DiGiosia v. Aurora Health Care Inc
Filing
55
ORDER granting motion for summary judgment signed by Chief Judge William C Griesbach on 9-24-14. (cc: all counsel)(Griesbach, William)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF WISCONSIN
JULIANA DIGIOSIA,
Plaintiff,
v.
Case No. 12-C-1292
AURORA HEALTH CARE, INC.,
Defendant.
DECISION AND ORDER
Plaintiff Dr. Juliana DiGiosia brought this action against her former employer, Aurora Health
Care, alleging that she was placed on leave and ultimately terminated in violation of the Americans
With Disabilities Act (ADA) and the Americans With Disabilities Act Amendments Act (ADAAA)
of 2008. The Defendant has moved for summary judgment. For the reasons given below, the
motion will be granted.
I. Background
Between 2002 and January 8, 2009, Dr. DiGiosia worked as an obstetrician-gynecologist at
Aurora’s Oshkosh medical clinic. During her tenure, she was not disciplined or cited for any
misconduct either by her employer or by the Wisconsin Medical Board. She also received good
performance reviews during her employment. During her tenure, some employees and colleagues
viewed her with admiration while others became disenchanted with her behavior and personality.
Eventually, two significant “sentinel” events—the deaths of two babies—gave rise to an internal
peer review and a process that ultimately led to Plaintiff’s termination.
According to Aurora, things took a turn for the worse in 2007, after Plaintiff’s husband was
charged with manslaughter in connection with a car accident. In 2008, Plaintiff was performing a
C-section on a patient but had difficulties and was unable to finish it after her arms became tired.
A colleague, Dr. Pech, came in to assist and was able to deliver the baby in under a minute.
Unfortunately the infant died.
Plaintiff believes it was due to disseminated intravascular
coagulation, while some of Aurora’s other physicians believe it could have been metabolic acidosis
and asphyxia, a direct result of the birthing process, which led to the coagulation. (ECF No. 34 at
28.) The next month a committee was convened to review the procedures during and subsequent
to the birth, and during these proceedings the chair of the OB/GYN department, Dr. Laibly, became
concerned about Plaintiff’s competence. He noted the fact that Dr. Pech was able to deliver the child
in less than a minute after coming to assist, and further noted that the C-section took an unusually
long time. (ECF No. 34 at ¶¶ 7-9.) A second review panel concluded that everything was done
properly, however. The Defendant expresses little confidence in the second review because all the
records were not available and because the blood monitor used was a model unfamiliar to the nurse
who used it.
In any event, things continued to go downhill that summer, with colleagues complaining that
Dr. DiGiosia was dumping complicated patients on them, leaving work early, and generally not
carrying her weight. In August, Plaintiff ordered a nonstress test to assess a fetus’ health because
the mother reported a decrease in movement. The test showed non-reactivity, so Plaintiff sent the
patient to the hospital for a second test, which Plaintiff read as reactive, meaning that the fetus was
moving. In fact, the baby was stillborn two days later. Dr. Laibly believed Plaintiff had misread the
second test, which in his view confirmed the first one, i.e., that there was no fetal movement. He
2
also believed Plaintiff was attempting to reduce her treatment of higher-risk patients such as
diabetics, and this caused him to lose faith in her practice. (ECF No. 34 at 20-21.) With two infant
deaths in one summer—something that was highly unusual—Dr. Laibly began consulting with
Plaintiff’s other colleagues and initiated a peer review of Plaintiff’s treatment. After communicating
with Aurora’s regional vice-president, Dr. Devermann, Dr. Laibly talked to Dr. Duffy, another
colleague, who began the process of having an outside reviewer investigating Plaintiff’s conduct.
Dr. Laibly also voiced his concerns to the president of the clinic’s management committee, Dr.
Kiefer, who investigated matters further and eventually got Aurora human resources involved. On
September 19, 2008, Dr. Kiefer met with Plaintiff and informed her that she would be placed on
leave—either voluntary or involuntary. Plaintiff requested medical leave. While she was on leave,
the other OB/GYN physicians voted 4-1 that she not return to practice with them.
