Goforth, et al. v. United States of America, et al.
Filing
137
MEMORANDUM OPINION AND ORDER: the court OVERRULES plaintiff's objections to the Proposed Findings and Recommendation; the Court ADOPTS the 132 PROPOSED FINDINGS AND RECOMMENDATION filed by Magistrate Judge VanDervort; GRANTS the 97 MOTION to Dismiss the loss of consortium claim for lack of subject matter jurisdiction filed by United States of America, GRANTS the United States' 120 MOTION for Summary Judgment as to plaintiff's FTCA claim; DISMISSES plaintiff's 1 and 69 complaints; and DIRECTS the Clerk to remove the case from the court's docket. Signed by Judge David A. Faber on 8/14/2015. (cc: plaintiff, pro se and counsel of record) (mjp)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF WEST VIRGINIA
AT BLUEFIELD
VIRGINIA ARLENE GOFORTH, et al.,
Plaintiffs,
v.
CIVIL ACTION NO. 1:09-0003
UNITED STATES OF AMERICA,
et al.,
Defendants.
MEMORANDUM OPINION AND ORDER
By Standing Order, this action was referred to United
States Magistrate Judge R. Clarke VanDervort for submission of
findings and recommendation regarding disposition pursuant to 28
U.S.C.A. § 636(b)(1)(B).
Magistrate Judge VanDervort submitted
to the court his Findings and Recommendation (“PF&R”) on June 1,
2015, in which he recommended that the district court grant the
United States’ motion to dismiss the loss of consortium claim for
lack of subject matter jurisdiction (Doc. No. 97); grant the
United States’ Motion to Dismiss, or in the alternative, Motion
for Summary Judgment (Doc. No. 120); dismiss plaintiff’s
complaints, and remove this matter from the court’s active
docket.
In accordance with the provisions of 28 U.S.C.A. § 636(b),
the parties were allotted fourteen days, plus three mailing days,
in which to file any objections to Magistrate Judge VanDervort’s
Findings and Recommendation.
The failure of any party to file
such objections constitutes a waiver of such party's right to a
de novo review by this court.
Snyder v. Ridenour, 889 F.2d 1363
(4th Cir. 1989).
Plaintiff timely filed objections to the PF&R.1
The court
has conducted a de novo review of plaintiff’s complaint and her
objections to the magistrate judge’s PF&R.
I.
Factual and Procedural Background
On January 5, 2009, Virginia Arlene Goforth, a former
inmate at Alderson Federal Prison Camp, and her husband, filed
their Complaint in this matter seeking entitlement to damages
under 42 U.S.C. § 1983.
Goforth alleges that, during her
confinement at FPC Alderson, she was subjected to cruel and
unusual punishment in that defendants acted with deliberate
indifference concerning her medical care and overall well-being.
Goforth contends that defendants acted with negligence and
deliberate indifference concerning an injury to her left hip,
shoulder, and thoracic spine as a result of a slip and fall.
Goforth requests “$2.9 million dollars in relief” and “seeks
punitive damages in the amount of $1.9 million dollars, to
discourage future willful indifference, negligence, and cruel
misconduct.”
Goforth’s husband seeks damages for loss of
consortium.
1
The court granted plaintiff’s motion for an extension of
time to file her objections, giving her until August 1, 2015, to
do so.
2
In screening Goforth’s complaint, Magistrate Judge
VanDervort determined that plaintiff had potentially stated a
claim under the Federal Tort Claims Act (“FTCA”) but that she had
not stated one under Bivens v. Six Unknown Named Agents
of the Federal Bureau of Narcotics, 403 U.S. 388, 395-97 (1971).
By Memorandum Opinion and Order entered on April 14, 2010, the
court referred the matter back to Magistrate Judge VanDervort for
reconsideration of plaintiff’s Bivens claim in light of
additional facts provided by plaintiff.
On March 29, 2011, and
over the objection of Goforth, the court granted the United
States’ Motion to Dismiss, or in the alternative, Motion for
Summary Judgment as to plaintiff’s Bivens claim.
With respect to the chronology surrounding plaintiff’s
FTCA claim, it is summarized in the PF&R at pages 4-10.
However,
as noted above, Magistrate Judge VanDervort has recommended that
Goforth’s FTCA claim be dismissed.2
In doing so, he concluded
that her claim was barred by the Inmate Accident Compensation Act
(“IACA”).
Plaintiff has raised a number of objections to the PF&R.
However, a number of those objections are not directed to the
specific PF&R at issue herein.
Plaintiff’s objections regarding
2
Magistrate Judge VanDervort also recommended dismissal of
the loss of consortium claim. In her objections, Goforth
conceded that the claim should be dismissed. See Objections at
p. 40.
3
the dismissal of her medical negligence claim are OVERRULED as
this court dismissed that claim on September 29, 2010.
No. 46 and 47).
(Docs.
Likewise, to the extent that plaintiff is
objecting to the court’s earlier dismissal of her Bivens claim
against certain defendants, such objections are OVERRULED.
