Orion Energy Systems Inc v. Energy Bank Inc
Filing
72
DECISION ON CLAIM CONSTRUCTION signed by Chief Judge William C Griesbach on 10/23/2017. The Clerk is directed to set the matter on the court's calendar for a telephone conference to address further scheduling. (cc: all counsel, via US Mail to Defendant Verfuerth)(Griesbach, William)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF WISCONSIN
ORION ENERGY SYSTEMS INC.,
Plaintiff,
v.
Case No. 16-C-1250
ENERGY BANK INC. and
NEAL R. VERFUERTH,
Defendants.
---------------------------------------------------------------ENERGY BANK INC.,
Counterclaim-Plaintiff,
v.
ORION ENERGY SYSTEMS INC.,
Counterclaim-Defendant.
DECISION ON CLAIM CONSTRUCTION
In this action for patent infringement, Plaintiff Orion Energy Systems Inc. accuses Defendant
Energy Bank Inc. of infringing its patents: U.S. Patent No. 8,337,043 (the ‘043 Patent) and No.
8,858,018 (the ‘018 Patent). The case is before the court for claim construction.
PRELIMINARY MATTERS
Before addressing the parties’ claim construction arguments, the court will address Energy
Bank’s contention that Orion did not sufficiently plead facts related to infringement of all claims.
In its complaint, Orion asserts that Energy Bank infringed and will continue to infringe one or more
claims of the ‘043 Patent. Compl. ¶ 23, ECF No. 1. The complaint makes specific allegations that
Energy Bank infringed at least claim 16 of the ‘043 Patent. Id. ¶ 28. As to the ‘018 Patent, Orion
alleges that Energy Bank infringed and will continue to infringe one or more claims of the ‘018
Patent and that it has at least infringed claim 1 of the Patent. Id. ¶¶ 33, 38. On June 16, 2017, two
months before Energy Bank’s claim construction brief was due, Orion disclosed to Energy Bank that
it asserted claims 9 11 and 14 20 of the ‘043 Patent and claims 1 5, 8 13, 17 26, and 32 36 of the
‘018 Patent.
Energy Bank argues that because Orion pleaded infringement of only claim 16 of the ‘043
Patent and claim 1 of the ‘018 Patent in its complaint, it must be prevented from attempting to
litigate other claims from those patents. Citing Oil-Dri Corp. of America v. Nestle Purina, No. 15cv-1067, 2017 WL 1197096 (N.D. Ill. Mar. 31, 2017), Energy Bank contends that “it is not possible
to satisfy accepted pleading standards of infringement of other patent claims by providing allegations
as to infringement of only one patent claim if the claims are materially different.” Def.’s Sur-reply
Br. at 2, ECF No. 62.
In Oil-Dri, the court dismissed many of the plaintiff’s infringement claims without prejudice
because it failed “to plead sufficient facts supporting [its] infringement allegations with respect to
each asserted patent claim.” Id. at *5. While the court noted that the plaintiff’s complaint only made
specific allegations regarding infringement of claim 1, this claim did not include the same limitations
included in the other claims it later asserted. The court concluded that a plaintiff should not be able
to plead infringement as to one patent claim then proceed in the litigation asserting claims that are
materially different than the one asserted in the complaint. Id. at *4. It explained, “Such a result
sidesteps Twombly and Iqbal’s plausibility requirements, up-ends the notice-pleading requirements
that remain in place post-Twombly, subjects the defendant to potentially unnecessary and
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unwarranted discovery costs, and wastes judicial resources by preventing Rule 12(b)(6) motions
from narrowing the focus of the case to issues for which the plaintiff has shown it has a plausible
chance of success.” Id. at *5. A number of other courts have come to the same conclusion. See,
e.g., Wright’s Well Control Servs., LLC v. Oceaneering Int’l, Inc., No. 15-1720, 2017 WL 568781
(E.D. La. Feb. 13, 2017) (concluding that “simply putting defendants on notice that their product
allegedly infringes at least one of the claims within WWCS’s patents, without more, does not satisfy
the plausibility standard”); Werteks Closed Joint Stock Co. v. Vitacost.com, Inc., No. 16-cv-60695GAYLES, 2016 WL 5076169, at *3 (S.D. Fla. Sept. 20, 2016) (noting that although plaintiffs’
complaint addressed elements of claim 1 of patent, they were “required to put forth facts that, at the
very least allow the Court to make a reasonable inference that the Defendants have infringed on
claims 2 and 3”); Scripps Research Inst. v. Illumina, Inc., No. 16-cv-661 JLS (BGS), 2016 WL
6834024, at *5 n.3 (S.D. Cal. Nov. 21, 2016) (“while under Twombly a patentee need only plausibly
allege direct infringement of one asserted claim for its complaint to survive a motion to dismiss, a
patentee must plausibly allege direct infringement as to all asserted claims in its complaint in order
for those asserted claims to likewise survive a motion to dismiss” (emphasis in original)).