The report from an outside reviewer, Dr. Mason of the Aurora UW Medical Group in
Milwaukee, was dated November 19, 2008 and noted several concerns, both with the care provided
by Plaintiff as well as some of the record-keeping and interaction between other physicians. (ECF
No. 36-2 at 39-40.) As Plaintiff notes, however, the report was not a damning indictment of Dr.
DiGiosia but simply expressed some concerns and asked for more information. A follow-up report
noted that Plaintiff had indeed possibly misread more than one nonstress test result, and indicated
concern about Plaintiff’s treatment of hypertensive patients.1 (Id. at 41.) The clinic’s peer review
committee accepted Dr. Mason’s report and allowed Plaintiff the opportunity to defend her
1
Plaintiff argues that reading the test results involves gray areas and that reasonable
physicians can sometimes disagree about the results. Resolution of the matter is impossible at
this stage, although the fact that the baby was stillborn after the mother reported decreased
activity is suggestive. For present purposes it will suffice to note that more than one physician
raised questions about Dr. DiGiosia’s conclusions.
3
treatment, but ultimately the committee viewed Plaintiff as having significant problems with
documentation, interpreting test results and non-standard care of patients. It then referred the matter
to the management committee, which had the ultimate say in her employment. According to an
email from Dr. Devermann, the peer review committee would be recommending significant
corrective actions, including mentoring and additional education, while her colleagues in the
OB/GYN department would be recommending termination based on “lost faith and trust in the
quality and reliability of her work.” (ECF No. 36-2 at 52.) At a January 2009 management
committee meeting, the committee unanimously decided to terminate Plaintiff’s employment.
II. Analysis
This case involves an element of complexity because the ADAAA became effective on
January 1, 2009, just days before the Plaintiff was terminated. Plaintiff’s claims are two-fold. First,
she argues that she suffered an adverse employment action when she was placed on leave in 2008.
At that time, the employer’s conduct was governed by the ADA. The second claim involves the
termination itself, in January 2009, which is governed by the ADAAA. The differing standards will
be discussed below, as relevant.
A. Leave
On September 19, 2008, Plaintiff met with Dr. Kiefer, the head of the clinic management
committee, who informed her that she would need to go on leave—either voluntary, medical, or
involuntary. Plaintiff opted to take medical leave and submitted the appropriate paperwork to that
effect. Plaintiff argues that the forced leave violated the ADA because it was caused by the fact that
her employer “regarded” her as disabled.
In order to show she was “regarded as” having a disability under the ADA, an employee must
4
demonstrate either that (1) the employer mistakenly believes that she has a physical impairment that
substantially limits one or more major life activities, or (2) mistakenly believes that an actual,
nonlimiting impairment substantially limits one or more major life activities. Sutton v. United Air
Lines, Inc., 527 U.S. 471, 489 (1999). The ADA thus does not protect anyone who has or is
perceived to have any illness; it only protects those who are (or are perceived to be) substantially
limited in a major life activity. Toyota Motor Mfg. v. Williams, 534 U.S. 184, 198 (2002) (holding
“[i]t is insufficient for individuals ... to merely submit evidence of a medical diagnosis of an
impairment.... [T]he ADA requires ... evidence that the extent of the limitation caused by their
impairment in terms of their own experience is substantial.”) Here, Plaintiff alleges the employer
believed she was substantially limited in her ability to think and work. There is no evidence that
anyone believed Plaintiff could not think, and Plaintiff’s argument on that point is cursory and can
be dispensed with summarily. There is, however, evidence that one or more of her colleagues
believed her job was affected; that, after all, is why they terminated her. When the ability to work
is at issue, there must be evidence that the employer believed Plaintiff was “limited in her ability to
perform not merely one particular job but a class or broad range of jobs.” Hanson v. Caterpillar,
Inc., 688 F.3d 816, 2012 WL 3139946 (7th Cir. 2012) (quotation omitted).
