Hicks et al v. Oglesby et al
Filing
48
MEMORANDUM OPINION AND ORDER granting the 28 MOTION for Summary Judgment; the Court enters summary judgment in favor of all Defendants and DISMISSES the Complaint, in its entirety, with prejudice; and directs this action removed from the docket of the Court. Signed by Judge Thomas E. Johnston on 12/28/2016. (cc: counsel of record; any unrepresented party) (taq)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF WEST VIRGINIA
CHARLESTON DIVISION
TAMMI HICKS, et al.,
Plaintiffs,
v.
CIVIL ACTION NO. 2:15-cv-08450
1st SGT. M.L. OGLESBY, II, et al.,
Defendants.
MEMORANDUM OPINION AND ORDER
Pending before the Court is Defendants’ Motion for Summary Judgment. (ECF No. 28.)
For the reasons that follow, the motion is GRANTED.
I.
BACKGROUND
This case arises from the shooting death of Richard D. Kohler by a Special Response Team
(“SRT”) of the West Virginia State Police. Plaintiff Tammi Hicks, Mr. Kohler’s daughter, brings
this action on behalf of his estate. Some material facts remain in dispute, but the following
provides a general summary of the facts surrounding the shooting, recounted primarily by the
members of the SRT, the only surviving witnesses.
In the early morning hours of June 26, 2013, an SRT comprised of eight West Virginia
State Police (“WVSP”) troopers approached Mr. Kohler’s mobile home in Maysel, Clay County,
West Virginia.1 The troopers had come to execute a search warrant, the product of a months-long
1
The members of the SRT entry team, all named as Defendants, included M.L. Oglesby, First Sergeant;
M.L. Mefford, First Sergeant; S.T. Harper, Sergeant; J.K. Harris; B.A. Lowe; A.M. Whittington; R.J.
Drake; and J.D. Hensley.
investigation into Mr. Kohler’s alleged trafficking of opiate painkillers. The warrant conferred
authority on the SRT to seize stolen goods that Mr. Kohler reportedly stored at his residence to
trade for opiate pills. The troopers approached with caution. Earlier that morning, they had met
with certain members of a local Drug Enforcement Administration (“DEA”) task force to review
a plan for the tactical entry into Mr. Kohler’s home. There, they learned from DEA Task Force
Officer W.M. Comer that Mr. Kohler was rumored to be paranoid and, despite his status as a
prohibited person, kept several firearms at his residence which Mr. Kohler had vowed to use
against any law enforcement agent that entered his property. (R. of Investigation at 8, ECF No.
28-1.)
With the DEA task force members staged approximately one-half mile away, the WVSP
SRT assembled on Mr. Kohler’s porch. Each trooper was armed, according to police records,
with either a .223 caliber rifle or .45 caliber pistol. (See R. of Investigation at 1–3, 5–6.) The
SRT knocked on the front door and announced their presence, yelling, “West Virginia State Police,
search warrant!” (Id. at 13.) The SRT received no audible response from Mr. Kohler, but heard
shuffling and “thumping noises” from within the trailer. (Id. at 14.) Some troopers reported that
they saw a window air conditioning unit moving. (Whittington Decl. at 1, ECF No. 28-3 at 8;
Stalnaker Decl. at 1, ECF No. 28-3 at 22.)
After a “reasonable amount of time” passed, the SRT
made the decision to manually breach Mr. Kohler’s front door. (Mefford Decl. at 1, ECF No. 283 at 26.)
The manner of the breach is the primary point of factual contention in this case. For their
part, the troopers describe using a ram and a Halligan tool to force open the door. (R. of
Investigation at 9.) Plaintiff, on the other hand, claims that the troopers fired through the trailer
2
door with a shotgun while it remained closed, supposedly in an attempt to dislodge the door from
its hinges. No matter how effected, the breach was successful. As the door swung open, the SRT
came face to face with Mr. Kohler, who stood in the hallway of the trailer with a rifle pointed
straight at them. Defendants Oglesby, Harper, Lowe, and Mefford all opened fire and Mr. Kohler
was killed in the barrage of bullets that followed. (Id.)