Conversely, Orion relies on cases which have concluded that a plaintiff is only required to
plead sufficient facts to make a showing that it is plausible that every limitation of at least one claim
of the asserted patent is met by the accused product. See, e.g., Iron Gate Security, Inc. v. Lowe’s
Cos., Inc., No. 15-8814 (SAS), 2016 WL 1070853, at *3 (S.D.N.Y. Mar. 16, 2016) (“A plaintiff
is not required to list which of the claims in the patent have been infringed in its pleading; as the
Federal Circuit has recently reiterated, ‘a plaintiff need not even identify which claims are being
infringed.’” (quoting In re Bill of Lading Transmission & Processing Sys. Patent Litig., 681 F.3d
3
1323, 1334 35 (Fed. Cir. 2012)); Semcon IP Inc. v. Huawei Device USA Inc., No. 2:16-cv-00437JRG-RSP (E.D. Tex. Feb. 21, 2017), report and recommendation adopted, No. 2:16-CV-437-JRGRSP, 2017 WL 1001286 (E.D. Tex. Mar. 15, 2017); see also Cont’l Circuits, LLC v. Intel Corp.,
No. CV16-2026 PHX DGC, 2017 WL 679116 (D. Ariz. Feb. 21, 2017); CG Tech. Dev., LLC v.
Zynga, Inc., No. 2:16-cv-859-RCJ-VCF, 2017 WL 662489 (D. Nev. Feb. 17, 2017); Solocron
Educ., LLC v. Healthstream, Inc., No. 2:16-cv-16-JRG, 2016 WL 9137458 (E.D. Tex. June 7,
2016).
The holdings in this latter line of cases that a party need not plead facts supporting
infringement allegations for each asserted claim seem to comport with the pleading standards set
forth in Twombly and Iqbal. After all, Twombly and Iqbal sought to prevent plaintiffs from filing
lawsuits based on claims that are merely conceivable or possible and then forcing the defendant to
expend time and resources to allow the plaintiff to discover their way into a plausible claim. See Bell
Atl. Corp. v. Twombly, 550 U.S. 544, 569 (2007) (“Because the plaintiffs have not nudged their
claims across the line from conceivable to plausible, their complaint must be dismissed.”); Ashcroft
v. Iqbal, 556 U.S. 662, 681 (2009) (“It is the conclusory nature of respondent’s allegations, rather
than their extravagantly fanciful nature, that disentitles them to the presumption of truth.”). The
“plausibility” standard articulated in Twombly, however, is not akin to a “probability requirement at
the pleading stage; it simply calls for enough fact to raise a reasonable expectation that discovery will
reveal” that the defendant is liable for the alleged conduct. Twombly, 550 U.S. at 556; see also Bill
of Lading, 681 F.3d at 1341 (“[The defendant] is essentially arguing that, at the pleading stage, [the
plaintiff] must allege facts that prove all aspects of its claims, or at the very least make those claims
probable. But that is not what is required.”). Requiring plaintiffs to allege infringement of all
4
asserted claims would be contrary to the spirit of Rules 1 and 8 of the Federal Rules of Civil
Procedure. See Fed. R. Civ. P. 1 (“These rules govern the procedure in all civil actions and
proceedings in the United States district courts . . . . They should be construed, administered, and
employed by the court and the parties to secure the just, speedy, and inexpensive determination of
every action and proceeding.”); see also Solocron Educ., LLC, 2016 WL 9137458, at *2 (declining
to “infuse Federal Rule of Civil Procedure 8(a)’s well-established pleading standard with such a
heightened burden at the initial pleading stage”). It would also necessitate unduly detailed
complaints or, alternatively, repeated amendments as discovery disclosed that the accused product
infringed other claims as well as those originally asserted. This is not what the Twombly/Iqbal
standard or the Federal Rules contemplate or require. Accordingly, a complaint alleging patent
infringement must merely include “a short and plain statement of the claim showing that the pleader
is entitled to relief.” Fed. R. Civ. P. 8(a)(2).
Orion has met this standard. Its complaint sufficiently alleges plausible infringement claims
of the ‘043 and ‘018 Patents against Energy Bank. Two months before Energy Bank’s claim
construction brief was due, Orion disclosed its asserted claims to Energy Bank. Orion has given
Energy Bank “fair notice of what the . . . claim is and the grounds upon which it rests.” Conley v.
Gibson, 355 U.S. 41, 47 (1957); Twombly, 550 U.S. at 555. Energy Bank has not shown that it has
been prejudiced by the fact that Orion did not allege all of the asserted claims in its complaint. In
sum, the court finds that Orion may proceed on all of its asserted claims. The court will now turn
to the parties’ claim construction arguments.
LEGAL STANDARD GOVERNING CLAIM CONSTRUCTION
A patent includes both a written description of the invention and claims. The written
description, which usually includes figures, is often referred to as the “specification” of the patent.
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The specification ends with one or more numbered sentences that are the patent’s “claims.” These
claims describe the invention and set forth the metes and bounds of the patent.
