Bess v. Commissioner Of Social Security Administration
Filing
19
MEMORANDUM OPINION AND ORDER AFFIRMING AND ADOPTING REPORT AND RECOMMENDATION OF MAGISTRATE JUDGE AS FRAMED, GRANTING DEFENDANT'S MOTION FOR SUMMARY JUDGMENT,AND DENYING PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT: Denying 12 Plaintiff's Motion for Summary Judgment; Granting 13 Defendant's Motion for Summary Judgment; Adopting 15 Report and Recommendations. Case to be Dismissed with Prejudice and Stricken from active docket of this Court. Clerk directed to enter judgment. Signed by Senior Judge Frederick P. Stamp, Jr on 9/3/14. (soa)
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF WEST VIRGINIA
KIMBERLY BESS,
Plaintiff,
v.
Civil Action No. 5:13CV103
(STAMP)
CAROLYN W. COLVIN,
Acting Commissioner of Social Security,
Defendant.
MEMORANDUM OPINION AND ORDER
AFFIRMING AND ADOPTING REPORT AND
RECOMMENDATION OF MAGISTRATE JUDGE AS FRAMED,
GRANTING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT,
AND DENYING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT
I.
Procedural History
The plaintiff in this civil action filed claims for Disability
Insurance Benefits (“DIB”) under Title II of the Social Security
Act, claiming that he suffered from disability beginning March 3,
2006.
The plaintiff’s underlying claims allege that
she is
disabled due to arthritis; headaches; neck and back problems; a
knee injury; and issues with her legs, hips, and arms.
was denied both initially and upon reconsideration.
Her claim
The plaintiff
then requested a hearing, which was granted and held before an
Administrative Law Judge (“ALJ”).
testified
and
was
represented
At this hearing, the plaintiff
by
vocational expert offered testimony.
counsel.
Additionally,
a
The ALJ affirmed the denial
of the plaintiff’s application for benefits on the grounds that the
plaintiff was not disabled as that term is defined by the Social
Security Act.
decision
The Appeals Council denied review, and the ALJ’s
became
the
final
decision
of
the
defendant,
the
Commissioner of Social Security (“Commissioner”).
The plaintiff then filed this action against the Commissioner
seeking review of the final decision of the ALJ.
Both the
plaintiff and the defendant filed motions for summary judgment.
United States Magistrate Judge James E. Seibert reviewed the
plaintiff’s
complaint,
the
motions
by
the
parties
and
the
administrative record, and issued a report and recommendation
recommending that the defendant’s motion for summary judgment be
granted, the plaintiff’s motion for summary judgment be denied, and
the matter be dismissed and stricken from the Court’s docket. Upon
submitting his report, the magistrate judge informed the parties
that if they objected to any portion of his proposed findings of
fact and recommendation for disposition, they must file written
objections within fourteen days after being served with a copy of
the report.
The plaintiff timely filed objections to the report and
recommendation.
This Court then directed the defendant to file a
response to the plaintiff’s objections.
II.
Facts
In his order, the ALJ found that the plaintiff did not meet
the criteria for any listing that would allow her to obtain the
benefits she was seeking, but instead found that the plaintiff had
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a residual functional capacity to perform a range of activity.
Further, the ALJ found that the plaintiff had severe impairments
which included arthritis, degenerative disc disease, a remote
meniscus tear, post operative pain which restricted her range of
motion, carpal tunnel syndrom, and obesity.
the
claimant
also
hyperlipidemia,
disease,
and
had
high
the
following
cholesterol,
depression.
The
ALJ
a
The ALJ found that
non-severe
fatty
found
impairments:
liver,
that
acid
because
reflux
of
her
impairments, the plaintiff could not perform her past relevant work
of replacing fire alarms.
In her motion for summary judgment, the plaintiff argues that:
(1)
the
ALJ
failed
to
consider
her
alleged
diagnosis
of
fibromyalgia and thus her RFC classification was improper, and (2)
the ALJ erroneously assessed her credibility.
The commissioner
also filed a motion for summary judgment, in which she argues that
the ALJ properly considered the alleged fibromyalgia and accurately
assessed the plaintiff’s RFC and credibility.
In his report and recommendation, the magistrate judge finds
that
the
ALJ
fibromyalgia.
correctly
considered
the
plaintiff’s
alleged
The ALJ found that the only evidence that can be
reviewed is evidence that existed prior to the date last insured
(“DLI”), which in this case was December 31, 2011.