At the outset, I note that a “regarded as” claim is facing an uphill battle under these
circumstances. As Plaintiff herself points out, the “regarded as” clause was designed to protect
people who are not actually disabled but who might suffer from stereotypes and prejudices harbored
by ignorant employers. Harrington v. Rice Lake Weighing Sys., Inc.,122 F.3d 456, 459 (7th Cir.
1997) (“The ‘regarded as' portion of the ADA was designed to combat erroneous stereotypes that
employers may have about impairments that are not, in themselves, substantially limiting.”) But here
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the decisionmaker is not just one possibly ignorant employer, it is a group of practicing physicians—
individuals schooled in medicine who presumably have at least a basic understanding of bipolar
disorder, a very common mental illness. Under such circumstances Plaintiff would have difficulty
showing that the employment decisions were based on a misunderstanding about the nature of her
illness, particularly given the large number of physicians involved—her colleagues in OB/GYN as
well as the ten members of the management committee (of which there is some overlap). In
addition, the claim is almost self-contradictory. Plaintiff alleges that many of her colleagues knew
she had bipolar disorder for several years—even dating back to a hospitalization from 2001—and
yet they hired her and then worked with her peacefully for six years. Then, out of the blue, not just
one but several doctors suddenly developed a prejudice against her because of her bipolar disorder.
In sum, the claim is inherently implausible because (1) the decisionmakers are physicians, (2) there
are so many different physicians involved, and (3) the relationship lasted long after her colleagues
are alleged to have learned about her condition.
Turning to the particular facts of this case, it is clear that Plaintiff’s claim cannot get past the
summary judgment stage because there is no evidence that any of the decisionmakers considered
Plaintiff’s bipolar disorder a “disability” in the ADA sense of the term. As noted above, to be
disabled (or regarded as disabled), the effect must involve a substantial impairment on major life
activities, for example, an inability to perform a broad range of jobs. At worst, the evidence here
shows that the decisionmakers might have believed that Plaintiff could no longer perform as an
OB/GYN and a surgeon—a very specific and narrow class of jobs. There is no indication that
anyone believed Plaintiff could not perform a wide array of jobs, including that of primary care
physician. Instead, their complaints involved her work ethic, her ability to read standard obstetric
6
tests, and perform C-sections. In short, no one viewed Plaintiff as disabled. Fleishman v.
Continental Cas. Co., 698 F.3d 598, 608 (7th Cir. 2012) (“Fleishman is correct that the evidence
suggests Izzo and others knew Fleishman had medical problems related to his aneurism. But nothing
suggests that anyone at Continental thought this condition substantially affected his ability to earn
a living.”)
Plaintiff cites her long and somewhat well-known history of bipolar disorder, and she relies
heavily on what she views as flippant comments allegedly made by Dr. Pech about her manic phases.
But the fact that people are aware of a disorder—and even make fun of it to some degree—does not
mean they view her as having a disability in the ADA sense of the term. Suppose an individual is
obese, which can be a disability if it substantially impacts major life activities. The fact that a coworker might make the occasional fat joke says nothing about the co-worker’s views of the
employee’s ability to perform major life activities. It is simply a bad joke, made in poor taste. By
contrast, if the employer had made a remark questioning the employee’s ability to function in major
life activities, it could be relevant. But that is not what happened here. Taking the facts in the light
most favorable to the Plaintiff, all that happened is that one of her colleagues made a couple of
questionable remarks making reference to her “manic” condition.
In fact, the context of the
allegedly disparaging remarks in this case demonstrates that they do not evidence a belief that
anyone regarded Plaintiff as substantially limited in any major life activity. For example, Dr. Pech
is alleged to have said “Juliana’s gone manic again,” and “Juliana’s too manic to even know how
many patients she has.” Even assuming the remarks were meant in a derogatory fashion, Dr. Pech’s
comments do not reflect the view that bipolar individuals in general, or Juliana DiGiosia in
particular, are substantially limited in major life activities, including thinking or working. Instead,
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at most they simply reflect Pech’s view that Plaintiff’s manic phase possibly impacted her ability
to do that job, possibly because she did not know how many patients she had. (And this is a stretch.)
