Bryant v. Colvin
Filing
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ORDER ON PLAINTIFF'S COMPLAINT by Judge J Richard Creatura. (SH)
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UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT TACOMA
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PAMELA JEAN BRYANT,
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Plaintiff,
CASE NO. 13-cv-05327 JRC
ORDER ON PLAINTIFF’S
COMPLAINT
v.
CAROLYN W. COLVIN, Acting
Commissioner of the Social Security
Administration,
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Defendant.
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This Court has jurisdiction pursuant to 28 U.S.C. § 636(c), Fed. R. Civ. P. 73 and
18 Local Magistrate Judge Rule MJR 13 (see also Notice of Initial Assignment to a U.S.
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Magistrate Judge and Consent Form, ECF No. 6; Consent to Proceed Before a United
States Magistrate Judge, ECF No. 7). Plaintiff has filed an Opening Brief and defendant
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has filed a Response (see ECF Nos. 18, 21).
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After considering and reviewing the record, the Court concludes that the ALJ’s
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failure to credit fully plaintiff’s complaints and credibility, including her allegations of
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ORDER ON PLAINTIFF’S COMPLAINT - 1
1 fibromyalgia, is supported by substantial evidence in the records as a whole. The ALJ’s
2 finding that plaintiff over-reported her symptoms also is supported by substantial
3 evidence. Therefore, this matter is affirmed pursuant to sentence four of 42 U.S.C. §
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405(g).
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BACKGROUND
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Plaintiff, PAMELA JEAN BRYANT, was born in 1961 and was 47 years old on
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the alleged date of disability onset of March 13, 2008 (see Tr. 115-2). Plaintiff finished
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high school, completed one year of college and completed management training with the
McDonald’s Corporation (Tr. 139). Plaintiff has worked as a bill collector, a bakery
11 worker and a fast food restaurant manager (Tr. 563).
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Plaintiff has at least the severe impairments of “lumbar and cervical degenerative
13 disc disease, degenerative joint disease of the knees, carpal tunnel syndrome, asthma,
14 obesity, depression, a pain disorder, pancreatitis with occasional acute exacerbations, and
15 tobacco abuse (20 CFR 404.1520(c))” (Tr. 490).
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At the time of the last hearing, plaintiff was living in her house with her oldest
daughter, who helps with the rent (Tr. 550)
PROCEDURAL HISTORY
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Plaintiff filed an application for disability insurance (“DIB”) benefits pursuant to
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42 U.S.C. § 423 (Title II) of the Social Security Act on March 20, 2008 (see Tr. 19, 11521
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21). The application was denied initially and following reconsideration in 2008 (Tr. 19,
65-75, 76-77). Plaintiff’s January, 2009 request for a hearing was granted, and her
24 hearing was held on February 26, 2010 (Tr. 19, 34-62). On April 1, 2010, the
ORDER ON PLAINTIFF’S COMPLAINT - 2
1 Administrative Law Judge issued a decision concluding that plaintiff was not disabled
2 (Tr. 19-29) and plaintiff’s request for review by the Appeals Council was denied (Tr. 13 5). See 20 C.F.R. § 404.981. Plaintiff appealed the decision to the United States District
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Court and Magistrate Judge Mary Alice Theiler remanded this matter to the
Administration for a new hearing (Tr. 590, 598-615). Plaintiff’s second hearing was held
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before Administrative Law Judge Paul G. Robeck (“the ALJ”) on January 8, 2013 (see
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Tr. 546-71).
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On February 13, 2013, the ALJ issued a written decision in which the ALJ
concluded that plaintiff was not disabled pursuant to the Social Security Act (see Tr. 488-
11 500). Plaintiff filed a complaint in this Court seeking judicial review of the ALJ’s written
12 decision in late April, 2013 (see ECF Nos. 1, 3: see also Tr. 1-5). Defendant filed the
13 sealed administrative record regarding this matter (“Tr.”) on July 3, 2013 (see ECF Nos.
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In plaintiff’s Opening Brief, plaintiff raises the following issues: (1) Whether or
16 not the ALJ erred by finding that plaintiff’s fibromyalgia was not a severe impairment;
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(2) Whether or not the ALJ erred by not complying with SSR 96-8p when assessing the
plaintiff’s RFC; (3) Whether or not the ALJ erred by posing hypotheticals to the VE that
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did not incorporate all of the plaintiff’s severe impairments; (4) Whether or not the ALJ
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erred by finding the plaintiff not credible pursuant to SSR 96-7p; and (5) Whether or not
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the ALJ erred by not properly assessing plaintiff’s pain (see ECF No. 18, p.2).
