Walker v. Wisconsin Department of Corrections et al
Filing
96
DECISION AND ORDER signed by Judge Pamela Pepper on 9/21/2015 GRANTING 58 Defendants' Motion for Summary Judgment and DENYING 72 Plaintiff's Motion for Summary Judgment. The court ORDERS that the docket reflect that the Plaintiff has incurred a "strike" under 28 U.S.C. sec. 1915(g). (cc: all counsel; by US Mail to plaintiff) (pwm)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF WISCONSIN
______________________________________________________________________________
TONY D. WALKER,
Case No. 13-cv-3-pp
Plaintiff,
v.
EDWARD WALL, DEIRDRE MORGAN,
CATHY JESS, CHARLES FACKTOR,
AMY BASTEN, MICHAEL BAENEN,
JESSICA LEGOIS, AND MICHAEL MOHR,
Defendants.
______________________________________________________________________________
DECISION AND ORDER DENYING PLAINTIFF’S MOTION FOR
SUMMARY JUDGMENT (DKT. NO. 72) AND GRANTING DEFENDANTS’
MOTION FOR SUMMARY JUDGMENT (DKT. NO. 58)
______________________________________________________________________________
The pro se plaintiff, Tony D. Walker, is a Wisconsin state prisoner. On
April 25, 2013, Judge Lynn Adelman (the judge assigned to the case at that
time) issued an order allowing the plaintiff to proceed on a claim that the
defendants denied him access to the courts in violation of the United States
Constitution when they refused to provide him with a litigation loan to cover
costs associated with making photocopies, obtaining court forms, and paying
for postage. Dkt. No. 9. The plaintiff had alleged that, as a result of his inability
to afford these costs, he was unable to provide the Brown County Circuit Court
with documents required to file a petition for writ of certiorari (the “Petition”).
Dkt. No. 1 at 13. Ultimately, the Brown County Circuit Court dismissed the
plaintiff’s Petition. Id.
1
Both parties have filed motions for summary judgment, which are now
fully briefed. For the reasons stated below, the court denies the plaintiff’s
motion and grants the defendants’ motion.
I.
FACTS1
A.
Parties
At all relevant times, the plaintiff was a prisoner in the Wisconsin
Department of Corrections (DOC), incarcerated at Green Bay Correctional
Institution (GBCI). Dkt. No. 92 at 1.
All of the defendants were DOC employees during the relevant time
period: Edward Wall is the secretary of the DOC, Dkt. No. 74 at 2, and Deirdre
Morgan is the deputy secretary, Dkt. No. 92 at 15. Cathy Jess is the Division of
Adult Institutions (DAI) Administrator for the DOC. Id. at 2. Michael Baenen
was the warden at GBCI. Id. at 14. Jessica Legois was a financial specialist at
GBCI. Id. at 11. Amy Basten is the Correctional Management Services Director
at GBCI. Id. at 1. Michael Mohr was the inmate complaint examiner at GBCI,
id. at 14, and Charles Facktor is a corrections complaint examiner, id.
B.
The Litigation Loan Program
The litigation loan program at GBCI is administered by the business
office. Id. at 7. Litigation loans are made to prisoners by the DOC for the
purpose of purchasing paper, photocopies, postage, or other items related to
prisoner-commenced litigation. Id.
The court takes the facts from the “Plaintiff’s Proposed Findings of Fact for
Summary Judgment” (Dkt. No. 74) and “Defendants’ Reply to Plaintiff’s
Response to Defendants’ Proposed Findings of Fact” (Dkt. No. 92). The facts in
this section are undisputed unless otherwise indicated.
1
2
In 2011, the Wisconsin legislature revised the statute relating to legal
loans to prisoners. The revised statute stated, in part:
No prisoner may receive more than $100 annually in
litigation loans, except that any amount of the debt the
prisoner repays during the year may be advanced to
the prisoner again without counting against the $100
litigation loan limit. No prisoner may receive a
litigation loan in any amount until he or she has
repaid a prior loan in full or has made arrangement for
repayment.
Wis. Stat. §301.328(1M).
