Funkhouser v. Administrative Committee of the Pilgrim's Pride Retirement Savings Plan et al
Filing
38
MEMORANDUM OPINION. Signed by District Judge Michael F. Urbanski on 6/25/2012. (jat) [Transferred from Virginia Western on 6/26/2012.]
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od rord epo e u a o salsta ma kepERI fd caisa db n f a isfo a jdiaigcams.
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t
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w ine s s a i f om Funkhous r w illke y ha t t a lt e t roft pr
t s e , s de r
e , l i l ve o r ve o ihe
he opos d di ti t .
e s rc s
Thus Def nda s w ines esw illkel tnd bot t W es e n D it i tofV i gi a a t
, e nt ' t s
l i yi
h he
t r src
r ni nd he
N o t r D i ti tofW es Vi gi a e ly con ni t whie Funkho er s wines e ,gi n he
r he n s r c
t r ni qua l
ve en , l
us ' t s s ve r
r s de i t sdi t i t w illke y f vo t W e t r D it i tofV i gi a I t sca e t f c or
e i nce n hi sr c , l i l a r he s e n s r c
r ni . n hi s , he a t
ofwines c
t s onve e e and a es w e g i Funkhous ' f vor
ni nc
cc s i hs n
er s a .
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hid a or ha he our mus onsde s t
t nve e e he ris' #dic s a
s us ed bove, e nt r i i Col r a c
Def nda s esde n o ado nd once t tbo h pr e f nz wilbe
de ha t opos d o ms l
e ly co ni ntast y w ilne t t a lt bot V igi a and W es V igi a t pur ue t s
qua l nve e
he l ed o r ve o h r ni
t r ni o s hi
m a tr l c r t Funkhous rm a nt i t tt W es e n Di t i tofV igi a i m or
te . n ontas ,
e
i a ns ha he
t r s rc
r ni s
e
c
onve e f he bec us i i herhom e dit i t Funkhous ri t onl pa t who willke y
ni nt or r a e t s
s rc .
e s he y r y
l i l
be i onve e ed by one f m m o e t a he 't r or i i m or conve e f t
nc
ni nc
onz
r han not r he ef e, t s
,
e
ni nt or he
pa te a a w hol i t ca e r m a nsi t W e t r D i ti tofV i gi a
ris s
e f he s e i n he s e n s r c
r ni .
Thef u t a dfn l a trt a t ec u t s weg i t eûne e to j sie' l On
o rh n ia f co h t h o r mu t ih s h ç tr s f u tc . d. e
i
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elme t tcoursc i rwhe anayzi t sf t i t pr ton of udii e no
e ntha
t onsde
n l ng hi acor s he omoi j cal co my.
Sa uncElcs Co.Lt v.Ra
ms
e . , d. mbus I ,386F.Supp. 708,7 - ( D. .2005) M o e
snc.
2d
2122 E. Va
. r
s cii ly,t coul i Sa t r s d,lg j r apa t hasprvi l ltgae aca e
pe fcal he ' n msma ea one iW hee ry
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i vi smia is sa f tgjac ti t tdititwillkel befmiirwiht fcsof
nvol ng i lr s ue nd acs, our n ha src l i y a la t he a t
t ec s .Asamatrof u iil c n my, u hfmiirt i hg l d sr be' I a 7 2
h ae
te j d ca e o o s c a laiy s ih y e ia l. d. t 2
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(ntr quotto omitd) I t sca e t pr s n a ton a t Si
i enal ains te . n hi s ,he e e t ci nd he mmonsa toni ve
ci nvol
s h sm ia i s s a f c s Funkhous r sc pl i i t s a i i l s a s m a y oft
uc i l r s ue nd a t .
e ' om a nt n hi d on nc ude um r
he
Si m onsac i i t s c i e il t c ua a Pr dur lBa kg ound. C o pl n , .
m
ton n he e ton ntted d t l nd oce a c r
Fa
' m ai t Dkt
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#1 a 4. I e Funkhous rr a l admist tt Re ie e Pl doc e sa is i t
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e e diy
t ha he tr m nt an um nt t s ue n he
pr s ntac i t e e a s t ntalc rbutng f c ort s ve a oft count i t Cl s A c i
ee
ton t r ubs a i ont i i a t o e r l he
w
s n he a s ton
Sui fl d on O c o r9,2009 by Pl i ifa ot ri vi s ' I . a 2, Thi sae t
t ie
t be
a ntf nd he ndi dual . s d t !5. s ttmen
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c ea l s st tt pr e a ton i pr c t d,a l s i s e de ee upon t f c s a
l ry how ha he es nt c i s edi a e t ea t n om
gr ,
he a t nd
i s ltga ed i t Si m onsa i
s ues ii t n he m
d on.