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ORDER ON PLAINTIFF’S COMPLAINT - 3
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STANDARD OF REVIEW
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Plaintiff bears the burden of proving disability within the meaning of the Social
3 Security Act (hereinafter “the Act”); although the burden shifts to the Commissioner on
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the fifth and final step of the sequential disability evaluation process. See Bowen v.
Yuckert, 482 U.S. 137, 140, 146 n. 5 (1987). The Act defines disability as the “inability to
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engage in any substantial gainful activity” due to a physical or mental impairment “which
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can be expected to result in death or which has lasted, or can be expected to last for a
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continuous period of not less than twelve months.” 42 U.S.C. §§ 423(d)(1)(A),
1382c(a)(3)(A). A claimant is disabled pursuant to the Act only if claimant’s
11 impairment(s) are of such severity that claimant is unable to do previous work, and
12 cannot, considering the claimant’s age, education, and work experience, engage in any
13 other substantial gainful activity existing in the national economy. 42 U.S.C. §§
14 423(d)(2)(A), 1382c(a)(3)(B); see also Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir.
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Pursuant to 42 U.S.C. § 405(g), this Court may set aside the Commissioner's
denial of social security benefits if the ALJ's findings are based on legal error or not
supported by substantial evidence in the record as a whole. Bayliss v. Barnhart, 427 F.3d
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1211, 1214 n.1 (9th Cir. 2005) (citing Tidwell v. Apfel, 161 F.3d 599, 601 (9th Cir.
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1999)). “Substantial evidence” is more than a scintilla, less than a preponderance, and is
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such “‘relevant evidence as a reasonable mind might accept as adequate to support a
conclusion.’” Magallanes v. Bowen, 881 F.2d 747, 750 (9th Cir. 1989) (quoting Davis v.
24 Heckler, 868 F.2d 323, 325-26 (9th Cir. 1989)). Regarding the question of whether or not
ORDER ON PLAINTIFF’S COMPLAINT - 4
1 substantial evidence supports the findings by the ALJ, the Court should “review the
2 administrative record as a whole, weighing both the evidence that supports and that
3 which detracts from the ALJ’s conclusion.’” Andrews v. Shalala, 53 F.3d 1035, 1039 (9th
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Cir. 1995) (citing Magallanes, supra, 881 F.2d at 750).
In the context of social security appeals, legal errors committed by the ALJ may
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be considered harmless where the error is irrelevant to the ultimate disability conclusion
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when considering the record as a whole. Molina, supra, 674 F.3d at 1117-1122; see also
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28 U.S.C. § 2111; Shinsheki v. Sanders, 556 U.S. 396, 407 (2009).
DISCUSSION
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The ALJ provided clear and convincing reasons for his failure to credit
fully plaintiff’s credibility and allegations and did not err when
assessing plaintiff’s allegations of pain.
If the medical evidence in the record is not conclusive, sole responsibility for
14 resolving conflicting testimony and questions of credibility lies with the ALJ. Sample v.
15 Schweiker, 694 F.2d 639, 642 (9th Cir. 1999) (citing Waters v. Gardner, 452 F.2d 855,
16 858 n.7 (9th Cir. 1971) (Calhoun v. Bailar, 626 F.2d 145, 150 (9th Cir. 1980)). An ALJ is
17 not “required to believe every allegation of disabling pain” or other non-exertional
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impairment. Fair v. Bowen, 885 F.2d 597, 603 (9th Cir. 1989) (citing 42 U.S.C. §
423(d)(5)(A) (other citations and footnote omitted)). Even if a claimant “has an ailment
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reasonably expected to produce some pain; many medical conditions produce pain not
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severe enough to preclude gainful employment.” Fair, supra, 885 F.2d at 603. The ALJ
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may “draw inferences logically flowing from the evidence.” Sample, supra, 694 F.2d at
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642 (citing Beane v. Richardson, 457 F.2d 758 (9th Cir. 1972); Wade v. Harris, 509 F.
