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this litigation and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit
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A);
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(d)
the court, court personnel, and court reporters and their staff;
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(e)
copy or imaging services retained by counsel to assist in the duplication
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of confidential material, provided that counsel for the party retaining the copy or imaging service
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instructs the service not to disclose any confidential material to third parties and to immediately
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return all originals and copies of any confidential material;
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(f)
during their depositions, witnesses in the action to whom disclosure is
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reasonably necessary and who have signed the “Acknowledgment and Agreement to Be Bound”
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(Exhibit A), unless otherwise agreed by the designating party or ordered by the court. Pages of
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transcribed deposition testimony or exhibits to depositions that reveal confidential material must
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be separately bound by the court reporter and may not be disclosed to anyone except as permitted
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under this agreement;
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(g)
the author or recipient of a document containing the information or a
custodian or other person who otherwise possessed or knew the information.
4.3
Filing Confidential Material. Before filing confidential material or discussing or
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referencing such material in court filings, the filing party shall confer with the designating party
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to determine whether the designating party will remove the confidential designation, whether the
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document can be redacted, or whether a motion to seal or stipulation and proposed order is
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warranted. Local Civil Rule 5(g) sets forth the procedures that must be followed and the
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STIPULATED PROTECTIVE ORDER
(NO. 18-cv-00557RSM)
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ATTORNEY GENERAL OF WASHINGTON
Torts Division
800 Fifth Avenue, Suite 2000
Seattle, WA 98104-3188
(206) 464-7352
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standards that will be applied when a party seeks permission from the court to file material under
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seal.
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5.
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DESIGNATING PROTECTED MATERIAL
5.1
Exercise of Restraint and Care in Designating Material for Protection. Each party
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or non-party that designates information or items for protection under this agreement must take
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care to limit any such designation to specific material that qualifies under the appropriate
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standards. The designating party must designate for protection only those parts of material,
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documents, items, or oral or written communications that qualify, so that other portions of the
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material, documents, items, or communications for which protection is not warranted are not
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swept unjustifiably within the ambit of this agreement.
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Mass, indiscriminate, or routinized designations are prohibited. Designations that are
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shown to be clearly unjustified or that have been made for an improper purpose (e.g., to
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unnecessarily encumber or delay the case development process or to impose unnecessary
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expenses and burdens on other parties) expose the designating party to sanctions.
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If it comes to a designating party’s attention that information or items that it designated
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for protection do not qualify for protection, the designating party must promptly notify all other
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parties that it is withdrawing the mistaken designation.
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5.2
Manner and Timing of Designations. Except as otherwise provided in this
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agreement (see, e.g., second paragraph of section 5.2(a) below), or as otherwise stipulated or
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ordered, disclosure or discovery material that qualifies for protection under this agreement must
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be clearly so designated before or when the material is disclosed or produced.
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(a)
Information in documentary form: (e.g., paper or electronic documents
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and deposition exhibits, but excluding transcripts of depositions or other pretrial or trial
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proceedings), the designating party must affix the word “CONFIDENTIAL” to each page that
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contains confidential material. If only a portion or portions of the material on a page qualifies
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STIPULATED PROTECTIVE ORDER
(NO. 18-cv-00557RSM)
4
ATTORNEY GENERAL OF WASHINGTON
Torts Division
800 Fifth Avenue, Suite 2000
Seattle, WA 98104-3188
(206) 464-7352
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for protection, the producing party also must clearly identify the protected portion(s) (e.g., by
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making appropriate markings in the margins).
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(b)
Testimony given in deposition or in other pretrial proceedings: the parties
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and any participating non-parties must identify on the record, during the deposition or other
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pretrial proceeding, all protected testimony, without prejudice to their right to so designate other
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testimony after reviewing the transcript. Any party or non-party may, within fifteen days after
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receiving the transcript of the deposition or other pretrial proceeding, designate portions of the
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transcript, or exhibits thereto, as confidential.