Claim construction is an issue of law for the court. If a material issue in the case, such as
infringement or validity, involves a dispute about the meaning of certain claim language, the court
needs to construe that disputed claim language. See Markman v. Westview Instruments, Inc., 52
F.3d 967, 970 71 (Fed. Cir. 1995) (en banc), aff’d, 517 U.S. 370 (1996). The only claim language
that needs to be construed is the language “in controversy, and only to the extent necessary to
resolve the controversy.” Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir.
1999).
Claim construction begins with and focuses on the words of the claim. See Bell Commc’ns
Research, Inc. v. Vitalink Commc’ns Corp., 55 F.3d 615, 619 20 (Fed. Cir. 1995). How a person
of ordinary skill in the art understands those claim terms provides an objective baseline for claim
construction. Phillips v. AWH Corp., 415 F.3d 1303, 1312 13 (Fed. Cir. 2005) (en banc). In
attempting to determine the meaning of disputed claim language, the court must look to “those
sources available to the public that show what a person of skill in the art would have understood
disputed claim language to mean.” Id. at 1314. “Those sources include the words of the claims
themselves, the remainder of the specifications, the prosecution history, and extrinsic evidence
concerning relevant scientific principles, the meaning of technical terms, and the state of the art.”
Id. (internal quotation marks omitted). Extrinsic evidence includes sources such as the testimony
of experts and knowledgeable technical witnesses, dictionaries, and learned treaties. Id. at 1317 18.
Extrinsic evidence is “less significant” and “less reliable” than the intrinsic record in determining the
meaning of the claim language. Id. Thus, to the extent that the court considers extrinsic evidence,
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it does so in the context of the intrinsic evidence and is cognizant of “the flaws inherent” in such
evidence. Id. at 1319.
“The claims, not specification embodiments, define the scope of patent protection. The
patentee is entitled to the full scope of his claims” and is not limited “to his preferred embodiment”
and the court will not “import a limitation from the specification into the claims.” Kara Tech. Inc.
v. Stamps.com Inc., 582 F.3d 1341, 1348 (Fed. Cir. 2009); Comaper Corp. v. Antec, Inc., 596 F.3d
1343, 1348 (Fed. Cir. 2010) (cautioning “against confining the claims to [preferred] embodiments”).
Even where “a patent describes only a single embodiment, the claims should not be construed as
limited to that embodiment” absent a clear disavowal of claim scope. Phillips, 415 F.3d at 1323;
see also Linear Tech Corp. v. ITC, 566 F.3d 1049, 1057 58 (Fed. Cir. 2009) (explaining that it is
improper to limit a claim to embodiments described in the specification where “there is no clear
intention to limit the claim scope”).
The court may also consider the patent’s prosecution history, including reexamination
proceedings. Phillips, 415 F.3d at 1317. The prosecution history, which is part of the “intrinsic
evidence,” consists of the “complete record of the proceedings before the USPTO and includes the
prior art cited during the examination of the patent.” Id. “[T]he prosecution history can often
inform the meaning of the claim language by demonstrating how the inventor understood the
invention and whether the inventor limited the invention in the course of prosecution, making the
claim scope narrower than it would otherwise be.” Id. The prosecution history includes any
arguments or amendments made by the applicant in securing patent rights and these arguments and
amendments may be considered during the claim construction process. Southwall Techs. Inc. v.
Cardinal IG Co., 54 F.3d 1570, 1576 (Fed. Cir. 1995). The correct claim construction must be
consistent with the arguments the applicant made to overcome a prior art rejection. See id.
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CLAIM CONSTRUCTION AND ANALYSIS
The ‘043 and ‘018 Patents, both entitled “Modular Light Fixture with Power Pack,” relate
to modular power input connectors for light fixtures. The parties have disputes over certain terms
in the patents, as will be discussed below.
A. The ‘043 Patent
1. “Preassembled”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
preassembled
Plain and ordinary
meaning
Assembled at a factory
Plain and ordinary
meaning
Alternatively:
something that is
assembled beforehand
The term “preassembled” appears in claim 16 of the ‘043 Patent. Orion argues that no
construction is necessary for this phrase, while Energy Bank asserts that it means “assembled at a
factory.” For support, Energy Bank cites to intrinsic evidence in the specification, which indicates,
for example, that “the light fixtures may be preassembled at a factory with a socket (or plug) portion
of the connector within the ballast cover, and then shipped to the building, installed at the
appropriate locations in the building, and then electrically connected . . . .” ‘043 Patent col. 11 ll.
15 19. Yet, as Orion contends, limitations from examples in the specification cannot be used to
rewrite claim language. See Thorner v. Sony Computer Entm’t Am. LLC, 669 F.3d 1362, 1366 (Fed.