ORDER ON PLAINTIFF’S COMPLAINT - 5
1 Supp. 19, 20 (N.D. Cal. 1980)). However, an ALJ may not speculate. See SSR 86-8, 1986
2 SSR LEXIS 15 at *22.
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Nevertheless, the ALJ’s credibility determinations “must be supported by specific,
cogent reasons.” Reddick v. Chater, 157 F.3d 715, 722 (9th Cir. 1998) (citation omitted).
In evaluating a claimant's credibility, the ALJ cannot rely on general findings, but “‘must
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specifically identify what testimony is credible and what evidence undermines the
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claimant's complaints.’” Greger v. Barnhart, 464 F.3d 968, 972 (9th Cir. 2006) (quoting
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Morgan v. Comm’r of Soc. Sec. Admin., 169 F.3d 595, 599 (9th Cir. 1999)); Reddick,
supra, 157 F.3d at 722 (citations omitted); Smolen v. Chater, 80 F.3d 1273, 1284 (9th
11 Cir. 1996) (citation omitted). The ALJ may consider “ordinary techniques of credibility
12 evaluation,” including the claimant's reputation for truthfulness and inconsistencies in
13 testimony regarding symptoms, and may also consider a claimant’s daily activities, and
14 “unexplained or inadequately explained failure to seek treatment or to follow a prescribed
15 course of treatment.” Smolen, supra, 80 F.3d at 1284 (citations omitted).
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The determination of whether or not to accept a claimant's testimony regarding
subjective symptoms requires a two-step analysis. 20 C.F.R. §§ 404.1529, 416.929;
Smolen, supra, 80 F.3d at 1281-82 (citing Cotton v. Bowen, 799 F.2d 1407-08 (9th Cir.
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1986)). First, the ALJ must determine whether or not there is a medically determinable
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impairment that reasonably could be expected to cause the claimant's symptoms. 20
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C.F.R. §§ 404.1529(b), 416.929(b); Smolen, supra, 80 F.3d at 1281-82. Once a claimant
produces medical evidence of an underlying impairment, the ALJ may not discredit the
24 claimant's testimony as to the severity of symptoms based solely on a lack of objective
ORDER ON PLAINTIFF’S COMPLAINT - 6
1 medical evidence to corroborate fully the alleged severity of pain. Bunnell v. Sullivan,
2 947 F.2d 341, 343, 346-47 (9th Cir. 1991) (en banc) (citing Cotton, supra, 799 F.2d at
3 1407). Absent affirmative evidence that the claimant is malingering, the ALJ must
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provide specific “clear and convincing” reasons for rejecting the claimant's testimony.
Smolen, supra, 80 F.3d at 1283-84 (citing Dodrill, supra, 12 F.3d at 917); Reddick,
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supra, 157 F.3d at 722 (citing Lester v. Chater, 81 F.3d 821, 834 (9th Cir. 1996);
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Swenson v. Sullivan, 876 F.2d 683, 687 (9th Cir. 1989)).
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Here, plaintiff contends that the ALJ erred in reviewing plaintiff’s credibility and
erred by failing to credit fully plaintiff’s allegations of pain. However, as discussed
11 below, and based on the relevant record, the Court concludes that the ALJ offered clear
12 and convincing reasons for failing to credit fully plaintiff’s allegations, including her
13 allegations of pain. The ALJ relied in part on plaintiff’s over-reporting of symptoms and
14 a lack of support from the objective medical evidence.
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The ALJ found that plaintiff “has a pattern of over-reporting her alleged
16 symptoms” (Tr. 494). A finding that plaintiff engages in exaggeration, if supported by
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substantial evidence in the record, is a valid reason to fail to credit fully a claimant’s
allegations. See Tonapetyan v. Halter, 242 F.3d 1144, 1148 (9th Cir. 2001). Here, the
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ALJ supported this finding in part with citation to the observations and opinions of Dr.
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Stephen Meharg, Ph.D. (see Tr. 494 (citing Tr. 365-71)).
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Dr. Meharg examined and evaluated plaintiff in August, 2008 (see Tr. 365-71).
When taking plaintiff’s history, Dr. Meharg indicated that plaintiff “suffers from vertigo
24 which she estimates occurs approximately four times per year and lasts in three-month
ORDER ON PLAINTIFF’S COMPLAINT - 7
1 durations” (Tr. 366). Dr. Meharg noted that when she realized that her report indicates
2 she suffers from vertigo all year long, she “clarified that the symptoms are in fact
3 intermittent but also tend to persist for quite some time” (see id.).