Thus, the
magistrate judge found that the ALJ correctly found that the
diagnosis of fibromyalgia on February 29, 2012 could not be used in
3
the ALJ’s analysis.
The magistrate judge thus reasoned that the
ALJ’s conclusion, based on his observations that the plaintiff had
been improving from mid-2006 to 2011, as to the RFC was reasonably
based on sufficient evidence.
As to the determination of the plaintiff’s credibility, the
magistrate
judge
found
that
the
ALJ
correctly
evaluated
the
plaintiff’s symptoms in accordance with the Craig test and social
security factors.
The ALJ found that the plaintiff had medically
determinable impairments that could reasonably cause some of her
alleged symptoms. However, the ALJ then found that the plaintiff’s
statements are not credible as they are inconsistent with the
medical evidence of record as to the severity of the impairments.
The magistrate judge found that there was substantial evidence to
support either side and thus the ALJ’s decision was not “patently
wrong” and could be upheld.
The plaintiff makes three objections to the magistrate judge’s
report and recommendation. The plaintiff first objects to the ALJ
and magistrate judge’s misapplication of the law of the United
States
Court
of
Appeals
for
the
Fourth
Circuit
in
Bird
v.
Commissioner of Social Sec. Admin., 699 F.3d 337 (4th Cir. 2012),
which holds that an ALJ can consider retroactive evidence.
The
plaintiff
the
asserts
that
the
ALJ
should
have
considered
fibromyalgia diagnosis as that evidence permitted an inference of
linkage with the plaintiff's pre-date of last insured (pre-DLI)
4
impairments.
As such, the plaintiff argues that the longitudinal
record of the plaintiff's symptoms was important in this case as
those symptoms eventually resulted in a diagnosis of fibromyalgia.
Next, the plaintiff contends that the ALJ improperly considered the
plaintiff's
credibility
because
he
did
not
reference
her
fibromyalgia while considering her symptoms. The plaintiff asserts
that
the
fibromyalgia
plaintiff's
statements
diagnosis
as
to
the
lends
credibility
severity
of
her
to
the
symptoms.
Finally, the plaintiff argues that even without the consideration
of the fibromyalgia, there was not sufficient evidence to deny the
plaintiff's benefits because of her severe multi-level spinal
impairments.
After
receiving
the
plaintiff’s
objections,
this
Court
directed the defendant to respond to the plaintiff’s objections as
the applicability of Bird had not been raised previously.
In the
defendant’s response, she first argues that the ALJ properly
considered plaintiff’s alleged fibromyalgia by comparing pre-DLI
and post-DLI evidence.
The defendant asserts that the ALJ found
that there was a lack of pre-DLI evidence to support a finding that
the alleged impairment was present pre-DLI as the plaintiff had a
period of improvement throughout 2010 and 2011.
In this vein, the
defendant states that she respectfully disagrees with the report
and recommendation.
Further, the defendant contends that the
report and recommendation correctly upheld the ALJ’s credibility
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finding.
The
defendant
asserts
that
the
ALJ
evaluated
the
plaintiff’s symptoms in accordance with the controlling regulations
and standards.
For the reasons set forth below, this Court finds that the
report
and
recommendation
of
the
magistrate
judge
should
be
affirmed and adopted as framed.
III.
Applicable Law
Pursuant to 28 U.S.C. § 636(b)(1)(C), this Court must conduct
a
de
novo
review
of
any
portion
of
the
magistrate
recommendation to which objection is timely made.
judge’s
As to those
portions of a recommendation to which no objection is made, a
magistrate judge’s findings and recommendation will be upheld
unless they are clearly erroneous.
Because the plaintiff filed
objections, this Court will undertake a de novo review of the
report and recommendation.
IV.
Discussion
The following standard will be applicable to all of the
plaintiff’s objections and the magistrate judge’s findings.
An
ALJ’s findings will be upheld if supported by substantial evidence.
See Milburn Colliery Co. v. Hicks, 138 F.3d 524, 528 (4th Cir.
1998).
Substantial evidence is that which a “‘reasonable mind
might accept as adequate to support a conclusion.’”
Hays v.
Sullivan, 907 F.2d 1453, 1456 (4th Cir. 1990) (quoting Richardson
v. Perales, 402 U.S. 389, 401 (1971)).
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Further, the “‘possibility
of drawing two inconsistent conclusions from the evidence does not
prevent an administrative agency’s findings from being supported by
substantial evidence.’”