As a result of the revisions to the statute, the DAI instituted a new
version of DAI Policy and Procedure 309.51.01, which states, in part: “The
[DAI] shall loan up to $100 annually to indigent inmates for supplies,
photocopies, and postage to allow them access to the courts for litigation
related to their own cases.” Dkt. 60-1 at 1. The policy further explained,
however, that “[l]egal loans will be denied to inmates who have not fully repaid
any prior year’s loan . . . .” Id. at 3. This requirement for denial was not
absolute; it allowed inmates to obtain litigation loans without repaying prior
loans or to obtain loans in excess of the $100 annual limit in fourteen specified
circumstances. Id. at 3-4.
In addition to the supplies, photocopies, and postage that inmates may
purchase with litigation loan funds, GBCI also provides indigent inmates with
limited free supplies. Dkt. No. 73 at 10. Specifically, GBCI provides indigent
inmates with one free petition for leave to proceed without paying costs and
fees form per year (additional copies of the form are $0.15) and one free letter
per week (a free letter is defined as an envelope, two sheets of paper, one pen
3
insert, and one ounce First Class postage). Id. at 10-11. The plaintiff indicates
that inmates are not permitted to “stockpile the weekly free supplies . . . .” Id.
at 11.
GBCI also provides all inmates with a free copy of any ICE
recommendation they file as well as the reviewing authority’s decision once a
final decision has been made. If an inmate appeals the decision to the Central
Complaint Examiner’s (CCE) office, a free copy of the CCE’s recommendation
and the reviewing authority’s decision is given to the inmate once the Office of
the Secretary has made their decision. Additional photocopies of these
documents are $0.15 per page.
According to the plaintiff, GBCI does not provide inmates with a free copy
of their six-month trust account statements but charges $0.15 per page. Dkt.
No. 92 at 21. The defendants clarify that a litigation loan requested for the
purpose of obtaining the inmate’s six-month trust account statement will never
be denied to an inmate regardless of their outstanding loan debt. Id.
C.
The Plaintiff’s Conduct Report
On July 25, 2012, a GBCI staff member issued a conduct report to the
plaintiff alleging the plaintiff violated Wis. Admin. Code §DOC 303.27 (lying)
and DOC 303.34 (theft). Dkt. No. 38-2 at 36-37. Specifically, the conduct
report accused the plaintiff of leaving the library with books he had not
checked out and of having additional library items in his cell that he had not
checked out. Id.
4
On July 26, 2012, the plaintiff received a Notice of Major Disciplinary
Hearing Rights and Waiver of Major Hearing and Waiver of Time, which
informed the plaintiff that a hearing would be held no sooner than two days
and generally no more than twenty-one days after the plaintiff received the
conduct report. Id. at 38-39.
The form contains a number of fields to be filled in, and a number of
boxes for inmates to check. The completed form in this case indicated the
following:
1.
2.
3.
4.
…
I read or had read to me the notice of major
(formal due process) disciplinary hearing rights;
I understand what my rights are;
I understand that when I waive my rights, I
waive the right to:
A staff advocate;
To request a witness;
Other possible rights in a formal due
process hearing;
I waive my right to a formal due process hearing
(also check box a or b)
a.
I admit I am guilty
Waiver of Time Limits (All Hearings):
I waive the 2 day time limit and have no objection to a
hearing sooner
I waive the 21 day limit
I have checked the appropriate boxes above and my
signature means that:
I waive a formal due process (major) hearing or
I waive time limits or
I waive both due process (major) hearing and the time
limits
5
Id. at 39. The plaintiff states that someone else filled out the form, but he does
not dispute that he signed it after it was filled out. Dkt. No. 86 at 2.
On August 4, 2012, a major disciplinary hearing took place, and the
hearing officer found the plaintiff guilty of DOC 303.27 and DOC 303.34. Id. at
40. The hearing officer ordered sixteen days of cell confinement as discipline.
Id.
D.
The Plaintiff’s Application for a Litigation Loan
On October 24, 2012, the GBCI business office received from the plaintiff
an application for a litigation loan, so that he could file a petition for writ of
certiorari in the Brown County Circuit Court. Dkt. No. 92 at 11. See also Dkt.