This case is like Povey v. City of Jeffersonville, Ind., where an employee of an animal shelter
injured her wrist. 697 F.3d 619, 623-24 (7th Cir. 2012). The resulting work restrictions required
other employees to work weekends, which gave rise to discord in the ranks. Eventually the
employee was terminated. In her subsequent “regarded as” claim, she cited the comments made by
co-workers that she “wasn’t able to use her right hand” and that there were no jobs for her at the
shelter. Id. at 23. The court found, however, that these were not sweeping statements about
disability in general but merely evidence that the plaintiff couldn’t work at that specific job.
Here, none of the statements made by Calabro and Wilder are so “sweeping” as to
exclude Povey from a broad class of jobs. Calabro's and Wilder's statements were
made in response to questions regarding Povey's abilities to complete tasks specific
to the Jeffersonville animal shelter. For example, Calder's testimony that Wilder told
her that Povey “couldn't do a whole lot of anything” was directly in response to a
question regarding what he specifically said she could not do related to duties in the
animal shelter facility. Wilder's statement that Jeffersonville, “did not have a job for
that” was also in response to a specific question regarding whether Povey could
continue to perform her job at the animal shelter given her permanent restrictions.
It is clear that, when taken in context, the statements only refer to Povey's abilities
to work within the animal shelter. The fact that Jeffersonville viewed Povey as
unable to perform the tasks required at the Jeffersonville animal shelter tells us
nothing about Jeffersonville's perception of her abilities to perform a broad range of
jobs.
697 F.3d at 623-24 (7th Cir. 2012) (emphasis added).
In our case, all we have is a general reference to Plaintiff being “manic” on one occasion and
another statement suggesting that she didn’t know how many patients she had. These are not
“sweeping” comments about Plaintiff’s ability to work in general, but (at worst) suggestions that
8
Plaintiff was unfit to be an OB/GYN. Just as in Povey, they are not evidence that the Plaintiff could
not perform a broad range of jobs.
This conclusion is underscored by more evidence that the Plaintiff herself cites. Specifically,
she notes that Dr. Pech, in an earlier review of her work (when he was department chairman), noted
that she had bipolar disorder. But in the same performance review, as with previous reviews, Pech
rated her work and behaviors as good in all categories. (ECF No. 33, ¶¶ 8, 9.)2 Thus, the evidence
only shows that although Dr. Pech clearly knew Plaintiff was bipolar, he viewed her as “good” at
her job. To the extent he commented about it, possibly in a derogatory fashion, that evidence is only
barely suggestive that he viewed her condition as impacting her work as an OB/GYN. It is not even
remotely suggestive that he viewed her mental illness as impacting her ability to perform major life
activities.
Plaintiff also cites the fact that Dr. Kiefer, the clinic head, discussed her bipolar disorder with
her during the meeting in which he told her she needed to take leave. But once again mere
knowledge of someone’s mental illness does not mean that the individual harbors a belief that the
employee is substantially restricted in performing any major life activities. In short, neither Dr. Pech
nor anyone else regarded Plaintiff as disabled when she was told to take leave. See also Squibb v.
Memorial Ctr., 497 F.3d 775, 782 (7th Cir. 2007) (“A demonstrated ‘inability to perform a single,
particular job’ does not render an individual substantially limited in the major life activity of
working.”) Because there is no evidence that any of the Defendant’s decisionmakers regarded
2
These reviews do not appear to be in the record, but the point is stipulated.