Plaintiff sues the SRT entry team (Defendants Harris, Mefford, Oglesby, Lowe, Harper,
Whittington, Drake, and Hensley); five additional WVSP troopers who were on duty near the
vicinity of Mr. Kohler’s home on the morning of his death (Defendants Adkins, Berry, Campbell,
J.M. Comer, and Totten); Task Force Officer W.M. Comer; and the WVSP. The Complaint’s
first and third counts allege federal constitutional claims under 42 U.S.C. § 1983 and consist of a
due process claim under the Fourteenth Amendment (Count I) and an excessive force claim under
the Fourth Amendment (Count III). The second and fourth claims, which arise under state law,
allege a state constitutional claim under Article III, Section 6 of the West Virginia Constitution
(Count II), and common law battery (Count IV).
Defendants have moved for summary judgment on all counts. Defendants contend that
summary judgment must be entered in favor of the WVSP, because it is not a “person” within the
meaning of § 1983, and in favor of Defendants Campbell, J.M. Comer, K.H. Totten, and W.M.
Comer, because no evidence has been developed proximately connecting them to the events at
issue. With respect to the federal claims, Defendants invoke the protections of qualified immunity
and argue that the troopers’ use of force against Mr. Kohler was objectively reasonable. The
motion has been fully briefed and is ready for disposition.
3
II.
LEGAL STANDARD
Rule 56 of the Federal Rules of Civil Procedure governs motions for summary judgment.
That rule provides that summary judgment should be granted if “there is no genuine dispute as to
any material fact.” Fed. R. Civ. P. 56(a). A genuine dispute of material fact exists if, in viewing
the record and all reasonable inferences drawn therefrom in a light most favorable to the nonmoving party, a reasonable fact-finder could return a verdict for the non-movant. See Fed. R. Civ.
P. 56(e). The moving party bears the initial burden of showing that there is no genuine issue of
material fact, and that he is entitled to judgment as a matter of law. Celotex Corp. v. Catrett, 477
U.S. 317, 322–23 (1986). “The burden then shifts to the nonmoving party to come forward with
facts sufficient to create a triable issue of fact.” Temkin v. Frederick Cnty. Comm'rs, 945 F.2d
716, 718–19 (4th Cir. 1991). The non-moving party must offer some “concrete evidence from
which a reasonable juror could return a verdict in [her] favor.” Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 256 (1986).
While a party may support her factual assertions by citing to almost any material in the
summary judgment record, Fed. R. Civ. P. 56(c)(1), the opposing party may object on grounds that
“the material cited to support or dispute a fact cannot be presented in a form that would be
admissible in evidence.” Fed. R. Civ. P. 56(c)(2). Under Rule 56, a court may consider only
evidence that can be reduced to admissible form in ruling on a summary judgment motion. See
id.; Kennedy v. Joy Techs., Inc., 269 Fed. App’x 302, 308 (4th Cir. 2008) (“In assessing a summary
judgment motion, a court is entitled to consider only the evidence that would be admissible at
trial.” (citation omitted)). Thus, hearsay statements and unsupported speculation cannot support
or defeat a motion for summary judgment. See Greensboro Prof'l Firefighters Ass'n v. City of
4
Greensboro, 64 F.3d 962, 967 (4th Cir. 1995); Ennis v. Nat'l Ass'n of Bus. & Educ. Radio, Inc., 53
F.3d 55, 62 (4th Cir. 1995).
III.
DISCUSSION
Plaintiff concedes much in her response to the motion for summary judgment.
For
starters, Plaintiff agrees that summary judgment should be entered in favor of the WVSP as well
as in favor of Defendants N.K. Campbell, J.M. Comer, K.H. Totten, and W.M. Comer. In
harmony with these concessions, the Court grants summary judgment as to Counts I, II, and III
against these Defendants. Plaintiff further admits that the battery claim alleged in Count IV does
not survive Mr. Kohler’s death, see Ray v. Cutlip, No. 2:13-cv-75, 2014 WL 858736, at *2 (N.D.
W. Va. Mar. 5, 2014), and this claim will be summarily dismissed as well. This leaves the due
process and excessive force claims under § 1983 (Counts I and III), and the West Virginia state
constitutional claim (Count II), and only against the members of the SRT in their individual
capacities: Defendants C.L. Adkins, T.L. Berry, R.J. Drake, S.T. Harper, J.K. Harris, J.D. Hensley,
B.A. Lowe, R.L. Mefford, M.L. Oglesby, and A.M. Whittington (hereinafter “Defendants”).