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Dr. Meharg administered the Pain Patient Profile (P3) to plaintiff, as well as the
Structured Interview for Malingered Symptomatology (“SIMS”) (see Tr. 367). Dr.
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Meharg opined that although plaintiff’s P-3 clinical profile appeared valid, that she
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“clearly describes herself as being more depressed, anxious, and somatically preoccupied
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than patients with similar injuries and illnesses” (Tr. 368). Regarding the SIMS, Dr.
Meharg explained that “[e]xtensive research with this measure indicates utilizing a Total
11 score of 14 or greater for the detection of malingered responding” (see id.). Dr. Meharg
12 also indicated that “[u]sing a more conservative cutting score of 16 enhances diagnostic
13 accuracy, correctly identifying 90% of known malingerers and 98% of honest
14 responders” (see Tr. 368-69).
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Regarding plaintiff’s SIMS testing results, Dr. Meharg indicated that plaintiff
16 received a sub-score of 15 in the index of pseudoneurologic symptoms, and he opined
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that this “raw score of 15 on this measure alone is remarkable especially given the fact
that honest individuals with neurologic disease rarely endorse more than two of such
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items” (see Tr. 369). Regarding plaintiff’s total score of 40, Dr. Meharg opined as
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follows:
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This is an extreme score that obviously exceeds the general
recommendations in terms of the detection of malingered symptoms
reporting. Although somewhat inconsistent with the Validity index from
the P-3, there are few plausible explanations for these data other than to
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ORDER ON PLAINTIFF’S COMPLAINT - 8
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presume [plaintiff] approached the SIMS with the active intent of
endorsing an unusually broad range of unusual and severe symptoms.
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(Tr. 369). Dr. Meharg also indicated that plaintiff’s “reports of extreme constant pain and
utter dejection were inconsistent with behavioral observations in the interview” (Tr. 370).
5 Dr. Meharg noted his observations that plaintiff “actually displayed little or no overt pain
6 behavior and presented in the appointment as bright, jovial, and well-coifed” (see id.).
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The ALJ does not indicate the specific weight given to Dr. Meharg’s report,
8 however, the Court notes that at most, this is harmless error. Dr. Meharg’s report does not
9 demand a more limited RFC than found by the ALJ. The ALJ discussed Dr. Meharg’s
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examination report and included the following in his written decision:
According to Dr. M[e]harg’s report, the claimant generated a Pain
Profile (P3) that was apparently valid. He stated that she “clearly
describes herself as being more depressed, anxious and somatically
preoccupied than patients with similar injuries and illnesses.”
Additionally, her performance on the Structured Interview for
Malingered Symptomatology (SIMS) generated “an extreme score that
obviously exceeds the general recommendations in terms of the detection
of malingered symptoms reporting.” According to Dr. M[e]harg, the
symptoms endorsed by the claimant were “bizarre,” “unusual, and even
contradictory.” He added that her presentation during the interview was
inconsistent with her allegations, because she exhibited little or no overt
pain behavior, and she was also “bright, jovial, and well-coifed.”
(Tr. 494).
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The ALJ found that despite the fact that Dr. Meharg did not diagnose plaintiff with
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malingering or somatization disorder, “the longitudinal record nevertheless includes
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evidence that leads one to believe she has a pattern of over-reporting her alleged
symptoms” (id.).
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ORDER ON PLAINTIFF’S COMPLAINT - 9
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The Court notes that an ALJ may “draw inferences logically flowing from the
2 evidence.” Sample, supra, 694 F.2d at 642 (citing Beane, supra, 457 F.2d 758; Wade,
3 supra, 509 F. Supp. at 20). The examination record of Dr. Meharg supports the finding by
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the ALJ of over-reporting of symptoms by plaintiff.
The Court also notes that the ALJ cited additional evidence supporting his finding
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regarding over-reporting of symptoms, including plaintiff’s presentation at the emergency
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room with complaints of abdominal pain at a level of seven out of ten, despite the
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observations of Dr. Anthony Duy-Anh Tran, M.D., that plaintiff was eating, had an
unremarkable examination, and had normal lab results (see Tr. 494 (citing Exhibit
11 43F/11-14, i.e., Tr. 2047-50)). The ALJ noted the doctor’s indications that “‘there were
12 no signs concerning for an (sic) acute pancreatitis,’” and that plaintiff was discharged
13 from the ER (id.). The ALJ also noted further indications of normal test results regarding
14 these particular allegations of plaintiff (see Tr. 495).