9
Plaintiff as being disabled, her claim based on the 2008 leave will be dismissed.3
B. Termination
To prevail on an ADAAA discrimination claim, the plaintiff bears the burden of showing
that (1) she is disabled within the meaning of the ADAAA; (2) she is qualified to perform the
essential functions of the job either with or without a reasonable accommodation; and (3) she
suffered an adverse employment action on the basis of her disability. Majors v. General Electric,
714 F.3d 527 (7th Cir.2013). Under the indirect method, which Plaintiff follows here, a plaintiff
must first establish a prima facie case of discrimination and show that: (1) she is disabled under the
ADAAA; (2) she is qualified to perform the essential functions of the job; and (3) she suffered an
adverse employment action. Hoppe v. Lewis Univ., 692 F.3d 833, 838–39 (7th Cir. 2012). After the
plaintiff establishes a prima facie case, the burden shifts back to the employer to provide a
nondiscriminatory reason for the employment action. If the employer does so, the burden shifts back
to the plaintiff to establish that the employer's articulated reason is a pretext for intentional
discrimination. Nawrot v. CPC Int'l, 277 F.3d 896, 905 (7th Cir.2002).
The first step requires the Plaintiff to show that she is disabled. (As will be discussed below,
the first step under the ADAAA is actually quite comprehensive.) Under the ADAAA, a person may
be considered disabled if she is “regarded as” disabled “because of an actual or perceived physical
or mental impairment whether or not the impairment limits or is perceived to limit a major life
3
Plaintiff very briefly argues that she had a “record of” a disability, but that claim is not
sufficiently presented to avoid waiver. In any event, the claim would fail because “[t]o succeed
under her “record of disability” claim, [Plaintiff] must again show that she had a ‘physical
impairment that substantially limits one or more major life activities.’” 29 C.F.R. § 1630.2(k).
Serednyj v. Beverly Healthcare, LLC, 656 F.3d 540, 556 (7th Cir. 2011).
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activity.” 42 U.S.C. § 12102(3). As should be readily apparent, the ADAAA expanded the scope
of the ADA’s “regarded as” clause to cover perceived impairments even if no one thought those
impairments were substantial. For example, an employer who fired someone because he had ten
percent hearing loss would violate the ADAAA, whereas such an act would not violate the ADA
because no one would ever argue that the minor hearing loss impacted a major life activity. Jennings
v. Dow Corning Corp., 2013 WL 1962333, at *9 (E.D. Mich. May 10, 2013) (“The puzzling result
is that plaintiffs are now entitled to protection under the ADA without evidence that they are
‘disabled,’ or that an employer regarded them as such. It is enough that an employer took some
adverse employment action because of some impairment, whether real or imagined, no matter how
insubstantial.”)
Here, Plaintiff notes that several of her co-workers knew she suffered from bipolar disorder,
and thus a jury could readily conclude that she had an “actual or perceived . . . mental impairment.”
Id. The fact that some of the decisionmakers might have known about her condition does not end
matters, however. It is true that in common parlance to “regard” something is simply to observe or
comprehend it; it is a passive undertaking. Under the ADAAA, however, it has a special, more
active, meaning. It is not enough that an employer “regard” someone as impaired in a passive sense,
meaning simply that the employer knows about the impairment. Instead, the employer must take
action based on that perception:
An individual meets the requirement of “being regarded as having such an
impairment” if the individual establishes that he or she has been subjected to an
action prohibited under this chapter because of an actual or perceived physical or
mental impairment whether or not the impairment limits or is perceived to limit a
major life activity.
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42 U.S.C. § 12102(3)(A) (emphasis added).4
Thus, by incorporating the “because of” clause into the definitional section, the ADAAA
(somewhat strangely) builds causation into the very definition of disability itself. Pinckney v.