Defendants request the entry of summary judgment on the due process § 1983 claim alleged in
Count I because this claim is duplicative of the excessive force claim raised in Count III. They
further assert qualified immunity as to Plaintiff’s § 1983 claim for excessive force and analogous
state law statutory immunity as to her state constitutional claim.
A.
Count I—Due Process § 1983 Claim
Before turning to the immunity question, the Court finds that Plaintiff cannot proceed on
both § 1983 claims because they arise from the same core of operative facts. The Supreme Court
has held that “if a constitutional claim is covered by a specific constitutional provision, such as the
5
Fourth or Eighth Amendment, the claim must be analyzed under the standard appropriate to that
specific provision, not under the rubric of substantive due process.” United States v. Lanier, 520
U.S. 259, 272 n. 7 (1997) (citing Graham v. Connor, 490 U.S. 386, 394 (1989)). In Graham, the
Supreme Court held that where an explicit textual source of constitutional protection applies to
physically intrusive government conduct, “that Amendment, not the more generalized notion of
‘substantive due process,’” must be the guidepost for analyzing the claim. 490 U.S. at 395.
Under Graham’s guidance, the Court may not engage in a separate substantive due process
analysis where Plaintiff alleges a Fourth Amendment claim arising from the same abusive
government conduct. See Krein v. W. Va. State Police, No. 2:11-cv-00962, 2012 WL 2470015,
at *6 (S.D. W. Va. Jun. 27, 2012) (dismissing Fourteenth Amendment claim because “the textually
specific Fourth Amendment protection preempts the more generalized substantive due process
protection”); see also Roska ex rel. Roska v. Peterson, 328 F.3d 1230, 1243 (10th Cir. 2003)
(turning to an analysis of substantive due process in consideration of an excessive force claim only
after finding that the Fourth and Eighth Amendments did not apply); Love v. Salinas, No. 2:11-cv00361-MCE-CKD, 2013 WL 4012748, at *7 n. 5 (E.D. Ca. Aug. 6, 2013) (“Because Plaintiff’s
‘failure to protect’ claim is based on the Eighth Amendment, no separate discussion of Plaintiff’s
substantive due process claim . . . is necessary.”); Brothers v. Lawrence Cty. Prison Bd., No. 061285, 2008 WL 146828, at *12 (W.D. Pa. Jan. 14, 2008) (finding an inmate did not state a cause
of action for substantive due process where alternative constitutional amendments covered the
conduct giving rise to his alleged violations).
Because Plaintiff’s textually-specific Fourth
Amendment claim affords her decedent adequate protection, Defendants are entitled to summary
6
judgment on the §1983 claim for violations of Mr. Kohler’s substantive and procedural due process
rights.
B.
Count III—Qualified Immunity on § 1983 Excessive Force Claim
The defense of “[q]ualified immunity shields a government official from liability for civil
monetary damages if the officer’s ‘conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would have known.’” Wiley v. Doory, 14 F.3d
993, 995 (4th Cir. 1994) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)). Qualified
immunity is more than immunity from liability; it is “an entitlement not to stand trial or face the
other burdens of litigation.” Mitchell v. Forsyth, 472 U.S. 511, 526 (1985). Thus, immunity is a
threshold issue which a court resolves before considering any proffered substantive basis for
summary judgment. Saucier v. Katz, 533 U.S. 194, 200 (2001) (“Where [a] defendant seeks
qualified immunity, a ruling on that issue should be made early in the proceedings so that the costs
and expenses of trial are avoided where the defense is dispositive.”); see also Hutchison v. City of
Huntington, 479 S.E.2d 649 (W. Va. 1996)) (“We agree with the United States Supreme Court to
the extent it has encouraged, if not mandated, that claims of immunities, where ripe for disposition,
should be summarily decided before trial.”).