No. 60-3 at 1 (the loan application). On October 24, defendant Legois denied
the plaintiff’s loan application, because his court action did not meet the
criteria of DAI 309.51.01 (which applies to inmates with litigation loan debts
from previous years). Id. On October 26, 2012, the plaintiff sent a letter to
Basten about the denial of his legal loan. Dkt. No. 38-1 at 17. The plaintiff
stated that he needed the loan because without it he could not obtain
exhaustion documentation, a copy of his six-month statement, or mail the
oversized envelope to the court. Id. On November 7, 2012, Basten responded,
explaining that the plaintiff had a litigation loan debt of more than $5,000 as a
result of litigation initiated by the plaintiff from 1996 through 2012, and that
filing a writ of certiorari did not fit one of the fourteen exceptions to the policy.
Id. at 19.
6
On October 29, 2012, the institution complaint examiner’s office received
the plaintiff’s complaint in which he complained that he had applied for a legal
loan but that his application had been denied. Id. at 20. On October 31, 2012,
defendant Mohr recommended that the complaint be dismissed because the
plaintiff had not fully repaid the prior year’s loan. Id. at 22. On the same day,
defendant Baenen agreed with Mohr and dismissed the complaint. Id. at 23.
On November 8, 2012, the Central Complaint Examiner’s Office received
a Request for Correctional Complaint Examiner Review from the plaintiff. Id. at
26. After reviewing that request, defendant Facktor stated, “The institution’s
decision reasonably and appropriately addressed the issue raised by this
inmate. On appeal, the inmate presented no information to warrant a
recommendation overturning that decision. Thus, it is recommended this
appeal be dismissed.” Id. at 27. On November 19, 2012, defendant Morgan
dismissed the plaintiff’s appeal, noting that Facktor’s recommendation was
accepted as defendant Secretary Wall’s decision. Id. at 28.
D.
The Plaintiff’s Petition for Writ of Certiorari
On November 13, 2012, the plaintiff filed his petition for certiorari, in
which he alleged three procedural violations/errors in the July 25, 2012
conduct report he received. Dkt. No. 61-2 at 4-5. Specifically, the petition
complained that:
1. Petitioner was never informed of the time, date, or
place of the hearing in violation of Anderson-El v.
Cooke, 2000 WI 40; P2
2. The conduct report is defective where it alleges that
petitioner violated the rules of the institution but
7
the C.R. only contains Wis. Adm. Code provisions;
and
3. The institution did not have jurisdiction over the
C.R. where violation of the rules are crimes under
§946.73, Wis. Stats, only punishable by 30 days in
jail as a class C demeanor.
Id. at 5.
On December 12, 2012, the Brown County Circuit Court denied the
petition because the plaintiff failed to provide documentation of: 1) exhaustion
of all available administrative remedies; 2) an original Wisconsin Department of
Justice certification concerning prior dismissals; 3) an authorization to
withhold money from prisoner trust account; 4) a certified copy of the prisoner
trust fund account for the six months preceding the date of the petition; 5) a
properly completed affidavit of indigency; and 6) sufficient copies of the
pleadings. Id. at 1-2.
E.
The Parties’ Cross-Motions for Summary Judgment
On December 29, 2014, the defendants filed their motion for summary
judgment. Dkt. No. 58. On May 7, 2015, the plaintiff filed his own motion for
summary judgment. Dkt. No. 72. Both motions were fully briefed as of July 3,
2015.
II.
DISCUSSION
A.
Summary Judgment Standard
“The court shall grant summary judgment if the movant shows that there
is no genuine dispute as to any material fact and the movant is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(a); see also Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 248 (1986); Celotex Corp. v. Catrett, 477 U.S. 317,
8
324 (1986); Ames v. Home Depot U.S.A., Inc., 629 F.3d 665, 668 (7th Cir.
2011). “Material facts” are those under the applicable substantive law that
“might affect the outcome of the suit.” Anderson, 477 U.S. at 248. A dispute
over “material fact” is “genuine” if “the evidence is such that a reasonable jury
could return a verdict for the nonmoving party.” Id.
A party asserting that a fact cannot be disputed or is genuinely disputed
must support the assertion by:
(A) citing to particular parts of materials in the record,
including depositions, documents, electronically stored
information, affidavits or declarations, stipulations
(including those made for purposes of the motion only),
admissions, interrogatory answers, or other materials; or
(B) showing that the materials cited do not establish the
absence or presence of a genuine dispute, or that an
adverse party cannot produce admissible evidence to
support the fact.