Federal Reserve Bank of Dallas, 2013 WL 5461873, *11 (W.D. Tex. 2013) (noting that “the third
prima facie element of disability discrimination appears to be subsumed into the definition of
“regarded as” disabled.) To qualify as disabled under the regarded-as clause, the employee must
show not only that the employer knew about her impairment, but that she was subjected to prohibited
discrimination because of the impairment.5
As set forth above, Plaintiff’s evidence is directed primarily at showing that her colleagues
knew she had bipolar disorder and that one of them made a couple of stray remarks about it. The
4
Interestingly, the amendment is nonsensical. The statute continues to define disability
as a substantial limitation on a major life activity, and then states that one may be deemed
disabled if she is regarded as having “such an impairment” (i.e., a substantial limitation of a
major life activity.) But then in section (3)(A) it states that one could be considered to have
“such an impairment” whether or not the impairment limits or is perceived to limit a major life
activity. In other words, one may be regarded as having a substantial limitation on a major life
activity even if one is not regarded as having a substantial limitation on a major life activity. As
one commentator quipped, “[t]he amended provision is therefore analogous to ‘wanting a dog
that fetches sticks, except that the dog does not have to fetch sticks.’” Jill C. Anderson,
Misreading Like A Lawyer: Cognitive Bias In Statutory Interpretation, 127 Harv. L. Rev. 1521,
1567 n.195 (April 2014).
5
Some courts have side-stepped this threshold definitional issue. For example, in
Mengel v. Reading Eagle Co., the court concluded that it is enough to show that a supervisor
knew an employee had an impairment. 2013 WL 1285477, *4 (E.D. Pa., March 29, 2013). But
as noted herein, the statute itself builds causation right into the definition of regarded-as
disability, and so it would appear more proper (if conceptually awkward) to consider the
causation question during the initial analysis of whether the plaintiff is regarded as having a
disability.
The point could be purely academic, of course, because a plaintiff must always
demonstrate causation.
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evidence that Dr. Pech allegedly made remarks about Plaintiff being “manic” does not show the
requisite causation. First, Dr. Pech was not on the management committee, which had the final say
and which voted unanimously for termination. Lucas v. Chicago Transit Auth., 367 F.3d 714, 730
(7th Cir. 2004) (“Generally speaking, comments by a non-decision maker do not suffice as evidence
of discriminatory intent.”) Second, Pech worked with Plaintiff for years and even took her to the
hospital in 2004 for mental health treatment. Based on the length of the relationship and his
knowledge about her condition, a jury could not reasonably infer that in 2008 Pech suddenly
developed an animus against Plaintiff because of that condition. Obviously some bad blood
developed along the way (infecting much of the department, apparently), but there is no evidence
that relationships withered due to some kind of discriminatory animus.
Plaintiff also relies heavily on her proposed finding of fact that in a September 2008 meeting
with Dr. Kiefer—the meeting at which Kiefer told her she must take leave—he asked how she was
doing with her bipolar disorder, what medication she was taking, and he discussed his own family’s
history with the condition. (ECF No. 42 at ¶ 53.) Dr. Kiefer disputes this, suggesting that he was
only responding to what she herself volunteered about her condition and treatment. (After all, it was
the Plaintiff who informed him she would be taking medical leave.) In addition, Plaintiff also notes
that during the investigation Kiefer went out of his way to tell her she was regarded as a very good
surgeon, which undercuts the suggestion that he harbored some kind of discriminatory ill will
towards her.
What Dr. Kiefer said is not resolvable in summary judgment, but even if Kiefer and some
members of her department knew Plaintiff was bipolar, and even if they wanted to get her fired for
that reason, they were not the ones who made the decision to terminate her. In 2008-09, the
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management committee consisted of ten voting members and four non-voting members. We may
assume that Dr. Kiefer (the president of the committee), and Dr. Landauer, Plaintiff’s sister-in-law,
knew about her bipolar condition. But they were only two votes on a committee of ten. Plaintiff
vaguely alleges that “everyone” at “Aurora” knew about her condition, but her evidence for this is
that one doctor believed that Drs. Anderson, Pech, Holly, Landauer, the nurse midwives, and
“possibly” Dr. Laibly knew. (ECF No. 42 at ¶ 19.)6 Among these individuals, only Dr. Landauer
had a vote on the management committee. Although this is flimsy evidence, the Defendant notes
that it is not even evidence at all because the deposition supporting that proposed finding is not in
the record.