As to
any objection on plaintiff’s part that the Bivens claim against
the United States should not have been dismissed, that argument
fails.
Bivens claims are not actionable against the United
States, federal agencies, or public officials acting in their
official capacities.
See FDIC v. Meyer, 510 U.S. 471, 484-85
(1994); Reinbold v. Evers, 187 F.3d 348, 355 n.7 (4th Cir. 1999);
see also Correctional Services Corp. v. Malesko, 534 U.S. 61, 72
(2001) (“If federal prisoner in a BOP facility alleges a
constitutional deprivation, he may bring a Bivens claim against
the offending individual officer, subject to the defense of
qualified immunity.
The prisoner may not bring a Bivens claim
against the officer’s employer, the United States, or the BOP.”).
Accordingly, her objection is OVERRULED.
Plaintiff also contends that the United States’ Motion to
Dismiss or, in the alternative, for Summary Judgment is untimely.
Plaintiff is mistaken.
Federal Rule of Civil Procedure 56(b)
provides that “[u]nless a different time is set by local rule or
the courts orders otherwise, a party may file a motion for
summary judgment at any time until 30 days after the close of all
4
discovery.”
By Order entered on May 3, 2012, the court set a
deadline of September 3, 2012, for the filing of dispositive
motions.
(Doc. No. 96).
motion on August 8, 2012.
The United States filed its dispositive
Accordingly, the motion was timely
filed and plaintiff’s objection is OVERRULED.
The majority of plaintiff’s objection is directed to the
magistrate judge’s conclusion that the IACA provides the
exclusive remedy for the injuries she sustained on November 7,
2006.
The IACA provides an accident compensation procedure “for
injuries suffered in any industry or in any work activity in
connection with the maintenance or operation of the institution
in which the inmates are confined.”
18 U.S.C. § 4126(c)(4).
Federal prisoners, therefore, cannot recover under the FTCA for
work-related injuries as “the IAC workers compensation system is
the exclusive means of compensation for injuries suffered by
inmates” in work-related incidents.
Codianni-Robles v. United
States, 2005 WL 2098837, *2 (D. Conn. 2005); see also United
States v. Demko, 385 U.S. 149, 152-54 (1966) (“Until Congress
decides differently we accept the prison compensation law as an
adequate substitute for a system of recovery by common-law
torts.”).
Recovery is barred under the FTCA for the work-related
injury itself and for the negligent treatment of that injury.
Vander v. U.S. Dept. of Justice, 268 F.3d 661, 663-64 (9th Cir.
2001).
A “work-related injury” is “defined to include any injury
5
including occupational disease or illness proximately caused by
the actual performance of the inmate’s work assignment.”
28
C.F.R. § 301.102(a). “[T]he cause of the injury is irrelevant so
long as the injury itself occurred while the prisoner was on the
job.”
Aston v. United States, 625 F.2d 1210, 1211 (5th Cir.
1980).
The IACA “is patterned after ‘compensation laws all over
the country,’ with differences to accommodate the differing
circumstances of prisoners and nonprisoners.”
Baynes v. United
States, 2008 WL 4613563, *2 (6th Cir. 2008) (quoting Demko, 385
U.S. at 152).
A typical feature of workers’ compensation law is
the “coming and going rule” which, with certain exceptions,
excludes from coverage accidents occurring while an employee is
going to or leaving work.
Id. at *2-3.
The IACA regulations
contain such a rule, providing that “compensation shall not be
paid for injuries suffered away from the work location (e.g.,
while the claimant is going to or leaving work, or going to or
coming from lunch outside of the work station or area.”
C.F.R. § 301.301(c).
28
However, workers’ compensation law also
contains a caveat that “[a] demonstration that travel time was
specifically paid for is one of the most reliable ways of making
a case for the compensability of a going or coming trip, and is
ordinarily sufficient in itself to support such a finding.”
6
Id.
at *2 (quoting Larson’s Workers’ Compensation Law § 14.06
(2008)).
The court agrees with Magistrate Judge VanDervort’s
conclusion that plaintiff’s injuries were work-related.3
The
record shows that Goforth worked as cottage maintenance within
her housing unit and that, on the date of her injury, she was
working.
See Deposition of Virginia Arlene Gorforth, July 19,
2012 (hereinafter “Goforth Depo. at p.___”) at pp. 25-26.
On the
day in question, Goforth was cleaning bathrooms that were located
down a hallway on each side of her cube.
See id. at pp. 26-28.
Plaintiff testified that while she was cleaning one of the
bathrooms, she was ordered to return to her cube for a census
count.4
See id. at pp. 25, 30-31.
She further testified that it
3
To the extent that plaintiff continues to rely on this
court’s earlier denial of the United States’ motion to dismiss
based upon its contention that her injury was covered by the
IACA, see Docs. No. 46 and 47, she reads too much into the
court’s earlier decision. In that opinion, the court merely
found that the United States had not carried its burden of
showing conclusively that Goforth’s injury was work-related.