Fed. R. Civ. P. 56(c)(1). “An affidavit or declaration used to support or oppose a
motion must be made on personal knowledge, set out facts that would be
admissible in evidence, and show that the affiant or declarant is competent to
testify on the matters stated.” Fed. R. Civ. P. 56(c)(4).
B.
Access to the Courts
“Prisoners have a constitutional right to ‘meaningful’ access to the
courts.” Gentry v. Duckworth, 65 F.3d 555, 558 (7th Cir. 1995) (citing Bounds
v. Smith, 430 U.S. 817, 828 (1977)) (other citations omitted). While access to
courts claims most commonly involve a prisoner’s access to a law library, the
Supreme Court has instructed that prisoners are entitled to basic scribe
materials to prepare their legal papers. Bounds, 430 U.S. at 824. The need for
9
this is obvious: “Being able to formulate abstract legal theories is insufficient
to give access to the courts without the physical means of filing a complaint
based on those theories.” Gentry, 65 F.3d at 558.
The Seventh Circuit has established a two-part test to determine whether
prison officials have violated the right of access to the court. Id. (citing Smith v.
Shawnee Library Sys., 60 F.3d 317 (7th Cir. 1995); Jenkins v. Lane, 977 F.2d
266, 268 (7th Cir. 1992)). First, a prisoner must show that prison officials
failed to assist the prisoner in the preparation and filing of meaningful legal
papers, which can occur, as in this case, by the prison officials failing to
provide adequate scribe materials. Gentry, 65 F.3d at 558. Second, the
prisoner must show he suffered an actual injury as a result of the denial of
access. Lewis v. Casey, 518 U.S. 343, 351 (1996). Generally, to satisfy this
latter requirement, “an inmate need not show that if he had been provided with
adequate legal facilities he would have prevailed in the lawsuit. Rather, he need
only show that he was prevented ‘from litigating a nonfrivolous case.’” Davis v.
Milwaukee Cnty, 225 F.Supp.2d 967, 971-72 (E.D. Wis. 2002) (quoting Walters
v. Edgar, 163 F.3d 430, 434 (7th Cir. 1998)) (internal citations omitted). Such a
standard should eliminate the need for an extensive analysis of the merits of
the underlying case, so as to avoid a mini-trial within a trial.
C.
Application of the Law to the Facts of the Plaintiff’s Case
1.
Because the plaintiff’s petition was frivolous, he cannot state
a claim that the defendants denied him access to the courts.
The plaintiff argues that had the defendants loaned him money via the
litigation loan program, he would have been able to afford the photocopies,
10
supplies, and postage required for him to meet the filing requirements for the
petition. Dkt. No. 72 at 1. While the defendants concede that they did not
provide him a litigation loan and that, as an indigent inmate, the plaintiff was
unable to otherwise afford the required purchases, the defendants do not
concede that these facts were the determining factors that prevented the
plaintiff from having meaningful access to the courts. The defendants’
argument rests principally on the grounds that they provided the plaintiff with
one free letter per week and that, although they would not loan him money for
this case, they were willing to loan the plaintiff money for purchases in other
cases that fell within the fourteen exceptions to the general policy.
The court need not determine whether the facts the defendants assert
are sufficient to demonstrate that they provided the plaintiff with meaningful
access to the courts, because the plaintiff cannot establish that he suffered any
detriment. Specifically, the court finds that the Brown County Circuit Court
would have dismissed the plaintiff’s petition regardless of whether he’d
provided the required documents, because all of the “errors” identified in the
petition were frivolous and lacked an arguable basis in either law or fact. The
court will discuss each alleged error in turn.
a.
Notification of the date, time, and place of their
disciplinary hearing
The first alleged error identified by the plaintiff in his Petition is that
“[p]etitioner was never informed of the time, date, or place of the hearing in
violation of Anderson-El v. Cooke, 2000 WI 40; P2.” Dkt. No. 61-2 at 5. The
plaintiff had, however, voluntarily forfeited his entitlement to notice when he
11
signed the form entitled “Notice of Major Disciplinary Hearing Rights and
Waiver of Major Hearing and Waiver of Time” (form DOC-71). Dkt. No. 38-2 at
39; Dkt. No. 86 at 2.
