Staffa v. Pollard et al
Filing
148
ORDER DISMISSING CASE signed by Judge Rudolph T. Randa on 8/25/2015. 81 Defendants' MOTION for Summary Judgment GRANTED. 136 Plaintiff's MOTION to remove clerk DENIED. 140 Plaintiff's MOTION for Leave to File amended response GRANTED. Wis. Dept. of Corrections to collect $499.75 balance of appeal fee in No. 14-2124 from plaintiff's prison trust account. (cc: all counsel)(cb)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF WISCONSIN
MARK P. STAFFA,
Plaintiff,
-vs-
Case No. 13-CV-5
WILLIAM POLLARD, DR. DAVID BURNETT,
DR. P. SUMNICHT, BELINDA SCHRUBBE,
and JAMES GREER,
Defendants.
DECISION AND ORDER
The pro se plaintiff, Mark P. Staffa, a Wisconsin state prisoner, filed this
civil rights action pursuant to 42 U.S.C. § 1983. He was granted leave to proceed
in forma pauperis on an Eighth Amendment medical care claim based on alleged
exposure to communicable diseases at Waupun Correctional Institution (WCI),
and the defendants’ alleged failure to inform him of and treat him for the
diseases. The defendants have filed a motion for summary judgment. For the
reasons explained herein, the Court will grant the defendants’ motion and
dismiss this case.
I. STANDARD OF REVIEW
“The court shall grant summary judgment if the movant shows that there
is no genuine dispute as to any material fact and the movant is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(a); see also Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 248 (1986); Celotex Corp. v. Catrett, 477 U.S. 317, 324
(1986); Ames v. Home Depot U.S.A., Inc., 629 F.3d 665, 668 (7th Cir. 2011).
“Material facts” are those under the applicable substantive law that “might affect
the outcome of the suit.” See Anderson, 477 U.S. at 248. A dispute over “material
fact” is “genuine” if “the evidence is such that a reasonable jury could return a
verdict for the nonmoving party.” Id.
A party asserting that a fact cannot be disputed or is genuinely disputed
must support the assertion by:
(A) citing to particular parts of materials in the record, including
depositions, documents, electronically stored information,
affidavits or declarations, stipulations (including those made for
purposes of the motion only), admissions, interrogatory answers,
or other materials; or (B) showing that the materials cited do not
establish the absence or presence of a genuine dispute, or that an
adverse party cannot produce admissible evidence to support the
fact.
Fed. R. Civ. P. 56(c)(1). “An affidavit or declaration used to support or oppose a
motion must be made on personal knowledge, set out facts that would be
admissible in evidence, and show that the affiant or declarant is competent to
testify on the matters stated.” Fed. R. Civ. P. 56(c)(4).
II. FACTS1
A. Statement of the Case
Staffa was incarcerated at WCI at all times relevant. Defendant Dr. Paul
This section is taken from the Defendants’ Proposed Findings of Fact. Staffa
did not oppose the defendants’ statement of proposed material facts as required under
the Local Rules. See Civil L.R. 56(b)(2) (E.D. Wis.). The defendants’ facts are, therefore,
undisputed. See Civil L.R. 56(b)(4) (E.D. Wis.); see also Fed. R. Civ. P. 56(e)(2).
1
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Sumnicht was employed as a physician at WCI from March 4, 2007 until October
5, 2012.
At all times relevant, defendant Belinda Schrubbe was the health
service manager in the Health Services Unit (HSU) at WCI. Defendant William
Pollard is the warden of WCI. At all times relevant, defendant James Greer was
the director of the Wisconsin Department of Corrections’ (DOC) Bureau of Health
Services (BHS).
Dr. Burnett was the Medical Director of BHS at all times
relevant.
Pursuant to the Screening Order, Staffa has been allowed to proceed on
the following allegations:
The plaintiff alleges that due to ongoing neglect and failure to
follow institution policy and procedures regarding infectious
diseases, he has been infected with “MRSA, Impetigo, &
[Enterobacter].” (Compl. at 3.) He also alleges that defendants
Schrubbe and Sumnicht continually lied to him and told him he did
not have a [MRSA] infection when he did in fact have one, and that
they failed to properly treat his infection. According to the plaintiff,
WCI medical staff withheld information confirming that the
plaintiff had MRSA. He has suffered irreversible and damaging
effects from the diseases. The plaintiff further alleges that he wrote
a multitude of letters to defendants Greer, Burnett, and Pollard
informing them that WCI medical staff were not treating his
diseases.
(DPFOF ¶ 8).
B. The Medical Conditions at Issue
Staphylococcus aureus (S. aureus) is a bacteria that is normally found on
the skin, or in the nose, of 20% to 30% of healthy people. When an individual has
symptoms from S. aureus, it is called an infection and is commonly referred to as
a Staph infection. Methicillin-resistant S. aureus (MRSA) is a type of S. aureus
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resistant to certain antibiotics. In reviewing laboratory reports, if a culture test
indicates susceptibility to Oxacillin, the S. aureus is not MRSA because it is not
methicillin resistant.
Enterobacter usually lives in the colon without problems.
After a few
different oral antibiotic treatments it is more likely to be found in other areas of
the body also, including living on the skin without symptoms. If it does cause
problems it is usually infection of the fat and muscle layers called cellulitis. It is
not known to cause sores or impetigo but is more likely to show up on the culture
of sores after oral antibiotics.
Impetigo is an infection localized to the skin that forms crusts and is very
contagious. An open sore with yellowish crusts is impetigo, but an open sore
without crusts is not. The most common germs are S. aureus, resistant and nonresistant types, and streptococcus.
Sores on the skin are often described by
different descriptive names such as skin ulcers, blisters, folliculitis, acne, rosacea,
and eczema with scaly skin. They each have different treatments, but impetigo
with crusts is very contagious in the tight living quarters of a prison. Sometimes
eczema and folliculitis will be treated with antibiotics to cover the possibility it
may be impetigo and prevent an outbreak.
C. Staffa’s Skin Conditions Before Dr. Sumnicht Started Treating Him
On August 4, 2006, Staffa was seen in the WCI HSU by a nurse
practitioner. Staffa reported with a history of medications for dermatology issues
since 2003. It was noted Staffa had scabs on his face and chest and his skin was
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intact. Staffa was instructed to stop picking at scabs and he was given a tube of
bacitracin, which is an antibiotic medicated ointment used to prevent bacterial
skin infections commonly caused by small cuts, scrapes, or burns. On August 11,
a culture from Staff’s facial wound was collected. The August 16 results were
positive for a staph species. While Staffa had a staph infection, it was not MRSA
because tests showed that the staph was susceptible to Oxacillin. Staffa was
then seen for his skin conditions by HSU staff on August 16, September 19,
September 28, October 9, October 20 and November 10, 2006.
In 2007, HSU staff saw Staffa for his skin conditions on January 24,
February 8, and July 9. On September 19, 2007, Dr. Sumnicht was scheduled to
see Staffa per a Health Service Request (HSR) that Staffa submitted. In the
HSR, Staffa requested to see a physician because he did not agree with the nurse
practitioner’s judgment. This would have been Dr. Sumnicht’s first appointment
with Staffa, but Staffa refused to be seen. Similarly, on January 10, 2008, Staffa
was scheduled in response to an HSR, in which stated he needed to be seen for
eczema on his skin. Upon arrival at HSU, Staffa stated, “I took care of it myself
and don’t need to be seen.” (Sumnicht Decl., ¶ 25, Schrubbe Decl., Ex. 1001, p.
85; Ex. 1005, p. 14.)
D. Chronology of Staffa’s Health Care for Skin Conditions While Dr.
Sumnicht was Treating Him
On February 12, 2008, Dr. Sumnicht saw Staffa, who reported that a rash
on his face had been there for twenty-four days. Dr. Sumnicht noted it was a
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bubbling rash that could be MRSA. As a precautionary measure, Dr. Sumnicht
issued several orders and prescriptions.
On February 25, Dr. Sumnicht saw
Staffa, who reported itching. Dr. Sumnicht instructed Staffa to apply ointment,
and Dr. Sumnicht discontinued the MRSA orders because the results of the
culture showed that Staffa did not have MRSA.