“The doctrine of qualified immunity protects government officials ‘from liability for civil
damages insofar as their conduct does not violate clearly established statutory or constitutional
rights of which a reasonable person would have known.’” Pearson v. Callahan, 555 U.S. 223, 231
(2009) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)). The qualified immunity inquiry
involves a two-part test, whereby a court decides (1) whether a constitutional right would have
been violated on the facts alleged, and (2) whether the right at issue was “clearly established” at
7
the time of defendant’s alleged misconduct). Hill v. Crum, 727 F.3d 312, 321 (4th Cir. 2013)
(citing Orem v. Rephann, 523 F.3d 442, 445 (4th Cir. 2008)). “The answer to both . . . questions
must be in the affirmative in order for a plaintiff to defeat a motion for summary judgment on
qualified immunity grounds.” Henry v. Purnell, 501 F.3d 374, 377 (4th Cir. 2007) (internal
quotation marks and citation omitted). “The plaintiff bears the burden of proof on the first
question—i.e., whether a constitutional violation occurred.” Id. (citing Bryant v. Muth, 994 F.2d
1082, 1086 (4th Cir. 1993)). With regard to the second question, Defendants concede that there
is a clearly established right under the Fourth Amendment to be free from excessive force.
Graham, 490 U.S. at 394; accord Jones v. Buchanan, 325 F.3d 520, 527 (4th Cir. 2003) (“The
Fourth Amendment prohibition on unreasonable seizures bars police officers from using excessive
force to seize a free citizen.” (citation omitted)). Thus, the issue would appear to be whether or
not the force employed by Defendants against Mr. Kohler was excessive.
Plaintiff’s argument, however, takes a somewhat unexpected turn at this juncture. In her
response to the summary judgment motion, Plaintiff clarifies that her excessive force claim centers
not on the shooting of Mr. Kohler, which she admits was reasonable under the circumstances
reported by the SRT, but on the destruction of Mr. Kohler’s property that allegedly took place in
the course of their gaining entrance to the trailer.2 Relying on the presence of several bullet holes
in the aluminum trailer door, Plaintiff theorizes that Defendants fired into Mr. Kohler’s door with
a shotgun prior to, or perhaps in conjunction with, their other efforts to force it open. It was the
2
Plaintiff agrees that once Defendants forced open the trailer door to find themselves staring down the
barrel of Mr. Kohler’s rifle, “they . . . had every right to defend themselves against Mr. Kohler.” (Pl. Br. at
11, ECF No. 37.)
8
act of shooting the door in this manner, Plaintiff claims, that constituted an unreasonable use of
force and provides the basis for the Fourth Amendment violation.3
Destruction of property that is excessive or unnecessary to effectuate performance of a law
enforcement’s duties may violate the Fourth Amendment. United States v. Ramirez, 523 U.S. 65,
66 (1998). Conversely, if a law enforcement officer is justified in breaking into an apartment to
effect an arrest, the reasonable destruction of property in doing so is not a constitutional violation.
Id. at 71; compare Jackson v. Pantazes, 810 F.2d 426, 430 (4th Cir. 1987) (material issue of fact
existed as to whether police officer, who was justified in breaking in private dwelling to arrest a
fugitive, unnecessarily destroyed property in the course of doing so) with Richardson v. Powel,
No. 1:04cv874, 2007 WL 2985064, at *5 (E.D. Va. March 29, 2007) (granting summary judgment
where police caused only minor property damage in forcing entry to effectuate arrest). As with
all excessive force analysis under the Fourth Amendment, the standard is one of “objective
reasonableness.” Graham, 490 U.S. at 396. “[T]he question is whether a reasonable officer in
the same circumstances would have concluded that a threat existed justifying the particular use of
force.” Anderson v. Russell, 247 F.3d 125, 129 (4th Cir. 2001) (citing Graham, 490 U.S. at 397).
Defendants, the moving party, bear the initial burden of showing that no genuine issue of
material fact exists on the destruction of property claim. In doing so, they pull evidence from a
It is worth clarifying the bounds of Plaintiff’s argument. Defendants claim, as will be set forth below,
that the bullets struck the trailer door in the course of their firing at Mr. Kohler after the door had been
opened. Plaintiff does not argue that Defendants acted unreasonably in allowing bullets intended for Mr.
Kohler to hit the trailer door. Plaintiff claims that an unconstitutional destruction of property occurred
only within the confines of the facts as she perceives them, that is, when Defendants allegedly shot at the
trailer door prior to forcing it open. She has not called upon the Court to consider whether any erratic
shooting on the part of Defendants after they encountered Mr. Kohler would constitute an unreasonable
destruction of property.