The plaintiff responds, when a prisoner is served with a copy of a
conduct report and hearing rights form, he is asked if he wants a full due
process hearing or a simple hearing under the minor hearing procedures. Dkt.
No. 92 at ¶8. The person serving the hearing rights form fills out the form
according to the prisoner’s preferences, dates the form, and then presents the
form to the prisoner for signature. Id. While it may be true that someone else
fills out the form, the plaintiff admits that he signed the completed form. Dkt.
No. 86 at 2.
Specifically, the form that the plaintiff signed included the following
notice: “The Security Director made this hearing procedure a formal due
process hearing. You have many rights. You may give up all of these rights and
have an informal hearing in accordance with DOC 303.76(2).” Dkt. No. 63-1 at
8. A series of hand-checked boxes followed these notices, including: 1) “I waive
my right to a formal due process hearing”; 2) “I admit I am guilty”; 3) “I waive
the 2 day time limit and have no objections to a hearing sooner”; and 4) “I
waive both due process (major) hearing and the time limits.” Id.
The plaintiff now argues, in essence, that the defendants violated his
right to specific notice for a hearing that he had waived his right to have. This
argument is illogical. Further, as the defendants point out, constitutional due
12
process procedures, when applicable2, require only that a person receive
written notice of the alleged violations at least twenty-four hours prior to a
hearing. Wolff v. McDonnell, 418 U.S. 539, 564 (1974). The plaintiff received
such notice over a week prior to his hearing.
While state procedures did at one time require an institution to provide a
second, more detailed notice of the date, time, and location of the hearing, the
DOC eliminated that requirement by repealing the code provision upon which
the plaintiff relies. The version of Wis. Admin. Code § DOC 303.81 in effect in
2012 did not contain subsection (9) (the subsection relied on by the plaintiff for
the more detailed notice). Thus, the only notice to which the plaintiff arguably
could have been entitled was the notice the Constitution requires, which the
plaintiff admits he received.
This first alleged “error” was frivolous, and the plaintiff suffered no harm
from his inability to raise it.
b.
Violation of institution rules and regulations
versus the Wisconsin Administrative Code
The second error alleged in the petition is that “[t]he conduct report is
defective where it alleges that petitioner violated the rules of the institution but
the C.R. only contains Wis. Adm. Code provisions.” Dkt. No. 61-2 at 5.
According to the plaintiff, in Wisconsin, while the written notice of the charges
(form DOC-17) is separate from the conduct report, it must be served with the
conduct report. Dkt. 87 at 17.
Judge Adelman decided in his screening order that the plaintiff had not stated
a federal due process claim, because his sentence of sixteen days cell
confinement did not implicate a liberty interest. Dkt. No. 9 at 6.
2
13
The conduct report is dated July 25, 2012. Dkt. No. 63-1 at 5. The Notice
of Major Disciplinary Hearing (Form DOC-17), dated July 26, 2012, states:
“You have been accused and charged with a violation(s) of the rules and
regulations of the institution which the Administrative Rule DOC 303.68(3) or
Security Director has designated as a major offense as stated in the abovereferenced Conduct Report given to you on 7-26, 2012.” Dkt. No. 63-1 at 7.
(emphasis added). Reviewing these documents together, it appears that the
plaintiff received the conduct report on the same date that he received the
Notice of Major Disciplinary Hearing.
The plaintiff alleges, however, that the conduct report did not advise him
of the specific charges being levied against him. Dkt. No. 87 at 17-18. He
argues that, while the conduct report notifies him that he violated the rules of
the institution, each institution has its own rules, so simply telling him that he
violated institution rules does not equate to notifying him of the charges
against him. Id.
This claim, too, is frivolous. At the top of the first page of the conduct
report, there is a box entitled “Rule Allegedly Violated.” Dkt. No. 63-1 at 4.
True, there are boxes in which the person completing the report may list the
number of the DOC rule the inmate allegedly violated. Id. But right beside
those boxes are blank lines on which to place a description of the actual
charges against the inmate. Id. In this case, the person completing the report—
an employee named Holterman—put the words “lying” and “theft” on the lines
next to the boxes. Id. For the plaintiff to argue that he was not notified that he
14
was facing charges for lying and theft is frivolous, and the plaintiff’s inability to
raise it did not harm him.
c.