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Although plaintiff contends that the “ALJ does not point to specific examples in
16 the record that refutes the plaintiff’s allegations regarding the intensity of her
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complaints,” the Court concludes that the ALJ’s finding that plaintiff “has a pattern of
over-reporting her alleged symptoms,” is supported by specific and substantial evidence
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in the record, including observations and opinions of Drs. Meharg and Duy-Anh Tran
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(see Tr. 494; see also Opening Brief, ECF No. 18, p. 16). The Court also notes that Dr.
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Meharg’s opinion also supports the finding by the ALJ, discussed next, that plaintiff’s
subjective complaints and allegations are inconsistent with the objective medical
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ORDER ON PLAINTIFF’S COMPLAINT - 10
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When failing to credit fully plaintiff’s allegations, the ALJ also relied on a lack of
2 support from and inconsistency with the objective medical evidence. The ALJ included
3 the following discussion in his written decision:
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The record includes a recent note from Krishnavel V. Chathadi, M.D.,
dated in January 2013. (internal citation to Exhibit 45F). He was aware
of prior MRCP studies performed five months earlier that showed no
pancreatic or biliary dilation, and no pancreatic parenchymal
abnormalities were noted. In August 2012, Dr. Chathadi performed an
endoscopic ultrasound, and overall he observed “no features of chronic
pancreatitis” and two “benign-appearing” lymph nodes in the peripancreatic head region. Based on the findings, he recommended that the
claimant return to her primary care provider and have a repeat MRI in
three months to assess for any interval changes, which he believed would
be “of low likelihood.” Thereafter, he noted that she sought emergency
department twice in December 2012 for complaints of abdominal pain, at
which time she was started on Dicyclomine. She reported currently being
asymptomatic, and she told Dr. Chathadi she believed the recent
prescription “has made a tremendous difference.” She also denied weight
loss, gastrointestinal bleeding, or other concerns. For treatment, Dr.
Chathadi and the claimant decided she would follow up on an as-needed
basis.
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(Tr. 495).
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The report of Dr. Chathadi supports the ALJ’s finding of a lack of objective
medical support for plaintiff’s complaints and allegations. The ALJ also relied on the
18 report from Dr. Robert Peterson, M.D. when finding that plaintiff over-reported her
19 symptoms and that there was a lack of objective medical support for her complaints and
20 allegations (see Tr. 496-97). Dr. Peterson opined that there was nothing to indicate a need
21 for further imaging of plaintiff’s axial spine (see Tr. 790). He indicated that he could
22 make further assessment following receipt of all of the labs and records, but that
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“basically this woman needs to quit smoking, lose weight and stop using opioid
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ORDER ON PLAINTIFF’S COMPLAINT - 11
1 medications for her arthritic complaints” (see id.). This report, too, supports the ALJ’s
2 finding regarding the objective medical evidence. Similar to Dr. Peterson’s opinion, the
3 Court notes the ALJ’s reliance on the opinion of Dr. Paul Voeller, M.D. that
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“‘abandoning the use of inappropriate narcotic analgesic [medications] and weight
loss would do more to help her medical condition than anything else” (Tr. 497 (citing
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Tr. 917)) (emphasis in original).
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Based on the relevant record, the Court concludes that the ALJ’s finding that
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plaintiff’s allegations and complaints were inconsistent with and unsupported by the
objective medical evidence is supported by substantial evidence in the record as a whole.
The ALJ’s findings of over-reporting of symptoms and inconsistency with the
12 objective medical evidence provide clear and convincing reasons for failing to credit fully
13 plaintiff’s allegations. Although the ALJ may have erred in reliance on a lack of medical
14 care, for example, the other reasons provided by the ALJ constitute clear and convincing
15 reasons for the ALJ’s credibility determination, and any such errors in the credibility
16 analysis are harmless errors.