Cir. 2012) (“We do not read limitations from the specification into claims; we do not redefine
words.”); Ericsson, Inc. v. D-Link Sys., Inc., 773 F.3d 1201, 1218 (Fed. Cir. 2014) (“Although the
claims must be read in light of the specification, it is important that we avoid importing limitations
8
from the specification into the claims.” (internal citation and quotation omitted)). Tellingly, the
language Energy Bank relies upon follows the phrase “in one embodiment,” which demonstrates that
the specification is merely giving an example, rather than limiting or redefining the term itself. In
short, I will give this term its plain and ordinary meaning.
2. “Light Fixture”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
light fixture
Plain and ordinary
meaning
Light fixture driven by
a ballast
Plain and ordinary
meaning
Claims 9 through 11, 14 through 16, and 19 of the ‘043 Patent use the term “light fixture.”
Energy Bank argues that the term “light fixture” in the ‘043 Patent refers to a “light fixture driven
by a ballast,” as supported by the intrinsic evidence. Def.’s Resp. Br. at 13, ECF No. 52. Orion
argues that the phrase needs no special interpretation and stands on its own.
Energy Bank’s proposed construction reads limitations from the specification into the claim.
The specification explicitly states, “It should be noted that the present invention can be employed
with other fixtures, and the invention is not limited to the light fixture shown and described herein.”
‘043 Patent col. 7 ll. 11 18. Moreover, this limitation does not exist in the claim language. For
example, claim 1 of the ‘043 Patent reads in pertinent part: “A light fixture comprising . . . a cover
provided over at least one ballast, the ballast output wiring, and the power input wiring, wherein the
cover is coupled to the first and second raceways and has a modular power input connector coupled
thereto that is configured to allow a power cord to supply power to the light fixture without
removing the cover.” Id. col. 15 ll. 9, 25 30. However, claim 16 of the patent does not require that
the light fixture include a ballast:
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A method comprising: providing a preassembled light fixture, wherein the light
fixture comprises a first raceway and a second raceway configured to have a power
pack extending at least partially between the first and second raceway, a detachable
cover provided over the power pack and extending between the first and second
raceways, and a power input connector coupled to the detachable cover and
configured to receive power from a power source and to direct power to the power
pack, the power input connector configured to be coupled to the power source
without removing the detachable cover from the light fixture; and connecting the
power input connector to a power supply line electrically coupled to the power
source without removing the detachable cover.
Id. col. 16 ll. 32 47. In short, neither the claims nor the specification in the ‘043 Patent restrict the
meaning of “light fixture” in the way Energy Bank suggests. Accordingly, I will give the term its
plain meaning.
3. “Power Pack”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
power pack
Plain and ordinary
meaning
A ballast channel cover,
one or more ballasts,
power input wiring, a
modular power input
connector, ballast
output wiring, and a
modular ballast output
connector
Plain and ordinary
meaning
Alternatively: a unit
that supplies power
to a device
The term “power pack” arises in claims 16 and 19 of the ‘043 Patent. Orion argues that the
term should be given its plain and ordinary meaning because it is well understood by those in the art
to mean “a unit that supplies power to a device
in this case, a lighting fixture.” Pl.’s Br. at 15, ECF
No. 47. Energy Bank argues that Orion’s construction is overly broad and unsupported by the
patent specification, and instead asserts that its own construction is better supported by the intrinsic
evidence.
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Yet, Energy Bank’s proposed construction improperly reads limitations from the specification
into the claim. Although the specification states, “As perhaps best shown in FIG. 4, the detachable
power pack of the light fixture preferably includes a ballast channel cover, one or more ballasts,
power input wiring, a modular power input connector, ballast output wiring, and a modular ballast
output connector,” ‘043 Patent col. 5 ll. 21 25, it does not indicate that Orion intended to limit the
claims to the preferred embodiment depicted in Figure 4. Rather, the specification instructs that all
examples are nonlimiting. See id. col. 14 ll. 14 22 (“[I]t is to be understood that the invention is not
limited in its application to the details of construction and the arrangement of components set forth
in the following description or illustrated in the drawings. The invention is capable of other
embodiments and of being practiced or of being carried out in various ways.”). The meaning of the
term “power pack,” read in the context in which it appears, is apparent. Therefore, no construction
is needed for this term.
4. “Extending at least partially between”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
extending at least
partially between
Plain and ordinary
meaning
Extending within a
space separating
Plain and ordinary
meaning
Alternatively:
extending at least in
part between
The phrase “extending at least partially between” appears in claim 16 of the ‘043 Patent.
Orion asserts that no construction is necessary for this phrase, or alternatively, that “extending at
least partially between” should be defined as “extending, at least in part, between.” Pl.’s Reply Br.
at 12, ECF No. 58. Energy Bank argues that “between” means “the space separating.” It further
11
argues that “extending at least partially between” should be construed differently than “extending
between” so as not to render “at least partially” mere surplusage. Def.’s Resp. Br. at 16 17. But
Energy Bank’s proposed construction does not appear anywhere in the claim language or the
specification and may unnecessarily create confusion. The difference between “at least partially
between” and “between” is sufficiently clear from the claim language itself. Accordingly, the court
gives the phrase “extending at least partially between” its plain meaning.