On March 10, 2008, Staffa was seen by a nurse in response to a HSR. The
nurse noted several bumps over red cheeks and chin, and noted areas on his
forehead were flat and scabbed, but no pustules or open areas were present. The
nurse consulted with Dr. Sumnicht, and he issued several orders and
prescriptions. Dr. Sumnicht also ordered a culture, and the results were positive
for Enterobacter, staph species, and mixed skin flora. While Staffa had a staph
infection, it was not MRSA because tests showed that the type of staph was
susceptible to Oxacillin. On March 27, Dr. Sumnicht met with Staffa for followup and ordered an oral medication.
On May 8, 2008, Dr. Sumnicht saw Staffa for follow-up of his reccurring
facial sores. Dr. Sumnicht ordered a culture of Staffa’s sores and continued a
previous prescription. On May 12, Dr. Sumnicht reviewed the results from the
May 8 culture and the results indicated that Staffa did not have MRSA.
On December 29, 2008, Dr. Sumnicht saw Staffa. He observed a rash on
Staffa’s face, arms, and legs. He diagnosed staph folliculitis, which is when skin
germs travel down the hair follicles and creates a puss pocket (an infection of the
hair follicles).
He ordered dicloxacillin, which is an antibiotic used to treat
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folliculitis, bacitracin ointment to be used twice per day, and a culture of Staffa’s
face wound. On January 9, 2009, Dr. Sumnicht reviewed the results from the
culture. The results were normal.
On January 14, February 3, and February 16, 2009, Staffa was seen by
HSU nurses after he submitted HSRs.
Following those appointments, Dr.
Sumnicht entered orders, including an order for a culture and antibiotics. On
March 20, 2009, Dr. Sumnicht saw Staffa for a follow-up appointment on several
issues, including Enterobacter. Dr. Sumnicht assessed Staffa’s Enterobacter skin
colonization and needed Vitamin D supplementation for low Vitamin D levels.
Dr. Sumnicht ordered continued Vitamin D, Omega 3 fish oil, and Miralax.
On June 9, 2009, Dr. Sumnicht saw Staffa for a follow-up appointment on
several different medical issues. Dr. Sumnicht observed small scabs on Staffa’s
arms, neck, and hands. Staffa indicated that he believed that dialysis with IV
antibiotic in the hospital was needed to get the staph infection out of his body.
Dr. Sumnicht disagreed with this theory and then ordered Vitamin D and a
follow-up.
On June 18, 2009, Dr. Sumnicht saw Staffa for follow-up.
Dr.
Sumnicht ordered a culture of Staffa’s face wound and minocycline. Minocycline
is an antibiotic used to treat infections such as acne; it stops the growth of
bacteria and the spread of impetigo. On June 22, Dr. Sumnicht reviewed the
culture results which showed Enterobacter aerogenes, and a staph species. Dr.
Sumnicht ordered a follow-up appointment and acidophilus, which can help
repopulate the colon with healthy germs.
-7-
Again, while Staffa had a staph
infection, it was not MRSA because laboratory tests showed that the type of staph
was susceptible to Oxacillin.
On June 26, 2009, Dr. Sumnicht saw Staffa who complained of a skin
rash. Staffa reported that the Micocycline helped some. Dr. Sumnicht noted the
Enterobacter was present and the rash was better, and possible other causes for
recurring infections.
Dr. Sumnicht questioned whether there was immune
suppression, cancer, or Hepatitis C. He ordered screening for the other possible
causes.
On July 2, 2009, Dr. Sumnicht conducted a file review and reviewed the
results of the screening. He considered a zinc deficiency, which can delay wound
healing. He ordered a therapeutic trial of zinc.
On July 22, 2009, Staffa met with a nurse per his HSR.
The nurse
observed red, raised pustules scattered on Staffa’s face. The nurse ordered a
follow-up with the physician. On July 30, Dr. Sumnicht saw Staffa for follow-up.
Dr. Sumnicht noted that Staffa reported he was worried that his organs were
infected and toxic. He further noted that Staffa needed to fail Bactroban before
he could go to UW-Infectious Diseases for a consultation. Dr. Sumnicht ordered
Bactroban and a follow-up.
On August 18, 2009, Dr. Sumnicht saw Staffa for follow-up.
The
Bactroban and Bacitracin were slowly improving his condition. Dr. Sumnicht
observed Staffa’s left neck was still raw and red. He increased Zinc supplements
to a daily dose, and ordered a culture of his left neck sore and a follow-up
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appointment. On August 22, Dr. Sumnicht reviewed the results from the culture.
There were no bacteria seen and no growth at 72 hours.
On September 3, 2009, Staffa was seen by a nurse in the HSU in response
to his HSR related to a skin outbreak. The nurse ordered a follow-up with the
physician. That same day, Dr. Sumnicht ordered a culture of Staffa’s right hand
wound.
On September 8, 2009, Dr. Sumnicht saw Staffa. Dr. Sumnicht noted
continued rash despite Bactroban, but the oral doxycyline kept it suppressed. He
observed sores on Staffa’s neck and hands.
Dr. Sumnicht reviewed the
September 3 culture results and noted the results showed no bacteria growth.
Dr. Sumnicht ordered doxycline and a consult with UW Infectious Disease for
recurring impetigo. That same day, Dr. Sumnicht completed and submitted a
request for the consult. On September 9, the consult request was approved.
On September 20, 2009, Dr. Sumnicht saw Staffa for his complaints of
nail fungus. Staffa believed his nail fungus allowed Enterobacter blood infection.
Dr. Sumnicht observed no redness or soreness around the right big toenail.
On November 9, 2009, Dr. Sumnicht saw Staffa who complained of sores
on his face. Dr. Sumnicht observed new sores developed on Staffa’s cheeks under
his eyelids. He noted no hydrogen peroxide bubbling and it had failed to heal
with Bacitracin. He told Staffa his infectious disease consultation was coming
soon.
On November 12, 2009, Staffa was seen by Dr. William Craig at UW’s
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Infectious Disease. Dr. Craig noted Staffa likely had a dermatologic problem and
not impetigo.
Dr. Craig ordered a screen to see if Staffa was colonized with
MRSA. Dr. Craig indicated that if his infectious disease screen was negative,
Staffa should be given a dermatology consult and skin biopsy. Dr. Craig sent Dr.
Sumnicht a letter explaining his assessment:
While I think this represents a noninfectious dermatologic problem,
I did feel it was critical to screen him to make sure that he is not
infected with MRSA. We also did 1 of the swabs from the nose to
see if he is colonized with MRSA from the nose. They all turned out
to be negative for staphylococcal. Since the screening is negative for
MRSA or nasal colonization with MRSA, I think it is important to
refer the patient to a dermatologist where he can get a skin biopsy
and get these lesions correctly diagnosed.
(DPFOF, ¶ 63). On November 19, Dr. Sumnicht ordered a follow-up for a
dermatology consult.
On December 2, 2009, Dr. Sumnicht saw Staffa for leg numbness. During
this appointment, Staffa stated he believed he had collective damage, he was
disabled and Dr. Sumnicht was not going to be able to tell him otherwise. Dr.
Sumnicht ordered a follow-up for a skin biopsy. On December 15, Dr. Sumnicht
ordered Bacitracin ointment daily; three tubes/month for six months.
On
December 16, Dr. Sumnicht saw Staffa for follow-up. Dr. Sumnicht noted that he
continued to develop sores and had about fifteen sores at different stages. Dr.
Sumnicht completed and submitted a request for approval for a dermatology
consult and skin biopsy. The request was approved on December 17.
On January 11, 2010, Staffa was seen by Dr. Haemel and Dr. Xu at the
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UW Department of Dermatology. The doctors’ assessment and plan included the
following:
This is a 45-year-old man with recurrent lesions which appear most
highly suggestive of some form of folliculitis. The majority of the
lesions are indeed follicular based and the differential diagnosis as
such includes bacterial, Pityrosporum or even eosinophilic
folliculitis. He also has a single lesion on the left 2nd dorsal finger
which could be consistent with folliculitis though the location is less
typical. Other diagnostic considerations which should be
entertained for this lesion include possible eczema/pompholyx. A
biopsy will be helpful in further defining the etiology for these
recurrent eruptions.