3
9
number of sources. The first of these is the WVSP’s Report of Investigation, which provides a
narrative summary of the events surrounding the shooting. The report reads:
At approximately 0605 hours the aforementioned WVSP SRT members arrived at
39 Maysel Ridge Road and staged on the porch near the entry way. Senior Trooper
J.K. Harris knocked on the trailer door and announced “State Police Search
Warrant.” Sgt. T.L. Berry simultaneously announced their presence and purpose
as well by shouting “State Police Search Warrant.” A reasonable amount of time
had elapsed and members heard shuffling inside the trailer and visually saw a
window air conditioner moving. Team members [First] Sgt. R.L. Mefford and
Senior Trooper J.K. Harris then manually breached the door by utilizing a
department issued halligan tool and manual ram.
(R. of Investigation at 9.) There is no indication from the report that Defendants shot into the
door or at its hinges prior to the breach. Defendants go on to demonstrate a lack of any factual
dispute by relying on the affidavit of First Sergeant Mefford, a member of the SRT who
participated in the breach of the trailer door. Consistent with the Report of Investigation, First
Sergeant Mefford attests that Defendants pried open Mr. Kohler’s door with a mechanical ram and
Halligan tool and that “[n]o member of the team shot Mr. Kohler’s door or its hinges with a shotgun
in an effort to breach the door.” (Mefford Aff. at ¶ 3–4, ECF No. 41-1 at 17.) First Sergeant
Mefford adds that neither he nor his comrades were carrying a shotgun that day. (Id. at ¶ 5.)
Defendants also rely on the report of their ballistics expert, David Balash. Mr. Balash
independently disproves Plaintiff’s theory that the SRT shot through the trailer door while it
remained closed, either with a shotgun or with some other weapon. Mr. Balash personally
examined Mr. Kohler’s trailer door and the siding of the trailer and confirmed that “[t]he white
aluminum door displays multiple apparent bullet strikes to the front (exterior) door.” (ECF No.
41-1 at 3.) Mr. Balash opined, however, that rather than originating from the exterior of the door
and traveling inward, “[t]hese bullet strikes originate from the inside of the door to the outside of
10
the door[,] and travel from the door lock side of the door to the hinge side of the door with bullet
fragments and shrapnel continuing on striking the siding of the trailer.” (Id.) He described the
bullet strikes as “characteristic of and consistent with .223 Rem caliber fired bullet type of
damage.” (Id.) Given the trajectory of the bullet strikes, Mr. Balash added that “this door had
to have been opened ([a]pproximately 90 degrees to the trailer body) at the time.” (Id.) Mr.
Balash found no evidence that a shotgun was used to cause any of the damage to the exterior or
interior of the trailer, which he also examined. (Id. at 3.) This report confirms Defendants’
account that the bullet strikes on the trailer door and siding originated from a shooter standing at
the exterior of the trailer with the front door open—in other words, after Defendants opened the
door and encountered Mr. Kohler.
Having met their initial burden to show the lack of any genuine factual dispute on the
destruction of property claim, it becomes Plaintiff’s task to show that a triable issue remains.
Plaintiff must do so by either by pointing to some deficit in Defendants’ evidence, which she has
not done, or by putting forward her own. Fed. R. Civ. P. 56(c)(1). In her responsive briefing,
Plaintiff claims that Defendants shot at Mr. Kohler’s door hinges and awoke Mr. Kohler, who then
armed himself to ward off the unknown assailants outside his home. But there is no evidence that
Mr. Kohler was asleep when the police announced their presence, or that he remained asleep as
they continued to do so.
A motion for summary judgment cannot be defeated by mere
speculation. Ennis, 53 F.3d at 62. Plaintiff offers no evidence supporting an inference that Mr.
Kohler was asleep at the time Defendants knocked on his door and announced their presence.
Plaintiff’s concrete evidence in support of the destruction of property claim is limited to the
physical damage to the trailer door and siding.
11
However, Plaintiff puts forward no expert
testimony explaining whether this damage could have originated from shots fired at the door while
it remained closed, and Mr. Balash’s opinion to the contrary therefore stands unrefuted.