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confidential information at trial, the issue should be addressed during the pre-trial conference.
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(c)
If a party or non-party desires to protect
Other tangible items: the producing party must affix in a prominent place
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on the exterior of the container or containers in which the information or item is stored the word
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“CONFIDENTIAL.” If only a portion or portions of the information or item warrant protection,
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the producing party, to the extent practicable, shall identify the protected portion(s).
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5.3
Inadvertent Failures to Designate. If timely corrected, an inadvertent failure to
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designate qualified information or items does not, standing alone, waive the designating party’s
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right to secure protection under this agreement for such material. Upon timely correction of a
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designation, the receiving party must make reasonable efforts to ensure that the material is
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treated in accordance with the provisions of this agreement.
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6.
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CHALLENGING CONFIDENTIALITY DESIGNATIONS
6.1
Timing of Challenges. Any party or non-party may challenge a designation of
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confidentiality at any time. Unless a prompt challenge to a designating party’s confidentiality
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designation is necessary to avoid foreseeable, substantial unfairness, unnecessary economic
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burdens, or a significant disruption or delay of the litigation, a party does not waive its right to
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challenge a confidentiality designation by electing not to mount a challenge promptly after the
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original designation is disclosed.
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STIPULATED PROTECTIVE ORDER
(NO. 18-cv-00557RSM)
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ATTORNEY GENERAL OF WASHINGTON
Torts Division
800 Fifth Avenue, Suite 2000
Seattle, WA 98104-3188
(206) 464-7352
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6.2
Meet and Confer. The parties must make every attempt to resolve any dispute
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regarding confidential designations without court involvement. Any motion regarding
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confidential designations or for a protective order must include a certification, in the motion or
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in a declaration or affidavit, that the movant has engaged in a good faith meet and confer
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conference with other affected parties in an effort to resolve the dispute without court action.
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The certification must list the date, manner, and participants to the conference. A good faith
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effort to confer requires a face-to-face meeting or a telephone conference.
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6.3
Judicial Intervention. If the parties cannot resolve a challenge without court
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intervention, the designating party may file and serve a motion to retain confidentiality under
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Local Civil Rule 7 (and in compliance with Local Civil Rule 5(g), if applicable). The burden of
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persuasion in any such motion shall be on the designating party. Frivolous challenges, and those
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made for an improper purpose (e.g., to harass or impose unnecessary expenses and burdens on
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other parties) may expose the challenging party to sanctions. All parties shall continue to
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maintain the material in question as confidential until the court rules on the challenge.
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7.
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LITIGATION
PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN OTHER
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If a party is served with a subpoena or a court order issued in other litigation that compels
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disclosure of any information or items designated in this action as “CONFIDENTIAL,” that
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party must:
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(a)
promptly notify the designating party in writing and include a copy of the
subpoena or court order;
(b)
promptly notify in writing the party who caused the subpoena or order to
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issue in the other litigation that some or all of the material covered by the subpoena or order is
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subject to this agreement. Such notification shall include a copy of this agreement; and
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(c)
cooperate with respect to all reasonable procedures sought to be pursued
by the designating party whose confidential material may be affected.
STIPULATED PROTECTIVE ORDER
(NO. 18-cv-00557RSM)
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ATTORNEY GENERAL OF WASHINGTON
Torts Division
800 Fifth Avenue, Suite 2000
Seattle, WA 98104-3188
(206) 464-7352
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8.
UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL
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If a receiving party learns that, by inadvertence or otherwise, it has disclosed confidential
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material to any person or in any circumstance not authorized under this agreement, the receiving
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party must immediately (a) notify in writing the designating party of the unauthorized
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disclosures, (b) use its best efforts to retrieve all unauthorized copies of the protected material,
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(c) inform the person or persons to whom unauthorized disclosures were made of all the terms
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of this agreement, and (d) request that such person or persons execute the “Acknowledgment
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and Agreement to Be Bound” that is attached hereto as Exhibit A.