(DPFOF, ¶ 69). On January 27, 2010, Dr. Sumnicht reviewed the results of the
culture and biopsy as sent by Dr. Haemel.
The results showed bacterial
folliculitis and dermatitis.
On April 12, 2010, Staffa was seen by Dr. Rita Lloyd at UW Dermatology.
Dr. Lloyd noted that Staffa had recurrent lesions most consistent with
acne/folliculitis. Dr. Lloyd recommended that Staffa be on a systemic therapy
with doxycycline. In addition, Dr. Lloyd recommended that Staffa use benzoyl
peroxide wash daily. Dr. Lloyd indicated this was a chronic problem and Staffa
may need to continue on this therapy indefinitely. That same day, Dr. Sumnicht
ordered Doxycycline for six months, a continuation of the benzoyl peroxide wash
daily, and noted that Staffa may continue on this regimen indefinitely.
Dr.
Sumnicht also ordered a follow-up.
On April 27, 2010, Staffa was seen by a nurse in the HSU for other
medical issues and the nurse noted that Staffa’s skin was within normal limits.
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Similarly, on July 12, Dr. Sumnicht saw Staffa for other medical issues and he
observed that Staffa’s skin was better.
On August 9, 2010, Dr. Sumnicht saw Staffa for complaints of pain and
headache. Staffa reported that he stopped taking the doxycycline when he broke
out. Dr. Sumnicht ordered a follow-up for recurring sores and Vitamin D daily.
On September 15, 2010, Staffa was seen by a nurse for follow-up to his sores.
Staffa reported he didn’t take the doxycycline as prescribed, “I don’t take this
because I don’t think it helps.” (Sumnicht Decl. ¶¶ 92-93, Schrubbe Decl., Ex.
1001 pp. 45, 47.) Staffa admitted to scratching and picking at sores. The nurse
observed several areas on his face/neck that were flat, red or had scabbed acnelike spots. She noted no drainage and no signs of infections. The nurse gave
triple antibiotic ointment and ordered a follow-up with the physician. That same
day, Dr. Sumnicht saw Staffa as follow-up to his sores. Dr. Sumnicht noted that
Staffa had stopped taking the oral doxycycline and Dr. Sumnicht told Staffa to
continue cleansing and use of topical antibiotic ointment.
On September 29, 2010, Dr. Sumnicht saw Staffa for follow-up to his
sores. Staffa had new sores to his dermis, right ear, and face. Staffa stated that
the Bacitracin was not helping, but the triple antibiotic ointment was helping.
Dr. Sumnicht ordered ointment daily for one year, daily saline packet for one
year, doxycycline for one year, and a follow-up with himself for facial sores.
On October 25, 2010, Dr. Sumnicht ordered Dakin’s solution, which is a
buffered dilute bleach solution used to prevent and treat skin infections. It was
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to be mixed in HSU and applied to sores as needed for one year. On November 2,
2010, Dr. Sumnicht saw Staffa for follow-up to his facial sores. Dr. Sumnicht
observed that his facial sores continued.
Dr. Sumnicht noted that UW had
recommended dilute bleach. He ordered stronger Dakin’s solution to be applied to
sores daily for one year and discontinued the triple antibiotic ointment.
On December 27, 2010, Staffa was seen by a nurse for follow-up to his
facial wounds. Staffa stated he had yellow drainage under his left eye. The nurse
was unable to express any fluid from the lesion below Staffa’s left eye. The nurse
further noted a superficial scab was forming under his left eye, slight edema was
noted and a slightly raised pink area was present on his right ear that had no
drainage.
That same day, Dr. Sumnicht ordered a culture of the sore under
Staffa’s left eye.
On December 30, 2010, Dr. Sumnicht reviewed the culture
results which showed moderate gram positive cocci. On January 3, 2011, Dr.
Sumnicht noted that Enterobacter and staph grew from the skin culture. No new
treatment was ordered.
On January 12, 2011, Dr. Sumnicht saw Staffa in HSU for complaints of
vesicular rash. Dr. Sumnicht noted a follow-up to return to dermatology. The
present therapy was continued.
On May 10, 2011, Dr. Sumnicht saw Staffa for follow-up with
dermatology. Dr. Sumnicht noted the doxycycline was constipating Staffa. He
observed spongiotic dermatitis and folliculitis on the biopsy.
He ordered 1%
hydrocortisone cream, terbinafine, Dakin’s swabs and Benzoyl Peroxide.
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Dr.
Sumnicht saw Staffa for complaints of headaches. During this appointment, Dr.
Sumnicht observed one healing lesion on Staffa’s face and a red collarette with
scabs on his left thigh. He noted a thigh rash infection – self limited and chronic
staph blisters with better control. He ordered Zinc, Selenium Sulfide 2.5% lotion,
and Benzoyl Peroxide to 10% cream daily for one year.
On September 2, 2011, Dr. Sumnicht saw Staffa for multiple issues. Staffa
reported that the lump on his left rib cage was causing constipation and he felt
that it was connected to something else. He also believed that Enterobacter was
backing up into his blood stream. He further believed that Enterobacter was
leaking into his blood and erupting into his skin. Staffa felt attacked by prison
infection issues and abused by the people who were supposed to take care of him.
He requested a barium enema to see if there is a fistula between his colon and
lump and between his colon and skin. Dr. Sumnicht ordered a barium enema for
his constipation.
On December 30, 2011, Dr. Sumnicht saw Staffa for an appointment.
During this appointment, Dr. Sumnicht observed a few sores on his face with his
beard. Staffa believed he had a system wide staph infection that needed dialysis.
There were no new orders for his skin condition.
On May 15, 2012, Dr. Sumnicht saw Staffa for follow-up to the sores on
his face. Staffa reported that he stopped his chronic antibiotics and his facial
rash improved.
Dr. Sumnicht observed indurate bump or red papule that
blistered with hydrogen peroxide bubbling.
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Dr. Sumnicht noted it was an
impetigo type rash in duration/drainage/crust. He ordered penicillin, a culture of
his right cheek, benzoyl peroxide daily for one year, and clindamycin 1% solution
for daily use for one year. On May 21, a nurse practitioner ordered clindamycin
1% topical solution daily for one year for folliculitis. On May 22, Dr. Sumnicht
reviewed the culture results which showed MSSA and Enterobacter. MSSA is
methicillin sensitive staph aureus (in contrast to methicillin resistant staph
aureus-MRSA). Dr. Sumnicht’s plan was to treat with topical agents and he
ordered a follow-up.
On June 5, 2012, Dr. Sumnicht submitted a request for Staffa to return to
the dermatologist. Dr. Sumnicht also ordered 60 band-aids per month for one
year, antibacterial soap daily for one year, and a follow-up appointment with
himself for Staffa’s anemia.
On June 6, 2012, Dr. Burnett reviewed Dr.
Sumnicht’s request and approved it.
On July 6, 2012, Dr. Sumnicht saw Staffa for complaints of infections,
sores on his face, and red eyes with drainage for three days.
Dr. Sumnicht
observed small blistered sores on his face. Staffa had a H. Pylori infection, skin
infection,
and
conjunctivitis.
Dr.
Sumnicht
ordered
amoxicillin
and
clarithromycin, which is used to treat bacterial infections. He also ordered a
culture of Staffa’s eye drainage, a follow-up with him, and a referral for
immunology for recurring infections.
On July 11, 2012, Dr. Sumnicht reviewed the July 6 culture results which
showed Enterobacter aerogenes, alcaligenes faecalis, mixed skin flora, and
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stenotrophomonas maltophilia. Dr. Sumnicht noted the opportunistic germs that
grew on the culture.
Dr. Sumnicht submitted a referral request with the
following comments:
I’m requesting a referral to Immunology to evaluate recurring skin
infections on the face and arms. They are bullae that open up and
take weeks to resolve. They are to be Type II delayed immune T cell
type response. Culture grows out 2-3 organisms. Usually staph as
expected, and also enterobacter aerogenes suggesting fecal
contamination. This last culture grew out a third opportunistic
infection of alcaligenes faecalis in addition to the other two.
Dermatology and infectious disease recommendations have not
controlled the recurring infections. This looks like a B cell defective
antibody problem with exaggerated T cell response. HIV is neg.
