Norton v. Colvin
Filing
15
ORDER AFFIRMING THE COMMISSIONER'S FINAL DECISION AND DISMISSING THE CASE WITH PREJUDICE by U.S. District Judge John C Coughenour. (RS)
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UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF WASHINGTON
AT SEATTLE
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EDWARD NORTON,
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Plaintiff,
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v.
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NANCY A. BERRYHILL, Acting
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11 Commissioner of Social Security,
Case No. C16-5641-JCC
ORDER AFFIRMING THE
COMMISSIONER’S FINAL
DECISION AND DISMISSING THE
CASE WITH PREJUDICE
Defendant.
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Edward Norton seeks review of the denial of his application for Title II Disability
14 Insurance Benefits and Title XVI Supplemental Security Income. Mr. Norton contends the ALJ
15 erred in: (1) failing to find chronic pain syndrome and sacroiliac (SI) joint arthritis severe
16 impairments at step two; (2) evaluating the opinions of Oscar Cogan, M.D. and Lynn L. Staker,
17 M.D., with respect to his physical impairments; (3) evaluating the opinions of examining
18 psychologists Kimberly Wheeler, Ph.D., Norma Brown, Ph.D., Katrina Higgins, Psy.D., and Dan
19 Neims, Psy.D. with respect to his mental impairments; (4) evaluating his own symptom
20 testimony; and, (5) evaluating the lay witness testimony. Dkt. 9. As relief, Mr. Norton contends
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Nancy A. Berryhill is now the Acting Commissioner of the Social Security Administration. Pursuant to
Federal Rule of Civil Procedure 25(d), Nancy A. Berryhill is substituted for Carolyn W. Colvin as
22 defendant in this suit. The Clerk is directed to update the docket, and all future filings by the parties
should reflect this change.
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ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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1 this matter should be reversed and remanded for further proceedings. Id. at 19. As discussed
2 below, the Court AFFIRMS the Commissioner’s final decision and DISMISSES the case with
3 prejudice.
BACKGROUND
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In September 2006, Mr. Norton applied for Title II benefits, alleging disability as of
6 August 5, 2005. Tr. 1457. Mr. Norton’s claim was denied initially and on reconsideration and
7 by Administrative Law Judge (ALJ) M.J. Adams in a hearing level decision dated March 30,
8 2009. Id. ALJ Adams’ decision was remanded and Mr. Norton’s subsequent claim for Title II
9 and Title XVI benefits were associated with the original claim. Id. ALJ Adams issued another
10 unfavorable decision on March 14, 2013. Id. ALJ Adams’ decision was remanded again by the
11 Appeals Council pursuant to an order by the District Court. Id. On March 17, 2016, ALJ Larry
12 Kennedy conducted a hearing and on May 16, 2016, issued a decision finding Mr. Norton not
13 disabled. Tr. 1457-1473.
THE ALJ’S DECISION
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Utilizing the five-step disability evaluation process,2 the ALJ found:
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Step one: Mr. Norton has not engaged in substantial gainful activity since August 5,
2005, the alleged disability onset date.
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Step two: Mr. Norton has the following severe impairments: degenerative disc disease,
obesity, dyslexia, learning disorder (reading and writing), major depressive disorder
versus adjustment disorder, anxiety disorder versus panic, and personality disorder.
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Step three: These impairments do not meet or equal the requirements of a listed
impairment.3
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Residual Functional Capacity: Mr. Norton can perform light work with additional
limitations. He can occasionally balance, stoop, kneel, and crouch. He cannot climb or
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20 C.F.R. §§ 404.1520, 416.920.
20 C.F.R. Part 404, Subpart P. Appendix 1.
ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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crawl. He must avoid concentrated exposure to vibration and hazards. He can perform
simple, routine tasks and follow short, simple instructions. He can do work that needs
little or no judgment and can perform simple duties that can be learned on the job in a
short period. He requires a work environment with minimal supervisor contact.
(Minimal contact does not preclude all contact, rather it means that contact does not
occur regularly. Minimal contact also does not preclude simple and superficial
exchanges and does not preclude being in proximity to the supervisor.). He can work in
proximity to coworkers, but not in a cooperative or team effort. He requires a work
environment that has more than superficial interactions with coworkers. He requires a
work environment that is predictable and with few work setting changes. He requires a
work environment without public contact. He cannot be required to read detailed or
complex instructions, to write reports, or to do detailed or complex math calculations
such as in a teller or a cashier position.
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Step four: Mr. Norton cannot perform past relevant work.
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Step five: As there are jobs that exist in significant numbers in the national economy that
Mr. Norton can perform, he is not disabled.
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Tr. 1459-1463. Mr. Norton now appeals ALJ Kennedy’s decision denying him benefits.
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DISCUSSION
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The Court may reverse an ALJ’s decision only if it is not supported by substantial
14 evidence or if the ALJ applied the wrong legal standard. See Molina v. Astrue, 674 F.3d 1104,
15 1110 (9th Cir. 2012). Even then, the Court will reverse the ALJ’s decision only if the claimant
16 demonstrates that the ALJ’s error was harmful. Id.
17 A.
Step Two
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Mr. Norton contends the ALJ harmfully erred in failing to include chronic pain syndrome
19 and mild SI joint arthritis as severe impairments at step two. Dkt. 9. The Court disagrees.
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At step two of the sequential evaluation, the Commissioner must determine “whether the
21 claimant has a medically severe impairment or combination of impairments.” See Smolen v.
22 Chater, 80 F.3d 1273, 1290 (9th Cir. 1996); 20 C.F.R. § 404.1520(a)(4)(ii). The claimant has
23 the burden to show that (1) she has a medically determinable physical or mental impairment, and
ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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1 (2) the medically determinable impairment is severe. See Bowen v. Yuckert, 482 U.S. 137, 146
2 (1987). A “‘physical or mental impairment’ is an impairment that results from anatomical,
3 physiological, or psychological abnormalities which are demonstrable by medically acceptable
4 clinical and laboratory diagnostic techniques.” 42 U.S.C. §§ 423(d)(3), 1382c(a)(3)(D). Thus, a
5 medically determinable impairment must be established by objective medical evidence from an
6 acceptable medical source. 20 C.F.R. § 404.1521. “‘Regardless of how many symptoms an
7 individual alleges, or how genuine the individual’s complaints may appear to be, the existence of
8 a medically determinable physical or mental impairment cannot be established in the absence of
9 objective medical abnormalities; i.e., medical signs and laboratory findings[.]’” Ukolov v.