Funkhous r c ai st tt pr e m a t i no a contnua i oft Si m ons a ton,
e l m ha he es nt ter s t
i ton he m
ci
buti t d i vess par t c am sbr ug unde adif r ntERI s c i Spe fcal
nsea nvol e a e l i
o ht
r fe e
SA e ton. cii ly,
Funkhous r a s r st tt Si m ons a ton i ve a di put ove t va i t ofpr
e s e t ha he m
c i nvol d
s e r he ldiy
oduce
d
Re i e e Pl n docum ent w hie t s a ton i ve Re i e e Pl n doc e s t t
tr m nt a
s, l hi c i nvol s tr m nt a
um nt ha
De e nt a l edl neve pr uc d.Thecour tndst spr poston,a t ve y las,
f nda s leg y
r od e
t i hi o ii t he r e t
que tona e. I he c pl i i t s m a t r Funkhous rs a e , ç - s a ton i br
s i bl n r om a nt n hi te ,
e t t s t-hi c i s oughta a
l
s
cvi e or me a in unde ...( SAJ i pa tc a ERI j502()1 .... I a 1 !1
i l nf ce nt cto
r ERI ,n riulr SA
c( ) ' d. t , .
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Funkhousrsco ai t n c ede t ttg li ifsalegai i t Cls Aci Sui
e ' mpl nt he onc s ha dplantf l tons n he a s ton t
r ga di t i pr ra
e r ng he m ope dopton ofpl n a e en s a i pr re c i oft pl n
i
a m ndm t nd m ope xe uton he a
doc entis l w e e i s t nta pa t bas d on a c us d by D ef nda s f iur t pr de
um
t e f r , n ubs a i l r , e
nd a e
e nt ' a l e o ovi
vai plndoc nt purua t Pli ifso i nalrques purua t ERI j502()1 ...
ld a ume s s nt o antf rgi e t s nt o SA
c( )
' J a 2,!6.Funkho e ' rf e est t smeERI saut whe de ci ngbot aci ,
' #. t
us rs eernc o he a
SA tt e n s rbi
h tons
.
co e w ih t overa ofdoc e sa t hea tofbot c es ca e t c tt que to
upl d t he
lp
um nt t he r
h as , us s he our o s i n
w he he t i t ntm a t i i f c s t taly di f e f o t Si m ons a ton.
t r he ns a
ter s n a t ubsan i l fer nt r m he m
ci
Bas d upon Fu
e
nkhous rssa e nt i he c pl nt i i clart the c r nt
e ' tt me s n r om ai , t s e ha r ure
a l ga i c ai f t a i s i c m on w ih t Si m ons a ton. A ddii l i i
le tons ont n ac s nd s ues n om
t he m
ci
tonaly, t s
uncl a w he he Funkhous ha a s red ditnc c a m si t e ac i . Thus i lghtoft
er
t r
er s s e t
s i t l i n hes tons
,n i
he
580ht Si m onsa ton a t pr s ntm aterde wih Fu
t he m
ci nd he e e
t al t nkho ersat
us ' tempt t ac r c rctReie e
s o quie ore
tr m nt
Pl docu e s l f t bot c e i udecam sr ga di t Sec Am e entt t Retr m e Pln, t
an
m nt . n ac, h as s ncl
li e r ng he ond
ndm
o he ie nt a he
ThidAm e
r
ndmentt t Retr m entPl t Fit Am e e t t Re ie e Pl a t Retr m e Pln'
o he ie
an, he fh
ndm nt o he tr m nt an, nd he ie nt a s
J nua y l 2004 Am e entand Resa e e .
a r ,
ndm
t t m nt
p e ee c fr u iil c n my i i i teitrs o j tc t ta frt i c s t t eNo ten
rf rn e o j d ca e o o ,t s n h n eet f usie o rnse h s a e o h rh r
D i ti tofW e tV igi a,wher t tcour w ilbe m os f m ii rw ih t di f e s i a
sr c
s r ni
e ha
t l
t a la t he f er nce , f ny,
bet een t t o cases.