GBCI’s jurisdiction over the violation
The final alleged error identified by the plaintiff in his writ was that “[t]he
institution did not have jurisdiction over the C.R. where violation of the rules
are crimes under Wis. Stat. §946.73, only punishable by 30 days in jail as a
class C misdemeanor.” Dkt. 61-2 at 5.
The conduct report indicates violations of two rules: DOC 303.273
“Lying” and DOC 303.34 “Theft.” Dkt. 63-1 at 4. Both of these rules are
contained in the Wisconsin Administrative Code Chapter entitled DOC
Discipline. DOC 303.01(1), which is the first subsection in Subchapter I,
General Provisions, states in part, “The rules governing inmate conduct under
this chapter describe the conduct for which an inmate may be disciplined and
the procedures for the imposition of discipline.” Subchapter X, Disciplinary
Procedure and Penalties, states:
The institution may deal with a violation of ss. DOC
303.12 to 303.63 in the following ways:
...
(3) Staff may refer any violation to the security director
in writing by a conduct report . . . . The security
director may deal with these violations as follows:
...
References to the Wis. Admin. Code ch. DOC 303 are to the Register,
December 2006 version, which is the version in effect at the time the plaintiff
received his conduct report.
3
15
(c) If the violation is a major one, the security director
shall refer the matter to a hearing officer . . . .
...
(4) The security director may refer violations of the
criminal law to law enforcement authorities for further
investigation and prosecution. Whether or not
prosecution is started, the institution may handle the
incident as a disciplinary offense.
Wis. Stat. DOC § 303.64 (emphasis added).
The above provisions make clear that it is within the discretion of the
security director whether to refer criminal law violations (if there is cause to
believe an inmate has committed a crime) to law enforcement authorities.
Further, even if the security director decides to make a criminal referral to law
enforcement, this does not prevent the institution from bringing disciplinary
action. The plaintiff’s claim that GBCI was obligated to refer the library incident
to law enforcement authorities, and did not have authority to proceed with a
disciplinary hearing, is flatly contradicted by the language of §303.64. Thus,
this argument is frivolous, and the plaintiff did not suffer harm from his
inability to raise it.
Because the claims the plaintiff wished to present in his petition for
certiorari were frivolous, the plaintiff cannot establish that he suffered an
actual injury from his inability to present them to the Brown County Circuit
Court. Accordingly, he cannot state a claim that the defendants violated his
constitutional right to access the courts. Because he does not have a basis for
asserting the constitutional claim Judge Adelman allowed him to prosecute,
16
the court will deny the plaintiff’s motion for summary judgment and grant the
defendants’ motion for summary judgment.
D.
The Defendants’ Request that the Court Assess a “Strike” Against
the Plaintiff
The defendants argue that not only does the plaintiff’s complaint fail to
state a claim for a constitutional violation, but that the complaint is malicious,
because it demonstrates the plaintiff’s subjective intent to harass the
defendants. Dkt. No. 90 at 12. The defendants highlight a nine-page document
the plaintiff filed entitled “Plaintiff’s Offer of Resolution.” Dkt. No. 81. That
document contained an itemized list of twenty-nine “demands,” including
demands for: three million dollars; a CD player and up to twenty-five CDs
(including some with explicit lyrics); an electronic drum machine; a pair of
“Beats by Dr. Dre” ear buds; a flat-screen, high-definition TV; specialized
sports attire; ten pairs of shoes per year, of specific types; authorization to
purchase various Penthouse publications; DVD players, turn tables and a DJ
package; meals from Pizza Hut, Dominos or Jimmy Johns on Wednesday,
Fridays, Saturdays, Sundays, holidays and his birthday; a laptop computer;
Play Station 4 or Xbox One and up to fifteen games; and double portions of
every meal. Id. at 4-9. The defendants argue that the ridiculous nature of the
plaintiff’s demands show that he is not seeking meaningful redress for a
perceived wrong, but is litigating for sport to vex and harass the defendants
and correctional workers. Dkt. No. 90 at 13.