The point is that, at most, the Plaintiff only has evidence that two voting members of the
management committee even knew she had bipolar disorder. The is no evidence that the other eight
members of the committee, who came from other departments like surgery, internal medicine,
pediatrics, and family practice, had knowledge of her condition. In the rare case, the discriminatory
animus of a non-decisionmaker (like Dr. Pech) or a decisionmaker (like Dr. Kiefer) can be imputed
to an employer even when the decision is made by an otherwise independent person or committee.
This is known as the “cat’s paw” theory, the idea being that in some cases a single individual can
manipulate others to achieve his own discriminatory ends. See Hicks v. Forest Preserve Dist. of
Cook Cnty., 677 F.3d 781, 790 (7th Cir. 2012) (“‘[I]f a supervisor performs an act motivated by [a
discriminatory or retaliatory] animus that is intended by the supervisor to cause an adverse
6
She also notes that some of her colleagues worked at a different hospital when she was
admitted there for treatment in 2001. She does not explain how or why OB/GYN physicians
would be expected to know the identities of patients admitted to a hospital for psychiatric care,
however. Hospitals admit thousands of patients per year, and doctors do not know all of those
patients’ identities unless they are involved in their treatment.
14
employment action, and if that act is a proximate cause of the ultimate employment action, then the
employer is liable.’”) (citation omitted).
Plaintiff does not even argue this theory. Even if she did, however, the cat’s paw theory
would not apply here because Dr. Pech was not her supervisor, and Dr. Kiefer was simply one vote
on the committee. (It is unclear if he was a supervisor; he sounds like a supervisor, as clinic
president, but medical practices and partnerships are not necessarily hierarchical.) Dr. Kiefer, as the
clinic president and head of the committee, may have been responsible for getting the formal
investigation going, but this was in response to concerns that were raised by Drs. Pech and Laibly,
following what were obviously extremely serious adverse events. Thus, it is not surprising that the
head of the clinic would initiate the investigation and HR machinery, regardless of whether he
harbored some kind of ill will against bipolar individuals. In any event, there is no suggestion that
he told members of the committee about Plaintiff’s mental health condition, nor is it claimed
(because it would be outlandish) that he would have been able to “dupe” the entire committee or
engineer a unanimous vote of ten physicians, particularly when the committee heard evidence from
the outside reviewer, Dr. Mason, who had no idea Plaintiff was bipolar either. Johnson v. Koppers,
Inc., 726 F.3d 910, 914 (7th Cir.2013) (cat’s paw liability arises when “a biased subordinate who
lacks decision-making power uses the formal decision maker ‘as a dupe in a deliberate scheme to
trigger a discriminatory employment action.’”) (quoting Smith v. Bray, 681 F.3d 888, 897 n.3 (7th
Cir. 2012)). Added to this is the fact that Dr. Duffy, a primary care physician, was the leader of the
peer review committee and the one who coordinated much of the investigation and presented the
findings to the management committee. Plaintiff concedes that Dr. Duffy was not aware of her
bipolar disorder. (ECF No. 41 at ¶ 34.)
In short, there is no evidence that a majority of the management committee even knew that
15
Plaintiff had bipolar disorder. Thus, there is no evidence that her condition was a cause of the
decision to terminate her employment, much less that it was the (but-for) cause of the termination.
Serwatka v. Rockwell Automation, Inc., 591 F.3d 957, 962 (7th Cir. 2010) (vacating an ADA jury
verdict based on a mixed-motive finding, holding that “because of” means but-for). Because Plaintiff
was not terminated “because of” any real or perceived mental impairments, I conclude Plaintiff was
not “disabled” within the meaning of the ADAAA.
C. Pretext
Even if she could show that she was disabled within the meaning of the ADA or ADAAA
and establish a prima facie case of discrimination, Dr. DiGiosia could still not prevail because she
cannot show that the legitimate, non-discriminatory reasons Aurora gave for its decision to place her
on leave and then terminate her employment–clinical and behavioral issues resulting in a concern
for patient safety–were pretextual. A plaintiff may demonstrate pretext by showing that the
defendant's proffered reasons for taking adverse employment actions “(1) had no basis in fact; (2)
did not actually motivate [the adverse employment actions], or (3) [were] insufficient to motivate
[the adverse employment actions]” and were therefore pretextual.