w
he w
W he weg ngt i ees ofj tc i apatc arc s i a tont t pr i of
n ihi he ntr t usie n riul a e,n ddii o he omoton
j dca e o o c u t as c nsd rtepo sb ly o ic n itn o to sbewe nrltd
u iil c n my, o rs lo o i e h siii f n o sse t u c me t e eae
t
m a t r br
te s oughti dif r ntve
n fe e
nues Sa s
. m unc, F.Supp.2d a 721 l t scas Funkho e
386
t . n hi
e,
us r
c r t tt Com m it f ie t pr de he w ih r ue t d Re iem entPl n doc en s l
ha ges ha he
tee a l d o ovi
r t eq s e
tr
a
um t . n
t Si m ons a ton, c
he m
c i Funlhous r a cus t Com m it e,i r e ntpa t ofbr ac ng is
e c ed he
te n el va
r y,
e hi t
tduc a y dut by f lng t pr de he w ih va i R e iem e Pl n doc ent . Si m ons 201
i ir
y
aii o ovi
r t ld tr nt a
um s m
, 0
W L 468
3745, t * 4. I t Si m o ac i J
a 3- n he m ns ton, udge Baiey di m i s d t f duc a y c ai s
l
s s e he i i r l m
a an tteCo te wihp eu ie ra o i t a, n e ERI A,$ c mmitei n tap ro
g i s h mmite t rj dc , e s nng h tu d r S t o te s o e s n
a
a t e or c nnotbea fduca y.'J=. t*3n. Asdic s d a ,alhoug Funkhous r
nd,her f e, a
i ir ' . a
d
3.
s us e bove t h
e
a l gest ts i br ngi e ie y dif r ntcl i s i t sm a t r he com pl i co a ns
le
ha he s i ng ntr l f e e a m n hi te , r
a nt nt i
s gnii a f c ua a l ga ove l ps w ih t Si m o ac i n. The ef e,i f t rs r st
i f c nt a t l nd e l r a
t he m ns to
r or t ur he e ve he
itr s o j siet ta se v n et teNo tenDitito W e tVigni, e et ec u t
n ee t f u tc o rn fr e u o h rh r src f s r i a wh r h o r
t r w ilbe be t e ppe t gua d aga ns i ons s e out om esbe w e n t s m a t a is
he e l
ter qui d o r
i t nc it nt c
t e hi ter nd t
pr orr i i t Si m ons a i
i ulngs n he m
cton.
11
1.
I s , he c tfndst tt Norhe n DititofW es Vigi ai apr pe ve
n um t our i ha he t r src
t r ni s o r nue
whe et scli c d ha bee orgi lybr ug . M o e r alho h t c rt i t tt
r hi am oul ve n i nal o ht
r ove , t ug he ou fnds ha he
f c or ofdef r nc t Funkhous rsc ceofve e,c
at s
ee e o
e ' hoi
nu onve e oft wine s ,
ni nce he t s es and
conveni
ence oft partesw ei slghty i f
he
i
gh i l n avorofdenyi D ef
ng
endant m oton t t ansf
s' i o r er
ve ,t i e e tofj tceweg hea l i fvorofta fni ve i t sc s Fort
nue he ntr s usi ihs viy n a
r nse ng nue n hi a e. he
r a o ssae a o e t ei tr s o j tc ,n l dn tede iet pr mo ej iil c n mya d
e s n tt d b v ,h ne et f usie icu ig h sr o o t udca e o o n
prot agai ti
ect
ns nconsit out es,out ei t ot f or and i di
s ent com
w ghs he her act s
s sposii
tve.
Acc di y,I I ORDERED t tDefnda s M oton t Transe Ve ( .#
or ngl T S
ha e nt' i o
f r nue Dkt
28)i GRANTED,a purua t j1 a ,hi matr i l ngDee nt'M oi t
s
nd, s nt o 404() t s te, ncudi
fnda s ton o
St y and CompelAr t aton ( . ) i ta fre t t Unie Stt DititCo tf
a
bir i Dkt#37 ,s rnserd o he td aes src ur or
t N orhe n Di t i tofW e tV igi a.
he
t r s rc
s r ni
Ent ed:June 25,2012
er
4 /* '
VW f
M i hae F.U r ns
c l
ba ki
U nie St t sD i t i tJ
t d a e sr c udge
10
'
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