5. “Detachable”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
detachable
Plain and ordinary
meaning
Removable without the
use of tools
Plain and ordinary
meaning
Alternatively:
something that can be
removed or separated
Claims 9, 11, 14, 16, 18, and 19 of the ‘043 Patent use the term “detachable.” Orion
contends that the term should be given its plain and ordinary meaning. Energy Bank argues that the
specification and prosecution history indicate a clear intent to disclaim other ways of removing an
object and limit the definition of “detachable” to “removable without the use of tools.”
Energy Bank’s argument is based on the claim language and prosecution history of U.S.
Patent No. 7,575,338, issued from the original nonprovisional application in the patent family of the
‘043 Patent. During the prosecution of the ‘338 Patent, the patent examiner rejected then-pending
claims 1, 3, 4, and 6 through 11 as being anticipated by Elam et al. (U.S. Patent No. 6,979,097).
The examiner observed, “Regarding claim 9, Elam discloses a light fixture wherein the ballast
channel cover is adapted to engage with ballast channel cover without the use of tools.” ECF No.
52-7 at 5. In Orion’s summary remarks responding to the examiner’s observations, it noted
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the power module [in Elam] does not appear to attach to the support module without
the use of tools; power module is shown to include tabs (or the like see Figures 1,
4, 5, and 6) along only one side, and holes on the remaining three sides appear to be
adapted to receive conventional fasteners (e.g. screws, etc.).
Accordingly, Elam et al. actually teaches away from certain advantageous features
of the present invention, including the ability to conveniently remove and replace
ballast components “without interference from the suspension hardware . . . .”
ECF No. 52-8 at 11 12. In Energy Bank’s view, these remarks illustrate the patentee’s intent to
limit the meaning of “detachable” to “removable without the use of tools” and are a clear disavowal
of all other ways to remove components. Orion asserts that its remarks to the patent examiner
referred to a distinction between Elam and claim 9 of the patent application. It argues that claim 9
was the only claim that used the phrase “without the use of tools,” and that this distinction was not
argued for the other claims, which just recited the word “detachable.”
Prosecution disclaimer only occurs where the applicant makes “clear” and “unmistakable”
arguments limiting the meaning of a claim term. SanDisk Corp. v. Memorex Prods., 415 F.3d 1278,
1286 87 (Fed. Cir. 2005). The fact that claim 9 is the only claim in the patent to include the
“without the use of tools” limitation cautions against holding this limitation applicable to the
remaining claims. See, e.g., Arlington Indus., Inc. v. Bridgeport Fittings, Inc., 632 F.3d 1246, 1254
(Fed. Cir. 2011) (noting that importing a different limitation into a claim “improperly discounts
substantive differences between the claims”). The court concludes that any disclaimer on the part
of Orion in the ‘338 Patent is far from “clear and unmistakable” and accordingly will not limit the
meaning of “detachable” in the patents in the instant case.
In addition, the ‘043 Patent specification does not support Energy Bank’s proposed
construction. The specification instructs: “As perhaps best shown in FIG 4 . . . [t]he detachable
power pack is preferably detachable from the light fixture body without the use of tools, and without
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any interference from the suspension hardware.” ‘043 Patent col. 5 ll. 25 28. However, the
specification later indicates that “[t]he clips provide an interference or frictional fit that preferably
can be separated without the use of tools. However, this is not required, and other means, such as
screws, could be used to detachably attach the detachable power pack to the fixture body.” Id. col.
5 ll. 37 39; see also id. col. 14 ll. 64 col. 15 ll. 2 (“The components of the invention may be
mounted to each other in a variety of ways as known to those skilled in the art. As used in this
disclosure and in the claims, the terms mount and attach included embed, glue, join, unite, connect,
associate, hang, hold, affix, fasten, bind, paste, secure, bold, screw, rivet, solder, weld, and other like
terms.”). The meaning of the term “detachable” is apparent. Therefore, no construction is needed
for this term.
6. “Provided over the power pack and extending between” and “a power pack extending
between the first and second raceways”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
provided over the
power back and
extending between
Plain and ordinary meaning
Disposed over the
power pack and
spanning the space
separating and within
the space separating
Plain and
ordinary
meaning
Alternatively: to overlay or
envelop the power pack
and to be arranged in a
given direction occurring in
the area defined by the two
raceways at either end
The phrase “provided over the power pack and extending between” appears in claim 16 of
the ‘043 Patent. The parties’ dispute focuses on the definition of “extending between.” Energy
Bank defines “between” as “the space separating and extending within the space separating.” Orion
argues that the phrase should be given its plain and ordinary meaning. The court concludes that the
ordinary and customary meaning of “between” is readily understandable. See O2 Micro Int’l Ltd.
14
v. Beyond Innovation Tech Co., 521 F.3d 1351, 1360 (Fed. Cir. 2008) (“[A] district court is not
obligated to construe terms with ordinary meanings, lest trial courts be inundated with requests to
parse the meaning of every word in the asserted claims.” (citations omitted)); Encap LLC v.