10 Barnhart, 420 F.3d 1002, 1005 (9th Cir. 2005) (quoting SSR 96-4p).
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In addition to producing evidence of a medically determinable physical or mental
12 impairment, the claimant bears the burden at step two of establishing that the impairment or
13 impairments is “severe.” See Bowen, 482 U.S. at 146. An impairment or combination of
14 impairments is severe if it significantly limits the claimant’s physical or mental ability to do
15 basic work activities. 20 C.F.R. §§ 404.1520(c). “The step two inquiry is a de minimus
16 screening device to dispose of groundless claims.” Smolen, 80 F.3d at 1290. An impairment or
17 combination of impairments may be found “‘not severe’ only if the evidence establishes a slight
18 abnormality that has ‘no more than a minimal effect on an individual’s ability to work.’” Id.
19 (citing Yuckert v. Bowen, 841 F.2d 303, 306 (9th Cir. 1988)). However, the claimant has the
20 burden of proving her “impairments or their symptoms affect her ability to perform basic work
21 activities.” Edlund v. Massanari, 253 F.3d 1152, 1159-60 (9th Cir. 2001).
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Mr. Norton notes that he was diagnosed with chronic pain syndrome by several
23 providers. Dkt. 9 at 4. However, the providers who mention chronic pain syndrome discuss Mr.
ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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1 Norton’s chronic pain only in the context of his lower back problems. Mr. Norton fails to
2 explain how harmful error resulted from the ALJ’s failure to consider chronic pain as a separate
3 syndrome rather than a symptom of his lower back problems. Mr. Norton fails to identify any
4 evidence indicating that chronic pain syndrome produces pain independent of or different from
5 the pain he alleges flows from his lower back impairment, and the ALJ included degenerative
6 disc disease as a severe impairment. Moreover, a diagnosis alone is not sufficient to establish a
7 severe impairment. Instead, a claimant must show that her medically determinable impairments
8 are severe. 20 C.F.R. §§ 404.1520(c), 416.920(c). In this case, Mr. Norton has not demonstrated
9 that chronic pain syndrome limits his ability to perform basic work activities to a greater extent
10 than considered by the ALJ in evaluating the pain and symptoms allegedly flowing from his
11 lumbar degenerative disc disease.
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Even if the ALJ should have included chronic pain syndrome as a separate severe
13 impairment at step two, any error was harmless as he considered Mr. Norton’s pain symptoms in
14 assessing his RFC and, as discussed below, properly discounted Mr. Norton’s pain testimony.
15 See Lewis v. Astrue, 498 F.3d 909, 911 (9th Cir. 2007) (holding that an ALJ’s failure to list an
16 impairment as severe at step two is harmless error where limitations caused by that impairment
17 were considered at step four). Mr. Norton speculates that “chronic pain syndrome may explain
18 the degree of limitation Plaintiff experiences from pain, and may result in a more significantly
19 limited residual functional capacity assessment.” Dkt. 9 at 5. However this argument is purely
20 speculative and Mr. Norton fails to identify evidence establishing that chronic pain syndrome
21 produced a limitation beyond what was considered by the ALJ or included in the RFC. See id.
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Mr. Norton also notes that he was diagnosed with mild SI joint arthritis. Dkt. 9 at 5.
23 However, Mr. Norton has not demonstrated that SI joint arthritis significantly limits his ability to
ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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1 perform basic work activities. Mr. Norton fails to identify any evidence indicating that SI joint
2 arthritis produces pain or symptoms independent of or different from the pain the ALJ
3 considered as flowing from his lower back degenerative disc disease, which the ALJ did include
4 as a severe impairment.4 In fact, the ALJ specifically notes that “[r]egardless of the exact
5 diagnoses, I have considered the claimant’s pain in connection with his spinal impairment, along
6 with all of his mental health symptoms in assessing listing level severity and the residual
7 functional capacity.” Tr. 1460. Mr. Norton fails to point to evidence demonstrating that this is
8 not the case.
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Mr. Norton argues that:
[the diagnosis of SI joint arthritis] is significant because in March 2011,
reviewing physician Wayne Hurley, M.D. adopted an assessment that
Plaintiff could stand/walk two hours per day and “uses a cane to keep
pressure off sciatic nerve.” Tr. 1201. The ALJ rejected Dr. Hurley’s
finding indicating that it was not supported because lumbar spine
imaging showed only mild to moderate degenerative disc disease and
EMG/NCV testing had been normal. Tr. 1468. This does not address
the SI arthritis. Because the ALJ did not find that Plaintiff had SI joint
arthritis, he failed to recognize support for Plaintiff’s need to use a cane
and difficulty standing and walking.
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15 Dkt. 9 at 5. However, the ALJ did discuss SI joint arthritis in evaluating the medical evidence
16 and Mr. Norton’s testimony and in determining the RFC at step four. For instance, the ALJ
17 noted that “[a] bone scan showed only mild uptake at the SI joints representing degenerative
18 changes with no signs of inflammatory disease”, “on examination in February 2013, he had only
19 slight tenderness in the SI joints and paraspinous muscles, there was no sciatic notch tenderness,
20 he could flex to touch the mid tibia (limited by hamstring and lower back pain), straight leg
21 raising was negative until 75 degrees bilaterally, and he had normal sensation and reflexes.” Tr.
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At the hearing, medical expert Dr. Kwock testified that the SI joint is in the lower back “where the spine comes
23 down and starts to join the pelvis.” Tr. 1498.
ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
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1 1464-1465. The ALJ further noted that:
Based on a review of the evidence, Dr. Kwock [the reviewing medical
expert who testified at the hearing] classified the claimant’s degenerative
disc disease and sacroiliac joint osteoarthritis as mild with no indication
that anything was bothering the nerves going down his legs. Although
the claimant walked with a cane and he complained of radiating back
pain and limited range of motion, examinations revealed nothing to
suggest any neurologic involvement. Dr. Kwok opined that claimant
could perform light work with frequent balancing, stooping, kneeling,
crouching, and climbing of ramps and stairs, and occasional crawling and
climbing of ladders, ropes, or scaffolds. Dr. Kwock added that the
claimant’s obesity was not that bad and that he had no medical necessity
for a cane.
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8 Tr. 1466. The ALJ gave greater weight to the 2016 opinion of Dr. Kwock that Mr. Norton could
9 perform light work with some additional postural limitations than to the 2010 opinion of Dr.
10 Hurley. Tr. 1468. The ALJ found Dr. Kwock’s opinion consistent with the objective clinical
11 findings, the claimant’s longitudinal treatment history, and his performance on physical
12 examinations. Id. The ALJ specifically noted that, as Dr. Kwok also pointed out, lumbar spine
13 imaging showed no more than mild to moderate degenerative disc disease and EMG/NCV
14 testing was consistently normal. Tr. 1468, 1499-1500. Moreover, the ALJ had previously noted
15 Dr. Kwok’s findings that: sacroiliac joint osteoarthritis was mild with no indication that anything
16 was bothering the nerves going down [Mr. Norton’s] legs; although the claimant walked with a
17 cane and he complained of radiating back pain and limited range of motion, examinations
18 revealed nothing to suggest any neurologic involvement; and there was no medical necessity for
19 the cane. Tr. 1466. Dr. Hurley did not address the medical necessity, or lack thereof, of the cane
20 in his opinion but his limitation to at least two hours of walking appears to be based partly on the
21 observation that Mr. Norton sometimes ambulated with a cane due to his alleged sciatica. Tr.
22 1201, 1234.
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Under the circumstances, the ALJ reasonably afforded greater weight to the opinion of
ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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1 Dr. Kwok than to that of Dr. Hurley. See Sousa v. Callahan, 143 F.3d 1240, 1244 (9th Cir.1998)
2 (An ALJ may reject the opinion of a non-examining doctor by referring to specific evidence in
3 the record.). Dr. Kwok had the opportunity to review the entire treatment record and provided a
4 detailed explanation for his opinion that, given the mild objective findings on imaging and
5 examination, Mr. Norton was able to perform light work with additional postural limitations.
6 See 20 C.F.R. § 404.1527 (in weighing medical opinion evidence the ALJ will consider
7 consistency with the record as a whole and, in considering nonexamining opinions, the weight
8 afforded those opinions will depend on the degree to which they provide supporting explanations
9 for their medical opinions).
Moreover, the ALJ discussed Mr. Norton’s SI joint arthritis and allegations of pain and
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11 radicular symptoms in assessing his RFC and, as discussed below, properly discounted Mr.
12 Norton’s subjective symptom testimony. Tr. 1464-1469. Thus, even if the ALJ should have
13 included SI joint arthritis as a separate severe impairment at step two, Mr. Norton fails to
14 demonstrate the alleged error was harmful. See Lewis, 498 F.3d at 911. Id. Mr. Norton fails to
15 identify evidence establishing that SI joint arthritis produced a symptom or limitation beyond
16 what was considered and either properly rejected by the ALJ or included in the RFC. Id.
17 B.
Medical Evidence
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The ALJ must provide “clear and convincing reasons” to reject the uncontradicted
19 opinion of an examining doctor. Lester v. Chater, 81 F.3d 821, 830, 831 (9th Cir. 1996). When
20 contradicted, a treating doctor’s opinion may not be rejected without “specific and legitimate
21 reasons” that are supported by substantial evidence in the record. Id. The ALJ is responsible for
22 determining credibility, resolving conflicts in medical testimony, and resolving all other
23 ambiguities. Andrews v. Shalala, 53 F.3d 1035, 1039 (9th Cir. 1995). The Court cannot reweigh
ORDER AFFIRMING THE
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1 the evidence or substitute its judgment for that of the ALJ. Thomas v. Barnhart, 278 F.3d 947,
2 954 (9th Cir. 2002).
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1.
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Mr. Norton contends the ALJ erred in evaluating the treating and examining opinions of
Physical Impairments
5 Lynn L. Staker, M.D., and Oscar Cogan, M.D. Dkt. 9 at 6-12. The Court disagrees.
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In 2007, Dr. Staker performed a Department of Social and Health Services (DSHS)
7 assessment of Mr. Norton. Tr. 442-444. Dr. Staker indicated Mr. Norton was limited to
8 sedentary work and that it was difficult to say whether he could sustain sedentary work. Id. In
9 January 2012, Dr. Cogan performed a DSHS assessment in which he opined that Mr. Norton
10 could lift twenty pounds maximum but was unable to frequently lift or carry any weight. Tr.
11 930-931. Dr. Cogan did not check any of the boxes indicating Mr. Norton had the ability to
12 stand for six hours in an eight hour workday with standard rest breaks, sit for prolonged periods
13 with occasional pushing and pulling of arm or leg controls, or sit for most of the day with
14 walking or standing for brief periods. Id. Dr. Cogan opined that participation in training or
15 employment activities was not appropriate at this time. Id. The ALJ discounted Dr. Staker and
16 Dr. Cogan’s opinions as “inconsistent with the objective clinical findings, the claimant’s
17 longitudinal treatment history, and his performance on physical examinations set forth above.”
18 Tr. 1470. The ALJ specifically noted that “lumbar spine imaging showed no more than mild to
19 moderate degenerative disc disease, electrodiagnostic testing was repeatedly normal, he has
20 consistently been neurologically intact, and his pain has been adequately managed with
21 medication without side effects.” Id.
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An ALJ may properly reject a medical opinion that is inconsistent with the record.