Sec’y of Labor v. Mut. Mining, Inc., 80
F.3d 110, 113 (4th Cir. 1996) (quoting Consolo v. Fed. Mar. Comm’n,
383 U.S. 607, 620 (1966)).
A.
Consideration of Fibromyalgia
Post-DLI medical evidence may be retroactively considered by
an ALJ if “that evidence permits an inference of linkage with the
claimant’s pre-DLI condition.” Bird, 669 F.3d at 340-41.
For
instance, in Bird, the plaintiff had been diagnosed with posttraumatic stress disorder (“PTSD”) after his DLI but not pre-DLI.
Id. at 340.
Post-DLI, the plaintiff was evaluated through the
Department of Veteran Affairs (“VA”) and diagnosed as having PTSD
that caused a “severe level of impairment.” Id.
However, the ALJ
found that his PTSD was insufficiently severe to qualify him for
disability benefits. Id. In making this finding, the ALJ reasoned
that
there
was
not
enough
evidence
to
support
a
finding
of
disability because the VA rating decision had occurred after the
plaintiff’s DLI. Id.
On appeal, the Fourth Circuit found that the
ALJ should have considered retroactive post-DLI evidence as the
plaintiff’s VA diagnosis related to his history of impairment. Id.
The plaintiff asserts in her objections that the magistrate
judge incorrectly found that the ALJ did not need to consider the
post-DLI diagnosis of fibromyalgia.
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Further, the plaintiff argues
that even without the diagnosis of fibromyalgia, there was enough
evidence to support a finding that the plaintiff was eligible for
benefits.
The defendant asserts that the ALJ considered the post-
DLI fibromyalgia diagnosis but found that given the improvements in
the period beforehand, the plaintiff was not eligible for benefits.
As
stated
previously,
the
magistrate
judge
upheld
the
ALJ’s
decision finding that the ALJ only needed to consider the pre-DLI
evidence.
The magistrate judge must judge the ALJ’s decision on the
reasoning offered by the ALJ.
S.E.C. v. Chenery Corp., 332 U.S.
194, 196-97 (1947). However, “in reviewing the decision of a lower
court, it must be affirmed if the result is correct ‘although the
lower court relied upon a wrong ground or gave a wrong reason.’”
Chenery Corp., 318 U.S. at 88 (citing Helvering v. Gowran, 302 U.S.
238,
245
(1937)).
As
such,
even
if
the
magistrate
judge
incorrectly considered the reasoning offered by the ALJ, this Court
must uphold the finding of the report and recommendation if the
result is correct.
Contrary to the magistrate judge’s finding, an ALJ should
consider
inference
any
of
post-DLI
linkage
evidence
with
the
that
would
plaintiff’s
However, in this case, the ALJ did so.
have
permitted
pre-DLI
an
condition.
Specifically, the ALj
considered Dr. Saikali’s (the treating physician who diagnosed
fibromyalgia) report. See ECF No. 7-2 at 29.
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The ALJ noted that
Dr. Saikali “made reference to ‘fibromyalgia’ in a letter of
February 29, 2012 . . . but his notes and information contained in
the medical evidence of record do not offer objective findings
consistent with such a diagnosis which requires objective clinical
findings . . . .” Id.
Further, the ALJ states that Dr. Saikali
references other possible causes for the plaintiff’s symptoms other
than fibromyalgia.
Thus, although the report and recommendation
incorrectly considered the ALJ’s reasoning, it is clear that the
ALJ correctly considered Dr. Saikali’s report and his reference to
fibromyalgia.
Moreover,
impairments.
the
ALJ
considered
the
plaintiff’s
spinal
The ALJ took into account the medical evidence
supporting a spinal impairment, noting the plaintiff’s complaints
of chronic neck and back pain, her course of physical therapy, and
the plaintiff’s cervical spine surgery.
Id. at 28.
However, the
ALJ found that the plaintiff’s improvements during the applicable
time period weighed against a finding that she was eligible for
benefits.
Id.
Additionally, the ALJ did indicate that the
plaintiff had “some degree of impairments that are likely to impose
some limitations on her functioning” but that her treatment history
failed to demonstrate the degree of severity she had alleged. Id.
at 29.
The ALJ thus made a determination, based on the physicians’
reports and other evidence on the record, which a “‘reasonable mind
9
might accept as adequate to support a conclusion.’” Hays, 907 F.2d
at 1456.