Previous serum protein electrophoresis has been ok. Purposeful
fecal smearing would create smaller more pustular lesions or
cellulitis if the immune response was normal so I don’t think that is
the problem.
(Sumnicht Decl., ¶ 122, Schrubbe Decl., Ex. 1001, p. 14; Ex. 1001, p. 9; Ex. 1003,
pp. 24-25; Ex. 1004, pp. 22-24.) Dr. Sumnicht’s request was approved by Dr.
Burnett.
On July 26, 2012, Dr. Sumnicht saw Staffa for follow-up. Dr. Sumnicht
noted conjunctiva infection after amoxicillin and erythromycin. Staffa still had
skin blisters. Dr. Sumnicht observed green matter at the corner of Staffa’s left
eye and his left conjunctiva was red. Dr. Sumnicht ordered a single cell while
Staffa was at WCI due to his numerous opportunistic infections. Dr. Sumnicht
also ordered an extra wash cloth for Staffa’s face, ofloxacin opththalmic,
acidophilus with pectin and a check on the request for an immunology consult.
On August 13, 2012, Staffa had a follow-up with UW-Dermatology. Staffa
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had continued folliculitis and excoriations. The Dermatology report included the
following:
At this time, we advised that because the patient has not had much
benefit from oral antibiotics in the past that we avoid these and
rather use topical measures to prevent overgrowth of bacteria. At
this time, we discussed the use of clindamycin gel or lotion daily
and/or using chlorhexidine washes on a weekly basis to prevent this
overgrowth.
We discussed with the patient that this likely will be more
persistent, chronic problem. We also discussed the etiology at
length with the patient and discussed that this would not require
admission to the hospital or dialysis. If the patient continues to
have significant excoriation as part of his disease, a trial of low-dose
amitriptyline at night may be considered to treat neurotic
excoriations. We advised that the patient follow up with us in 6
months’ time to ensure this is helping.
(Sumnicht Decl., ¶ 124, Schrubbe Decl., Ex. 1003, p. 19-23.)
During this
appointment, dermatology conducted a wound culture. (DPFOF, ¶ 108).
On August 21, 2012, Dr. Sumnicht reviewed a letter he received from UW
Dermatology with Staffa’s wound culture results. The culture showed “Serratia
marcescens, which is a gram neg rod.” (Sumnicht Decl. ¶ 126, Schrubbe Decl.,
Ex. 1003, p. 19.) It also showed moderate growth of this and very little growth of
“Coag negative staphylococcus.” Id. Dermatology advised treatment for Serratia
marcescens and recommended Bactrim.
On August 23, 2012, Staffa was seen by Dr. William Craig at UW
Infectious Disease for evaluation of his skin lesions. A culture of his skin lesions
revealed many coagulase-negative staphylococci and a few Enterobacter
aerogenes, which only reflected colonization. Staffa’s nares (nasal opening) were
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positive for MRSA, but it was simply a colonization of MRSA in the nose. There
was no MRSA found in his skin wounds. Dr. Craig recommended penicillin and
minocycline for treatment.
On September 26, 2012, Dr. Sumnicht noted that infectious disease
recommended penicillin and minocycline. Dr. Sumnicht ordered a follow-up with
Staffa to discuss recommended treatment.
He further noted no immune
deficiency was detected. On September 27, 2012, Dr. Sumnicht saw Staffa for
follow-up to his infectious disease appointment. They discussed the findings and
recommended treatment. The polymerase chain reaction was negative, which
showed the MRSA colonization had cleared. They discussed an increase in “antistreptolysin” and increased “anti dnase B” as well as penicillin. Dr. Sumnicht
ordered penicillin twice a day, before breakfast and dinner, for six months.
In October 2012, Dr. Sumnicht transferred to Green Bay Correctional
Institution and his involvement in Staffa’s healthcare ended at that point.
E. Medical Opinions of Dr. Sumnicht
Staffa alleges that he contracted a staph infection, MRSA, Impetigo and
Enterobacter due to ongoing neglect and DOC personnel’s failure to follow
institution policy and procedures regarding infectious diseases.
It is Dr.
Sumnicht’s opinion, to a reasonable degree of medical certainty, and based on his
review of Staffa’s medical records and his interactions with him, that Staffa is
incorrect. Specifically, Dr. Sumnicht believes that Staffa’s skin conditions are of
a chronic nature and are not attributable to the actions or inactions of any DOC
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personnel.
Dr. Sumnicht further notes that the flare-ups of Staffa’s skin
conditions often occurred as the likely result of Staffa’s failure to practice best
hygiene practices and Staffa’s failure to follow through on recommendations by
health care providers.
It is Dr. Sumnicht’s opinion, to a reasonable degree of medical certainty,
and based on his review of Staffa’s medical records and his interactions with him,
that Staffa only tested positive for MRSA on one occasion.
Specifically, the
culture from August 23, 2012, test showed Staffa’s nares were positive for MRSA.
The colonization of MRSA found in August 2012 was cleared in September 2012.
Very serious Enterobacter infections come from catheters and spread in
the blood stream with fever and high white blood cell counts. Staffa did not have
fevers or high white blood cell counts at any visit.
A patient may have a skin sore with no crusts, but has staphylococcus
aureus growing on the culture. A physician’s treatment decision is then based on
whether the physician thinks it is just a contamination or whether the physician
thinks it is the start of impetigo that might be contagious.
situation Dr. Sumnicht faced with Staffa.
This is the very
The lack of response to different
topical and oral antibiotics led Dr. Sumnicht to conclude that the ulcers came on
their own and the bacteria found on culture had colonized the sores. Impetigo is
not a serious, invasive, or life threatening condition.
The indication for
antibiotics is to control the spread to other inmates.
It is Dr. Sumnicht’s opinion, to a reasonable degree of medical certainty
- 19 -
based on his review of Staffa’s medical records and his interactions with him,
that DOC medical staff, including Dr. Sumnicht, have appropriately diagnosed,
treated, and managed all of Staffa’s conditions at issue in this lawsuit. During
the entire time period that Dr. Sumnicht worked with Staffa as a patient, Dr.
Sumnicht used his professional judgment in all decisions with regard to Staffa’s
medical care. It is Dr. Sumnicht’s belief, based on his knowledge and expertise as
a physician, that Staffa’s skin conditions have been appropriately addressed
based on the standard of care.
F. Staffa’s Communications with Schrubbe
During the time period relevant to this case, July 2006 to January 2013,
Staffa submitted numerous HSRs and Interview/Information Requests relating to
his skin conditions. Schrubbe responded to, or participated in the response of,
some of those HSRs.
On October 3, 2006, Staffa submitted a HSR in which he wrote, “I need to
be seen for this ongoing problem with my skin. It has been 3 months and it still
has not cleared up since I was prescribed the Erythomycin and is still causing
breakouts on my face and chest.” (Schrubbe Decl., ¶ 12, Ex. 1000 at p. 39.) On
October 4, 2006, Schrubbe responded to the HSR and noted that Staffa would
have a sick call appointment. On October 9, 2006, Staffa was seen by a HSU
nurse.
On October 13, 2008, Schrubbe sent Staffa a memorandum because she
was informed that Staffa had refused a medical appointment. Schrubbe informed
- 20 -
Staffa that Dr. Sumnicht wanted to review his abnormal MRI and possible
treatment options. She advised him that if he wanted to be treated, he needed to
keep his appointments.
She acknowledged that his last appointment was
canceled, but explained that it was canceled because the doctor needed to attend
to an emergency elsewhere.
She rescheduled his appointment with Dr.
Sumnicht.
On October 25, 2008, Staffa submitted an Interview/Information Request
in which he did not make any comments but he checked the box indicating he
wanted information. On October 30, 2008, Schrubbe responded to Staffa and told
him, “Dr. Sumnicht does not have much control over scheduling.
You are
scheduled to see him next week. He is your primary care physician and he will
determine if you are seen offsite. You need to work with Dr. Sumnicht.”
(Schrubbe Decl., ¶ 14, Ex. 1000 at p. 38.)