23 Batson v. Comm’r of Soc. Sec. Admin., 359 F.3d 1190, 1195 (9th Cir. 2004) (ALJ may discredit
ORDER AFFIRMING THE
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1 treating physicians’ opinions that are unsupported by objective medical findings or the record as
2 a whole); see also 20 C.F.R. § 404.1527(c)(4) (“Generally, the more consistent an opinion is
3 with the record as a whole, the more weight we will give that opinion.”). An ALJ may give less
4 weight to a medical opinion that is “brief, conclusory, and inadequately supported by clinical
5 findings.” Bayliss v. Barnhart, 427 F.3d 1211, 1216 (9th Cir. 2005). Further, an ALJ may reject
6 a medical opinion where the source’s opinion is not supported by her own medical records or
7 objective findings. Tommasetti v. Astrue, 533 F.3d 1035, 1041 (9th Cir. 2008). “Impairments
8 that can be controlled effectively with medication are not disabling for the purpose of
9 determining eligibility for SSI benefits.” Warre v. Comm’r of Social Sec. Admin., 439 F.3d
10 1001, 1006 (9th Cir. 2006).
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Dr. Staker reviewed a 2007 MRI that showed only mild to moderate disc degenerative
12 changes, a L5-S-1 central disc protrusion and small inferior extrusion perhaps increased only
13 slightly from previous testing, no central nerve or thecal sac mass effect, neuroforaminal
14 stenosis, or lateral exiting nerve root impingement. Tr. 442-448. Dr. Staker performed a
15 physical examination in which she noted some tenderness in the low back, slightly reduced range
16 of motion on lumbar flexion, and “pain on sciatic stress test at 70 degrees in the right posterior
17 pelvic.” Tr. 443. She diagnosed Mr. Norton with “significant low back pain and sciatica.” Id.
18 In the “Plan and Assessment” portion of her report Dr. Staker indicates that:
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He feels he [is] incapable of doing any significant lifting, bending,
twisting, walking, or sitting. The updated MRI does show there may be
slight increased in extrusion, but the situation still is not surgical. He
would benefit from conservative measures. As far as vocation, it’s
difficult to say what level of work he could sustain on a full-time basis.
He would be sedentary level at this time. Whether he’d be capable of
sustaining that would be difficult to say.
Tr. 442. Mr. Norton argues that the MRI results, normal electrodiagnostic (EMG/NCV) testing
ORDER AFFIRMING THE
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1 and normal neurological findings are not sufficient to discount Dr. Staker’s opinion. Dkt. 9 at 8.
2 However, Dr. Staker’s opinion is based in part on a diagnosis of sciatica, or radiating pain, and,
3 as such, the Court cannot say the ALJ was unreasonable in finding the mild to moderate MRI
4 findings, routinely normal electrodiagnostic testing and normal neurological findings, in addition
5 to the other mild and normal findings, undermined the finding that this alleged symptoms or
6 impairment was significantly limiting. Moreover, the ALJ did not rely solely on these findings
7 but discounted Dr. Staker’s opinion as “inconsistent with the objective clinical findings, the
8 claimant’s longitudinal treatment history, and his performance on physical examinations set forth
9 above.” Tr. 1470. The ALJ listed MRI, EMG/NCV and neurological testing as examples of the
10 by-and-large mild objective clinical findings in the record, which he summarized in detail in the
11 preceding section of the opinion. In addition to these test results, the ALJ noted that, with
12 occasional exceptions, throughout the record on examination Mr. Norton frequently had normal
13 straight leg test, could heel and toe walk and squat, had intact motor function, reflexes, strength,
14 and sensation. Tr. 1464-1466. The ALJ also pointed out that the medical record showed Mr.
15 Norton reported exacerbation of his back symptoms to providers after performing particularly
16 strenuous activities (in excess of sedentary work) such as working on his roof or lifting heavy
17 objects, activities which, as noted below, the ALJ reasonably found to be inconsistent with Mr.
18 Norton’s claims regarding the severity of his symptoms. Id. Mr. Norton’s arguments do not
19 otherwise meaningfully challenge the ALJ’s overall description of the longitudinal medical
20 record as predominately demonstrating mild or normal findings on testing and physical
21 examination. 5
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The Court also notes that the ALJ gives significant weight to Dr. Kwock’s opinion as consistent with the
23 objective clinical findings, the claimant’s longitudinal treatment history, and his performance on physical
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1
The ALJ also discounted Dr. Staker’s opinion noting that the longitudinal record shows
2 Mr. Norton’s pain has been “adequately managed with medication without side effects.” Tr.
3 1470; see Ware, 439 F.3d at 1006. Substantial evidence supports this finding. For instance, the
4 ALJ notes that: Mr. Norton underwent a pain management evaluation in July 2012 and was
5 prescribed gabapentin and physical therapy; records from November 2012 indicated that his back
6 and leg pain was significantly improved on gabapentin; physical therapy was again
7 recommended but, although he showed some mild benefit after a few sessions, he was
8 discharged in early-2013 after no showing or cancelling on several occasions and was presumed
9 by the physical therapist to be managing adequately on his own with no need for further physical
10 therapy treatment; in January 2013 he reported he was “mostly satisfied with his pain treatment”;
11 he was noted to ambulate with a cane at some times but not others; and even when using a cane,
12 on examination his balance was noted to be overall good and he frequently had normal or
13 minimal musculoskeletal findings. Tr. 1333, 1465-1466. Mr. Norton contends this rationale is
14 invalid and cites various treatment notes indicating that, at times, he continued to report
15 symptoms even with treatment. Dkt. 9 at 10-12. However, the ALJ did not find that Mr. Norton
16 had no ongoing symptoms or impairments whatsoever but only that they were not as limiting as
17 Dr. Staker found. Mr. Norton’s references to a few treatment notes in which he alleged some
18 ongoing pain fail to establish the ALJ’s reading of the record, as demonstrating improvement and
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examinations. Tr. 1468. Dr. Kwok bases his opinion regarding the lack of significant radiating
20 symptoms in part on the consistently normal EMG/NCV testing. There is no indication Dr. Staker
considered EMG/NCV testing results and, as such, for this reason as well, the Court also cannot say it
21 was unreasonable for the ALJ to give greater weight to Dr. Kwok’s opinion than to that of Dr. Staker.
See Andrews v. Shalala, 53 F.3d 1035, (9th Cir. 1995) (“Where the opinion of the claimant’s treating
physician is contradicted, and the opinion of a nontreating source is based on independent clinical
22 findings that differ from those of the treating physician, the opinion of the nontreating source may itself
be substantial evidence; it is then solely the province of the ALJ to resolve the conflict.”).