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9.
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INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE PROTECTED
MATERIAL
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When a producing party gives notice to receiving parties that certain inadvertently
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produced material is subject to a claim of privilege or other protection, the obligations of the
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receiving parties are those set forth in Federal Rule of Civil Procedure 26(b)(5)(B). This
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provision is not intended to modify whatever procedure may be established in an e-discovery
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order or agreement that provides for production without prior privilege review. The parties
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agree to the entry of a non-waiver order under Fed. R. Evid. 502(d) as set forth herein.
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10.
NON TERMINATION AND RETURN OF DOCUMENTS
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Within 60 days after the termination of this action, including all appeals, each receiving
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party must return all confidential material to the producing party, including all copies, extracts
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and summaries thereof. Alternatively, the parties may agree upon appropriate methods of
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destruction.
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Notwithstanding this provision, counsel are entitled to retain one archival copy of all
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documents filed with the court, trial, deposition, and hearing transcripts, correspondence,
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deposition and trial exhibits, expert reports, attorney work product, and consultant and expert
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work product, even if such materials contain confidential material.
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STIPULATED PROTECTIVE ORDER
(NO. 18-cv-00557RSM)
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ATTORNEY GENERAL OF WASHINGTON
Torts Division
800 Fifth Avenue, Suite 2000
Seattle, WA 98104-3188
(206) 464-7352
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The confidentiality obligations imposed by this agreement shall remain in effect until a
designating party agrees otherwise in writing or a court orders otherwise.
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IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD.
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DATED:
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ANNE BREMNER, WSBA No. 13269
Attorney for Plaintiff
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DATED:
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PAUL J. TRIESCH, WSBA No. 17445
Attorney for Defendant
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PURSUANT TO STIPULATION, IT IS SO ORDERED
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IT IS FURTHER ORDERED that pursuant to Fed. R. Evid. 502(d), the production of
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any documents in this proceeding shall not, for the purposes of this proceeding or any other
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proceeding in any other court, constitute a waiver by the producing party of any privilege
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applicable to those documents, including the attorney-client privilege, attorney work-product
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protection, or any other privilege or protection recognized by law.
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DATED: November 6, 2018.
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A
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RICARDO S. MARTINEZ
CHIEF UNITED STATES DISTRICT JUDGE
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STIPULATED PROTECTIVE ORDER
(NO. 18-cv-00557RSM)
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ATTORNEY GENERAL OF WASHINGTON
Torts Division
800 Fifth Avenue, Suite 2000
Seattle, WA 98104-3188
(206) 464-7352
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EXHIBIT A
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ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND
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I, ____________________________________ [print or type full name], of
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____________________________________ [print or type full address], declare under penalty
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of perjury that I have read in its entirety and understand the Stipulated Protective Order that was
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issued by the United States District Court for the Western District of Washington on [date] in
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the case of Monique Stewart v. Washington State University, No. 18-cv-0057RSM. I agree
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to comply with and to be bound by all the terms of this Stipulated Protective Order and I
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understand and acknowledge that failure to so comply could expose me to sanctions and
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punishment in the nature of contempt. I solemnly promise that I will not disclose in any manner
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any information or item that is subject to this Stipulated Protective Order to any person or entity
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except in strict compliance with the provisions of this Order.
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I further agree to submit to the jurisdiction of the United States District Court for the
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Western District of Washington for the purpose of enforcing the terms of this Stipulated
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Protective Order, even if such enforcement proceedings occur after termination of this action.
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Date:
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City and State where sworn and signed:
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Printed name:
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Signature:
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STIPULATED PROTECTIVE ORDER
(NO. 18-cv-00557RSM)
9
ATTORNEY GENERAL OF WASHINGTON
Torts Division
800 Fifth Avenue, Suite 2000
Seattle, WA 98104-3188
(206) 464-7352
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