Speare Tools Inc v. Klein Tools Inc
Filing
65
ORDER signed by Judge Rudolph T. Randa on 7/15/2014. 39 Klein's MOTION to compel DENIED AS MOOT; 41 Klein's MOTION for extension of time DENIED AS MOOT; 47 Speare's MOTION to Compel DENIED; 55 Klein's MOTION to Strike Section III of Speare's Reply Brief DENIED; 55 Klein's MOTION to file sur-reply GRANTED; 57 60 Klein's MOTIONS to strike and bar DENIED; 61 Klein's MOTION to seal GRANTED. (cc: all counsel)(cb)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF WISCONSIN
SPEARE TOOLS, Inc.,
Plaintiff,
-vs-
Case No. 13-C-324
KLEIN TOOLS, Inc.,
Defendant.
DECISION AND ORDER
Speare Tools, Inc. alleges that Klein Tools, Inc. infringed the trade dress of its
Adjustable Hole Saw, a tool used for cutting holes in drywall and ceiling tiles. Speare
also brought a claim for patent infringement, but the parties settled that claim. Now
before the Court are numerous discovery motions.
First, Klein filed a motion to compel. ECF No. 39. In response, Speare argues
that Klein never should have filed this motion because Speare agreed to supplement its
responses (the responses have since been supplemented). Even if Speare promised to
correct its responses — a contention that Klein disputes — Klein had little choice but to
file this motion because the discovery deadline was about to expire, and Speare refused to
stipulate to an extension. In re Sulfuric Acid Antitrust Litig., 231 F.R.D. 331, 332 (N.D.
Ill. 2005) (“motions to compel filed after the close of discovery are almost always deemed
untimely”). For similar reasons, the Court disagrees with Speare’s contention that Klein
did not confer in good faith prior to filing this motion. Fed. R. Civ. P. 37(a)(a).
At this point, it seems silly that Speare even bothered to oppose this motion, but
Speare also demands fees and expenses,1 citing Fed. R. Civ. P. 37(a)(5)(A).
This
provision is inapplicable on its face because it only applies when a motion to compel is
granted or, as happened here, “the disclosure or requested discovery is provided after the
motion was filed.” Id. Klein, not Speare, may be entitled to such an award. Klein’s
request for leave to file a petition for expenses under Rule 37(a)(5)(A) is granted.
Second, Klein moved for an extension of time to complete third-party depositions
and receive certain documents. This motion [ECF No. 41] was withdrawn by stipulation.
Third, Speare moves to compel full interrogatory responses and the production of
certain documents. ECF No. 47. This motion is largely moot, except for Speare’s
demand for all “financial statements used to prepare Klein’s tax returns from 2007 to the
present.” Klein’s adjustable hole saw is only one of approximately 3,000 products that it
sells. Thus, the Court agrees with Klein’s objection that Speare’s request is cumulative,
overbroad and unduly burdensome. Fed. R. Civ. P. 26(b)(2)(C)(i), (iii). Speare argues
that this broad swath of financial information is relevant to Klein’s ability to pay enhanced
damages for intentional infringement, 15 U.S.C. § 1117, but Klein has never placed its
ability to pay at issue in this litigation.
Fourth, Klein moves to strike and bar the report of Speare’s “survey” expert,
Nicola Riggleman as deficient under Federal Rule of Civil Procedure 26(a)(2)(B). ECF
No. 55. After reviewing the report, ECF No. 59, Ex. B, the Court doesn’t understand
Klein’s objection. Ms. Riggleman’s report complies with the foregoing requirements.
1
If there was no dispute, as Speare contends, then why did Speare incur expenses by
responding to the motion in the first instance? What was the point, if not to incur expenses and then
try to foist them upon the opposition?
-2-
Fifth, and finally, Klein moves to strike and bar the summary and testimony of
Patricia d’Angelo, one of Speare’s damages experts. ECF No. 60. Klein argues that Ms.
d’Angelo must provide a written report because she was “retained or specially employed
to provide expert testimony . . .” Fed. R. Civ. P. 26(a)(2)(B). To the contrary, Ms.
d’Angelo is a long-term Speare employee who no longer receives a salary but continues to
perform financial accounting services, such as assisting in the preparation of financial
statements, assisting in the posting of sales and expense entries, answering finance-related
questions, and numerous other finance-related activities. Thus, Ms. d’Angelo’s opinion
arises not from her “enlistment as an expert,” but rather from her “ground-level
involvement in the events giving rise to the litigation.”
Downey v. Bob’s Discount
Furniture Holdings, Inc., 633 F.3d 1, 6 (1st Cir. 2011); see also Guarantee Trust Life Ins.
Co. v. Am. Med. & Life Ins. Co., 291 F.R.D. 234, 237 (N.D. Ill. 2013) (“a former
employee may be a non-retained expert for the purposes of Rule 26(a)(2) if he is a
percipient witness and is testifying based upon his personal knowledge of the facts or data
at issue in the litigation”).
Since d’Angelo is a non-retained expert, Speare is required to disclose the subject
matter of her testimony and a “summary of the facts and opinions to which the witness is
expected to testify.” Fed. R. Civ. P. 26(a)(2)(C)(ii). Additionally, under the local rules of
this judicial district, Speare must provide a “complete statement of all opinions the witness
will express and the basis and reasons for them.” Fed. R. Civ. P. 26(a)(2)(B)(i); Civil L.R.
26(b)(1)(B) (E.D. Wis.).
Again, the Court doesn’t understand Klein’s objections.
Speare’s disclosure easily meets these minimal requirements, as does Speare’s disclosure
-3-
regarding the expert testimony of its owner, William Speare.
NOW, THEREFORE, BASED ON THE FOREGOING, IT IS HEREBY
ORDERED THAT:
1.
Klein’s motion to compel [ECF No. 39] is DENIED as moot;
2.
Klein’s motion for an extension of time [ECF No. 41] is DENIED as
3.
Speare’s motion to compel [ECF No. 47] is DENIED;
4.
Klein’s motion to strike Section III of Speare’s reply brief [ECF No. 55] is
moot;
DENIED;
5.
Klein’s motion for leave to file a sur-reply brief [ECF No. 55] is
GRANTED;
6.
Klein’s motions to strike and bar [ECF Nos. 57 and 60] are DENIED;
7.
Klein’s motion to seal [ECF No. 61] is GRANTED.
Dated at Milwaukee, Wisconsin, this 15th day of July, 2014.
BY THE COURT:
__________________________
HON. RUDOLPH T. RANDA
U.S. District Judge
-4-
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