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1 management of symptoms with treatment, was unreasonable. See Tommasetti, 533 F.3d at 1038
2 (When the evidence is susceptible to more than one rational interpretation, the court must affirm
3 the ALJ’s findings if they are supported by inferences reasonably drawn from the record.).
4
In sum, the ALJ reasonably discounted Dr. Staker’s opinions as inconsistent with the
5 longitudinal treatment record, objective clinical findings, physical examination findings, and
6 evidence his pain was adequately managed with treatment.
7
Dr. Cogan also evaluated Mr. Norton in 2012 and, as described above, found him more
8 limited than provided in the RFC. However, it is unclear what Dr. Cogan’s assessment is based
9 upon. Tr. 930-931. The treatment notes corresponding to the date of evaluation do not indicate
10 that Dr. Cogan performed any physical examination or objective testing of Mr. Norton and Dr.
11 Cogan did not answer the question of whether or not a physical evaluation had been performed
12 for the incapacity evaluation. Tr. 930-931, 956-958; see Bayliss, 427 F.3d at 1216 (ALJ may
13 reject an opinion that is “brief, conclusory, and inadequately supported by clinical findings.”).
14 Absent clinical findings or other explanation of the basis for Dr. Cogan’s opinions, as well as for
15 the same reasons discussed above with respect to Dr. Staker’s opinions, the ALJ reasonably
16 discounted Dr. Cogan’s opinions as inconsistent with the longitudinal treatment record, objective
17 clinical findings, physical examination findings, and evidence his pain was adequately managed
18 with treatment.
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2.
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Mr. Norton contends the ALJ erred in rejecting the opinions of Kimberly Wheeler,
Mental Impairments
21 PH.D., Norma Brown, Ph.D., Katrina Higgins, Psy.D. and Dan Neims, Psy.D. Dkt. 9 at 12-17.
22 The Court disagrees.
23
In October 2012, Dr. Higgins examined Mr. Norton and diagnosed him with Asberger’s
ORDER AFFIRMING THE
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1 disorder, reading disorder, disorder of written expression and major depressive disorder,
2 recurrent, mild. Tr. 1170-1174. Dr. Higgins found Mr. Norton would “always struggle with
3 social relationships and interactions” and his “idiosyncratic manner of doing things, as well as
4 his insistence on routine, could impair his ability to perform work duties with adequate pace and
5 perseverance.” Id. Dr. Higgins opined that Mr. Norton could carry out short and simple
6 instructions and maintain regular attendance “but accommodation would need to be made
7 concerning his interaction with others and pace of work.” Id.
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In June 2008, Dr. Brown examined Mr. Norton and noted he had moderate depressive
9 symptoms, expressions of anger, and verbal expressions of anxiety or fear, and marked social
10 withdrawl. Tr. 472-493. Dr. Brown diagnosed Mr. Norton with Asperger’s disorder, depressive
11 disorder, NOS, disorder of written expression and reading disorder. Id. In the section of the
12 functional assessment denominated “social factors”, Dr. Brown opined that Mr. Norton had
13 marked to severe limitations in the ability to: relate appropriately to co-workers and supervisors;
14 respond appropriately to and tolerate the pressures and expectations of a normal work setting;
15 care for self, including personal hygiene and appearance; control physical or motor movements
16 and maintain appropriate behavior. Tr. 474. Dr. Brown indicated the basis for the assessment
17 was Mr. Norton’s very low tolerance for frustration, little patience, social isolation, and very
18 poor social judgment. Id. Dr. Brown further opined that it would be difficult for Mr. Norton to
19 be hired in many jobs and keep a job because of his poor grooming and hygiene and poor social
20 skills. Tr. 422. In April 2009, Dr. Brown gave an additional diagnosis of generalized anxiety
21 disorder and again opined Mr. Norton had marked to severe limitations in the same “social
22 factors” areas described in her June 2008 report. Id. In February 2010, Dr. Brown again opined
23 Mr. Norton had marked to severe limitations in the same “social factors” areas described in her
ORDER AFFIRMING THE
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1 June 2008 report and indicated again he “has very poor frustration tolerance and has very poor
2 coping skills to deal with stress.” Tr. 1133-1137.
3
In June 2007, Dr. Wheeler examined Mr. Norton and diagnosed depressive personality
4 disorder. Tr. 434. In the section of the functional assessment denominated “social factors” Dr.
5 Wheeler indicated marked limitations in the ability to relate appropriately to co-workers and
6 supervisors and control physical or motor movements and maintain appropriate behavior,
7 moderate limitations responding appropriately to and tolerating the pressures and expectations of
8 a normal work setting (indicating he would “likely respond with irritation, petulance”) and in the
9 ability to care for self, including personal hygiene and appearance. Id. In November 2007, in
10 the section denominated “social factors”, Dr. Wheeler indicated Mr. Norton had moderate
11 limitations in his ability to relate appropriately to co-workers and supervisors and to respond
12 appropriately to and tolerate the pressures and expectations of a normal work setting and marked
13 limitations in his ability to care for himself including personal hygiene and appearance, control
14 physical or motor movements, and maintain appropriate behavior. Tr. 454.
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In January 2011, Dr. Neims diagnosed Mr. Norton with major depressive disorder,
16 moderate, anxiety disorder, and personality disorder, avoidant and dependent. Tr. 1224-1227. In
17 the section of the opinion entitled “cognitive and social factors” Dr. Neims found Mr. Norton
18 moderately limited in his ability to learn new tasks, perform routine tasks without undue
19 supervision, and be aware of normal hazards and take appropriate precautions. Id. He found Mr.
20 Norton severely limited in his ability to communicate and perform effectively in a work setting
21 with public contact and markedly limited in his ability to communicate and perform effectively
22 in a work setting with limited public contact and to maintain appropriate behavior in a work
23 setting. Id.
ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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1
In January 2012, Dr. Neims indicated that Mr. Norton presented with moderate to marked
2 vegetative symptoms of depression and was slow and fatigued. Tr. 932-936. Dr. Neims
3 reiterated his 2011 opinion with respect to limitations in the “cognitive and social factor” areas.
