Bryan v. Colvin
Filing
18
MEMORANDUM OPINION AND ORDER denying Defendant's 17 Objection; adopting and incorporating the Magistrate Judge's 14 Findings and Recommendation; granting Plaintiff's 12 Memorandum in Support of Judgment on the Pleadings, denying Defendant's 13 Brief in Support of Defendant's Decision, Reversing the final decision of the Commissioner, Remanding this case for further proceedings pursuant to 42 U.S.C. § 405(g), and Dismissing this case from the docket. Signed by Judge Robert C. Chambers on 7/26/2017. (cc: Magistrate Judge Dwane L. Tinsley, counsel of record, and any unrepresented parties) (mkw)
IN THE UNITED STATES DISTRICT COURT FOR
THE SOUTHERN DISTRICT OF WEST VIRGINIA
HUNTINGTON DIVISION
DAVID JOHN BRYAN,
Plaintiff,
v.
CIVIL ACTION NO. 3:16-5062
NANCY A. BERRYHILL,
Acting Commissioner of the
Social Security Administration,
Defendant.
MEMORANDUM OPINION AND ORDER
Pending before the Court is Defendant’s Objections (ECF No. 17) to the Proposed Findings
and Recommendation by the Magistrate Judge. Plaintiff filed the instant case to challenge the
Commissioner of the Social Security Administration’s (Commissioner) final decision denying
Plaintiff disability benefits. See Pl.’s Compl., ECF No. 2. This action was referred to the
Honorable Dwane L. Tinsley, United States Magistrate Judge, for submission to this Court of
proposed findings of fact and recommendation for disposition, pursuant to 28 U.S.C.
§ 636(b)(1)(B). The Magistrate Judge submitted his Proposed Findings and Recommendation
(PF&R) and recommended that the Court grant Plaintiff’s Memorandum in Support of Judgment
on the Pleadings to the extent that Plaintiff seeks remand pursuant to 42 U.S.C. § 405(g), deny
Defendant’s Brief in Support of Defendant’s decision, reverse the Commissioner’s final decision,
and remand the case for further proceedings. See PF&R, ECF No. 14, at 10. Defendant timely
filed an objection to these findings. See Def.’s Obj., ECF No. 17. For the following reasons, the
Court DENIES Defendant’s Objection and ADOPTS AND INCORPORATES the PF&R herein.
In reviewing the PF&R, this Court must “make a de novo determination of those portions
of the … [Magistrate Judge’s] proposed findings or recommendations to which objection is made.”
28 U.S.C. § 636(b)(1).
The scope of this Court’s review of the Commissioner’s decision,
however, is narrow. This Court must uphold the Commissioner’s factual findings “if they are
supported by substantial evidence and were reached through application of the correct legal
standard.” Craig v. Chater, 76 F.3d 585, 589 (4th Cir. 1996) (citing 42 U.S.C. § 405(g)).
Substantial evidence is “more than a mere scintilla” of evidence, and requires only such evidence
“as a reasonable mind might accept as adequate to support a conclusion.” Richardson v. Perales,
402 U.S. 389, 401 (1971) (quotation and citation omitted).
In conducting this review, this Court also must address whether the Administrative Law
Judge (ALJ) analyzed all of the relevant evidence and sufficiently explained her rationale in
crediting or discrediting certain evidence. See Milburn Colliery Co. v. Hicks, 138 F.3d 524, 528
(4th Cir. 1998). It is the ALJ’s duty, however, not the courts, “to make findings of fact and to
resolve conflicts in the evidence.”
Hays v. Sullivan, 907 F.2d 1453, 1456 (4th Cir. 1990)
(citations omitted). If there is conflicting evidence and reasonable minds could differ as to
whether a claimant is disabled, it is the Commissioner or his designate, the ALJ, who makes the
decision. Craig, 76 F.3d at 589 (citation omitted). “The issue before [this Court], therefore, is
not whether [Plaintiff] is disabled, but whether the ALJ’s finding that she is not disabled is
supported by substantial evidence and was reached based upon a correct application of the relevant
law.” Id. (citation omitted).
In this case, the Magistrate Judge recommends that the Court remand the case back to the
ALJ for consideration of new evidence. PF&R, ECF No. 14, at 5. The Magistrate Judge
explains that Plaintiff submitted two new pieces of evidence to the Appeals Council for review
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after the ALJ denied Plaintiff’s disability benefits. Id. at 2. Exhibit 16F includes medical records
from Valley Health Stepptown from October to December of 2014 with Molly E. BennettBeckley’s treatment records, and Exhibit 17F includes medical records from Dr. James C.
Leadingham dated December of 2013. Id. The exhibits contain more information and treatment
records regarding Plaintiff’s diabetes mellitus.
Id. at 10.
Defendant objects to this
recommendation, arguing that the issue of new and material evidence was not presented to the
Magistrate Judge for consideration. Def.’s Obj., ECF No. 17, at 1. Further, Defendant asserts
that the additional evidence would not change the ALJ’s analysis, and the Court, thus, should
affirm the Commissioner’s final decision. Id.
The Court, however, agrees with the Magistrate Judge’s conclusion. As an initial matter,
the Court finds that Plaintiff did not waive the argument regarding new and material evidence.