Oldcastle Retail Inc., No. 11-C-808, 2012 WL 2339095, at *9 (E.D. Wis. June 19, 2012) (“Claim
construction is not intended to allow for needless substitution of more complicated language for
terms easily understood by a lay jury.” (citation omitted)). In sum, no construction is necessary for
this phrase.
7. “A power input connector coupled to the detachable cover” and “a modular power input
connector coupled to the power pack”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
a power input
connector coupled
to the detachable
cover
Plain and ordinary
meaning
A power input
connector directly
mechanically coupled
to the detachable cover
Plain and
ordinary
meaning
Alternatively: a power
input connector directly or
indirectly connected or
joined together with the
detachable cover
Claim 16 of the ‘043 Patent contains the phrase “a power input connector coupled to the
detachable cover.” Energy Bank’s proposed construction reads limitations from the specification
into the claims. Indeed, the specification indicates that “[t]he ballast channel cover preferably
includes a power line connector aperture adapted to receive a modular power input connector,” ‘043
Patent col. 5 ll. 40 42, and “the modular power input connecter preferably extends through the
aperture for connection to a modular power cord assembly.” Id. col. 5 ll. 19 21. Energy Bank
asserts that, based on this language, the power input connector must be “directly mechanically”
coupled to the detachable cover or power back. But the specification also explicitly states
15
the terms “mounted,” “connected,” “supported,” and “coupled” are used broadly and
encompass both direct and indirect mounting, connecting, supporting, and coupling.
Further, “connected” and “coupled” are not restricted to physical or mechanical
connections or couplings, and can include electrical connections or couplings,
whether direct or indirect.
Id. col. 14 ll. 26 32. Again, neither the claims nor the specification restrict the meaning of this
phrase in the way Energy Bank proposes. Therefore, the court gives this phrase its plain meaning.
8. “Electrically Coupled To”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
electrically coupled
to
Plain and ordinary
meaning
Energized by
Directly or
indirectly
connected to
permit the
transmission of
electricity
Alternatively: directly or
indirectly connected to
permit the transmission
of electricity
The phrase “electrically coupled to” appears in claims 9, 10, and 16 of the ‘043 Patent.
Orion argues that no construction is necessary for this phrase, or alternatively, that “electrically
coupled to” should be defined as “directly or indirectly connected to permit the transmission of
electricity.” Conversely, Energy Bank asserts that the phrase should be defined as “energized by”
because the claims state that the power supply line is electrically coupled to the power source, not
configured to be coupled to the source. Def.’s Br. at 25. In response, Orion contends that
electricity need not be present for the objects to be electrically coupled. Energy Bank offers no
meaningful support so as to limit the items “electrically coupled” to one another to be consistently
energized. The specification of the ‘043 Patent contemplates that objects remain electrically
coupled, even if the light fixture is turned off, stopping the flow of electricity. See ‘043 Patent col.
13 ll. 29 32. It thus follows that the meaning of “electrically coupled” is broader than merely
16
“energized by.” One of ordinary skill in the art would understand “electrically coupled” to mean
“directly or indirectly connected to permit the transmission of electricity.” Accordingly, the court
construes “electrically coupled” to mean “directly or indirectly connected to permit the transmission
of electricity.”
B. The ‘018 Patent
1. “Preassembled”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
preassembled
Plain and ordinary
meaning
Assembled at a factory
Plain and ordinary
meaning
Alternatively:
something that is
assembled beforehand
The term “preassembled” appears in claim 32 of the ‘018 Patent. The parties do not suggest
there is any reason to treat the term “preassembled” any differently in the ‘018 Patent than how it
was construed in the ‘043 Patent. For the same reasons listed above, the court will accordingly give
“preassembled” its plain and ordinary meaning.
2. “Light Fixture”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
light fixture
Plain and ordinary
meaning
Light fixture driven by
a ballast
Plain and ordinary
meaning
Claims 1 through 5, 8 through 13, 17 through 26, 32, and 35 of the ‘018 Patent use the term
“light fixture.” Again, the parties do not suggest that “light fixture” should be construed differently
than it was in the ‘043 Patent. Therefore, for the reasons provided above, the court gives the term
its plain meaning.
17
3. “Power Pack”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
power pack
Plain and ordinary
meaning
A ballast channel cover,
one or more ballasts,
power input wiring, a
modular power input
connector, ballast
output wiring, and a
modular ballast output
connector
Plain and ordinary
meaning
Alternatively: a unit
that supplies power
to a device
The term “power pack” arises in 1, 9, 10, 12, 17, 32, and 35 of the ‘018 Patent. Neither
party suggests that the term should be construed in a different manner in the ‘018 Patent as
compared to the ‘043 Patent. Accordingly, the court finds that no construction is needed for this
term, for the same reasons as listed above.
4. “Extending at least partially between”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
extending at least
partially between
Plain and ordinary
meaning
Extending within a
space separating
Plain and ordinary
meaning
Alternatively:
extending at least in
part between
The phrase “extending at least partially between” appears in claim 32 of the ‘018 Patent.