On December 30, 2008, Staffa sent Schrubbe a letter that stated as
follows:
I am writing you to ask you how is it I have contracted staff
infection yet again, when I have been in seg. for 9 months? Just
after I was infected, a lump developed on my left rib cage, but when
I showed Dr. Sumnicht last year, he dismissed it as being a fatty
lump, knowing full well that another inmate had the same type of
lump and he had to put a drain in it. I was treated 4x for this
infection, and until this lump is drained, I am going to keep being
re-infected. The question formost on my mind, is how much damage
has already been done to my heart, liver and kidneys? I have been
more than compliant in following Dr.’s orders; I would like to speak
with you, as I am waiting for surgery on my neck; but until this
infection is completely gone, I will not allow any further surgery on
by body. Please address this issue as soon as possible, I am very
- 21 -
concerned for my physician well being and would appreciate your
help.
(Schrubbe Decl., ¶ 16, Ex. 1000 at p. 334-6.) On January 9, 2009, Schrubbe sent
a memorandum to Staffa in response to the letter. In her memorandum, she
informed Staffa that his lab results were back and he did not have a staph
infection. She advised him that daily washing and frequent hand washing
prevent infection.
On January 27, May 22, May 28, June 15, August 17, and December 2,
2009, Staffa submitted Interview/Information Requests. Within one week of each
correspondence,
Schrubbe responded to Staffa
and provided him
with
information.
On December 13, 2009, Staffa submitted an Interview/Information
Request stating, “I am wondering how long you are going to allow this charade to
go on? You and Dr. have and continue to violate 306.03 Security Policy 306.04
Employee Responsibility and my 8th Amendment Right to adequate medical care.
It has been 45 months now, your excuses and delays have run out.” (Schrubbe
Decl., ¶ 23, Ex. 1000 at p. 21-22.) On December 30, 2009, Schrubbe responded to
Staffa and asked him what his medical need was because Staffa was regularly
seen by HSU for a number of different medical ailments and this request did not
mention what medical care he felt he needed.
On February 3, 2010, Staffa submitted an Interview/Information Request
stating, “Please send me a copy of the Dermatology findings from my visit on
- 22 -
January 11, 2010. Under the open records act, you have to send me a copy.”
(Schrubbe Decl., ¶ 24, Ex. 1000 at p. 19-20.) On February 4, 2010, Schrubbe
responded and told Staffa to submit a disbursement for copies. A disbursement is
a request from the inmate to have funds withdrawn from his account.
In April, June, and July of 2010, Staffa submitted Interview/Information
Requests regarding the charging of co-pays. Schrubbe responded to all three of
the information requests. (Schrubbe Decl., ¶ 25-27, Ex. 1000 at p. 15-18.)
On July 25, 2011, Schrubbe responded to a Medication/Medical Supply
Refill Request submitted by Staffa. Schrubbe indicated that Staffa could not yet
submit his request for a refill of ibuprofen and Dakin’s solution because he
requested it too soon; he should re-submit it seven days before the medication is
gone. Schrubbe advised Staffa to order the Dakin’s Solution the following week.
Also, Schrubbe indicated that the Benzoyl Peroxide was discontinued and Staffa
would need to submit a HSR if an appointment was needed.
On November 15, 2011, Staffa submitted an Interview/Information
Request stating, “Nurse Lion just 90 days ago you renewed by bacitracin and
hydrocortisone. I am being told again by the med room that by bacitracin cannot
be refilled. I am still breaking out with these blisters and need this medication for
my skin. Could you please look into this.” On November 17, 2011, Schrubbe
responded to Staffa and told him, “She did not write for renewal and the
Bacitracin expired 2 months ago. She wrote for you to use the shampoo.”
(Schrubbe Decl., ¶ 30, Ex. 1000 at p. 11-12.)
- 23 -
On July 26, 2012, Staffa submitted an Interview/Information Request
along with a letter addressed to Schrubbe. The letter stated:
I am writing you so that Special Needs can address a very serious
ongoing problem. On 8-16-06 I had gotten a blood test that returned
positive for staphylococcus; which has now been identified by
medical staff as Impetigo. On 1-21-09 I tested positive for
Entrobacter also. According to the pamphlets I received on these
infections both can be transmitted thru contaminated surfaces, but
the Impetigo is highly contagious and I am requested a medical
single cell.
Telling me to keep my hands washed and my living area clean is
not protecting the health and safety of other inmates, please take a
closer look at this problem. I know that it’s your job to down play
the seriousness of communicable diseases as much as possible but
after 7 yrs. of being abused by Dr.’s unwillingness to hospitalize
and then being assaulted by inmate for fear of catching this, it is
time my request be granted. As I only have 30 days in seg, please
consider my request.
(Schrubbe Decl., ¶¶ 32-33, Ex. 1000 at p. 6-9.) On July 27, 2012, Nurse Meserole
responded to Staffa stating, “request referred to HSU manager-special needs.”
Schrubbe responded stating, “You have a single cell at this time.” Id. Schrubbe
signed off on this response on July 31, 2012.
On August 2, 2012, Staffa submitted an Interview/Information Request
stating:
Unless you are trying to promote the transmission of Impetigo to
other inmates, then giving me a single cell is medically necessary.
You obviously enjoy making me suffer through creating strife
between me and other inmates or you would not be making these
threats toward me. After 7 yrs. of suffering with this, and the now
permanent scars on my face, you want other men to suffer like this?
If you are going to follow up, why don’t you try getting me
hospitalization for the Impetigo and Entrobacter before it kills me,
then by all means follow up.
- 24 -
(Schrubbe Decl., ¶¶ 34-35, Ex. 1000, pp. 4-5.) On August 2, 2012, Nurse Waltz
responded and told Staffa, “Per HSU mngr you are already in single cell in seg.
and you are supposed to have single cell until further work up is done.” Id.
On
October
4,
2012,
Schrubbe
signed
an
updated
Medical
Restrictions/Special Needs form for Staffa. This form allowed Staffa the following:
a. Extra pillow from October 4, 2012 to October 4, 2014; b. Extra washcloth from
July 27, 2012 to January 27, 2013; c. Single cell from October 4, 2012 through
Staffa’s duration at WCI.
On November 25, 2012, Staffa submitted an Interview/Information
Request stating,
Considering the fact that Dr. Sumnicht ordered me a single because
my chronic Impetigo/MSRA infection, why am I being forced to eat
in the cell hall? I am having outbreaks everyday/every other day,
are we trying to create another epidemic? You know it is just a
matter of time before someone ends up catching it from me. It isn’t
right that you are subjecting all these men to this disease. Belinda,
please order me feed cell.
(Schrubbe Decl., ¶ 37, Ex. 1000 at p. 1-2.)
On December 7, 2012, Schrubbe
responded to Staffa and told him, “There is no medical need for feed cell. Wash
your hands prior to going to chow. Everyone should be practicing universal
precaution.” Id.
G. Letters to Greer, Pollard and Dr. Burnett
Staffa claims that he wrote letters to Greer, Pollard, and Dr. Burnett
regarding the alleged inadequate medical care he was receiving as a DOC inmate.
Greer searched his files maintained at DOC Central, and he was only able
- 25 -
to locate one letter that he personally sent to Staffa. On September 13, 2004, he
returned Staffa’s letter and informed Staffa that he was required to file a
complaint regarding health care through the Inmate Complaint Review System
(ICRS).
On December 27, 2011, Warden Pollard received a letter from Staffa; this
was the only letter Warden Pollard received from Staffa. Schrubbe responded to
the letter by sending Staffa a memorandum about his medical care. Schrubbe
reviewed his medical chart in regards to his complaints of a staph infection and
its effects on his body/brain. She explained that he did not have any
staphylococcus infection at that time, and any past infections did not cause any
brain issues. She advised Staffa to continue working with his doctor. She sent a
copy of this memorandum to Warden Pollard.
On April 2, 2007, Dr. Burnett responded to a letter sent by Staffa. In his
response, he returned Staffa’s letter and informed Staffa that he was required to
a file a complaint regarding health care through the ICRS using the “Offender
Complaint” form, DOC-400. Dr. Burnett instructed Staffa to complete the form
and submit it to the Inmate Complaint Examiner at his institution. Dr. Burnett
further informed Staffa that it was very important that every health care concern
and complaint be routed through the ICRS to ensure that a nurse coordinator
reviews it at the Central Office and that it is recorded for tracking and trending
purposes. Lastly, he told Staffa that he had the right to appeal the decision of
dismissal of an ICRS complaint and Dr. Burnett encouraged him to file an appeal
- 26 -
if he did not agree with the first level decision within the required time frame.