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The Ninth Circuit has “recognized that harmless error principles apply in the
Social Security Act context.” Molina v. Astrue, 674 F.3d 1104, 1115 (9th Cir. 2012)
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(citing Stout v. Commissioner, Social Security Administration, 454 F.3d 1050, 1054 (9th
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Cir. 2006) (collecting cases)). The Court noted multiple instances of the application of
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these principles. Id. (collecting cases). The court noted that “several of our cases have
held that an ALJ’s error was harmless where the ALJ provided one or more invalid
24 reasons for disbelieving a claimant’s testimony, but also provided valid reasons that were
ORDER ON PLAINTIFF’S COMPLAINT - 12
1 supported by the record.” Id. (citations omitted). The Ninth Circuit noted that “in each
2 case we look at the record as a whole to determine [if] the error alters the outcome of the
3 case.” Id. The court also noted that the Ninth Circuit has “adhered to the general principle
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that an ALJ’s error is harmless where it is ‘inconsequential to the ultimate nondisability
determination.’” Id. (quoting Carmickle v. Comm’r Soc. Sec. Admin., 533 F.3d 1155,
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1162 (9th Cir. 2008)) (other citations omitted). The court noted the necessity to follow
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the rule that courts must review cases “‘without regard to errors’ that do not affect the
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parties’ ‘substantial rights.’” Id. at 1118 (quoting Shinsheki v. Sanders, 556 U.S. 396, 407
(2009) (quoting 28 U.S.C. § 2111) (codification of the harmless error rule)).
Plaintiff also complains that the ALJ erred by not changing plaintiff’s RFC even
12 though the ALJ was ordered to reassess plaintiff’s credibility and the medical evidence,
13 and to determine a new RFC. However, the ALJ was required to reassess the evidence,
14 not necessarily to make a different determination or ultimate conclusion based on the
15 assessment. The Court did not direct that plaintiff should be found credible or that any
16 particular medical opinion should be credited in full.
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The Court concludes that the ALJ did not commit harmful error when evaluating
plaintiff’s credibility or her allegations of pain.
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(2)
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Whether or not the ALJ erred by finding that plaintiff’s fibromyalgia
was not a severe impairment.
Although plaintiff contends that the ALJ erred by failing to find at step two that
22 fibromyalgia is a severe impairment, any error is harmless unless plaintiff demonstrates
23 that such error affected a subsequent step in the sequential disability evaluation process
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ORDER ON PLAINTIFF’S COMPLAINT - 13
1 See Molina, supra, 674 F.3d at 1115. The step-two determination of whether or not a
2 severe impairment exists is merely a threshold determination, raising potentially only a
3 “prima facie case of a disability.” Hoopai v. Astrue, 499 F.3d 1071, 1076 (9th Cir. 2007)
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(citing Tackett v. Apfel, 180 F.3d 1094, 1100 (9th Cir. 1999)). More importantly, the
Court finds no error in the ALJ’s evaluation of plaintiff’s fibromyalgia, as discussed
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below.
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Plaintiff’s support for fibromyalgia-related limitations largely includes nothing
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more than an alleged diagnosis and plaintiff’s subjective reports (see Opening Brief, ECF
No. 18, pp. 6-8). The Court already has upheld the ALJ’s determination regarding
11 plaintiff’s credibility, see supra, section 1. The Court also notes plaintiff’s contention that
12 the ALJ dismissed her claims of fibromyalgia improperly based on Dr. Voeller’s
13 examination and the ALJ’s characterization of his observation as minimal tenderness (see
14 Opening Brief, ECF No. 18, p. 6). However, the Court also notes that plaintiff admits that
15 Dr. Voeller’s examination notes include his observation of “No tenderness on palpation
16 of any of the ‘18 classic points’ associated with ‘fibromyalgia’” (see id.; Tr. 917).
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Although plaintiff argues that other criteria can be utilized to support a diagnosis of
fibromyalgia, plaintiff does not reply to defendant’s argument that no diagnosis of
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fibromyalgia has been made by an acceptable medical source using any criteria (see
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Response, ECF No. 21, pp. 5-8).
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Regarding plaintiff’s allegation of a diagnosis, the Court notes the following
persuasive arguments of defendant:
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ORDER ON PLAINTIFF’S COMPLAINT - 14
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[The] ALJ properly excluded fibromyalgia from consideration because it
was not a medically determinable impairment . . . . In fibromyalgia,
“We cannot rely upon the physician’s diagnosis alone. The evidence
must document that the physician reviewed the person’s medical history
and conducted a physical exam.” . . .