Believing claim 32 of the ‘018 Patent was not properly in suit because it was not alleged in the
complaint, Energy Bank did not provide a proposed construction for this phrase with respect to the
‘018 Patent. It indicated that “if Orion is successful in asserting any other claims, Energy Bank will
provide claim terms and proposed constructions thereafter.” ECF No. 58-1 at 2. For the reasons
18
stated above, the court concludes that Orion has sufficiently provided Energy Bank with adequate
notice that it is asserting claims 9 11 and 14 20 of the ‘043 Patent and claims 1 5, 8 13, 17 26,
and 32 36 of the ‘018 Patent, and thus, it may proceed on these claims. Nevertheless, the court will
entertain a motion for reconsideration with respect to claims unaddressed by Energy Bank. But for
now, for the reasons described above, the court gives the phrase “extending at least partially
between” its plain meaning.
5. “Detachable”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
detachable
Plain and ordinary
meaning
Removable without the
use of tools
Plain and ordinary
meaning
Alternatively:
something that can be
removed or separated
Claims 1, 2, 3, 9, 17, 24, 32, 34, and 35 of the ‘018 Patent use the term “detachable.” As
in the ‘043 Patent, I am not convinced that “detachable” means “removable without the use of
tools,” as Energy Bank suggests. For the reasons listed with respect to the ‘043 Patent, the meaning
of this phrase is apparent, and no construction is necessary.
6. “Provided over the power pack and extending between” and “a power pack extending
between the first and second raceways”
Claim Term
Plaintiff’s Proposed Construction
Defendant’s
Proposed
Construction
Court’s
Construction
a power pack
extending
between the
first and
second
raceways
Plain and ordinary meaning
A power pack
spanning the space
separating and
extending within the
space separating the
first and second
raceways
Plain and
ordinary
meaning
Alternatively: to overlay or envelop the
power pack and to be arranged in a
given direction occurring in the area
defined by the two raceways at either
end
19
The phrase “a power pack extending between the first and second raceways” arises in claim
1 of the ‘018 Patent. Just as with “a power input connector coupled to the detachable cover” in the
‘043 Patent, the parties’ disagree as to the meaning of “extending between.” Again, the court finds
that the ordinary and customary meaning of “between” is readily understandable, and no construction
is necessary.
7. “A power input connector coupled to the detachable cover” and “a modular power input
connector coupled to the power pack”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
a power input
connector coupled
to the detachable
cover
Plain and ordinary
meaning
A power input
connector directly
mechanically coupled
to the detachable cover
Plain and
ordinary
meaning
a modular power
input connector
coupled to the
power pack
Plain and ordinary
meaning
A modular power input
connector directly
mechanically coupled
to the detachable cover
Plain and
ordinary
meaning
Alternatively: a power
input connector directly or
indirectly connected or
joined together with the
detachable cover
Claim 32 of the ‘018 Patent contains the phrase “a power input connector coupled to the
detachable cover,” and claim 1 of the ‘018 Patent contains the phrase “a modular connector coupled
to the power pack.” Again, Energy Bank asserts that the power input connecter must be “directly
mechanically” coupled to the detachable cover or power pack, because this construction is supported
by the intrinsic evidence. But just as with the ‘043 Patent, Energy Bank’s proposed construction
reads limitations from the specification into the claims. The specification in the ‘018 Patent instructs:
The terms “mounted,” “connected,” “supported,” and “coupled” are used broadly
and encompass both direct and indirect mounting, connecting, supporting, and
20
coupling. Further, “connected” and “coupled” are not restricted to physical or
mechanical connections or couplings, and can include electrical connections to
couplings, whether direct or indirect.
‘018 Patent col. 18 ll. 24 30. The claims and specification do not restrict the meaning of these
phrases in the way Energy Bank suggests. Accordingly, the court gives these phrases their plain
meaning.
8. “Electrically Coupled To”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
electrically coupled
to
Plain and ordinary
meaning
Energized by
Directly or
indirectly
connected to
permit the
transmission of
electricity
Alternatively: directly or
indirectly connected to
permit the transmission
of electricity
The phrase “electrically coupled to” appears in claims 1 and 32 of the ‘018 Patent. The
parties do not argue for a different reading of this term and accordingly I will adopt the same
construction of the term as used in the ‘043 Patent: “directly or indirectly connected to permit the
transmission of electricity.”
9. “Configured to receive power for the light fixture” and “configured to allow a power cord
to supply power to the light fixture”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
configured to
receive power for
the light fixture
Plain and ordinary
meaning
Configured to receive
power without
intervening structure on
the light fixture
Plain and ordinary
meaning
21
configured to allow
a power cord to
supply power to the
light fixture
Plain and ordinary
meaning
Configured to connect
to a power cord
without intervening
structure on the light
fixture
Plain and ordinary
meaning
Claim 1 of the ‘018 Patent contains the phrases “configured to receive power for the light
fixture” and “configured to allow a power cord to supply power to the light fixture.” Energy Bank
proposes that “configured to receive power for the light fixture” means “configured to receive power
without intervening structure on the light fixture” and that “configured to allow a power cord to
supply power to the light fixture” means “configured to connect to a power cord without intervening
structure on the light fixture.” It contends that because claim 1 of the ‘018 Patent does not require
any cooperation between the modular power input connector and the power input wiring, its
proposed construction provides clarity to the claim and links the two elements together.