On October 12, 2007, BHS Nursing Coordinator Cynthia Thorpe
responded to a letter Dr. Burnett had received from Staffa. Ms. Thorpe responded
to Staffa’s concerns about an old knee problem and his request for
accommodations regarding a lower bunk and climbing stairs. Ms. Thorpe noted
that Staffa refused his most recent medical appointment and she advised him to
keep future appointments so that the physician could address the issues
presented in Staffa’s letter.
On December 28, 2011, and August 3, 2012, Dr. Burnett responded to
letters sent by Staffa. In both responses, Dr. Burnett returned the letter and
informed Staffa that he was required to file complaints regarding health care
through the ICRS. Dr. Burnett again reiterated the importance of submitting
health care concerns and complaints through the ICRS.
III. DISCUSSION
A. Parties’ Arguments
The defendants contend that Staffa’s claims fail as a matter of law
because he cannot establish a serious medical need and because he cannot
establish deliberate indifference by any defendant. The defendants also contend
that they are immune from liability under the doctrine of qualified immunity.
Staffa contends that the Court should deny the defendants’ motion for
summary judgment because there are too many issues of triable fact. He asserts
that until the defendants release the medical histories of every inmate ever
- 27 -
housed in his cell, and every nurse and doctor he ever came in contact with, the
defendants’ request for summary judgment must be denied. (Dkt. No. 91 at 6.)
Staffa also states that the defendants have not presented facts to support their
claims, only “after the fact” probabilities and opinions, while plaintiff has shown
multiple facts of how his rights have been violated. Id. According to Staffa, his
hygiene was not lacking and his disease was much more aggressive than the
defendants are willing to admit. He asserts that his infections were caused by
being forced to be housed with inmates known to be contagious. He asserts that
one look at Medscape Reference’s Enterobacter Infections publication proves his
claim that he suffered from multiple infections.
Staffa also filed a sur-reply in which he states that he has responded to
the defendants’ proposed findings of “fact” and has shown the flawed manner in
which these “after the fact” opinions have been misrepresented. (Dkt. No. 104.)
He states that his exhibits prove how ineffective medical care was after the
defendants’ delayed medical treatment for eighteen months.2 According to Staffa,
“deliberate indifference was clearly shown when defendants made a conscious
decision not to intervene after having been made subjectively aware of the
problem, but disregarded plaintiff’s pleas for help when it was clear they had
Staffa’s exhibit consists of documents already in the record, such as Dr.
Sumnicht’s Declaration, Warden Pollard’s Declaration, Dr. Burnett’s Declaration, Mr.
Greer’s Declaration, Ms. Schrubbe’s Declaration, Staffa’s medical records, offender
complaints, and Interview/Information Requests.
Staffa’s exhibits also include
“witness” statements from inmates, Medscape Reference information on Enterobacter
Infections, and Mayo Clinic information about Impetigo.
2
- 28 -
affirmatively placed Plaintiff in a position of danger he would not have otherwise
faced.” (Dkt. No. 104 at 1.) He states that his chronic skin condition is “the
result of being exposed to 2 water borne bacteria, H-Pylori, & Entrobacter, &
exposure to a staph infection.” Id.
What defendants are alluding to as material fact, are in actuality,
after the fact hearsay opinions that have no factual basis and are
completely unproven. As such the defendants are not entitled to
summary judgment. Clearly plaintiff has disputed all of the
proposed “facts” that defendants have in their motion. While
defendants are very skilled at making excuses as to why the
practice of medicine has had limited success on chronic infection
plaintiff was exposed to, begs the question why did prison officials
allow plaintiff to be exposed to begin with?
(Dkt. No. 104 at 1.) Staffa asserts that he was “left to suffer for 8 yrs. & still has
not been given the treatment outlined in the Medscape Entrobacter Reference.”
(Dkt. 104 at 3; see also Docket No. 91-1 at 70-78, Exh. 24, Medscape Reference:
Enterobacter Infections.) Staffa also contends that the defendants should have
provided him access to a list of medical histories of every nurse or doctor who
treated him, and every inmate who was housed near him.3
Lastly, Staffa filed a motion to file an amended response to the
defendants’ motion for summary judgment, along with an amended response. In
this response, Staffa restates much of his prior arguments. He adds:
So we must ask knowing the nature & severity of these diseases
Plaintiff has been exposed to why did the Director of the Bureau
Health Services Michael Greer, & the Medical Director of the
Bureau of Health Services Dr. David Burnett, fail to make Dr. P.
3
The DOC does not have such a list. (See Dkt. No. 57.)
- 29 -
Sumnicht take a more aggressive medical treatment plan for this
plaintiff, after being made subjectively aware that the treatment
plaintiff was receiving was not working. Both of these medical
professionals having seen this type of infection numerous times
were well aware of the many complications that would arise from
lack of treatment due to this prolonged infection.
(Dkt. No. 140 at 3.) Staffa requests that the Court undertake an in camera
review of Nurse Francine Monroe Jennings’ medical file as it proves further
deliberate indifferent to Staffa’s future health and safety, when he was exposed
to Nurse Jennings’ staph infection as a result of her giving him a TB shot in
2006. (Dkt. No. 140 at 5.) Staffa further states that counsel for defendants is
correct that Staffa’s skin condition does not constitute deliberate indifference.
“No, defendants’ complete failure to provide any medical treatment for 18
months, & their refusal to intervene after having been made subjectively aware
of the problem does prove their deliberate indifference to Plaintiff’s serious
medical need.” (Dkt. No. 140 at 4.)
B. Eighth Amendment Law
“The Eighth Amendment safeguards the prisoner against a lack of
medical care that ‘may result in pain and suffering which no one suggests would
serve any penological purpose.’” Arnett v. Webster, 658 F.3d 742, 750 (7th Cir.
2011) (quoting Rodriguez v. Plymouth Ambulance Serv., 577 F.3d 816, 828 (7th
Cir. 2009); see also Estelle v. Gamble, 429 U.S. 97, 103 (1976)). Prison officials
violate the Constitution if they are deliberately indifferent to prisoners’ serious
medical needs.
Arnett, 658 F.3d at 750 (citing Estelle, 429 U.S. at 104).
- 30 -
Accordingly, a claim based on deficient medical care must demonstrate two
elements: 1) an objectively serious medical condition; and 2) an official’s
deliberate indifference to that condition.
omitted).
Arnett, 658 F.3d at 750 (citation
“Deliberate indifference to serious medical needs of a prisoner
constitutes the unnecessary and wanton infliction of pain forbidden by the
Constitution.” Rodriguez, 577 F.3d at 828 (quoting Estelle, 429 U.S. at 104).
A medical need is considered sufficiently serious if the inmate’s condition
“has been diagnosed by a physician as mandating treatment or . . . is so obvious
that even a lay person would perceive the need for a doctor’s attention.” Roe v.
Elyea, 631 F.3d 843, 857 (7th Cir. 2011) (quoting Greeno v. Daley, 414 F.3d 645,
653 (7th Cir. 2005)). “A medical condition need not be life-threatening to be
serious; rather, it could be a condition that would result in further significant
injury or unnecessary and wanton infliction of pain if not treated.” Id. (quoting
Gayton v. McCoy, 593 F.3d 610, 620 (7th Cir. 2010)). A broad range of medical
conditions may be sufficient to meet the objective prong of a deliberate
indifference claim, including a dislocated finger, a hernia, arthritis, heartburn
and vomiting, a broken wrist, and minor burns sustained from lying in vomit. Id.
at 861 (citing Edwards v. Snyder, 478 F.3d 827, 831 (7th Cir. 2007) (collecting
cases)).
On the other hand, a prison medical staff “that refuses to dispense
bromides for the sniffles or minor aches and pains or a tiny scratch or a mild
headache or minor fatigue – the sorts of ailments for which many people who are
not in prison do not seek medical attention – does not by its refusal violate the
- 31 -
Constitution.” Gutierrez v. Peters, 111 F.3d 1364, 1372 (1997) (quoting Cooper v.