4 Id. Dr. Neims further found Mr. Norton moderately to markedly limited in performing activities
5 within a schedule, maintaining regular attendance, and being punctual within customary
6 tolerances; sustaining an ordinary routine without special supervision; working in coordination
7 with or proximity to others without being unduly distracted by them; and completing a normal
8 workday/workweek. Id. Dr. Neims opined Mr. Norton had marked limitations in his ability to
9 maintain appropriate behavior in the work setting and accept instructions and respond
10 appropriately to criticism from supervisors. Id.
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The ALJ discounted these opinions as “inconsistent with the claimant’s mental health
12 treatment history, his performance on mental status testing in the treatment setting, and his
13 documented daily activities and social functioning set forth above.” Tr. 1470. Mr. Norton
14 contends this general statement is insufficient. Dkt. 9 at 13. However, the ALJ did not simply
15 offer a conclusory statement without explanation but, instead, referred to his prior detailed
16 discussion of both the medical record and Mr. Norton’s activities of daily living. Cf. Embey v.
17 Bowen, 849 F.2d 418, (9th Cir. 1988) (conclusory reasons for discounting a medical opinion are
18 insufficient); and cf. Brown-Hunter v. Colvin, 806 F.3d 487, 491-492 (9th Cir. 2015). As noted
19 above, an ALJ may properly reject a medical opinion that is inconsistent with the record. See
20 Batson v. Comm’r of Soc. Sec. Admin., 359 F.3d 1190, 1195 (9th Cir. 2004); Orn v. Astrue, 495
21 F.3d 625 (9th Cir. 2007); see also 20 C.F.R. § 404.1527(c)(4) (“Generally, the more consistent
22 an opinion is with the record as a whole, the more weight we will give that opinion.”).
23 Moreover, an ALJ may discount a medical opinion that is conclusory, brief, and unsupported by
ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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1 the record as a whole or by objective medical findings. See Batson, 359 F.3d 1190, 1195.
2 Inconsistency with a claimant’s daily activities is also a valid reason to discount a medical
3 opinion. Morgan v. Comm’r of Soc. Sec. Admin., 169 F.3d 595, 601-602 (9th Cir. 1999).
4
Here, the ALJ gives a detailed summary of the longitudinal medical record which he
5 reasonably finds inconsistent with the provider’s opinions of significant mental health symptoms
6 and limitations. For instance, the ALJ notes that, up until his alleged disability onset date in
7 August 2005, Mr. Norton had “worked despite his dyslexia and learning disorder and he did not
8 stop working due to any mental health symptoms.” Id. The ALJ further notes that the record
9 shows Mr. Norton’s “depression and anxiety have been adequately managed with medication
10 management.” Id.; see Warre, 439 F.3d at 1006 (“Impairments that can be controlled effectively
11 with medication are not disabling for the purpose of determining eligibility for SSI benefits.”).
12 In specific, the ALJ summarizes Mr. Norton’s medical records as follows:
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[In November 2005,] testing showed [Mr. Norton had] a learning disability of
expressive writing and reading as well as dyslexia. Dr. Pryor was also
concerned that [Mr. Norton] was developing some signs and symptoms of
depression. However, he had worked for more than 10 years and Dr. Pryor
noted that his multiple strengths made him a viable candidate for Division of
Vocational Rehabilitation (DVR). … [In January 2007,] Dr. Cloud opined that
[Mr. Norton] would have problems reading, writing, and dealing with the public,
but that he could perform work activities on a consistent basis given his work
history. In August 2007, [Mr. Norton’s] mental status was unremarkable[,] …
[h]e was started on medications and was doing well without side effects later in
the year. His mood remained well-managed in mid-2008 [and] [h]is symptoms
were stable in October 2008. His mood and social interaction improved on
medication, [h]is anxiety was better controlled and he was no longer having
anxiety attacks. He had normal affect and nonpressured speech and …
continued to do well on medication in June 2009. He had normal mood and
affect … in August 2009. He received some counseling and, upon discharge in
late-2009 he looked very upbeat as he realized that things were going decent in
his life. [His] medication was adjusted in December 2011 and he was reportedly
less depressed the following month. He was alert and cooperative with normal
mood, affect, attention span, and concentration … in late-2011 and mid-2012.
In July 2012, he reported he was not acutely depressed and he denied that his
anxiety disrupted his social activities or interactions, although he got frustrated
and overwhelmed at times due to pain. In August 2012, a screen was negative
for depressed mood or marked diminished interest or pleasure. He was doing
well on Zoloft in late-2013. Pain management records from mid-2014 indicate
ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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that he had normal mood, affect, and thought processes. He was oriented and
review of systems was negative for anxiety, depression, or sleep disturbance
when he followed up for back pain in November 2014 and 2015. His depression
remained under control on medication in late-2015. The claimant was referred
to mental health treatment following complaints of increased depression and
anxiety in February 2016 … [but] he reportedly benefitted from adjustment to
his psychotropic medication regimen.
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Tr. 1466-1467. The ALJ reasonably found the above opinions inconsistent with the treatment
notes and the overall longitudinal medical record. Mr. Norton points out a few other treatment
notes indicating some instances of more significant symptoms. Dkt. 9 at 16-17. However, at
best, Mr. Norton’s argument amounts to an alternative interpretation of the record but fails to
establish the ALJ’s interpretation is unreasonable. See Tommasetti, 533 F.3d at 1038.
The ALJ also reasonably discounted the more significant social limitations opined by the
providers as inconsistent with Mr. Norton’s demonstrated activities. Tr. 1467. For instance,
despite the opinions that Mr. Norton had a low frustration tolerance, had difficulty interacting
socially and was socially withdrawn, the ALJ noted that Mr. Norton had friends who he enjoyed
spending time with, was able to live with three roommates (one of whom had a child), and there
was no indication he had any significant problems interacting with his providers, friends or
roommates. Tr. 1461. The ALJ further noted that Mr. Norton was capable of going outside
alone, driving, shopping, handling his own money and engaging in activities such as fishing and
playing games with his friends. Id. Mr. Norton points to Dr. Cloud’s opinion indicating that,
given extreme reactions towards perceived wrongdoing in the past, Mr. Norton would have
trouble dealing with the general population. Dkt. 9 at 17. However, the ALJ agreed Mr. Norton
should be precluded from interacting with the general public and included such a limitation in
the RFC.