However, Energy Bank unnecessarily adds words that change the meaning of the phrase and
offers no support for their use. The court finds that the specification and claim do not support
Energy Bank’s proffered construction, as the phrase “without intervening structure” is no where in
the specification or claim language. See Source Vagabond Sys. Ltd. v. Hydrapak, Ltd., 753 F.3d
1291, 1299 (Fed. Cir. 2014) (“[A]n analysis that adds words to the claim language without support
in the intrinsic evidence . . . does not follow the standard canons of claim construction.” (quotation
marks and alterations omitted)). To the contrary, the plain and ordinary meaning of those phrases,
as used in the claim, would be understandable to those skilled in the art. Accordingly, no
construction is necessary.
22
10. “Driver”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
driver
Plain and ordinary
meaning
Power supply to drive
LEDs
An electronic
component used to
control another
component
Alternatively: an
electronic component
used to control
another component
Claims 1, 10, 12, 13, 25, 26, and 32 of the ‘018 Patent include the term “driver.” Energy
Bank asserts that Orion’s dictionary-supported construction an electronic component used to
control another component
is overly broad. Instead, it argues that “driver” should be limited to
mean “a power supply to drive LEDs” because it is supported by the claim language and
specification.
A careful reading of the entire patent, however, makes clear that drivers are not limited to
driving LEDs. While claim 1 of the ‘018 Patent specifically claims a light fixture comprising a
plurality of light emitting diodes (LEDs), ‘018 Patent col. 19 ll. 10, 16, claim 17 reads in pertinent
part: “A light fixture comprising . . . a plurality of lighting elements arranged in a linear spaced-apart
manner between the first and second raceways and coupled to the power supply . . . .” Id. col. 20
ll. 20, 28 30. Claim 25 continues, “The light fixture of claim 17, wherein the power supply is a
driver.” Id. col. 20 ll. 57 58. Simply put, the language in claims 17 and 25 conveys that the driver
element in claim 25 drives not only LEDs but other “lighting elements.” Moreover, the specification
states:
The detachable power pack of the light fixture includes a cover and one or more
power supplies (referred to in the following description as “drivers” since they are
23
associated with LEDs in this embodiment, although it should be understood that
other types of power supplied may be used according to other exemplary
embodiments) provided in a channel (e.g., a driver channel).
Id. col. 17 ll. 22 28. In short, there is no indication from either the claim language or the
specification that Orion intended to limit drivers to drive only LEDs. But to provide clarity, the
court construes “driver” to mean “an electronic component used to control another component.”
This construction is based on the plain meaning of the term and is supported by the specification.
11. “Provided Substantially Over”
Claim Term
Plaintiff’s Proposed
Construction
Defendant’s Proposed
Construction
Court’s
Construction
provided
substantially over
Plain and ordinary
meaning
Disposed in an
overlaying relationship
Disposed in an
overlaying
relationship
Alternatively:
provided substantially
above
The phrase “provided substantially over” appears in claim 1 of the ‘018 Patent. Claim 1
reads in pertinent part:
A light fixture comprising . . . a power pack extending between the first and second
raceways, herein the power pack includes at least one driver configured to be
electrically coupled to the plurality of LEDs, power input wiring that is configured
to receive power for the light fixture, and a detachable cover provided substantially
over the at least one driver and the power input wiring . . . .
‘018 Patent col. 19 ll. 10, 21 27. Orion argues that no construction is necessary for this phrase. It
asserts that the phrase does not require vertical alignment. At the same time, however, it argues that
if the court finds that construction is necessary, the phrase should be defined as “provided
substantially above.” Energy Bank contends that “above” relates only to a single dimension and does
24
not account for alignment. As such, it proposes that the court should define “provided substantially
over” as “disposed in an overlaying relationship.”
The court agrees that this language most clearly defines the spatial relationship of the cover
with respect to at least one driver and the power input wiring. The term “above” merely denotes a
directional, rather than a positional, alignment. Yet, neither the claim language nor the specification
require that the cover be above at least one driver and the power input wiring. An object does not
need to be concealed from above or the top to be covered; it can be enveloped from any side.
Accordingly, “provided substantially over” is understood to mean “disposed in an overlaying
relationship.”
CONCLUSION
The disputed claim language is constructed as noted in the far right hand column of each
above chart for the reasons set forth above. The Clerk is directed to set the matter on the court’s
calendar for a telephone conference to address further scheduling.
Dated this 23rd day of October, 2017.
s/ William C. Griesbach
William C. Griesbach, Chief Judge
United States District Court
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