Although the plaintiff may believe that an opposite
conclusion should have been drawn, the “‘possibility of drawing two
inconsistent conclusions from the evidence does not prevent an
administrative
agency’s
substantial evidence.’”
findings
from
being
supported
by
Mut. Mining, Inc., 80 F.3d at 113.
As
such, this Court finds that there is substantial evidence to uphold
the ALJ’s finding and thus the plaintiff’s objections as to the
ALJ’s consideration of her fibromyalgia and spinal impairments are
overruled.
B.
Credibility
The ALJ applied the two part test set forth in Craig v.
Chater, 76 F.3d 585, 594-95 (4th Cir. 1996), in determining the
status of the plaintiff:
[1] [F]or pain to be found to be disabling, there must
be shown a medically determinable impairment which could
reasonably be expected to cause not just pain, or some
pain, or pain of some kind or severity, but the pain the
claimant alleges she suffers.
The regulation thus
requires at the threshold a showing by objective evidence
of the existence of a medical impairment “which could
reasonably be expected to produce” the actual pain, in
the amount and degree, alleged by the claimant.
(citations omitted).
[2] It is only after a claimant has met her threshold
obligation of showing by objective medical evidence a
medical impairment reasonably likely to cause the pain
claimed, that the intensity and persistence of the
claimant’s pain, and the extent to which it affects her
ability to work, must be evaluated.
See 20 C.F.R.
§§
416.929(c)(1)
&
404.1529(c)(1).
Under
the
regulations, this evaluation must take into account not
only the claimant’s statements about her pain, but also
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“all the available evidence,” including the claimant’s
medical history, medical signs, and laboratory findings,
see id.; any objective medical evidence of pain (such as
evidence of reduced joint motion, muscle spasms,
deteriorating tissues, redness, etc.), see 20 C.F.R.
§§ 416.929(c)(2) & 404.1529(c)(2); and any other evidence
relevant to the severity of the impairment, such as
evidence of the claimant’s daily activities, specific
descriptions of the pain, and any medical treatment taken
to alleviate it, see 20 C.F.R. §§ 416.929(c)(3) &
404.1529(c)(3).
The ALJ found that the alleged medical impairments the plaintiff
See ECF
complained of could cause some of the alleged symptoms.
No. 7-2 at 26.
Thus, he moved to the second step and found that
the plaintiff could not meet that requirement.
The ALJ considered
the plaintiff’s testimony at the hearing, the plaintiff’s function
report, and also the medical evidence of the record as to the
plaintiff’s physical impairments.
Id.
In considering the plaintiff’s impairments, the ALJ also
considered
the
plaintiff’s
allegations
and
compared
those
allegations to the plaintiff’s testimony at the hearing and the
medical evidence provided in the reports.
The ALJ considered the
plaintiff’s responses and found that they were inconsistent with
the
symptoms
assessment.
reported
in
the
medical
records
and
the
RFC
To reiterate, this Court may not overturn an ALJ’s
decision simply because two inconsistent conclusions may be drawn
from
the
same
evidence.
In
this
action,
the
ALJ
correctly
considered the plaintiff’s function report; her testimony; and the
medical evidence of record, including post-DLI evidence.
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Thus,
this Court finds that there was substantial evidence to support the
ALJ’s determination of the plaintiff’s credibility and thus her
objections to that determination are overruled.
V.
Conclusion
Based upon a de novo review of the findings of the report and
recommendation that were objected to by the plaintiff this Court
AFFIRMS and ADOPTS AS FRAMED the magistrate judge’s recommendation
that the defendant’s motion for summary judgment be granted and the
plaintiff’s motion for summary judgment be denied.
Thus, for the
reasons stated above, the defendant’s motion for summary judgment
(ECF No. 13) is GRANTED and the plaintiff’s motion for summary
judgment (ECF No. 12) is DENIED.
It is further ORDERED that this
case be DISMISSED WITH PREJUDICE and STRICKEN from the active
docket of this Court.
IT IS SO ORDERED.
The Clerk is DIRECTED to transmit a copy of this memorandum
opinion and order to counsel of record herein. Pursuant to Federal
Rule of Civil Procedure 58, the Clerk is DIRECTED to enter judgment
on this matter.
DATED:
September 3, 2014
/s/ Frederick P. Stamp, Jr.
FREDERICK P. STAMP, JR.
UNITED STATES DISTRICT JUDGE
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