Casey, 97 F.3d 914, 916 (7th Cir. 1996)).
To demonstrate deliberate indifference, a plaintiff must show that the
defendant “acted with a sufficiently culpable state of mind,” something akin to
recklessness.
A prison official acts with a sufficiently culpable state of mind
when he or she knows of a substantial risk of harm to an inmate and either acts
or fails to act in disregard of that risk.
Roe, 631 F.3d at 857.
“Deliberate
indifference ‘is more than negligence and approaches intentional wrongdoing.’”
Arnett, 658 F.3d at 759 (quoting Collignon v. Milwaukee Cnty., 163 F.3d 982, 988
(7th Cir. 1998)). It is not medical malpractice; “the Eighth Amendment does not
codify common law torts.” Duckworth v. Ahmad, 532 F.3d 675, 679 (7th Cir.
2008) (citation omitted).
“A jury can infer deliberate indifference on the basis of a physician’s
treatment decision [when] the decision [is] so far afield of accepted professional
standards as to raise the inference that it was not actually based on a medical
judgment.” Arnett, 658 F.3d at 759 (quoting Duckworth, 532 F.3d at 679). A
plaintiff can show that the professional disregarded the need only if the
professional’s subjective response was so inadequate that it demonstrated an
absence of professional judgment, that is, that “no minimally competent
professional would have so responded under those circumstances.” Roe, 631 F.3d
at 857 (quotation marks omitted). However, a prisoner “need not prove that the
prison officials intended, hoped for, or desired the harm that transpired.” Walker
- 32 -
v. Benjamin, 293 F.3d 1030, 1037 (7th Cir. 2002). “Nor does a prisoner need to
show that he was literally ignored.” Arnett, 658 F.3d at 759 (citing Greeno v.
Daley, 414 F.3d 645, 653 (7th Cir. 2005)). That the prisoner received some
treatment does not foreclose his deliberate indifference claim if the treatment
received was “so blatantly inappropriate as to evidence intentional mistreatment
likely to seriously aggravate his condition.” Arnett, 658 F.3d at 759 (quoting
Greeno, 414 F.3d at 653). However, deliberate indifference is a high standard; it
requires proof that the state officials actually knew of the inmate’s serious
medical need and that they disregarded it. Walker, 293 F.3d at 1037.
Here, the Court assumes that Staffa’s skin condition is a serious medical
need.
See Roe, 631 F.3d at 857.
The Court will focus on the deliberate
indifference prong of an Eighth Amendment claim.
C. Discussion
1. Dr. Sumnicht
Staffa contends that Dr. Sumnicht was deliberately indifferent to the
conditions that Staffa was forced to endure and that he did not provide adequate
medical care. Staffa asserts that he was denied treatment for eighteen months.
The factual record, however, does not support Staffa’s contentions.
It is undisputed that Dr. Sumnicht treated Staffa for his skin conditions
from February 12, 2008, until Dr. Sumnicht transferred to another institution in
October 2012. The record reveals that Dr. Sumnicht saw Staffa numerous times.
He ordered multiple skin cultures and all of the cultures, except the one August
- 33 -
2012, were negative for MRSA. After about a year and a half of treating Staffa
onsite with different medications and treatments, in September 2009, Dr.
Sumnicht ordered a consultation with UW Infectious Disease for recurring
impetigo.
Dr. Craig at UW Infectious Disease opined that Staff had a
noninfectious dermatologic problem and determined that he did not have MRSA.
Dr. Craig recommended that Staffa see a dermatologist and Dr. Sumnicht
ordered that consultation. At his UW Department of Dermatology consultation
in January 2010, Dr. Haemal and Dr. Xu saw Staffa and, following a culture and
biopsy, stated that he had bacterial folliculitis and dermatitis. In April 2010,
Staffa saw Dr. Lloyd at UW Dermatology and she determined that he had
recurrent lesions most consistent with acne/folliculitis, that he had a chronic
problem, and that he might need to continue therapy indefinitely.
recommended
treatment,
recommendation.
and
Dr.
Sumnicht
followed
the
She
treatment
In August 2010, Staffa stopped taking his prescribed
doxycycline medication because he did not think it helped. Dr. Sumnicht tried
different medications for Staffa’s recurring skin conditions, including Dakin’s
solution, which UW doctors had recommended.
He also tried doxycycline,
hydrocortisone cream, terbinafine, Dakin’s swabs, benzoyl peroxide, zinc, and
selenium sulfide lotion. Later, when Staffa’s skin condition did not improve, Dr.
Sumnicht ordered penicillin, another skin culture, and clindamycin. In June
2012, Dr. Sumnicht submitted a request for Staffa to return to the
dermatologist. Staffa was seen by UW Dermatology on August 13, 2012, and by
- 34 -
Dr. Craig at UW Infectious Disease on August 23, 2012. At that time, Staffa’s
nares, or his nasal openings, were found to be positive for MRSA. There was no
MRSA
in
his
skin
wounds.
Dr. Sumnicht
followed the
specialists’
recommendations for treatment. The MRSA cleared in September 2012.
Staffa disagrees with the treatment he received and he also contends that
he should not have contracted the skin conditions in the first place.
Disagreement with a doctor’s medical judgment is not enough to prove deliberate
indifference. Petties v. Carter, 2015 WL 4567899, at *3 (7th Cir. July 30, 2015)
(citing Berry v. Peterman, 604 F.3d 435, 441 (7th Cir. 2010)). Rather, Staffa
must show that Dr. Sumnicht’s treatment strayed so far from accepted
professional standards that a jury could infer he acted with deliberate
indifference. Id. (citing McGee v. Adams, 721 F.3d 474, 481 (7th Cir. 2013)).
Staffa has not shown that Dr. Sumnicht’s treatment strayed from
accepted professional standards. He has not submitted evidence calling into
question Dr. Sumnicht’s treatment choices.
His citation to the Enterobacter
publication does not call into question Dr. Sumnicht’s treatment.
Staffa’s belief that he did not receive adequate care amounts to no more
than a refusal to accept the professional judgment of his treating physicians. See
Berry, 604 F.3d at 441; Johnson v. Doughty, 433 F.3d 1001, 1012-13 (7th Cir.
2006). Staffa’s lay opinions as to the treatment he received and as to how he
contracted his skin conditions are not evidence that Dr. Sumnicht’s treatment
decisions were such a “substantial departure from accepted professional
- 35 -
judgment, practice, or standards as to demonstrate that the person responsible
did not base the decision on such a judgment.” Estate of Cole v. Fromm, 94 F.3d
254, 261-62 (7th Cir. 1996); see Johnson, 433 F.3d at 1022-23.
While at WCI, Staffa had chronic skin issues.
Far from acting with
deliberate indifference, the record reveals that Dr. Sumnicht diligently treated
him for his chronic skin conditions, referred him to multiple specialists, and
followed their treatment recommendations. A reasonable factfinder could not
conclude that Dr. Sumnicht acted with deliberate indifference. Accordingly, the
Court will grant the defendants’ motion for summary judgment as to Dr.
Sumnicht.
2. Nurse Schrubbe
Staffa contends that Schrubbe lied to him when she told him that he did
not have a staph infection, knowing that his chronic impetigo was a staph
infection.
assertions.
However, the factual record conflicts with Staffa’s unsupported
The record reveals that Schrubbe responded to some of Staffa’s
HSR’s and referred him to a doctor for others. She timely responded to his
medical concerns, in line with the ongoing care he received from Dr. Sumnicht.
Although nurses may generally defer to instructions given by physicians,
they have an independent duty to ensure that inmates receive constitutionally
adequate care. Perez v. Fenoglio, 2015 WL 4092294, at *6 (7th Cir. July 7, 2015)
(citing Berry, 604 F.3d at 443)). Nurses may thus be held liable for deliberate
indifference where they knowingly disregard a risk to an inmate’s heath. See id.
- 36 -
(citation omitted). “[A] nurse confronted with an ‘inappropriate or questionable
practice’ should not simply defer to that practice, but rather has a professional
obligation to the patient to ‘take appropriate action,’ whether by discussing the
nurse’s concerns with the treating physician or by contacting a responsible
administrator or higher authority.” Id. (quoting Berry, 604 F.3d at 443); see also
Rice ex rel. Rice v. Correctional Med. Servs., 675 F.3d 650, 683 (7th Cir. 2012)
(“[A] nurse may not unthinkingly defer to physicians and ignore obvious risks to
an inmate's health....”).