The Court looks to the entire record in determining whether the ALJ’s decision is supported by
substantial evidence, of which the new evidence is a part. Plaintiff adequately challenged the
ALJ’s decision for not being supported by the record, and the Court is satisfied that this challenge
inherently includes the new and material evidence issue, even if not raised directly.
Secondly, the Court disagrees with Defendant’s analysis that the additional evidence will
have no effect on the ALJ’s decision. It is the role of the ALJ – not the Court – to weigh evidence
and resolve conflicts contained within the records. Hays, 907 F.2d at 1456. The Court must
review the ALJ’s decision to ensure that the denial of benefits is based on substantial evidence,
but the Court should not try to articulate the ALJ’s reasoning if not provided within the report.
See Radford v. Colvin, 734 F.3d 288, 295 (4th Cir. 2013) (“If the reviewing court has no way of
evaluating the basis for the ALJ’s decision, then ‘the proper course, except in rare circumstances,
is to remand to the agency for additional investigation or explanation.’” (quoting Florida Power
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& Light Co. v. Lorion, 470 U.S. 729, 744 (1985))). The Court must consider all the evidence in
the record, including new evidence submitted to the Appeals Council, when evaluating the
Commissioner’s decision. See Wilkins v. Secretary, 953 F.2d 93, 96 (4th Cir. 1991).
Here, Plaintiff properly submitted the new evidence to the Appeals Council after the ALJ
initially denied disability benefits.
The Appeals Council must consider new and material
evidence submitted by Plaintiff “if it relates to the period on or before the date of the [ALJ] hearing
decision.” 20 C.F.R. § 404.970(b). Evidence is new if the information “is not duplicative or
cumulative” and “material if there is a reasonable possibility that the new evidence would have
changed the outcome.” Wilkins, 953 F.2d at 96. Exhibits 16F and 17F both meet the timing
requirements as the records are dated in 2013 and 2014, well before the ALJ final decision in
January of 2015. Although the Appeals Council denied further review of Plaintiff’s case, the
Court finds that a reasonable possibility exists for the ALJ to alter the outcome based on the new
evidence.
The PF&R explains that the ALJ’s decision was at least partially based on the minimal
weight given to Bennett-Beckley’s report and medical records from various doctors’ examinations.
See ALJ Decision, ECF No. 9-2, at 40. Exhibit 16F provides the objective findings and treatment
records from Bennett-Beckley that were missing in the ALJ’s initial review. 1
Exhibit 17F
provides additional tests on diabetic retinopathy conducted by Dr. Leadingham.
As the
Magistrate Judge concluded, the Court finds that these two additional records have a reasonable
possibility to change the outcome of Plaintiff’s case. The first exhibit may convince the ALJ to
Although the ALJ stated that Bennett-Beckley was “not an acceptable medical source”,
the additional records have the possibility to change the ALJ’s consideration of Bennett-Beckley’s
opinions because the minimal weight was also attributed to the lack of objective findings. See
ALJ Decision, ECF No. 9-2, at 40.
1
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give more weight to Bennett-Beckley’s report, which could tip the scales in Plaintiff’s favor. See
id. at 40 (providing minimal weight to Bennett-Beckley’s opinions, in part, due to the lack of
objective findings in the record). The second exhibit could lend support to Plaintiff’s severe
impairment, specifically regarding vision problems.
Although Defendant argues that these
additional records could not reasonably alter the ALJ’s decision by detailing the suggested limited
effect of the records, the Court will not weigh the evidence on behalf of the ALJ in making that
determination. The ALJ did not have the opportunity to consider Dr. Leadingham’s records at
all. Even if Dr. Leadingham concluded that Plaintiff did not have diabetic retinopathy, the records
illustrate Plaintiff’s overall eye condition and future risks that the ALJ should consider. See
Exhibit 17F, ECF No. 9-26, at 33-43. It is the ALJ’s role to weigh the evidence and make the
final disability determination; it is the Court’s role to merely determine whether additional
evidence could have a reasonable possibility to change the outcome. In this case, the ALJ gave
minimal weight to Bennett-Beckley’s opinions in part due to the lack of objective findings in the
record, and the ALJ did not consider Dr. Leadingham’s reports on Plaintiff’s vision. Accordingly,
there is a reasonable possibility that the two additional exhibits could provide further evidence of
Plaintiff’s severe impairment that may alter the ALJ’s disability determination.
Accordingly, the Court agrees with the Magistrate Judge’s analysis that the ALJ, not the
Court, must review the new evidence provided and include the evidence in the decision. The new
evidence presents at least a reasonable possibility that the ALJ could change the outcome or weigh
the doctors’ opinions differently from the previous decision. Without considering this new and
material evidence, the ALJ decision cannot be supported by substantial evidence. Therefore, the
Court ADOPTS AND INCORPORATES herein the Magistrate Judge’s PF&R, GRANTS
Plaintiff’s Memorandum in Support of Judgment on the Pleadings (ECF No. 12), DENIES
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Defendant’s Brief in Support of Defendant’s Decision (ECF NO. 13), REVERSES the final
decision of the Commissioner, REMANDS this case for further proceedings pursuant to 42 U.S.C.
§ 405(g), and DISMISSES this case from the docket.
The Court DIRECTS the Clerk to send a copy of this Order to Magistrate Judge Dwane
L. Tinsley, counsel of record, and any unrepresented parties.
ENTER:
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July 26, 2017
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