Although plaintiff’s treatment providers have repeatedly used
diagnostic code “729.1, myalgia and myositis NOS,” Plaintiff incorrectly
conflates this with a diagnosis of fibromyalgia. The [CDC website
indicates]: “There is no specific single [diagnostic] code for
fibromyalgia. According to the coding rules, fibromyalgia is coded to
729.1 which is labeled ‘Myositis and Myalgia, unspecified’ and can
include other conditions.” (internal citation to
http://www.cdc.gov/arthritis/basics/fibromyalgia.htm, last visited March
30, 2014). Therefore, Plaintiff’s attempt to conflate the use of diagnostic
code 729.1 with an actual diagnosis of fibromyalgia is incorrect. Myalgia
and myositis are terms for general muscle aches, pains, or inflammation
(internal citation omitted). . . . .
The only acceptable medical source to mention fibromyalgia was
Mark Ensminger, M.D. (internal citation to Tr. 2057-58). However, Dr.
Ensminger merely included fibromyalgia on a list of Plaintiff’s medical
conditions when he saw Plaintiff for abdominal pain (internal citation to
Tr. 2057-58). Dr. Ensminger did not discuss the diagnosis at all or
explain the basis for the assessment (internal citation to Tr. 2057-58) In
fact, Dr. Ensminger’s examination results indicate that Plaintiff was in
“no acute distress” and did not have any abnormalities, except some
unspecified arthritic changes in her extremities (internal citation to Tr.
2057). This does not satisfy the Commissioner’s requirement that a
diagnosis of fibromyalgia be made by an acceptable medical source who
premised the diagnosis on examination results and a review of the
relevant medical history (internal citation to SSR 12-2p).
(Id. (citing Tr. 494-95; Social Security Ruling, SSR 12-2p, available at 2012 SSR LEXIS
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Plaintiff has not replied to these arguments of defendant, and as noted, the Court
22 finds them to be persuasive. The ALJ’s failure to find fibromyalgia to be a severe
23 impairment is supported by substantial evidence in the record as a whole.
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ORDER ON PLAINTIFF’S COMPLAINT - 15
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(3)
Whether or not the ALJ erred by not complying with SSR 96-8p when
assessing the plaintiff’s RFC.
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If the ALJ cannot determine whether or not a claimant is disabled based on a
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claimant's current work activity or on medical factors alone and a claimant has a severe
impairment, a review is made of the claimant's residual functional capacity (“RFC”). See
6 Social Security Ruling “SSR” 96-8p, 1996 SSR LEXIS 5 at *3-*4. As noted by the Ninth
7 Circuit, “Social Security Regulations define residual functional capacity as the
8 ‘maximum degree to which the individual retains the capacity for sustained performance
9 of the physical-mental requirements of jobs.” Reddick v. Chater, 157 F.3d 715, 724 (9th
10 Cir. 1998)) (quoting 20 C.F.R. § 404, Subpart P, App. 2 § 200.00(c)) (emphasis added by
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Ninth Circuit); see also SSR 96-8p, 1996 SSR LEXIS 5 at *5. Residual functional
capacity is the most a claimant can do despite existing limitations. See 20 C.F.R. §§
404.1545(a), 416.945(a); see also 20 C.F.R. § 404, Subpart P, App. 2 § 200.00(c).
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Plaintiff contends error in the RFC and notes that the ALJ did not indicate if he
15
rejected or accepted the opinion of Dr. Meharg, however plaintiff does not reply to
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defendant’s argument that “any error the ALJ may have committed by not explicitly
assigning a weight to Dr. Meharg’s opinion is harmless” (see Response, ECF No. 21, p.
19 19). Defendant contends any error is harmless because the ALJ “discussed Dr. Meharg’s
20 opinion in some detail [and] found “pain disorder” and “depression” to be severe
21 impairments, which are the only two impairments diagnosed by Dr. Meharg (id., pp. 1922 20 (internal citations to Tr. 371, 490, 491)). Defendant also argues that there are “no
23 specific limitations opined by Dr. Meharg that are inconsistent with the ALJ’s findings,”
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ORDER ON PLAINTIFF’S COMPLAINT - 16
1 and because plaintiff “cannot identify any actual inconsistencies between Dr. Meharg’s
2 opinion and the ALJ’s findings, Plaintiff has not shown harmful error” (id., p. 20 (citing
3 Tr. 371; Magallenes v. Bowen, 881 F.2d 747, 755 (9th Cir. 1989))).
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Based on the relevant record, and the persuasive argument of defendant, the Court
concludes that the ALJ committed harmless error in not specifying weight given to the
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opinion of Dr. Meharg.