The factual record does not support a finding that Schrubbe lied to Staffa
or that she acted with deliberate indifference to his medical needs. Rather, she
treated him and referred him to the doctor, who provided treatment in
accordance with the professional standard of care.
The Court will therefore
grant the defendants’ motion for summary judgment as to Schrubbe.
3. Warden Pollard, Dr. Burnett, and Greer
Staffa contends that Warden Pollard’s assertion that he was not
personally involved in Staffa’s medical care demonstrates that he is liable.
According to Staffa,
[Warden Pollard’s] decision not intercede on Plaintiff’s behalf after
he was made aware by Plaintiff of his having been exposed to 3
serious identifiable contagious diseases in his prison & not
questioning medical staff, or making it mandatory Plaintiff be given
immediate sick cell/feed cell, until Plaintiff’s infection was gone,
was a violation of his ministerial responsibility[.]
(Dkt. No. 90 at 1.) Staffa also contends that he notified defendant Greer and Dr.
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Burnett that, over a period of years, he had not received adequate medical
treatment, and that when Greer and Dr. Burnett did not intercede on Staffa’s
behalf, they denied him the basic necessities of life.
It is well established that “[f]or constitutional violations under § 1983 . . .
a government official is only liable for his or her own misconduct.” Perez, 2015
WL 4092294, at *8 (citing Locke v. Haessig, 788 F.3d 662, 669 (7th Cir. 2015)).
Thus, to recover damages against a prison official acting in a supervisory role, a
§ 1983 plaintiff may not rely on a theory of respondeat superior and must instead
allege that the defendants, through their own conduct, have violated the
Constitution. Id. (citing Ashcroft v. Iqbal, 556 U.S. 662, 676 (2009)). Deliberate
indifference may be found where an official knows about unconstitutional conduct
and facilitates, approves, condones, or “turn[s] a blind eye” to it. Id. (citing Vance
v. Peters, 97 F.3d 987, 992-93 (7th Cir. 1996)).
An inmate’s correspondence to a prison administrator establishes a basis
for personal liability under § 1983 where that correspondence provides sufficient
knowledge of a constitutional deprivation. Id. (citing Vance, 97 F.3d at 993 (“[A]
prison official’s knowledge of prison conditions learned from an inmate’s
communications can, under some circumstances, constitute sufficient knowledge
of the conditions to require the officer to exercise his or her authority and to take
the needed action to investigate and, if necessary, to rectify the offending
condition.”)). Once an official is alerted to an excessive risk to inmate safety or
health through a prisoner’s correspondence, “refusal or declination to exercise the
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authority of his or her office may reflect deliberate disregard.” Id.; accord Arnett,
658 F.3d at 756. Prisoner requests for relief that fall on “deaf ears” may evidence
deliberate indifference. Id. (citing Dixon v. Godinez, 114 F.3d 640, 645 (7th Cir.
1997).
Here, the record reveals that Pollard received one letter from Staffa and
that Schrubbe responded to Staffa on Pollard’s behalf. Shrubbe sent Staffa a
memorandum about his care, stating that he not did have a staph infection and
that he should continue working with his doctor. Next, it is undisputed that
Greer sent Staffa a letter in 2004, a time period that is not relevant to Staffa’s
claims. He advised Staffa to file a complaint through the ICRS related to his
medical care issue. Lastly, Dr. Burnett responded to three letters sent by Staffa
by informing him that he should file complaints regarding health care through
the ICRS. Dr. Burnett also approved Dr. Sumnicht’s request for Staffa’s referrals
to outside providers.
Pollard, Greer, and Burnett were not personally involved in Staffa’s
medical care. In addition, they did not ignore or turn a deaf ear to Staffa when
he wrote them. Rather, they referred the communications to a direct provider
who then responded, or they responded with information regarding the steps
Staffa should take to seek review of his treatment. Based on the foregoing, a
reasonable factfinder could not conclude that Pollard, Greer, or Dr. Burnett were
deliberately indifferent to Staffa’s medical needs.
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Additional Matter
Staffa has filed a motion to remove the Clerk of Court for misconduct
relating to payment of a $5 partial filing fee. Staffa apparently believes that the
Clerk’s Office erroneously misapplied his $5 partial fee payment toward
outstanding court fees without a court order to do so.
Contrary to Staffa’s
motion, the Clerk’s Office has diligently attempted to accommodate Mr. Staffa
with regard to the filing fee in this case and in his three related appeals.
The filing fee history in this case is complicated because it involves not
only the $350 filing fee for commencing this action, but also three appeal fees
(one for $455 and, after the appeal fee increased, two for $505) for each of the
three interlocutory appeals that Staffa filed throughout the course of this case.
Staffa is proceeding in forma pauperis, so the Court assessed an initial partial
filing fee in this case and in two of his three appeals; the Court waived the initial
partial filing fee in his third appeal.
On June 3, 2014, the Clerk’s Office receive a $5.00 payment from a Mr.
John Schone for payment of the filing fee on Appeal No. 14-2124. The Clerk
responded that since the Court had not yet assessed the initial partial appeal fee
in Appeal No. 14-2124, it applied the payment to his outstanding filing fees
already incurred (from this case and from his first appeal, No. 13-2588). When
the Court granted Staffa’s petition to proceed in forma pauperis on appeal and
assessed a $0.25 initial appeal fee in No. 14-2124, the Clerk applied the $5.00 to
the initial appeal fee.
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Similarly, on August 20, 2014, the Clerk received $5.00 from John Schone
for payment of the appeal filing fee in Staffa’s third appeal, No. 14-2734. At that
time, the Court had not yet granted Staffa’s petition to appeal in forma pauperis,
and the Clerk returned the $5.00 to Mr. Schone. The Court granted Staffa’s
petition on September 11, 2014, and it waived the initial appeal fee due to a lack
of funds.
To date, the Court has ordered Staffa to pay $1,310 in filing fees in this
matter.4 The Clerk has received $66.32, leaving a balance of $1,243.68 at this
time.
Lastly, although the Court assessed the $.25 initial partial appeal fee in
No. 14-2124, the Court inadvertently neglected to order the collection the
remainder of the appeal fee in No. 14-2124 ($499.75)5, and it will do so in this
order.
NOW,
THEREFORE,
BASED ON THE FOREGOING,
IT IS
HEREBY ORDERED THAT the defendants’ motion for summary judgment
(ECF No. 81) is GRANTED.
IT IS FURTHER ORDERED that the plaintiff’s motion to remove clerk
for misconduct (ECF No. 136) is DENIED.
This amount is the $350 filing fee for this case, the $455 appeal fee for No. 132588, and the $505 appeal fee for No. 14-2734.
4
The balance accounts for the $.25 initial appeal fee that Staffa paid and the
$5.00 check from John Schone that the Clerk’s Office applied to the appeal fee.
5
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IT IS FURTHER ORDERED that the plaintiff’s motion for leave to file
amended response (ECF No. 140) is GRANTED.
IT IS FURTHER ORDERED that that the Secretary of the Wisconsin
Department of Corrections or his designee shall collect from the plaintiff’s prison
trust account the $499.75 balance of the appeal fee in Appeal No. 14-2124 by
collecting monthly payments from the plaintiff’s prison trust account in an
amount equal to 20% of the preceding month’s income credited to the prisoner’s
trust account and forwarding payments to the clerk of the court each time the
amount in the account exceeds $10 in accordance with 28 U.S.C. § 1915(b)(2).
The payments shall be clearly identified by the case name and numbers assigned
to this action.
IT IS ALSO ORDERED that copies of this order be sent to the warden of
the institution where the inmate is confined and to PLRA Attorney, United
States Court of Appeals for the Seventh Circuit, 219 S. Dearborn Street, Rm.
2722, Chicago, Illinois 60604.
Dated at Milwaukee, Wisconsin, this 25th day of August, 2015.
BY THE COURT:
__________________________
HON. RUDOLPH T. RANDA
U.S. District Judge
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