However, the evidence now before the court, including plaintiff’s
own deposition, provides a much clearer picture of the
circumstances surrounding her injury and there is no genuine
issue of material fact to preclude the entry of summary judgment.
4
According to plaintiff, a census count is essentially a
head count to make sure all prisoners are present and accounted
for. As she stated:
Q:
Now, tell me what happens when someone calls the
census?
A:
Okay, the
then they
where the
cube, and
officer comes in and they yell census and
tell you whether or not to come to the front,
officers[’] station is, or to go to your
then the officer goes around to each cube, in
7
took approximately 5 to 10 minutes for the census count to be
completed.
See id. at p. 32.
After the count was completed,
Goforth testified that she exited her cube into the hallway to
return to the bathroom and that the cube was approximately 35 to
40 feet from the shower area.
See id. at pp. 28-29.
On her way
back to the shower area, plaintiff slipped and fell in the
hallway where she injured her left shoulder, hip, and lower back.
See id. at pp. 25, 28-29, 32, 37-38.
when she fell.
Plaintiff was on-the-clock
See id. at pp. 38-39.
Although it was also where she lived, there is no dispute
that plaintiff’s accident occurred in a work area.
Goforth was
employed as a cottage maintenance worker and she was in a
cottage.
The BOP defines work location or work areas as “any
place the inmate is authorized to be performing his assignment.”
Baynes v. United States, 302 F. App’x 334, 2008 WL 4613563, *2
(6th Cir. Oct. 15, 2008) (quoting BOP Program Statement 1600.08,
19 (Aug. 1999)).
The hallway where plaintiff fell was the route
she had to travel to reach the bathroom and, thus, was a place
where she was authorized to be for work.
Second, she was being paid at the time of her accident.
Combined with the fact that plaintiff was merely away from the
this case, and counts the number of people, with your
name and your number, and that’s how they determine if
they have everybody where they are supposed to be.
Goforth Depo. at pp. 30-31.
8
shower area for a mere 5-10 minutes for the census count, that
she was being paid at the time is further evidence that her
injury is work-related.
The coming and going rule is not
implicated because plaintiff was not outside the work area when
her injury occurred.
Courts have consistently found injuries to be work-related
within the meaning of the IACA based upon similar factual
scenarios.
See, e.g., Baynes v. United States, 302 F. App’x 334,
2008 WL 4613563, *3 (6th Cir. Oct. 15, 2008) (injury suffered on
bus traveling to work site, while on the clock, covered by IACA);
Wooten v. United States, 437 F.2d 79, 80 (5th Cir. 1971) (holding
that inmate suffered a work-related injury while going to lunch
in a different building); Mays v. United States, Civil No. 3:CV13-0522, 2013 WL 6709761, *3 (M.D. Pa. Dec. 18, 2013) (“Further,
while Mays argues that he was `in recess for short line lunch’ at
the time of the slip and fall, courts have found that injuries
which occurred inside the work station or area while an inmate
was going to or from work or to or from a meal break during work,
are exclusively covered by the IAC.”); Adams v. United States,
2013 WL 4742880, *9 (S.D.W. Va. Sept. 3, 2013) (finding that
plaintiff’s injuries were work-related where plaintiff slipped
and fell when returning to the kitchen after his “supervisor
instructed him to leave the kitchen and to return when notified”
and it was “undisputed that plaintiff was `on-the-clock’ and
9
being paid while he was temporarily away from the kitchen.”);
Payton v. United States, No. 5:09-CT-3050-BO, 2011 WL 3240487, *3
(E.D.N.C. July 28, 2011) (finding injury to be work-related where
“accident occurred in an area that was a work area” and prisoner
was being paid at time of accident); Gomez v. Warden of the
Otisville Correctional Facility, No. 99 Civ. 9954 (AGS), 2000 WL
1480478, *1-2 (S.D.N.Y. Sept. 29, 2000) (injury covered by IACA
where plaintiff who had been “cleaning, wet mopping and waxing”
floor was ordered by prison official to stop that “work
assignment and instead proceed immediately to another location”
slipped on the floor while doing so).
For all these reasons, the
totality of the circumstances leads the court to conclude that
Goforth’s injury was work-related and her objection is OVERRULED.
III.
Conclusion
Having reviewed the Findings and Recommendation filed by
Magistrate Judge VanDervort, the court adopts the findings and
recommendations contained therein.
Accordingly, the court hereby
GRANTS the United States’ Motion to Dismiss the loss of
consortium claim for lack of subject matter jurisdiction; GRANTS
the United States’ Motion for Summary Judgment as to plaintiff’s
FTCA claim; DISMISSES plaintiff’s complaints; and DIRECTS the
Clerk to remove the case from the court’s docket.
The Clerk is directed to forward a copy of this Memorandum
Opinion and Order to plaintiff, pro se, and counsel of record.
10
IT IS SO ORDERED this 14th day of August, 2015.
ENTER:
David A. Faber
Senior United States District Judge
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