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Although plaintiff contends error on the basis of Dr. Horton’s opinion, defendant’s
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response that plaintiff “has not challenged, or even acknowledged, the ALJ’s reasons for
rejecting Dr. Horton’s opinion,” remains unchallenged (see Response, ECF No. 21, p 19).
The ALJ discussed Dr. Horton’s opinion, but gave it limited weight (see Tr. 498).
12 Not only did the ALJ ultimately conclude that Dr. Horton’s opinion was not supported by
13 the longitudinal record and was inconsistent with other medical opinions awarded
14 significant weight, as noted by plaintiff, but also, the ALJ relied on the fact that Dr.
15 Horton’s report “does not include a discussion of the claimant’s continued opioid use and
16 how it may affect her mood symptoms” (see Tr. 498). The ALJ indicated that “both Drs.
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Peterson and Voeller strongly recommended that the claimant cease, or at least reduce,
her significant medication use” (see id.). In addition, the ALJ relied on a finding that
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“neither of Dr. Horton’s reports includes objective testing, such as the SIMS, P3, or the
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Minnesota Multiphasic Personality Inventory-2 (MMPI-2), which could be used to assess
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the claimant’s allegations” (see id.). Plaintiff has failed to cite or address these reasons
provided by the ALJ.
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ORDER ON PLAINTIFF’S COMPLAINT - 17
1
In support of her argument regarding deficiencies in the ALJ’s RFC determination,
2 plaintiff also implies error in the ALJ’s reliance on the opinion from a non-examining
3 source, Dr. Diane Fligstein, Ph.D., however, an ALJ may give more weight to non4
5
examining medical source opinions that are contradicted, over the opinions of treating or
examining sources, when the ALJ provides specific and legitimate reasons for doing so
6
that are supported by substantial evidence in the record. See Van Nguyen v. Chater, 100
7
F.3d 1462, 1466 (9th Cir. 1996) (citing Lester, supra, 81 F.3d at 831). The ALJ can
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10
provide specific and legitimate reasons for failing to credit fully medical opinions by
“setting out a detailed and thorough summary of the facts and conflicting clinical
11 evidence, stating his interpretation thereof, and making findings.” Reddick v. Chater, 157
12 F.3d 715, 725 (9th Cir. 1998) (citing Magallanes v. Bowen, 881 F.2d 747, 751 (9th Cir.
13 1989)). That is what the ALJ did here.
14
Although plaintiff contends that the ALJ erred in his RFC determination by failing
15 to incorporate limitations arising from fibromyalgia, and by failing to accommodate fully
16 plaintiff’s complaints, these allegations have been discussed already, see supra, sections
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1 and 2.
(4)
Whether or not the ALJ erred by posing hypotheticals to the VE that
did not incorporate all of the plaintiff’s severe impairments.
Similarly, plaintiff’s argument regarding the hypotheticals largely involves
21 allegations of an improper assessment of plaintiff’s fibromyalgia or her other allegations
22 and testimony (see Opening Brief, ECF No. 18, pp. 11-12). Plaintiff additionally cites a
23 treatment record from October 3, 2012 to support this argument regarding the
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ORDER ON PLAINTIFF’S COMPLAINT - 18
1 hypotheticals presented to the vocational expert (VE); however, this treatment record
2 includes the following:
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I did discuss the disabled parking permit with the patient and we decide
not to do it. She needs to park in the normal parking and walk, even if it
takes her a little while and even if she has to walk long periods, she does
not need disabled parking, and she agrees.
6 (Tr. 2069).
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For the reasons stated, and based on the relevant record, the Court concludes that
8 the ALJ did not err in his hypotheticals presented to the VE.
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CONCLUSION
Based on the stated reasons and the relevant record, the Court ORDERS that this
matter be AFFIRMED pursuant to sentence four of 42 U.S.C. § 405(g).
JUDGMENT should be for defendant and the case should be closed.
Dated this 31st day of March, 2014.
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A
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J. Richard Creatura
United States Magistrate Judge
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ORDER ON PLAINTIFF’S COMPLAINT - 19
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