17
Section 1915A of the Prisoner Litigation Reform Act requires courts to
“screen” complaints to identify cognizable claims, and to dismiss the complaint
if the complaint is frivolous, malicious, or fails to state a claim upon which
relief may be granted. 28 U.S.C. §1915A. If a court determines that a complaint
should be dismissed in its entirety at the screening stage, the court issues a
“strike” against the prisoner. Section 1915(g) prohibits a prisoner from bringing
a civil action without prepaying the full filing fee if the prisoner has incurred
three strikes. 28 U.S.C. §1915(g).
Nothing in §1915(g) limits courts to issuing strikes only at the screening
stage. That section states that a prisoner incurs a strike if the prisoner has
“brought an action or appeal in a court of the United States that was dismissed
on the grounds that it is frivolous, malicious, or fails to state a claim upon
which relief may be granted . . . .” A case that is dismissed on summary
judgment because it alleges a frivolous cause of action, therefore, may earn the
plaintiff a strike. See Blakely v. Wards, 738 F.3d 607, 613 (4th Cir. 2013) (“It
would subvert the PLRA’s very purpose to prevent cases dismissed on
summary judgment from counting as strikes even when those cases were
expressly deemed frivolous, malicious, or failing to state a claim.”).
The issue this court must consider is not whether the plaintiff filed this
lawsuit in order to harass the defendants, or whether he filed it in an attempt
to coerce the defendants into giving him things that many people who aren’t in
prison don’t have. Rather, the court must consider whether, regardless of the
18
plaintiff’s motive, his complaint states a non-frivolous claim upon which relief
may be granted.
On April 25, 2013, Judge Adelman screened the plaintiff’s complaint,
dismissing some claims and allowing the plaintiff to proceed only on his access
to the courts claim. Dkt. No. 9. He dismissed the plaintiff’s claim that the
defendants violated his due process rights by bringing administrative
proceedings against him rather than referring his case to law enforcement for
criminal charges. Id. at 5. He dismissed the plaintiff’s claim that the
defendants did not give him notice of the date, time and place of his
disciplinary hearing, and that they did not give him notice of the actual charges
against him. Id. at 5-6. These are the very claims that the plaintiff raised in his
petition for certiorari to the Brown County Circuit Court, the claims that he
alleges he was unable to present because the defendants did not give him
access to that court. Judge Adelman found those claims frivolous at the
screening stage.
Judge Adelman allowed the plaintiff to proceed on his access to courts
claim because Judge Adelman said that “[a]t this stage of the proceedings, I
cannot determine whether plaintiff’s state case is ‘legitimate’ or nonfrivolous
under state law.” Id. at 7. Since Judge Adelman made that decision, this court
has reviewed the plaintiff’s complaint, the motions for summary judgment, and
the many attachments the parties have submitted. Those documents make
clear, as the court has stated above, that the plaintiff’s underlying state case
was frivolous, and therefore, the plaintiff’s access to the courts claim also was
19
frivolous, because he did not suffer an actual injury from an inability to file his
petition. The sole reason that this court is granting the defendants’ motion for
summary judgment and dismissing the complaint is because the plaintiff has
failed to state any claim upon which relief could be granted. Under 28 U.S.C.
§1915(g), the court must assess a strike against the plaintiff.
According to the court’s records, this is the plaintiff’s third strike. Thus,
he may no longer bring a civil action or appeal a judgment without first paying,
up front, all filing fees, unless he can prove that he is under imminent danger
of serious physical injury. 28 U.S.C. §1915(g).
III.
CONCLUSION
The court ORDERS that the defendants’ motion for summary judgment
(Dkt. No. 58) is GRANTED.
The court ORDERS that the plaintiff’s motion for summary judgment
(Dkt. No. 72) is DENIED.
The court finds that the plaintiff has brought an action that was
dismissed for failure to state a claim under 28 U.S.C. §§1915(e)(2)(B) and
1915A(b)(1). The court will enter judgment accordingly.
The court ORDERS that the clerk of court reflect on the docket that the
plaintiff has incurred a "strike" under 28 U.S.C. §1915(g).
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I further certify that any appeal from this matter would not be taken in
good faith pursuant to 28 U.S.C. § 1915(a)(3) unless the plaintiff offers bona
fide arguments supporting his appeal.
Dated at Milwaukee this 21st day of September, 2015.
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