Apart from this physical evidence, Plaintiff draws on three sources in an attempt to provide
evidentiary support for her theory. Each has been presented to the Court through the deposition
testimony of Danny Hicks, Plaintiff’s husband. First, Plaintiff relies on the secondhand account
of certain statements by Mr. Kohler’s neighbor, Tom Beasley. Mr. Hicks testified that both he
and Plaintiff arrived at Mr. Kohler’s trailer for a visit on the evening following Mr. Kohler’s death.
They were met upon arrival by Mr. Beasley, who informed them of what had transpired. Mr.
Beasley had not witnessed the shooting, but reportedly told Mr. Hicks that he heard two rounds of
gunshots at approximately 6 a.m. Mr. Hicks reported:
[Mr. Beasley] heard the first round of gunshots. He explained to me that the first
shots he heard sounded like a shotgun. He said there was probably a 20-second
pause, and there was [sic] several shots fired, and he said you could tell the
difference, and it sounded like a rifle shot is what he said.
(Hicks Dep. 14:18–22.) In Plaintiff’s view, Mr. Beasley’s recollection—at least as filtered
through Mr. Hicks—is proof that Defendants fired into the door before it opened.
Next, Plaintiff relies on statements attributed to Federal Bureau of Investigation Special
Agent Brent Stanze. Mr. Hicks testified that approximately two years after the shooting, he
secured the assistance of Agent Stanze to conduct an independent investigation into the
circumstances surrounding Mr. Kohler’s death. Mr. Hicks traveled with Special Agent Stanze to
observe the state of the trailer. Mr. Hicks claimed that Special Agent Stanze observed the damage
to the exterior of the trailer and remarked, without explanation, that the incident could not have
occurred as Defendants reported. (Id. at 39:23–40:1.) Mr. Hicks testified that he led Mr. Stanze
inside the trailer, showing him “the bullet holes through the walls and out the back of the trailer .
12
. . and seven to eight bullet holes straight down in the floor.” (Id. at 39:22–40:1.) Mr. Hicks
stated that he later sent Special Agent Stanze the autopsy report at his request, but that he never
heard from Special Agent Stanze again. (Id. at 40:3–13, 15.)
Finally, Plaintiff looks to Mr. Hicks’ own observations of the damage to the trailer, and the
conclusions drawn therefrom, for support. At his deposition, Mr. Hicks relayed his belief that a
shotgun was used to kill Mr. Kohler. He testified that he persists in this belief although there is
no evidence in the autopsy report that a shotgun was employed in the shooting. Mr. Hicks
continued to explain that he went to Mr. Kohler’s trailer about three weeks following the shooting
to engage in what can only be described as a bit of amateur sleuthing. Mr. Hicks stated that he
observed what he believed to be damage from shotgun pellets on the aluminum door and exterior
paneling of Mr. Kohler’s trailer. (Id. at 29:21–22.) Mr. Hicks cut off the door panel and
delivered it to his wife’s attorney. (Id. at 30:17–18.) Within the trailer, Mr. Hicks recovered
what he initially claimed was a “partial slug” that had been left behind by law enforcement. (Id.
at 31:19–20.) When asked about the gauge, Mr. Hicks stated that he “would assume it would
probably be a .223,” but continued, “since I do not have no [sic] formal training, to what a rifle or
a –looks like. I couldn’t tell you.” (Id. at 31:23, 32:3–5.) Mr. Hicks also observed a hole that
he believed had been created by a slug fired from a shotgun because, in his opinion, the hole was
too large for a .223 caliber bullet. (Id. at 47:3–4.)
None of these assertions embody admissible facts. Indeed, when offered exclusively
through the testimony of Mr. Hicks, the statements of Mr. Beasley and Special Agent Stanze are
quintessential hearsay and cannot be used to support a motion for summary judgment. Fed. R.
Evid. 801; Greensboro Professional Fire Fighters Ass’n, 64 F.3d at 967. The Court may consider
13
the content of these inadmissible statements only where “‘the party submitting the evidence shows
that it will be possible to put the information . . . into an admissible form.’” Humphreys &
Partners Architects, L.P. v. Lessard Design, Inc., 790 F.3d 532, 538 (4th Cir. 2015) (quoting 11
James Wm. Moore et al., Moore’s Federal Practice § 56.91 (3d ed. 2015)). Plaintiff has not even
made an attempt to do so. Even if the alleged statements from Mr. Beasley and Special Agent
Stanze could be construed as evidence supporting Plaintiff’s destruction of property theory,4 the
Court cannot consider them on summary judgment without some proof that these individuals can
affirm the statements that Mr. Hicks attributes to them.