The ALJ also specifically discounts Dr. Brown’s opinion that Mr. Norton was markedly
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ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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1 socially withdrawn and Dr. Neims’ finding of moderate to marked vegetative symptoms of
2 depression as inconsistent with the contemporaneous treatment notes demonstrating his
3 depression has been adequately controlled with medication and his ability to engage in various
4 social as well as independent activities. Tr. 1461-1462, 1467-1468. As discussed above,
5 substantial evidence supports this conclusion.
6
Mr. Norton argues that some of his symptoms and limitations could derive from his long
7 standing developmental and personality disorder impairments and, thus, even if his depression
8 improved, his limitations may still be significant. Dkt. 9 at 17. However, this argument is
9 largely speculative and, as the ALJ points out, Mr. Norton was able to work with these long
10 standing impairments for ten years prior to his alleged disability onset date. Tr. 466-1467, 1470.
11 Under the circumstances, the Court finds the ALJ reasonably discounted the opinions of Dr.
12 Wheeler, Dr. Brown, Dr. Higgins, and Dr. Neims.
13 C.
Mr. Norton’s Symptom Testimony
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The ALJ found the medical evidence of Mr. Norton’s underlying impairments might
15 reasonably produce the symptoms alleged and did not find that Mr. Norton was malingering. Tr.
16 1463-1464. Consequently, the ALJ was required to provide specific, clear and convincing
17 reasons for rejecting Mr. Norton’s testimony. Brown-Hunter v. Colvin, 806 F.3d 487 (9th Cir.
18 2015). If the ALJ’s reasons for discounting a claimant’s subjective symptom testimony are
19 supported by substantial evidence in the record, the Court may not engage in second-guessing.
20 Thomas, 278 F.3d at 959. Factors that an ALJ may consider in evaluating a claimant’s symptom
21 testimony include inconsistencies in testimony or between testimony and conduct, inconsistency
22 with the medical evidence, daily activities, and unexplained or inadequately explained failure to
23 seek treatment or follow a prescribed course of treatment. Orn v. Astrue, 495 F.3d 625, 636 (9th
ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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1 Cir. 2007); Smolen v. Chater, 80 F.3d 1273, 1283-84 (9th Cir. 1996); Social Security Ruling
2 (SSR) 16-3p.
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Mr. Norton contends the ALJ erroneously rejected his testimony as unsupported by the
4 medical evidence. Dkt. 9 at 18. Specifically, Mr. Norton argues the ALJ’s erroneous failure to
5 include chronic pain syndrome as a severe impairment “may explain why his findings were
6 inconsistent with some medical findings.” Id. However, as noted above, Mr. Norton fails to
7 establish the ALJ harmfully erred in failing to include chronic pain syndrome as a severe
8 impairment at step two. The ALJ discounted Mr. Norton’s testimony regarding the severity of
9 his symptoms as inconsistent with the medical evidence and specifically discussed portions of
10 the medical record which he concluded undermined Mr. Norton’s testimony. Tr. 24-25. For
11 instance, the ALJ noted that MRI in 2005 showed only mild to moderate degenerative findings in
12 the lumbar spine, which the doctor reviewing the results opined did not explain the severity of
13 symptoms, and subsequent MRIs did not show significant deterioration. Tr. 354, 1464-1466.
14 The ALJ further noted that bone scans showed only mild uptake at the SI joints and on physical
15 examination Mr. Norton frequently exhibited minimal findings. Tr. 1464-1469.
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The ALJ further noted that testifying medical expert, Dr. Kwock (whose opinion he gives
17 significant weight) described Mr. Norton’s degenerative disc disease and SI joint osteoarthritis as
18 mild, indicated that despite his complaints of radiating back pain examinations revealed nothing
19 to suggest neurological involvement, and found that, with these impairments, Mr. Norton could
20 perform light work with some additional limitations. Tr. 1498-1506. Apart from his argument
21 that the ALJ erred in evaluating chronic pain syndrome, Mr. Norton does not otherwise
22 specifically challenge the ALJ’s finding that the medical evidence discussed is not consistent
23 with Mr. Norton’s testimony and, in fact, appears to acknowledge some apparent inconsistencies.
ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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1 Dkt. 9 at 18. Thus Mr. Norton has failed to carry his burden of proof to establish the ALJ
2 harmfully erred in discounting his testimony on this basis. See Avila v. Astrue, No. C07-1331,
3 2008 WL 4104300 (E.D. Cal. Sept. 2, 2008) at * 2 (unpublished opinion) (citing Northwest
4 Acceptance Corp. v. Lynnwood Equip., Inc., 841 F.2d 918, 923-24 (9th Cir. 1996) (party who
5 presents no explanation in support of claim of error waives issue); see also Shinseki v. Sanders,
6 556 U.S. 396, 409 (2009)( “[T]he burden of showing that an error is harmful normally falls upon
7 the party attacking the agency's determination.”).
8
Mr. Norton also argues the ALJ erred in discounting his testimony on the grounds that his
9 condition improved with treatment. Dkt. 9. The ALJ notes that Mr. Norton cites various records
10 indicating that he continued to report symptoms even with treatment. Id. However, the ALJ did
11 not find that Mr. Norton had no ongoing symptoms or impairments and Mr. Norton fails to
12 establish the ALJ’s reading of the record was unreasonable. Tommasetti, 533 F.3d at 1038.