Davis v. Wis. Dept. of
Corrections, 445 F.3d 971, 977 (7th Cir. 2006). It is not enough that the plaintiff disagrees with the
proffered reason. As the Seventh Circuit has repeatedly stated in ADA cases and in other contexts,
a court does not “sit as a super-personnel department; our only concern with respect to pretext is the
honesty of an employer's explanation.” Dyrek v. Garvey, 334 F.3d 590, 598 (7th Cir. 2003). “This
Court has long championed an employer's right to make its own business decisions, even if they are
wrong or bad. Therefore, regardless of whether it is correct in its beliefs, if an employer acted in
good faith and with an honest belief, we will not second-guess its decisions.” Green v. National Steel
16
Corp., Midwest Div., 197 F.3d 894, 899 (7th Cir. 1999).
The issue on summary judgment is whether the defendant's version of the event is credible,
not whether it is the only version. Mullin v. Temco Machinery, Inc., 732 F.3d 772, 778 (7th Cir.
2013). In other words, “[p]retext is more than a mistake on the part of the employer; it is a phony
excuse.” Id.; Debs v. Northeastern Illinois Univ., 153 F.3d 390, 395 (7th Cir. 1998). Thus, “[t]o
demonstrate a material issue of fact as to pretext, a plaintiff must show that ‘either (1) it is more
likely that a discriminatory reason motivated the employer than the proffered non-discriminatory
reason or (2) that an employer's explanation is not credible.’ ” Mullin, 732 F.3d at 778 (citation
omitted). Dr. DiGiosia does not come close to making either showing here.
There is no dispute that serious questions were raised concerning Dr. DiGiosia’s actions in
two sentinel events, each involving the death of a baby, in less then three months. Additional
complaints with her handling of cases were noted as well. While Dr. DiGiosia may disagree with
the concerns raised by her colleagues, there was clearly a factual basis for them, as the outside
review ultimately established. Neither Dr. Duffy nor Dr. Mason knew about her disability, and yet
each one harbored very serious concerns about her medical care. As noted above, the panel of
physicians heard the evidence and rejected the idea of additional education and mentorship and
instead voted unanimously for termination. It is difficult to think of a more important consideration
than patient safety for a health care provider such as Aurora. At best, Plaintiff has demonstrated that
there is a disagreement about the quality of the care she provided. She has not even come close to
showing that the employer’s reasons, backed up by the considered determinations of more than a
dozen physicians, was false or not honestly believed, and for that additional reason, her claims fail.
D. Overpayment Counterclaim
Aurora brought a counterclaim alleging that Plaintiff breached her employment agreement
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by not returning some $19,649 she had been overpaid. The employment agreement also provides
for attorney’s fees. Plaintiff did not file an answer to the counterclaim, and thus the claim is
undisputed. Plaintiff’s only argument to the contrary is that she believes being placed on leave was
a discriminatory act, but as noted above there is no evidence of that. In short, Plaintiff has not
provided any defense to the counterclaim.
III. Conclusion
It is clear that Plaintiff believes the medical treatment she provided was above reproach and
therefore it cannot be the whole story behind her termination. She might be right. From the record
it seems likely that in addition to their stated concerns about her treatment of patients, her colleagues
were also becoming frustrated with her personally and no longer valued her as a colleague. But the
fact that treatment concerns might not be the whole story does not mean that she can survive
summary judgment. This is a lawsuit under the ADA and ADAAA, and Plaintiff has been unable
to show that Aurora was motivated by a desire to discriminate against her due to a real or perceived
disability. Accordingly, the Defendant’s motion for summary judgment is GRANTED. Plaintiff’s
complaint is DISMISSED. Defendant is entitled to entry of judgment on its counterclaim in the
amount of $19,649 plus interest and reasonable attorney’s fees.
SO ORDERED this 24th day of September, 2014.
/s William C. Griesbach
William C. Griesbach, Chief Judge
United States District Court
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