Mr. Hick’s deposition testimony of his personal observations has its own admissibility
problems. Lay opinion testimony is limited to the observations of a lay witness that are “not based
on scientific, technical, or other specialized knowledge within the scope of Rule 702.” Fed. R.
Evid. 701. Mr. Hicks’ opinions about the size of the bullet that created the holes in the floor or
the significance of the pockmarked door fall into the realm of expert testimony, but Plaintiff has
given no indication that Mr. Hicks possesses the specialized knowledge critical to form them in
such a way that would be useful to a jury. Mr. Hicks conceded this point at his deposition,
admitting that he has no specialized knowledge, training, or experience in ballistics. (Hicks Dep.
at 50:4–7.)
This deficit forecloses his testimony about what type of gun could have produced
the damage on Mr. Kohler’s door and siding, and within the trailer.
Even when viewed in the light most favorable to Plaintiff, Mr. Beasley’s alleged statements about what
he heard on the morning of the shooting have limited value. Plaintiff’s reliance on Special Agent Stanze’s
alleged statement is even more objectionable. Mr. Hicks testified that Special Agent Stanze looked at the
damage to the trailer and remarked that “[the shooting] couldn’t have happened that way.” (Hicks. Dep.
at 39:2–3.) But Special Agent Stanze apparently did not clarify his remarks, and one can only speculate
how he believes the shooting occurred, if, in fact, he actually believes that the circumstances differed from
those recounted by Defendants.
4
14
In summation, Plaintiff has failed to come forward with concrete evidence that Defendants
destroyed Mr. Kohler’s property as claimed. After the speculation, hearsay statements, and
inadmissible lay opinion which the Court may not consider are set aside, Plaintiff has nothing more
than the physical damage to the trailer to use in proving a constitutional violation. And without
some evidence supporting an inference that the damage occurred as claimed, Defendants’ evidence
to the contrary stands unopposed. In light of Plaintiff’s concessions that the shooting itself was
reasonable, on one hand, and her inability to support her factual assertions as to any related
destruction of property, on the other, the Court finds that Defendants are entitled to qualified
immunity and grants summary judgment on the excessive force claim.
C.
Count II—West Virginia Constitutional Claim
Count II alleges a “state constitutional tort” under Article III, Section 6 of the West Virginia
Constitution. An analog to the Fourth Amendment, this provision states that “[t]he rights of the
citizens to be secure in their houses, persons, papers and effects, against unreasonable searches
and seizures, shall not be violated.” W. Va. Const. art. III, § 6. Whether Article III of the West
Virginia Constitution gives rise to a private right of action for money damages is a point of some
dispute among the West Virginia federal courts.5 See Harper v. Barbagallo, No. 2:14-cv-07529,
2016 WL 5419442, at *12 (S.D. W. Va. Sept. 27, 2016) (citing cases).
In any event, the Supreme Court of Appeals of West Virginia has “traditionally construed
Article III, section 6 in harmony with the Fourth Amendment,” State v. Duvernoy, 195 S.E.2d 631,
634 (W. Va. 1973), which means that assuming a cause of action exists under Article III, Section
6, the Fourth Amendment’s “objective reasonableness” standard would apply. See Krein, 2015
5
For purposes of this case, the Court assumes, without deciding, that such a state constitutional claim exists.
15
WL 4527727 at *2 n. 1. Having already found in the context of Plaintiff’s federal claim that no
material issue of fact exists as to Plaintiff’s excessive force claim, the Court concludes that
summary judgment is likewise appropriate for Plaintiff’s state constitutional claim.
IV.
CONCLUSION
For the foregoing reasons, the Motion for Summary Judgment is GRANTED. (ECF No.
28.) The Court enters summary judgment in favor of all Defendants and DISMISSES the
Complaint, in its entirety, with prejudice. The Court DIRECTS the Clerk to remove this action
from the docket of the Court.
IT IS SO ORDERED.
The Court DIRECTS the Clerk to send a copy of this Order to counsel of record and any
unrepresented party.
ENTER:
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December 28, 2016
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