13
Mr. Norton also argues the ALJ erred in rejecting his testimony as inconsistent with his
14 activities of daily living. Dkt. 9 at 17-19. He contends that performance of activities on an
15 occasional basis does not show he can work full time and the record shows his activities are
16 limited by pain. Id. at 18. The ALJ found Mr. Norton’s activities to be inconsistent with his
17 claim that he is disabled. Tr. 1461, 1468. Specifically, the ALJ noted that Mr. Norton’s
18 allegations of incapacitating pain and mobility problems are inconsistent with the record of his
19 activities which show he was able to: drive to California for a week in May 2006; go fishing in
20 May 2010; work on his roof in mid-2011; lift a heavy object in April 2012; perform a lot of work
21 around the house including working with a water tank in September 2015. Id. As the ALJ notes,
22 Mr. Norton stated he was in constant pain, used a cane all of the time, had trouble keeping his
23 balance, and was unable to sit, stand or walk for prolonged periods. Tr. 1463-1464. The ALJ
ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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1 reasonably found Mr. Norton’s allegations regarding the severity and limiting effect of his
2 symptoms inconsistent with his ability to perform the above activities, even if some of the more
3 strenuous activities (i.e. working on a roof, lifting heavy objects, lifting a water tank) caused
4 some aggravation of his symptoms. The ALJ also noted that in January 2011, Mr. Norton
5 alleged he could only sit or stand for twenty minutes before he needed to lie down. Tr. 869.
6 However, just a few months earlier, in August 2010, Mr. Norton reported some back soreness
7 due to sitting in a chair for six hours playing games with friends. Tr. 1461. Moreover, although
8 in July 2010 Mr. Norton claimed the light from television and computers triggered his migraines,
9 he indicated he enjoys playing computer games such as World of Warcraft and the record
10 references him using the computer before going to bed. Tr. 1468.
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The ALJ also noted that Mr. Norton’s activities demonstrated his alleged social and
12 cognitive deficits were not as debilitating as he claimed. For instance, the ALJ noted that
13 although Mr. Norton claimed he needed to be reminded about his appointments and to take his
14 medication, he lived alone at times and there was no indication he had difficulty maintaining his
15 medications or attending his appointments. Tr. 1468. Moreover, although Mr. Norton alleged
16 two or three anger outbursts a week, he was able to live with roommates and there was no
17 indication he had difficulty getting along with friends or providers and, in fact, regularly played
18 board games with friends. Id. Mr. Norton fails to demonstrate the ALJ’s findings lack support
19 in the record. Rather, Mr. Norton essentially argues that his activities do not capture the true
20 nature of his limitations and that, as he testified, he struggles with performing many daily
21 activities. Dkt. 9 at 18-19. However, even if Mr. Norton’s view of his ability to perform daily
22 activities suggests some difficulty functioning, the ALJ may rely upon a claimant’s activities as
23 grounds for discrediting the claimant’s testimony to the extent that they contradict claims of a
ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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1 totally debilitating impairment. See Molina, 674 F.3d at 1113. This is what the ALJ did here.
2 The ALJ considered and rejected Mr. Norton’s testimony that he is disabled on the grounds that
3 the activities discussed above show that Mr. Norton is more functional than he claims.
4
The ALJ also offered several other clear and convincing reasons for discounting Mr.
5 Norton’s testimony which Mr. Norton does not challenge. Specifically, although his alleged
6 disability onset date coincides with the end of his employment, the ALJ notes that Mr. Norton
7 stopped working for reasons unrelated to his alleged impairments. See Bruton v. Massanari, 268
8 F.3d 824, 828 (9th Cir. 2001) (In evaluating a claimant’s symptom testimony an ALJ may
9 consider the fact that the claimant stopped working for reasons unrelated to his alleged
10 impairments); Tr. 106, 119 (indicating he was placed on light duty due to his back in August
11 2005 performing errands and clerical work and stopped working at the end of that month due to
12 lack of work when his company did not get a new contract). The ALJ also noted that Mr. Norton
13 was prescribed physical therapy in 2013 but that, although he showed mild benefit after a couple
14 of sessions, he was discharged after no showing or cancelling several times and was presumed by
15 the physical therapist to be managing adequately on his own with no need for further physical
16 therapy. Tr. 1428, 1465; see Orn, 495 F.3d at 636 (“[I]f a claimant complains about disabling
17 pain but fails to seek treatment, or fails to follow prescribed treatment, for the pain, an ALJ may
18 use such failure as a basis for finding the complaint unjustified or exaggerated....”); SSR 16-3p.
19 These were valid reasons to discount Mr. Norton’s symptom testimony and they are supported
20 by substantial evidence in the record.
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Accordingly, the ALJ did not err in discounting Mr. Norton’s symptom testimony.
22 D.
Lay Testimony
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Mr. Norton also contends the ALJ erred in rejecting the lay witness testimony of Dorothy
ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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1 Litchfield, Gregory Ffyhr, Doug Nolan, John Velebit, and Bill Hughes. Dkt. 9 at 19. The Court
2 disagrees.
3
The Court notes the lay witnesses provided testimony similar to that of Mr. Norton i.e.,
4 both Mr. Norton and the lay witnesses stated that Mr. Norton was less functional due to disabling
5 pain, mobility problems and social and cognitive deficits than the ALJ found. Mr. Norton does
6 not identify any limitation described by the lay witnesses that was not already described by the
7 claimant. The ALJ properly rejected Mr. Norton’s testimony about the severity of his limitations
8 on the grounds that the claims were inconsistent with the longitudinal treatment history, the
9 objective clinical findings, his performance on physical and mental status examinations, and
10 other inconsistencies in the record. Tr. 1471. The ALJ’s well-supported reasons for rejecting
11 Mr. Norton’s testimony apply equally well to the lay witness testimony and the ALJ did not err
12 in relying upon those same reasons to reject the lay witness testimony. See Valentine v. Comm’r
13 Soc. Sec. Admin., 574 F.3d 685, 694 (9th Cir. 2009) (Where an ALJ has provided clear and
14 convincing reasons for finding a claimant not fully credible, those reasons are germane reasons
15 for rejecting similar lay witness testimony.).
CONCLUSION
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For the foregoing reasons, the Commissioner’s final decision is AFFIRMED and this
18 case is DISMISSED with prejudice.
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ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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1
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DATED this 25th day of July 2017.
A
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_________________________
JOHN C. COUGHENOUR
United States District Judge
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ORDER AFFIRMING THE
COMMISSIONER’S FINAL DECISION AND
DISMISSING THE CASE WITH PREJUDICE
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